HEGEL AND RELIGIOUS FAITH
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HEGEL AND RELIGIOUS FAITH
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HEGEL AND RELIGIOUS FAITH Divided Brain, Atoning Spirit
Andrew Shanks
Published by T&T Clark International A Continuum Imprint The Tower Building 80 Maiden Lane 11 York Road, Suite 704 London SE1 7NX New York, NY 10038 www.continuumbooks.com All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording or any information storage or retrieval system, without permission in writing from the publishers. Copyright © Andrew Shanks, 2011 Andrew Shanks has asserted his right under the Copyright, Designs and Patents Act, 1988, to be identified as the Author of this work. British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library. ISBN13: 978-0-567-53230-5 (Hardback)
Typeset by Newgen Imaging Systems, Pvt Ltd, Chennai, India Printed and bound in Great Britain
contents
1
Desmond versus Hegel: A False Either / Or? 1. The setting 2. Two opposing strategic attitudes to religion-and-politics 3. Desmond’s affirmation of ‘agapeic community’ 4. Hegel’s political-theological realism 5. Beyond the ‘beautiful soul’ 6. ‘Was Hegel pious?’ 7. The uniqueness of the Phenomenology of Spirit 8. Towards the ‘solidarity of the shaken’ 9. Faith / knowing / faith
1 1 2 4 9 12 16 21 27 31
2
Desmond’s Hegel: A Counterfeit Double? 1. Hegelian grand narrative: ‘theodicy’ or ‘kakodicy’? 2. Schiller’s dictum, quoted by Hegel: ‘Die Weltgeschichte ist das Weltgericht’ 3. ‘The hand that wounds is the hand that heals’
35 35 38 40
3 The Ideal of ‘Atonement’ 1. Hegel on Eckhart: ‘There, indeed, we have what we want!’ 2. ‘Unhappy consciousness?’ A problem of translation 3. ‘A condition of sheer inner contradiction’ 4. Luther / Kant / Hegel 5. Desmond’s response
45 45 45 49 52 55
4 Aetiology of Unatonement 1. A sieving process 2. What Hegel has inadvertently stumbled upon 3. Dialectic of the cerebral hemispheres 4. A tale of two creations 5. ‘Just a game?’ 6. McGilchrist’s story 7. The ‘cause’ of atonement
59 59 60 61 73 75 77 83
v
CONTENTS
5
Hegel’s Gospel 1. Pathos and solidarity 2. Hegel as strategist 3. ‘Das unglückliche Bewußtseyn’: the two prime texts
84 84 84 87
6 The Spur: Hegel versus Fichte 1. The significance of Fichte 2. Truth-as-uprootedness 3. The despotism of the ‘Absolute Ego’ 4. Fichte and Marx 5. Fichte / Spinoza 6. Hegel’s verdict on both
102 102 103 107 112 114 117
7 Two Non-Christian Alternative Strategies 1. The Hegel who interests me . . . 2. Excursus on Heidegger 3. Excursus on Deleuze and Guattari
120 120 121 136
8
Hegel Sublated 1. The Holy Spirit in spate 2. Joachim / Eckhart / Hegel 3. A plea for patience 4. Hegel today: from ‘second’ to ‘third modernity’
146 146 148 154 159
9
Coda Psalm
166 166
Index
173
vi
1 desmond versus hegel: a false either / or?
1. The setting The primary proposition this book seeks to explore is that Hegel’s thought constitutes one of the great pinnacles of the Christian theological tradition. Of course, it is a controversial proposition. Hegel has admirers who, wishing that he were not in fact as religious as he professes to be, are therefore tempted to downplay that aspect of his thought. And, at the same time, he also has plenty of religious detractors. My primary purpose here is to try and answer the latter. There has never, I think, been a more elegantly aggressive or better informed attempt at such resistance to Hegelian theology, as failing to do full justice to the proper truth-potential of popular Christian faith, than William Desmond’s recent book, Hegel’s God.1 And this, therefore, is the first stimulus for what I have written here. I am interested, generally, in comparing what one might call high-intensity philosophic-poetic strategies for truth-as-openness. That is to say: strategies for thought, in relation to questions of religion and politics, which systematically prioritize the pursuit of conversational openness over claims to theoretic correctness. Hegel represents one such strategy. Not everyone fully recognizes this; some even deny it outright; I want to clarify the sense in which it is, nevertheless, absolutely the case. Desmond represents an alternative strategy, likewise prioritizing truth-as-openness in this sense; and likewise integrated into theology, only in another way. My argument begins with a comparison of these two. But then, in order to give a more rounded picture, in Chapter 7 I will further consider how the Hegelian 1
William Desmond, Hegel’s God: A Counterfeit Double? (Aldershot: Ashgate, 2003). Two defenders of Hegelian theology who, amongst other things, have already begun to tackle Desmond’s argument are Peter C. Hodgson, in Hegel and Christian Theology (Oxford: Oxford University Press, 2005) and Martin J. De Nys, in Hegel and Theology (London & New York: T. & T. Clark, 2009).
1
HEGEL AND RELIGIOUS FAITH
strategy compares to a couple of anti-theological variants of strategy for promoting truth-as-openness: on the one hand, that of Martin Heidegger; on the other hand, that of Gilles Deleuze and Félix Guattari. Meanwhile, however, the other major stimulus to which I am responding is of quite a different order. It is the challenge of Iain McGilchrist’s brilliant new work, The Master and His Emissary: The Divided Brain and the Making of the Western World, on the philosophic implications of recent developments in neuroscience.2 This I will come to in Chapter 4. McGilchrist is indeed warmly appreciative of Hegel’s thought, for the way in which it helps set the scene for the sort of thinking that he advocates.3 He focuses on the dialectical interplay between the normal roles of the left and right cerebral hemispheres; constructs a pioneering grand narrative on that theme. And in so doing he is led to consider Hegel’s discussion of ‘das unglückliche Bewußtseyn’, the split self of inner servility, which is in fact the key concept for Hegel’s philosophical theology as developed in the Phenomenology of Spirit, and of central importance for the argument I also want to develop. No doubt, one of the most significant sources of fresh theological thinking in the near future will be the emergent interaction between theology and the new science of neuropsychology. In that context, Hegel’s thought will surely be a key point of reference. McGilchrist himself largely brackets any consideration of theology from his argument. Here, I set out to remove those brackets. Hegel helps to show how. All the more reason, then – I think – to challenge the dismissiveness of Desmond’s polemic.
2. Two opposing strategic attitudes to religion-and-politics A preliminary formulation: Hegel is the thinker who, with greater energy than any other, seeks systematically to open Christian theology up to genuine, receptive conversation, both with its own traditions and with all the various other traditions of the secular world around. No other thinker has ever done more to try and expose Christian theology to fresh input; systematically putting the will-to-openness (he calls it ‘Geist’, ‘Spirit’) right at the heart of theology; understanding that impulse, at its most generous, to be the very essence of the truly sacred. He is the great critic of intellectual meanness, or spiritual suffocation in religion: supremely alert to all such meanness – whether explicit or implicit, taciturn or garrulous in disguise – everywhere. Or is he? 2
3
Iain McGilchrist, The Master and His Emissary: The Divided Brain and the Making of the Western World (New Haven and London: Yale University Press, 2009). In the course of his discussion here McGilchrist refers to an earlier text of mine, partly incorporated into the present work.
2
DESMOND VERSUS HEGEL: A FALSE EITHER / OR?
Certainly, as we shall see, he is a pioneering critic of the sort of closedmindedness that consists in exalting claims to definitive religious, or philosophic, truth-as-correctness of any kind – including dogmatic scepticism, as represented by Kant – over the pursuit of perfect truth-as-openness. But maybe, there still remains another level of closure that Hegel has not addressed. – Is the Hegelian notion of perfect truth-as-openness perhaps, after all, too narrow? This, at any rate, is Desmond’s view. Desmond is one of the most distinguished of contemporary ‘continental’ philosophers; a splendidly challenging original thinker; and a major authority on Hegel.4 As a religious critic of Hegel, he is akin to Kierkegaard. But he differs from Kierkegaard, not least by virtue of his much closer engagement with Hegel’s actual texts. Hegel’s God appeared in between the second and third volumes of his major trilogy: Being and the Between, Ethics and the Between, and God and the Between.5 To appreciate it fully, one needs to read it, in the first instance, against that systematic background. Why did he write it? Chiefly, he tells us, it was out of friendship, because he had been asked to; at the same time, though, also out of a certain ‘dismay . . . at Hegel’s power to infatuate religiously gullible admirers’.6 He is concerned that ‘philosophers with the spiritual ambitions of Hegel pose dangers for those who are less vigorous spiritually, and more feeble intellectually’.7 Desmond’s interpretation of philosophic tradition, as a whole, is framed in terms of a fourfold typology: he distinguishes between thinkers who follow the ‘univocal’, the ‘equivocal’, the ‘dialectical’ and the ‘metaxological’ ways.8 Roughly speaking, (a) the ‘univocal’ way presents its results as a definitively correct encapsulation of community-building wisdom in fixed, trans-historical formulas. But (b) the ‘equivocal’ way then dissolves these. In this scheme, 4
5
6 7 8
Desmond has not always been an out-and-out critic of Hegel. As he, himself, remarks in Perplexity and Ultimacy (Albany: State University of New York Press, 1995), p. 20: ‘My first published book was Art and the Absolute. It was generally well received by the Hegelians. They especially liked my critique of deconstruction, which the deconstructionists did not like. I would now say that for strategic reasons I pulled some punches about Hegel. I was tired of caricatures of Hegel. It is silly the way Hegel has been so many times overcome by mediocre minds. All one has to do is grind out a few clichés from Marx or Heidegger or Derrida; and presto! – Hegel is put in his place. I found this ridiculous, and still find it ridiculous, even though I criticize Hegel. Hence, I wanted to write a book which gave Hegel a run for his money’. (And he subsequently became President of the Hegel Society of America.) Being and the Between (Albany: State University of New York Press, 1995); Ethics and the Between (Albany: State University of New York Press, 2001); God and the Between (Oxford: Blackwell, 2008). Hegel’s God, p. ix. Ibid., p. 15. This typology is first systematically developed in Desmond, Desire, Dialectic and Otherness: An Essay on Origins (New Haven and London: Yale University Press, 1987). And it then pervades his thinking thereafter.
3
HEGEL AND RELIGIOUS FAITH
(c) Hegel is the pre-eminent pioneer of the ‘dialectical’ way, setting out, as he does, to reframe conversation between the previous two ways in terms of systematically all-inclusive philosophic community-building grand narrative. However, Desmond argues the highest truth is (d) that which belongs to the ‘metaxological’ way. He puts it like this: ‘I suggest that as dialectic tries to redeem the promise of univocity beyond equivocity, so the metaxological tries to redeem the promise of equivocity beyond univocity and dialectic’.9 In other words, ‘metaxology’ re-dissolves what ‘dialectic’ has put back together. Thus, he honours Hegel as the thinker whom – it seems, above all others – we need to overcome, in order that philosophy shall attain its true homeland. As for the spelling out of how this is so, his argument is wide-ranging. But perhaps the best way to approach it is as a dispute over the possible authority claims of theological rhetoric in the workings of large-scale church institutions as such. And then again, also, as a dispute over such claims in the context of civil religion: both that of the state and that of bottom-up movements within civil society. Essentially at stake here, is how best to preserve a proper appreciation for what one might call ‘primary’ encounter with the divine; how to keep the truth of that experience from being diluted by the secondary requirements of political expediency, in general. Hegel approaches this general problem with one strategy, Desmond with another. Desmond’s strategy is altogether stricter, more restrictive. From his point of view, the Hegelian strategy is far too lax. But then, from the Hegelian point of view, Desmond’s strategy looks like a perfectionist’s option for ultimately futile social marginality; the best made the enemy of the good.
3. Desmond’s affirmation of ‘agapeic community’ At the heart of Desmond’s polemic is his insistence on drawing the most emphatic possible distinction between divine agape and human, all too human, eros. Agape: love, in the sense of an overflowing generosity; unconditionally given, not according to merit; entirely free of neediness, and hence ever ready for self-sacrifice. Eros: love, in the sense of hungering and thirsting for the beloved; the more intense, among mortals, the more needy it is; typically self-assertive, and seeking to possess what it admires. Hegel does not focus on this distinction. ‘Agape’ and ‘eros’ are Greek words; he thinks in German, which, like English, lacks any indigenous equivalent to the pairing. And indeed no one in his day had yet developed the contrast between them in polemical terms. The first thinker to do so was
9
Being and the Between, p. 178.
4
DESMOND VERSUS HEGEL: A FALSE EITHER / OR?
actually the Swedish theologian Anders Nygren in the 1930s.10 Thus, Nygren sets the Johannine formula from the New Testament, ‘God is agape’ (1 John 4: 8, 16) over against Plotinus, who, on the contrary, says of the divine One, ‘He is Himself eros, namely eros towards Himself’.11 Of course, for Plotinus, the eros of the divine One does not spring from any neediness intrinsic to the One, Himself. But it flows down into the life of mortals; stirs up, and indwells, the needy eros of mortals for the truth of the One; and so, as it were, circles back home. This is where Plotinus most radically goes beyond Plato, for whom the divine is only ever the passive object of eros. Unlike Plato, Plotinus wants to affirm an active indwelling of the divine within the human soul. This, one might say, has a similar function to the primordial Christian affirmation of God’s symbolically incarnated love for humanity: it feeds defiant dissent against an oppressive social order, by imparting confidence to the dissident. But, Nygren argues, it does so in a quite opposite way to that of the gospel, because it is disastrously tainted with a spirit of egocentricity. He sees the history of Christian theology as an epic struggle between the New Testament vision of divine agape and the Plotinian vision of divine eros, infiltrated into the Church’s thinking, above all, through Pseudo-Dionysius the Areopagite. Augustine, he complains, systematically mixes the two in his Latin notion of caritas; and this mixing then sets the terms for the whole mediaeval tradition. Martin Luther is the real hero of Nygren’s narrative. For it is only with Luther, he thinks, that the New Testament truth is, for the first time, decisively unscrambled from the false accretions of Greek philosophy. Desmond, for his part, develops a rather different argument, without reference to Nygren. Unlike Nygren, he is not particularly interested in Luther. And he also differs from Nygren in his willingness to entertain at least some notion of ‘divine erotics’.12 However, it remains quite a limited notion, as his critique of Hegel, above all, demonstrates. Thus, by ‘divine erotics’ Desmond simply means a revelation of God as being, yes, ‘in love with creation, passionate for its good, zealous for the realization of its promise and integral wholeness’; but, nevertheless, still holding aloof from the messy conflicts of actual, this-worldly, politically compromising, eros-fortruth.13 He approves Plotinus’ polemic against Gnosticism in Ennead 2. 9, inasmuch as Plotinus there repudiates the Gnostics’ sheer disgust at the materiality of the material world as a whole. (Nygren, by contrast, is only 10
11
12 13
Nygren’s original Swedish work, Den kristna kärlekstanken genom tiderna: Eros och Agape appeared in two volumes, 1930 and 1936. In English: Agape and Eros (trans. Philip S. Watson; Chicago: University of Chicago Press, 1982). Plotinus, Enneads VI. 8. 15. Nygren discusses Plotinus in Agape and Eros Part 1, chapter 6. God and the Between, p. 162. Ibid., p. 126.
5
HEGEL AND RELIGIOUS FAITH
ever concerned to attack Plotinus.) And he is not necessarily unhappy with theological interpretations of the Song of Songs, such as those of St Bernard or St John of the Cross: reading that book as metaphor for the impassioned intensity of ideal mystical encounter between God and the individual soul. And yet for him, the truth-potential of such thinking is purely aesthetic. It is an affirmation of sheer delight in the existence of creation – that is all. He rejects any notion of God indwelling human eros-for-truth as a moral, or solidarity-building, impulse. For (in this he would agree with Nygren) what God morally and politically indwells is human agape, alone. The Hegelian doctrine of ‘Spirit’ represents a far more expansive notion of ‘divine erotics’. Indeed, ‘Spirit’ is precisely Hegel’s term for God indwelling the rational-erotic human impulse towards truth-as-openness in all its forms, moral and political as well as aesthetic. What Spirit inspires is not only selfless aesthetic delight in creation. It is also the inspiration of self-assertive moral struggle, solidarity-building campaigns, for ‘freedom’ and for ‘justice’. Desmond repudiates Hegelian theology, fundamentally, because he mistrusts the element of sanctified human self-assertion it thus allows. He is quite intransigent in this regard. Wherever there is any element of human self-assertion, there, for him, God is straightaway excluded. What counts for Hegel, on the other hand, is just that we should be opened up to fresh insight, fresh conversational receptivity. Wherever we are opened up in that sense, in Hegel’s view, there God is; there Spirit is at work. From this point of view, self-assertion is only problematic insofar as it has the effect of closing down thought; that is to say, where it is the mere selfassertion of vanity. Spirit, to be sure, dissolves self-assertive vanity: eros-for-truth overcoming eros-for-delusion. But, insofar as our thinking is closed down by external repression, Spirit, as Hegel understands it, also inspires other, countervailing forms of rational-erotic self-assertion, by way of defiance. What, in general, are we to make of political movements against tyranny that combine defiant rational-erotic self-assertion with theological rhetoric? In other words: movements driven by the sort of eros for ‘freedom’ and ‘justice’ which is expressed in the cry, ‘To this I am entitled, to this we are entitled, in God’s name’? It would seem that, in Desmond’s view, any such cry would have to be judged as taking the name of God in vain. For God is agape, alone. And agape never asserts its own entitlement. The dynamic evoked by Hegel in the Phenomenology of Spirit culminates in what he calls ‘absolute knowing’. Of course, almost all readers nowadays will tend to recoil from this phrase, put off by the apparent extravagance of its self-assertion – nothing, perhaps, could more vividly indicate what a different intellectual world Hegel inhabited from ours! I would, indeed, urge that his thinking not be dismissed just because his terminology has fallen out of fashion, and feels a bit odd now. However, Desmond’s repudiation of the Hegelian ideal clearly runs far deeper. For what Hegel calls ‘absolute 6
DESMOND VERSUS HEGEL: A FALSE EITHER / OR?
knowing’ is, not least, the knowing of what one is truly entitled to, by way of ‘freedom’ and ‘justice’. And, moreover, it is a knowing which lays claim to that entitlement – with absolute confidence – in God’s name. Desmond’s basic objection is to any such defiant invocation of God. Again, let us carefully differentiate the two forms of truth: truth-ascorrectness and truth-as-openness. The former is the truth of accurate representations. But the latter is the truth of attentive presence. Truth-ascorrectness is a quality intrinsic to well-framed propositions, well-informed opinions, and well-constructed arguments, considered in abstraction, regardless of context. By contrast, truth-as-openness expresses a quality of character: skill in listening, wise judgement. It depends, precisely, on the ability to recognize how meaning shifts as the context varies. The truth of what Hegel calls ‘absolute knowing’ is, first and foremost, meant to be the very fullest possible truth-as-openness. Thus, it is an ideal know-how: knowing how to discriminate authentic, fresh thought – thought freshly responsive to fresh experience – from any mere recycling, even the most sophisticated, of ideas gone stale, or no longer well connected with actual reality. The Phenomenology as a whole is a survey of attitudinal blockages to fresh thought; attitudes that, insofar as they are articulate at all, are liable to take shelter behind cliché. Absolute knowing is just what finally remains when all of these blockages are dismantled. To the extent that the blockages are reinforced by the prejudices of the human herd as such, to dismantle them clearly requires a great gift of self-confidence. And hence the provocative belligerence of the terminology: ‘absolute knowing’. However, this is by no means to be misunderstood, as though Hegel were intent on rendering ‘absolute’ what he himself has written, the mere form of his actual argument. There is no wildly arrogant claim, here, to definitive truth-as-correctness for this particular work of theoretical representation. He is not talking here about a specific formal doctrine. Rather, absolute knowing is an ideal substantive state of mind, which may come to all sorts of different formal expression in different intellectual contexts. It is the recognition of authentic inner ‘freedom’ as a capacity for truth-as-openness; of true ‘justice’ as the ideal social set-up for promoting that capacity. And inasmuch as such knowing is not only an ideal species of know-how but also a knowing-that, what it knows is, very simply, that ‘freedom’ and ‘justice’ in this sense are sacred entitlements. For Hegel, in effect, to know what this means is to know God. But Desmond thinks otherwise: to know God is, on the contrary, to know the absolute difference between eros and agape, and to give ultimate privilege to the self-effacement of agape, over the self-assertion of eros. Hegel does not actually argue to the contrary – Desmond represents a challenge he never encountered. But it is certainly true that he does not focus on the distinction that Desmond considers all-important. And, therefore, Desmond designates Hegel’s God an ‘erotic absolute’. He argues that Hegel’s theology 7
HEGEL AND RELIGIOUS FAITH
is fundamentally incompatible with the true Johannine vision of God as agape. It is, he concludes, a mere ‘counterfeit double’ of that true vision. Hegel sets out to define the ground rules for a very extensive mixing of religion and politics. Desmond is much more restrictive in this regard. He identifies the cause of theological truth, exclusively, with ‘agapeic community’. That is to say, the sort of community that derives from an offer of unconditional generosity; from the gratitude this evokes, and nothing else. For my part, I both agree and disagree. In The Other Calling, going beyond the New Testament concept of the ‘priesthood of all believers’ I actually sought to develop a concept of the ‘priesthood of all thinkers’, which does indeed have quite a direct connection with the ideal of agapeic community.14 This was by way of response to Leo Strauss, and to the whole ‘Platonist’ tradition of ‘philosophic politics’, of which Strauss was the great twentieth-century historian and advocate. Philosophic politics is what follows from a basic identification of the cause of truth with the political self-assertion of philosophers as a social class, sharing a vested interest in certain forms of educational privilege. So it is a project of solidarity building among philosophers; a thinking through of strategy (‘with what sorts of other people shall we philosophers ally ourselves, and how?’) to maximize the philosopher-class’s collective political influence. But philosophy, for this tradition, is conceived just the way Plato originally conceived it, in erotic terms: as the most sophisticated mode of eros-for-truth. I argued, against Strauss, in favour of ‘priesthood’ as the prime alternative model to ‘philosophy’ in that erotic sense, for the moral vocation inherent in intellectuality. And one might indeed well say that the prime difference between Platonic philosophy and priesthood, at any rate in the Christian sense, is precisely the ideal orientation of priesthood, unlike philosophy, towards agapeic community as the highest moral good.15 Thus, the true priest seeks to organize agape, a spirit of sheer generosity, dispelling all forms of class-distinction – this is the exact opposite to the political activity of the Straussian-Platonist philosopher who seeks to uphold the corporate self-interest of his or her privileged social class, essentially bonded together by a shared mode of intellectual eros. Certainly I would share Desmond’s mistrust of sacralized political self-assertion in the case of ‘Platonism’: that is, the self-assertion of the privileged philosophic elite, as such. And yes, if that were all that Hegel in fact intended, then I would be just as critical of Hegel as he is. But where, on the other hand, is there any actual human organization that is exclusively an embodiment of agapeic community? For a brief while, here and there, major social movements have on occasion erupted with a large 14
15
The Other Calling: Theology, Intellectual Vocation and Truth (Oxford: Blackwell, 2007). C.f. Desmond, ‘Consecrated Thought: Between the Priest and the Philosopher’, in Journal of Philosophy and Scripture, 2. 2, Spring 2005.
8
DESMOND VERSUS HEGEL: A FALSE EITHER / OR?
measure of agapeic enthusiasm in their make-up. The original Jesusmovement is one obvious example. And Desmond himself also refers to the early Franciscans.16 These, however, have been rare and short-lived phenomena, swiftly mutating into something much more ambiguous. To be sure, as a Christian priest I do see my job, very much, as an attempt to help maximize the element of agapeic community in the life of my church. However, I know that this can only be one element, among many others, in the spiritual constitution of an effective church. For a church to be effective, it needs, not least, to hook the gospel onto various forms of corporate eros: family loyalties, class loyalties, patriotic loyalties. And should I therefore, as a priest, repudiate, as being altogether ‘ungodly’, things that are clearly necessary in order for a church to be effective? Desmond develops no ecclesiology. I must say that, to me, this looks like quite a big hole in his thinking. But one cannot develop an ecclesiology looking only to the ultimate good. Ecclesiology has to do with what, in a particular historic context, is effectively possible, by way of institutional church life. Hence, in the short term, it must always tend to mean opting for the lesser of several evils. Desmond’s perfectionism appears to close the whole proper conversation-area of ecclesiology down. His meditation on agape opens up another conversation area that Hegel ignores. Surely, though, we need both conversation-areas opened up: both the area that Hegel ignores and the area that Desmond ignores. For is not the best theology, in general principle, that which does most to open everything up to serious questioning?
4. Hegel’s political-theological realism By contrast to Desmond, Hegel develops a very much fuller ecclesiology. He is a Lutheran, albeit of a different kind from Nygren. And what he chiefly values in his Lutheran heritage is its State-Church model of organization, which minimizes the risk of corporate egoism in the behaviour of the church institution, on its own behalf. That is to say: the sort of corporate egoism which Lutherans – and Anglicans – have always been inclined to see at work both in the Roman Catholic Church, on the one hand, and especially in Calvinist churches, on the other. A State Church, however, is surely only justifiable to the extent that it, for its part, succeeds in restraining the corporate egoism of the State, equally in relation to individual citizens and in relation to other states. Hegel was a consistent advocate of greater respect for the civil liberties of the individual, and for the interests of civil society as a whole. Yet, whereas in early 16
Hegel’s God, pp. 55–56. Desmond’s most extensive (but still largely example-free) discussion of ‘agapeic community’, as such, is in Ethics and the Between, chapter 16.
9
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nineteenth-century Germany such liberal, anti-establishment attitudes tended to be associated with an enthusiastic pan-German nationalism, he, in fact, fiercely repudiated this. Whipped up by the traumatic violence of the Napoleonic Wars, the German nationalism of his day was not only antiFrench; it was also, often, quite poisonously antisemitic. The student fraternities seethed with such sentiment. Hegel loathed it. In that context, his philosophic Lutheranism was not least a project for securing the State against nationalist hysteria. His ideal Church was primarily the institutional sponsor of responsible citizenship, of the most sober kind. Nor was he only responding here to the threat that he foresaw in the fervour of pan-German nationalism. At the same time, he was also thinking of what had happened to the original idealism of the French Revolution. To the end of his life he continued to drink a toast on the anniversary of the storming of the Bastille. He had himself been 18 when that happened. But the nightmare events of the Terror which followed were to him a moment of revelation: highlighting the need for institutions effectively reinforced with maximum theological authority, to restrain the libido dominandi of rulers and the unruly passions of excited crowds. Anything that effectively serves this purpose, by harnessing popular-erotic demands for ‘freedom’ and ‘justice’ to the true work of civilization, is for him a work of God. Desmond accuses him of thereby devaluing the currency of God-talk. But take, for example, the case of South Korea today. On the one hand, compare the public life of South Korea, as a whole, with the gospel ideal of the kingdom of God: plainly, there is little reason for its citizens to be complacent. Compare it, on the other hand, with the truly God-forsaken public life of North Korea. If I were a South Korean I think I would thank God that at least my world was not like that! Desmond’s theology is exclusively focused on the first sort of comparison; Hegel’s, shaped by chastening memories of the French Revolution, is focused far rather on the second. Why, though, should either truth exclude the other? ‘What is reasonable is realised’, Hegel famously declares in his Preface to the Philosophy of Right, ‘and what is realised is reasonable’.17 And he repeats the formulation in his Introduction to the Encyclopaedia of the Philosophical Sciences.18 ‘Was vernünftig ist’: T. M. Knox translates this as ‘what is rational’, but I am with William Wallace in preferring ‘what is reasonable’, because of the more conversational, less abstractly theoretic, feel of that rendering. (‘Come now, let us reason together, says the Lord’, Isaiah 1: 18.) ‘Was wirklich ist’: both Knox and Wallace render ‘wirklich’ as ‘actual’. However, I prefer ‘realised’, with its suggestion of ‘real’ as opposed to 17
18
Hegel, Philosophy of Right (trans. T. M. Knox; Oxford: Oxford University Press, 1952), p. 10. Hegel, Encyclopaedia §6; that is, Hegel’s Logic (trans. William Wallace; Oxford: Oxford University Press, 1975), p. 9.
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‘illusory’, beyond mere superficial appearances. Hegel’s double statement of identity, between what is reasonable and what is realized, is what he calls a ‘speculative proposition’. That is to say, it is one which essentially serves to render its key terms problematic: markers for a major task of thought, still to be undertaken. In this case, ‘vernünftig’ and ‘wirklich’ are two terms qualifying divine truth. Their conjunction, as such, is meant to signal the proper path to a deeper understanding of both, in that regard. Thus, (a) ‘what is reasonable’ is Hegel’s term, here, for what I am calling ‘perfect truth-as-openness’, nothing less. And (b) ‘What is realised’ is his term for the deepest moral meaning of history as a whole, the deliverances of divine revelation understood as pan-historic. How, on the one hand, are we to understand the full practical requirements of perfect truth-as-openness; that is, of ‘what is reasonable’? Hegel answers: look, in the light of that question, at history as a whole. See how ‘what is reasonable is realised’ in actual historic practice. And how, on the other hand, are we to understand the deepest meaning of history – ‘what [of God] is realised’ in the traditions we have received – beyond superficial appearances, the mere flashy show of ephemeral glory? Again, look at each historic phenomenon in the light of the question, ‘How does this either further, or impede, the demands of perfect truth-as-openness?’ In other words: look for the ‘realisation’ of the ‘reasonable’. This is the core principle of Hegelian theological method. Desmond is less interested in the conjunction of what is ‘reasonable’ (in the sense of that which perfect truth-as-openness requires) with what has, as a matter of large-scale history, been ‘realised’, than in its conjunction with the barely historic, or one might perhaps say the essentially trans-historic ideal of perfect agape. Both thinkers are at one in their identification of the highest truth of philosophy (‘was vernünftig ist’) not with a quality of abstract theory, but with a quality of existence in what Desmond likes to call ‘the between’ – truth-as-openness. But Desmond sets himself to evoke that ideal, poetically, at its most intransigent. Hegel, by contrast, is preoccupied precisely with its ‘realisation’: actual historic examples of its being enshrined in effective, and durable, forms of organization. Certainly, these are very different approaches. Yet I see no good reason to suppose, as Desmond does, that we are faced with an absolute either / or choice between them. Rather, I would argue that they are to be seen as two distinct stages in a single process of disambiguation. Thus, divine revelation begins with God reaching out to us, where we are, in our natural condition of fallenness; and therefore descending deep into the realms of ambiguity, that being where we for the most part live. For only so can the love of perfect truth-as-openness begin to insinuate itself into our lives, by hooking onto all sorts of other, otherwise unregenerate interests: the self-assertive impulses of corporate eros, that is, one’s loyalty to one’s family, to one’s class, to one’s people. Popular religion, at its best, enacts this hooking-up. In themselves, however, the common tenets of popular religion 11
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are utterly ambiguous, with equal potential to serve as vehicles either for the profoundest truth, or else for the most disastrous opposite. Everything all depends, here, on the moral character of the one affirming them. Much theology is simply content to explicate the syntax of a particular orthodoxy and the historic origins of its vocabulary; and for many people today that seems to be the sole meaning of the word ‘theology’. But then there is the quite different sort of theology that both Hegel and Desmond represent. Namely: disambiguating theology. Which does not indeed do away with what is ambiguous in popular religious tradition; but seeks, rather, to render the ambiguity explicit, and so to inhabit it with full awareness. Again, such theology is quite unambiguous in its prioritizing the pursuit of truth-asopenness over any attempt to specify, and to defend, some supposed form of sacred truth-as-correctness. Hence it sets itself to spell out what is required in order for religious belief to become true in practice, as a testimony to true openness. There are, though, at least two distinct layers of ambiguity to be stripped away. Hegel is concerned with one layer; Desmond, with another. Hegelian theology is concerned with the initial ambiguity between the true form of faith which is an appropriation of ever-deeper self-questioning thoughtfulness of every kind, and the false form, which in doctrinal formulation may perhaps be identical, but which on the contrary looks for easy answers, whether those of easy-going respectability or those of bigotry. The Phenomenology of Spirit systematically opens up the sort of thinking needed in order to dispel such first-layer ambiguity. Yet, after that first layer has been sifted through, there still remains a second layer. The further question then arises, the question with which Desmond is primarily concerned: to what extent is the sort of faith that Hegel affirms inspired by sheer agape, to what extent by a mere eros-for-truth, alone? And Desmond’s basic complaint seems to me quite valid. In Hegel’s writing, this remains unclear.
5. Beyond the ‘beautiful soul’ In my view, however, theology requires disambiguation on both levels. The two modes of thinking involved are essentially complementary. Desmond says no, it is either / or. But the basic trouble with Desmond’s intransigence is that it tends to introduce another sort of ambiguity into his own project. For one can very well imagine Hegel responding with the counter-question: to what extent does Desmond’s lyrical idealization of agapeic community, in the end, perhaps mask a mere shrinking back from the hard, but nevertheless necessary, work of actual politics? Or, to put it in Hegel’s own terminology as developed in the Phenomenology: to what extent is Desmond’s theology trapped within the limitations of the ‘beautiful soul’? This being Hegel’s term for any sort of unbending ethical perfectionism that 12
DESMOND VERSUS HEGEL: A FALSE EITHER / OR?
so rules out compromise as, in the end, to render organized, politically effective solidarity-action more or less impossible. The phrase itself, the ‘beautiful soul’, derives from the world of contemporary German novels, and literature generally.19 Book Six of Goethe’s novel Wilhelm Meister’s Apprenticeship, for instance, is entitled ‘Confessions of the Beautiful Soul’; the hero of Jacobi’s novel Woldemar is likewise called a ‘beautiful soul’; and Hegel may well have had Friedrich Schlegel’s Lucinde partly in mind, as well. In the Phenomenology, the ‘beautiful soul’ is a very general species of mentality, universally possible, by no means confined to any one particular historic sub-culture. But in the context of Hegel’s own biography it is not implausible to suggest that this passage may reflect his critical response to the general world view of his friend, Hölderlin – and perhaps, at the same time, to that of Novalis. Both Novalis and Hölderlin are great poetic celebrants of high-minded, grieving yet enthusiastic, spiritual solitude: precisely, the essential attitude of the beautiful soul. In the twentieth century the prime heir to Hölderlin especially, from this point of view, is the later Heidegger. Is not Desmond’s thought, however, also very much another possible case in point? Let us look at Hegel’s discussion of this phenomenon, or rather this set of phenomena, as a whole: he considers it in three very general contexts. Thus, the first context is where such thinking may feel most at ease.20 Here, to begin with, we see the beautiful soul at its crudest: nowadays, I would guess, a not untypical reader of books on the ‘Body, Mind and Spirit’ shelves of bookshops. So Hegel starts by picturing a world of self-consciously ‘freespirited’ moral individuals who are all united in holding fast to an overriding principle, that as far as possible none should ever judge another. These individuals are, thus, quite unquestioningly respectful of each other’s claims to be guided by the inscrutable inner dictates of conscience. But this is only possible because they have no real interest, at all, in ever organizing together, to achieve any particular sort of moral goal. Since they do not want to collaborate very far, they have no need for any more demanding sort of consensus. Rather, their sole concern is with making a beautiful show of moral seriousness, talking it up: The [whole] inspiration of their community, its [sole] substantive project, is [no more than] the mutual assurance of their conscientiousness and good intentions; their rejoicing over the purity of their inter-relationships; the
19
20
See Allen Speight, Hegel, Literature and the Problem of Agency (Cambridge: Cambridge University Press, 2001), chapter 4. Hegel, Phenomenology of Spirit (trans. A. V. Miller, Oxford: Oxford University Press, 1977), pp. 397–400, paras. 655–58; The Phenomenology of Mind (trans. J. B. Baillie, London: George Allen & Unwin, 1910), pp. 663–67.
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refreshing of themselves in the glory of knowing, expressing, cherishing and fostering such a quite delightful state of affairs.21 This ‘community’ no longer has any sense of there being a will of God (or any non-theistic equivalent) that might do anything other than endorse the deliverances of each one’s essentially private conscience. And, as a result, it cannot properly function as a community. For the sort of shared, more substantive convictions on which the life of a genuine moral community depends have all ‘evaporated into abstraction’. Have these new age beautiful souls achieved true freedom of thought (in Hegel’s terminology here, have they broken free from ‘das unglückliche Bewußtseyn’)? No, says Hegel. They might appear to have done so, in that they are no longer trapped in servile submission to traditional moral prejudice, as such; opting for the anti-traditional rhetoric of following one’s own inner light (the light of ‘conscience’) instead. But true freedom of thought also means being set free from the fear of being judged, which still inhibits them. The mentality in which they are stuck lives in dread of tarnishing the radiance of its inner being, by taking any action in the world. So, to preserve its purity of heart, it flees from contact with reality; persists in self-willed impotence.22 This preoccupation with not being exposed to critical, perhaps hostile, judgement is, after all, profoundly antithetical to authentic truth-as-openness. Then however, in phase two of the argument, Hegel goes on to consider the beautiful soul in, potentially, a much more thoughtful form. Here it becomes the expression of a critical response to other people’s political initiatives.23 Whereas the determining characteristic of phase one was a simple fear of being criticized, the beautiful soul of phase two is characterized, far more, by the sheer aggression with which he, or she, judges all who, in a broad sense, act politically. Such a thinker lacks the necessary wherewithal for an adequate (political) critique of anything tinged with the apolitical complacency of phase one; but is, on the other hand, ferociously judgemental of politics, in general. Desmond, as he attacks Hegel for admitting such a large measure of concern for actual political effectiveness into theology, might well be considered an example of what Hegel pre-emptively has in mind. Indeed, this category surely includes both Desmond and Kierkegaard, for instance; formidable thinkers, operating on quite a different level from phase one. 21 22 23
The translations here are my own. For this passage: c.f. Miller, p. 398, Baillie, p. 664. C.f. Miller, p. 400, Baillie, p. 666. Phenomenology of Spirit, pp. 400–07, paras. 659–68; The Phenomenology of Mind, pp. 667–76.
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The second-phase beautiful soul, as Hegel portrays it, suffers an extreme allergic reaction to what he or she calls the ‘hypocrisy’ endemic to politics. Namely: the element of egoism more or less inevitably mixed into the rational-erotic impulses of political ambition; which tactical prudence, on the whole, requires the skilful politician, so far as possible, to dress up as disinterested idealism. This moral charge of ‘hypocrisy’ mutates, in Desmond’s critique of Hegel, into the theological charge that ‘Hegel’s God’ is ‘counterfeit’. But I can well imagine Hegel, with equal force, identifying that charge with the outlook of the second-phase beautiful soul. And here, therefore, we can also see Hegel’s response. It appears from the interaction which he now goes on to sketch between the second-phase beautiful soul, at this point also called ‘das allgemeine Bewußtseyn’, and its politically engaged antagonist, ‘das böse Bewußtseyn’. In literal English, that is to say: between the ‘universal consciousness’ (utterly shunning egoistic self-interest, to seek the universal good) and the in part ironically self-confessed ‘evil consciousness’. Or better, I think: between the ‘moral purist’ and the ‘sinner’. Thus, the sinner begins by responding with outraged polemical harshness to the moral purist, who appears in practice to repudiate all real engagement in politics, somewhat as follows: you accuse me of ‘hypocrisy’, but it seems to me that, in another sense, you are the ‘hypocrite’. For yours is (as Hegel puts it) ‘the hypocrisy which wants to have its judging taken as equivalent to an actual deed, and which, instead of proving its honesty in action, tries to do so by a mere uttering of fine sentiments’.24 How is genuinely respectful conversation to be opened up between these two warring parties, both of whom thus accuse the other of ‘hypocrisy’? Both, Hegel suggests, need to acknowledge the element of justice in the other’s critical point of view. In phase two, the sinner eventually does initiate this: freely and regretfully confessing the element of ‘hypocrisy’, in the moral purist’s sense of the word, liable to infest any sort of rational-erotic, political enterprise. Yes, says the politically minded sinner, it is true; I am in collusion with a great deal of what you call ‘hypocrisy’. I recognize that the collusion is ugly; I can only plead that it seems to me to be inescapable, if I am to achieve what I have set myself to achieve; and I will try to be as honest as I can in acknowledging the reality. But, as Hegel tells the story, the moral purist, at first, refuses to reciprocate. He, or she, remains ‘hard-hearted’: will not acknowledge the element of ‘hypocrisy’ – in the sinner’s quite different sense of the word – which is also liable to infest moral purism. This hardheartedness is, in fact, self-defeating. For the moral purist really does want to help make the world a better place – and how can that ever be accomplished, without at least some serious engagement in the world of politics, which such hardness of heart renders impossible? Phase two of the Hegelian narrative, therefore, culminates in a symbolic collapse of the hard-hearted 24
C.f. Miller, p. 403, Baillie, p. 671.
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individual, who becomes ‘disordered to the point of madness, wastes away in yearning, succumbs to consumption’.25 So Hegel (himself at this point very much in the role of the self-confessed sinner, addressing other sinners) metaphorically urges compassion for the self-defeating moral purist. This metaphoric gesture of compassion may well be found infuriating, and is perhaps a bit of a distraction. (He is very likely thinking of Hölderlin. But many beautiful souls, in my observation, remain in the most robust health!) Nevertheless, the offer remains: let us each, the sinner says, confess the essential one-sidedness of our own point of view. In phase three, then, that is what happens: both parties confess, and each now also forgives the other their one-sidedness. ‘Judge not, that you be not judged’, says Jesus (Matthew 7: 1, Luke 6: 37). Whereas the beautiful souls of phase one will want to affirm this as a simple injunction against all judging of others, here the Saviour is understood, on the contrary, as affirming a generous readiness to be judged, on the grounds that such readiness alone confers a proper right to judge. And this, for Hegel, is the great breakthrough to the domain of what he calls ‘absolute Spirit’. That is, to the proper content of popular religion. It is the great breakthrough, inasmuch as popular religion is uniquely capable of founding genuine, open-to-all community, even while at the same time preserving a real point of access to the very highest, most demanding ethical ideal, for each individual as such: thereby reconciling the two sides. Insofar as the ethos of the popular religious community truly celebrates a generous readiness to be judged, the awkward trans-political intransigence of the moral purist can after all be accommodated, as others in the community will not resist it, but will honour its prophetic integrity. But if the moral purist is equally submissive to judgement, then such a community may just as well, also, accommodate the political realism of the self-professed ‘sinner’.
6. ‘Was Hegel pious?’ Desmond’s implacable critique of Hegel’s theology includes a certain element of ad hominem argument. He asks, ‘Was Hegel pious?’ What quality of actual lived faith does his theology express? It is, Desmond acknowledges, ‘a difficult question to answer, a cheeky query to put. Cheeky, because it will be said that this has no “objective” philosophical importance. Difficult, since Hegel was an enigmatic thinker, and often masked as a human being’.26 Nevertheless, when it comes to fundamental questions of theology, the lifecontext of ideas can scarcely be ignored.
25 26
C.f. Miller, p. 407, Baillie, p. 676. Hegel’s God, p. 13.
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‘Was Hegel pious?’ Well, of course, it all depends on what is meant by ‘pious’. Desmond, for his part, clearly means that basic predisposition to agape which, along with intelligence and learning, is, as he would see it, the essential inspiration of good religious thinking. It is a little odd these days to find the word used in such an un-ironic fashion, but let us accept this usage. Why, Desmond wonders, does Hegel fail to appreciate the significance of agape? In the end, he suspects, it is simply because he lacked the necessary sheer sweetness of character, the ‘piety’ needed. It seems that Hegel did have many of the virtues that go to make a good politician. In particular, he had a considerable capacity for friendship. Surrounded by friends, he relaxed easily, could be affable, and enjoyed teasing and being teased; he liked a good card game, of L’Hombre or Whist, and chatting with quite non-intellectual folk. At the same time, he was unstinting in his loyalty to his friends. I think especially of Eduard Gans, the young jurist who, despite his undoubted brilliance – but because he was Jewish and a standard-bearer for the cause of Jewish emancipation – had to wage a protracted struggle to get himself accepted as a professor in the Berlin law faculty, against fierce resistance from the antisemitic head of the faculty, F. K. von Savigny. (In the end Gans succeeded, but only after having accepted baptism as the necessary price.) Hegel battled for Gans, as he typically did for all his friends. And his loyalty towards them was well reciprocated. During his period as Professor of Philosophy in Berlin, from 1818 to his death in 1831, the ‘Hegelians’ became a tightly bonded group. The one political skill Hegel altogether lacked was that of effective oratory. As a public speaker, he had no popular charm. His lectures were rich in substance, but awkward and halting in delivery, to an extreme degree. Clearly, therefore, he was not a gifted public performer of ‘piety’, in the way that his great colleague in the theology faculty, Schleiermacher was. Perhaps this was part of the reason why the two men did not get on. Lacking the skills of a good orator, Hegel seems to have mistrusted such giftedness. For the gifted orator may be tempted to rest content, theologically, with what has most immediate effect in rhetorical terms; but the resultant theology is surely bound to remain mired in ambiguity. That he was, nevertheless, an effective political operator was not only because he made friends; but also because he was unafraid to make enemies. As a polemical writer, Hegel could be highly sarcastic – as indeed Desmond also is, towards him. But when (let us take the example of the Philosophy of Right) the targets of Hegel’s sarcasm are the ultra-reactionary, but very well connected, apologist for aristocratic bully-politics, K. L. von Haller and the antisemitic demagogue, J. F. Fries, this is perhaps not inappropriate. Undeniably, there was a streak of bitterness in Hegel’s nature, mixed with an arrogant aloofness towards those he did not trust. He had been obliged to wait a long time before finally attaining the properly remunerative job in a university that he had always craved. Up to the age of 46 he had been, 17
HEGEL AND RELIGIOUS FAITH
in succession, house tutor to two bourgeois families, an unpaid lecturer, a newspaper editor, and a secondary school headmaster; all the while seeing rivals whom he despised being appointed to university posts before him. His ego had been badly chafed by the experience. ‘Was Hegel pious?’ He was a caustic critic of kitsch piety, both religious and nationalistic. My admiration for him is not unrelated to my admiration for the wonderfully caustic prophecy of Amos, that tremendous breakthrough moment, the very oldest literary work of Hebrew prophecy.27 In the book of Amos, YHWH, God of Israel, denounces the conventional piety of his people for its superficiality: here for the first time ever, in any literature, we encounter a God who refuses to be flattered. And I think it is the same God who has inspired Hegel to write the Phenomenology of Spirit. Was Amos pious? If so, it was a piety beyond piety: I hate, I despise your feasts, And I take no delight in your solemn assemblies, says God, through this prophet. Even though you offer me your burnt offerings and cereal offerings I will not accept them, and the peace offerings of your fatted beasts I will not look upon. Take away from me the noise of your songs; to the melody of your harps I will not listen. But let justice roll down like waters, and righteousness like an ever-flowing stream. (Amos 5: 21–24) There is a gap of more than two and a half millennia between this unprecedented utterance and the Phenomenology of Spirit, and the form of God’s address to us has, it is true, somewhat evolved over that period. Unlike Amos, Hegel does not just denounce. Amos appears to be a second-phase beautiful soul, pure and simple. Hegel is philosophical spokesman for the chastened sinner. So he frames a way of continuing fully to belong to the community of God’s worshippers while nevertheless gaining maximum critical distance from the inevitable ambiguity of that community’s thinking. But what is it that this critical distance is meant to preserve? I would see it, not least, as preserving proper access to something like the incandescent rage for ‘justice and righteousness’ that drives the prophet Amos. Again, Desmond is suspicious of the way in which the argument of the Phenomenology culminates in an ideal so belligerently termed ‘absolute knowing’. ‘Hegel’, he writes, 27
See for example The Other Calling, chapter 10.
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DESMOND VERSUS HEGEL: A FALSE EITHER / OR?
was an anxious man but also one who had a need not only to be right, but the need to know that he was right. His philosophical desire for the unity of truth and self-certainty, as in the Phenomenology, betrays this quite revealingly.28 And, to back this suspicion up, he cites evidence from Terry Pinkard’s biography. Thus, Pinkard writes of Hegel the elder statesman, that his ill health, his anxiety about his health, and his own very typical self-assuredness about the rightness of his cause made him more and more imperious and domineering, even to his friends . . . Varnhagen von Ense [a loyal friend], in fact, sadly recalled Hegel’s comportment in his last couple of years as being ‘wholly absolutistic’, how in meetings of the board of the Jahrbücher [the Hegelian journal] he was becoming ‘more difficult and more tyrannical’ as time went on. In his outbursts, he would dress down even his good friends as if they were children being scolded, something everyone concerned found both embarrassing and painful to behold.29 Desmond omits the poignant little story that Pinkard then goes on recount, of how one day after one of Hegel’s explosions, Varhagen von Ense offered his hand to Hegel to let him know that he still honoured him and considered him his friend; [and] Hegel, obviously moved by this gesture, his eyes filled with tears, instead of merely taking von Ense’s hand, embraced him. As Pinkard remarks, he clearly was seeking some kind of reconciliation with some of the people he had treated so haughtily, and he was clearly, worried and stressed as he was, having a difficult time doing so.30 But yes, there is I think some reason to worry about the possible contamination, at any rate, of Hegel’s later thought by a certain excessive will-to-control. The University of Berlin, when Hegel went there, was still a new institution. He was, after Fichte, only its second Professor of Philosophy. It was a pioneering institution in the renaissance of German higher education during 28 29
30
Hegel’s God, p. 14. Terry Pinkard, Hegel: A Biography (Cambridge: Cambridge University Press, 2000), pp. 624–25. Ibid.
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this period. After a long decline of the older universities, and the disappearance of many, a new German university world was just beginning to emerge. Hegel looked to a future in which philosophy would be the primary discipline determining the general ethos of that new world. And he dreamed of establishing his own work as a dominant influence on the future teaching of philosophy in Germany. So he set out to construct a systematic curriculum for this purpose, in his three volume Encyclopaedia of the Philosophical Sciences and in his various lecture series. The project failed; it fell apart as soon as Hegel died. And it was perhaps overambitious from the outset. Its effect was to infuse his thought with a spirit of partisan impatience that tended disastrously to distort public perception of its essential meaning; generating, by way of hostile reaction, that infamous assembly of crass misinterpretations, the ‘Hegel myth’, which still persists to this day.31 The meetings of the Jahrbücher editorial board, at which he behaved so badly, were in effect gatherings of the ‘Hegelian’ academic-party leadership. In this context, Hegel was seduced into the role of being their chieftain, a role to which he was ill suited. In what follows, however, I want to consider not so much the theology of this later form of ‘Hegelianism’, that is, the doctrine set out in Hegel’s Lectures on the Philosophy of Religion (1821–31), but rather the theology of the Phenomenology of Spirit. Published in 1807, the Phenomenology predates partisan ‘Hegelianism’. And I think that, theologically, it is to quite a significant degree more challenging than the Lectures. Unlike the Lectures, it is a work that is altogether sui generis, not designed to frame a readily reproducible curriculum, and not in fact fitting into the curriculum of the later ‘system’ at all. It represents the thought of a would-be religious reformer who has however renounced any desire for a sectarian alternative to the Lutheran State Church, and has opted for philosophy instead. This, in itself, is precisely an option for patience; which the partisan impatience of later ‘Hegelianism’ rather spoils. The ideal of ‘absolute knowing’ towards which it finally points is a form of thinking which both struggles to embody perfect truth-as-openness and also takes a long view of that struggle. Desmond sees the belligerence of the term itself, ‘absolute knowing’, as an expression of Hegel’s personal libido dominandi. To me, in this context, it looks far more like a gesture of prophetic defiance, against all the lesser, because relatively unthinking, claims to religious, or anti-religious, ‘knowledge’ by which the world is for the most part governed. For that is what the whole book has been busy dissolving. What, after all, does ‘absolute knowing’ know? It knows, first, the absolute sacredness of that which the prophet Amos, right at the beginning of the biblical tradition, calls ‘justice and righteousness’; and then, also, how best 31
For a useful survey, see Jon Stewart, ed., The Hegel Myths and Legends (Evanston: Northwestern University Press, 1996).
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to try and incorporate a lively recognition of these forever troubling imperatives into a politically viable religious form of life. As a work of philosophy, it sublates the prophet’s caustic spirit of defiance into a radical all-round conversational openness, a spirit of patience. And yet, as ‘absolute’, it nevertheless still stays with that prophetic spirit.32
7. The uniqueness of the Phenomenology of Spirit My chief concern here is with the way into theology reconnoitred in the Phenomenology of Spirit. So what is the basic purpose of that work? One might say that the Phenomenology is a study of the necessary preconditions for learning. Thus, what is ‘Spirit’? It is the impulse opening one up to learn new things in every area of experience. And Hegel, then, sets out in the Phenomenology to analyse the widest possible range of different phenomena that may be said to represent obstructions to the work of Spirit, so defined. He discusses the struggle of Spirit against habits of oversimplification, structures of stubborn distorting prejudice, refusals of genuine conversational reciprocity, in all kinds of different context. Beginning from the experience of the newborn infant learning to distinguish ‘this’ from ‘that’, he moves on to the interaction of adult individuals considered in the abstract; and from there to thought patterns potentially characterizing whole intellectual cultures as such. But, in the end, his argument is theological: its whole polemical thrust is that we should regard pure open-mindedness, nothing else, as the very essence of the truly sacred. ‘Spirit’, as the impulse to open-mindedness, is the Spirit of God, at work within the human; and it is the human spirit being opened up by the divine. The Phenomenology is a ‘philosophic’ project in that it deals with Spirit in the most universal terms, as it is to be observed at work everywhere, in non-Christian as well as Christian contexts, and in secular as well as religious ones. At length, however, this philosophic project flows together with Christian theology. And the effect on theology is then to open it up to conversation with all sorts of other 32
For an extreme version of the suspicion I am repudiating here, see for instance Glenn Magee, Hegel and the Hermetic Tradition (Ithaca and London: Cornell University Press, 2001). Magee sets out his stall with admirable verve: ‘Hegel is not a philosopher. He is no longer a seeker after wisdom – he believes he has found it’ (p.1). And he goes on, ‘Hermeticism replaces the love of wisdom with the lust for power . . . Hegel’s system is the ultimate expression of this pursuit of mastery’ (p. 8). I by no means think that Magee is wrong to highlight – as Eric Voegelin and Cyril O’Regan have also done – what he calls the ‘hermetic’ element in Hegel’s thought. That is, Hegel’s openness to esoteric minority religious traditions. Only, where he sees antiphilosophic ‘lust for power’, what I see is, far rather, just a free-ranging appetite for fresh metaphor, to try and open up fresh thought in general. Indeed, inasmuch as Plato is the father of philosophy, is not ‘lust for power’ very much a philosophic tendency?
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intellectual disciplines. In the Phenomenology Hegel sets up conversational openings between theology and (what we nowadays call) psychology, history, sociology, anthropology, literary criticism, religious studies: he opens these disciplines up to each other at the most fundamental level, all at once, inter-relatedly. In a nutshell, the Phenomenology is what might be called a systematic work of ‘genre-fusion’. Hegel indeed is the great pioneer of theology-as-genre-fusion: the Phenomenology, as a whole, is all about creating the necessary space for such theology. A cynic might well wonder: fusion – or confusion? Certainly, it is a pretty confusing book. It is confusing by virtue of the sheer inescapable difficulty of what Hegel is attempting. And yet, I would argue that the genre-fusion method it exemplifies is actually the one and only way to escape a certain sort of theological confusion. I mean that very common confusion about the working of the divine: its misidentification with a rather narrow set of specifically ‘religious’ phenomena. By way of remedy for this, Hegel here attempts, in the most direct fashion possible, to think the latent omnipresence of God, throughout all human experience. This Hegelian project results in the most open-ended sort of argument. It has no boundaries. And hence an aesthetic problem arises: how is it all to be held together? The element of confusion in the Phenomenology derives, first and foremost, from that difficulty. Hegel’s argument moves freely from topic to topic. Interpreters have, I think, often very much overstated the degree of intended logical ‘necessity’ in the transitions between them. But he nevertheless does attempt to impose some unity on the work by the consistent use of a certain abstract jargon, specially designed for the purpose. And by his peculiar way of, so to speak, veiling the illustrative examples he has in mind: alluding to them only by way of hints and suggestions. This is meant constantly to drive the readers’ attention back from the distracting immediacy of the examples to the underlying principles that they are meant to illustrate. However, the result is an, at times, almost unreadable text. Theology-as-genre-fusion must in any case require of its readers a considerable, cultivated tolerance for abrupt juxtapositions. For the whole point of the enterprise is to try and stimulate conversation, as it were, between quite different species of conversation-environments, bumping them up against one another. So it seeks to gain a coherent view of the highest truth from every angle. Here we have theology at its intellectually most demanding. Certainly, it would be absurd to suggest that theology-as-genre-fusion should replace other forms of theology; there are of course excellent pedagogic reasons for drawing quite clear distinctions between different sorts of academic specialization. Students do need to grasp the basic principles of good practice proper to a particular discipline before they can, with any serious prospect of success, try fusing them together. Therefore, it makes perfect sense for universities not only to confine Theology to its own department, perhaps 22
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partnered with Religious Studies, but also then to split it up, quite sharply, into ‘Dogmatic Theology’, ‘Philosophy of Religion’, ‘Biblical Studies’, ‘Church History’, and so forth. Yet, even at its most scholarly and sophisticated, good theology, as such, is not only an academic discipline. It is also a work of spirituality. And the core purpose of what am calling ‘theology-as-genrefusion’ is to try and articulate what that means. In short, the goal of theology-as-genre-fusion is to be as directly faithful as possible to the specific level of truth that faith at its very best appropriates, pushing against the intrinsic limits of the academic ethos as such. Elsewhere, I have suggested that we need to think of theology, essentially, as ‘the science of the sacralisation of Honesty, in theistic form’.33 In this formulation, ‘Honesty’ is just another name for perfect truth-as-openness. In gospel terms, it is the truth that Jesus is (‘I am the way, and the truth, and the life’, John 14: 6), the truth of which he is the prime symbolic incarnation; the truth of Christ-likeness. Theology is ‘science’ in the sense that it is an experimental process: a series of experiments, seeking to draw together the most wide-ranging array of different intellectual resources, all in the service of Honesty. And it aims at the ‘sacralisation’, the rendering-overtly-sacred, of such truth, in the sense that it is a form of thinking practically oriented towards a religious solidarity-building strategy, to promote it. By ‘theologyas-genre-fusion’, here, I mean the sort of method that in the most comprehensive way reflects this basic understanding of theology. What Hegel calls ‘Spirit’ is the impulse towards perfect truth-as-openness, perfect Honesty, considered in all of its tributaries. The different tributaries flow into a multitude of different genres of thought; before at length coming together. And ‘theology-as-genre-fusion’, then, is a study of this impulse understood as the very essence of divine revelation in history as a whole: opening up the question of what that implies for a church community, strategically. However, the impulse of Spirit demands maximum openness even towards the most difficult reality, even that which elicits the strongest resistance, the most intense desire-not-to-know. And the actual history of Christian thought is the tale of an endless turning away from this. The constant tendency has been to misidentify the proper truth claims of faith, not with its awakening of an appetite for truth-as-openness, but, on the contrary, with the supposed possession of some definitive truth-as-correctness, instead. Substituting an aggressive claim to truth-as-correctness for surrender to truth-as-openness makes everything existentially easier. But it straightaway abolishes the real truth of theology. I am inclined to say that it reduces that truth to a form of metaphysics.
33
Shanks, Faith in Honesty: The Essential Nature of Theology (Aldershot: Ashgate, 2005), Introduction.
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Note: at this point we enter a terminological maelstrom. I am using the word ‘metaphysics’ here basically in the same sense as Martin Heidegger; although I differ from Heidegger in my basic desire, as a Christian thinker, to differentiate ‘theology’ from ‘metaphysics’. In this sense, ‘metaphysics’ is, essentially, the attempt to develop a systematic celebratory overview of truth-as-correctness in general, framing a definitive view of moral correctness; always with the risk (at least) that the resultant system may distract from, and so occlude, the proper, higher claims of truth-as-openness. Desmond, by contrast, speaks of ‘metaphysics’ in quite a different way: to mean, in effect, any form of critical thinking opened up towards the truthas-openness potential of popular religion – more or less, indeed, what I mean by ‘theology’. Here he follows Emmanuel Levinas; who is thereby wilfully signalling his hostility to Heidegger. Levinas, furthermore, uses the word ‘theology’ to mean what I mean by ‘metaphysics’, in a religious context. What I see Hegel opening up in the Phenomenology is a form of ‘theology’ beyond ‘metaphysics’ (in the Heideggerian sense). Or, one might say, ‘trans-metaphysical theology’. Translated into Levinasian, this would actually have to be put the other way around: ‘trans-theological metaphysics’! However, Levinas is writing in the context of Jewish popular religion, a culture in which the word ‘theology’ never took root, the way it did in Christianity. As a Christian ‘theologian’ by trade, I cannot follow him in this. And the word ‘metaphysics’, after all, derives originally from Aristotle, who is certainly much more of a ‘metaphysician’ in the Heideggerian than in the Levinasian sense. Heidegger, as we shall see later on, seems to misread the Phenomenology as if it were intended by Hegel as propaedeutic to a form of (in the Heideggerian sense) metaphysical theology.34 In fact, however, Hegel consistently battles against the reduction of theology to metaphysics. He does so not only as a trans-metaphysical philosophical theologian in the Phenomenology, but also as a metaphysical philosopher, himself, in his Logic. Hegel’s Logic is, to be sure, a classic example of metaphysics – in the sense that it takes shape, precisely, as a catalogue of all the various different possible modes of truth-as-correctness. Nevertheless, the profound moral truth of the work, I think, lies in the fundamental segregation it enacts between metaphysics and theology. God is Truth; all truth, of whatever kind, points to God; and therefore the Logic is also about God. Yet, the point is, it is only about God in the most un-theological sense. Theology is what prescribes the actual practice of the Church as such; and it is first and foremost an interpretation of divine revelation in history. Hegel’s Logic, however, does not impinge on this at all. As Hegel himself poetically puts it, the ‘content’ of his argument in the Logic is ‘the exposition of God as he is in his eternal essence before the creation of 34
See below, pp. 133–136.
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nature and a finite mind’.35 In other words: the argument begins by systematically bracketing all consideration of possible divine revelation in history. It deals with divine reality only insofar as we may be said to encounter that reality in complete abstraction from history, and therefore outside the purview of theology proper. Hegel’s Logic is in this sense a work of pure metaphysics, to a pioneering degree differentiated from theology. No previous metaphysical philosopher had ever made such a point of being theologically abstemious as Hegel does. The result is a metaphysical system that seems, in the end, oddly inconsequential: metaphysics for metaphysics’ sake, that is, for the sheer intellectual beauty of it, alone. But that, I think, is its great virtue. His Phenomenology of Spirit, on the other hand, opens the philosophic door towards a strictly trans-metaphysical understanding of theology. This, I would argue, is its most fundamental claim to truth: that it is an opening towards theology, once and for all, purged of metaphysics, and so set free to become what it is truly meant to be, a sheer celebration of truth-as-openness. The old metaphysical ‘proofs’ of the existence of God are pushed right to the margins of the Logic. Hegel does indeed deal with these arguments at greater length elsewhere, as modes of God-talk essentially affirming the general pursuit of truth-as-correctness.36 But he never retracts the basic distinction between metaphysics and theology, so vividly signalled, in effect, by the quite different feel of the Logic from the Phenomenology. For, again, what the ‘proofs’ affirm is the pursuit of an entirely different species of truth from that which is enacted by theology. The ‘proofs’, as Hegel interprets them, do not in the ordinary sense prove anything. Rather, they take the entire mode of thinking that comes to fulfilment in proven conclusions of any kind – that is, the pursuit of truth-as-correctness in general – and dedicate it, as a whole, to God. Hegel thus dedicates metaphysics to God, just as Aquinas pre-eminently did; just as the broad tradition to which Aquinas belongs did. Why not? But in the contrast between the Logic and the Phenomenology he also does something else, quite new. He signals the fundamental distinction between metaphysics proper and theology proper, which Aquinas’s treatment of the ‘proofs’ for instance in the Summa Theologiae systematically blurs. Thus, Aquinas in the Summa Theologiae appears to found Christian theology on the ‘proofs’. For Hegel however, by contrast, the ‘proofs’ are in effect just an incidental offshoot of metaphysics, quite separate from theology proper. What founds theology proper is, instead, the experience of Spirit, as evoked in the Phenomenology. Theology proper is all about celebrating the pursuit of perfect truth-as-openness: not an analytic understanding of how the world is constructed, or of how things 35 36
Hegel, Science of Logic, (trans. A. V. Miller; Amherst: Humanity Books, 1998), p. 50. Hegel, Lectures on the Proofs of the Existence of God (ed. and trans. Peter C. Hodgson; Oxford: Oxford University Press, 2007).
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at large have happened, the subject matter of the ‘proofs’; but, rather, a sympathetic comprehension of Christ-like virtue, as this is allowed, in truly systematic fashion, to transform one’s whole world view, forever opening it up. Note, also: this actually represents, in a sense, the exact opposite to the old positivist critique of ‘metaphysics’. The positivist exaltation of ‘science’ over ‘metaphysics’ connotes a fundamental devaluation of the inherent truth-potential of metaphor, as such. ‘Metaphysics’, as defined by positivism, becomes a term for philosophy not yet (it is argued) adequately purged of metaphoric habits of thought. Of course, positivism, just as much as traditional metaphysics, is preoccupied with the pursuit of truth-as-correctness. But, against ‘metaphysics’, it seeks to radicalize the ancient struggle of philosophy against poetry, initiated by Plato; thereby drastically narrowing the scope of what may count as ‘correct’. Trans-metaphysical theology, however – since it is not so much concerned with defining truth-as-correctness, as with evoking the moral demands of perfect truth-as-openness – itself becomes a poetic enterprise. It objects to traditional metaphysics, not because traditional metaphysics is too indulgent towards metaphor, but on the contrary because of the way in which traditional metaphysics rigidifies metaphor. Such theology aims at a maximum energizing of metaphor, in celebration of truth-as-openness. Nothing could be less positivistic.37 What Hegel opens up in the Phenomenology is a form of theology that is, in essence, a systematic struggle against the debilitating effects of religious thought-gone-stale. Nor is that all; for, what is more, it is an attempt to help mobilize the energies of religion for a war against thought-gone-stale, in general. Thought tends to go stale most quickly, and most completely, in self-enclosed intellectual cultures, where it is sheltered from the challenge of outsiders whose experience of life may lead them to view the world quite differently. Therefore Hegel sets out, systematically, to break down the barriers between separate intellectual cultures: he pioneers theology-asgenre-fusion. Beyond the distractions of metaphysics, Hegelian theology-asgenre-fusion confronts every kind of thought gone stale, in God’s name. It is the assembly of the most extensive possible conversation-process, drawing together the most diverse partners, to that end. The wider the variety of
37
Compare, further, Klaus Hartmann, ‘Hegel: A Non-Metaphysical View’, in Alasdair MacIntyre, ed., Hegel: A Collection of Critical Essays (New York: Anchor Books, 1972). Hartmann is another philosopher somewhat suspicious, it seems, of metaphor, and hence antipathetic to theology; who, however, nevertheless wishes to be open towards Hegel. When he speaks of ‘metaphysics’ he appears to mean precisely the mixture of what I would call ‘metaphysics’ with theological, or anti-theological, claims to ultimate truth-as-correctness. He sees that Hegel does not mix the two. And he approves of this, at least. But Hartmann simply has no interest in Hegel’s very different approach towards theology, as such, in the Phenomenology.
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voices clearly heard, and brought into dialectical connection with one another, the better.
8. Towards the ‘solidarity of the shaken’ My argument is that, in order for theology to have a truly thriving future, it must above all break loose from its traditional, conversation-constricting entanglement with metaphysics. (That is, in the sense specified above.) But note, further: ‘trans-metaphysical’ also, in a certain sense, includes ‘trans-confessional’. The point is this. All theology articulates some form of solidarity; seeks to give it durability by locking it into an authoritative tradition. I, for my part, write as a Christian priest, in the Church of England. And of course most Christian theology is, more or less, exclusively concerned with the confessional solidarity of Christians with other Christians as such; or with the solidarity of a particular group of Christians, in their rivalry with others. This sort of solidarity is quite readily compatible with theology-reduced-tometaphysics; the sort of theology that is more interested in truth-as-correctness than in truth-as-openness. But trans-metaphysical theology ultimately represents another species of solidarity. It is driven by what has been called the ‘solidarity of the shaken’: the solidarity that binds together, simply, all those who have been ‘shaken’ by the demands of perfect truth-as-openness; ‘shaken’, that is, out of the shelter of fixed preconceptions, standard judgements, and clichés. In the Christian context, trans-metaphysical theology is, first and foremost, a project of rendering the confessional solidarity of Christians with Christians, to the greatest possible extent, transparent to the solidarity of the shaken. This phrase, the ‘solidarity of the shaken’, is not Hegelian; but was in fact first coined by the Czech philosopher Jan Patocˇka. It emerges from a vivid moment of genre-fusion in the closing pages of his 1975 Heretical Essays on the Philosophy of History.38 Here Patocˇka brings together, on the one hand, a discussion of the trauma-memories of twentieth-century warfare and, on the other hand, a consideration of the pre-Socratic poetic-philosophical thought of Heraclitus. Thus: as regards the traumas of twentieth–century ‘front-line experience’ – the First World War nightmare of trench-warfare, the barbarities associated with the Second World War, the oppressive menace of the Cold War – Patocˇka poses the elementary question, why European civilization failed to generate a more effective resistance against all these horrors. To the 38
For what follows, see Jan Patocˇka, Heretical Essays on the Philosophy of History (trans. Erazim Kohák, Chicago and La Salle: Open Court, 1996), pp. 133–37. (And c.f. pp. 42–44.)
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prevailing impulse rendering twentieth-century technological civilization so destructive he gives the simple name of ‘Force’. And he focuses on the propaganda operations of Force, in general: the way it deals out death in the name of ‘life’, and war in the name of ‘peace’; the way it calls truthoccluding night, ‘day’. He cites two first-hand testimony accounts of the ‘front-line experience’, specifically, of the First World War: on the French side, that of Pierre Teilhard de Chardin, on the German side, that of Ernst Jünger. And then asks, ‘How can the “front-line experience” acquire the form which would make it a factor of history? Why is it not becoming that?’ He is thinking of the ‘front-line experience’ as an inescapable revelation of the destructiveness of Force, shaking one free from the propaganda-fantasies that conceal it. Certainly, the actual experience itself had plenty of, in this sense, shaking-power! But, alas, that shaking-power has not become ‘a factor of history’ – in the sense of generating truly effective forms of political creativity, against the operation of Force, as such. Why not? The trouble, he suggests in this passage, is that in the form described so powerfully by Teilhard and Jünger, it is the experience of all individuals projected individually each to their summit from which [however] they cannot but retreat back to everydayness where they will inevitably be seized again by war in the form of Force’s [propagandist] plan for peace. In other words: the experience of shakenness, intense though it is, has not yet, in itself, been made the explicit basis for organized solidarity. As Patocˇka poetically defines it, the ‘solidarity of the shaken’ would be an ideal coming together of those who have been ‘shaken in their faith in the day, in “life” and “peace” ’: it would be a form of solidarity in resistance to ‘Force’ in all its various propaganda manifestations, alike. Inasmuch as the culture of modern governmental politics is essentially given over to ‘Force’, the organizations embodying the ‘solidarity of the shaken’ will not, in Patocˇka’s view, come forward with their own ‘positive programmes’ for government. They will hold back from the sort of propagandist struggle necessarily involved in trying to implement such programmes. But, instead, they ‘will speak, like Socrates’ daimonion, in warnings and prohibitions’ alone. He envisages such organizations primarily recruiting from among ‘researchers and those who apply research, inventors and engineers’. And their aim will be to shake the everydayness of the fact-crunchers and routine minds, to make them aware that their place is on the side of the front [i.e. the immediate experience of being shaken by horror] and not on the side of even the most pleasing slogans of the day which in reality call to war, whether they invoke the nation, the state, classless society, world 28
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unity, or whatever other appeals, discreditable and discredited by the factual ruthlessness of the Force, there may be. The anti-propaganda rhetoric of Patocˇka’s argument acquires special resonance and poignancy in view of his own actual role as co-founder of a project seeking to embody the ‘solidarity of the shaken’, a role that actually cost him his life. Two years after the publication of his Heretical Essays he joined Václav Havel in launching the human rights campaign, Charter 77; which was exactly such a project. He was then arrested and roughed up by the Czech secret police, to the extent that he died as a result of his injuries. As a philosopher, however, in the Heretical Essays Patocˇka immediately goes on to link the ideal of the ‘solidarity of the shaken’ back to the thought of Heraclitus. Thus, with reference to Teilhard and Jünger, he has been thinking about the trauma of the First World War, in particular, as a potentially revelatory experience. It is potentially revelatory by virtue of its sheer shaking-power. But for Heraclitus (2,500 years earlier) ‘war’ appears to function as a general term, in effect, for everything that has shaking-power, of any kind. What does Heraclitus mean by ‘war’? For him, it is a cosmic principle, with special relevance to questions of religious and political identity. ‘War is father of all, king of all’, he declares. ‘Some it shows as gods, some as men; some it makes slaves, some free’.39 In what sense is this so? As Patocˇka understands it, Heraclitus’ basic argument is that one can only comprehend the truth of one’s destiny insofar as one allows oneself to be shaken by fresh experience, thereby breaking free from the essentially pacific influence of thought-gone-stale. The disastrous allure of familiar prejudice lies in the way it pacifies the mind, concealing the restless energy of true reality. On the surface it produces an illusion of peace. But hidden underneath is the reality of – ‘war’. And then there is also another reported saying of Heraclitus that goes further: One should know that war is xunon, and that justice is strife, and that all things come about in accordance with strife and with what must be.40 The word ‘xunon’ is usually translated ‘common’. Yet, at the same time, it has normative connotations, directly expressed in fragment B2: ‘You must follow what is common . . .’ What it really means, therefore, is something like ‘that aspect of common experience which ought to bind us together in solidarity’. The identification of this with ‘war’ is, in fact, very close in meaning to the identification of ‘justice’ with ‘strife’; these are two parallel 39 40
Heraclitus, fragment Diels-Kranz B 53. Heraclitus, B 80.
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affirmations. ‘War’ and ‘strife’ refer here, in general, to what Patocˇka calls the experience of being ‘shaken’. Moreover, it seems that Heraclitus is affirming such experience to be the proper basis for the very highest form of solidarity. ‘War is xunon, strife is justice’: ‘the shared experience of being shaken – out of the peace of mind that cliché-thinking affords – is what in itself ought, above all else, to unite us’. So Patocˇka has Heraclitus, prophetically, address the twentieth century, as represented by Teilhard and Jünger. But now I want to add a further element to the collage that Patocˇka himself has begun: compare his notion of the ‘solidarity of the shaken’ with the solidarity-ideal suggested by the teaching of Jesus of Nazareth, as recorded in the Synoptic Gospels. ‘War is xunon, and justice is strife’, says Heraclitus. ‘Do not think that I have come to bring peace to the earth’, says Jesus. ‘I have not come to bring peace, but a sword’ (Matthew 10: 34). Jesus is the true Prince of Peace just because he is so militantly resistant to the false peace of devout thoughtgone-stale. He revives the intransigent testimony of Amos; only, in a new more agapeic form. Heraclitus is already acutely alert to the intrinsic slipperiness of all terminology applied to God, the complete dependence of properly sacred truth on its context: ‘God is day night’, he declares, ‘winter summer, war peace . . .’41 Already, Heraclitus sees that no formula for divine reality is automatically correct. Every formula is ideally waiting to be infused with the spirit of ‘war’, in the larger, benign sense; that is, the shaking-power that alerts us to the imperatives of perfect truth-as-openness. Theological discourse as a medium for that shaking-power is, as he puts it, ‘like olive oil when it is mixed with perfumes’.42 But when Jesus, in the Synoptic Gospels, speaks of the ‘kingdom of God’, is he not, after all, talking about the very same shaking-power, converted into a basis for solidarity, albeit in another way? Jesus, of course, inhabits quite a different sort of cultural world. And if one only sees the stamp of cultural particularity, one will scarcely spot the potential for agreement here. Nevertheless, this is just what genre-fusion thinking, in general, is all about: seeking out such hidden, implicit points of contact and, as far as possible, trying to unlock their poetic potential. It is, in fact, remarkable how quickly the ‘kingdom of God’, as preached by Jesus, ceased to be a central theme of Christian preaching in the early church. Even when, in the early fifth century, Augustine, at great length, discusses the obviously rather similar notion of the ‘city of God’, he makes no reference at all to the Synoptic Gospel records of Jesus’ preaching about the ‘kingdom’. Augustine cites, and comments upon, many other biblical texts. However, even though one might have thought that the actual words 41 42
Heraclitus, B 67. Ibid.
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attributed to Jesus would have had special authority, it simply seems not to occur to him that they might be relevant to his own project. He develops his doctrine of the ‘city of God’ as if Jesus, himself, had never taught anything comparable. But if – unlike Augustine – one does compare the spirit of Jesus’ preaching with the developing ethos of the church, the changes are plain to see. To be a good member of the church, it was, from the outset, vital that each believer should subscribe to a certain set of ever more closely specified metaphysical doctrines, and conform to quite a rigorous code of priest-prescribed, and priest-enforced, moral behaviour. (For how otherwise could such a persecuted community have held together to survive?) There are however no such tests for membership in the kingdom of God, as Jesus presents it. On the contrary, membership in the kingdom of God requires great generosity of spirit, radical humility, and a sense of the whole world being turned upside down, with everything called into question, a whole multitude of new opportunities emerging for fresh insight; and nothing more. This experience, at once both troubling and joyful, is surely, at a certain level, very close indeed, if not identical, to the troubled yet defiantly hopeful impulse that generates the solidarity of the shaken, as Patocˇka envisages it. Yet church tradition, developing the solidarity of Christians with other Christians, has overlaid it with so much else. As for Patocˇka: he prefers not to get embroiled in the problematics of Christian faith, opting to invoke Heraclitus instead. Czech intellectual culture has long been rather secular, and the Charter 77 movement, even though it had many Christian participants, was not, in itself, religious. In thinking through the basic principles underlying it, Patocˇka, in effect, brackets all questions of theology. By contrast, my basic project in what follows is, precisely, to try and get to grips with the challenge of the solidarity of the shaken to the solidarity of Christians with other Christians. My primary concern, as I have said, is with trans-metaphysical theology. In other words: a devising of strategy for the solidarity of the shaken in a Christian context. The ‘solidarity of the shaken’ is not a Hegelian concept. It arises out of a historical context quite remote from Hegel’s own. And yet, I think that it nevertheless fits very well with the core rationale of the Phenomenology of Spirit; as I shall attempt to show.
9. Faith / knowing / faith The solidarity of the shaken, alone, is surely the most direct solidarityexpression of God’s truth. Yet it is, by nature, the most difficult form of solidarity to organize. For, after all, any form of solidarity, in order to be effective, requires a clear recognition of who is friend and who is foe. The more immediately obvious the external markers discriminating these two 31
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basic categories, the more effective it is liable to be. But shakenness is so very much an inner condition, without immediately obvious external markers to identify it. And hence, once again, we are faced with a strategic need to mix the highest will-to-truth with other motives, so as to stiffen it, give it staying-power: the solidarity of the shaken always needs mixing with other, easier-to-recognize solidarity principles. It seems that it can only ever really flourish as one ingredient among others, in some sort of composite enterprise. Charter 77, for instance, was a movement that manifested the solidarity of the shaken mixed with a particular sense of embattled national identity: the resistance of the Czech people to their subjugation by the Soviet Union. It transcended political ideology in the sense that its participants, the signatories to the ‘Charter’, included people of every different political persuasion, other than uncritical supporters of the Soviet-imposed government. As regards religion, likewise, it included Roman Catholics, Protestants, atheists and agnostics of every kind. The Chartists were just those Czechs who were sufficiently shaken, by a yearning for greater openness in public life, to risk expressing that aspiration in public, thereby exciting the wrath of a violent police-state. They were united by two things alone: first their shakenness, and second their being Czech. What interests me theologically, on the other hand, is the question of what it would take, in strategic terms, to stiffen the trans-confessional solidarity of the shaken with an appropriate admixture of the confessional solidarity uniting Christian with Christian. And this is the basic reason for my interest in Hegel. For, although Hegel does not explicitly frame his project as a Christian theological stiffening of the solidarity of the shaken, that is very much, I think, in effect what it already is. Thus, Hegel begins in his Early Theological Writings by seeking to recast the Jesus story, in such a way as to rescue its deeper critical potential from its distortion by mere church ideology. Then in the Phenomenology he switches from the medium of gospel narrative to that of ‘speculative’ philosophy; but still with the same underlying moral intent. His earlier recasting of the Jesus story makes strategic sense as the basis for a more or less sectarian alternative to orthodox Lutheranism. So it is in direct rivalry to the founding narrative of that orthodoxy; above all in the essay ‘The Spirit of Christianity and its Fate’, presenting Jesus essentially as a prophet of pure shakenness. But there is an immediate contradiction here, inasmuch as the solidarity of the shaken is intrinsically inimical, in its openness, to any sort of sectarianism. The shift of thought that results in the Phenomenology goes with a fresh acceptance of the broad Lutheran mainstream. And so it enables a quite un-sectarian understanding of the solidarity of the shaken. But now compare this with Desmond’s position. Hegel is in my view the great theological strategist for the solidarity of the shaken; yet every strategy
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for the solidarity of the shaken mixed into other forms of solidarity risks damaging it. There is always the danger that the solidarity of the shaken will so merge into its host culture as to fade away. In order that it should survive, there is a need for a constant insistence on the imperatives of shakenness in all their distinctiveness. Unlike Hegel, Desmond is no solidarity-strategist. He is, rather, a great philosophical poet, of what I would call the ‘pathos of shakenness’, in its very purest form. The solidarity of the shaken is, in the first instance, a form of campaigning organization. By contrast, agapeic community – Desmond’s ideal – is in the first instance a form of pastoral organization. But just as the solidarity of the shaken is the most difficult form of solidarity to organize, so, too, agapeic community is the most difficult form of community to organize – because it is so extremely demanding. Again, therefore, it can only flourish, for any length of time, in amalgam with other forms of community. And, again, it forever risks being swallowed up and lost within that with which it is mixed. Therefore Desmond sees it as the fundamental task of philosophical theology to recall us to the proper distinctiveness of agapeic community in itself. Shakenness, by the imperatives of perfect truth-as-openness, is a condition of soul that is completely beyond any rational calculation of self-interest. Desmond speaks of it, in this sense, as ‘idiot wisdom’. His philosophical writing is the most sophisticated homage to such wisdom; the raw essence of faith, prior to all interpretation. He is attempting, as he puts it, to evoke the ‘hyperbolic’ nature of divine truth. That is to say, in Patocˇka’s terms: its sheer shaking-power, forever in excess of any intellectual mastery. But whereas Patocˇka uses the metaphor of ‘shakenness’, Desmond tends rather to think of intellectual defences being penetrated, as by the flood waters of divine reality. He rejoices in the intrinsic, ultimately unpreventable ‘porosity’ of human existence, in that sense. One might say that whereas Hegel’s thought is framed as a movement from first-order faith to philosophic ‘knowing’, Desmond by contrast traces a philosophic movement from ‘knowing’ to second-order faith. First-order faith is endlessly ambiguous: between that which opens towards the solidarity of the shaken and that which is closed off from it, supplanting it with a rigid insistence on orthodox conformity, as it were, for conformity’s sake. Hegel sets out to dissolve that ambiguity. The ‘knowing’ that he celebrates is thus primarily an ideal kind of strategic nous, identifying the truth of faith in effect with the solidarity of the shaken. But the trouble is that every potentially successful strategy for the solidarity of the shaken, in order to be successful, is more or less bound to introduce fresh ambiguities. Does the successful strategy still in fact truly stand for shakenness? Or has the solidarity-building success been achieved by changing the real basis for the solidarity, making it easier? Such questions are indeed inescapable at the level on which Hegel is operating. And Desmond, who is simply not
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interested in the criterion of political success, then seeks to sweep all such ambiguity away. Still, these opposing movements may also, in the end, be regarded as two complementary aspects of the same. I want to affirm the solidarity of the shaken. Therefore, I am with Hegel. Everything, however, depends upon its truly being the solidarity of the shaken. Therefore, I am with Desmond. After all, it seems to me that the fullness of truth arises out of a constant oscillation, back and forth, between philosophic ‘knowing’, in the Hegelian sense, and second-order faith, the truth with which Desmond is concerned. Neither, I would argue, invalidates the other. Both are, equally, needed.
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2 desmond’s hegel: a counterfeit double?
1. Hegelian grand narrative: ‘theodicy’ or ‘kakodicy’? Desmond calls his book, Hegel’s God, ‘an adieu to Hegel’.1 Because he regards Hegel’s God as a ‘counterfeit double’, and Hegelian theology, therefore, as idolatrous, he frames the book very much as a case for the prosecution. There are, however, two basic weaknesses, I think, with this approach. On the one hand, Desmond is so impatient always to show what is missing in Hegel’s theology that he fails to stay with what is actually there – I will discuss what I consider to be the prime example of this in Chapter 3. And, on the other hand, he fails properly to register ambiguity as ambiguity. Instead, where Hegel’s thought remains ambiguous, he assumes the worst, and then accuses Hegel of cunning concealment; of deliberately blurring his real, malignant meaning. This is above all the case in his interpretation of Hegel’s philosophy of history. Thus, let us distinguish between two possible Hegels here: ‘Hegel 1’ and ‘Hegel 2’. ‘Hegel 1’ is an impassioned lover of perfect truth-as-openness. He is a thinker essentially shaken into thought by that love, which he sees as the very essence of the divine. When he looks at history ‘Hegel 1’ is first and foremost interested in finding grounds for hope, as inspiration for solidarity with others who are likewise shaken: hope serving to energize a form of solidarity grounded, purely and simply, in that shared experience of shakenopenness, and struggling towards the ideal of a public culture that would be, in the most powerful possible way, celebratory of perfect truth-as-openness recognized as God’s will. He seeks to construct an all-encompassing historic narrative, to that end. The story he sets out to tell is the history of ‘Spirit’, divine revelation as a process at work everywhere, throughout the whole of 1
Hegel’s God, Preface, p. ix.
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human experience. This narrative needs to be as global as possible, so as to reflect the global, cosmopolitan nature of the solidarity of the shaken, in itself. And it necessarily involves a considerable degree of philosophic detachment in the way that it is narrated, since its basic purpose is to justify hope, helping people committed to such solidarity look beyond the more immediate frustrations of their present plight, and see the bigger picture. As we stand back we can see the experimental workings of Spirit down the ages, as a whole, steadily clarifying what the ideal requires. ‘Hegel 2’, however, is a somewhat different figure. His ideal is philosophic detachment, in effect, for its own sake. For him, this is wisdom: Spirit is the ascent of Mount Olympus, as it were, to look down upon the affairs of the world from afar. He is akin to the Nietzschean Übermensch; glorying in his superhuman cool. And the sheer scale of the resultant philosophic grand narrative demonstrates this. Desmond’s Hegel is, unambiguously, ‘Hegel 2’. The Hegel who interests me is ‘Hegel 1’. I remarked above that my admiration for Hegel is related to my admiration for that very different figure, the prophet Amos, the first of the great Hebrew writing prophets.2 ‘Hegel 2’ has nothing whatever in common with Amos. The prophet represents God in an explosion of passionate engagement: God repudiating any sort of mere flattery, and launching a furious, infinite demand for ‘justice and righteousness’, that is, for Honesty, perfect truth-as-openness, infused with compassion for the sufferings of the poor. Nothing could be more opposed to the divine rage of God as represented by Amos than the ideal of sheer Olympian cool advocated by ‘Hegel 2’. But in the thought of ‘Hegel 1’, by contrast, the prophetic rage that Amos pioneered is aufgehoben, not cancelled but sublated, into a solidarity-strategy designed to further the same ends by other means. Amos himself has no apparent solidarity-strategy. The whole history of biblical religion, as it has bifurcated into the traditions of Judaism and Christianity, may be regarded as one long quest for effective solidarity-strategies that would not be too betraying of the testimony to radical shakenness that first appears, as a literary phenomenon, in his prophecy. And, although Hegel does not see this, I think he represents a key moment in the process. Thus, take Hegel’s presentation of his philosophy of history as the true form of ‘theodicy’.3 The problem of evil, he argues, is not just an abstract metaphysical conundrum, the way Leibniz for instance thinks of it. Far more significantly, faith in God is tied up with historic, this-worldly hopes. God commands such hope, our experience of evil in history argues against it. In order to justify faith in God, we need to justify historic hope in quite concretely narrative terms. 2 3
See p. 18. Hegel, The Philosophy of History (trans. J. Sibree; New York: Dover Publications, 1956), pp. 15, 457.
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DESMOND’S HEGEL: A COUNTERFEIT DOUBLE?
But hope for what? In his Lectures on the Philosophy of History, Hegel answers: for ‘freedom’. ‘The History of the World’, as envisaged in these lectures, ‘is nothing but the development of the Idea of Freedom’.4 This notion of ‘freedom’, however, is admittedly quite ambiguous. Does Hegel mean freedom for perfect truth-as-openness, sheer Honesty, being altogether opened up to the otherness of other people; freedom from whatever would inhibit that? That would be the viewpoint of ‘Hegel 1’. Or does he simply mean ‘freedom’ in the sense of maximum moral autonomy, not being subjugated by the will of others? This is the thinking of ‘Hegel 2’, Desmond’s idea of Hegel. There is of course a good deal of overlap, in practice, between these two notions of freedom. So many of the conventional prejudices by which our thinking is closed down are actively promoted and reinforced by those others who exercise power over us, to serve their own interests. Very often the cause of truth-as-openness takes shape as a political movement of people self-assertively demanding their ‘rights’ to autonomy, against an oppressor. Again, one has only to think of Charter 77, Jan Patocˇka’s movement, for instance. The Chartists were both laying claim to their basic human rights, against the Soviet oppressor, and also campaigning for a public culture of openness. In that context, the overlap was complete. Nevertheless, there is in principle a significant opposition between the two views. For ‘Hegel 1’ is intent on constructing a grand narrative that will trace the gradual emergence of the possibility of our coming to see the ideal of perfect truth-as-openness as the very essence of the divine. ‘Hegel 2’, very differently, is interested in tracing humanity’s progress towards a world valuing the intrinsic value of moral autonomy above all else. But mere respect for moral autonomy, unlike truth-as-openness, remains in itself entirely compatible with a good deal of actual indifference to the suffering of others. Uninterested in political solidarity-strategy as such, Desmond’s whole concern is with what I have called the pure ‘pathos of shakenness’. What he values in religion is just its unique capacity to intensify the pathos of spiritual struggle; precisely, its awakening of heart-felt agapeic compassion. When he reads Hegel’s Lectures on the Philosophy of History what he finds there is ‘Hegel 2’, apparently identifying true theological insight, on the contrary, with the very loftiest, all-surveying Olympian detachment. For him, this is anathema. There is no true theodicy in such an outlook, he argues; no true justification of God. Rather, what is justified is the very opposite: a grandiose ‘philosophic’ acquiescence in evil. It is a kakodicy!5 As I have said, it seems to me that the essential truth-potential of Hegel’s theology lies in the way he begins to dissolve the basic political ambiguity of popular Christian faith. Namely: the ambiguity between that in popular Christian faith which opens up towards the solidarity of the shaken, and 4 5
Ibid., p. 456. Hegel’s God, pp. 144, 178.
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that which resists it. But here, between ‘Hegel 1’ and ‘Hegel 2’ is a transpolitical ambiguity which still remains unresolved. For political purposes, in order to develop an appropriate founding narrative for the sort of solidarity he seeks to promote, Hegel steps back from the immediacy of the present historical moment, to take the long view: to what extent does the resultant vision of history-as-a-whole remain tied to a real passion for truth-asopenness, or to what extent does it start to come loose from such passion? One may read Hegel’s texts either way; this is undoubtedly, I think, a real failing in his work. Only, let us not exaggerate the failing. The more open-minded reading still does, at any rate, remain possible.
2. Schiller’s dictum, quoted by Hegel: ‘Die Weltgeschichte ist das Weltgericht’ Another example: Hegel quotes, with approval, Schiller’s dictum, ‘Die Weltgeschichte ist das Weltgericht’.6 The conventional translation of this into English, ‘The history of the world is the world’s court of judgement’ rather misses the theological undertow of the thought. An alternative rendering would be ‘World history enacts divine judgement’. Just who, though, is quoting Schiller here: Is it ‘Hegel 1’ or ‘Hegel 2’? ‘Hegel 2’, that is, Desmond’s Hegel, approves of Schiller’s formula for the simple reason that he believes in the apotheosis of historical Success. In his Olympian fashion, he surveys world history and straightforwardly identifies ‘divine judgement’ with the long-term success of particular ideas. This is not a doctrine of ‘might is right’ – Hegel explicitly denounces that sort of world view.7 But it differs from ‘might is right’ only inasmuch as ‘Hegel 2’ is interested in the success of ideas, and ‘might’, as such, is not immediately a property of ideas. Rather, for ‘Hegel 2’, the divine thumbs-up is accorded to whatever set of ideas, in the long run, achieves the greatest intellectual authority. As a matter of fact, ‘Hegel 2’ observes, the most successful sort of thinking, long-term, is that which most effectively hooks onto people’s selfassertive aspiration to ‘freedom’, in the simple sense of self-determination. And therefore, he concludes, this aspiration is divine. Desmond cites Hegel quoting Schiller, and he protests: ‘Even the Last Judgement, it seems, will be refused its transcendence’ in this ruthless theology of immanence. But ‘if there is nothing transcendent to history, is it, 6
7
Philosophy of Right, §§ 340–41 (Knox, p. 216); Encyclopaedia, § 548, that is, Hegel’s Philosophy of Mind (trans. William Wallace; Oxford: Oxford University Press, 1971), p. 277. Philosophy of Right, § 342.
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DESMOND’S HEGEL: A COUNTERFEIT DOUBLE?
as Hobbes described the Leviathan, a “mortal god”?’ Indeed, ‘why should we sing a speculative Te Deum to this monster? Does this being true to history become false to God, hence untrue to history?’8 If the real Hegel is ‘Hegel 2’ then yes, I would agree, it does. And yet, the fact is that this formula, ‘Die Weltgeschichte ist das Weltgericht’ is also susceptible of quite a different interpretation. Suppose it is ‘Hegel 1’ speaking. For ‘Hegel 1’ the criterion of judgement in world history is that we are looking for what most effectively advances the political-theological cause of perfect truth-as-openness. In order to see what does this, he is saying, look at the way ideas actually play out in world history. For example: is Rousseau right? In order to answer that question, it is not enough just to consider Rousseau’s own good intentions. One has also got to look at the actual influence of his ideas, notably on the course of the French Revolution: To what extent have they, in historic practice, contributed to the cause of truth-as-openness? This may seem obvious. And so it is – Hegel is not above saying things that are pretty obvious, at times. But what is interesting is the way in which he takes the simple idea of Weltgeschichte as Weltgericht and then develops it into a pioneering grand narrative. The divine judgement of world history, which is the topic of this grand narrative, may well vindicate all sorts of self-assertive political movements, groups of people rising up to demand their ‘rights’ – such as Charter 77. But, crucially, what is divine is never, for ‘Hegel 1’ – as it is for ‘Hegel 2’ – that self-assertion in itself. Rather, it is the impulse towards an intellectually ever more open culture, which such self-assertion, in cases like that of Charter 77, serves. ‘We notice again’, Desmond remarks, ‘how some Hegel interpreters are quick to reassure us: do not worry, there is nothing offensive here, do not be alarmed. The Weltgericht is not any Last Judgement’.9 Well, it is not. Whereas the traditional imagery of the Last Judgement represents God confronting each human individual strictly as an individual, the Weltgericht of Weltgeschichte is the divine judgement of whole cultures as such. Unlike the judgement of whole cultures, the judgement of single individuals surely does tend to remain history-transcendent: at the Last Judgement I am judged for what I personally have done, not for my place in the larger flow of world history. In the exceptional case of ‘world-historical individuals’ the two forms of judgement do, to some extent, come together; for most of us, however, they remain clearly distinct. ‘But if Hegel does not mean the last judgement, why not speak less equivocally?’10 There is in fact nothing equivocal about Hegel’s identification of the Weltgericht of Weltgeschichte as being, in the first instance, a judgement of whole cultures rather than of individuals. He is 8 9 10
Hegel’s God, pp. 144–45. Ibid., p. 178. Ibid.
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certainly not arguing for a new form of Christianity in which there will cease to be any reference to the history-transcendent Last Judgement. Rather, I think that, preoccupied as he is with the problematics of this-worldly solidarity-building, he just does not have much that is at all interestingly new to say about the more other-worldly aspects of religious truth. And so does not talk about them. But is this one-sidedness of Hegel’s really as sinister as Desmond suspects? Or does it only look that way to Desmond because he himself has opted for a yet more militant, but polar opposite, one-sidedness of his own?
3. ‘The hand that wounds is the hand that heals’ Then again: closely related questions also arise with regard to the way Hegel interprets the traditional dogma of the Fall. Thus, he is a prime advocate of felix culpa doctrine: viewing the Fall as a ‘happy fault’. The biblical story, as he puts it, represents the development of the human species beyond the simplicity of its ‘natural’ condition, its transition into the world of the ‘spiritual’. From the philosophical point of view, this is to be celebrated: ‘Paradise’, as he puts it, ‘is a park, where only brutes, not human beings, can remain’.11 In Genesis 3, on the contrary, the mythic event is shown as a catastrophe. God (Genesis 2: 16–17) has forbidden Adam and Eve to eat the fruit from the tree of the knowledge of good and evil, on pain of death: These words [Hegel remarks] evidently assume that humanity is not meant to seek knowledge, and ought to remain in the condition of innocence . . . But it is a mistake to regard the immediate harmony of the natural condition as ideal . . . Childlike innocence no doubt has something fascinating and attractive about it; but only because it reminds us what Spirit must win for itself. The harmoniousness of childhood is a gift from the hand of Nature; the second harmony must spring from the labour and culture of Spirit. And so the words of Christ, ‘Except ye become as little children’, etc., are very far from telling us that we must always remain children.12 The story of the Fall is regularly invoked whenever the upholders of church ideology want to argue against disobedience to established tradition in general, against free thinking, and hence against any sort of authentic philosophy; in other words, whenever theology has set itself against the most basic preconditions for the advancement of truth-as-openness. ‘Do not disobey as 11 12
The Philosophy of History, p. 321. Encyclopaedia § 24; that is, Hegel’s Logic (trans. William Wallace; Oxford: Oxford University Press, 1975), p. 43.
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DESMOND’S HEGEL: A COUNTERFEIT DOUBLE?
Adam disobeyed!’ cry the upholders of rigid church ideology. Hegel counters that it is the very same impulse to questioning, and to rebellion against the established order, that both, in one form, originates the Fall and also, in another form, brings about Salvation. Granted, questioning and rebellion, gone wrong, may end up producing the very worst forms of tyranny – look at what happened to the French Revolution under the Jacobins. But Christianity presents us with a Saviour who dies as a crucified dissident: that is, precisely, a symbolic embodiment of questioning and rebellion. As Hegel puts it: ‘The hand that wounds is also the hand that saves’.13 Philosophy, as Hegel conceives it, is forever dissolving the all too simple distinction that naïve faith draws between what is divine and what is human. So it is systematically open to the possibility that what at first sight looks to us like mere disobedience to divine law may in actual fact be a fresh upsurge of divine grace; and that the historic progress of divine grace may very often require developments which to the devout, at first sight, appear sinful. Naïve, first-order faith sharply distinguishes what it sees as the work of God’s grace, namely the established ethos of its own given religious community at its best, from that which expresses mere human self-assertion. And Desmond also, seeks to restore at least something of that sharp distinction in sophisticated, post-Hegelian terms: counter-posing agape to eros. But Hegel, for his part, loves the word ‘Spirit’ for the very reason that one may equally speak of ‘human Spirit’ and of ‘divine Spirit’. His whole concern is to reopen, and to hold open, the properly unresolved question of how these two modes of ‘Spirit’ are to be distinguished, which first-order faith has pre-empted. ‘Hegel 1’, though, does this in one way; ‘Hegel 2’ does it in quite another. For ‘Hegel 2’ divine Spirit is what appears when one, as it were, steps right outside the whole struggle-process of human Spirit to view it absolutely as a whole, with ideal Olympian-contemplative detachment. To see the struggleprocess of human Spirit as a whole, according to ‘Hegel 2’, is to see it transfigured: in its wholeness, it is revealed to be the all-encompassing creative enterprise of divine Spirit. So the latter appears fully immanent within human Spirit: not only as human Spirit is liberated, but also as it errs. For, from this point of view, it is just the wholeness of the process that is divine. The thought of ‘Hegel 2’ thus essentially replicates that of Spinoza, with the addition of a grand narrative, but nothing more. Altogether purged of bitterness, blame and indignation – but also of all other moral passion – it observes how everything, good and bad alike, hangs together. And it identifies the highest wisdom with an ideal anaesthetic fatalism. Taking Hegel, without question, to be ‘Hegel 2’, Desmond is infuriated by the militant refusal of what he regards as proper religious pathos in this
13
Ibid.
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high-above-the-world outlook. He objects, fiercely, to the apparent theological implications. ‘Consider’, he writes: the hand that wounds is the hand that heals. But then it is always the same hand. Consider then: if my hand wounds the relation to God, is it my hand that heals the wound? If so I redeem myself. What need then have I of God? You say, no, no: we must think of God as forgiving. But if it is God’s hand that heals, it is God’s hand that wounds, since the ‘two’ hands are one and the same. But what then does God’s hand wound? God’s relation to humanity? Why must God wound that relation? Or God’s relation to Godself? Then it is God’s hand that heals God, but why does God have to wound God? What could such a self-mutilating God be? The self-wounding God would be the same as the self-healing God. But what could one make of the self-forgiveness of this self-mutilating God? And if Hegel is right that it is a matter of knowing, God seems to have to fool himself in order to make himself wise. What kind of stupid God is this? What kind of evil God is this, if evil is necessary for God (to be God)? What good is such a ‘God’? What good could you expect from such a ‘God’? These are questions Hegel’s admirers do not put to him. A pity. They may even dismiss them in exasperation. So much the worse for them . . . 14 And yes, if the true Hegel is ‘Hegel 2’, I agree, they are good questions. But please, now, let us go back a few steps. Where Desmond imagines his interlocutor interrupting, ‘No, no: we must think of God as forgiving’, I would actually rather not follow that script. To be sure, the ‘healing’ in question is an act of divine forgiveness. I do not redeem myself. However, this is not to say that the ‘hand’ of which Hegel is speaking is God’s hand. The ‘hand’ surely represents human Spirit, in all its questioning, rebellious turbulence. For ‘healing’ to take place, the initiative must indeed come from God. But, to quote St Teresa of Avila, Christ has no body now on earth but yours, no hand, no feet on earth, but yours. When ‘Hegel 1’ says, ‘The hand that wounds is the hand that heals’, unlike ‘Hegel 2’ he is not constructing some grand new-fangled Gnostic myth about the wisdom of Olympian detachment. No, he is thinking, in quite practical terms, about the sort of political action that is needed, so that the ultimate philosophical truth for which Christ stands, the ideal of perfect truth-asopenness, may in general be disseminated. What the cause of Truth demands 14
Hegel’s God, pp. 156–57.
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(he is saying) is a real readiness for the kind of Adamic rebellious questioning, the basic challenge to question-suppressing power, represented by the Second Adam, the Crucified. It demands a project of solidarity-building, very much, on that explicit basis. The ‘hand’ in question is the hand of the rebel, as such. It ‘wounds’ when the rebellion is of the kind represented by the First Adam, it ‘heals’ when the rebellion is of the kind represented by the Second Adam. Hegel’s point is just that the healing required necessarily involves rebellion. There is no true healing in the spirit of mere conformity endorsed by conventional church ideology. ‘What need then have I of God?’ ‘Hegel 1’s’ answer is that God redeems us by opening us up, where by nature we would instinctively remain closed. For this is just what God is: that impulse, in all of its various manifestations. For ‘Hegel 1’, to see God is not merely to gaze, from afar, upon the universal struggle-process of human Spirit and see it as a whole. Rather, one sees God by pondering one’s own personal experience of being spiritually opened up, at every level of experience. Unlike ‘Hegel 2’, in other words, ‘Hegel 1’ does not identify wisdom with sheer all-surveying, all-accepting remoteness from the struggle-process. On the contrary, he remains absolutely immersed in it; with blazing passion, aufgehoben. This immersion is qualified by a grand-narrative outlook for two quite specific reasons. Hegelian grand narrative is not only theodicy, in the sense discussed above. It also arises out of a systematic discipline of openness towards what is alien to one’s own culture in the various cultures of the past, or the various cultures of elsewhere; a serious desire to try and do those other cultures proper justice. To think in grand-narrative terms is thus to stand back, not necessarily from the whole struggle-process of the human spirit as such, but at any rate from the more limited sacred narratives of one’s own immediate spiritual environment. Desmond is scornful of the very notion that the relationship of God to Godself may involve error and mutilation; and that it may therefore be in need of healing. But why? God, reaching out to sinful humanity, inevitably appears as ‘God’ in a great variety of forms more or less exposed to contamination from human sinfulness. So Meister Eckhart cries out, ‘I pray God to rid me of “God” ’.15 Eckhart remains a loyal churchman but, nevertheless, urgently seeks God beyond ‘God’; that is, beyond the ‘God’ of conventional church ideology. True, such flamboyant self-distancing from what, after all, still remains one’s own religious culture is rare in Christian theology. Christianity is, by every instinct, evangelistic for itself; its theology has always been intimately tied up with its own self-promotion to potential converts, an orientation which must always tend to inhibit the sort of corporate self-critique towards which 15
Meister Eckhart, The Essential Sermons, Commentaries, Treatises and Defense (trans. Edmund Colledge and Bernard McGinn; Mahwah: Paulist Press, 1981), from sermon 83, ‘Renovamini spiritu’, p. 208, with inverted commas added.
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Eckhart is pointing. Desmond’s scorn accords closely with the natural (all too natural) reflexes of conventional Christian evangelism. Compare, however, the much less evangelistic culture of rabbinic Judaism. In that very different context there has emerged a whole wealth of mythic traditions, those of classical Kabbalah, that are indeed all about the Fall of ‘God’, as manifest in the various faces of the Sefirot, from true God, ’Eiyn Sof; and about the struggle to mend what is thereby broken. Does not the ultimate fullness of God’s truth require both the kind of evangelistic enthusiasm so powerfully present within traditional Christianity, seeking as it does to draw the whole of humanity together into a single open conversation, and also a real openness to the sort of fundamental corporate self-critique that one thus finds predominant in classical Kabbalah, largely thanks to its relative freedom from the strategic constraints which Christian evangelistic ambition imposes? As it happens, although Hegel had read a certain amount about Kabbalah, he does not appear to have been particularly interested in it. After all, he was not inclined to think in anything like the Kabbalist mythical fashion, abstracted from history. He constructs philosophic grand narrative instead. Nevertheless, like Eckhart before him, he surely does represent the possibility of a thinking that would, with pioneering radicalism, fuse together universal evangelism with corporate self-critique. And this, to me, seems altogether admirable.
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3 the ideal of ‘atonement’
1. Hegel on Eckhart: ‘There, indeed, we have what we want!’ ‘I pray God to rid me of “God” ’, said Meister Eckhart. ‘I was often with Hegel in Berlin’, writes Franz von Baader. ‘Once I read him a passage from Meister Eckhart, who was only a name to him. He was so excited by it that, the next day, he read me a whole lecture on Eckhart, which ended with: “There, indeed, we have what we want!” ’1 The essay is lost. But the affinities are clear. One might describe Hegelian theology, very simply, as a systematic project for defining the trans-metaphysical criteria by which to distinguish, as Eckhart would have it, ‘God’ from God. Thus, again, what interests him is the way in which one and the same set of religious ideas may either channel God or ‘God’. The criteria for distinguishing between these two possibilities are not immanent to firstorder faith. It is not just a question of finding the ‘correct’ metaphysical formulae; the difference is not a metaphysical one. But, rather, it is entirely a matter of how the data of first-order faith are appropriated. Hegel’s term for the state of mind that remains trapped in a relationship to ‘God’ precluding relationship to God is ‘das unglückliche Bewußtseyn’. In English, literally: the ‘unhappy consciousness’.
2. ‘Unhappy consciousness?’ A problem of translation ‘Das unglückliche Bewußtseyn’: this is Hegel’s comprehensive term, in the Phenomenology of Spirit, for everything that true faith, as such, 1
Franz von Baader, Sämmtliche Werke, Vol. XV (ed. Franz Hoffman; repr., Aalen: Scientia Verlag, 1987), p. 159. (There is actually also some evidence of Hegel’s having been aware of Eckhart as early as 1795: see H. S. Harris, Hegel’s Development: Towards the Sunlight, Oxford: Oxford University Press, 1972, pp. 230–31.)
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theologically overcomes, and for what most fundamentally renders false faith false. The truth of authentic divine revelation symbolically overthrows das unglückliche Bewußtseyn, as such. But then das unglückliche Bewußtseyn fights back. It re-insinuates itself into religious traditions originally founded on its overthrow, and dresses itself up in the clothes of theological orthodoxy. The whole task of trans-metaphysical theology, then, is to identify it; to unmask it and to point beyond it. Another basic formula for affirming Hegel’s significance as a theologian: he is the great pioneer of trans-metaphysical theology, in the sense of theology essentially focused on the problematics of das unglückliche Bewußtseyn as such. But now let us reconsider the literal English translation: the ‘unhappy consciousness’. There are problems with this; problems indeed already intrinsic to Hegel’s German. In the first place, what Hegel has in mind is not necessarily a form of ‘consciousness’ in the current sense of that word, the way its meaning has evolved since his day. And secondly, therefore, neither does it need to be all that ‘unhappy’, in the ordinary sense. Nowadays we have become accustomed to distinguishing between the ‘conscious’ and the ‘subconscious’. But when Hegel speaks of ‘Bewußtseyn’, ‘consciousness’, he does not have that distinction in mind at all. He is talking about a spiritual condition, partly conscious, yet also very largely subconscious. To some extent, indeed, das unglückliche Bewußtseyn really must be subconscious. For to suffer this condition is to be committed to fooling oneself, and one cannot do this in full awareness of what one is doing. Das unglückliche Bewußtseyn is an objectively ‘unhappy’ condition, in the sense that it is pitiable, but the sufferer is unaware – precisely – of how pitiable it is. As regards his or her conscious, subjective state, therefore, the sufferer may not be unhappy at all. In fact, there is even a certain sort of happiness that is quite typical of the condition in an intense form: the compulsory, neurotic, forever smiling ‘happiness’ of those who positively revel in emotional pretence. What Hegel calls ‘das unglückliche Bewußtseyn’ is a condition of inner servitude. Famously, earlier in the same book he has discussed, in quite abstract terms, the dialectical relationship between ‘master and slave’, as two individuals. Das unglückliche Bewußtseyn, on the other hand, is introduced as an internalization of the ‘master-slave’ relationship. That is to say, it is the dialectical interplay between two aspects of one and the same self: a ‘master’ aspect and a ‘slave’ aspect. He is, in effect, talking here about the spiritual condition of one in whom the power of thought-gone-stale, broadly speaking, has become despotic. It is a condition of being inwardly split apart. As regards the individual’s relationship-to-self, it is just the most fundamental corruption of ‘Spirit’. (‘Spirit’: ‘Geist’ – J. B. Baillie, in his translation of the Phenomenology, alternatively renders it as ‘Mind’.) For, again, when Hegel speaks of ‘Spirit’ he basically means the impulse that 46
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opens up reality, the very purest antithesis to thought-gone-stale in general – the Phenomenology, as a whole, is nothing other than a systematic survey of the resultant struggle at every different level of experience. The better to engage with Hegel’s real meaning – when it comes to translating – I would propose that, for the reasons given above, we actually try dropping his own terms, ‘unhappy’ and ‘consciousness’. In general, we need as far as possible to get a fresh take on Hegel’s thought; to make it strange again, unlearning some of the lazier preconceptions of the interpretative tradition. And here, at a key point, is a chance to do so. Therefore, by way of thought-experiment, let us render ‘das unglückliche Bewußtseyn’ not as the ‘unhappy consciousness’, but, instead, as the ‘unatoned state of mind’. Not ‘consciousness’, but ‘state of mind’: das unglückliche Bewußtseyn is simply an ever-present resistance to difficult reality, more or less subconscious, that then underlies, and mixes with, all sorts of secondary formations of spiritual inertia. Objectively, but by no means always subjectively, ‘unhappy’, it is more precisely the condition of being ‘unatoned’. Divided as it is between a ‘master’ aspect and a ‘slave’ aspect, it is a basic incapacity to live ‘at one’ with the reality that the latter all too timidly apprehends. This reality is too difficult for the ‘master’ aspect, and so the apprehension is censored, distorted or interpreted away. What else, indeed, is true ‘religion’ if not a corporate discipline of opening-up towards difficult reality? In other words: the cultivation of a quite unflinching willingness to recognize what is actually the case, even when it does not fit what we want to be the case. We need no such discipline to recognize the more congenial aspects of reality. Merely comforting, comfortable religion is religion that is failing to do its proper job. But true religion, in this sense, is a disciplined opening-up towards reality that we find difficult to recognize inasmuch as the recognition-process involves, on the one hand, facing up to our own mortality; and, on the other hand, sympathetically entering into the world view of other people who see things quite differently from ourselves, acknowledging the elements of disturbing accuracy in that alien, and perhaps also hostile, world view. ‘Spirit’, for Hegel, is just the impulse to openness, at every level of experience. But ‘das unglückliche Bewußtseyn’ is, very simply, the condition of the self insofar as it no longer feels able to live ‘at one’ with the difficulty of that impulse. And so the impulse of Spirit is here suppressed; subjected to intra-psychic servitude. Traditional Christian theology, of course, speaks of ‘atonement’ as what Christ accomplishes on behalf of the faithful, and then within their souls: rendering them ‘at one’ with God, and so able to live in harmony with the supremely difficult reality of divine justice. Here then is one particular religious mode of ‘atonement’, in the broader sense that I am proposing. Since ‘atonement’, in this context, comes to mean a bearing of punishment in restitution for sin, as Christ is said to have ‘borne our sins’ on the cross, 47
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we tend to use the noun ‘atonement’ with the preposition ‘for’: ‘atonement for sin’. Or the verbal form, ‘to atone’, likewise: ‘to atone for sin’. But I want to revive the now largely forgotten, original usage in which ‘atoned’ can also be an adjective, applicable to souls. So that one may speak of souls being either ‘atoned’ or ‘unatoned’. In the old ritual of the Jerusalem Temple for the Day of Atonement (Leviticus 16) two animals were sacrificed, a bull and a goat, and their blood symbolically intermingled – that is, at-oned – before being sprinkled on the altar. The blood of the bull, it seems, represented the spirit of God reaching out towards Israel through the medium of the Temple liturgy. As the failings of the clergy tended to impede this, the bull was sacrificed especially for the sins of the High Priest ‘and his house’. But the blood of the goat represented the spirit of the people reaching out towards God and therefore repenting their corporate sins – the goat was sacrificed on behalf of all. The spirit of God reaches out; the spirit of the people reaches out: two streams of blood, at-oned. As a regular event, this symbolizes the overcoming not of any particular sin, but of humanity’s primordial insensitivity to sin in general. It represents the overcoming of religious ‘thought-gone-stale’, in the sense of whatever helps render us insensitive to our need for atonement. The Temple ritual for the Day of Atonement was thus a programmatic representation of what all the ritual of Israelite religion was, most fundamentally, meant to achieve. If, however, one considers the matter in trans-metaphysical terms, then one would have to say that not only Christianity and Judaism, but all true religion – all religion to the extent that it truly wages war on thoughtgone-stale – is essentially a project of at-one-ment, so defined. Our existence is always more or less split: we both belong to reality and are cut off from it, insofar as we find it difficult. In other words: we are never fully at-oned. And we need strategies to awaken us, imaginatively and emotionally, with ever-greater intensity, to the problem of our being unatoned. As I would understand it, just this is the core impulse of authentic religion, in all its forms; whether God is explicitly recognized, or is only implicitly at work in it. In order properly to understand religious truth as such, one has to begin by analysing our primordial need for atonement; looking beyond the way it is represented in different particular religious cultures, to sense its real universality. Or, to approach the same point from another angle: I am talking here about religion in its true character as the very purest antithesis to propaganda. Never has any previous generation been as bombarded as we are now by propaganda: so many campaigns, at work in all the various mass media, to influence what we buy; how we vote; our whole lifestyle. Propaganda may no doubt serve many good purposes, as well as bad ones. But the one thing it can never do is, confront us with the true difficulty of difficult reality. How could it? Propaganda looks for immediate effects by 48
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prodding at our simplest behavioural reflexes. Difficult reality is what most of all takes time to approach, time that the propagandist does not have. True prayer is the opposite to propaganda, in that it is a deliberate slowing down of the mind, so as to attend, as far as possible without distraction, to difficult reality. Indeed, the proliferation of propaganda, in the world of mass communication, actually I think creates a whole new purpose for prayer. For propaganda might very well perhaps be defined as the systematic exploitation of unatonement. And, moreover, it incidentally reinforces what it exploits, as it seeks, in effect, to invest the unatoned life with the maximum possible glamour and excitement. Increasingly therefore, now, the true discipline of prayer has to be understood as a form of therapy for those exposed to propaganda. Now more than ever, it is all about building up our inner capacity for resistance to the propagandists’ seductive artistry. The ‘unatoned state of mind’ is, not least, a general term for our (never willingly acknowledged) vulnerability to propaganda.
3. ‘A condition of sheer inner contradiction’ Hegel begins his discussion of this absolutely primordial, universal phenomenon by drawing a basic distinction between two forms of ‘splitting into-two’ (Verdopplung), a healthy and an unhealthy one: There is [already] a certain splitting-into-two intrinsic to the concept of ‘Spirit’. But here [in this internalisation of ‘master and slave’] we have the splitting-into-two without the [restorative] unity of Spirit. And the unatoned state of mind is a condition of sheer inner contradiction.2 The necessary splitting-into-two that immediately belongs to Spirit is the development of a capacity for two sorts of thinking: not only the direct, fresh registering of concrete reality, but also abstract reflection on experience. In the unatoned state of mind, however, the problem is that the proper partnership between these two sorts of thinking has broken down. It has become a rivalry. And the capacity for abstract reflection has started to tyrannize over the capacity for direct, fresh registering of concrete reality. Theoretical hypotheses and imaginative pictures have gone stale, and the staleness has, moreover, been invested with repressive authority. In the ensuing, introductory passage Hegel sets out to define ‘das unglückliche Bewußtseyn’ purely and simply as such, decisively abstracted from any particular cultural manifestation. As a matter of fact, I think it helps render 2
My translation. For the paragraphs I am working on here, compare Miller, pp. 126–27, Baillie, pp. 251–53.
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Hegel’s meaning clearer if, in translating this passage, one renounces any use of the word ‘consciousness’, not only in rendering the phrase ‘das unglückliche Bewußtseyn’, but also in every other instance where Hegel writes ‘Bewußtseyn’ . The German text repeats ‘Bewußtseyn’ over and over again – it is a stylistic tic, infesting the Phenomenology in general. And the context shifts disconcertingly. Not only is the unatoned state of mind, as a whole, a Bewußtseyn; so are both of the two warring elements within it. Sometimes the word refers to a viewpoint, at other times to a process. The repetition of the word has a fog-like effect. But translation gives us an opportunity to dispel that fog. Besides ‘state of mind’, in my English version I have rendered it with a whole range of variants: ‘force field’, ‘identity’, ‘aspect’, ‘self’, ‘aspect-of-self’, ‘soul’, ‘working-through’, ‘persona’, ‘condition’, ‘thinking’, ‘thought’. Thus: This unatoned, and to that extent pitiable, state of mind constitutes a single force field of contradictory impulses, the interplay of two mutually dependent identities. There is no possibility of peaceful unity being achieved through the triumph of one aspect over the other. But, rather, the self bounces back and forth between the two. [It is ausgetrieben, literally ‘driven out’, from each in turn.] – Indeed, what does it mean for Spirit truly to come alive, and enter into actual existence? First and foremost, it is the reintegration of what has here disintegrated; the reconciliation of what is here in conflict. Or it is what happens when we recognise the properly complementary nature of the two aspects-of-self that have been split apart. This state of mind is itself the gazing of each ‘self’ upon the other. It is both at once; its essence is the unity of the two. Only, it is not yet conscious of its own essence, as that unity. For, again: being unatoned means fooling oneself. To be atoned with, and opened up to, reality is to lay oneself fully open to being changed by fresh experience. Yet, the inner despot-self of the unatoned state of mind, addicted to cliché and reassuring prejudice, is a spirit of sheer, censorious resistance to all such change. Therefore, Hegel calls it ‘das Unwandelbare’, literally ‘the Unchangeable’. Or, perhaps better in this psychological context: ‘the Rigidity Principle’. Its workings include every sort of resistance to thoughtful change-of-mind; stubborn, arrogant or sanctimonious. The Rigidity Principle projects itself: so it purports to speak on behalf of ‘God’, or whatever other idolatrous concept its immediate cultural environment supplies.3 Set over against it, on the other hand, is another sub-self, potentially the agent of thoughtful change, but too 3
This is why, as translator, I opt to write ‘the Rigidity Principle’ with a capital ‘R’ and ‘P’.
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insecure to push such change through against the Rigidity Principle’s resistance. This second, adaptable (wandelbare) sub-self keeps rising up, only straightaway to be put down again: Since, to begin with, the unatoned state of mind is only the immediate unity of the two aspects – not appreciating how they are in fact complementary, but supposing them to be rivals – it considers just one of them, the Rigidity Principle, to be what really counts [das Wesen, literally ‘the essential’]. The other, the adaptable aspect, it regards as being of much lower status [das Unwesentliche, literally ‘the inessential’]. For this soul, these two are quite alien to one another – and, as the working-through of their contradiction, it identifies itself with the adaptable aspect. As such, it depreciates itself. And in response to the demands of the Rigidity Principle, it feels obliged to set about freeing itself from all that belongs to its own adaptable nature. Thus, whilst, for itself, it is identified with the adaptable, and it thinks of the [projected] Rigidity Principle as an alien being, yet, in itself, it still remains no less identifiable with the Rigidity Principle, [the projection really is only a projection], even though [out of false humility] it declines to recognise this. So the relationship between the two can never be one of mutual indifference. That is to say, the unatoned self can never be indifferent to the demands of the Rigidity Principle. But it is, itself, immediately both aspects at once; even as it understands the proper relationship between them to be that of boss and subordinate, in which the latter is required to be entirely self-effacing [aufzuheben ist, literally ‘has to be cancelled out, sublated’]. Because both contradictory aspects are equally essential to this state of mind, what ensues is just the ceaseless movement of their contradiction – the inter-relatedness of the two opposite impulses means that neither may come to rest, but that both are forever regenerating themselves out of their opposition. Here, in short, we have a struggle against an enemy, victory over whom is really defeat; and where what one wins in one persona one loses in the other. The whole experience of life, its being and doing, comes to be pervaded by a distressing sense that, really, one is meant to be and do the opposite, that it is all mere nothingness. One raises oneself up, to adopt the point of view of the Rigidity Principle. Yet this elevation is merely another twist of the same condition. And so one is immediately recalled to what opposes it: the point of view of one’s own particularity. As the Rigidity Principle enters into our thinking it is straightaway affected by the particularity of the particular thinker, from which it can never be disentangled. Instead of this particularity being expunged in the thought of the Rigidity Principle, again and again it springs back. 51
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One must certainly be grateful that the adaptable aspect of the self does keep springing back – for otherwise we would become mere robots. But this constant return of the repressed is just what makes the unatoned state of mind ‘unhappy’.
4. Luther / Kant / Hegel The Phenomenology of Spirit was originally published in 1807. It was Hegel’s first great work. But we can trace the emergence of his thinking over the preceding 15 years, as it is recorded in a series of writings, many of which remained unpublished until long after his death.4 And there is in fact already an extensive critique of unatonement in these earlier essays. The one difference is that prior to the Phenomenology he always discusses it in quite culturally specific forms. Indeed, it was not until that 1801 that he began to think of himself as an academic philosopher at all; his writings up that date are essentially the work not of a philosopher, but of a would-be religious reformer. As such, they are first and foremost an attack on what he saw as the prevailing corruption of Christianity. In typical Lutheran fashion he associates this with a rather crude caricature of the Judaism rejected by the early Church. Later on in his career his understanding of the Jewish heritage little by little began to grow more generous; but his initial strategy was an attempt to adapt the old Lutheran approach. Thus, the trouble with contemporary Church-Christianity, the young Hegel wants to suggest, is that it has lapsed back into patterns of thought and behaviour all too similar to those that St Paul sought to criticize in first-century Judaism. In effect, he is radicalizing this traditional Lutheran pattern of argument: turning it now against all existing forms of Church-Christianity, also including Lutheranism itself. And his basic complaint is that Church-Christianity consistently fails in actual practice to be atoning enough. Like pre-Christian Judaism (he polemically suggests) it is always, in one way or another, far too much about mere social control. And so it generates a mentality of inner servitude, inhibiting any challenge to the religiously endorsed established moral order, even where that order may be quite corrupt. At first, he had combined this Lutheran mode of argument with an allegiance to Kantian philosophy. His ambition had been to retell the gospel story in something like the spirit of Kant’s ‘religion within the limits of reason alone’. But, then, in the essay entitled The Spirit of Christianity and Its Fate (written 1798–1800) he makes a dramatic new move, beyond that initial approach: he turns against Kant. For, after all, Kant is not really 4
See Stephen Crites, Dialectic and Gospel in Hegel’s Development (University Park: Pennsylvania State University Press, 1998).
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a critic of unatonement, per se. Instead, what Kant criticizes is, first of all, any notion of divine revelation in history, and then, more generally, any serious investment of authority in a cultural tradition. Kant does not exactly ask to what extent traditions have gone stale. He asks, instead, to what extent they lay claim to authority. That is to say, how ambitious they are to build emotionally intense bonds of solidarity on the basis of a shared community narrative, emphasizing the particularity of the community in question. And, in the name of our common sheer humanity, he deplores such ambition. Nor does it matter to Kant how sophisticated the tradition in question is. From this point of view – he goes so far as to argue – there is no difference between, say, a well-educated Western European prince-bishop or American Puritan and an ignorant shaman like those of the Tungus or Vogul peoples in Siberia.5 (He is referring to recent anthropological reports on Siberian shamanism). Inasmuch as each of these, alike, seeks to invest their own cultural tradition with maximum sacred authority, they are all of them, for Kant, equally guilty of the same elementary error. The authentic love of Truth, in his view, demands an utterly individualistic repudiation of any such project. Not so, however! Hegel, in this essay, now starts to argue. What matters is inner liberty from traditions that have gone stale. But to be loyal to an authoritative cultural tradition is by no means necessarily to be servile, in this sense. Everything depends upon the nature of the tradition. It is indeed quite possible to imagine an authoritative cultural tradition that was essentially a celebration of inner liberty: precisely, identifying true authority with authentic freshness of thought. Instead of dismissing all such tradition, we need on the contrary, as far as possible, to try and to mobilize its power in ever more liberating fashion. Simply to reject the authority of authoritative 5
Kant, Religion within the Limits of Reason Alone (trans. T. M. Greene and H. H. Hudson; New York: Harper & Row, 1960), iv. 2. § 3, p. 164: We can indeed recognize a tremendous difference in manner, but not in principle, between a shaman of the Tunguses and a European prelate ruling over church and state alike, or (if we wish to consider not the heads and leaders but merely the adherents of the faith, according to their own mode of representation) between the wholly sensuous Wogulite who in the morning places the paw of a bearskin upon his head with the short prayer, ‘Strike me not dead!’ and the sublimated Puritan and Independent in Connecticut: for, as regards principle, they both belong to one and the same class, namely, the class of those who let their worship of God consist in what can never make man better (in faith in certain statutory dogmas or celebration of certain arbitrary observances). Just as, if one was being harsh, one might say that traditional Lutheranism mobilizes antisemitic prejudice to attack Roman Catholicism by association, so this sort of Enlightenment thinking mobilizes European contempt for ‘primitive’ non-European peoples, to attack its real target: European church-Christianity in general. It is, I think, rather an ugly move.
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tradition by no means guarantees a true, thoughtful openness to reality; all it guarantees is a certain poetic impoverishment of one’s thinking. Moreover, the sort of thinking bound up with a hard-line Enlightenment repudiation of traditional religious authority may very well, itself, go stale. And then, to the extent that this happens: Between the shaman of the Tungus, the European prelate who rules church and state, the Voguls, and the Puritans, on the one hand, and the man who [in accordance with Kantian moral individualism] listens to his own command of duty, on the other, the difference is not that the former make themselves slaves, while the latter is free, but that the former have their lord outside themselves, while the latter carries his lord in himself, yet at the same time is his own slave.6 With that startling move – for the first time to identify, deep down, a possibility of spiritual slavery equally present in shamanism, Church-Christianity and also the most radical Enlightenment rationality – Hegel has, in effect, already arrived at the critical standpoint he later goes on to develop in the Phenomenology. The unatoned state of mind is, in principle, an absolutely universal phenomenon, to be found, at least to some extent, in the thought processes of every ordinary human individual. No form of thinking is immune from lapsing into this condition. Thus, one might say that Hegel’s argument, here, is his philosophical reinterpretation of the old Christian-theological dogma of the fall of Adam and Eve. It is an attempt to define in purely conceptual terms what that dogma seeks to express in pictures: the ‘fallen’ condition of all humanity. As his discussion of the phenomenon develops, beyond the initial definition that I have translated above, it is illustrated by various veiled, but nevertheless unmistakable, allusions to Christian history. And this has led some commentators to suppose that he considers das unglückliche Bewußtseyn to be an especially Christian phenomenon. But they are quite wrong. He does not. If he did, he would surely have said so; such an interpretation makes it seem that he has veiled his allusions to Christianity, in this context, out of sheer obscurantism. In fact, these allusions are veiled just because he does not want us to put too much emphasis upon any particular examples belonging to one specific culture. As for his, nevertheless, choosing these Christian examples – the real reason for this choice, I think, is not that he judges Christian culture to be peculiarly badly infested with the unatoned state of mind, in itself. Rather, it is because he is himself a Christian. And, as a Christian, he takes a special interest in the double-edged expressive power of Christian theology. What 6
Hegel, Early Theological Writings (trans. T. M. Knox; Philadelphia: University of Pennsylvania Press, 1948), p. 211.
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interests him is Christian theology’s special capacity, in popular-religious terms, to express both sides of the struggle: both, at its best, the atoning impulse of Spirit; and, where it is corrupted, the resistance to that impulse by the unatoned state of mind. Both sides: not only the despotism that governs the unatoned state of mind, but also the forever resurgent, countervailing impulse of Spirit. For us to grasp what he really means here, though, everything depends upon our constantly looking beyond the narrow limits of particular culturespecific examples, to apprehend the phenomenon in question as a whole. The unatoned state of mind, as a corrupter of religion, is far from being only a Christian phenomenon; it appears in all sorts of different religious forms. Nor is it only a religious phenomenon. It also appears in all sorts of different secular manifestations, as well. What we are confronting here is an elementary distortion of the sheer will-to-truth that may equally come to expression at every different level of crudeness or sophistication. To one degree or another, it is everywhere, in every culture without exception. We are every one of us, more or less, unconsciously subject to it.
5. Desmond’s response Theology has always tended to be somewhat unclear as to its ultimate truth-criteria. To what extent does it prioritize truth-as-openness? Or to what extent does it simply seek to defend the sheer data, as such, of a particular religious tradition? In most notions of sanctity, there is at least some appreciation for the virtues of openness: open-mindedness; openheartedness. But to what extent is this understood as the proper essence of sanctity? Or how far is it overlaid with other supposed ‘virtues’, belonging rather to an ethos of moral conformism, loyalty to one’s religious tradition as a mere form of ethnic identity; ‘virtues’ that have nothing to do with openness? Most theology muddles its testimony to truth-as-openness with a whole lot else, and leaves it a muddle. And so too: when theology identifies particular elements in its own tradition as especially authoritative, how is this authority supposed to be justified? How much weight is put on apologetic arguments of a metaphysical nature, in the sense that metaphysics is a systematic philosophic celebration of the quest, in general, for truth-as-correctness? To what extent, in other words, are we meant to rely on philosophic ‘proofs’, suggesting, as such ‘proofs’ are liable to do, that the highest truth of faith is a form of demonstrable theoretic correctness, rather than lived openness? Hegel pioneers a certain basic clarity here. More systematically than any other Christian thinker, in the Phenomenology of Spirit he opens up a form of theology in which the pursuit of truth-as-openness is unequivocally prioritized, in strategic terms. Metaphysical apologetics is not ruled out 55
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altogether. But when it comes to the definition of salvation – and hence to the interpretation of salvation history as a whole – the over-riding criterion is quite clear: primary theological truth, ‘saving’ truth, is whatever serves most effectively to mobilize religion against das unglückliche Bewußtseyn, the unatoned state of mind. Insofar as theological orthodoxy achieves this, orthodoxy is true; its authority claims are vindicated. But where the selfsame doctrine fails to do so, as is also quite possible, it becomes false. Hegel’s theological genius lies in the sheer unprecedented radicalism with which he thus tries to highlight the intrinsic ambiguity of first-order faith. And so how, then, will theologians still in thrall to the unatoned state of mind respond to this challenge? One would not expect them really to engage with it at all. They will in all likelihood deplore the element of innovation in Hegel’s thinking, just for its newness. Missing the trans-metaphysical point, they will also accuse him of metaphysical error. ‘Pantheism’ is a suitably vague sort of charge. Although Hegel himself did not see his doctrine as in any sense ‘pantheistic’, the term seems somehow to fit the all-comprehensive ambition of his approach. And these critics will draw on the hostile ‘Hegel myth’ in general. In order not to have to deal with the challenge he represents, they will use anything that seems liable to discredit him, no matter how fallacious. There is plenty of such crude argumentation around! And then, other more serious critics, not at all apologists for the unatoned state of mind but nevertheless with different philosophical priorities from Hegel, have also felt impelled to clear a space for their own insights by pushing him roughly away. It is as though the gravitational pull of his thought would otherwise be too strong. I take this to be a decree of divine providence: that, as the essential truth Hegel represents is, in existential terms, so difficult, it has needed – in order to purge it of ambiguity and hence of possible diversionary misinterpretation – to pass through the very fiercest, and most sustained, ordeal of a hostile reception. Desmond, indeed, is certainly no defender of the unatoned state of mind, in its primary form; his critique of Hegel represents another impulse altogether. And yet, one may well question whether he has, in the end, done justice to Hegel’s own critical concerns. Thus, consider especially his discussion, in Hegel’s God, of das unglückliche Bewußtseyn: there is no serious acknowledgement here of any potential truth in Hegel’s argument, whatsoever.7 He shows no interest in the real, religion-reforming spiritual impulse by which Hegel is in fact driven, but rather, when faced with the prime evidence of this, he straightaway changes the subject: launching into a fierce attack on Hegel for what he does not say. So, in response to Hegel talking about das unglückliche Bewußtseyn, he immediately starts talking about – ‘transcendence’. This is, as he addresses it, a quite different topic. It is relevant only inasmuch that, whereas Hegel puts the concept of das 7
Hegel’s God, pp. 49–56.
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unglückliche Bewußtseyn right at the heart of philosophic theology, Desmond for his part wants to put the concept of ‘transcendence’ there instead. Changing the subject, therefore, Desmond distinguishes three theologically significant, valid forms of ‘transcendence’8. These he calls, in shorthand, ‘T1, T2 and T3’: z
z
z
T1 is simply the relationship of beings, as created by God, to our ideas of them; the way in which the actual richness of their reality forever transcends the expressive power of human language, to convey it. T2 is the ‘self-surpassing power of the human being’, that is, our never altogether extinguished capacity to transcend the limitations of given, or habitual, identity. T3 is agape – the ‘asymmetrical superiority’ of God-as-agape – transcending the ideal of ‘symmetrical’ reciprocation, in inter-personal relationships, which eros, by contrast, always yearns for.
Not only does Hegel ignore T3, Desmond argues. But he also falls short with regard to T1. Apprehended in sheer wonder, the truth of T1 demands the most poetic sort of thinking for its evocation; Hegel is far too prosaic a thinker ever properly to get to grips with it. In fact, the only form of transcendence that Hegel does appreciate is T2: as the impulse of Spirit transcends the limitations of unatoned identity, in all its various permutations. This though, on its own, is not enough. In the end, Desmond suggests, Hegel’s failure to appreciate T1 and, still more, T3 also vitiates his appreciation even of T2. But the fact that Hegel does not himself focus on T1 or T3 by no means necessarily means that he must be ill-disposed towards other forms of thought that do. In criticizing das unglückliche Bewußtseyn, he is not criticizing Desmond’s celebration of divine agape, or anything like it. He is neither explicitly nor implicitly devaluing such a celebration at all. Is he not denying a certain form of divine transcendence? Well, ‘transcendence’ is not a word he uses, it is Desmond’s term. But yes – he clearly is. Only: the ‘transcendence’ he denies is none of the three forms that Desmond has identified. What Hegel argues against is not the sort of thinking that is responsive to T1. Nor is it the sort that is responsive to T3. It is, let us say, the thinking of ‘T4’. Namely: the false transcendence of ‘God’, as ‘God’ is misconceived by the unatoned state of mind. The specific form of ‘asymmetrical superiority’ Hegel repudiates is that which the theologically informed unatoned state of mind attributes to its ‘God’, the Divine Despot. What is at issue here is not divine ‘asymmetrical superiority’ in general; it is just the ‘asymmetrical superiority’ of that oppressor-‘God’, the mere theological projection or apotheosis of the Rigidity Principle. Hegel repudiates the false 8
Ibid., pp. 2–7.
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authority of the deified Rigidity Principle, as it is said by its devotees, in effect, to transcend all possibility of open, rational challenge. The way Desmond uses the concept of ‘transcendence’, however – in criticism of Hegel – it unfortunately seems to function like a patch of philosophic black ice. Hitting this black ice, Desmond’s Hegel abruptly skids away from the critique that the real Hegel seeks to develop, of T4. All of a sudden, this Hegel has swung right around; he ends up facing in quite the wrong direction. The Hegel whom Desmond rejects is, above all, a critic of any sort of philosophy that primarily attends to T1 or T3. – Why? It all seems so arbitrary! The polemical attitude that Desmond attributes to Hegel does not follow, by any sort of logic, from the real Hegel’s primary critique of T4. Nor do I see any compelling evidence to suggest that the real Hegel himself has confused the two. But now let us stay where Desmond will not: let us try and delve a little deeper into the underlying rationale of the actual Hegelian argument.
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4 aetiology of unatonement
1. A sieving process What is wisdom, for Hegel? One might, indeed, well say that it is maximum conversational openness. Thus, his thinking takes shape, so to speak, as the assembly of a vast symposium. In the first place, he is a pioneer of the history of philosophy, systematically assembling together different philosophical voices. And then he also constructs systematic philosophically informed histories of politics, art and religion, as all-inclusive as the state of knowledge in his world allowed; with a view to bringing philosophy, also, into conversation with all manner of pre-philosophic points of view. In his later writing these histories are separated, each into its own lecture series. But in the Phenomenology they are all, rather wonderfully, compressed together. Hegelian wisdom is a cultivation of the very widest possible intellectual sympathies. That does not mean being uncritical. On the contrary, consistency is still required, and, as a matter of consistency, such a project immediately implies a militant distaste for any sort of thinking, whatever the context, that merely closes conversation down, in defence of rigid, predetermined notions of what is ‘correct’; even where such rigidity is dressed up in the maximum of intellectual sophistication, so as to justify not seriously attending to alternative outlooks. In itself, this is a very simple basic criterion for wisdom. However, Hegel sets out to apply it in the most complex way: mediating between starkly contrasting modes of thought. Always the same simple criterion for wisdom – maximum openness – and yet with the scenery forever shifting, never allowing us to feel comfortably settled in. This is, as it were, a sieving process: again, the point is to separate that core principle of consistency, in itself, from all its various particular applications. It is not easy to do so! But it is, quite simply, a matter of practising maximum conversational openness at full stretch. ‘Spirit’ is the impulse to true openness, at every level of experience. The argument of the Phenomenology is a sieving process. And what is left behind at the end is just the ideal of a self fully ‘at one’ with the impulse of 59
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Spirit – the general ideal of ‘atonement’, in that sense –understood as being the very essence of the truly sacred. There is, however, yet another way to continue the same sieving process, by introducing a further mode of thought, unknown to Hegel himself. I have said that I want to try and open up the Hegelian argument to the postHegelian discoveries of scientific neuropsychology. Time now, I think, to do that.
2. What Hegel has inadvertently stumbled upon Hegel speaks of the two parties to the inner civil war of das unglückliche Bewußtseyn – the pseudo-divine ‘Rigidity Principle’ and its human-all-toohuman ‘adaptable’ opponent – as two ‘consciousnesses’, together constituting a single ‘consciousness’ of ‘unhappiness’. Yet, as I have remarked, if this ‘consciousness’ were ever truly to become conscious, its conflictedness would surely be intolerable. Das unglückliche Bewußtseyn can only be a stable condition of the self insofar as it remains unconscious. Consciousness is just what destabilizes it. Only the atoned individual achieves true consciousness, in retrospect, of what this condition of unatonement, now overcome, really meant. And for my part, therefore, I prefer to speak of the Rigidity Principle and its adaptable opponent as two ‘sub-selves’: two differently functioning structures of habit and desire, more or less antagonistically yoked together within every whole self, as they promote rival models of self-identification. In the condition of unatonement the Rigidity-Principle sub-self is constituted by a disabling addiction to certain fixed ideas. This sub-self internalizes prejudice and clings to it, invoking religious and secular ideologies to justify it, and is therefore always ready to side with external bullies and oppressors. Hence, it tends to become what one might term an ‘inner quisling’. On the other hand, the adaptable sub-self is the inner quisling’s never entirely extinguished potential challenger from within. For it is always potentially open to the lessons of fresh experience, even where these contradict established prejudice. From the point of view of the despotic Rigidity Principle, the adaptable sub-self needs forever to be censored, cowed into submission. However, as we have seen, Hegel describes this unglückliche Bewußtseyn, or unatoned state of mind, as the fundamental corruption of a pre-existent, necessary, and in itself potentially redeemable, duality. He remarks, There is [already] a certain splitting into two intrinsic to the concept of ‘Spirit’. But [in the unatoned state of mind] we have the splittinginto-two without the [restorative] unity of Spirit.1
1
Phenomenology of Spirit, para. 206; Miller, p. 126, Baillie, p. 251.
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And so how then, exactly, are we to understand this pre-existent duality, proper to Spirit in general, which the unatoned state of mind corrupts? It seems to me that what Hegel, without being aware of it, has stumbled on here is none other than the elementary duality deriving from the physiological division of the brain into two distinct hemispheres. Hegel names the disease: ‘das unglückliche Bewußtseyn’. He also constructs a multi-layered grand narrative around the theme of its cure: considering how different cultural traditions of every kind may either inflame it, or help overcome it. And yet, this remains an exclusively teleological interpretation. He does not discuss the disease’s aetiology. For how could he? He was writing in a period pre-dating even the most tentative beginning of modern scientific neuropsychology. His genius was to make the political and religious unveiling of the unatoned state of mind, purely and simply as such, a central theme of systematic philosophical historiography, as no one else before him ever had. But now, thanks to the development of this science, a new possibility is opening up. We are also able to analyse the phenomenon in trans-historical terms, as a universal product of human biology. Let us, then, consider the sense in which this might be so.
3. Dialectic of the cerebral hemispheres 1 I am arguing that the duality which becomes pathological in the unatoned state of mind derives, in the first instance, from the dual-purposiveness of the left and right cerebral hemispheres. Note immediately, however: the division between the right and left cerebral hemispheres is not the only source of spiritual struggle intrinsic to the physical structure of the brain. There is also the interaction between the front and the back. Indeed, when one compares human brains to the brains of other animals, the most obvious difference is in fact the much greater size of the frontal lobes, and the far greater proportion of white matter in them, the myelin sheath, serving to speed up the transmission of messages there. Whereas in dogs, for instance, the frontal lobes represent about 7 per cent of total brain volume, and in the lesser apes about 17 per cent, in humans it is nearer 35 per cent. As regards the function of the frontal lobes, it is clear – not least from the evidence of the effect on people who suffer damage to them – that they are essentially agents of inhibition. They enable us to stand back from our immediate concerns; to be detached; to see things objectively. McGilchrist puts it like this: Clearly we have to inhabit the world of immediate bodily experience, the actual terrain in which we live, and where our engagement with the 61
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world takes place alongside our fellow human beings, and we need to inhabit it fully. Yet at the same time we need to rise above the landscape in which we move, so that we can see what one might call the territory.2 There is a balance required between these two capacities: To live headlong, at ground level, without being able to pause (stand outside the immediate push of time) and rise (in space) is to be like an animal; yet to float off up into the air is not to live at all – just to be a detached observing eye.3 Wisdom is, not least, the negotiation of a proper accommodation between terrain-thinking and territory-thinking. To all intents and purposes, the first three chapters of the Phenomenology actually trace the emergence of territory-thinking out of terrain-thinking. Thus, Hegel sets out here to demonstrate the extent to which, in general, one’s ability to describe the particulars of a terrain depends upon a learnt skill in the handling of territorial concepts. More specifically, in chapter 2, he tries to show the impossibility of ever at all coherently distinguishing one thing from another in terms of raw terrain-perception alone, without an accompanying skill in analysing territorial networks of causality. And then, in chapter 3, he discusses the way in which territorial thinking, about the laws of nature or of history, tends, further, to float off into the exploration of counterfactual or utopian dreams; losing itself in contemplation of infinite possibility. In neuropsychological terms, indeed, much of human spiritual endeavour is essentially a bid to enhance the power of the frontal lobes. So we are taught to pursue ever greater contemplative detachment. Without such detachment, after all, we would not be capable of empathy. Our imaginative capacity to see the world as it appears to other people – the emotional intelligence that enables genuine compassion and deep friendship – all depends, in the first instance, upon our rising up above the sheer immediacy of egoistic impulse. And this is the work of the frontal lobes. Yet, considered simply in itself, the power at work here is by no means only a capacity for compassion and friendship. Its moral significance is, on the contrary, very ambiguous. For it is just as much a capacity for cold calculation, in the pursuit of game-playing rivalry, or outright enmity: working out one’s opponent’s next move, to forestall it. And as to which of these two possibilities, the achievement of authentic empathy or the practice
2 3
McGilchrist, The Master and His Emissary, p. 21. Ibid., pp. 21–22.
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of mere cold calculation, will prevail – this, we will find, is all down to the complex interplay between front / back and left / right.
2 Note further: the two sides of the brain are not perfectly symmetrical. The right side tends be generally larger, and in particular more protuberant at the front; the left side tends to be wider at the back, in the area chiefly associated with language skills. Moreover, the right side tends to have more white matter, accelerating internal communication. Nevertheless, either side is capable of sustaining life all on its own, even when the other is completely knocked out of action. They are joined together at their base by a band of neural tissue called the ‘corpus callosum’. But only 2 per cent of cortical neurones are connected through the corpus callosum, and many of these connections are inhibitory in effect, designed to help keep the functioning of the two hemispheres separate, not confused by one another. So: why this separateness? The modern study of brain-hemispheric difference actually dates from the mid-nineteenth century. It was the French surgeon Paul Broca who first published a series of scientific papers on the subject, in the 1860s.4 Broca began from the evidence of autopsies conducted on brain-damaged patients who had suffered severe disruption or loss of speech. In each case, he had found an area of damaged tissue in part of the left frontal lobe. But other patients with equivalent damage to the right hemisphere of their brains had not suffered speech loss. From this Broca deduced that the faculty of speech, at least for the majority of people, is localized in the left hemisphere. It had long been observed that injuries to either side of the brain resulted in damage to the sensorimotor control of the opposite side of the body; a fact tending further to suggest that right- or left-handedness derives from different balances in power between the two hemispheres. How then, Broca also went on to ask, does the prevailing association of speech with the left hemisphere relate to that other obvious asymmetry? Does the 90 per cent predominance of right-handedness in the population directly correlate to the localization of speech control? Is it that each hand is controlled from the opposite side of the brain, and that the dominant hand is controlled from the same side as speech? Does it follow that the minority of people who are left-handed have right-hemisphere speech-control? In fact, it turns out that the matter is not quite so simple. Broca’s proposed rule mostly seems to hold good for right-handed people. But it has been 4
Broca’s insights had, as it happens, been partly anticipated – although without his being aware of it – as early as 1836, by a paper delivered to a medical society in Montpellier by a certain Marc Dax, an obscure country doctor, who died the following year. But Dax’s work had made no impact, and would have been completely forgotten had not his son then risen up in response to Broca’s work, to remind the world of it.
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discovered that a substantial proportion of left-handed people also have left-hemisphere or bilateral speech-control. Thus, the predominance of lefthemisphere speech-control in the population is greater than the predominance of right-handedness. And another major question which Broca’s pioneering work, by implication, opened up, but which he did not himself attempt to answer was what – in the great majority of cases where the left hemisphere controls speech – the exact role of the right hemisphere is. John Hughlings Jackson, the great ‘father of English neurology’, was the first who began, at any rate, to speculate about the special functions of the right hemisphere, in a series of articles beginning in 1865. ‘If’, for example Jackson wrote, ‘it should be proven by wider experience that the faculty of expression resides in one hemisphere, there is no absurdity in raising the question as to whether perception – its corresponding opposite – may be seated in the other’.5 But no one immediately took up Jackson’s suggestions, to develop them. For a long time all attention was devoted to the functions of, in Jackson’s own phrase, the ‘leading’ hemisphere. Indeed, it was not until the 1930s and 1940s that any real progress at all began to be made in appreciating the special role of what was often called the ‘minor’ half of the brain. And then came the great breakthrough. What most decisively transformed this whole field of study, from the later 1950s onwards, was the development of a new type of surgical procedure, in the treatment of epilepsy: ‘commissurotomy’, or ‘callosotomy’. This involves nothing less than a complete severing of the various bands of nerve fibre linking the two halves of the brain, so as to limit the spread of epileptic discharges.6 Most patients who undergo this split-brain operation are able to continue life as normal, with no immediately discernible side effects. There are just a few bizarre cases in which the left hand starts to behave as if it had a mischievous, uncontrollable will of its own. Sometimes, for example, it may start to pull down trousers that the right hand was pulling up. It may close doors that the right hand had opened; unfold papers which the right hand had folded; snatch back money which the right hand had offered to a cashier; or, in a car, dangerously wrench the steering wheel from away from the right hand. But these cases are very rare. On the other hand, the procedure does open up all sorts of new possibilities for research, in carefully devised experiments. Thus, it renders it possible for experimenters to channel 5
6
J. H. Jackson, Selected Writings of John Hughlings Jackson (ed. J. Taylor; New York: Basic Books, 1958), 1865 article. This procedure was first tried in the 1940s, but with disappointing therapeutic results. It was then reintroduced in the early 1960s, in a more thoroughgoing and effective way. The development of more effective pharmacological alternatives has meant that it has since become much rarer.
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particular sensory inputs to just one hemisphere at a time. Not only does the left hemisphere primarily relate to the right hand, and vice versa, but the same also applies to eyes and ears. In a normal, intact brain, information transmitted to one hemisphere is swiftly shared with the other; in split-brain patients however, this does not happen. The experimenter, therefore, may for example give such an individual something to hold in one hand, unseen, or may show an image to just one eye, or use headphones to deliver stimuli to just one ear at a time, and then compare responses. Increasingly, also, new neuro-imaging techniques make it possible to observe which parts of the brain are activated by particular tasks. And then there is also the ‘Wada test’: when, before a brain operation, surgeons use the rapid-acting sedative sodium amitol to close down one hemisphere at a time, checking whether or not the patient conforms to the ordinary pattern, with the left hemisphere controlling speech. This is possible since each hemisphere has a separate blood supply, and the shutdown may last for a period of two to three minutes. Or, likewise, either hemisphere may also be inactivated by electroconvulsive means. The technology now available thus makes it possible to compare the two hemispheres across the whole range of their complementary functioning. The isolated right hemisphere is normally unable to speak. Other than in the small minority of cases where the usual roles of the two hemispheres are simply reversed, it only learns to speak where it has been compelled to do so, by damage to the left hemisphere, already early in childhood. Nevertheless, it can still communicate through the actions of the left hand. And it actually turns out not only to have a number of skills that the isolated left hemisphere in most cases lacks, but also to have a remarkably different whole outlook on life.
3 It is not only human brains that are laterally divided. What, then, are the original evolutionary advantages of this arrangement? It may well help in the doing of two quite different things at once. McGilchrist cites experiments with creatures as different as chicks and marmosets, showing that they chiefly use their right eyes, connected to the left hemisphere, for the close-up business of foraging and feeding, while at the same time they chiefly use their left eyes, connected to the right hemisphere, for surveying the wider environment, on the lookout for threatening predators. Likewise, studies of predatory creatures have shown that they chiefly use their right eye (left hemisphere) for spotting prey; and, in the case of birds, their right foot for grabbing it. But when interacting socially with others of their own kind, all sorts of creatures seem to use their left eye (right hemisphere) more.
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In short, as McGilchrist puts it, it seems the general rule is that the left hemisphere yields narrow, focussed attention, mainly for the purpose of getting and feeding. The right hemisphere yields a broad, vigilant attention, the purpose of which appears to be awareness of signals from the surroundings, especially of other creatures, who are potential predators or potential mates, foes or friends; and it is involved in bonding in social animals. It might then be that the division of the human brain is also the result of the need to bring to bear two incompatible types of attention on the world at the same time, one narrow, focussed and directed by our needs, and the other broad, open, and directed towards whatever else is going on in the world apart from ourselves.7
4 Especially in the 1970s, the new focus on brain lateralization, resulting from experiments with split-brain patients, led to a great explosion of popular writing, more or less amounting to a ‘right brain liberation movement’, part of the ‘counter-culture’ of the day. Lifestyle and management consultancy gurus set themselves up to be the standard bearers of this movement. For a while, a form of brain-hemispheric ‘dichotomania’ was fashionable. It was all perhaps a bit silly.8 Yet, whatever the attendant silliness, there surely are some quite serious and significant philosophical implications here. For the evidence is that, while, in all normal situations, both hemispheres are constantly at work together, they do differ, to quite a remarkable extent, in what they bring to this collaboration. And these differences are manifest at every level of human spiritual life. Thus, the two hemispheres differ z z z z z
7 8
in their initial perception of things; in their range of emotional response; in their contribution to mutual understanding between people; in their general styles of moral reflection; in their approach to the sacred.
McGilchrist, The Master and His Emissary, p. 27. For a summary account of this literature, see for instance Robert Ornstein, The Right Mind (San Diego: Harcourt Brace & Company, 1997), chapter 7. Ornstein had indeed played quite a role himself in helping generate the intellectual fashion that he ironically describes here, with his earlier, very widely read book, The Psychology of Consciousness (San Francisco: W. H. Freeman and Company, 1972).
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3.1. Perception In the 1860s John Hughlings Jackson speculated that whereas, in the great majority of people, the left cerebral hemisphere specialized in ‘expression’, the right cerebral hemisphere is perhaps the primary agency of ‘perception’. This now turns out to be not entirely wrong, as a partial formulation of their contrasting roles; but to be a bit misleading nevertheless. For it all depends on what is meant by ‘perception’. If ‘perception’ is understood in the primary sense of recognition, then yes, Jackson was right. The most primitive difference between the two hemispheres is what already appears in other species. At this level, the right hemisphere is specialized in recognition. It scans the environment, and recognizes, within it, the presence of the potential predator, or mate; the presence of others belonging to its own flock, its own herd or pack. And so, by extension, in humans the same hemisphere becomes specialized in learning to recognize the familiar ‘thisness’ (haecceitas) of this particular person, this particular place, this particular animal or object. The left hemisphere, meanwhile, is first of all specialized in foraging and feeding. As human beings are predators, that specialization then develops into a special capacity for the skills required for successful hunting: calculating odds, developing schemes, picturing what is most likely to work. The left hemisphere becomes the prime agency for the communication skills of the human hunting pack, as such. These skills evolve, as the rules of the hunting pack are extended, to become the rules of social collaboration more generally. Thinking in accordance with rules involves the use of general categories: ‘in this category of situation, we do such and such’. This hemisphere does not so much recognize, as categorize; it becomes the ‘perception’ of things in the secondary sense of identifying, not their individual ‘thisness’, but the general categories to which they belong. And it likes to work deductively: ‘if that is the case, then such and such a general rule comes into play’. The isolated right hemisphere is typically very good at recognition, much better than the isolated left hemisphere. But it is, by contrast, pretty incompetent at logical deduction, inasmuch as this depends upon an abstract categorizing of experience. That is work of the left hemisphere . It is not just that the left hemisphere controls language. More generally, it specializes in the perception of things as they relate to the various interpretative codes that each human culture has created, in order to organize experience for sharing, and so render possible communal projects, seeking to control the world. Thus, as a rule: ‘the right hemisphere presents the facts, the left hemisphere re-presents them’.9
9
John Cutting, Psychopathology and Modern Philosophy (Scaynes Hill: The Forest Publishing Co., 1999), p. 219.
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In view of the fact that, in a small minority of cases, the role usually played by the right hemisphere is actually transferred to the left, and vice versa, let us therefore, from now on, speak in terms of the ‘presenting hemisphere’ and the ‘representing hemisphere’. To put it in the most general terms: the representing hemisphere is concerned with the operation of consciously learned techniques and collaborative strategies, of every kind. So it immediately re-presents the experience that the presenting hemisphere presents to it, codifying the data in accordance with the predetermined requirements of technique and strategy. It has evolved from a simple preoccupation with getting and feeding to a concern with the most sophisticated forms of technical or strategic domination over the world at large; while the presenting hemisphere remains preoccupied with a sheer registering of what actually is, albeit with ever greater aesthetic sophistication. ‘Unatonement’, then, is simply definable as a morbid separation between these two functions, inasmuch as the impulse to dominate tends to suppress one’s capacity to register any aspects of reality not perceived as being useful to the purposes of that impulse. What Hegel calls ‘das Unwandelbare’, the Rigidity Principle, is the rigidification of the representing-hemisphere sub-self; whereas what he calls ‘das Wandelbare’, the adaptable aspect, which the Rigidity Principle seeks to enslave, is the presenting-hemisphere sub-self. And hence, also, the difference between the two basic species of truth: truth-as-correctness and truth-as-openness. The former is what the representing hemisphere needs in order to achieve maximum effectiveness in its efforts to control the world. But the latter is what consists in a maximum openness to the actual primary reality of that which is simply, and perhaps uncontrollably, present as such. Or again, one might for example also express the difference at this level in Thomist, Aristotelian-theological terms. One might say: the representing hemisphere perceives things in what Aristotle calls their ‘formal’ aspect; the presenting hemisphere, in what he calls their ‘material’ aspect. For ‘matter’, here, is that which individuates. God as Creator, according to Thomist doctrine, knows all things in both aspects, perfectly co-ordinated – in a sense, indeed, God just is the creative power of that ideal truth. But human perception differs, above all, precisely inasmuch as, in it, the formal and material aspects of reality tend to come apart. At certain moments our perception of the world remains fixated on its ‘materiality’. This is a simply unthinking apprehension of phenomena, a sheer failure to make any reflective connection between them. At other moments our thinking is all too ‘formal’: a different sort of failure to connect, the failure of an over-abstract mode of thought, not allowing fresh perceptions to impinge on, and reshape, old ideas. In the first instance (to mix Hegel with Aquinas) the unatoned state of mind rigidifies this disjunction between our perceptions of ‘form and ‘matter’. 68
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3.2. Emotional Tone It seems that the presenting hemisphere (usually on the right) develops somewhat earlier in the growth of an infant than the representing hemisphere (usually on the left). This makes evolutionary sense, inasmuch as at first our parents take care of our survival needs to the extent that these require planning, that is, representing-hemisphere thought. But right from the outset we need to be alert to danger, with presenting-hemisphere wariness. And it is that original wariness which then essentially determines the whole emotional range of presenting-hemisphere experience. So the presenting hemisphere specializes in the emotions most necessary for survival, from the beginning of life: those prompting us to turn away, in alarm, from immediate danger, or to cry out for help. It is more prone to all forms of restless emotion, whatever is mixed with fear or hope. When the left hemisphere is sedated and the mute right hemisphere takes over completely, some patients become disoriented; some are agitated; some are disinhibited; some are just morose or desolate. If any speech function remains, it is sometimes just the utterance of obscenities, as an expression of shock. Everything, apparently, feels infused with danger. The later developing hemisphere, by contrast, tends to operate in much more tranquil emotional terms. More detached and contemplative, it has a greater capacity for contentment or bliss. But by the same token, the more it prevails, the more emotionally bland and superficial life is liable to become.
3.3. The Understanding of the Other When it comes to conversation, in general, the two hemispheres seem more or less to share the work between them. Thus, the representing hemisphere is primarily tasked with what one might term the ‘text’-element in speech: that is, the literal or direct meaning of what is said, both by oneself and by one’s interlocutors. But when it comes to all the other, additional elements of meaning which depend on context – so crucial for truth-as-openness! – they are primarily registered by the presenting hemisphere Note: when I speak of ‘text’ here, I do not just mean the semantic content of written or spoken communication, but also the messages conveyed by the deliberate use of non-verbal coded gestures, of any kind. It is any form of communication insofar as it is a deployment of signifiers with invariable, objective representational meaning. In itself, the meaning of any ‘text’ is fixed. However, the specialist concern of the presenting hemisphere is, on the contrary, with the endless fluctuation of meaning, according to context. So, at one level, it is charged with picking up the deliberately multifaceted suggestiveness of poetic metaphor; the play of irony, sarcasm, humour in general, as a subversion of surface ‘textual’ meaning. But then, at the same time – to borrow the terminology develop by Emmanuel Levinas – it also responds to the sheer inchoate ‘proximity’ of face to face encounter, 69
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considered in itself. In Levinasian terms: the presenting hemisphere registers the simple bodily presence of the Other, as a claim on one’s attention, quite apart from any words; or, in speech, everything that belongs to ‘the saying’, in contradistinction to ‘the said’. One’s reflective, representing-hemisphere response to ‘the said’, as such, always involves a certain judgement of the Other, a certain placing of them, to assess how seriously to take what they say. However, at the level of presenting-hemisphere response to ‘the saying’, behind ‘the said’, one ceases to have any critical, categorizing knowledge of the Other. One is left only with what comes from ‘substitution’, the sympathetic act of putting oneself in the Other’s place. And herein lies the possibility of an ethical impulse decisively transcending the mere calculation of enlightened self-interest, in relation to others: the possibility of that urgent fear- and hope-laden impulse which Levinas, for his part, extravagantly or provocatively calls ethical ‘obsession’. And which he celebrates.10
3.4. Styles of Moral Reflection People who have suffered damage to the right hemisphere sometimes lose any immediate sense of responsibility for their own actions; feeling that everything they do is, in fact, all down to the influence of some other agency. One’s sense of responsibility derives from the sheer unmediated experience of proximity to the Other – beyond all representation, all prejudice, all cliché – which Levinas so strikingly seeks to evoke. Those with left hemisphere damage, however, are much more likely to suffer an impaired sense of social identity, in the sense of losing any instinctive feel for what is expected of them. This is because the left hemisphere is usually dominant not only for speech, but also for any sort of representational thought, including how one represents one’s own identity to oneself, and to others. Insofar as one’s sense of identity is a matter of ‘image’ and status, and is enshrined in spin-doctor autobiographical narratives, it is a representing-hemisphere creation. At the same time, broadly speaking, one might say that the presenting hemisphere tends to specialize in synthetic, context-sensitive moral Intuition, and the representing hemisphere in analytic moral Reason. But, by way of immediate qualification to that statement, it needs to be noted, first, that the word ‘Reason’ does not always mean the antithesis to Intuition. For Hegel, in particular, it does not. Thus, Hegel distinguishes between three basic modes of Reason: ‘Understanding’, ‘Speculative Reason’ and ‘Dialectical Reason’.11 ‘Understanding’, here, is just the sort of rationality that is most 10 11
See especially Levinas, Otherwise Than Being, or Beyond Essence. Hegel, Encyclopaedia (trans. William Wallace; Hegel’s Logic), §§ 79–82. (And see the discussion in John Burbidge, Hegel on Logic and Religion, Albany: SUNY Press, 1992, chapter 4: linking ‘Dialectical Reason’ to the logic of Being, ‘Speculative Reason’ to the logic of Essence, ‘the Understanding’ to the logic of Concept.)
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immediately useful as a guide to effective planned action of any kind. ‘Speculative Reason’ is the sort that, above all, generates the specific enterprise of philosophy, at its boldest: it is the rationality involved in a truly systematic thinking about thinking. But ‘Dialectical Reason’ is different again, precisely inasmuch as it is a form of representing-hemisphere thought that pays homage to the potential truth of presenting-hemisphere Intuition. So it is forever dissolving the results of both Understanding and Speculative Reason. Returning to the actual experiences they seek to re-present and analyse, its whole function is to highlight the context-dependent slipperiness of their ideas. Second, in distinguishing between Reason and Intuition, it is important not to assume that Reason is always rational! The word ‘rational’ is generally applied to the operation of Reason at its healthiest. But then there is schizophrenia. In the sense of ‘Reason’ intended here, the irrationality of schizophrenia is by no means an irruption of energies alien to Reason. Far rather, it is a morbid, irrational hyper-activity of Reason, without adequate external restraint. It is a sheer riot of representational thinking, unrestrained by sober Intuition. And third, the popular literature of the ‘right brain liberation movement’ often represents itself, with a self-indulgently bohemian flourish, as a championing of imaginative creativity, against the dreary unimaginativeness of the left brain Establishment. But this may be misleading. Indeed, there surely is a sense that, considered purely and simply in itself, Intuition – with its immediate connection to actual reality – must tend to be imaginatively somewhat restricted. The capacity for creative fantasy, as such, goes with the capacity for abstract, de-contextualized thinking: one would expect it to be a speciality of the representing hemisphere. Imagination involves input from both hemispheres. But what is suppressed in the unatoned state of mind, where corrupted Reason lords it despotically over Intuition, is by no means imaginative creativity. Far rather, it is what one might perhaps call the raw experience of shakenness. Thus, the presenting hemisphere, with its troubled emotional tone, is the organ of shakenness: being shaken free, by troubling experience, from the control of received ideas. This, again, is why Hegel speaks of the suppressed aspect of the unatoned state of mind as ‘das Wandelbare’, that which is ‘changeable’ or ‘adaptable’: it is intuitively shaken loose from rigidified habit, of every kind. The unatoned state of mind is analogous to political tyranny, which may indeed be highly imaginative and creative. Schizophrenia is analogous to the chaos of a failed state. But the liberation of the adaptable sub-self is analogous to a rich flourishing of civil society, informed by the solidarity of the shaken. It is Intuition setting strict, sober limits, from below, on the otherwise arbitrary governance, or warlord recklessness, of pure Reason. To be sure, the more the insurrection of the adaptable sub-self also enlists an oppositional form of representing-hemisphere imaginative 71
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creativity to counter that of the unatoned state of mind, the better. Only, let us not confuse the means of struggle, the imaginative creativity, with its primary cause, which is shakenness. ‘L’imagination prend le pouvoir’ (Paris, May 1968) is a fine slogan for a moment of revolutionary euphoria. The truth capacity of shakenness, however, does not depend upon such moments; it is of quite another order.
3.5. Orientations toward the Sacred The unatoned state of mind involves a corruption of both its two constituent sub-selves. The sub-self associated with the representing hemisphere is corrupted into a despot, and the sub-self associated with the presenting hemisphere is corrupted into a slave. It is just this corruption which may be said to create one’s ordinary, banal ‘self’, as opposed to one’s true Self. In order for the atonement constituting the true Self to be achieved, both sub-selves need to undergo a transformation. The representing-hemisphere sub-self needs to relax, to cease its striving for control. This relaxation, at its most vivid, is what in theistic cultures is expressed as an experience of blissful union with God. (Physiologically, it seems, this involves some vigorous blocking activity by the frontal lobe of the representing hemisphere. God is made most directly manifest to us in an intense, still, sheer presence of mind, beyond all representation.) But then, at the same time, the presenting-hemisphere sub-self also needs, as energetically as possible, to confront and evade the censorship imposed upon it by the deified Rigidity Principle. The deified Rigidity Principle’s authority is backed up by various forms of consolation: at one level, the beauties of the tradition it claims to represent; at another level, the emotional rewards of close, unquestioning integration into the community of those who are obedient to its demands. Objectively unhappy though it is, the unatoned state of mind is not devoid of pleasures; liberation from this mentality depends, not least, upon one’s unlearning one’s attachment to them. And hence the necessity, also, of what St John of the Cross, for instance, calls the two ‘dark nights’. First: the night ‘of the senses’, where one loses all pleasure in beauty. Then: the night ‘of the spirit’, which (in a theistic context) leaves one subjectively quite God-forsaken.12 For these are the experiences of one who persists with disciplines of prayer and thoughtful attention to what, beyond all conventional representations, actually is, even when these disciplines have been stripped bare of all seductive consolation. And only so can the pure will to truth-as-openness
12
‘The Dark Night’, in The Collected Works of St John of the Cross (trans. Kieran Kavanaugh and Otilio Rodriguez; London: Thomas Nelson & Sons, 1966), pp. 295–389.
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be properly separated out, and clarified. Only so is the presenting-hemisphere sub-self able to find its authentic religious way.
4. A tale of two creations In theological terms, the interplay between the two hemispheres – that is, between the two types of sub-self, the two spirits, deriving from the differentiation of the hemispheres – might well be described as a tale of two creations. Thus, the presenting hemisphere responds directly to the world that God creates. That is to say, it registers what one might call primary reality. Or, in the broadest sense: the world of nature. But primary reality, in itself, is a set of challenges to which we can only adapt, piecemeal. This is what lies, and must forever lie, beyond our strategic control. The representing hemisphere, on the other hand, is the organ by which we ourselves, each of us, collaborate in the creation of another, secondary reality. Culture by culture, sub-culture by sub-culture, we create our own artificial worlds, our own conceptual and imaginative reworkings of God’s world. We create maps, models, pictures, fictions, theories. And with them we go on to generate the necessary consensus for social collaboration; allowing us, in general, to impose the strategic control over things that we would otherwise lack. The serpent spoke to the woman: ‘Did God really say you were not to eat from any of the trees in the garden?’ The woman answered the serpent, ‘We may eat the fruit of the trees of the garden. But of the fruit of the tree in the middle of the garden God said, “You must not eat it, nor touch it, under pain of death.” ’ Then the serpent said to the woman, ‘No! You will not die! God knows in fact that on the day you eat it your eyes will be opened and you will be like gods, knowing good and evil.’ (Genesis 3: 1–5) You will become like gods – for you too will become creators. Like upstart gods, you will create all-encompassing simulacra of reality, in your minds. Indeed, the whole essential, trans-metaphysical truth inherent in the notion of God as Creator surely consists in the way it evokes the proper claims of presenting-hemisphere experience, against the censorious counter-creativity of the unatoned representing hemisphere. And false gods are false, purely and simply, to the extent that they fail to call that censoriousness into question. God creates us, and to the extent that it is free to do so the presenting hemisphere of the brain registers its own createdness. But, to the extent that – on the contrary – we remain trapped in unatonement, the representing hemisphere creates another ‘God’. The simplest possible definition of true 73
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religion: it is, in general, just that form of secondary reality which is most transparent to primary reality. True religion is atoning religion; it atones by being transparent. But ‘Human kind cannot bear very much reality’.13 ‘Das unglückliche Bewußtseyn’ is Hegel’s comprehensive term for all the various strategies by which the secondary reality created by the representing hemisphere is used to close us off, and so protect us, with its dogmatic rigidity, from the true moral challenges of primary reality, as potentially apprehended by the presenting hemisphere. Again, the presenting hemisphere is the organ of shakenness. In ethical terms: to the extent that it is allowed to, it confronts us with the primary, trans-cultural reality of our moral responsibilities; theologically speaking, that is to say, our responsibilities in the order of God’s creation. So it confronts us with the primary reality of our neighbours’ suffering and need, the primary reality of our own moral failings in relation to that suffering and need. But then this primary ethical reality is overlaid by another, quite different, secondary level of ethical injunction, the work of the representing hemisphere; which, in the unatoned state of mind, is essentially designed to promote social control, group conformity. And the unatoned state of mind feels safe, inasmuch as, where it prevails, what one might call the sheer shaking-power of the primary reality is then dimmed, by corporate prejudice. Theology is, so to speak, a sort of systematic negotiation between the moral energies corresponding to the two cerebral hemispheres. It is that negotiation pursued in the most comprehensive form, within a theistic context. (Buddhist philosophy, for instance, may be said to do just the same, within a non-theistic context.) The theologian has to balance the claims of both parties, with scrupulous care. For, in the first place, theology is an enterprise properly oriented to developing strategies for the cultivation of the most catholic – that is, open to all classes – solidarity. To this end it requires the very richest possible heritage of widely recognized representations to work with; it has to work hard at preserving, and transmitting, that heritage. Secondly, however, it also has to try to open up these authority-laden re-presentations to the sheer shaking-power of the primordial presence behind them. What theology, therefore, surely has to cultivate is the solidarity of the shaken. And yet this is, by nature, the most difficult of all forms of solidarity ever actually to organize. For it is the politics of perfect atonement between the two hemispheres. Hence it demands a culture absolutely dedicated to honouring and promoting atonement by every means possible. The unatoned state of mind, in general, takes the mental world created by the representing cerebral hemisphere and converts it into a protective shelter against the sublime, but unfortunately terrifying, world that God has created. The shelter may take shape as an opaque religious creed – at its most shameless, this is the impulse towards fundamentalism. But it may just as well take 13
T. S. Eliot, Four Quartets, Burnt Norton, 1.
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secular form, as a political ideology. Or, more frivolously, it may appear as a preoccupation, of one sort or another, with what is fashionable, as such. Every sort of intense, exclusive commitment to a particular culture or subculture is liable to have the same distractive effect. The common factor in each case is just that morality has been reduced to a mere ethos of social control, group-conformity, more or less suppressing people’s sensitivity to the primary moral reality of their neighbours’ suffering and need, especially when the neighbour does not belong to the in-group. That is: the group of those who share the same tastes in self-representation.
5. ‘Just a game?’ Here is a little parable-like case in point. I work at Manchester Cathedral. In March 2007 the SONY Corporation released, in Europe, a new Playstation computer game, designed by California-based Insomniac Games, a spectacular ‘first-person shooter’, involving virtual-reality gun battles with ‘alien’ enemies. And, to our dismay, we discovered that one of the scenes, a quite tremendous massacre, was actually set inside our church. The people from Insomniac Games had photographically scanned the interior, and then reproduced it. But they had not asked permission to do so; perhaps because they realized that, if asked, we would not have given it. The game, theologically entitled ‘Resistance: Fall of Man’, has a background science fiction narrative that sets the action in the year 1951; history having diverged from its actual course from 1908 onwards, the time of the Tunguska meteorite-impact in Siberia, which is supposed, in the story, to have introduced a malign alien species on earth. These aliens have now overrun Asia and the rest of Europe, before also arriving in Britain. The game player is in the role of a lone United States Army soldier, equipped with a whole arsenal of high tech weaponry, who eventually, somehow, finds himself at the back of Manchester Cathedral, confronted with a horde of these aliens darting back and forth behind the pillars; his task, the task of the player, is to shoot down as many of them as possible. The echoes of Cold War propaganda are obvious. But the killing is fine, since the victims are, after all, hideous aliens. And there’s a good deal of skill involved in the handling of the guns. We protested. Look, we said, we have major problems in Manchester with gun crime. In the neighbourhoods where the culture of gun crime is rife, often the churches are the only organizations of local people actively standing up for alternative ethical principles; not least, at the funerals of the victims. Manchester Cathedral itself regularly hosts services for those who have been left bereaved by such crime. We don’t like anything that looks as though it glamourizes the use of guns the way this does. The sharp-suited SONY executives who came to visit us professed to be baffled. Could we not see that it was ‘just a game’? At length, though, they agreed to make a public 75
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apology in the Manchester Evening News. They had not meant to give offence, but if we were offended – (if we were so foolish!) – then they were sorry. We suggested that they back up their apology with a donation to community groups in the city campaigning against gun crime, and supporting those bereaved by it; but they declined to do so. As a result of the furore, sales of the game surged. And we received a great quantity of hate email. As a Church of England priest, I regard it as a point of honour, as far as possible, never to take offence at mere insults to my religion. But I must say that when I saw what this game involved it did make me feel a bit queasy. (I think I may have lost touch with my inner adolescent.) Could we not see that it was ‘just a game’? Well yes, but then – why set it in a virtual-reality representation of our church? Nothing that takes place in the sacred space of a church is ever ‘just a game’: indeed, that is precisely what it means for a space to be sacred. Two cultures had, at this point, collided: z
z
On the one hand: a culture of prayer. For this culture, what matters above all is that we cultivate the closest possible attentiveness to primary, real reality. The more we do so, the more clearly we realize that everything is always, really, far more serious, in moral terms, than we have yet realized. (And that, by way of corollary, our human folly is always also more comical.) On the other hand: the exact opposite, a culture of anti-prayer. The world of virtual reality that such games conjure up is pleasurable not least, surely, because it is a realm of total irresponsibility, entirely diverting. In this world, everything is just a game. One may be as cruel and murderous as one likes, in play. Such games engage the representing hemisphere of the brain at its most distracted. This is doubtless their attraction: that they serve so vividly to insulate it, at least for the time being, from the moral counter-pressures of presenting-hemisphere attentiveness.
Why set the battle in a church? Of course, it is ‘just a game’. But was there not, also, a certain element of latent propaganda inserted into the game, when it was given this setting? Was there not a bit of a jeer, at those of us who believe in the ethos of prayer? Maybe it was not consciously intended. But the hate emails we received did rather indicate that a good many of those for whom this game is intended are, in fact, very ready to jeer. Compare the action of Nazi vandals daubing swastikas on the graves in a Jewish cemetery – was not this action of SONY somewhat similar? Just as the vandals superimpose upon a certain set of sacred symbols – in their case, the grave stones – another set of symbolic images, expressive of the exact opposite principles, so too, in our case, had the game designers. We called it ‘virtual desecration’. Of course, the two situations are also very different: the vandals’ action can be readily cleaned away. They are not 76
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making huge sums of money by what they do. And neither do they have such teams of expensive lawyers to defend them. Using a church as background-scenery for something so aggressively ‘just a game’ certainly feels to me like a jeer at those of us who think that some things are sacred, and therefore more than ‘just a game’. Does it not imply that, in the end, the whole of life is ‘just a game’, nothing more? The hate emailers actually seemed to feel that, by objecting, we had somehow blasphemed against what they believed in. ‘Free speech’ was often invoked. But something that is really ‘just a game’ does not need defending in those terms. The right to free speech is a defence of argument. I also regard free speech as a sacred ideal, but I scarcely think that propagandist jeers are a good way of advancing a moral argument. On the contrary, they immediately, in my view, tend to refute the argument they were intended to reinforce.
6. McGilchrist’s story In one sense, the life of what St Augustine calls the ‘earthly city’ – as opposed to the ‘heavenly’ – is always ‘just a game’, in this way. It is never, in itself, truly serious, even when it goes well beyond just jeering at those who aspire to citizenship in the heavenly city, and has far more seriously damaging, even cataclysmic and murderous, consequences in real life. Augustine is speaking about two opposing species of solidarity, with regard to what they express: We see then that the two cities were created by two kinds of love: the earthly city was created by self-love reaching the point of contempt for God, the heavenly city by the love of God carried as far as contempt of self.14 Let us adopt and adapt Augustine’s categories. It seems to me that his thinking is an amalgam of profound truth and distorting metaphysical dogmatism. Remove the latter, however, and the ‘love of God’ constitutive of the heavenly city is none other than a rigorous openness towards primary reality, God’s creation as such. That is to say, it is the truth-impulse of the presenting hemisphere, at its most emancipated. And the ‘heavenly city’ is then just another name for the solidarity of the shaken. In which case, the ‘earthly city’ may, likewise, be regarded as an Augustinian name for every form of organized life bound up with the secondary, mental creations of the representing hemisphere insofar as these remain corrupted by unatonement.
14
Augustine, City of God (trans. Henry Bettenson; Harmondsworth: Penguin, 1984), Book XIV, chapter 28, p. 593.
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Poetically, Augustine links the founding of the ‘earthly city’ to the story of Cain, murdering his brother Abel, Genesis 4: 1–16: Scripture tells us that Cain founded a city [Genesis 4: 17], whereas Abel, as a pilgrim, did not found one. For the city of the saints is up above, although it produces citizens here below, and in their persons the city is on pilgrimage until the time of its kingdom comes.15 He contrasts the story of Cain and Abel with the story, associated with the foundation of the city of Rome, of Romulus murdering his brother Remus. In the case of Romulus and Remus, he argues, The difference from the primal crime was that both brothers were citizens of the earthly city. Both sought the glory of establishing the Roman state, but a joint foundation would not bring to each the glory that a single founder would enjoy . . . Therefore, in order that the sole power should be wielded by one person, the partner was eliminated. Whereas, by contrast: the earlier brothers, Cain and Abel, did not both entertain the same ambition for earthly gains; and the one who slew his brother was not jealous of him because his power would be more restricted if both wielded the sovereignty; for Abel did not aim at power in the city which his brother was founding. But Cain’s was the diabolical envy that the wicked feel for the good simply because they are good, while they themselves are evil.16 ‘Power’ in the earthly city is by definition, for Augustine, sheer corruption: lust for exploitative domination, love of glory, in the sense of mere glamour. In neurological terms, it is clear that this sort of strategic concern with status, which Cain symbolizes, is an impulse that in essence belongs to the representing cerebral hemisphere. For social status is all a matter of how one is publicly represented. But Abel then, as personifying the heavenly city, symbolizes the opposite: the spirit of the presenting hemisphere. Cain grows angry, out of envy, because Abel’s sacrifice – symbolically, the sacrifice of pure self-presenting before God – is accepted, and his own sacrifice is not. That is to say, his self-representation is rejected. And, having killed, he goes on to misrepresent himself before God: he lies, denying his responsibility. This is the whole logic of the earthly city.
15 16
Ibid., XV, 1, p. 596. Ibid., XV, 5, pp. 600–01.
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A little later on the same logic is portrayed again, on another scale, in the story of the tower of Babel: Genesis 11: 1–10. Augustine interprets the building of this tower as the vainglorious symbolic self-representation of a ruler, ‘Nimrod’. (Although Nimrod is not named in the actual story of the tower, he appears earlier, in Genesis 10: 8–10, as the founder of Babel.) The tower project fails when God intervenes to muddle communication among the builders. As Augustine comments: It is right that an evilly affected plan should be punished, even when it is not successfully effected. And what kind of punishment was in fact imposed? Since a ruler’s power of domination is wielded by his tongue, it was in that organ that his pride was condemned to punishment. And the consequence was that he who refused to understand God’s bidding so as to obey it, was himself not understood when he gave orders to men.17 The failure of the tower builders symbolizes all the failings of language, indeed the whole work of the representing hemisphere, insofar as it tends to exceed its proper role. In a sense, both these two stories – the story of Cain and Abel, the story of the tower of Babel – are simply amplifying the primordial story of Adam and Eve. Immediately upon eating the forbidden fruit Adam and Eve, likewise, become preoccupied with self-representation: they sew fig leaves together and make loincloths for themselves. Are not those loincloths, simply, an anticipatory general symbol for every sort of human self-concealment and self-expression? McGilchrist, in the same vein, offers an alternative parable by way of fundamental metaphor for human fallenness; in this case, however, a less ostensibly theological one. He calls it the story of ‘The Master and his Emissary’. And the basic narrative goes as follows: There was once a wise spiritual master, who was the ruler of a small but prosperous domain, and who was known for his selfless devotion to his people. As his people flourished and grew in number, the bounds of this small domain spread; and with it the need to trust implicitly the emissaries he sent to ensure the safety of its ever more distant parts. It was not just that it was impossible for him personally to order all that needed to be dealt with: as he wisely saw, he needed to keep his distance from, and remain ignorant of, such concerns. And so he nurtured and trained carefully his emissaries, in order that they could be trusted. Eventually, however, his cleverest and most ambitious vizier, the one he most trusted to do his work, began to see himself as the 17
Ibid., XVI, 4, p. 658.
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master, and used his position to advance his own wealth and influence. He saw his master’s temperance and forbearance as weakness, not wisdom, and on his missions on his master’s behalf, adopted his mantle as his own – the emissary became contemptuous of his master. And so it came about that the master was usurped, the people were duped, the domain became a tyranny; and eventually it collapsed in ruins.18 The true master in this story is the truth-giving power primarily at work in relation to the presenting hemisphere of the human brain; the emissary who usurps the true master’s authority and becomes a tyrant is the corrupted spirit of the representing hemisphere, insofar as it is given over to censorship and spin. McGilchrist’s parable does not name the true master as God. But otherwise it belongs to the same order as the stories of Adam and Eve, Cain and Abel, the tower of Babel. It is clearly very close, especially, to the epic development of these stories in Milton’s Paradise Lost. In effect, it is the story of Paradise Lost inflected to address a more secular world. This parable provides the decorative frontage to a mighty philosophic argument. Indeed the book which begins with it is the most comprehensively systematic attempt so far made to explore the philosophic implications of contemporary neuropsychology.19 Thus, McGilchrist approaches the matter here from various angles: z
First he looks at the evolutionary rationale of our having bicameral brains. (I have already sketched out this argument, above.) Again, he considers how language has emerged as a response to two quite different sorts of impulse. On the one hand: the impulse to communicate, simply for communication’s sake, an impulse already at work, he suggests, before language, in music. But on the other hand: the impulse to manipulate, or language as an extension of tool-use. In evolutionary terms, he suggests, the first of these two impulses is essentially what has driven the development of the presenting hemisphere; while the development of the representing hemisphere has been driven by the second.
18
McGilchrist, The Master and His Emissary, p. 14. For notable previous attempts at the same: see especially the writings of John Cutting, Principles of Psychopathology: Two Worlds – Two Minds – Two Hemispheres (Oxford: Oxford University Press, 1997) and Psychopathology and Modern Philosophy (Scaynes Hill: The Forest Publishing Co.), 1999. McGilchrist is also significantly influenced by the work of Louis Sass, Madness and Modernism: Insanity in the Light of Modern Art, Literature and Thought (New York: Basic Books, 1992), and The Paradoxes of Delusion: Wittgenstein, Schreber, and the Schizophrenic Mind (Ithaca NY: Cornell University Press, 1994). And, while he does not altogether accept it (The Master and His Emissary, pp. 260–62) he refers with great respect to the eccentric pioneering argument of Julian Jaynes, The Origin of Consciousness in the Breakdown of the Bicameral Mind (Boston: Houghton Mifflin, 1976).
19
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z
Then he considers the different ways in which the two hemispheres relate to reality. That is to say, how they generate what I am calling, within each individual, opposing sub-selves. As he puts it, the great problem when it comes to arguing about their rival claims is that the representing hemisphere is ‘the Berlusconi of the brain’: a ruler who also owns most of the media. Argument, itself, is so very much a representing-hemisphere activity. But he praises those philosophers – Hegel, as he recognizes, not least among them20 – who have nevertheless sought to insist on the prior truth claims of presenting-hemisphere experience, as a direct opening to primary reality. Finally, he develops quite a substantial grand narrative account of attitudes to these two species of truth: how the comparative evaluation of them has, in actual practice, shifted through history. Thus, his argument moves on from the comparison of two opposing types of sub-self within each individual, to a consideration of two interactive spirits within society as a whole. It becomes, more and more, a prophetic lament over the progressive unfolding of what is summarily pictured in his parable. In Classical Antiquity he sees a widening separation between the two spirits, as manifested in the ‘Dionysian’, presenting-hemisphere celebration of empathy, above all, in early drama, and the ‘Apollonian’, representing-hemisphere impulses towards abstraction, in philosophy and science. And then, over the following centuries: something like trench warfare between the two spirits, with a gradual shifting back and forth of the front. The upholders of the true master’s cause have launched several offensives of their own, in the Renaissance for instance, and in the period of Romanticism – McGilchrist is an admirer especially of Wordsworth, Blake and Keats. But overall the protagonists of the usurper are winning. They have been variously active in aspects of the Reformation, the Enlightenment, the Industrial Revolution, aesthetic Modernism, the whole prevailing tendency of contemporary ‘Western’ politics to bureaucratic utilitarianism. He sets out, in some considerable detail, to demonstrate the all-encompassing nature of the usurpation. It is, I think, a breathtaking performance.
And yet, I come back to the question of how it all then relates to theology. One cannot do everything at once; McGilchrist’s work is a secular philosophic meditation on the meaning of recent neuropsychological discoveries. It surely does also have quite radical implications for theology – in fact, he fully recognizes this, and is by no means hostile to religious faith. But, in order to say what he wants to say, he has nevertheless decided, at least for 20
See in particular The Master and His Emissary, pp. 203–06. Besides Hegel’s texts on the unatoned state of mind, McGilchrist also cites the Preface to the Phenomenology, Miller pp. 32–33, para. 53, Baillie pp. 112–13. (Indeed he calls this ‘the most extraordinary instance of the mind by introspection “cognising itself”’.)
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the time being, to steer clear of what, for his immediate purposes, would be the massive distractions of theological debate. And therefore he has simply bracketed the question of God, as such. His parable is both a doorway opening into his philosophic argument, and also, in the way that it opens, a poetic announcement of this bracketing. That it is not (explicitly) about God, but only about an earthly empire, appears to be a crucial part of its function here. The empire of which McGilchrist speaks is essentially a regime of bracketing. His bracketing of theology defines the empire’s borders. As a theologian, however, I am interested in what is lost, as a result. Thus, again, compare McGilchrist’s story to Milton’s in Paradise Lost. Apart from his bracketing of the question of God, the basic structure of the little story McGilchrist tells is identical with that of Milton’s epic. And yet, because of the bracketing, the difference is not just that it is so much shorter. The fact is that it can only work at that length. There is no way one could develop this little parable into an epic like Paradise Lost. Or rather, it seems to me that one could only do so by re-converting it into another version of Paradise Lost: openly putting God back into it. For this is surely just what theology is all about. It is a wrestling with the huge world-transformative power – for good or ill – intrinsic to the epic imagination, at its boldest. Everything that I have said about the potential contribution of modern neuropsychology to the defining of the philosophic ideal, as such, is already said, far more thoroughly and authoritatively, by McGilchrist. However, in order to do this without being sidetracked, he has bracketed theology. I just want to pose the question: what might happen if one attempted to remove those brackets again? And so I want to ponder the distinction between what (as I have said) I would see as the two basic origins of God-talk: the authentically revelatory one, and the ideological one. The authentically revelatory origin is from the moral demands of pure presenting-hemisphere experience, as an abandonment of one’s defences against the sheer otherness of other people. For here God is revealed, in richly metaphorical fashion, above all as the Revealer of those demands, pressing them home. But the ideological origin, by contrast, is from the moral demands more immediately bound up with representing-hemisphere creativity: where ‘God’ is understood, by the unatoned state of mind, far rather, as the celestial Enforcer of an orthodoxy, valued less for its metaphoric suggestiveness, in the service of truth-as-openness, than for its supposed theoretic truth-as-correctness. Of course, there are other ways of articulating the demands of pure presenting-hemisphere experience, besides the theological. For most purposes, God may perhaps be revealed, and served, just as well anonymously as by name – indeed, such anonymity has the obvious positive advantage that it completely avoids the clichés introduced by unatoned theistic ideology. Yet, good theology, as I would understand it, is nothing other than a systematic attempt to discern, within theistic tradition, the endless interplay of the contradictory impulses deriving from these two origins; and so to mobilize 82
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the particular poetic resources of that whole tradition against cliché in general. What, in short, above all interests me, as a theologian, is the business of discriminating the genuine heavenly city from its various devout and, undeniably, orthodox counterfeit doubles.
7. The ‘cause’ of atonement Hegel recognizes that das unglückliche Bewußtseyn is the corruption of a necessary and redeemable duality. He does not spell out what this redeemable necessity is. But contemporary neuropsychology enables us to do so. ‘The right hemisphere presents the facts, the left hemisphere re-presents them’. We need both to register the problems inherent in our lack of immediate control over reality, and also to develop techniques and strategies to deal with these problems. First, then: an uninhibited exposure to reality, as primordially presented. Second: a systematic ordering of representational thought about reality, fitting it to the given categories that enable us to handle and modify it. Clearly, the truth-potential of the latter sort of thinking fundamentally depends upon its being well subordinated to the freshness of the former. But how much reality can we bear? To be exposed to primary reality is to be shaken. And the problem is that the skills of the representing hemisphere may also be deployed to protect us against shakenness: representing the world as less problematic than it truly is. To the extent that this happens, the operations of the two hemispheres have ceased to be at one with each other. They need to be atoned again; however, a system of mental defences builds up, positively to resist such remedial atonement. The unatoned representing-hemisphere sub-self usurps the true atoning authority of God. It projects its censorious will, objectifies it either as the falsely imagined will of ‘God’, or else as some other non-theistic alternative bully-principle. The metaphysical form of the problem may vary enormously. And the variations may be endlessly distracting. Nevertheless, let us focus on the core problem in itself. To do so is to be committed to the cause of atonement, purely and simply as such. Hegel’s theology, in the Phenomenology, springs from that commitment. In principle, it presupposes nothing else. His sole interest here is in identifying the most effective possible strategy for the cause of atonement; and in assembling the most open sort of conversation-realm oriented towards that goal. The argument moves towards certain forms of religion only because, as he sees it, this is what the cause of atonement demands. The cause of atonement needs reinforcement by all possible means. Not least the reinforcement of philosophically purged religion: turned towards training whole populations in a proper spirit of respect for it, as only such religion can.
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1. Pathos and solidarity By the ‘cause of atonement’ I mean simply the struggle for truth-as-openness in public life; the political struggle of what Hegel calls ‘Spirit’. In effect, the basic project of his theology is to give that cause, as such, a systematic thinking-through. Again, though, what is involved here? Essentially, I think, the cause of atonement demands of us two basic types of complementary thought. In the first place, it requires a certain quality of poetic thinking. Namely: a direct poetic invocation of Spirit, at its most intense, driving towards atonement. This is what I have called the ‘pathos of shakenness’; a category in which I include any sort of artistic or philosophic work that records, and celebrates, the experience of being shaken, with real intensity, by the promptings of Spirit in the Hegelian sense. The pathos of shakenness: a truly radical, and all-encompassing, resistance to cliché-thinking, simply as such.1 And then, secondly, there is further required a corresponding form of strategic thought. Thus, I would argue, it is not enough just to conjure up the pathos of shakenness. But at the same time we have to try and devise effective strategies for translating the pathos of shakenness into a well organized solidarity of the shaken. The cause of atonement needs organizing. It requires to be promoted through alliance-building, the more extensive the better. As far as possible, it needs to be rendered catholic, integrated into popular culture.
2. Hegel as strategist Other philosophers have analysed the experience of shakenness, in some ways, more exhaustively, and with greater poetic energy than Hegel. Desmond is a prime example; his writing is a truly prodigious meditation on that experience. The secularizing critics of Hegel whom I consider in 1
Shanks, ‘What Is Truth?’ Towards a Theological Poetics (London: Routledge, 2001).
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Chapter 7 – on the one hand, Heidegger, on the other hand Deleuze and Guattari – are likewise, for all their very obvious stylistic differences both from Desmond and from one another, quite brilliant at evoking the pathos of shakenness in philosophic terms. (That is why I choose to engage with them.) Kierkegaard is a great anti-Hegelian philosopher-poet exponent of the pathos of shakenness. Levinas, to whom I have also referred, is another. Yet Hegel, I would argue, still remains unsurpassed as a pioneering strategist for the solidarity of the shaken. This is not his own terminology; but I am talking about the content of the ‘absolute knowing’ with which the Phenomenology culminates. For what such ‘knowing’ knows is, surely, nothing other than what it takes to build that sort of solidarity, the sort on which the cause of atonement depends. Now, clearly there will always be a certain tension between the strategic thinking required for the organization of effective solidarity and the not at all strategic thought required for the sheer poetic registering of shakenness. After all, strategy in itself is, altogether, representing-hemisphere business. From the point of view of one who values shakenness – the condition of being opened up by, and to, fresh presenting-hemisphere insight – there will always be some tendency to compromise involved in the development of workable strategy, building effective alliances. And Hegel, like any other strategic thinker, is straightaway therefore, inevitably, exposed to criticism from the militant purists of shakenness. But what, in the end, does such purist intransigence achieve? When it is taken up by such outstanding thinkers as those I have mentioned – beautiful books, certainly. However, is that really enough? I do not think so. Besides beautiful books, it seems to me that the cause of atonement also needs the most potent educational, political and liturgical organization, to disseminate itself as widely as possible. The solidarity of the shaken, being in principle the most difficult of all forms of solidarity to organize, can only thrive in the context of other forms of solidarity, playing host to it. Hegel is interested, above all, in the potential of Christianity to serve this purpose. As a strategist (in effect) for the solidarity of the shaken, he values Christian tradition, not least, for its vast, already established organizational presence. He has, to begin with, a basic conservative respect for deep-rooted folk religion just because of its binding power, the relationships of mutual trust it helps sustain, as a context for fruitful public conversation. His mistrust of what he calls ‘liberalism’ – that is, a political culture largely devoid of such mutual trust – is strongly enhanced by his observation of what had happened in France when the Jacobins attempted to abolish the folk religion of their people. In general, he deplores the ‘atomistic principle’ at work in irreligious ‘liberal’ ideology, for the way it tends to distort public debate into a merely partisan battle between particular competing interests.2 At the same time, moreover, Christianity 2
Hegel, The Philosophy of History, p. 452.
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retains, from its earliest origins, a more or less forgotten potential for articulating true ‘freedom’ (i.e. the solidarity of the shaken); and Hegel’s philosophic move beyond first-order ‘faith’, as such, is in effect a bid to reconnect with that buried potential, in the most direct way. In relation to established religion, he is not a confrontational thinker. Quite unlike Kierkegaard, say – that latterday Amos, urging Christians to boycott church worship until the Church at any rate owns up to its betrayal of the gospel – Hegel, the horse-whisperer, does not want to spook the Church with any too violent a form of critical rhetoric. But, rather, he wants to win it round gently. This is the reason for his scholarly, detached, grand-narrative approach to theology: the grand narrative being a vindication of both hope and patience, as it traces the gradual historic emergence of atoning gospel truth into the full light of philosophical explicitness. And yet, the challenge is ‘absolute’. So he sets out, in effect, to liberate the gospel, understood as a primordial atoning testimony to the solidarity of the shaken, from the grip of unatoning church ideology. The ideal environment for the flourishing of the solidarity of the shaken will surely be a secular state, priding itself on providing the most open space possible for conversation between all different social groups. He sees the Lutheran Reformation as a great breakthrough moment in Christian history, inasmuch as it creates the future possibility, at least, of a church fully attuned to that ideal. And increasingly, throughout Europe, in place of the spiritual leadership provided by the Roman Catholic priesthood – with its intrinsic predisposition (in his view) to unatoning church ideology – he sees a new sort of public-spiritedness emergent. In his day, a new ‘universal class’ was being formed: the increasingly professional-minded civil servants of secular modern states.3 And these, above all, were the people whose world view he aspired to influence. In his later writings he set out, single-handedly, to shape a whole curriculum for the philosophic education of this new class. It was indeed a heroic enterprise! I think it also led him somewhat astray. Unfortunately, the teaching of these later works – in particular the Philosophy of Religion lectures – has, I think, somewhat obscured the deeper insights of the Phenomenology. It is notable that the concept of ‘das unglückliche Bewußtseyn’ actually drops right out of his thought here. The concept only really makes sense in the larger context of his argument in the Phenomenology; and, in general, the whole approach of the Phenomenology is far too difficult for Hegel’s later pedagogic purposes. Those purposes constrain him to operate on another, altogether more superficial level. He does so without comment on the shift, and it may well be that his new dreams of academic hegemony have blinded him to how much he is sacrificing. To me, the sacrifice actually seems, from a theological point of view, to have been considerable. The later Hegel did not quite know how the 3
Hegel, Philosophy of Right, § 205, §§ 287–97.
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Phenomenology fitted into the pedagogic ‘system’ he was devising. Indeed, it seems that he never altogether realized just what he had achieved in the Phenomenology.
3. ‘Das unglückliche Bewußtseyn’: the two prime texts But let us go back, now, to the original moment of theological insight in that work, as it is primarily developed in two quite separate passages; the separation of which corresponds to the movement of his argument, from trans-culturally universal first principles to a much more specific concern with the history of Christianity, as such. The first passage follows immediately after his initial definition of ‘das unglückliche Bewußtseyn’, discussed in Chapter 3. In Miller’s translation the paragraphs are numbered, and this passage runs from paragraph 210 to 230. Here the discussion of Christianity is only in the form of allusive illustration, since the primary phenomena in question are to be found, variously manifest, in all sorts of different cultural context. And then the second passage comes much later in the book, in chapter 7 (‘Religion’) section C, paragraphs 748 to 787. By this point he is speaking much more openly about the history to which he had, in the earlier passage, only been alluding; although still, it must be said, in quite impressionistic fashion. These are neither of them, to say the least, easy passages to read. The problem is that he is struggling with such a fresh way of thinking; so fresh that he does not yet have anything like adequate terminology for his thoughts. But let us consider how the basic logic of the argument flows.
3.1. Persistent Unatonement, Distorting a Symbolic Promise of Release The unatoned state of mind is torn between the claims of ‘individuality’ – this is Hegel’s term for what one knows directly as an individual, one’s own first-hand presenting-hemisphere intuition of primary reality – and the Rigidity Principle, that is, the compelling power of given, habitual, representing-hemisphere preconceptions, the more or less clichéd prejudices of one’s world. It invests the latter with disastrous, domineering, sacred authority to censor the expression of the former. In paragraph 210, however, Hegel speaks of a dawning awareness of ‘individuality mixed with the Rigidity Principle’ and ‘the Rigidity Principle mixed with individuality’. He is clearly thinking first and foremost, here, of the Christian dogma of the Incarnation. Thus, in the context of biblical culture the unatoned state of mind identifies the Rigidity Principle with the will of God. But for Christian faith, on the 87
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contrary, God is symbolically made present in the form of a particular, indomitable human individual, who dramatically defies the moral prejudices of his world. The argument will be that Christ has to be recognized as a symbolic representative of the claims of indomitable individuality in general, over against the repressive power of the Rigidity Principle. Or, to switch away from Hegel’s own terminology: that he represents the absolute opening up of representational thinking, as such, to the actual primary reality that lies beyond it. For Hegel, in effect, everything theologically depends upon recognizing the Incarnation as a symbol of atonement, a symbolic summons to atonement, in that broad philosophic sense. God has, so to speak, come down out of the false heaven of the Rigidity Principle where unatonement had put him, to proclaim the opposite. The symbolism of the gospel has this potential. However, it is a potential that is very often unrealized. To the extent that the will of God continues, on the contrary, to be identified with the dictates of the Rigidity Principle, Christian spirituality remains locked into the unatoned state of mind. Unatonement is cunning in its persistence. Yet, for Christian faith, the deified Rigidity Principle has become unthinkable apart from the particular individuality of Christ, always at any rate potentially recalling us to the opposite: the general principle of indomitable individuality, as also more or less manifested in the individuality of each believer, insofar as he or she truly breaks free from the confines of herd-morality. The actual practice of traditional, in the Hegelian sense sub-philosophic, Christianity oscillates between this implicit promise of atonement and the ineradicable inertia of unatonement, forever tending to suppress it. And it is this oscillation that Hegel now wants to explore, in illustration of the sheer difficulty of actually achieving atonement in any culture, even when the religious context is, in principle, most favourable. He is concerned with the sheer slipperiness of unatonement. There is always, he remarks (paragraph 211), a twofold movement involved in the shiftings of this mentality. On the one hand: a fluctuation in the afflicted individual’s self-esteem, one’s sense of one’s own individuality. On the other hand: a fluctuation in how the Rigidity Principle is perceived. He is thinking of the ways in which the Rigidity Principle is rendered sacred; in a theological culture, therefore, how God is conceived. The argument, in the first instance psychological, is also, implicitly, theological. For what Hegel wants to develop here is in fact a whole new way into theology, beginning from psychological observation. He wants to illustrate the nature of the unatoned state of mind by allusion to its persistent manifestation in Christian form. In other words: he is analysing the all too common failure of faith in the Incarnation to do its proper job. Where faith in this sense fails, it is not because of any lack of sincerity; faith may indeed be intensely heartfelt, and yet fail. The cause of the failure is not insincerity, but the way the dogma has been misinterpreted. For the 88
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unatoned state of mind in Christian form, naturally, cannot grasp the real atoning logic of salvation-by-Incarnation. Hegel will analyse this logic, the necessity of Incarnation as a remedy for human fallenness, deriving it from the prior inevitability of the Adamic Fall that elicits it, the fall into unatonement, understood as a fundamental corruption of the intrinsically twofold nature of Spirit. But from the point of view of unatoning Christianity (paragraph 212) both Fall and Incarnation are essentially just contingent events, sheer data of traditional orthodoxy, brute objective facts. And insofar as the still unatoned individual soul then comes to think of himor herself as having been ‘saved’, this merely serves to reinforce the authority of the conventional ‘God’-image with which the dictates of the Rigidity Principle have been rendered divine. Far from signifying atonement, in other words, the experience of ‘salvation’ here may, in actual practice, even accentuate the opposite. Where this happens, the individuality of the Saviour is not understood as representing the universal principle of true individuality at all. Indeed: Whilst the ‘beyond’ [i.e. the Rigidity Principle, identified with God] may seem to have been brought closer to us by the individualised actuality of this figuration, henceforth – on the other hand – it appears set over against us as an opaque, flesh-and-blood one-off; an actualisation of sheer [unyielding] disengagement.4 So, for the unatoned state of mind, the figure of Christ, now ascended and enthroned in heaven, functions in practice not as a symbol of God indwelling the true individuality of each individual, but, on the contrary, as yet another intimidating evocation of divine tyranny. As Hegel puts it in paragraph 213, the only difference this sort of Christian faith makes is that the unatoned soul ‘replaces its relationship to the pure formless [divine] Rigidity Principle, and submits itself instead to the incarnate [divine] Rigidity Principle’ in just the same way. Beyond this mere formality, nothing has changed. The Rigidity Principle, as a spirit at work in society as a whole, has acquired a new face, a new public relations strategy. Yet, otherwise, it remains just as inflexible as ever. Now, however, beginning at paragraph 214, we come to what Hegel considers to be the ‘threefold movement’ of the unatoned state of mind, seeking to appropriate the Christian gospel. This threefold movement basically involves three different levels of thoughtfulness, and hence self-awareness: starting from a complete lack of self-awareness, and rising, in two stages, 4
Paragraph 212; again, my translation. This last phrase, in the original German, is ‘mit der ganzen Sprödigkeit eines W i r k l i c h e n’. More literally translated: ‘with all the obstinate reserve of a something that is actual’. Sprödigkeit (‘unyielding disengagement’ / ‘obstinate reserve’) ordinarily means brittleness; then shyness, or prudery. C.f. Miller, p. 129, Baillie, p. 255.
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not to actual atonement, but at any rate to a real intensity of implicit, restless discontent with unatonement. The description of the first level – the unatoned state of mind (in Christian form) as ‘pure consciousness’, as opposed to self-consciousness in the sense of self-awareness – runs from paragraphs 215 to 217. Earlier in the same chapter Hegel has been discussing two forms of free thinking, high-minded ‘stoicism’ and playful ‘scepticism’, both of which fall short of what is needed because of their individualism, in the sense that they lack any adequate strategy for community building, to enshrine freedom. By contrast, the Christian Church obviously has some very effective strategies for community building. But, of course, insofar as the unatoned state of mind persists within it, the resultant community does not enshrine freedom. Hegel begins his survey of the ‘threefold movement’ of the unatoned state of mind within Christianity by going back to the contrast with stoicism and scepticism. There is a sense in which Christian faith has immediately ‘advanced beyond’ these two standpoints, by virtue of its potential, at least, for a truly strong community-embodiment of free-thinking. But everything depends upon completing faith with true self-awareness. And this in turn depends upon a radical re-conception of what the Incarnation truly means with regard to the nature of God. Once again, the basic trouble with the Christian unatoned state of mind is that – as it splits off one aspect of itself and then projects that aspect, the Rigidity Principle, into heaven: It remains unaware that this, its object, the Rigidity Principle, which [by virtue of the Incarnation] appears to it essentially in the form of individuality, is indeed [a projection of] its own self. [It fails to recognise that the individuality of this divine individual] itself represents all individuality.5 Indeed, the Christian unatoned state of mind does not want to recognize either the actual genesis of its own idea of God, or the atoning logic of the gospel. It is the more secure the less it thinks. And as ‘pure consciousness’, therefore, to begin with, its thinking as such is no more than a discordant clang of pealing bells or a warm cloud of incense, a musical thinking, that does not attain to real concepts, that is, to anything at all rigorously engaged with reality (immanente) or objective.6 Such ‘thinking’ is simply a ‘movement of infinite yearning’; an undeveloped form of subjectivity, not yet shaped by any ‘objective’ stimulus to serious selfquestioning. It yearns with intense sincerity (a ‘pure heart’) for an intimately 5 6
C.f. Miller, p. 131, Baillie, p. 257. Ibid.
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personal relationship with the Saviour. But, since it does not understand atonement as such, and remains trapped in a form of thought-gone-stale, the connection it dreams of is not an atoning, spiritual imitation of Christ. At best, rather, it would be a connection with the mere physical mementoes of Christ’s life. And Hegel, therefore, alludes here to the Crusades, as a bid to recapture those mementoes. The Crusaders’ fanaticism is, as it were, emblematic for him of this largely mindless form of Christian faith. So much for the first level of the ‘threefold movement’ – the second level is then discussed in paragraphs 218–22. It differs from the first in that it is altogether more reflective. To be sure, the self-awareness of the second level is still drastically limited by the delusions of unatonement; and yet it nevertheless goes beyond the simple, yearning piety of the first level by virtue of developing a real discipline of spiritual inwardness. Thus, it represents a basic critical reorientation towards ‘desire and work’. That is: the whole domain of family and economic life. In the earlier passage of the Phenomenology where he discusses the relationship of ‘master and slave’ Hegel is talking basically about the quest for respect. The master seeks to gain respect by dominating the slave, but is frustrated, because this implies a degree of contempt for the slave that effectively devalues whatever respect he may compel the slave to show him. However, the slave, by contrast, is able to achieve serious respect from others, for the skill he develops in his work. And so the slave, unlike the master, arrives at truly serious self-respect. With regard to the second level of the ‘threefold movement’, Hegel is looking at what happens, in the context of not-yet-atoning Christianity, to this achievement. The actual term he uses is ‘die Gewißheit seiner selbst’, literally ‘the certainty of oneself’ or ‘self-certainty’, which is how both Baillie and Miller – I think, rather confusingly – render it. However, what he means is serious self-respect. And in fact he means it in a twofold sense: not only feeling good about oneself, because of one’s skills, but also recognizing the positive spiritual value of such self-assurance, as it emboldens one to think for oneself. The unatoned state of mind is, by definition, incapable of this latter recognition. The unatoned Christian believer may indeed feel good about him- or herself, because of good work done. But then that initial surge of self-respect is, at once, stifled. This mentality wilfully renounces the necessary self-confidence that alone enables one to think, with real inner freedom, for oneself, beyond the mere repetition of thought-gone-stale. It fails to recognize the true spiritual meaning of such self-confidence; misunderstands it as a mere form of sinful pride; and, by way of remedy for this sin, deliberately in fact sets out to intensify its own inner servitude, which it calls ‘humility’. The inner logic of the unatoned believer’s faith is inexorable. First, everything useful or beautiful is to be reckoned as a gift from God. Then, my own talents and skills in helping produce what is useful or beautiful are themselves to be regarded in the same way. All comes from God – therefore, it is concluded, 91
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I have no right to challenge what ‘God’ (here, the deified voice of the Rigidity Principle, the inner quisling, the Usurper) decrees. With this aberrant conclusion the true spiritual lessons of creative work are effectively lost, and everything is reduced to the utmost ‘superficiality’ (paragraph 221). We are left with nothing but a mere supposed demonstration of the need for thanksgiving, to ‘God’ the deified Rigidity Principle. Still, there is hope. And, just as in the previous case of the ‘master-slave’ relationship hope came from the irrepressible resilience of the slave, so too here, hope comes from the irrepressible resilience of the inner slave, as such. The unatoned believer adopts the persona of the inner slave, and gives thanks to the deified Rigidity Principle, the despot ‘God’. But (paragraph 222) the religious discipline of prayerful thanksgiving is itself a form of skilled work, in which one may well take virtuous pride. To do such work properly and diligently can, also, serve as a basis for serious self-respect. And, in so far as that happens, The whole movement can be regarded – entirely – as a showing-forth [or vindication] of individuality: not only the [secular] process of desiring, toiling and enjoying, but also the [religious] thanksgiving, which [at first sight] seems to signify the opposite. Despite the deceptive show of renunciation [in that thanksgiving], closer inspection shows it to involve no real abandonment of individual selfhood. But, on the contrary, it actually renders one all the more aware of being the particular individual that one is.7 Thus, the ideal of Christian humility, in general, is profoundly ambiguous. It may, with equal power, either express unatoned servility or else, on the contrary, the most radical, dissident thoughtfulness. In the first case, it is understood as involving a quite unquestioning acceptance of Christian herdmorality; the truly ‘humble’ individual is one who recognizes their sheer unworthiness to think for themselves. But in the second case, ‘humility’ has precisely become the self-respecting self-assertion of one’s individuality – now, on the contrary, by way of antithesis to the recognized arrogance and conceit of the herd as such, the herd’s lack of corporate humility. Everything is thus turned around. Humble thanksgiving evolves into self-confident social critique, for thank God, such is the believer’s clear sense of personal vocation from God. Unatoning Christianity lacks the insight to distinguish between these two absolutely opposite possibilities. But the point is that, by the same token, it can never altogether impose the servile mode, to the exclusion of the liberated alternative. And when finally we come to the third level – paragraphs 223–30 – the same ambiguity is, moreover, intensified. The second level of the ‘threefold 7
C.f. Miller, p. 134, Baillie, p. 262.
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movement’ has involved a basic spiritual discipline, applicable to all Christians alike. At the third level, however, the difference is that Hegel is talking, far rather, about the discipline of small, would-be spiritual elites, chiefly to be found within the monastic world. Here, as he puts it, ‘the enemy is discovered in its own-most form’: that is, at its angriest and most demanding. For, in this context, the domination of the Rigidity Principle has become the imposition of a fierce, neurotic asceticism, expressive of sheer loathing for the wretchedness of the adaptable sub-self, inasmuch as this is essentially identified with the ‘animal functions’ of the flesh. Yet, even in the monastic context – or rather, in a certain sense, above all there – the healing impulse of conventionality-dissolving Spirit is, again, resurgent. For, on the one hand, the ascetic discipline of the third level is premised on a systematic rejection of pride in straightforward, conventional Christian respectability, (paragraph 229), understood simply as a temptation to conceit. But on the other hand, the actual fulfilment, in itself, of the sacrifice, the successful giving up of any credit accruing to oneself, also serves to release one from one’s affliction.8 It brings about a real sense of reconciliation with God, by the infusion of divine grace into the soul, much more powerfully felt, because it involves so much more inner struggle, than at the other, less ascetic levels. And so, again, it begins to inspire the ascetic individual with the necessary self-confidence to question and challenge the mere conventions of his or her world. At this level, the sense of reconciliation continues to fall short of true atonement basically because it is still not understood in its true nature, as a primary precondition of wisdom, but instead itself remains conditional upon all manner of more or less servile submission to prevailing ideology. In the Roman Catholic tradition especially, the ascetic individual’s reconciliation with God has, in effect, come to be seen as requiring the mediation of a father confessor. The perceived necessity of such mediation is for Hegel a prime example of persistent unatonement. And yet, once again let us be clear, this is not just a critique of the specifically Roman Catholic practice of sacramental confession. Rather, Hegel alludes to that institution very much by way of illustration. What he is criticizing is not so much the institution in itself, but more a certain overestimation of its role. And his real objection is to any interpretation – not only in Roman Catholicism, but whatever the religious context – that renders the receiving of salvation in any way dependent on uncritical conformity to the dictates of external authority. In social terms, liberation from the unatoned state of mind is essentially the achievement of a capacity for critical nonconformity, on the basis of 8
C.f. Miller, p. 137, Baillie, p. 266.
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one’s own first-hand (presenting-hemisphere) experience of life as an inwardly free individual. That is to say: it is just what the historic Jesus of Nazareth represents, as a critic of conventional religion. He is our Saviour, essentially, by virtue of the way in which he is the ideal paradigm of such ‘individuality’ in general. But, for Hegel, it has become an urgent necessity to reconnect the church’s traditional image of Jesus with the actual historic reality, which the unatoned state of mind quite wilfully forgets.
3.2. The Christian Symbolic Promise, Philosophically Restored Ultimately, then, Hegel’s ideal is the development of a whole, well-rooted popular culture, dedicated to maximizing the chances of actual atonement. He thinks that Christianity has the capacity to inspire such a culture – if only Christian spirituality can be rescued from its fundamental ambiguity in this regard. Hitherto, the preaching of the gospel has always been ambiguous. But it is the general role of philosophy to dispel ambiguity, and now at last it can really get to grips with faith in Christ. Again, ‘stoicism’ and ‘scepticism’ are also expressions of the impulse to atonement. But ‘stoicism’ confines itself to a purely philosophic, solemn advocacy of thinking for oneself. It has no adequate strategy for capturing the popular imagination, with a systematic deployment of religious metaphor. And ‘scepticism’ differs only in being less solemn – it is no less removed from popular religion, as such. In chapter 4B Hegel is using these two terms, ‘stoicism’ and ‘scepticism’, in principle, to refer to any form of thinking, oriented towards atonement, which simply gives up on popular religion. When, however, in chapter 7C he comes to consider the actual historical context within which gospel truth was first revealed, and ‘Stoicism’ and ‘Scepticism’ reappear, (paragraph 751), he is thinking quite specifically of the original philosophic schools, so named, in the Classical world. (Hence, capital ‘S’s become appropriate.) Also prominent, alongside Stoicism and Scepticism, in this passage is the phenomenon of ancient Greek Comedy, as preserved in the dramas of Aristophanes. These represent another impulse towards atonement, more popular in form than any sort of philosophy: Aristophanes mocks the moral clichés, as such, of his world. Yet he does so in an essentially irreligious way, so that there is no real alternative basis for organized solidarity here either. For Hegel, Aristophanes’ work signals the dying of the older civil piety, in which ‘Substance’ (his term in this context for the ethical spirit of the polis as a whole, the moral substance of the polis) was quite straightforwardly honoured as divine ‘Subject’. In the Comedic worldview of Aristophanes, on the contrary, not ‘Substance’ but rather ‘the [ironically irreverent] Self’ is ‘absolute Being’ (paragraphs 748–9). ‘Substance’, as Hegel rather oddly puts it, has been ‘downgraded to a predicate’: although the gods that represent it are still recognized, they have become relatively incidental to civic life. 94
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Subsequent cultural conservatism may try as hard as it can to reinstate ‘Substance’ to its old role, but decay has set in. Increasingly, therefore, there is a demand for atonement that the pagan gods cannot satisfy. Roman paganism, at its best, in effect responds by deifying the abstract principle of legal right. But this, as will appear, still falls a long way short of what is required. And it is not enough, either, that atonement should be promoted only in the rarefied form of Stoic or Sceptic philosophy. So how is authentic divine revelation possible? To begin with, das unglückliche Bewußtseyn must indeed become fully ‘conscious’ of its objective ‘unhappiness’, in the loss of the ideological delusions that mask it. Twice Hegel speaks of ‘the bitter grief that cries out, “God is dead” ’, as an expression of that loss. The first occasion, paragraph 752, is in the context of pagan Rome, the second, paragraph 785, in the context of the Christian present day. Throughout his career he repeatedly looks for similarities between cultural conditions in his own world and those that, in the world of the Roman Empire, rendered possible the original rise of Christianity, by way of therapy. He does so because he wants to show that the time is ripe, now, for a great philosophic renewal of Christian faith, reawakening its original truth. And then we need to rise beyond any merely nostalgic attachment to the beauties of religious tradition. For what matters when it comes to religion is atonement – not just beauty in itself, however much beauty may also, ideally, contribute to the cause of atonement. For Hegel, Classical antiquity in its Greek heyday was a world of unparalleled religious beauty, but not yet one in which the critical demands of atonement had adequately emerged. In order for those demands to emerge, it was first necessary that the beauty should begin to lose its enchanting power, inasmuch as this was partly just a lovely disguise for unatonement. Hegel was a close friend of Hölderlin; as students at the Tübingen Stift they had shared a room. And he now goes on to describe das unglückliche Bewußtseyn, become conscious of its unhappiness, in terms that are strongly reminiscent of Hölderlin’s extravagant poetic lamentations. Thus, describing the religious decadence of ancient Rome (paragraph 753) he writes: People lose trust in the eternal laws of the gods, and the oracles, once consulted for every decision, have ceased to speak to them. The statues are stone corpses; their living souls have flown away, as has the faith that used to animate the words of their hymns. The tables of the gods are bare of spiritual food and drink, games and festival no longer jubilant occasions of communion with the divine. Where Spirit now continues to assert itself it is only to bring crushing ruination upon both gods and mortals. So the works of the Muse have lost all spiritual power. They have already become [for the people of that world] what they are for us. 95
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Note the sudden scene-shift, at this point, from ancient Rome to the present day: [They have become] beautiful fruit plucked from the tree. A kindly fate has bestowed them upon us, as a girl might proffer us fruit; the gifts are abstracted from their actual life-world, the tree that bore them, the earth and the elements that contributed to their substance, the climate that produced their distinctive character. So fate does not give us the living world of these works of art, the spring and summer of the ethical life in which they bloomed and ripened, but only a veiled memory of that reality. When we enjoy them, it is not for us an act of divine worship, sufficient in itself to bring us to perfect fulfilment and truth. But, rather, our enjoyment expresses itself only in the outer act of, as it were, wiping off some drops of rain or specks of dust from the fruit. And in place of the inner elements of the original ethical reality that environed, created and inspired the art, we construct, in prolix detail, a mere skeletal record of its outward existence: philological, historiographical etc. Not in order that we may re-live its actual life from within, but only so as to represent it to ourselves. At its most extreme, this is the world of Mr. Casaubon, in George Eliot’s Middlemarch; a dispirited, lifeless scholarly world in which everything is simply catalogued by the representing hemisphere, at its most meticulous. Yet, observe the twist in the argument that follows. While Hegel is talking in the first instance here about the beauties of Classical paganism, the point he wants to make is equally applicable to the beauties created by past ages of Christendom. These too have ceased to be reproducible in a world blighted by ‘Enlightenment’. Suddenly, though, his lament is cut through with a dramatic shaft of light – a renewed opening, despite everything, towards real gospel hope, on another level: Just as the girl who hands us the plucked fruit is more than the Nature that immediately produced them – the Nature at work in their constituents and context, the tree, the air, the light, and so on – since she brings all this together at a higher level, with the glint of self-awareness in her eyes, and her gesture of offering, so too the Spirit of the fate that presents us with these works of art is more than the ethical life actualised in that nation. For it is the recollective inwardising in us of the Spirit that in them was still only outwardly manifested.9 9
For this whole paragraph, compare Miller, pp. 455–56, Baillie, pp. 753–54. The German formula I have rendered as ‘the recollective inwardising in us’ is ‘die Er-Innerung’. The hyphen makes this mean ‘inwardising’, but ‘Erinnerung’, without a hyphen, is just the regular word for ‘memory’.
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To be sure, the cause of atonement has nothing to gain from the mere pedantry of Mr Casaubon and his ilk. But it does nevertheless require, at least, some measure of studious self-distancing from the sheer, immediate seductiveness of ‘outward’ religious beauty as such. For only so can the real, ‘inward’ truth of religion – its capacity to promote atonement – be discerned, even where it has been most seductively mixed together with other impulses. And the point is that historical distance can actually help in this regard. It can help, insofar as it serves to render possible a detached, philosophic discipline of discernment. As represented by the girl with the glint in her eyes. In other words: the worse it gets the better it gets, as the widely shared experience of alienation opens up the historic possibility of a truly fresh start. In paragraph 754 Hegel imagines all the various figures, personified states of mind previously analysed in the book as a whole, gathered together at the Christmas crib: ‘a periphery of standing figures, expectantly pushing forward around the birthplace of self-aware Spirit’. And ‘there in the middle is the pain and longing of the unatoned state of mind, which pervades them all, the agony of birth in which all are sympathetically united’. The business of the representing hemisphere is control. It operates mental devices for the control of the physical world; for the control of other people; and for the internalizing of various systems of social control, belonging to one’s culture. What I am calling ‘unatonement’ is just that internalization insofar as it has gone dysfunctionally rigid. And the ‘birthpangs’, here, are the necessary pain of abandoning all the most authoritative prejudices of the unatoned state of mind, its ideas of the sacred. What is struggling to be born is a practice of religion broken free from the consolatory ‘illusion’ that Freud, for instance, naively thought all religion had to be. It is a decisive abandonment of the prevailing rigidly authoritarian ‘God’-image that William Blake also lampooned as ‘Old Nobodaddy’. In a monotheistic context the unatoned state of mind, as it were, pictures God enthroned in the false cliché-clouded heaven of devout thought-gone-stale. But, again, the Christmas story shows God coming down out of that false heaven. Here is God definitively revealed, incarnate, precisely, in the figure of a prophet who has come to proclaim atonement, a champion of moral primary reality, the straightforward neighbourly ethics of the presenting hemisphere at its most liberated. Then the Saviour is crucified – but what else is crucifixion if not the ultimate symbol of unatonement, in general, at its most violent? The most cruel, the slowest possible death, always in the most public of places, crucifixion was used by the Roman authorities as the most dramatic way of making a certain symbolic statement. In itself, it is just the most vivid imaginable poetic assertion of the bully’s will to control. This then is the ultimate symbolic antithesis to truth-as-openness. God, however, symbolically reverses the Roman symbolism: the one whom Pontius Pilate put to death is raised to life. The great champion of truth-as-openness, the crucified 97
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dissident is revealed as the definitive embodiment of the divine. The resurrection of the Crucified One is a sort of judo throw, using the energy of the opponent himself to topple him. So the tremendous poetic energy of crucifixion is used by God to affirm the exact opposite to what the crucifiers sought to affirm. In this throw atonement is indeed revealed, with maximum poetic power, to be the very essence of the truly sacred. In short, the essential truth of the gospel, for Hegel, consists in its symbolic redefinition of sin. What are we to be saved from? Not least: a completely mistaken notion of our need, as sinners, for salvation. The unatoned state of mind, by definition, assumes that it already knows what sin is. Its morality is always the internalizing of some given code, based upon some given, fixed representation of the world. True atonement is the opposite: a sheer opening up to the primary reality of one’s neighbour, and to the moral challenge immediately bound up with that reality, even where it requires us to offend against convention. The whole original logic of the Christian gospel is to vindicate atonement in this question-opening sense. But then the unatoned state of mind springs back; it commandeers (the outward forms of) the gospel for itself. Again it assumes that we already know what sin is, no need for individuals to engage in any fumbling exploration of their own – sin is what offends the Church’s given moral code. Christ’s having ‘died for our sins’ no longer means that his death and resurrection serve to call in question the very nature of sin; it merely becomes a way of underlining the gravity of sin, as conventionally understood. Look how grave our sins are, the unatoned state of mind in Christian form declares: our offences against conventional morality are so grave that, in order to save us from the consequences, God had to send his own Son to die on our behalf. In such thinking, however, the Easter story is effectively abstracted from its historical context, it becomes mythic; the original pagan symbolism of crucifixion is forgotten, and with it the original meaning of Jesus’ resurrection. Forgotten also is Jesus’ championing of social outcasts. The judo-throw no longer works. Unatoned Christian piety exalts Jesus, yet it forgets who he truly is, what it is about him that makes him our Saviour. It treasures its own notion of ‘orthodoxy’, yet completely empties the gospel of its original rationale. Christ ceases to be a symbol of true atonement. Instead, he is honoured only as a totem. Hegel is the first Christian theologian ever to develop this sort of argument at all systematically. In order to justify its novelty he constructs a grand narrative, the whole underlying purpose of which is to show how such a breakthrough has now, at long last, become possible, and why not before. And in the Phenomenology he also sets out to develop a new philosophic language for theology, in order to articulate it. The traditional language of theological Vorstellung – that is, ‘imaginative representation’ or ‘picture thinking’ – is so imbued with the workings of the unatoned state of mind that he decides to translate it into quite a different idiom. By comparison with the traditional idiom, this new one of Hegel’s 98
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operates at a drastically heightened level of metaphoric agility; for it involves a constant, direct leaping back and forth between the gospel story, as story, and a general discussion of different modes of thought, as modes of thought. All the time he is relating the story to the overthrow of the unatoned state of mind. He is struggling to render that relationship explicit, as it had never hitherto been. Since his aim is to make us think about theology in quite a new way, he refuses to let us rest, even for a moment, in the familiarity of the story as conventionally represented. So, for example, consider this characteristically hyper-compressed, and abstract, formulation at the beginning of paragraph 755: [The ‘pure’ Begriff, or articulation, of Spirit] has in it two sides . . . One is this, that Substance goes out of itself, empties itself, to become selfawareness; the other is the converse, that self-awareness goes out of itself, empties itself, to make of itself a ‘thing’, or the universal Self.10 ‘Substance’ here means God, as represented by substantial (weighty, authoritative) tradition in general. Substance ‘becoming self-awareness’ is pre-eminently the truth represented by the Incarnation: the transformation of such a tradition into a symbolic vindication of authentic, because atoning, self-awareness. The converse movement is the prayer of the atoned individual, as such prayer liberates one from the egoism of the unatoned state of mind, and culminates in the mystical experience of self-less union with the divine, being rendered in that sense impersonal (‘a thing’) or finding oneself swallowed up into the ‘universal Selfhood’ of God. Two modes of thought – both, Hegel wants to argue, are necessary for the full overcoming of the unatoned state of mind. The mystery cults of antiquity (paragraph 756) embody the latter mode, only without the former. With their poetic populism they come closer to what is needed than arid, cerebral Stoic or Sceptic philosophy. But they are still incomplete, because they continue to lack the necessary political energy that one finds in the Christian Church. They are still too otherworldly, lacking any equivalent to the Christian sense of revelation as a direct divine intervention into this-worldly history. And then, in what follows, Hegel proceeds as it were to retell the gospel story essentially as an inter-play of Spirit and its Begriff. Again, by ‘Spirit’ he means the will to atonement, the energy of progressive true revelation of the divine through the opening up of human thought to primary reality, beyond thought-gone-stale. By ‘Begriff’ (literally ‘concept’ or ‘notion’) he means the conceptual representation of that will, at every different level of thought, rising at length to the most systematic philosophical explicitness. This, then,
10
C.f. Miller, p. 457, Baillie, p. 755.
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is the representing hemisphere’s homage to atonement in general.11 The Christian Church, at first, apprehends the truth of atonement in the intrinsically always ambiguous form of Vorstellung, immediate picture thinking. But (paragraph 762): This Begriff of Spirit that knows itself as Spirit [the context indicates that he means the pre-philosophical Christian understanding of God] is the immediate Begriff, still needing to be developed. [The supreme] Being is [here recognised as] Spirit, inasmuch as it has appeared, it is revealed. This first revelation is immediate [as contrasted with more explicit philosophic revelation]; but the immediacy is also [implicitly] thought, or pure mediation, and must therefore begin to show itself as such, in its own sphere [i.e. it necessarily begins, straightaway, to generate theology]. – More precisely, Spirit, in the immediacy of [the devout believer’s] self-awareness is [represented by] this individual person [Jesus], set over against all others. It appears, to those for whom it is immediately present, as an exclusive One in the still unresolved form of a sensuous ‘other’. They [the disciples] do not yet know Spirit as belonging to themselves. In other words, Spirit, revealed in the form of this one self [Jesus], is not yet equally there as the universal true Selfhood of all. Or, the shape it assumes has not yet fully attained the form of the Begriff, i.e. of the universal Self . . .12 This tortuous prose style is designed to undo what the unatoned representing hemisphere, the Rigidity Principle, does to Christian faith. So it is meant to dissolve the mere objectification of faith, that is, the reduction of faith to a purported definitive Vorstellung of objective truth-as-correctness; and to interpret faith, far rather, as an eliciting of the fully developed ‘Begriff ’. In other words: as a fully explicit articulation of subjective truth-as-openness; or the universal, trans-culturally valid, ideal of ‘true Selfhood’. Kierkegaard, indeed, was to attack Hegel as an opponent of the true principle that ‘truth is subjectivity’.13 But nothing could be more perverse! That, when it comes to theology, ‘truth is subjectivity’ is in fact absolutely Hegel’s own argument. The truth of a professed faith in the Incarnation, he wants to insist, is altogether dependent on the believer’s own ‘subjective’ liberation from the ‘subjective’ untruth of the unatoned state of mind. Everything depends upon 11
12 13
In his Logic, where Hegel is no longer speaking in the first instance of Spirit as such, ‘Begriff’ has rather a different meaning. There it means, more, ‘theoretical representation of practical know-how’ generally. C.f. Miller, pp. 461–62, Baillie, pp. 761–62. This attack is a pervasive theme especially of Kierkegaard’s Concluding Unscientific Postscript (trans. David F. Swenson and Walter Lowrie; Princeton: Princeton University Press, 1941).
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this basic struggle within ‘subjectivity’. The truth of faith is not an objective datum, in the way that a correct theory, simply as such, is. But faith becomes true to the precise extent that, through it, one is inspired to appropriate, for one’s own self, the universally valid ‘Self’-ideal one sees symbolically pioneered in Christ: ‘the Begriff of Spirit’. It has no other truth apart from that. No doubt one has to say that Hegel’s language fails. It is just too tortuous; he is trying too hard; his impatience has overcome him. The result is virtually unreadable, an avalanche of jargon – he fights cliché with jargon. And this has played into the hands of those who, in any case, have not wanted to hear the truth of what he is saying. Nevertheless, the basic challenge behind the jargon still remains.
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6 the spur: hegel versus fichte
1. The significance of Fichte To understand fully the significance of Hegel’s breakthrough in the Phenomenology we need to understand how it had become possible. And, for that, the key factor that I think most of all needs emphasizing is in fact the largely negative influence of Fichte. Johann Gottlieb Fichte (1762–1814) was Hegel’s immediate predecessor, as Professor of Philosophy, at the new University of Berlin. They are buried side by side in Berlin’s Dorotheenstädtische Friedhof. Since Fichte has not had many followers in the longer term, it is all too easy to underestimate his towering significance for the immediate environment in which Hegel originally came to philosophy. But both of Hegel’s main philosophic publications before the Phenomenology, the two long essays Difference between the Systems of Fichte and Schelling (1801) and Faith and Knowledge (1802), deal largely with him.1 Schelling, Hegel’s close friend and ally in this period, had at first been an eager advocate of Fichte’s thought; when, on the other hand, Schelling started to distance himself from Fichte, Hegel adopted the role of advocate for Schelling, against him. And then the Phenomenology, as a whole, represents a yet more fundamental repudiation. Afterwards, again, Hegel discusses Fichte’s thought at length in his Lectures on the History of Philosophy, a course that he delivered on nine different occasions, from 1805 onwards; as well as making numerous direct references to Fichte in his writings on logic.2
1
2
Hegel, The Difference Between Fichte’s and Schelling’s System of Philosophy, and Faith and Knowledge (English translations of both works by H. S. Harris and Walter Cerf; Albany: SUNY Press, 1977). Hegel, Lectures on the History of Philosophy 1825–1826, Vol. 3 (ed. and trans. Robert F. Brown, Oxford: Oxford University Press, 2009), pp. 178–84, 190–92.
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To begin with, Fichte had been a follower of Kant. Later, however, he went significantly beyond Kant, in a way that for Hegel, I think, was decisive in helping clarify his own, quite different critique of Kant. Thus, like Kant, Fichte attacks all forms of traditional religious authority claim: not only where such claims are expressive of unatonement, but in every case, without discrimination. It was, I think, very largely that lack of discrimination on Fichte’s part, and its consequences, which prompted Hegel to discriminate as he does. Fichte indeed represents a sort of messianic secularism, with himself in the role of philosophic messiah, and Kant as his John the Baptist. This is secularism at its most euphoric, and all-trampling. It is a great surge of revolutionary energy akin to that of Jacobinism; yet disowning all the actual failures of Jacobinism, and purporting to be something quite fresh. Hegel is heir to everything that is liberating in the historic explosion of Fichtean thought, as a great blowing-open of all that old-time religion has held closed. But he has also, already, risen decisively beyond it.
2. Truth-as-uprootedness Having personally come from plebeian origins – as a child he owed his education to the generous patronage of a local nobleman who just so happened to observe his intelligence – Fichte despised hereditary privilege. And he hated the established churches for their complicity with it. When the French Revolution erupted he was fired with enthusiasm for its ideals. His first book, published in 1792, was an Attempt at a Critique of All Revelation, very much in the manner of Kant.3 Yet it actually anticipated Kant’s own Religion Within the Limits of Reason Alone by a year. As the author’s name did not appear on the cover, some reviewers took it to be an anonymous work by the great Kant himself; which drew considerable attention to it. This made his reputation. Then, though, he struck out on his own distinctive path. As regards the logic of the Fichtean argument, Hegel is warmly appreciative of Fichte’s achievement as a ‘speculative’ thinker. Odd as it may seem, ‘speculative’ is in fact a word with the most positive connotations for both Fichte and Hegel. For Hegel, it precisely signifies the sense in which Fichte, notwithstanding all his faults, at least at one level, surpasses Kant. So he regards Fichte’s work as the most thorough and profound speculation, all the more remarkable because at the time when it appeared even the Kantian philosophy had 3
Fichte, Attempt at a Critique of All Revelation (trans. Garrett Green, Cambridge: Cambridge University Press, 1978).
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proved unable to awaken Reason to the lost concept of genuine speculation.4 Let us consider what this means. Then just as now, the primary meaning of the word ‘speculation’ was derogatory: a story that is merely ‘speculative’ is one that is not to be taken too seriously. Nevertheless, in Hegel’s thought ‘Spekulation’ is paired with ‘Reflexion’, ‘reflection’. ‘Speculum’, after all, is the Latin for ‘mirror’; and here, then, were two terms for the general role of thought as a mirroring of reality. Hegel uses them, first and foremost, to designate two opposite modes of relationship between philosophy and first-order religious faith. The distinction is determined by the flavour of uncertainty associated with ‘speculation’. ‘Reflection’, here, is in effect his term for any mode of philosophic thought that remains trapped within a premature craving for certainty. By contrast, authentic ‘speculation’ is philosophy properly released from that craving. So it is that Hegel further distinguishes the three elementary modes of potentially authentic rationality: ‘Understanding’, ‘Dialectical Reason’, ‘Speculative Reason’. The category of ‘Understanding’ includes any sort of thinking insofar as it focuses on the need for logical, and terminological, consistency, valued for its practical usefulness. ‘Dialectical Reason’ is the opposite, inasmuch as it is any sort of thinking, whether oriented towards truth-as-openness or truth-as-correctness, which focuses on the inevitable, context-dependent ambiguities of language. (In post-Hegelian neuropsychological terms: ‘Understanding’ is what the representing hemisphere prioritizes; ‘Dialectical Reason’ is an opening towards the way in which the apprehensions of the presenting hemisphere exceed the interpretative capacity of the representing hemisphere.) And ‘Speculative Reason’, then, is systematic philosophic thought which maintains a proper balance between these two. Where Understanding falls away, there is no philosophy; only poetry. But where Dialectic falls away, the result is merely ‘reflective’, as opposed to ‘speculative’, philosophy. Reflective philosophy issues from a craving for the sort of certainty that Dialectical Reason forever dissolves: certainty, once and for all, beyond ambiguity. In relation to religious faith, it therefore sets out to define a hard core of such theological certainty – supposedly immune from dialectical dissolution – surrounded by a general penumbra of agnostic indifference. At one extreme, the core of unambiguous certainty may be broadly defined as ‘what the Bible says’. Or, at the opposite extreme, it may be, as Kant puts it, ‘religion within the limits of reason alone’. That is to say, the minimal dogmas of a rationalistic sect: a set of quite abstract moral 4
The Difference between Fichte’s and Schelling’s System of Philosophy, p. 118. (In Faith and Knowledge, p. 167, he partially retracts this praise. He there criticizes Fichte’s more populist writings, as a bit of a backsliding towards false naivety.)
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principles, without any notion of divine revelation in history at all. Despite the obvious difference between these two principles, both, for Hegel, are in the end examples of reflective thinking. Speculative thinking differs inasmuch as, for it, there is no general penumbra of agnostic indifference; and no core of simple certainty, either. But rather there is a principle of discernment at work, penetrating what is recognized as the endless ambiguity of all first-order faith, without exception. No elements of first-order faith are either absolutely affirmed here, or absolutely repudiated; as they are in reflective thought. For it is recognized that the truth in question is not simple truth-as-correctness, but something altogether more elusive. As to how first-order faith relates to this truth: everything, always, all depends. Subjectively, it depends upon who the believer is, and what the believer intends. Objectively, it depends upon the circumstances. Speculative thought about faith differs from reflective thought, essentially, in its constant insistence on the importance of context. Hegel salutes Fichte as a thinker who has indeed gone decisively beyond Kant, in the direction of authentic philosophic ‘speculation’. And yet, the fact is, Fichte represents a very different form of speculative thinking from Hegel’s own. For what he aims at is not exactly (what I would call) ‘truthas-openness’. Rather, one might say that he celebrates truth-as-uprootedness. He has abandoned Kant’s theological agnosticism, just as Hegel also does. Only, it is, in a sense, for the opposite reason. Kant, of course, argues that primary reality – ‘das Ding an sich’, ‘the thing in itself’ – is forever ‘unknowable’. In Hegelian terms, one might say that the positive intention and effect of this doctrine is essentially to soften any ideological formation expressive of das unglückliche Bewußtseyn. The despotic Rigidity-Principle sub-self is compelled to confess that, beyond the bare minimum of ‘religion within the limits of reason alone’, it does not ‘know’, but only believes, its authority-generating worldview to be true. In particular, Kant disallows any notion of authoritative divine revelation in history on this basis, arguing that it implies a claim to ‘know’ what, as a matter of principle, can never be ‘known’. Whereas, however, Kant’s doctrine may to some extent thus rhetorically dis-empower the despotic sub-self, the trouble is that, by the same token, it also rhetorically dis-empowers the opposite, insurgent sub-self. True wisdom, for Hegel, does not just consist in constraining, and softening, the ideological expression of the das unglückliche Bewußtseyn or unatoned state of mind. It consists in overcoming that mentality. And this requires uninhibited resistance. Against Kant, Hegel therefore wants to speak, without any inhibition, about atonement as a true ‘knowing’ of primary reality. When he entitles the final chapter of the Phenomenology ‘Absolute Knowing’, it is not least a polemical gesture against Kant. And hence, too, the Phenomenology is framed as a philosophic study of divine ‘revelation’ in history: seeking to establish the basic criteria for recognizing historic revelation and interpreting it. Kant wants to wage war against the 105
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very concept of historic ‘revelation’, but Hegel’s war is, rather, against unatonement, in all its forms. And it is a religious war, in which every serious victory won he considers to be a moment of ‘revelation’. So he sets out to write a philosophic history of revelation in this sense: a history that partly criticizes, but also partly vindicates the Church’s traditional understanding of revelatory divine providence. Fichte, by contrast, remains altogether closer to Kant. Hegel differs from Kant in that he wants to be more open to the essential ambiguity of traditional Church-Christianity. Fichte differs for the opposite reason: he wants to be still more aggressive than Kant in his absolute repudiation of any church tradition, as such. Whereas Kant, it seems, simply wants to withdraw, in company with a small elite of the enlightened, into the minimal truthas-correctness of ‘religion within the limits of reason alone’, Fichte has a project for the wholesale transformation of the world, a secularizing gospel of truth-as-uprootedness for all. His complaint against Kant’s theological agnosticism is bound up with a sense that, after all, it is too soft on orthodox theology. For Fichte, Kant’s agnosticism is no more than an arbitrary shrinking back from proper political confrontation with the enemy. Fichte knows that traditional church theology is bunk – and he sees no point in politely softening the conflict with any rhetorical pose, no matter how perfunctory, of ‘not knowing’. In general, he differs from Kant in the much more boldly strategic nature of his thinking as a whole. That is to say, he has ambitious ideas about how his brand of philosophic insight might come to inform an actual solidarity-building project. He designs the aggressive moral rhetoric of a would-be populist movement, spells out its view of history, and its governmental policies, to a much greater extent than Kant does. In 1799 a fierce controversy blew up around Fichte, who was then a professor at the University of Jena. He was accused of ‘atheism’, and eventually lost his job as a result. He protested vigorously. What he rejected was not faith in God. Nor did he reject ‘Christianity’; indeed, in his later writings he increasingly represents himself as a good ‘Christian’. No, his theological enemy was just any sort of institutionalized religious conservatism, of the sort represented by the mainstream churches. (At Jena he had taken to delivering Sunday morning lectures as an alternative to church worship.) And this, then, was the speculative criterion that he brought to bear on religion in general. As he addresses the endless ambiguity of first-order faith, for him everything comes down to the basic interplay between true divine authority and the false authority of conservative religious traditions. In effect, he identifies authentic faith in twofold fashion: as the coupling of an intense moral sincerity with an infinite desire for radical change in society. Whatever exalts the authority of God, understood as commanding faith in that sense, against the authority of conservative tradition, as such, is to that extent true; and, conversely, whatever on the contrary represents the 106
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authority of God essentially mediated by the authority claims of conservative religion is to that extent false. Fichte is not a thinker of atonement, any more than Kant is. He is militantly opposed to the theology of the unatoned state of mind insofar as it is entangled with conservative church loyalties; but what he is attacking here is not the element of unatonement, in itself. Rather, it is the conservatism of the traditions which that element has come to inform. As we have seen, Hegel arrives at his concept of das unglückliche Bewußtseyn largely by way of working out his disagreement with the critical priorities that both Kant and Fichte share. This is already apparent in his (only posthumously published) essay of 1798–1801, The Spirit of Christianity and its Fate, where he responds to Kant’s provocative remark equating the Christian piety of European prelates or American puritans to the animistic beliefs of Siberian tribespeople. For Kant, the basic problem is the same in all three cases: mistaken, conservative reverence for traditional authority, simply as such. To which Hegel responds by pointing out what he considers the yet more basic, universal problem of unatonement: liable to be present not only in these cases, but also in the thinking of even the most enlightened Kantian, inasmuch as Kantian doctrine merely distracts from the problem. For, after all, not every form of religious conservatism need be a barrier to atonement. Nor is there any guarantee that a passionately sincere moralistic desire for radical change in society will always be atoning. Indeed, Fichte’s thought, considered as a whole, is actually a most spectacular illustration of the opposite possibility. In the Phenomenology this initial critique of Kantian / Fichtean antitraditionalism has, as I have said, swelled into a great argument ultimately all about strategy. ‘Absolute knowing’ is the name for a strategic enterprise: it is very much a matter of ‘knowing’ the proper criteria for effective solidarityin-wisdom. It seems to me that, in its essentially strategic nature, Hegel’s thought here very largely arises as a response to the strategic thinking of Fichte. The cause that Hegel seeks to promote – the ‘cause of atonement’, as I would call it – is not Fichte’s cause at all. And he looks to promote it above all by integrating it into the very sort of religious tradition that Fichte anathematizes. Yet, he is largely energized by the challenge (or the menace) of Fichte’s quite different strategy. He is inspired by the sheer ambition of Fichte’s thought, to try and develop an equally, or even more, ambitious alternative to it.
3. The despotism of the ‘Absolute Ego’ Fichte’s strategy is abstractly grounded in what he calls his ‘Wissenschaftslehre’, his ‘Theory of Science’. In historical terms, I would argue that Hegel’s notion of ‘absolute knowing’ (‘absolutes Wissen’) is above all a riposte to Fichte’s 107
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Wissenschaftslehre. The Wissenschaftslehre traces what Fichte sees as the perennial interplay, within the human psyche, of two ‘egos’. Namely: the ‘finite ego’ and the ‘Transcendental’ or ‘Absolute Ego’. The ‘finite ego’ is simply the ordinary empirical self of any individual – insofar as one’s identity is shaped and constrained by one’s given cultural and biographical context. But the ‘Absolute Ego’ is the ideal Self. This, for Fichte, first and foremost means a Self that is absolutely independent of given cultural and biographical context. The fundamental contrast that Fichte draws between these two ‘egos’ is comparable to the contrast Nietzsche later draws between ‘reactive’ and ‘active forces’. On the one hand, when Fichte speaks of reconnecting with the latent ‘Absolute Ego’ what he has in mind is an experience of radical shakenness – being shaken out of the ordinary moral complacencies of the ‘finite ego’. And yet, on the other hand, the outcome of this experience, for him, is by no means the sort of commitment to conversational openness that Hegel represents. On the contrary, the ‘Absolute Ego’ is altogether an impulse to control, to shape, to impose ‘rational’ order on the world. In neuropsychological terms, it thus appears to be entirely a projection of representing-hemisphere energies. It is simply the sum of those energies at their most spontaneous. Fichtean wisdom involves a decisive overthrow of the inner quisling, that is, the Rigidity Principle as the internalized voice of conservative cultural norms. But then it issues in the cultivation, instead, of another sort of inner despotism, different from that of the conservative inner quisling only by virtue of its extreme aggression towards the outside world. There is a double aggression here: both towards the outside world and towards the unregenerate (largely presenting-hemisphere) ‘finite ego’. The ambience of the ‘Absolute Ego’ is pure Reason; as an ethical impulse it is pure universal altruism. However, its altruism is the sort that belongs to an abstract logical theory, coupled with a truly ferocious determination to seize and wield power, according to the demands of that theory. The fullness of truth, for Fichte, is definable as whatever derives from the creative impulse of the ‘Absolute Ego’. In other words, that impulse is the one and only source of true meaning in things. He developed this doctrine in a whole series of works, beginning with his 1794 Basis of the Entire Theory of Science.5 Here, to begin with, he traces the dialectic of the ‘Absolute Ego’s’ work of ‘positing’: in other words, its creation of meaning. He analyses its ‘positing’ of Nature, by which Nature is invested with meaning as an endless 5
English translation by Peter Heath: Fichte: Science of Knowledge (Wissenschaftslehre) (Cambridge: Cambridge University Press, 1982). And see also Foundations of Transcendental Philosophy (Wissenschaftslehre) nova methodo (trans. Daniel Breazeale, Ithaca: Cornell University Press, 1992); The Science of Knowing: J. G. Fichte’s 1804 Lectures on the Wissenschaftslehre (trans. Walter E. Wright, Albany: SUNY Press, 2005).
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series of resistances to be strenuously overcome – and its ‘self-positing’, by way of that overcoming – in the most abstract metaphysical terms. ‘Nature’, for Fichte, includes every sort of constraint on the Promethean impulse of the ‘Absolute Ego’, whether these are resistances of physical actuality, psychological habit, or conservative cultural tradition. Human wisdom, he argues, essentially consists in absolute self-identification with the ‘Absolute Ego’, and hence an infinite self-uprooting from the givenness of one’s ‘natural’ identity, in all its aspects. The Fichtean Wissenschaftslehre is at one level a very abstruse argument. And yet, at the same time, Fichte was determined to be heard. The urgent evangelistic tone that also pervades his work is well captured, for instance, in the title of the tract he published in 1801: A Report, Clear as the Sun, for the General Public on the Real Essence of the Latest Philosophy: An Attempt to Compel the Reader to Understand. Like Plato, he thinks that the true philosopher’s vocation is not only to be a scholar, but also to be a ruler. He differs from Plato only in the radicalism he insists that the true philosopher must be completely cut loose from all popular moral and religious tradition. Fichte was a dynamic orator, and proud of it; a man of theatrically ostentatious sincerity. As his son described him: Fichte’s words in his lectures sweep along like a storm cloud that sheds its fire in separate strokes. He does not move, but he uplifts the soul. Reinhold [his predecessor as Professor of Philosophy at Jena, another admirer of Kant] wanted to make good men; Fichte wants to make great men. His glance is monitory and his gait defiant. Through his philosophy he aims at directing the spirit of the age.6 ‘God forbid that Fichte should be persecuted’, remarked a contemporary in 1796, ‘or else there might very well emerge a Fichtianity a hundred times worse than Christianity’.7 Looking at human history, both past and future, in the light of his metaphysical Wissenschaftslehre, sometimes Fichte divides it, simply, into two great epochs; sometimes into five. The twofold division is between cultures governed by the authority of the past and cultures governed instead by a ‘rational’ hope for the future, decisively uprooted from the past. As he sees it, the transition from the former to the latter begins above all with the 6
7
Quoted in George Armstrong Kelly, Idealism, Politics and History (Cambridge: Cambridge University Press, 1969), p. 187, from Immanuel Hermann Fichte, J. G. Fichtes Leben und literarischer Briefwechsel (2 volumes; Sulzbach: Seidel, 1830), Vol. 1, p. 52. Kelly, pp. 187–88: from a letter of Erhard to Niethammer, 16 June 1796, quoted by Xavier Léon, Fichte et son temps (2 vols.; Paris: Armand Colin, 1922–1927) Vol. 1, p. 470.
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original breakthrough-moment of the Christian gospel, in its character as an eruption of apocalyptic hope. But what begins there can only, he thinks, be fully accomplished by post-Kantian philosophy, liberating this element of implicit truth in gospel hope from its distortion into conservative church tradition, as such. The fivefold division, on the other hand, is between (i) ‘the state of innocence of the human race’, in prehistory; (ii) ‘the state of progressive sin’, where historic tradition-based authoritarian regimes hold sway, enforcing ‘blind faith and unconditional obedience’; (iii) ‘the state of completed sinfulness’, in which those regimes begin to collapse, at first into mere moral anarchy – this, though, at the same time begins to evoke an urgent hunger for change, such as to render it also the initial ‘epoch of liberation’; (iv) ‘the state of progressive justification’ – this is what Fichte is working towards, a world in which Reason as ‘knowledge’ will forcibly instil a fresh moral discipline; and (v) ‘the state of completed justification and sanctification’, when Reason as ‘art’ will one day bask in its final triumph. As he develops this scheme in his lectures on The Characteristics of the Present Age in 1804–1805, he sees himself as being situated right in the midst of the third epoch.8 He is scathing about the immediate moral impact of the Enlightenment, at any rate in its French forms. The Parisian philosophes, he thinks, represent a culture of absolute decadence, nothing but rampant licentious individualism. However – in this he resembles Hegel – the worse it gets, he thinks, the better it gets. For only so is it possible for a sufficient energy of yearning to be generated, for real moral improvement. The worse it gets, the better it gets: both Hegel and Fichte think this, and yet Fichte’s sense of the political opportunities now opening up could scarcely be more different from Hegel’s. For the Hegelian ideal is, first of all, the development of a trans-political culture of atonement, and then, politically, whatever emerges out of that, through the patient negotiation of a general consensus. Hegel’s Philosophy of Right may essentially be seen as a study of the proper conditions enabling good negotiation, between all interested parties. But Fichte, on the contrary, does not believe in consensus-building negotiation. He believes in a dictatorship of Reason. He is in fact a pioneering theorist of hard-line state socialism. In order to create a space for radical philosophic politics, he argues for a complete government monopoly on all foreign trade plus a determined bid to achieve national economic self-sufficiency. This is so that the revolutionary regime may be able to exclude corrupt moral influences from abroad. And then, 8
Fichte, The Characteristics of the Present Age (trans. William Smith; repr., Washington DC: University Publications of America, 1977).
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within the resultant ‘closed’ state, he advocates strict centralized control over people’s working conditions and levels of pay. The ultimate aim is to create a system of maximum economic equality.9 Such equality is desirable for moral reasons: it will prevent the upper classes being corrupted by excessive wealth, and will also preserve the lower classes from the servility that results from destitution. But, until everyone has learnt to see the benefits of such a policy, it is clearly dependent on considerable coercion. In the fifth and final epoch, he promises, the state will wither away. For by that time original human nature will have been so broken and transformed, state government will no longer be necessary. In order to achieve this transformation, however, the fourth epoch, the more immediate future, is necessarily going to involve a furious imposition of discipline from above, by ruthless philosopher-rulers. His later writings picture the ideal philosopher of the future as being both ‘Seher’ and ‘Zwingherr’: ‘seer’ and ‘enforcer’. Essentially, Fichte thinks of the state as a giant school, with regard to which everything depends upon getting the right teachers in charge, and ensuring that their word really is law. The ancien regime has got to be wiped out – at all costs. And the ideal state of the fourth epoch will be self-consciously constituted as a ‘Notstaat’, an ‘emergency-state’, with an extreme harshness of discipline corresponding to the extremity of the moral decadence into which the third epoch has fallen. How might the philosopher-elite actually come to power, so as to inaugurate the Notstaat? Fichte’s first strategic project was to try and infiltrate Freemasonry, with a view to converting it into the requisite sort of revolutionary movement.10 But then, from 1806 onwards, a new situation arose. Germany was overrun by the armies of the Napoleonic Empire; this prompted the rise of a new pan-German nationalist movement, in reaction. And, abandoning Freemasonry, he thereupon decided, instead, to try and marry together the hopes of ‘Reason’ with the embittered fervour of that movement. His Addresses to the German Nation, delivered in Frenchoccupied Berlin during the grim winter of 1807–1808, are an extravagant oratorical tour de force, systematically infusing the clichés of nationalist propaganda with his distinctive brand of moral-philosophic uplift.11
9
10
11
Der geschlossene Handelstaat, full text in J. G. Fichte: Gesamtausgabe, Vol. 1, 7 (ed. Reinhard Lauth, Hans Jacobs and Hans Gliwitzky, Stuttgart – Bad Cannstatt: Verlag Frommann-Holzboog, 1964), pp. 37–141; partially translated in H. S. Reiss and P. Brown, eds., The Political Thought of the German Romantics (Oxford: Blackwell, 1955). Fichte, The Philosophy of Masonry: Letters to Constant, (trans. Roscoe Pound, in Masonic Addresses and Writings of Roscoe Pound; New York: Macoy, 1953), pp. 130–98. Fichte, Addresses to the German Nation (ed. George Armstrong Kelly, trans. R. F. Jones and G. H. Turnbull; New York: Harper & Row, 1968).
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At one level Fichte never abandoned his initial cosmopolitan Kantianism: his first loyalty always remained to the international community of rightthinking scholars. But inasmuch as the sort of revolutionary change he sought required the use of sovereign governmental power within an economically ‘closed’ state, it was by no means unnatural for him also to invoke nationalist sentiment, if only for tactical purposes, to justify the state’s ‘closure’. And he saw no ultimate contradiction between cosmopolitan morality and Germanpatriotic resistance to the (he thought) fundamentally amoral Napoleonic project of ‘universal monarchy’. Everything about that project was loathsome to him. Moreover, he shared the prevalent antisemitism of the new nationalist movement. In his thinking antisemitic prejudice mingled all too naturally with hostility to what, in neo-Marcionite fashion, he saw as the intrinsic ‘pharisaism’ of traditional Church-Christianity. So he urged that all Jews should be expelled from Germany. Indeed, given that what he wanted was simply a power base from which to launch a campaign for philosopher rule, the nationalist movement seemed to offer just what was needed. For it was especially influential among university students, the prime constituency he sought to address. And he revelled in the sheer drama of the situation – it provided such a perfect setting for his own embattled self-dramatization, as the quasi-messianic prophet of the ‘Absolute Ego’. Fichte’s response to these events was, thus, pretty much the exact opposite to Hegel’s. Yes, he was a humanist. But his really was a humanism of the most inhumane kind.
4. Fichte and Marx Why has Fichte largely been forgotten? Surely, one prime reason is that in subsequent generations the sort of impulse he represents was for the most part channelled into Marxism. And Marx, for his part, had no interest in Fichte as a forerunner. There are of course two very obvious differences between Fichte’s thought and Marx’s: Marx had no time for anything like Fichte’s German nationalism, and he also saw himself as a ‘materialist’, whereas Fichte was a metaphysical ‘idealist’. Yet Fichte’s ultimate political ideal is just as internationalist as Marx’s. The difference was simply that Marx had different strategic opportunities available to him, opportunities that did not yet exist in Fichte’s day. In actual practice, of course, what Marx calls the ‘dictatorship of the proletariat’ was very much a sort of veiled equivalent to Fichtean philosopherrule, since the will of the proletariat could only be rendered dictatorial through the agency of representative intellectuals. It involved considerable economic ‘closure’ of socialist states, much as Fichte had advocated; and, again in thoroughly Fichtean fashion, an immediate escalation of state power, supposedly on the way towards the state’s eventual ‘withering away’. However, Marxist intellectuals were able to work in and through 112
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internationally linked proletarian organizations, of a kind that had only begun to develop in the period after Fichte’s death. Fichte may have been a fervent nationalist, but even so the fact is that he was a nationalist, basically, faute de mieux. As for the difference between Marx’s ‘materialism’ and Fichte’s ‘idealism’: what, in the end, does this really amount to? On the one hand, Marxist materialism is a ‘no-nonsense’, brisk dismissal of religious faith, understood as an intrinsically anti-progressive force. But, then, the ‘idealist’ Fichte is equally dismissive of conservative religion. On the other hand, Fichte, like Hegel, is an ‘idealist’ inasmuch as he considers what he does as a philosopher – in the sense that philosophy means systematically thinking about thinking – to be of immeasurable importance for the guidance it gives towards salvation for all. Marx, as a ‘materialist’, disagrees. For Marx, the doctrine that is the chief pointer to salvation for all, and hence the prime criterion for distinguishing friend from foe, belongs to the domain not of philosophy, in that sense, but of economics and sociology. However, the only actual argument Marx offers for this ‘materialist’ belief is a critique not of Fichte’s, but of Hegel’s ‘idealism’ – in effect, for not being revolutionary enough.12 Juxtapose the Marxist doctrine instead, to Fichte’s impeccably revolutionary form of philosophic ‘idealism’, and that argument falls away. In this context, it looks like quite an arbitrary move: all it does is dogmatically close down a certain level of theoretical conversation, with other philosophers, which Fichte still holds open. Indeed, in relation to Fichte, the Marxist doctrine is quite a unilateral closure of conversation: Fichte was by no means closed off from a serious consideration of economics and sociology. (Neither, for that matter, was Hegel.) In the end, it seems to me that Marx’s resort to ‘materialism’ is little more than an intellectual energy-saving device; a way of not having to acknowledge, and deal with, even such a sympathetic philosophical predecessor as Fichte. ‘The philosophers have only interpreted the world, in various ways; the point is to change it’. So Marx famously declared in the 11th of his theses ‘Concerning Feuerbach’, in 1845.13 There may be some element of truth in this as a critical comment on the specific case of Feuerbach, who had very little strategy in mind, beyond the writing of books. But as a comment on Fichte – or on Hegel – it is way off the mark! Both Fichte and Hegel, in quite opposite ways, are philosophers absolutely intent on a quest for effective strategies to change the world, no less than Marx himself is. And, moreover, from Fichte’s point of view the Marxist revolutionary project is surely 12
13
Marx develops this argument in two early works; neither of them published in his own lifetime. Namely: his ‘Critique of Hegel’s Doctrine of the State’ (1843) and ‘Economic and Philosophic Manuscripts of 1844’. Marx, Early Writings (trans. Rodney Livingstone and Gregor Benton; Harmondsworth: Penguin, 1975), pp. 57–198, 379–400. Ibid., pp. 421–23.
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a prime example of the ‘Absolute Ego’ at work in the world. This is the very sort of thing that Fichte was looking for. Thus, the actual historic fate of Marxist political parties, in general, not only calls in question Marx’s own revolutionary hopes. It almost equally calls in question Fichte’s. And, to a large extent, Hegel’s critique of Fichte may very well, also, be read as an implicit, anticipatory critique of Marx.
5. Fichte / Spinoza Ultimately, Hegel may be said to differ from Fichte in two main respects. On the one hand, there is the purely formal difference that consists in his writing both a Phenomenology of Spirit and a Logic, separating out the metaphysics of the latter from the essentially trans-metaphysical argument of the former. By contrast, Fichte’s Wissenschaftslehre is framed both as an abstract metaphysical deduction of the most comprehensive truth-ascorrectness, and yet also as the basis for his own distinctive envisioning of the spiritual ‘vocation of man’. He mixes metaphysics and spirituality, muddles them together entirely; from the Hegelian point of view, very much to the detriment of both. And then, on the other hand, when it comes to that spiritual vision there is the moral difference between, as I would put it, Hegel’s commitment to truth-as-openness and Fichte’s fundamental identification of the most comprehensive truth-as-correctness, far rather, with the most radical truthas-uprootedness. That is to say: being uprooted from any sort of essentially conservative ethical or religious consensus. But now compare, also, that other great speculative metaphysican-devotee of truth-as-uprootedness: Spinoza. Fichte was fascinated by Spinoza. At one stage, in his youth, he had actually thought of himself as a Spinozist. He greatly admired the sheer metaphysical austerity and verve of Spinoza’s thought; but came, eventually, to deplore what he saw as the ultimate depravity of the moral vision at its heart. Both thinkers set out to derive all morality from a vision of eternity, beyond any notion of divine revelation in history: a timeless, correct appreciation of abstract first principles. Thus, both begin from a metaphysical contemplation of the eternal ‘divine’ causa sui, the self-caused Absolute, which is beyond all historic narrative inasmuch as any narrative is a chain of interactive causality, in time. And neither will allow any real authority to traditional religion, because traditional religion deals in the poetic retelling of sacred stories, and so falls short of a purely metaphysical contemplation of the eternal. Yet, there remains a great gulf between them. Their essential opposition might be encapsulated as follows. For Spinoza, ‘sacred’ is whatever is demanded by an infinite openness to what simply is. But for Fichte, ‘sacred’ is whatever ought to be, according to the dictates of the ‘Absolute Ego’; which properly 114
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impose themselves upon the conscience quite independently from any study of external reality. Spinoza, one might say, is the advocate of an infinite principle of atoning curiosity. This is my expression, not his; nevertheless, it exactly captures the distinctive spirit of his thinking. He is an absolute determinist, inasmuch as this is what a commitment to infinite atoning curiosity implies. Namely: never, ever, giving up on the quest to understand the causes of what actually happens in the world, and to oneself. Fichte however, by contrast, is addicted to a rhetorical style of bullying exhortation and implicit blame, which depends upon the idea of free will. And he deplores the way in which Spinozist determinism works against that. Spinoza’s term for ultimate reality, the one true ‘Substance’ of all, is ‘deus sive natura’, ‘God or Nature’. What infinite atoning curiosity uncovers is ‘Nature’. But this, he argues, is also ‘God’, in the sense of being the one and only source of all moral truth. Or, turning the equation around, he develops what may be regarded as a variant of the Ontological Argument: that ‘God’ must be supposed to exist by definition. For ‘God’, the one and only source of all moral truth, simply is ‘Nature’. In other words, true divinity is the sum of all that is actually existent, as opened up by an ideal spirit of curiosity. One knows the one by knowing the other. Forget everything else you may suppose that you know about ‘God’ – for Spinoza, the whole proper meaning of the word derives, exclusively, from this definition. ‘God’ is Nature: primary reality as illuminated by atoning curiosity. Or ‘God’ is the inspiration of such curiosity, the allure that inspires it; beyond all representation, inasmuch as the infinity of curiosity is forever dissolving the limitations of any given representational scheme. Consider, by contrast, Fichte on the ‘Absolute Ego’. Here is another conception of the one and only source of all moral truth. But the ‘Absolute Ego’, for Fichte, is the absolute antithesis to ‘Nature’. That is to say, it is not known, first of all, through our experience of being caught up into an infinite nexus of causation. On the contrary, it is what we come to ‘know’ through the experience of free will, at its most intense. That is to say: the experience of having all our excuses stripped away. It is no good pleading necessity, Fichte wants to insist. You can choose, you must choose, and the gravity of the choice is always greater than you have hitherto realized. To recognize this is to reconnect with the ultimate truth of the ‘Absolute Ego’. For Spinoza, on the contrary, talk of free will merely expresses an irrational desire to blame people for their mistakes. True wisdom, for Spinoza, comes from seeking to understand, not to blame: the two impulses are quite opposite to one another. Therefore, the experience of free will is in that sense an illusion. But for Fichte it is the highest truth. Like Spinoza’s ‘God’, the ‘Absolute Ego’ is known through the operations of ‘pure’ secularized Reason. Whereas in Spinoza’s case, however, this is Reason as infused by the essential coolness of infinite atoning curiosity, for Fichte true moral Reason is known by its blazing indignation. 115
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The close affinity of the two thinkers at one level serves to highlight their complete difference from one another, deeper down. Both are developing metaphysical theories regarding the self-caused Absolute, or ‘causa sui’, beyond all theological narrative. But Spinoza’s Ethics begins with this definition: I understand that to be causa sui whose essence involves existence and whose nature cannot be conceived unless existing.14 ‘Deus sive natura’ is causa sui in this sense – the causality in question here has, in the first instance, to do with what exists, and how. Only secondarily does our developing knowledge of that causality then open us up to knowledge of what causes ‘good’ or ‘bad’. For Spinoza, the latter knowledge absolutely depends upon the former. Fichte’s ‘Absolute Ego’, however, is causa sui with much more immediate reference to the causality of what is good. It is an inner impulse, forever struggling to externalize itself in the world of existence, through our finite selves; and therefore we do not need to consult what is already outside us in order to know it. We do not know the ‘Absolute Ego’ by contemplatively understanding the world around us and ourselves as we belong to the world. It is not an object of contemplative insight – far rather, it is a drive to furious activism. We know it by resisting the world, in the inertia of the world’s already given existence, and by battling the inertia of our finite selves, as shaped by that given actuality, so that it may break through. Fichte accuses Spinoza of colluding with moral sloth, and of ‘dogmatism’. And yet, from a Spinozist point of view, it is Fichte who is the real dogmatist, in that he jumps much too quickly to the supposition that he already intuitively knows, in his heart of hearts, what is truly ‘good’. He thinks that he already knows this, and that philosophy’s task is merely to help energize that knowledge. From the Spinozist point of view, Fichte’s notion of the ‘Absolute Ego’ is, therefore, a metaphysical chimera. Spinoza would surely regard Fichte’s repudiation of determinism as a mere opting out of the necessary hard work involved in properly understanding both self and others. And, in the end, one might say that this is because Fichte does not really want to understand people. He only wants to bully people, in moralistic fashion. His notion of the ‘Absolute Ego’ is essentially a projection of this will-to-bully. To know the ‘Absolute Ego’ is nothing other than to submit to the exorbitant supposed authority of that which the Fichtean philosopher represents. In Hegelian terms, the Fichtean free-will doctrine is precisely a direct vindication of the unatoned state of mind, in secular-revolutionary form. It is the despotic Rigidity Principle speaking: allowing the enslaved self no slack. 14
Spinoza, Ethics, Part I, Definition 1.
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6. Hegel’s verdict on both Hegel, for his part, takes Spinoza’s side in this dispute. But he also decisively repudiates what Spinoza and Fichte have in common. As a form of ‘speculative’ thinking, Fichte’s metaphysics has the great merit of, at any rate, showing forth its underlying mode of ‘intellectual intuition’ completely without equivocation. This technical term, ‘intellectual intuition’, was actually first coined by Schelling, before being taken up by Fichte himself. It is perhaps a rather confusing term, in that, whereas ‘intuition’ commonly refers to the operations of the presenting cerebral hemisphere, in this context it designates the most deep-seated, and alldetermining, moral orientation of the representing hemisphere. In responding to Fichte, however, Hegel also adopts it. The core problem with this ‘intellectual intuition’ of Fichte’s, however, has to do with the notion of ‘the infinite’ it involves. That is to say: Fichte’s interpretation of the proper infinite restlessness of philosophic thought, forever on its way towards Truth. Thus, for Hegel – as also for Spinoza, before him – the infinite restlessness of true philosophic thought essentially springs from an infinite desire for authentic self-knowledge, fully owning the reality of what one actually is. But for Fichte, as Hegel puts it in quasiFichtean terms: ‘the absolute synthesis [or final result] which the [Fichtean] system achieves is not Ego = Ego, but Ego ought to be equal to Ego’.15 Not the true ideal of wisdom, as Hegel himself, like Spinoza, understands it: viz. Ego, one’s sense of what one is, equals Ego, what one actually is. But rather: Ego, one’s empirical self, ought, ideally, to be equal to the ‘Absolute Ego’. And in that sense Hegel denounces Fichtean ‘intellectual intuition’ as an attitude of enslavement to what he calls a ‘bad infinite’. For the Fichtean ideal is just an infinite ‘ought, ought, ought’ – an endless nagging. The true infinite, for Hegel, is the infinite consequence of atonement. That is to say, it is the infinite task of thought opened up by an elementary giving of permission: not ‘you ought’ but ‘you may’. It is what follows from the primordial principle of all true revelation. Namely: ‘it is permitted – no matter what the “orthodox” or “enlightened” thought police may wish to dictate – you may give credence to your own first-hand intuitive sense of primary reality, wherever this leads’. Of course, all philosophy as such says, ‘Think for yourself’. But for Hegel this means something quite different from what it means for Fichte. Once again: the mode of ‘intellectual intuition’ at the root of Hegel’s thought is, in effect, a fundamental atonement of representational Reason with transrepresentational Intuition, the work of the two cerebral hemispheres; a systematic opening up of representational Reason to that upon which it ultimately depends. The ‘absolute knowing’ to which he aspires simply is 15
The Difference Between Fichte’s and Schelling’s System of Philosophy, p. 117; and see also pp. 132–33.
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that opening up, and the anti-propagandist thinking-for-oneself that it inspires. But, by contrast, Fichte’s mode of ‘intellectual intuition’ is a mere privileging of one ideological brand of representational Reason – that is, one self-sufficient species of theory, the secular-revolutionary species – over all others. And for Fichte, therefore, the imperative, ‘Think for yourself’, degenerates into little more, in effect, than a propagandist command to think secular-revolutionary thoughts, rather than conservative traditionalreligious ones. Indeed, just as certain forms of Christian theology are ideally suited to articulate the unatoned state of mind in traditional-religious form, so Fichte’s doctrine makes possible an ideal articulation of the same in secularrevolutionary form. Not that the unatoned state of mind, in itself, is necessarily any less lethal where it is less articulate. On the contrary, the articulation – by clarifying what is at stake – may well help towards its philosophic overcoming. And that surely is, in fact, how Fichte serves as a major forerunner to Hegel: by prompting Hegel to respond to his systematic argument, likewise, in the most systematic fashion possible. Thus, Hegel’s response is not only to be seen in his various direct discussions of Fichte. But it is also, indirectly, a key factor in the whole original inspiration of the Phenomenology. For how has Hegel arrived at this point? The Phenomenology is, not least, Hegel’s great attempt to match the speculative boldness of Fichte’s Wissenschaftslehre, in the anti-Fichtean articulation of a truly atoned mode of ‘intellectual intuition’. Hegel arrives at the concept of ‘Spirit’, fundamentally, by way of critical response to the Fichtean concept of the ‘Absolute Ego’. What is wrong with Fichte? In Hegelian terms: above all, it is that he has no concept of Spirit. And he cannot have such a concept, because his notion of the ‘Absolute Ego’ positively precludes it, already occupying the philosophic space that the concept of Spirit requires. The ‘absoluteness’ of the Absolute Ego involves, not least, an absolute rejection of atonement, inasmuch as atonement is the undoing of all, even the philosophically most sophisticated, forms of internalized moralistic bullying. But by ‘Spirit’ Hegel means the infinite energy of thought unleashed by a fundamental acceptance of what Fichte thereby rejects. The Phenomenology originates, very largely, as his attempt to spell out what that elementary, all-encompassing sheer reversal of the Fichtean approach implies. It is, however, an attempt to do so that also decisively transcends the metaphysical idiom of Spinoza’s Ethics. For, in Hegel’s view, ‘Everything depends upon grasping and expressing the True, not only as Substance, but equally as Subject’.16 Spinoza, like Fichte, seeks to deduce an understanding of ethics out of abstract metaphysical doctrine; in his case, a doctrine about the one ‘Substance’, deus sive natura. But the Hegelian doctrine of ‘Spirit’ is, far 16
Phenomenology of Spirit, trans. A. V. Miller, p. 10, para. 17; Phenomenology of Mind, trans. J. B. Baillie, p. 80.
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rather, an extension of Christology. Beyond all truth claims of metaphysical doctrine, for Hegel, lies the ethically far more significant truth that, for faith, Jesus, the representative ‘Subject’, representing the ultimate vocation intrinsic to all subjectivity, just concretely is. Truth-as-openness, or truth-as-uprootedness? To lift the veil of metaphysics, and pose the question in those terms, is surely straightaway to see the answer: what comes first must be the former. When, as was so very much the case in Spinoza’s world, the overwhelmingly most common expression of unatonement is in the form of conservative bullyreligion, atoned openness may perhaps quite readily appear to be identical with being uprooted from such religion. But when one is confronted by the very different, wilfully rootless, secular-revolutionary sort of bully impulse which Fichte glorifies, the elementary difference between the two becomes all too clear.
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7 two non-christian alternative strategies
1. The Hegel who interests me . . . The Hegel who interests me is the great strategist for the cause of atonement. I admire the way he combines a fundamental philosophic critique of ‘das unglückliche Bewußtseyn’, the unatoned state of mind, with such determined conversational openness towards popular religion. And hence the pioneering directness with which he sets out, as a philosopher, to disinter the potential Christian popular-religious resources for the solidarity of the shaken; as this may interpenetrate, and transfigure, the solidarity of Christian with Christian. The solidarity of the shaken has, in the Western intellectual tradition, been repeatedly deflected into the narrower solidarity of some more or less closed-off spiritual elite. Plato’s dream of philosopher rule (both as utopian ideal in the Republic and as realistic programme in the Laws) is the primordial case of this. In Fichte’s thought, the ancient Platonist ideal of solidarity among philosophers as such mutates into a modern form: revolutionary vanguard-solidarity. What I admire in Hegel is the sheer radicalism with which he recoils from that mutation, even while still holding absolutely fast to the demands of the most rigorous critical thinking. It is true that Hegel, in the Phenomenology, is only actually writing for a small elite-readership. And yet, the substantive content of his ethical doctrine is nevertheless quite profoundly anti-elitist. The primary political loyalties of the Hegelian philosopher are not to any small group of the like-minded. Far rather, the follower of Hegel is first and foremost loyal to the legal system of the State, as impartial protector of civil liberties; and to the open-minded Church, as celebrant of the background cultural ethos, the Sittlichkeit, that empowers the laws in that role. Thus, he represents the solidarity of the shaken at its most opened-up. And to my mind, the more opened up it is, the better. 120
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But, it may be objected, Church-Christianity is, in practice, so often so smug, so conformist, so manipulative, so hypocritical, so petty, so stupid, so superstitious, so hysterical, so faction-ridden, so bigoted, so misogynist, so homophobic, so antisemitic, so inclined to scapegoating and so persecutory. How can it be right to ‘collude’ with such mindlessness? Not all secularizing strategies, after all, are tainted with the sort of propagandist fury that Fichte exemplifies. There are other alternatives.
2. Excursus on Heidegger 1 So, for example: what about the later, chastened Heidegger? I am working here with the concept of what Jan Patocˇka, originally, called the ‘solidarity of the shaken’; and Patocˇka was indeed largely a follower of Heidegger, albeit with quite different political instincts. McGilchrist, also, is very much an admirer of Heidegger. Indeed, I think there is every reason to take Heidegger seriously, in this regard. Heidegger (1889–1976) actually emerged from a very devout Roman Catholic milieu. In 1909 he applied for admission into the Jesuit order; only to be rejected on health grounds. Then he became, to begin with, a student of Roman Catholic theology at Freiburg, before switching to philosophy. His university studies were in part funded by the Church, and his habilitation thesis, in 1915, was on the philosophical theology of Duns Scotus. But at some point in the period 1916–1917 he appears to have lost his faith in any sort of popular Church-Christianity. He never made any absolute break with the Church; and was, in the end, buried in the churchyard at Meßkirch where his father had been sacristan. Nevertheless, his philosophical writing, insofar as it impinges on religion, is consistently framed as a quest for some sort of fresh alternative to the form of popular religion in which he had himself been brought up. Certainly, on the other hand, Heidegger is a profound analyst of the fundamental difference between ‘truth-as-correctness’ and ‘truth-as-openness’. These particular hyphenated terms are my own coinage. But they serve as shorthand for a whole geography of ideas whose two most systematic surveyors, up to now, have in fact been Hegel and Heidegger. Thus: as I have said, Hegel surveys the whole domain of truth-as-correctness in his Logic, and the whole domain of truth-as-openness in the Phenomenology of Spirit. By ‘Spirit’ he means (what I would call) the impulse to perfect truthas-openness. The Phenomenology studies this impulse in various struggles against what inhibits it, at every level of human experience. It culminates in ‘absolute knowing’: perfect truth-as-openness ‘known’ as the absolute essence of the truly sacred. As we look back over the struggles of Spirit from 121
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this point of view, what appears is, as Hegel himself puts it, a ‘bacchanalian revel’ of thought.1 No argument could be more of a ‘revel’ than Hegel’s, as it leaps from level to level of experience, and from allusive illustration to allusive illustration. Heidegger, by contrast, gives us nothing equivalent to Hegel’s Logic. But in his great early work, Being and Time, he does give us an alternative systematic overview of truth-as-openness. Being and Time is indeed a work completely without the frenzy of the Phenomenology of Spirit. Heidegger’s argument does not leap between different levels of experience as Hegel’s does; nor is it filled, to anything like the same extent, with veiled allusions, flashing by. Rather, it is a very slowly unfolding, contemplative process of thought, compelling the mind to dwell at length, in steady attentive focus, on the demands of perfect truth-as-openness, without distraction. Both thinkers set out to unsettle their readers, with a view to outwitting the defences of mere prejudice. Only, what Hegel does by means of strange, lumbering speed, Heidegger on the contrary does by means of mesmerizing, spinning slowness. His argument is a sombre meditation on the difficult reality of ‘Being-towards-death’ – as a challenge to perfect truth-as-openness. In Hegelian terms, one might say that this meditation dwells within ‘absolute knowing’: perfect truth-as-openness is known here as the absolute essence of the truly sacred. And yet, what Heidegger shows us is ‘absolute knowing’, so to speak, completely without the ‘bacchanalian revel’. In the end, I think, this contrast reflects the fact that Hegel in the Phenomenology is attempting to do two things at once, whereas Heidegger in Being and Time is only attempting to do one thing. For, again, Hegel is not only concerned with the question of what it means for the individual to be shaken by the requirements of perfect truth-as-openness; he is also concerned with the question of what it might mean to build an ethos of solidarity in shared dedication to those requirements. In chapters 4 and 5B he considers a series of mentalities that inhibit effective solidarity of any kind, and one, das unglückliche Bewußtseyn, that allows it only on the basis of rigid mindclosure. And then in chapters 6–8 he compares various solidarity-formations with regard, essentially, to their capacity for promoting truth-as-openness. The topic is so vast and complex, the argument has to keep dancing, briskly. But Heidegger, in Being and Time, is unconcerned with questions of ideal solidarity. He is interested only in the scope of an ideal (shaken) ‘authenticity’ of response to the demands of perfect truth-as-openness on the part of the single, mortal individual, as such. This intrinsically simpler enterprise allows,
1
Phenomenology of Spirit, trans. A. V. Miller, p. 27, para. 47; Phenomenology of Mind, trans. J. B. Baillie, p. 105.
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indeed it demands, a much slower pace of thought, to catch subtle complexities that would not otherwise appear.
2 Thus, from the outset Heidegger distinguishes between two basic modes of thinking: the ‘ontic’ and the ‘ontological’. In terms of the contrast between truth-as-correctness and truth-as-openness, ‘ontic’ thinking is that which – quite appropriately for everyday purposes – mixes together a concern for both of these, without prioritizing either. However, ‘ontological’ thinking differs in that, when it comes to identifying the highest, most sacred wisdom, it rightly gives emphatic precedence to truth-as-openness. Ontic thinking is concerned with the factual nature and inter-relationships of particular entities; ontological thinking, with what Heidegger calls ‘the question of the meaning of Being’. In this context, ‘Being’ simply designates that towards which perfect truth-as-openness, in general, is opened up. Or what I would call ‘primary reality’. Of course, Heidegger does not think in neuropsychological terms, any more than Hegel does. But, while all philosophy is, as an analytic enterprise, representing-hemisphere work, ‘ontological’ thinking may essentially be said to be a philosophic honouring of presenting-hemisphere insight. In his later writings Heidegger constructs a grand narrative largely of consistent fundamental failure in Western intellectual culture – the great ‘forgetting of Being’ – said to be decisively reversed only in his own work. It is a narrative (like McGilchrist’s) that begins with the earliest forms of Ancient Greek philosophy, emerging in a world with the two notions of truth already confused. On the one hand, the Greeks speak of truth as ‘alétheia’, literally, ‘unveiling’. This suggests the unveiling of what has been veiled by the wilful closure of closed minds. In other words: truth-as-openness. But on the other hand they also conceive of truth as orthotés, the Greek term for ‘correctness’. This original confusion is compounded by Plato’s argument that, for the philosopher, nothing is ultimately sacred other than ‘ideas’: that is to say, precisely, ideal forms of truth-as-correctness, beyond the often incorrect impressions of sense perception muddled by imagination. With Aristotle, the Platonic doctrine of sacred ‘ideas’ evolves into full-blown metaphysics, or ‘onto-theology’: as the hitherto free-floating Platonic ‘ideas’ become thoughts in the mind of the ‘Unmoved Mover’, the Creator-God. Heidegger’s critique of Aristotle is indeed already prominent in Being and Time. And of course that Aristotelian notion of God then merges, mutatis mutandis, into Christian theology. Onto-theology now becomes rigid, and persecutory. Nor does Heidegger see any remedy in early-Enlightenment and post-Enlightenment philosophy. He does not really recognize Hegel’s achievement, from this point of view, in the Phenomenology – and I will
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come back to what I think is Heidegger’s basic misreading of Hegel. In fact, the way Heidegger tells the tale, it is only with the anti-Christian thought of Nietzsche that we have a first really effective philosophic challenge to the old stranglehold of onto-theology; somewhat, although only in a flawed way, anticipating his own. Being and Time is a systematic study of ‘Dasein’. The English translators, John Macquarrie and Edward Robinson, have opted to retain the German word, as an addition to English vocabulary. They might simply have rendered it as ‘existence’, its meaning in ordinary usage. But it also, literally, means ‘Being-there’, and so it links to the Heideggerian notion of ‘Being’ as that towards which truth-as-openness, in general, opens. For him, ‘Dasein’ basically means human existence in its aspect as a capacity for truth-asopenness. In neuropsychological terms, one might surely say that ‘Dasein’ has become Heidegger’s name for the primordial truth-capacity of the presenting hemisphere. Thus, consider for instance the following bit of Heideggerian soul-mapping (so to speak) from Being and Time, section 44 (b).2 In this passage he is concerned to specify the various aspects of what it might mean to speak of Dasein as living ‘in the truth’. There are, he suggests, basically four such aspects: (1) (2) (3) (4)
To Dasein’s state of Being, disclosedness in general essentially belongs . . . To Dasein’s state of Being belongs thrownness . . . To Dasein’s state of Being belongs launching forth . . . To Dasein’s state of Being belongs falling . . .
He has previously been discussing the phenomenon of ‘care’. ‘To Dasein’s state of Being [in the first place] disclosedness in general essentially belongs. It embraces’, he now remarks, ‘the whole of that structure-of-Being which [in the immediately preceding argument] has become explicit through the phenomenon of care’. To ‘live in the truth’ is, in his terms, for Dasein to be opened up by the disclosive, ontologically crucial impulse of ‘Sorge’, ‘care’. In common parlance ‘Sorge’ has the sort of ontic connotations that Heidegger, for his part, seeks to reserve for ‘Besorgnis’, ‘worry’. But, unlike ‘worry’ – which springs from one’s ‘willing’, ‘wishing’, ‘urge’ or ‘addiction’ – ‘care’, as the elementary impulse right at the roots of ontological insight, is in a sense what transcends all these. It transcends mere ‘worry’ in that it is a purely active, rather than a reactive, impulse. By ‘disclosedness in general’ he means truth as disclosed to, and communicated by, a simple quality of care about things, in this sense. To mix Heidegger’s thought with Hegel’s: ‘care’ is the 2
Heidegger, Being and Time, English translation by John Macquarrie and Edward Robinson, Oxford: Blackwell, 1962, p. 264 (H pp. 221–22).
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sheer energy of Spirit wherever it is at work, even where it is not yet at all articulate about itself. Or, in neuropsychological terms, it is just the basic drive of the presenting hemisphere, insofar as it is atoned. ‘Disclosedness in general’, then, is what care immediately accomplishes. It is that aspect of truth which requires no words for its disclosure, but only ‘care’. ‘To care’, he goes on, ‘belongs not only Being-in-the-world but also Being alongside entities within-the-world. The uncoveredness [alétheia] of such entities is equiprimordial with the being of Dasein and its disclosedness.’ In other words, primordial truth-as-openness – that is, truth-as-care – involves a radical openness, equally, towards all forms of thoughtful insight: both the insights of self-knowledge (the truth of one’s own ‘Being-in-the-world’) and insight into the nature of other ‘entities’. But what, on the other hand, counts above all, when it comes to the more articulate forms of truth-as-openness, is self-knowledge. And this then breaks down into self-knowledge in one’s ‘thrownness’, self-knowledge in one’s ‘launching forth’, self-knowledge in one’s ‘fallenness’. To Dasein’s state of being belongs [secondly] thrownness; indeed this is constitutive for Dasein’s disclosedness. In thrownness is revealed that in each case Dasein, as my Dasein and this Dasein, is already in a definite world and alongside a definite range of definite entities withinthe-world. Disclosedness is essentially factical. By the ‘thrownness’ of Dasein, Heidegger simply means all those elements of one’s sense of self that are given, rather than chosen: the given nature of one’s bodily constitution, or one’s given place in a family, a social class, a set of cultural traditions. And one test of ‘living-in-the-truth’, as self-knowledge (‘Dasein’s disclosedness’), is – he wants to argue – how honestly one manages to own this. Truth, in relation to one’s thrownness, is just a matter of not recoiling, in denial, from the given facts, insofar as they are felt to be awkward, and not retreating into mere anti-conversational resentment, but accepting the facts, and taking self-critical responsibility for what one has been made. ‘To Dasein’s state of Being belongs [thirdly] launching forth – disclosive Being towards its potentiality-for-Being’. (I have translated Heidegger’s German term ‘Entwurf’ as ‘launching forth’; the classic English translation by Macquarrie and Robinson renders it ‘projection’. In common parlance ‘Entwurf’ means ‘design’ or ‘sketch’. Etymologically it means ‘throwingoutwards’. Although ‘projection’ has a similar etymology, it has lost the energy that remains in the German word, and so fails to render the energetic counter-thrust to ‘thrownness’ that Heidegger intends; it has also acquired psychological associations that he does not intend.) ‘As regards its understanding of itself, Dasein can either let this be determined by the “world” and others, or by its ownmost potentiality-for-Being’. – Here we have 125
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another test for ‘living-in-the truth’, as self-knowledge: how spontaneous does one manage to be in the creative shaping of one’s own individual character? Or to what extent does one allow oneself, instead, to be psychologically manipulated by the ‘world’, and by particular dominant Others, so that one fails to apprehend one’s ‘ownmost’ vocation? ‘To Dasein’s state of Being belongs [fourthly] falling. Proximally and for the most part Dasein is lost in its “world” ’. – ‘Thrownness’ and ‘launching forth’ are opposite but complementary experiences of being challenged to think; they are challenges to which one may respond either with open Honesty or else evasively. But to be ‘fallen’, in the trans-theological sense Heidegger has in mind, is, by contrast, to have lapsed into sheer existential inertia, without any real sense of challenge at all. To the extent that it is ‘fallen’, in this sense, Dasein is ‘lost in its “world” ’: it is ‘in untruth’, the untruth of a sheer lostness. For it is simply absorbed into ‘das Man’, ‘the they’, Heidegger’s general, idiosyncratic term for any culture of mass conformity. Dasein’s ‘absorption in the “they” ’, he remarks, ‘signifies that it is dominated by the way things are publicly interpreted. That which has been uncovered and disclosed stands in a mode in which it has been disguised and closed off by idle talk, curiosity, and ambiguity’. These are the intellectual gradations, so to speak, of all-pervasive banality. ‘Idle talk’: purely gossipy banality. Sub-philosophic ‘curiosity’, perhaps better rendered as ‘hunger for novelty’: the banality, for instance, of an energetic sightseer, or follower of intellectual fashion. ‘Ambiguity’: Heidegger’s term, more especially, for the banality of glib, sophisticated, but altogether superficial learnedness. True self-knowledge begins from a self-critical acknowledgement of one’s ‘fallenness’ into the general banality of ‘the they’. In my book Faith in Honesty, I myself have attempted to develop a systematic phenomenology of ‘Honesty’, perfect truth-as-openness, in terms of what I, likewise, think is its primordially threefold struggle: against ‘dishonesty-as-disowning’, ‘dishonesty-as-manipulation’, ‘dishonesty-as-banality’. I have also sought to suggest a direct correlation, in principle, between this pre-theological threefoldness and the elementary Christian-theological threefoldness of the Holy Trinity. By contrast, Heidegger in Being and Time has resolutely bracketed all questions of theology. And yet, the underlying pattern of my analysis there, in this regard, follows the pattern of his.
3 Being and Time was originally conceived as a larger project, which Heidegger never completed. But what we do have is a work in two ‘Divisions’. The first he calls a ‘preparatory fundamental analysis of Dasein’. It culminates in his introduction of the four faces of perfect truth-as-openness: its fourfold relationship to ‘care’, ‘thrownness’, ‘launching forth’, and ‘fallenness’. Then, however, in the second ‘Division’ he goes back over these themes, to reframe 126
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them in relation to ‘temporality’. These two Divisions correspond to the two aspects of traditional metaphysics that he is seeking to overcome. For not only does traditional metaphysics sacralize truth-as-correctness. But it also identifies the highest wisdom with a fundamental detachment from the vicissitudes, and the attendant passions, of temporal existence: contemplating the eternal essence of ultimate reality in the most purely intellectual fashion, without pathos. Plato’s sacred ‘ideas’ are timeless structures of perfect truth-as-correctness, to be appreciated in serene contemplation. And insofar as the Western metaphysical tradition as a whole is what Whitehead called it, just so many ‘footnotes to Plato’, the conceptual apparatus may have evolved but this basic understanding of wisdom has remained intact. For Heidegger, on the other hand, what counts for the highest wisdom is not so much detachment from the world of time, as intensity of authentic ‘care’, regarding it. The intensification of authentic ‘care’ will certainly issue in certain forms of detachment – it will of course detach one from the banal preoccupations, and the consequent fears, of ‘the they’. However, there is also another, opposing form of pathos that it will, on the contrary, intensify. Namely: that which Heidegger calls the pathos of ontological ‘Angst’ (‘anxiety’, or ‘dread’). Heidegger sharply contrasts Angst, in this sense, with merely ontic fear. Like ontic fear, it is an urgent response to danger – Angst may be as urgent as any fear. But, unlike ontic fear, the specific danger to which Angst, as a stimulus to ontological thinking, responds is not a threat to one’s survival, worldly status, or ease of existence. It is just the danger of a life without authentic meaning. Compare Spinoza, perhaps the most radical celebrant of philosophic detachment: Spinoza’s ideal wise man, being altogether detached from the vicissitudes of mortal existence, ‘thinks of nothing less than of death’.3 Heidegger’s notion of wisdom could not be more different. Indeed, it involves a maximum opening up of Dasein to the thought of death – not at all as a source of fear, but purely and simply as the ultimate intensifier of Angst. For the true fulfilment of wisdom, he argues, depends upon Dasein’s ‘possibility of Being-a-whole’.4 Only in the context of one’s life as a whole does the full significance of what is at stake in one’s every life choice become apparent; only when each decision is approached in the light of the contribution it makes to the whole story. And to envisage one’s life as a whole, one has to live always with the harsh fact of one’s own mortality clearly in view, as the final horizon. In Heidegger’s own phrase, the Being of Dasein has to become a ‘Being-towards-death’. What he calls ‘Being-towards-death’ has nothing to do with any metaphysical doctrine either affirming or denying the immortality of
3 4
Spinoza, Ethics, Part IV, Proposition LXVII. Being and Time, § 45, pp. 274–78 (H pp. 231–35).
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the soul. Again, in Being and Time all such doctrine is rigorously bracketed. But ‘Being-towards-death’ is just that elementary orientation of Dasein which, above all, confers pathos on the ontological demands of ‘living-inthe-truth’: rendering possible a truly deep-felt commitment to ‘care’, a truly impassioned seriousness with regard both to one’s ‘thrownness’ and to one’s ‘launching forth’, a truly passionate discontent with one’s ‘fallenness’. In short, it is the investment of perfect truth-as-openness with maximum poetic urgency. Heidegger’s usage of the term ‘Angst’ is borrowed from Kierkegaard: he lifts it out of Kierkegaard’s Christian thinking, and secularizes it. Clearly, it is very close in meaning to Patocˇka’s notion of ‘shakenness’. Heidegger thinks of Angst, in the first instance, as a response to the universal human condition of mortality. Patocˇka, because his concern is with the solidarity of the shaken, thinks of ‘shakenness’ more as a response to the experience of specific historic traumas, the sort of experience that might serve as a catalyst for solidarity-initiatives. But both alike are terms for high-intensity responsiveness to the demands of perfect truth-as-openness. Heidegger’s thinking in Being and Time remains, in essence, pre-political. Applied to politics, however, does it not most naturally point towards Patocˇka’s ideal? Whereas, however, Patocˇka helped launch a human rights campaign against a decaying, one might say ‘post-totalitarian’, but still highly oppressive Communist regime, Heidegger on the contrary, in the revolutionary year 1933, joined the Nazi party and, albeit only briefly, actually became a totalitarian activist. Later, looking back on that period with chastened regret, he recoiled from the whole business of politics. He came to the conclusion that authentic philosophy was only possible in the form of a purely contemplative reflection on the ways of the world. In his later writings, after the trauma of 1933–1934, he thus becomes the advocate of what, translating Meister Eckhart’s term ‘gelâzenheit’ into modern German, he calls ‘Gelassenheit’: ‘releasement’ – to begin with, in the sense of being released from all the illusions inevitably bound up with any direct quest for a share in governmental power. But then this advocacy of Gelassenheit also merges with his pre-existing repudiation of popular Church-Christianity. It comes to look very much like a wholesale ban on direct participation – by the true philosopher – in organized solidarity-building of any kind whatsoever. Far from being an advocate of the solidarity of the shaken, therefore, what the later Heidegger stands for, instead, is just a loose ‘beautiful-soul’ communion of the disengaged.
4 In 1966, ten years before his death, Heidegger gave an interview to the magazine Der Spiegel, with a view to its being published immediately after 128
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he died, as his last word.5 Surveying the moral plight of our ultra-technological civilization, in this interview, he adopts the role of an apocalyptic visionary. He declares – and this is then the headline under which the interview appears – ‘nur noch ein Gott kann uns retten’. ‘Only a god can save us’. Or, ‘Only another god’: an unnamed, as yet unknown god. Certainly, for him, it has to be another god, not the God of popular Christian faith. One of the main purposes he envisaged for the Spiegel interview was to try and set the record straight as regards his 1933–1934 entanglement in the Nazi movement. So he begins by discussing how, in those first heady days of the revolution, he was elected Rector of Freiburg University, and how he sought to use that position to establish for himself something of a role as an intellectual leader in the new Germany. He seeks to explain his conduct: emphasizing his initial reluctance to be elected; how as rector he had defended the independence of the university, resisting the worst excesses of the regime; and how, after just ten months, he had been forced out of office. And then, having (he hopes) dealt with all that, he moves on to wider themes. In the second part of the interview he outlines his general understanding of the current historical moment – it is here that he invokes our need for ‘noch ein Gott’ to ‘save us’. He insists that from 1934 onwards his lectures were, in fact, largely a critical reckoning with the actual moral corruption of the regime. We are invited to read them as a necessarily veiled but nevertheless uniquely radical expression of dissent. So in a series of lectures on the poetry of Hölderlin he set out his own form of German nationalism, as an alternative to that of Nazi ideology. Heidegger’s ideal Germany is one that takes pride, above all, in being a preeminent ‘nation of poets and thinkers’. It is represented first and foremost, not by any political leader, but rather by this ultimate outsider, Hölderlin, a great mad visionary poet, with his poignant lamentation over the god-forsaken philistinism of his day. Hölderlin not Hitler: that was Heidegger’s first, somewhat esoteric word of protest. And then, in another lecture series on Nietzsche, he also, implicitly, confronted his own revolutionary hopes of 1933. Thus, he constructed a ‘Nietzsche’ who is very largely a symbol of those hopes – philosophy infected with a rampaging ‘will to power’ – in order to argue against them. At the original moment of the Nazi revolution, it seems that Heidegger had dreamt of a political engagement within the new ruling movement that would, to an unprecedented extent, promote the class interests of the intellectual elite, the sort of people who might read his 5
‘Nur noch ein Gott kann uns retten’, published June 1976; trans. Maria P. Alter and John D. Caputo, in Richard Wolin, ed., The Heidegger Controversy (Cambridge, MA: MIT Press, 1993). (In the original magazine the interview sits, with rather sad incongruity, next to marginal advertisements for tablets to enhance male sexual potency, and holidays in the Bahamas . . .)
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books. But then, once it became clear to him that this was not after all going to be possible, he turned aside, not to anything like the solidarity of the shaken, but to Gelassenheit instead. In Being and Time his term for achieved truth-as-openness had been ‘Eigentlichkeit’, ‘authenticity’. Now, however, it became ‘Gelassenheit’: still, the ideal of perfect truth-as-openness; only mixed with additional connotations of high-minded, not to say haughty, withdrawal from all forms of worldly struggle. Deprived of the great solidarity-project about which he had dreamed in 1933, he decided to have no solidarity-project at all. How can he have been so blind to the actual reality of the Nazi movement in 1933? And how could he then have remained so trapped within his initial disillusionment with Nazism; so unable, thereafter, to see the more constructive possibilities of the solidarity of the shaken? He comes across in the 1966 interview as, for the most part, quite unrepentant.6 Here we have his case for the defence, its publication delayed until after his death so that no hostile critic would ever have the chance to cross-examine him about it. Undoubtedly, I think, it would have been a much more persuasive case had he been less defensive. And then, with reference to the moral danger attendant upon future developments of technology, he adopts the posture of a prophetic sage. ‘Only a god can save us’, he declares. Only another god: to replace the God of Christianity. But was it not, at least partly, the particular nature of his dogmatic anti-Christianity that had led him astray in 1933, and had, moreover, prevented him from ever truly recovering, afterwards? Thus, he was seduced by the flamboyant promise of the pagan wing within the Nazi movement: the promise of an anti-Christian cultural revolution. In the turmoil of Nazism, it seems, he thought that he already discerned the inchoate upsurge of ‘noch ein Gott’ – a hitherto unheard-from god, to whom he, as the leading philosopher of his day, might help give a voice. Nazism, he thought, represented the possibility, at least, of the emergence of a whole new form of popular religion, as a partner for philosophy. Naturally, in retrospect, he recognized his strategic misjudgement in 1933. That was all too obvious. And yet, he never repudiated this key element in the underlying impulse that had, in the first place, seduced him into making that misjudgement: his drastic, merely conversation-stifling repudiation of his own religious roots; his disowning of his own original ‘thrownness’ into Christendom.
6
George Steiner for instance describes it well, I think. ‘It is masterly’, he remarks, ‘in its feline urbanity and evasions’. And he goes on, ‘What the demure interviewers did not ask was this: is there anywhere in Heidegger’s work . . . from 1945 to his death, a single syllable on the realities, on the philosophic implications of Auschwitz?’ There is not. Steiner, Heidegger (Glasgow: Collins, 1978).
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5 As regards conversation with other thinkers, those with whom Heidegger is chiefly concerned are modern Germans and ancient Greeks. He simply shows no interest in the very different sort of testimony to truth-as-openness to be found within the literature of ancient Hebrew prophecy. Why not? He is intent on thinking philosophically beyond ‘metaphysics’, in the sense that ‘metaphysics’ is philosophy preoccupied with truth-as-correctness, to the occlusion of the proper claims of truth-as-openness. But there is nothing ‘metaphysical’, in that sense, about the thinking of the Hebrew prophets. I have already invoked the earliest of them, Amos; whose original poetry dates perhaps from the decade 760–750 BCE. In the prophecy of Amos, as I have remarked, we simply encounter a God raging against the mere liturgical flattery of his worshippers, and their complacent ethical conformism. Nothing else. For YHWH, as Amos represents him, demands from his people an ever more intense commitment to ‘justice and righteousness’, precisely in the sense of perfect, penitent openness, on the part of the privileged, to the moral demands arising from the plight of the poor and the oppressed. The later prophets then added something to Amos’ insistence on the infinite demands of true ‘justice and righteousness’: a campaign to ban the normal, concomitant worship of other gods, alongside YHWH. Partly, this campaign was a practical extension of Amos’ testimony to the uniqueness of his flattery-refusing God, a device for giving that testimony effective political focus, as Amos himself had not done. But partly, no doubt, it also tended to distort the heritage of Amos with an infusion of cultural chauvinism. It was, thus, a profoundly ambiguous move. Nevertheless, the fact remains that the literature of the Bible, as a whole, is unique among ancient literatures, generally, in the critical ferocity with which it presses home the establishment-challenging demands of ‘justice and righteousness’. In the Psalms, in Job, in the ‘confessions’ of Jeremiah and the Suffering Servant ‘songs’ of Deutero-Isaiah, we hear the voices of those who have been unjustly victimized, protesting against their affliction, as nowhere else in the ancient world. And then in the New Testament God actually appears incarnate in the figure of an unjustly victimized dissident. (René Girard in particular has picked out this unique feature of the biblical tradition as a whole, and incorporated it into a formidable philosophic-anthropological grand narrative.)7 The Heideggerian strategy however, inasmuch as it is essentially a preparing of the way for the advent of another, new god, involves not least a fundamental repudiation of the whole ‘justice and righteousness’ tradition stemming from Amos.
7
Girard, I See Satan Fall Like Lightning (trans. James G. Williams, Maryknoll: Orbis, 2001).
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Yet, this repudiation remains tacit. It is not argued for, at all. And hence it seems to represent a quite arbitrary closure. Note, moreover, how Heidegger’s unargued-for, yet, fundamental, rejection of popular Church-Christianity distorts his reading for instance of Hölderlin. There is actually no one for whom he expresses greater admiration. Hölderlin not Hitler, as the prime representative of an authentic German nationalism – as he recoils from his 1933 error, Heidegger turns back to this poet of the most extreme alienation from modern mass culture as such. But he completely ignores Hölderlin’s enduring, albeit highly eccentric, attachment to popular Christianity. It is true that Hölderlin regards the modern Christian world as being lamentably god-forsaken, in its political and civil-religious life. Unlike Heidegger, though, Hölderlin is not looking for the advent of ‘another god’. Rather, he longs for the coming again – in another form – of Christ. Hölderlin’s faith in Christ is largely a form of chastened recoil from the cultural-revolutionary nightmare of the French Revolution. As a young man he had tried writing hymns for the new post-Christian cult that the Jacobins had introduced. Horrified by the Terror, however, he turned back with renewed respect to the sheer, well-rooted catholicism of popular Christianity. Much of the real interest of Hölderlin’s poetic thought derives from the tension, within it, between his utopian nostalgia for pagan Greek antiquity and his chastened, conservative attachment to the Christian folk religion of his own people. But if one were to rely on Heidegger’s commentary one might not notice this at all.8 Heidegger pays no attention at all to the crucial role of Christ in Hölderlin’s work. And it seems to me that his reading of Hölderlin is in fact quite significantly impoverished as a result.
8
Heidegger, Gesamtausgabe (Frankfurt am Main: Klostermann Vittorio) (a) Hölderlins Hymnen ‘Germanien’ und ‘Der Rhein’ (lecture course at Freiburg, Winter Semester, 1934–1935), Vol. 39, 1980; (b) Erläunterungen zu Hölderlins Dichtung (1936–1938), Vol. 4, 1981; (c) Hölderlins Hymne ‘Andenken’ (lecture course at Freiburg, Winter Semester, 1941–1942), Vol. 52, 1982. In Hölderlin’s poem ‘Patmos’ there is an uncanny moment when the poet imagines himself accosted by a tempter: Yet – just in case, now, a tempter should come And catch me off guard, as we walked on the road, with sorrowful words, So that, slave as I am, I was in this Goaded to blasphemous folly – Let me confess: all I, with these eyes, ever saw Was a vision of wrath. I have nothing to boast of. But have Simply been warned . . . This ‘tempter’, I think, is precisely the spirit of revolutionary impatience that, if given way to, would lead the poet to repudiate popular Christianity; as, in earlier years Hölderlin had indeed been inclined to do. One might well, therefore, read these lines as a prefiguring of Heidegger!
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6 As for Heidegger’s reading of Hegel: the first key text for this occurs towards the end of Being and Time. Here he takes a brief look at the Hegelian concept of ‘Spirit’. And he suggests an alternative understanding, emergent from his own analysis of Dasein: ‘Spirit’ as the inspiration of Dasein, impelling it towards ‘authenticity’. The basic difference between this view and Hegel’s, he argues, lies in the relationship it posits between Spirit and time. Thus, for Hegel, Spirit simply ‘falls into’ time, in the obvious sense that its struggles take time. Seen in the light of the Heideggerian analysis however, ‘ “Spirit” does not first fall into time, but it exists as the primordial temporalising of temporality’.9 That is to say, it is essentially the inspiration of an authentic ‘Being-towards-death’. It is arguable that there is some justice to this criticism. What Heidegger calls the truth of authentic ‘Being-towards-death’ is not a theme that appears in the Phenomenology of Spirit. That it does not is basically because (as I have said) Hegel is so preoccupied with questions of solidarity-strategy for ‘absolute knowing’: analysing both what inhibits solidarity, in general, and what tends to confine effective solidarity-formations to mere cliché-ideology. But ‘Being-towards-death’ is a phenomenon of Spirit considered in purely pre-strategic terms: the demands of perfect truth-as-openness presented to each one of us, as solitary individuals, in relation to our mortality. One is, after all, never more alone than in the face of death. And I think Heidegger is right, that this might well be where a truly comprehensive phenomenology of Spirit ought to start. In order to understand the solidarity of the shaken one needs to understand both solidarity and shakenness. As a systematic analysis of shakenness, Being and Time is thus, I think, a very valuable complementary supplement to the Phenomenology. But then three decades later, in 1957, he further extends his critique of Hegel in a lecture entitled ‘The Onto-Theological Constitution of Metaphysics’; the argument of which is, I think, altogether more dubious. This lecture is the summing up of a semester-long seminar on Hegel’s Logic. And in it Heidegger outlines how he himself sees his difference from Hegel, by posing three questions: (1) What is the matter of thinking for Hegel, and what is it for us? (2) What is the criterion for the conversation with the history of thinking for Hegel, and what is it for us? (3) What is the character of this conversation for Hegel, and what is it for us?10 9 10
Being and Time, p. 486 (H p. 436). Heidegger, Identity and Difference (trans. Joan Stambaugh; New York: Harper & Row, 1969), p. 46.
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As regards the ‘matter of thinking’, he argues, for Hegel it is ‘the idea as the absolute concept’. But ‘for us’ (that is, for himself, using the royal ‘we’) it is ‘Being with respect to its difference from beings’, or ‘the difference as difference’. Hegel’s ‘criterion for the conversation with the history of thinking’ is, as he puts it, simply ‘to enter into the force and sphere of what has been thought by earlier thinkers’.11 (He notes in particular Hegel’s sympathetic interest in Spinoza.) But he differentiates his own approach by saying that he, by contrast, is forever seeking to uncover what metaphysics, as such, has left unthought. (Namely: what he calls the ‘difference as difference’.) The ‘character’ of Hegel’s conversation with earlier metaphysical thinkers is ‘Aufhebung’, ‘sublation’ – in other words, an attempt to mediate between them, bring them together, across the centuries, into conversation with one another. Insofar as he, Heidegger, engages in conversation with earlier metaphysical thinkers, however, it is always with a view to what he calls the ‘step back’.12 How are we to understand this? ‘The idea as absolute concept’, or the ‘absolute idea’, is indeed Hegel’s formula, in the Logic, for the ultimate goal of metaphysics, that is, a systematic celebratory survey of the whole domain of truth-as-correctness in general. And yes, it is a very different object of thought from that which Heidegger intends when he speaks of ‘Being with respect to its difference from beings’, or the ‘difference as difference’, inasmuch as this is what truthas-openness, in general, opens towards; precisely, the basic difference of truth-as-openness from truth-as-correctness. But I have already spoken of the fundamental difference between Hegel’s metaphysical thinking in the Logic and his trans-metaphysical thinking in the Phenomenology.13 The ‘matter of thinking’ in the Phenomenology is not the ‘absolute idea’. It is ‘absolute knowing’. And this is nothing other than a perfectly self-aware knowing of the proper spiritual priority of truth-asopenness. Heidegger presents his own attempt to think what metaphysics has ‘left unthought’, his own ‘step back’ from metaphysics, as something that, in itself, already radically differentiates his standpoint from Hegel’s. However, in the Phenomenology Hegel is already attempting to think what metaphysics leaves unthought; just as much as Heidegger is. True, he believes in maximum conversational openness towards all forms of genuine thought, including that of the metaphysical tradition. So he follows up the Phenomenology with the Logic. – Why not, though? Metaphysics is only problematic to the extent that it falsely purports to define, in terms of ultimate truth-as-correctness, what is properly most sacred, so helping give legitimacy to particular forms of closed religious, or anti-religious, dogmatism. Hegel’s Logic does not do 11 12 13
Ibid., p. 47. Ibid., p. 49. See above, pp. 24–26.
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that. On the contrary – I repeat – the key polemical element in it is just the way that Hegel here fundamentally brackets all questions of theology. Heidegger criticizes the prescriptive or censorious claims of metaphysics as ‘onto-theology’; but Hegel’s distinctive approach to metaphysics is, likewise, nothing other than a systematic renunciation of onto-theology in this sense. True, he does not speak of ‘Being’ as Heidegger does. His whole vocabulary is different. Nevertheless, he also, in his way, ‘steps back’ from onto-theology. All previous forms of metaphysical doctrine have purported to legislate either for or against popular religion. However, the metaphysical doctrine of Hegel’s Logic is unique, above all, by virtue of its pioneering abstention from any such ambition. Heidegger in this essay adopts Spinoza’s term ‘causa sui’ for the ‘God’ of metaphysics. But, as he puts it, Man can neither pray nor sacrifice to this god. Before the causa sui, man can neither fall to his knees in awe nor can he play music and dance before this god. The god-less thinking which must abandon the god of [metaphysical] philosophy, god as causa sui, is thus perhaps closer to the divine God.14 No ‘perhaps’ about it – this is quite undoubtedly the case! Yet, in a lecture about Hegel, it would surely have been appropriate to acknowledge that this was also his view. Heidegger does not do so. In fact, he quite clearly seems to imply the contrary. By way of textual evidence to back up that suggestion, he cites a single passage in the Logic – from the section headed ‘With What Must the Science Begin?’ – where Hegel refers to ‘beginning with God’.15 Again, Hegel’s point is that, from the point of view of Christian faith, all philosophy begins with God: every serious pursuit of truth, in whatever form, may be said to originate as an implicit act of dedication to the one true God, the God of 14
15
Identity and Difference, p. 72. When, in his Spiegel interview, Heidegger speaks of the need for ‘noch ein Gott’ to (be allowed to) come and save humanity, clearly he means what he here calls the ‘divine God’, once and for all distinguished from the ‘God’ of metaphysics. In fact, this is a theme that resonates right through his later thought. The German text of Identity and Difference first appeared in 1957. But the theme is already strikingly present, for example, in his 1936–1938 Beiträge zur Philosophie (Vom Ereignis), published in Volume 65 of Heidegger, Gesamtausgabe, 1989, §§ 253–56, where he discusses the same under the rubric of the ‘last God’. The later Heidegger certainly is a most forceful advocate of what I am calling ‘trans-metaphysical’ thought about God – in his nottheological way. For an overview, see George Kovacs, The Question of God in Heidegger’s Phenomenology (Evanston: Northwestern University Press, 1990). Ibid. pp. 53–54. See Hegel, Science of Logic, p.78.
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truth. However, the Logic begins with God only inasmuch as it immediately abandons any claim to prescribe for theology proper, or to censor theology proper. (Compare the passage to which I have already referred, where Hegel describes the ‘content’ of his argument here as ‘the exposition of God in his eternal essence before the creation of nature and a finite mind’; in other words, nothing to do with the story-filled ‘content’ of actual religious faith.) If Hegel had not made some such introductory acknowledgement of his faith in God, the Logic was very liable to be misinterpreted as an atheistic work. So striking is the actual absence of any doctrine of God in the rest of the work – because this is metaphysics, essentially, letting theology be. Unfortunately, Heidegger does not see this. And so he never, in the end, gets to grips with Hegel’s argument at all.
3. Excursus on Deleuze and Guattari 1 But maybe I am mistaken about why Heidegger has gone wrong. Another diagnosis might attribute the error not, as I would, to his flight from the catholicism of catholic religious tradition – but, on the contrary, simply to his continuing religiousness, as such. Thus, perhaps the real problem is that he still remains too concerned with the sort of consensus-building that religion promises; and that this concern has unduly constrained his political imagination? In which case, the proper remedy would be an altogether more irreverent mode of thought. This is the approach advocated, with especial panache, by Gilles Deleuze and Félix Guattari.16 There could indeed scarcely be a greater contrast, at one level, between Deleuze and Guattari’s style of thought and Heidegger’s. Whereas his writing is all mystery-laden gravitas, theirs is infused with a wild lyrical hilarity. Their books are rhizomatic, growing out in various directions seemingly at random; extravagant exercises in genre-fusion. Chunks of psychiatry, zoology, ethnology, study of myth, literary criticism, art criticism, musicology, linguistics, political theory, economics, and history ancient and modern are all jumbled up together. The argument is a weird mixture of the scholarly, the coarse, the comic, and the abstruse. Playfully deploying an aggressive idiolect, it follows an often dream-like logic. Heidegger’s style appears to be determined by his desire to stake a certain sort of authority claim. There is no attempt at humour anywhere in Heidegger’s work; but he is forever lamenting the clichéd nature of most public discourse because of its failure 16
Deleuze and Guattari, Anti-Oedipus (trans. Robert Hurley, Mark Seem, Helen R. Lane; London: Continuum, 2004), A Thousand Plateaus (trans. Brian Massumi; London: Continuum, 2004).
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to appropriate the proper, intrinsic weightiness of the words it uses. So he engages in his distinctive form of speculative etymology as a way of trying to restore that weightiness. Deleuze and Guattari differ, in that they are not trying to make any such authority claim. They are no less intellectual elitists, in their way, than Heidegger is; but theirs is a much more ironic way. And politically they are libertarians of the extreme left. Nevertheless, there also is a certain underlying affinity between their thought and his. Deleuze in particular is a critical admirer of Heidegger. Indeed, Deleuze’s book Difference and Repetition (1968) may actually be regarded as quite a direct attempt to rethink the primary Heideggerian project afresh, in another style.17 For the ‘difference’ referred to in the title is none other than the difference that is also at the heart of Heidegger’s thought. Namely: the difference between ‘Being’, the ultimate object of truth-asopenness, and ‘beings’, the object-world of truth-as-correctness. Deleuze and Guattari are certainly also developing (what I would call) a strategy for the cause of atonement. Their work represents the most militantly secular variant of such strategy. Startling moments of lyrical inventiveness alternate in their writing with passages that, frankly, look like gibberish. It is true that Deleuze and Guattari represent an intellectual world with almost no defences against charlatanry. Flashy philosophic showmen, they have scant regard for ordinary common sense. And yet, the point lies in the way that this renders possible, in their case, such a vivid poetic overthrow of establishment cliché; above all, the clichés associated with conventionally devout notions of truth-as-correctness. They speak of priests, in general, with contempt, as pedlars of such cliché. Deleuze may admire Heidegger, but he admires Nietzsche still more, not least because of Nietzsche’s much more confrontational attitude to Christianity. As a Christian priest myself – committed to cultivating the widest possible intellectual sympathies with any form of thinking that may contribute to the appreciation of truth-as-openness, in whatever way – I am interested in these thinkers, not least, for the rather testing challenge they represent to that commitment. So hostile are they.
2 Are Deleuze and Guattari, then, protagonists of the solidarity of the shaken? I would say, yes and no. More exactly, what they advocate is the solidarity of the uprooted. Like Fichte, but in the opposite way: a form of that solidarity entirely without Fichte’s bullying moralism. So they admire Spinoza.
17
Deleuze, Difference and Repetition (trans. Paul Patton; London: Continuuum, 2004; first published 1968).
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However, Nietzsche is really the key figure in the background to their thought. The book with which Deleuze launched his career, Nietzsche and Philosophy (1962) is essentially a systematic exposition of Nietzsche’s basic distinction between ‘affirmative’ and ‘negative’ qualities of the ‘will to power’.18 (Compare Fichte’s earlier version of this, discussed previously in Chapter 6.) By ‘affirmative will to power’ Nietzsche means the underlying will at work in the creative appropriation of truth-as-openness. (It is what Hegel would call the creativity of Spirit – although Deleuze would immediately deny any affinity between Nietzsche and Hegel.) So it is a commitment to ‘becoming active’: in the broadest sense, embarking on fresh creative activity of every kind, not least beyond all merely conventional notions of ‘good and evil’. But ‘negative will to power’, on the contrary, is what clings to such conventional notions, and reinforces them by investing them with moralized resentment. In Deleuze’s joint works with Guattari the terminology has changed, but the same elementary contrast remains central. ‘Negative will to power’, or ‘becoming reactive’, has become, at the level of broad consensus, ‘stratification’; or, as regards the attitudes of the singular individual as such, ‘territorialisation’. ‘Affirmative will to power’, or ‘becoming active’, has become ‘destratification’, ‘deterritorialisation’. He has now come to prefer this geological and geographical terminology, evidently, because of its rather more uncanny effect, its being further removed from conventional moral talk about ‘willing’. ‘Destratification’, ‘deterritorialization’: these are terms for what makes possible the authentic creativity of the free-spirited outsider. Heidegger affirms such creativity in his celebration of Hölderlin: a poet whose great work was all produced at a time when he was lapsing into the schizophrenia that was eventually to disable him altogether. Deleuze and Guattari, however, radicalize this celebration, framing their whole work as an exercise in what they call ‘schizoanalysis’. That is to say, a form of thinking which fundamentally calls in question the usual identification of truth with conventional sanity. So ‘schizoanalysis’ triangulates sanity, schizophrenia and the highest truth. It is a systematic attempt to transfigure sanity with controlled doses of madness. For whereas conventional sanity tends to enshrine a stabilized and complacent mode of unatonement, schizophrenia by contrast – as an essentially dysfunctional intensification of unatonement – does at any rate have the great revelatory merit of thereby rendering it intolerable. And the basic point of ‘schizoanalysis’, then, is to evoke some sense of the resultant anguish; channelling the pathos of schizophrenic experience, respectfully observed, into a real yearning for atonement.
18
Deleuze, Nietzsche and Philosophy (trans. Hugh Tomlinson; New York: Columbia University Press, 1983; first published 1962).
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But whereas Heidegger celebrates the rhapsodic, solemn, grief-stricken Hölderlin as the paradigmatic poet of such yearning, Deleuze and Guattari, for their part, celebrate the altogether more overtly angry, and blaspheming, schizophrenic writer Antonin Artaud. Of particular importance to them is, thus, a radio play of Artaud’s, entitled To Have Done with the Judgement of God, originally recorded on 28 November 1947 (although then banned and not actually broadcast for another 30 years). For it is from this play that they derive one of their key concepts: the bizarre-sounding notion of the ‘body without organs’, which in their work then becomes a sort of technical term, generally abbreviated as ‘BwO’. Artaud’s play concludes with him urging that ‘man’ should be ‘placed on the autopsy table to remake his anatomy’: Man is sick because he is badly constructed. We must make up our minds to strip him bare in order to scrape off that animalcule that itches him mortally, god, and with god his organs. For you can tie me up if you wish, but there is nothing more useless than an organ. When you will have made him a body without organs, then you will have delivered him from all his automatic reactions and restored to him his true freedom. Then you will teach him to dance wrong side out as in the frenzy of dance halls and this wrong side out will be his real place.19 ‘No matter how one takes you’, says Artaud’s interlocutor in the play, ‘you are mad, ready for the straitjacket’. ‘You can tie me up if you wish’, he responds – but the supposed tyranny of the ‘organs’ has become for him a mad symbol for the over-organization of life, in general, by the spontaneitysuppressing power of conventional morality in general. And for Deleuze and Guattari, then, the ‘BwO’ becomes the name for an ideal directness of experience, an ideally fresh quality of desire or non-desire, a set of practices ‘without’ that over-organization. In short: it becomes, precisely, their name for the specific truth-potential of what Heidegger calls ‘Dasein’; the truth-potential of presenting-hemisphere 19
Artaud, To Have Done with the Judgement of God, trans. Helen Weaver, in Artaud, Selected Writings (ed. Susan Sontag, Berkeley: University of California Press, 1988), p. 571.
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experience, once and for all cut loose from the despotic organizing power of the Rigidity Principle. Only, it is that truth-potential appropriated at its most anarchic, where it is most furious in its insurgency against all that is conventional. And it is also conceived in the most explicitly anti-Christian terms. ‘Delivered from all his automatic reactions’, this is Dasein liberated from what Nietzsche calls ‘becoming reactive’ – so as to ‘dance [what unatoned Christianity especially considers] wrong side out’. ‘Schizoanalysis’ is framed, not least, as a prescription for ‘making yourself a Body without Organs’.20 At one level, the BwO is a given condition, the underlying nature of Dasein, overlaid and concealed by conventional thinking. But what is given at this level is also a set of possibilities, for remaking oneself. And then, at another level, true wisdom will be one form of such remaking: it will be that particular form of a purely affirmative will to power which is most cheerfully creative. More generally, on the other hand, the BwO is what is ‘made’ wherever there is any truly radical outbreak of rebellion against prevailing moral conventionality, whatever the form of the rebellion. That is to say: any dissolution of ordinary clichéd banality – alike, whether it is truly liberating or merely anarchic. There are indeed all manner of risks attendant upon such rebellion, such ‘dismantling of the self’; and schizoanalysis is, not least, intended as a discipline of the most generous respectful sympathy for those who, to one extent or another, have foundered as a result. ‘What is this BwO?’ Straightaway, in Deleuze and Guattari’s discussion, we are confronted by a ‘long procession’: first a schizophrenic hypochondriac, then a paranoid schizophrenic, next, one who has been reduced to catatonic inertia, then another who has succumbed to drug addiction. And we are invited to ponder the bizarre requests of an extreme masochist. Why such a dreary parade of sucked-dry, catatonicised, vitrified, sewn-up bodies, when the BwO is also full of gaiety, ecstasy and dance? So why these examples, why must we start there? Emptied bodies, instead of full ones. What happened? Were you cautious enough? Not wisdom, caution. In doses.21 The ‘BwO’, in short, is Deleuze and Guattari’s term for what remains when all safe identity is stripped away, all the safety inherent in conventional unatonement; sticking within the limitations of conventionality. It is what Nietzsche calls ‘affirmative will to power’, considered with a particular emphasis on the attendant risks of insanity or worse. And so schizoanalysis distinguishes three basic different possibilities: the ‘full BwO, the ‘empty’ BwO, and the ‘cancerous’ BwO. The ‘full’ BwO is the 20 21
A Thousand Plateaus, chapter 6. Ibid., p. 167.
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ideal of the most successful cliché-transcendent creativity. But the ‘empty’ BwO is what results when the regime of clichéd banality collapses in a merely disabling way – affirmative will to power over-reaching itself, trying to go too fast, falling into a trap, so that it becomes a self-defeating, selfafflicting enterprise. And the ‘cancerous’ BwO is what is, objectively, still worse. For it is the affirmative will to power, genuinely breaking free from reactive conventionality – and so from cliché – yet flowing, by disastrous misjudgement, straight into political movements of sheer cruelty and destruction. With their unargued-for, but absolute, repudiation of popular religion, Deleuze and Guattari have of course set aside one of the main actually existing bulwarks against revolutionary fascism, and the like. They have seen what happened to Nietzsche’s ideas in the Third Reich, how Nazi propagandists sought to lay claim to him. And they have seen what happened to Heidegger. In both cases philosophic insight has become, at least to some extent, complicit with a ‘cancer’. Seeing this, schizoanalysis therefore becomes a call for ‘caution’. The harsh, mad-seeming, deliberately off-putting style of their work is, not least, dictated by that sense of caution. It is a device to enforce thoughtfulness: to prevent any too easy appropriation of their thinking; and so to preclude any possibility of its misappropriation by a merely ‘cancerous’ large-scale popular movement.
3 On the one hand, there is the experience of the presenting hemisphere sub-self: for Deleuze and Guattari, ‘the Body without Organs’. But, on the other hand, there is the work of the representing hemisphere sub-self. When they speak of this they consistently reach for the metaphor of the ‘machine’. In the natural-feeling world view of comfortable cliché-governed sanity the ‘normal’ Ego is at the unchallenged centre of everything, keeping everything in ‘proper’ proportion. Or, in a religious context: the ‘normal’ Ego is at home with its God. But the schizophrenic mind has no such simple focus, to determine what ought to matter. Rather, it finds itself adrift in a maelstrom of competing energies, structures, productive processes, between which the tattered self is torn. As they put it: so many ‘machines’. Nothing is simply natural – everything appears to be ‘machinic’. And there is a constant danger of the ‘machines’ taking control; exceeding their proper instrumentality; instrumentalizing their proper operators. Wanting to enter sympathetically into this nightmare-experience – so as to open up its singular unsettling power – they launch into their first co-authored book, Anti-Oedipus with a strange, harsh picture of the world as a vast many-layered interplay of ‘desiring-machines’. Nor is this ‘just’ a metaphorical way of speaking, they insist. It is more than ‘just’ metaphorical in the same way that, for the religious believer, talk of God may be said to be more than ‘just’ metaphorical: it is not only an expression of meaning, but a definition 141
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of what meaning is. There is no God in, or behind, this world, and no humanist equivalent to God either, no single creative source of meaning in life. But everywhere there is a multitude of the most diverse ‘machines’: all busily at work, to produce fresh meaning. Such is the underlying vision of schizoanalysis. Everything that Nietzsche calls an operation of ‘will to power’ Deleuze and Guattari now discuss as the activity of ‘machines’, or ‘machinic assemblages’. They speak of ideas effectively at work in the world as ‘abstract machines’. But ‘organism’ becomes their term, specifically, for the agency of negative will to power: ‘organism’ in the sense of a reactive co-ordination of responses to the world, essentially oriented towards mere survival, or maximum ease of life, to the cost of true insight. An ‘organism’, the way they use the word, is nothing other than an assemblage of ‘desiring-machines’ given over to unatonement. And closely associated, moreover, with this curious usage of the word is their radical hostility to ‘organic’ ideas of proper political loyalty: the State as a body politic, or the Church as the body of Christ. Having emerged from the intellectual culture of Marxism, and still retaining a deep respect for the symbolic figure of Marx himself, Deleuze and Guattari nevertheless also reject the sort of ‘molar’ loyalty, to a whole social class, that theoretically underlies Marxist party politics. Indeed, they repudiate all ‘molar’ loyalties to grand political organisms; all ‘macropolitics’, in that sense. Their commitment is to ‘micropolitics’: a far more flexible – one might say opportunistic – approach to actual campaigning action, involving an altogether more variable range of ‘molecular’ alliances. Hence, they think of themselves as ‘nomad thinkers’; and they develop this metaphor, for their general approach to politics, in quite epic fashion. ‘One of the fundamental tasks of the State’, they remark, is to striate the space over which it reigns, or to utilise smooth spaces as a means of communication in the service of striated space. It is a vital concern of every State not only to vanquish nomadism but to control migrations and, more generally, to establish a zone of rights over an entire ‘exterior’, over all of the flows traversing the ecumenon.22 State philosophy does the same, in intellectual terms. It is forever setting up barriers of orthodoxy and sanity that nomad thinking is dedicated to subverting. Religion, likewise, serves the State by supplying it with sacred places to defend, as symbolic organizing centres of its organic identity. But the nomad mind is disinclined to develop any very strong attachment to particular localized shrines. Indeed, as they put it: the nomads have a sense of the absolute, but a singularly atheistic one. The universalist religions that have had dealings with nomads – Moses, 22
Ibid., p. 425.
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Mohammed, even Christianity with the Nestorian heresy – have always encountered problems in this regard, and have run up against what they have termed obstinate impiety.23 The names of Moses and Mohammed serve to remind us of the frequent association of nomad cultures with explosions of prophetic religion; or religion as, in Deleuze and Guattari’s phrase, ‘war machine’. However (they suggest) nomads are naturally allergic to priestly religion, and hence also to the constant tendency of prophetic religion, over time, to settle down into more priestly modes of thought and practice. In short: Deleuze and Guattari represent the solidarity of the shaken inflected as – or, rather, narrowed down to – the solidarity of a little ‘nomad’ band: sheer enemies of the State, unengaged in any large-scale, established form of civil association, beyond the minimum required to earn one’s living. And, as spiritual ‘nomads’, not belonging to any catholic form of religion, they are likewise, also, altogether hostile towards all churches, and the like.
4 But why, after all, deliberately opt for marginality in this way? One may well, I think, be a little suspicious of such artificial ‘nomadism.’ There are of course situations, as in a totalitarian society, where one has no option. What real gain, though, is there in choosing marginality, when it is not imposed? Surely, on the contrary, the proper position of the true lover of truth-as-openness is always, so far as possible, in the open-to-all conversational middle. That is to say: in the position of maximum conversational exposure, all round; the sort of exposure that, at its sharpest, can only come from speaking as a critical insider, to other insiders. Deleuze and Guattari do not believe in this. Nor do they practice such conversational openness towards those who advocate it. Certainly they are not open towards Hegel. For Deleuze, Hegel is just a bogeyman: right from the outset, he once remarked in an interview, ‘what I detested more than anything else was Hegelianism and the Dialectic’.24 In Difference and Repetition he develops a variant on Heidegger’s critique of Hegel. And in his earlier Nietzsche and Philosophy he denounces Hegel as the antipodes to (the altogether admirable) Nietzsche: ‘There is no possible compromise between Hegel and Nietzsche’, he roundly declares.25 He portrays Hegel as a thinker with no inkling of what Nietzsche calls a truly ‘affirmative’ will to power. Indeed, Hegel appears in this caricature as nothing but an ingenious
23 24
25
Ibid., p. 422. Deleuze, ‘I Have Nothing to Admit’; trans. Janis Forman; Semiotext(e), Anti-Oedipus 2, 3 (1977). Nietzsche and Philosophy, p. 195.
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apologist for the dominant cliché-ridden moral order, as such. There is no very serious engagement in this work with any of Hegel’s actual texts, and no consideration, whatsoever, of Hegel’s real project in the Phenomenology. Plainly, it is true that Hegel is not saying the same as Nietzsche, but I do not see that Deleuze does anything much to help us understand the difference; he just warms up the old hostile ‘Hegel myth’, in a Nietzschean way. Nietzsche and Philosophy is a brilliantly creative study of Nietzsche. However, it is not much of an advertisement for Nietzscheanism as an opening up of conversation with other, opposing points of view. And so what, in fact, drives this attitude? I suppose it does offer a certain gleeful sense of innocence. That is, a sense of righteous un-involvement in any sort of communal wrongdoing. Whatever crimes may be committed by the State to which I pay taxes – if I am a philosophical ‘nomad’, they do not touch me. I am exalted above that level: not only guiltless, in legal terms, but also without shame. Nor am I in any sense answerable for the crimes of my ethnic group. I am a ‘nomad’ without a tribe; and, as such, I am set free, with unencumbered indignation, always to identify myself with the innocent victims. Sweet innocence, out there on the edge of things, untroubled by any sort of serious belonging! Repudiating the Church into which I was baptized, as a spiritual nomad I would have no reason to feel grieved by its various crimes and follies. But I could delight in sheer scorn. Here then we have the social atomism of the late-twentieth-century capitalist world, at its most extreme, rendered lyrical. Contrast Hegel: as he deplored the social atomism which he already saw, increasingly prevalent, in his world. Deleuze and Guattari interest me because they represent such a truly militant, and inventive, philosophic commitment to a war against cliché. Hegel however differs by virtue of the way in which, unlike them, he combines militant repudiation of cliché with this other, to my mind, equiprimordial intellectual virtue: complete commitment to the most searching conversational openness, towards all comers. This, crucially, is what opens him up as a philosopher to popular religion. He has seen the ways in which popular religion can speak to people that philosophy cannot reach; and its consequent unique ability to help frame the most serious sort of conversation, about the meaning of life, between intellectuals and non-intellectuals. At the same time, he is sympathetic to the secularity of secular modern states, basically because of the favourable environment it helps provide for serious conversation between the participants of different popular-religious, or different ethnic, cultures. And moreover (contrary to the prejudice of Deleuze and Guattari) he also represents the possibility of combining openness towards popular religion, and towards secular modernity, with an equal openness towards dissident individual free thinking of every kind. For what he calls ‘Spirit’ is just that will to universal openness. To borrow Gillian Rose’s phrase, Hegel thus places himself in the ‘broken middle’, torn apart by all of these competing pulls, to negotiate as mediator between them. 144
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In any complex moral culture the ‘middle’ is necessarily ‘broken’, with no possibility of final theoretical mending, no stable consensus available. But what ‘absolute knowing’ finally knows is the wisdom of nevertheless staying with that brokenness, without retreat into any more marginal standpoint, such as would protect one from any of the pulls. I have written elsewhere about Rose’s vindication of Hegel, along these lines.26 She is also highly critical of Deleuze.27 (Mind you, she focuses only on the neo-Heideggerian argument of Difference and Repetition; her critique does not address what I think are his true, bizarre masterpieces, his collaboration with Guattari. Not that I think she would have been any gentler towards these.) In his Preface to Anti-Oedipus, Michel Foucault – ‘paying a modest tribute to Saint Francis de Sales’, the seventeenth-century Bishop of Geneva and author of the classic treatise Introduction to the Devout Life – suggests that Deleuze and Guattari’s work is, in essence, an Introduction to the Non-Fascist Life.28 But it seems to me that this title really applies with far greater justice to Rose’s work. For, again, what else is fascism if not the most agitated line of flight from the ‘broken middle’, where its brokenness has become most troubling? There are of course many different possible forms of resistance to fascism. However, the most radical is surely just that which involves the most decisive commitment to staying in the broken middle. And for Rose, therefore, it is none other than Hegel who is, by anticipation, the supreme anti-fascist philosopher. Unfortunately, though, Deleuze and Guattari have not even registered the challenge of this alternative point of view. Indeed, their antiHegelianism actually appears to derive its violent fury from the urgent need they feel to suppress that challenge, before it can, in those terms, even begin to impinge.
26
27
28
Shanks, Against Innocence: Gillian Rose’s Reception and Gift of Faith (London: SCM Press, 2008). Rose, ‘The New Bergsonism: Deleuze’, in Dialectic of Nihilism: Post-Structuralism and Law (Oxford: Blackwell, 1984). Deleuze and Guattari, Anti-Oedipus, p. xv. (Foucault also once famously remarked that perhaps one day the twentieth century would be known as ‘the Deleuzian’.)
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1. The Holy Spirit in spate ‘I have yet many things to say to you’, says Jesus to his disciples in the Fourth Gospel, ‘but you cannot bear them now. When the Spirit of truth comes, he will guide you into all the truth’ (John 16: 12–13). How, in general, are we actually to discern what is of the Holy Spirit, in the historic development of theology? The whole of Christendom affirms that the Holy Spirit ‘proceeds from the Father’; in the West we also add, ‘and from the Son’. In other words: the things that the Holy Spirit has to teach us cannot be sheer innovations. But they will, nevertheless, always be new. Before and beyond the imperatives of church loyalty stand the demands of the basileia tou theou, the reign of God, as proclaimed by Jesus himself. Or, to put it another way: before and beyond the solidarity of church member with church member, as such, there stands the primordial ideal of the solidarity of the shaken. The essential work of the Holy Spirit is, surely, a constant quest for new ways of alerting us to that ‘before and beyond’. There are, I would argue, three basic, extensively overlapping forms of potential divine inspiration, which may drive theology. It may take the form of a registering; of a rebalancing and refinement; or of a being-flooded. z
Much theology arises as a registering of experimental innovations in church practice; an attempt, simply, to give some account of why the experiment is being undertaken. Examples include: (a) the theology first of the Desert Fathers, then of classical monasticism and later of the friars, each in turn setting out the rationale for their way of life; (b) the competing theological doctrines of the Reformation and Counter-Reformation; (c) the theology arising out the various waves of Revival, from early Methodism to contemporary Pentecostalism; (d) such other recent phenomena as ‘liberation theology’, ‘black theology’, ‘feminist theology’, and so forth. To learn new things we must experiment, take risks. And what, first and 146
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z
z
foremost, distinguishes the work of the Holy Spirit is just a certain quality of experimentation: in each case, a real desire for something more than mere worldly success. The work of the Holy Spirit is a work of grace, as opposed to nature. By natural inclination, of course, every institution seeks to pursue worldly success, measurable growth in wealth and power; but what the Holy Spirit inspires is, rather, a real desire for greater authenticity, even if this, perhaps, be at the expense of making discipleship less immediately attractive, balking growth. Besides being integral to fresh developments in church practice, theology is also a tradition of thought forever subject to rebalancing and refinement, in response to changes in its larger intellectual context. One obvious example is the rise of Scholastic theology in the thirteenth century, as a result of the discipline’s having been transposed into the newly emergent university world of that period. Another is the impact on theology, largely beginning in the nineteenth century, of scientific Biblical Criticism. More generally, all the great advances in sheer theological sophistication, as such, belong in this category: the seminal work of such major thinkers as Origen, Augustine, Aquinas, Schleiermacher or Barth. Here, too, the Holy Spirit is manifest in a basic will-to-experiment. Only, the experimentation in such thinking is no longer confined to specific aspects of church practice. Rather, it extends to the whole systematic method of theology. Everywhere, the distinguishing mark of theology infused with the Holy Spirit is its opening up of what had hitherto been closed down, by thoughtlessness, prejudice, over-simple answers. But then, to my mind, the most interesting cases of all are those where theology is altogether flooded by a desire for ever greater openness. In other words: cases in which the will-to-experiment has actually evolved into a wholesale will-to-openness, every last inhibition overwhelmed. And that is what I see, above all, in Hegel.
This third form of valid theology comes to classic, pre-Hegelian expression in two ways. One is the way of philosophically informed ‘mystical theology’, stemming in the Christian context from Pseudo-Dionysius, but represented, at its most radical, by Meister Eckhart, with that dramatic prayer of his, ‘I pray God to rid me of “God” ’. Here we have the most all-encompassing faith-filled mistrust of conventional religious thinking in general, just because of its inevitable, intrinsic ambiguities; its unstable mixing of a potential for openness with elements of closure. The other is the way of Joachim of Fiore, with his pioneering, not at all philosophical, narrative distinction between the three ‘stages’ of divine revelation: that of the God the Father in the pre-Christian past, that of God the Son extending into the present, and that of God the Holy Spirit, for the most part still to come. In Joachim’s doctrine the only partially revealed God of the past and present is thus set against the fully revealed God of the 147
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future; just as in Eckhart’s, ‘God’ is set against God. These are, to be sure, two very different methods of opening theology up. Both, however, are equally flood-like, overwhelming the theoretical defences of religious unatonement. And Hegel’s unique greatness, I think, lies, not least, in his having combined both methods into one.
2. Joachim / Eckhart / Hegel Let us briefly examine these forerunners. First: Joachim. He, obviously, is a much less sophisticated sort of thinker than Eckhart, let alone Hegel. Joachim lived from around 1130 / 1135 to 1202, in small-town provincial Calabria. An abbot, a monastic reformer, his thinking predates the transformation in theology brought about by its becoming a discipline of university education. In detail, it is little more than a fanciful decoding of the New Testament Book of Revelation; breaking the taboo on such exegesis that St Augustine, above all, had imposed upon the Western Church. Joachim calculated that the third age he predicted would erupt in the year 1260. When that year arrived, his followers became very agitated, and there were great flagellant processions through various cities. One may well sympathize with Augustine’s misgivings. Yet, at the same time, here we have a prime demonstration of how, for all its potential silliness at one level, apocalyptic thinking can, at another level, also serve as a genuine channel for the Holy Spirit. Thus, like ancient Hebrew prophecy, it adopts a format of oracular prediction, but may also use that format to insinuate a new, hope-filled passion for ‘justice’. After 11 centuries of Christian theology largely premised on the assumption that God’s truth was already, to all serious intents and purposes, given to the Church, finished and complete, Joachim arrives. And he breaches the dam. Just as the fresh truth of the gospel once burst into the world – superseding, with its all-transformative, horizon-opening power, all that had gone before – so, Joachim argues, another new surge of truth might, must, will, soon roll in again. Note: what Joachim promises is not any new metaphysical insight. He does not challenge the metaphysical framework of church orthodoxy at all. The transformation he looks forward to is the drawing out of a truth that was always there, in that orthodoxy; only, hitherto half-hidden. To this extent, at least, he surely does foreshadow Hegel: his core concern is with faith’s latent potential to articulate the imperatives of perfect truth-as-openness, generally. Indeed, the fervour of his hope does not appear to have been tainted with any sort of violent impatience. There was nothing conversationclosing about it, in the sense that over-polarized debate is not real conversation. Joachim himself was, it seems, always most respectful of episcopal and papal authority; in return for which, several popes actively encouraged his work. Nor did he scare the secular authorities. King Richard 148
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the Lionheart, on his way to go crusading, is said to have stopped off to consult with him. After his death, it is true, his thinking did get caught up into certain angry conflicts: most notably, as it was invoked by the ‘Spiritual Franciscans’, in their struggle to preserve the original strict prophetic purity of St Francis’s own commitment to voluntary poverty against what they saw as the sell-out of that ideal by Francis’s successors at the head of their Order. Joachim envisaged that the age of the Holy Spirit would be one in which the monastic ethos finally prevailed throughout society. Just as Elijah had been an early forerunner of the Age of the Son, he argued, so the great Rulemaker of Western monasticism, St Benedict was an early forerunner, already, of the third age. And that age would be initiated, not least, by the founding of new religious Orders, more radical and more effective than any before. Not only the ‘Spiritual Franciscans’, but various other monastic reforming groups, also, came to see themselves in this role; the ‘Spiritual Franciscans’, though, with an especial fury. Matters were further complicated when one young hothead, Gerardo di San Borgo Donnino, publicly argued that the new age required a new Scripture; that Joachim’s writings should be seen as that new Scripture, superseding the New Testament in the same way the New Testament superseded the Old; and that all the existing forms of church authority, based as they were on New Testament teaching, needed to be set aside, as well. So Gerardo converted Joachim’s catholic doctrine into a closed, sectarian break-away. And in 1263, as a result, Joachim’s teaching was formally declared to be heretical, by the Synod of Arles. But he would no doubt have been horrified at what Gerardo was to make of his legacy. For what Joachim looked for in the third age was nothing other than an unequivocal opening up of church tradition, in the spirit of Jesus; the very opposite to such crass sectarianism.1 As for Eckhart: he belonged to another world. Born in or around the Joachimite crisis year of 1260, he lived until around 1328; a Dominican friar, a university lecturer, and, at the culmination of his career, a preacher in the great city of Cologne. Among the most striking features of Eckhart’s theology is the relationship it suggests between sin and illusion. In most Christian thinking, salvation is simply understood as a conversion of the will. But, by contrast, Eckhart’s understanding is closer to that prevalent in pre-Christian Greek philosophy, or in Indian thought, inasmuch as he emphasizes instead the release, from illusion, of the intellect. Indeed, the remarkable originality of his thought lies not least in the sheer verve with which he traces the universal human need for salvation back to a fundamental division – crucially, preceding and underlying any deformation of the will by 1
See Marjorie Reeves, Joachim of Fiore and the Prophetic Future: A Study in Medieval Millenialism (Stroud: Sutton Publishing, 1999); Bernard McGinn, The Calabrian Abbot: Joachim of Fiore in the History of Western Thought (New York, London: Macmillan, 1985).
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sin – between two levels of thought. On the one hand, there is the thinking of the ordinary, surface self, whose notion of ‘God’ is mired in endless ambiguity; on the other hand, there is the other, quite different capacity for fresh contemplative insight into primary reality, through which we may connect to God as God is in Godself, the ‘Godhead’. And sin, then, is primordially what arises from the occlusion of this latter possibility, the true Self. It makes no difference how crude or sophisticated the thinking in question is. What generates sin, so defined, is not mere ignorance or incorrectness. But once again, it is precisely unatonement: the surface self not being at one with the deeper Self, failing to recognize it. In his Latin writings, Eckhart speaks of the true Self in Neoplatonic fashion as intellectus, ‘Intellect’. He is not the first Christian theologian to speak this way. Something at least of the same notion of ‘Intellect’ – as a salutary power, within the soul, from which we are more or less cut off by sin – is already to be found in the academic work of a slightly earlier Dominican, Meister Dietrich of Freiberg.2 But Eckhart is the first to make it a central theme of preaching. His sermons in German are, indeed, gleeful performances. And they are acts of intellectual insurgency: forever drawing attention to what, under any regime of merely conventional religious thought, gets suppressed within the soul. Here he no longer speaks, in prosaic fashion, of ‘Intellect’. Instead, he starts to experiment with all sorts of poetic metaphor. Thus: I have sometimes said that there is a power in the spirit that alone is free. Sometimes I have said that it is a guard of the spirit; sometimes I have said that it is a light of the spirit; sometimes I have said that it is a spark.3 He also goes on to speak of this power as a ‘little town’, at the heart of the soul’s territory. And elsewhere he calls it the ‘ground’ of the soul, out of which divine truth grows. Moreover, in order to underline its central significance, Eckhart further develops his understanding of the ‘Intellect’ in Trinitarian terms, with 2
3
See Kurt Flasch, ed., Von Meister Dietrich zu Meister Eckhart (Hamburg: Meiner Felix, 1987). Dietrich’s Treatise on the Intellect and the Intelligible has also been translated into English by Markus Führer (Milwaukee, WI: Marquette University Press, 1992). Meister Eckhart, The Essential Sermons, Commentaries, Treatises and Defense (trans. Edmund Colledge and Bernard McGinn; Mahwah: Paulist Press, 1981), from sermon 2, ‘Intravit Jesus’, p. 180. (Eckhart’s German-language sermons have Latin titles, from the Vulgate.) Typically, Eckhart’s vernacular sermons are likely to have been preached to congregations of Dominican nuns, and Beguines, women religious with a less rigorously formalized way of life. This was a period in which a great number of such communities had recently developed, and were developing, in the Rhineland, often in close association with the Dominicans.
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startling boldness. For he wants to insist on our referring everything in the gospel tradition, fundamentally, to the liberation of the ‘Intellect’, in the sense of the primordial indwelling of the Godhead within each soul; he is proposing this as the first principle of theological hermeneutics. And so he turns to the doctrine of the Trinity, as the setting out of Christian hermeneutical first principles. Hence, he speaks of the dwelling place of the suppressed ‘power’ of ‘Intellect’ – the ‘little town’, the inner Bethlehem – as the place both where God the Father ‘begets’ the God the Son, and also where, by the working of God the Holy Spirit, God the Son is, over and over again, re-‘born’. Everything that the tradition, initially, envisages in terms of events outside the soul, Eckhart connects to events within; he takes the traditional mythic and historic narratives of faith and treats them as metaphors for a drama to be played out deep inside each individual soul. The eternal ‘begetting’ by God the Father of God the Son he interprets as the generating of the ‘power that alone is free’ at the core of each self – the founding of the ‘little town’, the laying of ‘the ground of the soul’, the lighting of the ‘spark’. In other words, it is the universal truth of God particularized, as an immediate calling to each individual: God calling to each one of us, from within, to be liberated from religion-as-cliché, and from all that the reduction of religion to cliché permits. And the historic descent and incarnation of God the Son, ‘by the Holy Spirit of the Virgin Mary’, he then interprets as a definitive symbol for what happens whenever any individual, hearing that primordial inner calling, truly responds. For Eckhart, to see God incarnate in the individual figure of Jesus is thus to see, unveiled, the indwelling of God within every human individual, simply as such. He lays the greatest possible emphasis on this: Truly I say: Everything good that all the saints have possessed, and Mary the mother of God, and Christ in his humanity, all that is my own in this human nature. Now you could ask me: ‘Since in this nature I have everything that Christ according to his humanity can attain, how is it that we exalt and honour Christ as our Lord and our God?’ That is because he became a messenger from God to us and brought us our blessedness. [However,] the blessedness that he brought us was [already implicitly] ours.4 Why did God become a man? In essence: to show us the latent blessedness of our own lives, only obscured by the tyranny of cliché-thinking and by all that such thinking serves to protect. The essential truth of faith in the incarnation, as such – beyond the reduction of that faith itself to pious cliché – is none other than its revelation of this blessing.
4
Ibid., from sermon 5b, ‘In hoc apparuit charitas dei’, p. 182.
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Eckhart is always in search of the most striking ways to jolt people out of their theological complacency. In Sermon 52, ‘Beati pauperes spiritu’, he even breaks into oracular speech. That is to say, he actually begins to speak, as it were, in the persona of the incarnate divine ‘power’, which conventional religious thinking conceals: When I stood in my first cause, I then had no ‘God’, and then I was my own cause. I wanted nothing, I longed for nothing, for I was an empty being, and the only truth in which I rejoiced was in the knowledge of myself. Then it was myself I wanted and nothing else. What I wanted I was, and what I was I wanted; and so I stood, empty of ‘God’ and of everything. But when I went out from my own free will and received my created being, then I had a ‘God’, for before there were any creatures, God was not ‘God’, but he was what he was. But when creatures came to be and received their created being, then ‘God’ was not God in himself, but he was ‘God’ in the creatures.5 Here is a mythic picture of life entirely ‘before’ cliché, and therefore free of it. He goes on: When I flowed out from God, all things said: ‘ “God” is’. And this cannot make me blessed, for with this I acknowledge that I am a creature. But in the breaking-through, when I come to be free of will of myself and of ‘God’s’ will and of all his works and of ‘God’ himself, then I am above all created things, and I am neither ‘God’ nor creature, but I am what I was and what I shall remain, now and eternally. Then I received an impulse that will bring me up above all the angels. Together with this impulse, I receive such riches that ‘God’, as he is ‘God’, and as he performs all his divine works, cannot suffice me; for in this breakingthrough I receive that God and I are one. Then I am what I was, and then I neither diminish nor increase, for I am then an immovable cause that moves all things. Here ‘God’ finds no place in man, for with this poverty man achieves what he has been eternally and will evermore remain. Here God is one with the spirit, and that is the most intimate poverty one can find. Whoever does not understand what I have said, let him not burden his heart with it.6 This is a direct utterance of the true Self, hidden deep within each human individual: the Self, beyond all mortal selfhood, that simply is the indwelling 5
6
Ibid., p. 200; with some amendment to the use of inverted commas, so that every reference to ‘God’ as an object of representational thinking is written that way. Ibid., p. 203; again with the use of inverted commas amended.
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of the Holy Trinity within the soul, the direct self-manifestation of God beyond all cliché, beyond ‘God’; what the Kabbalists call ‘Adam Kadmon’; the Neoplatonists, pure ‘Intellect’ or nous. Eckhart is speaking directly for the divine, like the Hebrew prophets did. The one difference is that, whereas the prophets comment on the past and future course of history, he by contrast has only one message. He has nothing else to say, other than to testify to the constant call of God-beyond-‘God’, from deep within each soul. Astonishing! But now compare Hegel.7 Eckhart, as a preacher, focuses directly on the theological solution: the good news of the possibility of God’s birth within the soul. Hegel, constructing a phenomenology of Spirit, focuses first on the trans-theological, universal nature of the problem: ‘das unglückliche Bewußtseyn’, the unatoned state of mind, in general. Both, however, are surely talking about the same dynamics. And both alike are also intent on a systematic reconfiguration of Christian theology, putting this right at the very centre. What Eckhart calls ‘Intellect’ is, at one level, the same as what Hegel calls ‘Spirit’. It is the same basic truth-principle; in neuropsychological terms, the same insurgency of the insurgent presenting-hemisphere sub-self.8 Only, what is completely lacking in Eckhart’s thought is any historical elaboration of the core Christian salvation narrative. He, for his part, just volatilizes the historical, or political element in the gospel; in his thinking it dissolves, seemingly without remainder, into a set of metaphors for events within the individual soul. Hegel does the opposite: incorporating his phenomenological account of atonement into a grand-narrative envisioning of divine revelation, as a still ongoing process, for which the nearest precedent is Joachim’s. This is, to be sure, only quite a remote precedent; and not in fact one to which Hegel himself ever refers.9 The Hegelian grand narrative differs 7
8
9
Cyril O’Regan also discusses this relationship: The Heterodox Hegel (Albany: SUNY Press, 1994), pp. 250–63. The way that our language has evolved, ‘Spirit’ now seems a much more appropriate term than ‘Intellect’. And compare also how Eckhart’s predecessor, Meister Dietrich traces the roots of sin to the fundamental division between two modes of being, as humanly apprehended: ‘conceptional being’, ens conceptionale and ‘real being’, ens reale. The terminology here is especially confusing, inasmuch as in modern English one would surely have to say that the latter is, precisely, less ‘real’ than the former! Thus, ens conceptionale is what the true Self (in Dietrich’s terms, ‘Intellect’) intuits; whereas ens reale, by contrast, is just what the empirical self (more or less alienated from ‘Intellect’) grasps. The first to relate Hegel’s thought to Joachim (via Lessing) was the Roman Catholic philosopher K. J. F. von Windischmann, in a letter he wrote to Hegel in 1810: Hegel: The Letters (trans. Clark Butler and Christiane Seiler; Bloomington: University of Indiana Press, 1984), p. 558. For a more recent discussion, again see O’Regan, The Heterodox Hegel, pp. 263–79. (O’Regan actually relates Hegel to three main forerunners: Joachim and Eckhart being two, the third is Jakob Böhme.)
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fundamentally from Joachim’s in that it is not predictive. Nor does it involve the same Trinitarian categories. Joachim’s is a form of Trinitarian teaching that has to a very large extent lost touch with the original rationale of the dogma.10 Notwithstanding his desire to be orthodox, it is, at least in effect, an inversion of Arian subordinationism, with the Holy Spirit ranking the highest of the three divine Persons. There is nothing of this in Hegel. But the precedent consists simply in the sheer dam-burst of hope, for greater openness, which, for all its crudity, Joachim’s thought enacts; as Hegel’s also does. Hegel, a great prophet of hope? Some may be of a mind to protest: how can this be? For does he not, on the contrary, proclaim the ‘end of history’ in his own day? – That old cliché-picture of Hegel as an enemy of hope, however, is just another item of the ‘Hegel myth’: here, misrepresenting his quite sensible reluctance to predict the future, as though he thought that, as regards what really matters, the present would persist for ever. A bizarre notion! Not-predicting is not the same as not-hoping. Hegel was, indeed, always cautious when it came to politics. He never sought to whip up revolutionary political passion with grandiose predictions, as Fichte had, or as Marx would. And therefore, from the outset, he framed his grand narrative as an explanation for the specific truth-potential of the present, nothing more. In that sense, he positioned himself at the end of the particular story he sought to tell. Yet, let us be clear, this caution represents the tactical bridling of a most tremendous energy-for-openness; an urgent hope-filled energy that appears most fundamentally, and at its fiercest, in his theology. Hegel leaves the future open. But, like Joachim, at least thus far, he sets out to show how, over the bloodstained centuries, the latent saving truth of the gospel has steadily been growing more decipherable.
3. A plea for patience No doubt, wherever the all-opening power of the Holy Spirit really floods into theology the results will be uncomfortable for the institutional Church. The challenge here being, in essence, an impulse to openness, it will never generate merely sectarian polemic. But one of the prime distinguishing marks of such theology is, nevertheless, the resistance it evokes. The Synod of Arles did not confine itself to condemning Gerardo di San Borgo Donnino’s sectarian distortion of Joachim’s prophecy. It also condemned
10
Is there perhaps a hint of Joachimite logic in Hegel’s initial discussion of das unglückliche Bewußtseyn? See Phenomenology of Spirit (Miller), p. 128, para. 210; Phenomenology of Mind (Baillie), p. 253. Here he adumbrates a three-stage overcoming of unatonement, which O’Regan (pp. 271–72) reads as being ‘Joachimite’. C.f. Shanks, Faith in Honesty (Aldershot: Ashgate, 2005).
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the original prophecy itself. So, very notably, did Thomas Aquinas; likewise, not discriminating between Joachim and Gerardo.11 Dante envisions Joachim among the wise spirits in Paradise, alongside the great orthodox teachers, and in particular reconciled with St Bonaventure, who as minister-general of the Franciscan Order had led the struggle against the Joachimite dissident ‘Spiritual Franciscans’.12 But, then, Dante was a singularly generous thinker; as is also shown by his parallel depiction of Aquinas likewise being reconciled, after death, with the ‘Averroist’, Siger of Brabant. The actual earthly Church, unfortunately, finds such generosity rather harder than it is in Dante’s heaven.13 Eckhart, towards the end of his life, was charged with serious error, if not actual heresy, by the Papal Inquisition, then based in Avignon; and, after a lengthy investigation, was compelled to issue a qualified ‘retraction’. Although the Inquisitors tried to be methodical, they appear to have been a bit uncertain as how best to formulate their initial, somewhat inchoate unease here. At all events, the trial documents show them trying various approaches, rather jumbled together. Their underlying anxiety was that Eckhart’s teaching did not seem sharply enough differentiated from the heretical doctrine of the Brethren of the Free Spirit; that is, the general stirring of outright antinomianism which was, at that time, a major source of concern for Church authorities throughout the Rhineland and the Netherlands. Eckhart defended himself in the most spirited fashion. But, acutely aware of the ambiguity intrinsic to all religious utterance, he was at length persuaded to back down,
11
12 13
Aquinas, Summa Theologica II, 1, Q106, art. 4. On the one hand, Aquinas criticizes the oversimplifying logic of Joachim’s periodic Trinitarianism. On the other hand, he indicates alternatives to the Joachimite reading of three key New Testament texts. (a) 1 Corinthians 13: 9–10, ‘For we know only in part . . . but when the complete comes, the partial will come to an end’: this is not about a new age in history, but about eternity. (b) John 16: 13, ‘When the Spirit of truth comes, he will guide you into all the truth’: the apostolic Church already knew all that was necessary to salvation, what its members still lacked was only a full understanding of how prophecy was to be historically fulfilled. (c) Matthew 24: 14, ‘This good news of the kingdom will be proclaimed throughout the kingdom . . . and then the end will come’: the ‘end’ in question is not the end of one age of revelation, and the beginning of another; rather, it is either, literally, the end of the second Jerusalem Temple, or else it is the end of all things. Dante, The Divine Comedy: Paradise, XII, lines 140–44. A curious recent example of this was the Vatican’s response to an internet rumour circulated in 2009 to the effect that, in the course of the previous year’s presidential campaign, Barack Obama had thrice invoked the authority of Joachim in his speeches. In actual fact, of course, Obama had done nothing of the sort. But the rumour nevertheless elicited a sharp response from the Vatican: the publication of a lecture by Fr. Raniero Cantalamessa, the preacher to the Pontifical Household, restating Rome’s official repudiation of Joachim and all that he stands for.
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at any rate with regard to some of his own formulations, acknowledging that they might perhaps be injudicious.14 And then Hegel: again, the immediate response to his work among the more conservative or pietist of his fellow Lutherans was, for the most part, a mixture of bewilderment and fierce suspicion. So hostile was this reaction that, in the period following his death, it emboldened the real enemies of the Church, Feuerbach and his allies, to claim Hegel, quite unscrupulously, for their own. In actual fact, the resultant ‘Left Hegelianism’ ditched everything of real interest in Hegel’s religious thought: Hegel’s substantive critique of unatonement was here replaced with a merely formal critique of theological language as such. And this helped clear the way for a brand new mode of unatonement – Communist Party ideology – in which the Rigidity Principle, now secularized, in the long run only grew more murderous than ever. Yet, the very fact that decadent ‘Left Hegelianism’ could claim to be ‘Hegelian’ at all bears vivid testimony to the problem. It was only possible because ‘Hegelian’ theology had gained so little traction in the Church at large. ‘Das unglückliche Bewußtseyn’ is Hegel’s term for a condition that may equally come to expression in all sorts of secular, or other-religious, ways. But, as the intellectual affliction of fallen humanity in general, it is also, so to speak, the natural default setting for theology. Any form of theology, insofar as it is not driven by a desire to open the Church up to fresh new insight is thus a work of das unglückliche Bewußtseyn. This includes any theology for which faith is, in effect, nothing more than an impassioned sincerity in the holding of ‘correct’ religious opinion; any theology primarily intent on explaining, and vindicating, the standpoint of an old-established church institution, or faction, as such, against others, or against the secular world; any theology that rests on a simple appeal to the authority of ‘the Bible’, or of orthodox tradition, as if it were obvious what this meant, and as if all that were needed was just sufficient determination in holding fast to it; any theology that might be popularized by propaganda means. Hegel’s whole approach to theology is of course bound to appear scandalous to a devotee of such thinking. But not all of his critics are of this kind. Take Kierkegaard, for instance. Kierkegaard’s work, as a whole, is surely very much another case of the Holy Spirit in spate: bursting the confines of comfortable ‘Christendom’. As is Desmond’s, likewise: bursting the confines of the conventional-erotic, in general. On the one hand, both Kierkegaard and Desmond are mighty critics of religion reduced to conventional respectability – in Hegelian terms, both alike are actually great conquerors of das unglückliche Bewußtseyn. Yet, on the other hand, they are also, both of them, dead set against any allowance for political realism in theology; Kierkegaard indeed just as much as Desmond. 14
For the trial documents, see The Essential Sermons, Commentaries Treatises, and Defense, pp. 71–81.
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And so it is that, at the same time, they repudiate Hegel; he being ever the political realist. The Kierkegaardian concept of ‘Christendom’, as the great enemy of gospel truth, conflates critique of mere conventional respectability with critique of political-theological realism, in the most direct and confusing fashion. Look, though: there really are two quite different levels of thought involved here. The overcoming of das unglückliche Bewußtseyn is just the first prerequisite for any sort of theological truth. Whereas, by contrast, when it comes to the proper role of political realism – do we not need a plurality of different theological approaches, to appreciate the various facets of true wisdom? Again, Hegel is preoccupied with the question of how one might best help contribute to the building of a truly effective political community, infused with atonement; one that is therefore, to the greatest possible degree, respectful of thoughtful dissent, and dedicated to the most open sort of public debate, understood as a sacred ideal in itself. And so he develops an interpretation of historical progress essentially in those terms: the sort of narrative that such a community requires, to inspire it. But when Kierkegaard thinks about ethics, he is preoccupied, far rather, with what he for his part simply calls ‘works of love’.15 That is to say, the ‘absolute’, intransigent demands of a perfect love of neighbour – what Desmond calls ideal ‘agapeic community’ – way beyond any consideration of political effectiveness. One cannot construct anything like Hegelian grand narrative to show how ‘works of love’, in the Kierkegaardian sense, have evolved, on a large scale. They are, in their sublime perfection, much too rare. What Desmond calls pure ‘agapeic community’ thrives, elusively, only on the very edge of history. Imagine of atoning virtue as a pyramid, the lower levels including large numbers of people, the higher levels far fewer. What, in the end, differentiates Kierkegaard and Desmond from Hegel is no more than that their gaze is fixed, exclusively, upon the very summit of the pyramid. He, by contrast, is examining the base: the broadest possible, most inclusive political basis for authentically atoning community. From this primordial difference, everything else in their argument against him follows. Nevertheless, it is surely, in both cases, the same pyramid. They argue as if there were some absolute, irreconcilable opposition between their standpoint and his. Not so! To be sure, there are some gaps in Hegel’s theology. Kierkegaard and Desmond highlight them, mercilessly. z
15
Intent as he is on devising politically realistic strategy for the cause of atonement, it is true that Hegel nowhere discusses what constitutes, or might inspire, the ultimate trans-political intransigence of ideal sanctity.
Kierkegaard, Works of Love (trans. Howard and Edna Hong, New York: Harper and Row, 1962; in Danish Kjerlighedens Gjerninger, a non-pseudonymous work, 1847).
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z
A closely related problem: reacting against the high flown rhetoric of his Romantic contemporaries, he seeks to purge philosophy of what he calls mere ‘edification’.16 Unfortunately, though, he ends up, as a result, developing a theology that lacks any explicit grounding in prayer. He gives no indication of what he thinks truly atoning prayer might be like. ‘In what sense could one pray to Hegel’s God?’ Desmond asks.17 This is a good question – so long as it is more than just rhetorical! I by no means accept Desmond’s suggested answer: that Hegelian ‘absolute knowing’ renders real prayer impossible. All that such ‘knowing’ renders impossible is the prayer of unatonement. But yes, I agree that it would have been much better had Hegel, after all, thought a bit more about the proper nature of atoning prayer. One reason why he did not do so: he is always so very much ‘the Professor’, as Kierkegaard likes to call him. That is to say, he is always looking to effect change in the world, above all, through improvements in university education, and especially the study of philosophy, as an academic discipline. Absent from his thought is any balancing sense of the intrinsic ambivalence of philosophy, in relation to God’s truth. For Hegel, it seems, ‘philosophy’ is a quite unambiguous good: not least, as it works systematically to dissolve the ambiguities of popular, nonacademic religion. There is no criticism, in his work, of philosophy’s constant shadow side, as a project forever tending to be tainted with educational-elitist conceit.18
These are quite major gaps, certainly. However, I repeat: they are just that, no more than gaps. There is absolutely no need to interpret them, the way Kierkegaard and Desmond do, as implying rigid dogmatic closures. Kierkegaard and Desmond, with their gaze fixed on the receding summit of the pyramid, have resolved to be intransigent, both in season and out. But to see God’s truth, the sacred truth of atonement whole, is to see the whole pyramid. Heaven, in this sense, is larger than the intellectual puritan, or ‘beautiful soul’, is inclined to allow. It excludes cruelty, and it excludes mediocrity; even the most devout cruelty, even the most devout mediocrity. Yet there is surely room within it for both Hegel and Kierkegaard, reconciled. Again: there is surely room for both Desmond and Hegel.
16
17 18
Phenomenology of Spirit (Miller), pp. 4–6, paras. 7–9; Phenomenology of Mind (Baillie), pp. 71–74. Desmond, Hegel’s God, p. 198. C. f. Shanks, The Other Calling: Theology, Intellectual Vocation and Truth (Oxford: Blackwell, 2007).
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4. Hegel today: from ‘second’ to ‘third modernity’ Kierkegaard and Desmond represent the ultimate in a certain sort of militancy. But there is also a larger group of authentic thinkers who are inclined to mistrust Hegel: all those, in short, whose theology is essentially a generalized expression of disgust with secular modernity. Never before, Hegel argues, has there been such an opportunity for us to discriminate the real truth of the gospel from its distorting accretions. This opportunity derives from the way in which, as never before, the environment of secular modernity allows us to stand back from church tradition in critical detachment, even while still adhering to it; the freedom it allows each individual to experiment with different modes of belonging or not-belonging, different angles of vision. Does this not mean, though, that he has sold out to secular modernity as a whole? Here we have the basic suspicion of Hegel common to what one might call ‘Augustinian’ theologians; Augustine being the great original systematic exponent of theology-as-disgust. Everything, Augustine argues in The City of God, depends upon our distinguishing in the sharpest possible fashion between the ways of the ‘heavenly city’ and the ways of the ‘earthly city’. But again, although this distinction very largely overlaps the Hegelian distinction between the ways of atonement and the ways of unatonement in a Christian context, it also differs. It differs just because of the way in which it is confined to a Christian context. The Augustinian doctrine incorporates a critique of unatonement; but muddles it, by mixing it with an essentially apologetic affirmation of metaphysical Christian orthodoxy. So it becomes a forever ambiguous amalgam between a critique of unatonement, as such, and a critique of secularity, as such. And in the post-Enlightenment world, to the extent that the second element prevails, it tends to generate a somewhat nostalgic mode of Christian grand narrative: a lament, first and foremost, for what the Enlightenment, in doing away with the old cultural hegemony of metaphysical Christian orthodoxy, is said to have destroyed.19 Now, clearly there is a big difference between this sort of Christian grand narrative and the Hegelian one. But, first: let us not exaggerate the difference. Where the ‘Augustinians’ profess to see only decline, Hegel sees an unprecedented opportunity for fresh truth. However, this opportunity does not, in his view, arise because the world as a whole has become a better place. On the contrary, it arises very largely because of what he, likewise, sees as the deepening corruption of modernity. So he likes to compare the condition of modernity in his own day with the religious decadence of ancient Rome in the time of the early Church: the weakness of ancient Roman paganism, its 19
Among the leading late-modern ‘Augustinians’, in this sense, are Karl Barth, Hans Urs von Balthasar, Henri de Lubac, Herman Dooyeweerd, Stanley Hauerwas, John Milbank, Catherine Pickstock; to name just a few.
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lack of real moral grip upon its notional adherents, which made possible the early Church’s rapid expansion. The worse it gets, he thinks, the better it gets. The way he uses the term, ‘die Aufklärung’ (the Enlightenment) is absolutely the name of a sickness. Certain elements in Enlightenment-era thought might well be regarded as intellectual contributions to the cause of atonement: the work of Spinoza or Lessing, for example. But when Hegel speaks of ‘die Aufklärung’ it is not in fact Spinoza or Lessing that he has in mind. Rather, what he means by the word is nothing more than the secularization of unatonement. This is already the case in Faith and Knowledge, where Kant, Jacobi and Fichte are framed in the context of die Aufklärung in this sense; and criticized for failing to rise above it adequately.20 Kant, Jacobi, Fichte, all three, are fervent upholders of what they call ‘faith’. This, though, is a form of faith essentially uprooted from any actual, organized religious community-belonging. In the Phenomenology of Spirit Hegel goes on to trace that uprooting, the process of die Aufklärung as he envisages it, epitomized in a sort of reported dialogue between two typical voices: the voices of ‘Faith’ and ‘Pure Insight’.21 Here, Pure Insight is an aggressively cynical sheer debunker of religious tradition, using every sort of propagandist argument. The voice of Faith is sadder. It represents faith in full retreat before the onslaught of Pure Insight, into the detached individualism of one who, in the new jargon of our time, might say, ‘I’m not so much religious as spiritual’. Thus, this outlook defends itself by withdrawing into complete theological abstraction, too vague to be open to specific criticism; and by appealing simply to the testimony of direct personal experience, too private to be criticized. The two warring voices of Faith and Pure Insight are united in their unatonement. The voice of Pure Insight represents militant secularizing unatonement. That of its ineffective antagonist, Faith: unatonement defensively privatized. ‘The Enlightenment, in its positive aspect’, Hegel remarks, ‘was a hubbub of vanity without a firm core’. He means the element of Enlightenment thinking that sought to ground ethics in an invocation of ‘positive’ utilitarian principle. But, he goes on, the Enlightenment ‘obtained a core in its negative procedure by grasping its own negativity’.22 Kant, Jacobi and Fichte: these, for him, are the great representatives of that ‘negativity’, broken free from mere utilitarianism. As he sees it, the Enlightenment’s one real contribution to truth, its ‘negative core’, may be said to consist in its historic destabilizing of unatonement. Utilitarian Pure Insight does nothing to challenge unatonement, as such. Nevertheless, by 20
21
22
Verstand is usually translated into English as ‘Understanding’. Walter Cerf and H. S. Harris, in their translation of Faith and Knowledge (Albany: SUNY Press, 1977) opt for ‘intellect’, instead. C.f. note 8 above! Phenomenology of Spirit (Miller), VI B ii, pp. 328–55; Phenomenology of Mind (Baillie) pp. 559–98. Faith and Knowledge, p. 56.
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uprooting unatonement from traditional religion, it does destabilize it. Secular-modern destabilized unatonement may indeed be still more lethal in its effects than traditional-religious fixed unatonement. Hegel already knows this: he has the evidence of the Jacobin Terror before him. In the Phenomenology he immediately juxtaposes the Enlightenment to the Terror. But here and there in the swirling turbulence of secular-modern culture there may nevertheless also open up the possibility of true atoning theology, rendered fully explicit as never before. That, in the end, is the real extent of his un-‘Augustinian’ optimism. It is quite modest. And second: let us allow Hegelian grand narrative to continue unfolding.23 So consider, what exactly is a ‘grand narrative’? It is the defining of a certain sort of hope, by telling the story of its emergent possibility. The ‘grandeur’ of the narrative is partly a matter of scale: it is all-encompassing since the hope in question is cosmopolitan, the basis for an evangelistic mission without limits. And it is partly a matter of weight. For here we have a species of historic hope that is understood as being integral to salvation. Grand narrative is, at one level, a universal history of mankind. And, at another, it is the history of a particular community, its transmitter; that is, the carriercommunity for the salvation it promises. The Christian gospel is the first fully-fledged example, establishing the genre. (Buddhism has equally cosmopolitan missionary ambitions – but does not identify salvation with its historic hopes. Rather, Buddhist doctrine identifies salvation with release from historic hope in general.) For the earliest grand narratives, the carriercommunity is a confessional religious body: a form of Christian Church, or the Islamic umma. But what then emerges in the wake of the Enlightenment is a whole other species of grand narrative, associated with a whole other type of carrier-community. Namely: progressive movements seeking to implement change in the world by winning direct executive control over secular states as such, and using the power of the state apparatus. From the mid-nineteenth century onwards, such grand narrative becomes the ideology of massmembership ‘progressive’ political parties. Let us define ‘modernity’, narrowly, as that which is celebrated in grand-narrative terms, and promoted by grand-narrative means. One might well then distinguish between two basic stages of modernity, so defined. Namely: ‘first modernity’, generated by the purely religious grand narratives of Christianity and Islam, and ‘second modernity’, generated by the secular-progressive projects of the post-Enlightenment world. Where does Hegel fit into the story of these two ‘modernities’? He is their great reconciler. The prime Christian advocate, and refiner, of second modernity, he sets out, once and for all, to rescue the Christian gospel from church ideology, the limitations of first modernity; and to rethink it systematically 23
In what follows I recur to the argument of God and Modernity (London: Routledge, 2000).
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as inspiration for the politics of a secular state, ideally dedicated to freedom. The shape of any grand narrative is fundamentally determined by the goal it envisages. And so how are we to define the proper goal? Again, I would propose that it is final recognition of what Patocˇka calls the ‘solidarity of the shaken’, as a supremely sacred ideal. The solidarity of the shaken: solidarity purely and simply on the basis of a shared experience of being shaken, with real intensity, by the imperatives of perfect truth-as-openness. Or: the politics of true atonement. Nothing narrower, and nothing less! No other mode of solidarity is as desirable as this. Nor is any other mode as difficult to organize, in sustainable fashion; hence, it is a goal that has only very gradually emerged into the light of day. To try and tell the story of this emergence is at once to be plunged into the business of grand narrative. First modernity is already rich in poetic resources for articulating the solidarity of the shaken: the primordial Christian gospel, Sufi wisdom. The trouble is, though, that first modernity forever confuses the solidarity of the shaken with the confessional solidarity between Christian and Christian as such, in the manner of Augustine; or with the confessional solidarity between Muslim and Muslim as such. By contrast, second modernity renders possible a fundamentally new understanding of proper Christian hope: a secularized understanding, in the sense of being, at least to some extent, cut loose from any narrow confessionalism. At all events, Hegel’s thinking has that effect. Thus, although he is a loyal Lutheran, he subordinates his confessional loyalties as a Lutheran to the essentially trans-confessional ideal of ‘absolute knowing’: interpreting the gospel, first and foremost, as an intimation of ‘absolute knowing’ in religious form. But, again, what ‘absolute knowing’ knows is, in effect, nothing other than the supreme sacredness of the trans-confessional solidarity of the shaken, in itself. Hegel acknowledges that his theological breakthrough is only possible thanks to his intellectual environment having been secularized; that is, the secularization pushed forward by the incipient energies of second modernity. And in the Philosophy of Right he therefore affirms the secular state produced by early second modernity as a great work of God. However, it is much harder to believe in second modernity now than it was back then. For in the twentieth century second modernity was, as it were, consolidated into two main rival bodies of progressive belief: Marxism and Liberal Capitalism. Hegel would surely have been horrified by both. He would have been horrified not only by the monstrous violence that both species of ideology have, on occasion, served to justify; but also by their more general destructive effect with regard to Sittlichkeit, or ethical togetherness. A thriving Sittlichkeit is a culture founded upon, and helping reinforce, strong relationships of mutual trust between neighbours, of every social class. The ideal state envisaged in Hegel’s Philosophy of Right is both secular and, at the same time, infused with the warmest possible 162
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Protestant-Christian Sittlichkeit, to hold it morally together. In this regard, the closest to it, among twenty-first century states, are those of Scandinavia; the warmth of whose Sittlichkeit is evidenced by their citizens’ un-coerced willingness to pay such very high taxes. For here we have the most direct token of mutual trust, on a large scale. Marxism, by contrast, has always tended to destroy Sittlichkeit with its rhetoric of class conflict. Liberal Capitalism also dissolves it, by becoming the mirror image of Marxism: a brutal class-ideology of the rich and their admirers. And the result, in both cases, is to produce ideologies of government profoundly inimical to the solidarity of the shaken. The ideologists of both Marxism and Liberal Capitalism alike are too busy making the sort of manipulative propaganda required in order to gain, and then keep, governmental power in the service of the particular class-interests they favour. They simply do not have time to consider the anti-propagandist demands of perfect truth-as-openness. Postmodernism has been one response to the twentieth-century decadence of second modernity: a wholesale abandonment of grand narrative as a genre. The pioneers of postmodernist philosophy have for the most part been ex-Marxists, disenchanted with that particular form of grand narrative and then generalizing their disenchantment. Like Heidegger repudiating all politics because of his disenchantment with Nazism, it is as if they are saying, ‘If we can’t have the grand narrative of Marxism, then we won’t have any’. ‘Augustinian’ theology is another response, turning back from second modernity, as a whole, to first modernity. Neither of these, however, is an unambiguous contribution to the cause of atonement. The solidarity of the shaken surely requires something more. I think that Emil Fackenheim was right when in the late 1960s he wrote, ‘Such are the crises that have befallen the Christian West in the last half century that it may safely be said that, were he alive today, so realistic a philosopher as Hegel would not be a Hegelian’.24 But I do not think that Hegel today would become either a postmodernist or an ‘Augustinian’. Rather, he would doubtless return afresh to the basic question underlying his original philosophy of history: the question of where ‘freedom’, in the sense of atonement, was most effectively now being made political reality in the world. It is not where Marxism still holds sway. Nor is it where Marxism’s angry sibling, the ideology of aggressive Liberal Capitalism, dominates. No doubt Hegel would to some extent approve of the current Scandinavian model of politics. More importantly, though, it seems to me that his attention would also be caught by that other, very striking new development: the multiplication, in the global civil society our day, of what I am inclined to call organized, campaigning, self-contained ‘public conscience movements’.
24
Fackenheim, The Religious Dimension in Hegel’s Thought (Bloomington, London: Indiana University Press, 1967), p. 224.
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The phrase that I have been using, the ‘solidarity of the shaken’ actually originates in that context: the civil rights movement, Charter 77, which Jan Patocˇka helped launch, was a classic example of the type. Another, the one with which I am myself most familiar from the inside, is the Campaign for Nuclear Disarmament. Unlike the movements of first modernity, organizations of the general kind exemplified by Charter 77 or CND are trans-confessional, and in that sense thoroughly secular phenomena. Yet they also differ from the movements of second modernity inasmuch as they do not, strictly speaking, belong to political society: for they do not aspire either to gain direct control over government, or, having it, to keep it. Instead they are civil-society organizations, seeking to effect political change indirectly, by making a moral appeal to public opinion. And as a result they are liberated from the strategic and tactical constraints common to the partypolitical projects of mature second modernity. Unlike political parties, their chief hope of success lies simply in their acquiring real moral authority, the sort of authority that comes from being known to speak the truth without fear. Therefore, they are movements with a strong vested interest in truth-asopenness. No such movements yet existed in Hegel’s Germany. Historically, the earliest ever public conscience movement (in the sense I intend) had, at that time, just appeared in England: the campaign for the abolition of slavery. Hegel very much approved of the abolitionist campaign. But it was an isolated phenomenon. Public conscience movements, in fact, only began to develop sufficient critical mass to become, collectively, a potential carriercommunity for grand-narrative hope from around the 1960s onwards. The founding of that truly paradigmatic public conscience movement, Amnesty International in 1961 appears, in retrospect, a key landmark in the process. What would Hegel teach today? I think he would be an enthusiastic advocate of the new, emerging potential modernity that has as its carriercommunity the global moral community of public conscience movements. Let us call this ‘third modernity’. Hegel in his own day was the great reconciler of second modernity with the legacy of Christian first modernity. Today, it seems to me, he would likewise set to work as a reconciler of third modernity with traditional Christianity. Of course, the public conscience movements of third modernity have their vices. Not that I would include in the category of authentic public conscience movements any organization that practised violence – one does not contribute to the cultivation of a public conscience by any sort of manipulation, and certainly not by terrorism or thuggery, no matter who the ‘enemy’ may be. But, still, these movements are forever tempted – as every organization with ethical pretensions is forever tempted – to be self-righteous, oversimplifying, and impatient. That is why third modernity needs the austere sort of immanent philosophical critique that Hegel, for his part, gave second modernity. It is also true that active participation in today’s public conscience movements is for the most part confined to well-educated, comfortable middle class folk. Ideally they need 164
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to communicate their concerns to other types of people as well, opening themselves up, in conversation, to the concerns of other types; and yes, they can only do this, as they should, by way of systematic interaction with the great agencies of Sittlichkeit. Public conscience movements are shallow-rooted, often ephemeral; their vision of their own identity tends to be narrowly focused on particular issues of public controversy. In short – they lack just what churches are uniquely well equipped to supply. And yet, the fact nevertheless remains that, at their best, they have a quite unprecedented capacity to recall the Church to its roots, in Jesus’ original preaching of the basileia tou theou. No other form of organization, after all, has such a direct potential to embody the solidarity of the shaken. Much of what is most truly creative in contemporary theology derives from the moral challenge of the new public conscience movements. But up to now the theological response has tended to be somewhat piecemeal. Feminist theology has been an especially notable part of this. The activity of public conscience movements has also prompted much recent theological engagement with the politics of war and peace, human rights, race, poverty, and the natural environment. However, there surely does remain a need to draw these various piecemeal responses together, into a larger acknowledgement of the fresh truth-potential belonging to third modernity as a whole. In other words: to do for the newness of today something more or less analogous to what Hegel did for the newness of his day. By all means, let us repudiate Hegel’s undeniable one-sidedness, as a theologian. The one-sidedness, yes – but not the essential challenge that he represents! His work is, not least, one of the great pinnacles of the Christian theological tradition. For all its tiresome difficulty, it cannot just be wished away. No thinker has ever been more alert than he to the significance of shifting historical context. The Hegelian legacy is not something simply to be refuted. But rather it is an exorbitant critical impulse – forever excessive, and offensive, to ordinary common sense – that cries out, again and again, to be reworked: aufgehoben or ‘sublated’, so far as possible, into the fresh context of the present. And it is beautiful.
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9 coda
Theology is forever, properly, on the way to prayer. But how does one pray to Hegel’s God, Desmond asks? The special distinguishing feature of ‘Hegelian’ prayer, as such, would no doubt be its direct reflection on the ambiguity of its own imaginative medium. That is, the ambiguity, intrinsic to that medium, between the atoning and the unatoned. So here (by way of conclusion) is a prayer, in the form of a three-part psalm, to illustrate what I think such prayer might actually sound like:
Psalm I CAN’T find, can’t disinter, the right words: reality can’t – ever – quite break through. So many fortifications we mortals have built: to repel the heart’s truth. Babel, Nimrod the hunter’s creation: aspires to heaven. Up, through thin air, god-like, into your space: we ascend to survey and control. So many satellites trawling the aether: ingenious spies. But you remain hidden: their nets, chock-full of the babbling void.
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CAN’T find, can’t, for dear life, find: wise enough words. Here, in Babel: Wisdom is silenced. See, she’s a beggar woman, dragged before the judge: he’s a wisecracking wit, who pays her no heed. Or Wisdom’s a man spreadeagled in the snow: his dog at his side. The dog barks, summoning aid: prayer at its purest. Where the cross casts its shadow: Beauty, grown wolf-like, howls.
II ALL praise, true sovereign of all: to you, alone. When the prophet stood, gazing, attentive, out of the cave: there came first tempest, then earthquake, then fire. Keep us – we pray – keep us, also, upright, when the tempest blows: the air astir with the latest news. Hold us – we pray – hold us, also, in your hand, when the earth quakes: the crowd beginning to jeer. Steady our souls – steady us, also, we pray – when the flames surge: eloquent fury exploding. Patiently, there in the cave, the prophet stood: while tempest screamed, earth shook, fire blazed. Until, at the last, in a still, small voice: you spoke. Speak, we implore you: speak to us, also, your hidden, creative word.
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ALL praise, true sovereign, to you, all praise: but – fear twists us. And we have to confess that – waylaid by dread – we mistook you: terror led us astray. Wrongly we thought that we knew you: that yours was the spirit at work in the tempest, the earthquake, the fire. We just couldn’t hear you: your true voice so quiet.
GOD of our fathers, Abraham’s God, heavenly Father of Isaac, bound: cruel as we are (we have to confess) we’ve imagined you, likewise, cruel. Cloud-coiled, we’ve imagined you – over the úp-lifted blade – sultry and frowning, louring down: turning the whole world grey, erasing the blue beyond. So much illusion here: yet – we still yearn for you. O, give way! Give the order: unbind us.
GOD of the prophets: we’d supposed it was easy to serve you – and when you denied it, we thought you were raging. Like a wild beast, wounded, we thought that we heard you bellow: or, like someone lost, we thought that we heard you yell. We loved and we feared you: for what, in our nightmares, we thought you might do. Half the truth, anyhow: now – after all – we acknowledge, it isn’t so easy.
GOD of our dreams: as we’re vengeful ourselves (we have to confess) we imagined you vengeful. 168
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Seeing you poor: we wanted you rich. Seeing you weak: we wanted you strong. For are you not Lord? And therefore, as we were slavish, we made you seem everything lordly: like courtiers, we sought to control you with flattering prayers. We dug out a fantasy pit full of torments, below: for our foes. We made you a despot: so – we made fools of ourselves.
III WE would gladly be wise: as open as can be – spurning the shelter of dishonest fiction, even against what’s hardest to bear. You created, and gave us, a world: all was well, but we were afraid, and – from fear – created our own. In the way that the glow of a city obliterates starlight: we shut ourselves in, and forgot. So much noisy distraction, such a wealth of pleasing ideas: so many dubious answers to devious questions, such a glittering flow of diversionary talk! Listen: Rachel is weeping for her children. Wisdom mourns: beyond consolation.
CAN’T find – these, for sure, aren’t – the right words: but silence won’t save us. Must wrestle, like Jacob: fighting, in darkness, for words from the angel. 169
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In the various worlds our defiance has made us: Wisdom is speechless. Yet, where there’s injustice, where blood’s spilt, she cries out to heaven: her desolate cry – to those who will listen – flies up from the wet, red ground. All we need are the words: to make of that cry a rallying call. Stay, angel – speak, and give us your blessing: unlock, swing back the gates of perception.
SUCH fortifications we mortals have built against yóu: so much noisy distraction. So much bad religion as well, such a show: of tempest and earthquake and fire. Yet the remedy fails: the crucified dissident’s raised. Up, refusing oblivion, out of the grave: true reality rises, to greet us, again.
THOU shalt shew us wonderful things in thy righteousness, O God of our salvation: thou that art the hope of all the ends of the earth, and of them that remain in the broad sea. Who stilleth the raging of the sea: and the noise of his waves, and the madness of the people. (O give way! Give the order: unbind us.) Thou crownest the year with thy goodness: and thy clouds drop fatness.
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They shall drop upon the dwellings of the wilderness: and the little hills shall rejoice on every side. The folds shall be full of sheep: the valleys also shall stand so thick with corn, that they shall laugh and sing.
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index
‘absolute idea’ 134 ‘absolute knowing’ 6–7, 18–19, 20–1, 85, 105, 107–8, 117–18, 121, 122, 134, 145, 158, 162 ‘adaptable sub-self’ 50–2, 60–1, 68, 71, 93, 105 agape / eros 4–9, 10, 12, 15, 17, 41, 157 Amos 18, 30, 36, 86, 131 Angst 127–8 Aquinas, Thomas 25, 68, 147, 155 Aristophanes 94–5 Aristotle 24, 68, 123 Artaud, Antonin 139 atonement 45–58, 59–61, 72, 74, 83, 84, 86–101, 105–7, 115, 117, 119, 137, 138, 148, 157, 158, 159, 161, 163–5, 166 Augustine 30–1, 77–9, 147, 148, 159, 162 Augustinianism late modern 159 Baader, Franz von 45 Balthasar, Hans Urs von 159 Barth, Karl 147, 159 basileia tou theou see kingdom of God ‘beautiful soul’ 12–16, 18, 128, 158 Bernard of Clairvaux 6 Blake, William 81, 97 Broca, Paul 63–4 Charter 77 29, 31, 32, 37, 39, 164 commissurotomy 64
context / text 69–70, 71, 104, 105 Cutting, John 67, 80 Dante 155 De Nys, Martin J. 1 Deleuze, Gilles 1–2, 85, 136–45 Desmond, William 1–21, 24, 32–4, 35–44, 56–8, 84–5, 156–8, 166 ‘Dialectical Reason’ 70–1, 104 Dietrich of Freiberg Meister 150, 153 Dooyeweerd, Herman 159 Eckhart, Meister 43–4, 45, 128, 147–8, 149–53, 155–6 Eliot, George 96 Enlightenment, the 53–4, 96, 110, 159–61 eros / agape 4–9, 10, 12, 15, 17, 41, 157 Fackenheim, Emil 163 Fall, the 40–4, 54, 73–4, 80, 89 Feuerbach, Ludwig 113, 156 Fichte, J. G. 19, 102–19, 137, 138, 154, 160 Foucault, Michel 145 Fries, J. F. 17 frontal lobes 61–3, 72 Gans, Eduard 17 Geist see Spirit Girard, René 131 Goethe, J. W. von 13
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grand narrative 10–11, 35–40, 41, 43, 44, 98, 148–9, 153–4, 159, 161–5 Guattari, Félix 1–2, 85, 136–45 Haller, K. L. von 17 Hartmann, Klaus 26 Hauerwas, Stanley 159 Havel, Václav 29 Hegel, G. W. F. Difference between the Systems of Fichte and Schelling 102 Early Theological Writings 52–4, 107 Encyclopaedia of the Philosophical Sciences 20 Faith and Knowledge 102, 160 Lectures on the History of Philosophy 102 Lectures on the Philosophy of History 37 Lectures on the Philosophy of Religion 20, 86 Lectures on the Proofs of the Existence of God 25 Logic 24–5, 100, 114, 121–2, 134–6 Phenomenology of Spirit 2, 6–7, 12–16, 18–19, 20, 21–7, 31, 45–52, 54–6, 59, 60, 62, 81, 86–101, 102, 107, 114, 118, 120, 121–2, 123, 133, 134, 144, 160–1 Philosophy of Right 17, 162–3 Heidegger, Martin 1–2, 3, 24, 85, 121–36, 137, 139, 141, 163 Heraclitus 29–31 Hodgson, Peter C. 1 Hölderlin, Friedrich 13, 16, 95, 129, 132, 139 Incarnation, the 87–90, 97, 100, 151–2 ‘individuality’ 87–90, 92, 93, 94
‘intellectual intuition’ (Fichte / Hegel) 117–18 Intuition 70–2 Jackson, John Hughlings 64, 67 Jacobi, F. H. 13, 160 Joachim of Fiore 147–9, 153–5 John of the Cross 6, 72 Jünger, Ernst 28 Kabbalah 44, 153 Kant, Immanuel 3, 52–4, 103, 104, 105–6, 160 Keats, John 81 Kierkegaard, Søren 3, 14, 85, 100, 128, 156–8 kingdom of God, the 30–1, 146, 165 ‘Left Hegelianism’ 156 left hemisphere see representing hemisphere Lessing, G. E. 160 Levinas, Emmanuel 24, 69–70, 85 Lubac, Henri de 159 Lutheranism, Hegel’s 5, 9–10, 20, 32, 52, 53, 86, 156, 162 Magee, Glenn 21 Manchester Cathedral 75–7 Marx, Karl 3, 112–14, 142, 154, 163 McGilchrist, Iain 2, 61–2, 65–6, 79–83, 121, 123 metaphysics 23–7, 45, 55–6, 123, 127, 131, 133–6 Milbank, John 159 Milton, John 80, 82 ‘modernity’ the three stages of 161–5 Nietzsche, Friedrich 36, 108, 129, 137–8, 140, 141, 142, 143–4 ‘Novalis’ 13 Nygren, Anders 4–6, 9 174
INDEX
O’Regan, Cyril 21, 153 pantheism 56 ‘pathos of shakenness’ 37, 84 Patocˇka, Jan 27–31, 37, 121, 128, 162, 164 Pickstock, Catherine 159 Plato 5, 8, 21, 109, 120, 123, 127 Plotinus 5–6 positivism 26 postmodernism 163 prayer 76, 158, 166–71 presenting hemisphere 61, 63–83, 85, 108, 117, 123, 124–6, 139–40, 153 priesthood 8–9, 137, 143 propaganda 48–9, 156, 163 Pseudo-Dionysius 5, 147 ‘public conscience movements’ 163–5 Reason 10–11, 70–2, 115, 117–18 ‘reflection’ 104–5 representing hemisphere 61, 63–83, 85, 97, 108, 117, 123 Resurrection, the 97–8 right hemisphere see presenting hemisphere ‘Rigidity Principle’, the 50–1, 57–8, 60–1, 68, 72, 87–94, 100, 105, 108, 116, 139–40, 156 Rose, Gillian 144–5 Rousseau, Jean-Jacques 39 Savigny, F. K. von 17 ‘scepticism’ 90, 94–5, 99 Schelling, F. W. J. 102, 117 Schiller, J. C. F. von 38 schizophrenia 71, 138, 140, 141–2 Schlegel, Friedrich 13 Schleiermacher, Friedrich 17, 147 Sittlichkeit 120, 162–3, 165 ‘solidarity of the shaken’ 27–34, 74, 77, 84–6, 121, 128, 137, 143, 146, 162, 164–5
SONY 75–7 ‘Speculative Reason’ 70–1, 103–5 Spinoza, Benedict de 41, 114–19, 127, 134, 135, 137, 160 ‘Spirit’ 2, 6, 21, 23, 25, 35–6, 41, 46–7, 49, 54–5, 84, 99–100, 118, 121–2, 133, 138, 144, 153 ‘stoicism’ 90, 94–5, 99 Strauss, Leo 8 Teilhard de Chardin, Pierre 28 Teresa of Avila 42 text / context 69–70, 71, 104, 105 theodicy 36–8 theology 2, 11–12, 21–7, 31, 32, 40–1, 45, 46, 55–6, 74, 81–3, 86, 88, 98, 146–8, 156 transcendence (four forms) 56–8 truth, the concept of 7, 11–12, 14, 23, 24, 25, 55–6, 68, 69, 72–3, 82, 84, 104, 119, 121, 122, 123, 125–6, 127, 128, 131, 133, 134, 143, 148 ‘unatonement’, ‘unatoned state of mind’ 2, 14, 45–58, 59–61, 68, 71–5, 77, 86–101, 105–7, 119, 120, 122, 154, 150, 156–7, 158, 159, 160, 166 ‘Understanding’ 70–1, 104 ‘unglückliche Bewußtseyn’ see ‘unatonement’ ‘unhappy consciousness’ see ‘unatonement’ ‘Unwandelbare, das’ see ‘Rigidity Principle’ Varnhagen von Ense, K. A. 19 Voegelin, Eric 21 ‘Wandelbare, das’ see ‘adaptable sub-self’ Whitehead, Alfred North 127 Wordsworth, William 81
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