COLOUR IN ART, DESIGN NATURE
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COLOUR IN ART, DESIGN NATURE
& Editors:
C A Brebbia Brebbia, Wessex Institute of Technology, UK
C Greated The University of Edinburgh, UK
M W Collins Brunel University, UK
C A Brebbia Brebbia, Wessex Institute of Technology, UK C Greated The University of Edinburgh, UK M W Collins Brunel University, UKEditors: Published by WIT Press Ashurst Lodge, Ashurst, Southampton, SO40 7AA, UK Tel: 44 (0) 238 029 3223; Fax: 44 (0) 238 029 2853 E-Mail:
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[email protected] http://www.witpress.com British Library Cataloguing-in-Publication Data A Catalogue record for this book is available from the British Library ISBN: 978-1-84564-568-7 Library of Congress Catalog Card Number: 2011922775 The texts of the papers in this volume were set individually by the authors or under their supervision. No responsibility is assumed by the Publisher, the Editors and Authors for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions or ideas contained in the material herein. The Publisher does not necessarily endorse the ideas held, or views expressed by the Editors or Authors of the material contained in its publications. © WIT Press 2011. Printed in Great Britain by MPG Biddles Ltd, King’s Lynn The material contained herein is reprinted from a special editions of Design & Nature and Ecodynamics, Vol.4, No.3, published by WIT Press. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior written permission of the Publisher.
CONTENTS Foreword:towards one culture .......................................................................................................... 1 Animal camouflage: biology meets psychology, computer science and art I.C. CUTHILL & T.S. TROSCIANKO ........................................................................................... 5 Lusciousness, the crafted image in a digital environment R. KESSELER ................................................................................................................................ 25 The diversity of flower colour: how and why? B.J. GLOVER ................................................................................................................................. 33 Sensations from nature M.J. FRYER ................................................................................................................................... 41 Goethe, Eastlake and Turner: from colour theory to art C.S. KÖNIG & M.W. COLLINS ................................................................................................... 51 Zvuk M. GREATED ................................................................................................................................ 61 Time and change: colour, taste and conservation J.P. CAMPBELL ............................................................................................................................. 77 Thermo-hydraulics, colour and art J.A. PATORSKI .............................................................................................................................. 89 Nature’s fluctuating colour captured on canvas? F. SCHENK .................................................................................................................................... 97 On the use of colour in experimental fluid mechanics J.T. TURNER & S. ZHANG ........................................................................................................ 109 Maxwell’s first coloured light sources: artists’ pigments R.C. DOUGAL ............................................................................................................................. 125
SPECIAL RESEARCH Past present and future craft practices project L. DONALD ............................................................................................................................. 133 Figuring light: colour and the intangible R. DAVEY ................................................................................................................................. 135 GaeluxTM J. STUART-MURRAY .............................................................................................................. 137 Colour in the countryside buildings, landscapes, culture R. LAING & S. BAXTER ........................................................................................................ 139 Developing the CREATE Network in Europe C. PARRAMAN & A. RIZZI .................................................................................................... 141 Colour, light and sacred spaces E. TANTCHEVA ....................................................................................................................... 143 Analysis of the use of yellow in seventeenth-century church interiors E. TANTCHEVA, V. CHEUNG & S. WESTLAND ................................................................ 145
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FOREWORD: TOWARDS ONE CULTURE M.W. COLLINS School of Engineering & Design, Brunel University, UK SNOW’S TWO CULTURES C.P. Snow’s The Two Cultures [1a] stemmed from his Rede Lectures of 50 years ago at Cambridge University, a University which seems to figure rather prominently in this Introduction. ‘By training I was a scientist: by vocation I was a writer…plenty of days when I have spent the working hours with scientists and then gone off at night with some literary colleagues…two groups…who had almost ceased to communicate at all’. So he experienced ‘two cultures’ ([1a], pp 1, 2). Despite his Cambridge being ‘a university where scientists and non-scientists meet every night at dinner…there seemed to be no place where the cultures meet’ (pp 15, 16). In the website review by Danny Lee [2], Snow’s divide between the sciences and humanities, hindered the process of solving the world’s problems. Now a dictionary definition of the word culture reflects something of the force of Snow’s essential thesis: ‘the attitudes and values which inform a society’ [3]. The iconic status that this thesis achieved then (just notice the number of reprints in later versions) to some extent is perpetuated in its Canto edition reissue [1b]. In fact, for the modern reader an up-to-date reassessment, such as provided by Professor Stefan Collini’s extensive Introduction, could be of even more value than the original book. In addition, Snow was bitterly opposed at the time by the literary critic F.R. Leavis. As part of the website – actually a Daily Telegraph article [4] – Robert Whelan tells the story of Leavis’s ‘astonishingly vitriolic counter-lecture’ to Snow. Whelan is an interesting witness, as he ‘was an undergraduate at Cambridge 10 years later’. Whelan’s authority is as Deputy Director of the think-tank Civitas, and if Snow’s message explained the problem rather than the solution, Whelan’s message is plain bleak. He uses Snow’s view of the English educational system a half-century ago as a catalyst for his own current analysis. It should be noted here that the Scottish system is independent of the English one. Whereas Snow criticised the scientists who couldn’t ‘manage’ a novel by Dickens on the one hand, with the humanities professors ignorant of the Second Law of Thermodynamics on the other, Whelan sees an educational system, not just incapable of delivering a C.P. Snow to a Cambridge Fellowship at the age of 25, but capable of delivering history students to the same university ignorant of both the Reformation and Renaissance. For Whelan it is no longer ‘whether children should be taught to translate Horace or to solve algebraic equations: it is a question of whether they are to be taught anything at all’. So he would see presentday Snows and Leavises ‘equally appalled’ and ‘united in desperation’. Putting his bleakness to one side, we will briefly examine the issues themselves and will see that they have considerable relevance to this Special Issue. While the discussion is somewhat personal it is essentially on behalf of my fellow Guest Editors. Our hope is that it will resonate with you the reader, and perhaps stimulate your own reaction! Firstly, there are the scientists and engineers of Snow’s bipolar culture. The plain truth is that a scientist’s effectiveness as a scientist militates against taking equally-balanced interests in the humanities. He or she only has a limited amount of time and effort available, and it is crucial that a dam-designing civil engineer, for example, is an excellent dam designer. It is hardly attractive as a relaxation or spare-time activity to describe it as a ‘struggle through’ a Dickens novel. By coincidence, however I have become aware of the very issues that Whelan finds are missing in his history undergraduates. Let me quote a sentence I happened to read recently: ‘Perhaps it is sufficient to sa
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that the Renaissance remains a defining moment in the history of Europe, and indeed in world history, rather than the defining moment which enthusiasts have sometimes claimed’ ([4] p. xvi). I was entering the world of Michael Mallett and John Hale, the latter ‘a teacher of Renaissance history at the Universities of Warwick and Berkeley’ ([5] p. xviii). Mallett is revising Hale’s Renaissance in Europe and the above sentence is the conclusion to his Preface. Further, if Chapter 1 of the book (entitled Time and Space) is at all typical of Hale’s scholarship, I can understand Whelan’s high regard for Renaissance studies. It is densely packed with what I find is fascinating information. Now I cannot really explain why I find this rather private occupation absorbing, as opposed to my fellow Guest Editor Clive Greated, who has been a prominent member of a well-known music group on the Edinburgh scene for a considerable time. And we are just two examples of Snow’s science culture! Let us turn to the Second Law of Thermodynamics. In his ‘second look’ Snow actually ‘regretted’ using ‘the Second Law of Thermodynamics’ as ‘my test question about scientific literacy’ [1a], pp 71, 72). A present-day C.P. Snow would probably admit such regrets were wrong! These days, with the issues of global warming and energy shortages being so crucial, the awareness of thermodynamics is much more widespread. Again, currently I have the privilege of being an Editor of a Volume on Lord Kelvin and his contribution to thermodynamics, being prepared for the International Series on Design in Nature published by WIT [6]. Now we cannot expect C.P. Snow’s ‘humanity professors’ [4] to read such papers as ‘Sadi Carnot’s contribution to the second law of thermodynamics’ by Don Lemmons and Margaret Penner [7] (most scientists and engineers would probably not, either), any more than I would be inclined to read Renaissance and the drama of Western History [8] quoted by Michael Mallet. Nonetheless, [8] is very important (William Bousma’s famous presidential address to the American Historical Association in 1978, [4] p. xv) somewhat paralleling [7]’s contribution to the understanding of Carnot’s genius and the Second Law. Writing for the Editors of [6] then, we should try to distil the scholarship of work such as [7], in such a way that our Volume might even attract an alter ego ‘humanities professor’. The message of this Editorial is to see things positively, and I don’t think Whelan’s bleakness is fairly justified. Recently, the Daily Telegraph [9], with its details of the 2009’s national A Level results, depicts thriving levels of performance. Yes, the Lead Editorial on ‘Grade inflation’ mentions a survey carried out by Civitas. But within that thriving performance there are some pretty impressive case studies, all with colour photographs. Jess Fitzpatrick combined training for the England Olympic rowing team with achieving high grades in Maths, History (As) and German (B). No doubt, C.P. Snow would have been proud of her cross-cultural potential. George Weller transferred from a school ‘blighted by violence’ to Brighton College in a new educational experiment, achieving four A grades in Maths and Sciences. He’s going to study natural sciences at Cambridge. Most spectacular is the ‘maths prodigy’ Niall Thomson, also going to Cambridge with four As, but at the age of 15. So above the fog of a national educational debate, sunlight is still shining brightly. What will Fitzpatrick, Weller and Thomson be doing in ten year’s time? More satisfying for this Book is Whelan’s concluding vision: ‘that human beings are capable of moving from barbarism to civilisation by using their intellectual and moral capacities…ought to unite scientists and literary intellectuals alike’. We now consider how the study of colour relates to Snow’s main theme of the divide between the sciences and humanities, and to Whelan’s vision of uniting them.
COLOUR AND CULTURE We advance the idea – a possibility that didn’t seem to occur to Snow – that the two cultures can be regarded, at least to some extent, as two sides of the same coin. We use the modulation ‘to some extent’ because here we substitute ‘arts’ for ‘humanities’. The best-selling author John Barrow,
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an astronomer at the University of Sussex, UK, explores this identity elegantly and comprehensively in his The Artful Universe [10]. Quoting from the blurb we have: ‘Why do we like certain types of art or music?’…the relationship between the pure maths of Pythagoras and the music of the Beatles…..our appreciation of landscape painting’. Barrow’s approach is to explain the natural and cosmic environments, within which Homo sapiens must operate to produce the creative arts These environments, therefore, form the terms of reference or set of constraints, such that one culture (the arts) is inevitably closely connected with the other (the sciences). For the purposes of this Editorial Barrow concludes his Preface with the highly significant statement: ‘The humanities are not manifestations of human creativity alone. Aesthetics and cultural development can find themselves constrained by a mind-cage imposed by our physical nature and by the universality of the cosmic environment in which we have our being. The arts and the sciences flow from a single source; they are informed by the same reality; and their insights are linked in ways that make them look less and less like alternatives’. Now the specific catalyst for this publication was a meeting held at Edinburgh on ‘Colour in Art, Design and Nature’. As Guest Editors our conviction is that colour represents a powerful movement ‘towards one culture’. John Barrow, for example, addresses the issue of ‘the origins and uses of colour in Nature’. Two other instances have appeared recently in the engineering professional press. Firstly, ‘Science through the eyes of art’ [11] ‘introduces…a new series of articles…that science can also be seen through the “eyes” of art’. Also, ‘The Art of Medicine’ [12] was an exhibition held in London by the British Institute of Radiology, with the background ‘Art and Medicine have been influencing each other for centuries’. In the context of a single culture, even more telling is the reference to Colour in The Oxford Companion to Art ([13] pp 256–264). This book is described as a ‘non-specialist introduction to the fine arts’, so is perhaps in the same league of general understanding as [5] and [6]. In it Colour is one of only three quoted examples sufficiently significant ‘for understanding and appreciation over a wide field of art’ ([13] p. v), and is written by the Editor himself, Harold Osborne. The first paragraph of Osborn’s article shows the interdisciplinary character of colour studies, and does indeed cross Snow’s cultural boundaries. ‘The study of colour falls within the fields of physics, physiology and psychology…. All three approaches have a bearing on the problem of colour in relation to art’ ([13], p. 256). Our current publication seeks not only to contribute to address colour’s ‘problem’ per se, but also to do it in ways that will, we hope, enlighten and inspire the readers.
CONTENTS OF THIS BOOK The book is ambitiously inter-disciplinary. This is apparent from the enclosed papers. In fact, our Foreword now evolves into a brief review of the various papers. The book may be divided into four main sections, defined in terms of the authors themselves. Firstly, there are two papers by biologists. Beverley Glover surveys the whole scene of floral colouring with its hows and whys. Innes Cuthill addresses biological camouflage, pointing out in the Abstract the necessity for collaboration between ‘biologists, neuroscientists, perceptual psychologists and computer scientists’. In fact, his co-author is from a Department of Experimental Psychology. Secondly, the largest section is by practising artists: Franziska Schenk and Rob Kesseler (art and biology) Michael Fryer (the artistic process), Marianne Greated (panoramic art and sound) with Patsy Campbell as an art historian. Thirdly, there are two engineering-based papers: John Turner & Shanying Yang, and Jacek Patorski, the latter comparing colour-based patterns from thermofluids results with biology (butterfly wing patterns).
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Finally, two papers address some of the historical proponents of colour theory and art: Carola König & Michael Collins, and Richard Dougal. These deal respectively with the Goethe-Eastlake-Turner sequence and, as an appropriate climax with demonstration, Maxwell’s genius as expressed by his colour wheel. These eleven papers, in full colour, form a striking contribution to the commonwealth of colour studies and to a possible unification of Snow’s two cultures. Colour and inter-disciplinarity go hand in hand. This so often involves the authors leaving the comfort zone of their original speciality and striving for excellence in another. The personal story of Franziska Schenk is but one good example. In closing, may I draw your attention to the influential figure of Charles Eastlake? First we have the story in the Goethe, Eastlake & Turner paper of his industry in translating Goethe’s work into English together with annotations. This sequence emphasises psychology – Osborne’s ‘third leg’ of colour studies. Then in Patsy Campbell’s paper she describes how some artists’ original green paints of spring mutated by chemical action to autumnal browns. This scientific misunderstanding, ‘completely contradicting the original message’, led Victorian painters to conceive of ‘an ideal world’, which was muted in colour. Eastlake used his great authority to aid the adoption of this rather sombre view of nature into recommended artistic practice! While an obvious conclusion is that scientific ignorance can cause the best of us to get things wrong, a rather different and more positive deduction may also be drawn. The same human psyche that inspired Titian and Lorraine to celebrate with bright greens, made an altogether duller interpretation happily acceptable to Eastlake and his contemporaries. It seems to this Editor that our perceptions of aesthetics and beauty must be very flexible indeed as to find absolute opposites equally fascinating. If so, it goes to show how wonderful are the construction and operation of the human brain. Does psychology win in the end? Does colour lead to a single culture?
REFERENCES [1a] Snow C.P., The Two Cultures and a second look, 2nd Edition, Cambridge University Press: Cambridge, UK, 1964. [1b] Snow C.P., The Two Cultures, Canto Edition, Cambridge University Press: Cambridge, UK, 1993. [2] Yee, D. Book Review of The Two Cultures, http://dannyreviews.com/h/The_Two_Cultures.html, 30 July 2009. [3] Chambers Concise Dictionary, Chief Ed. C. Schwarz, Chambers: Edinburgh, UK, 1991. [4] Whelan, R., Fifty years on, CP Snow’s ‘The Two Cultures’ are united in desperation, http://www.telegraph.co.uk/technology/5273453/Fifty-years-on-CP-Snows-Two-Cultures-are.....html [5] Hale, J.R., The Renaissance in Europe, Revised 2nd Edition with Preface by M. Mallett, The Folio Society: London, UK, 2001. [6] Kelvin, Thermodynamics and the Natural World, eds. M.W. Collins, R.C. Dougall & C. Koenig, International Series on Design and Nature, WIT Press: Southampton, UK (in preparation). [7] Lemons, D.S. & Penner, M.K., Sadi Carnot’s contribution to the second law of thermodynamics, Am. J. Phys. 76 (1), 2008. [8] Bouwsma, W., Renaissance and the Drama of Western History, American Historical Review, LXXXIV, 1979. [9] The Daily Telegraph, Telegraph Media Group: London, UK, 21 August 2009. [10] Barrow, J., The Artful Universe, Oxford University Press: Oxford, UK, 1995. [11] Tamir, A., Science through the eyes of art, The Chemical Engineer, p 49, March 2006. [12] The Art of Medicine, Newsletter, 166, Institute of Physics and Engineering in Medicine, P 1, 11 February 2009. [13] The Oxford Companion to Art, ed. H. Osborne, Oxford University Press: Oxford, UK, 1970.
Colour in Art, Design & Nature
ANIMAL CAMOUFLAGE: BIOLOGY MEETS PSYCHOLOGY, COMPUTER SCIENCE AND ART I.C. CUTHILL1 & T.S. TROSCIANKO2 of Biological Sciences, University of Bristol, UK. 2Department of Experimental Psychology, University of Bristol, UK. 1School
ABSTRACT Animal camouflage provides some of the most striking examples of the workings of natural selection, whether employed defensively to reduce predation risk, or offensively to minimise alerting prey. While the general benefits of camouflage are obvious, understanding the precise means by which the viewer is fooled represent a challenge to a biologist, because camouflage is an adaptation to the eyes and mind of another animal. Therefore, a full understanding of the mechanisms of camouflage requires an interdisciplinary investigation of the perception and cognition of non-human species, involving the collaboration of biologists, neuroscientists, perceptual psychologists and computer scientists. Modern computational neuroscience grounds the principles of Gestalt psychology, and the intuition of generations of artists, in specific mechanisms that can be tested. We review the various forms of animal camouflage from this perspective, illustrated by the recent upsurge of experimental studies of long-held, but largely untested, theories of defensive colouration. Keywords: animal colouration, antipredator behaviour, camouflage, colour vision, crypsis, defensive colouration.
1 INTRODUCTION ‘The colours of many animals seem adapted to their purposes of concealing themselves, either to avoid danger, or to spring upon their prey’ Erasmus Darwin, 1794 [1]. One hundred years later, studies of animal camouflage provided some of the earliest support for Erasmus Darwin’s grandson, Charles, and his theory of natural selection [2–4]. But paradoxically, a detailed and comprehensive theory of how camouflage actually works – the mechanisms rather than the broad function – has only recently started to be formulated. With a few notable exceptions [5–7], the concepts have advanced little since the classic work of Abbott Thayer [8, 9] and Hugh Cott [10]. It is not an overstatement to conclude that Cott’s 1940 book, with a strong adaptationist stance typical of behavioural ecology today but unusual for its time, provided a huge leap forward, but inhibited the subsequent study of camouflage for about half a century. Cott seemed to have ‘solved’ camouflage, his razor-sharp insight and the self-evident ‘design’ in the animals featured his illustrations backing up arguments which fused concepts from arts and Gestalt psychology. However, argument from intuition is only the starting point for a properly scientific theory of camouflage, and illustrations, deliberately chosen to illustrate a ‘typical’ situation or selected with a subconscious subjective bias, can be misleading. Furthermore, while Gestalt psychology was the starting point for modern theories of perception, in Cott’s day the theory amounted to a set of unifying principles that made sense of experimental data; the contents of the black box were uncertain. Today, computational neuroscience seeks to expose the mechanisms underlying perception [11]. Only by uniting tightly focussed experiments (in lab and field) with detailed knowledge of the mechanisms underlying vision can a comprehensive theory of camouflage, as evolved by animals or as designed by humans, be developed. 1.1 Camouflage and evolutionary biology To a biologist, one of the most intriguing, and challenging, features of camouflage is that the major selective force shaping its evolution is the perception of another species. What we see, as human
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observers, is irrelevant; what matters in evolutionary terms is the perception and cognition of the animal from which the target species is hiding [12, 13]. This could be a prey concealed from a predator, or a predator concealed from its quarry. What is likely in each case is that, unless that species from which concealment is sought is an Old World primate, the visual system is likely to be very different from that of humans. Human vision has had a trivial role in the evolution of colour patterns in any species other than our own whereas, for example, bird vision has been a major selective force for insect colouration, insects displaying some of the most impressive and diverse camouflage tactics seen in nature. The realisation that other animals see different colour worlds from our own has revolutionised and invigorated the study of signalling [14–17], yet has rarely been applied to camouflage. Both low level perceptual mechanisms and higher cognitive process such as learning have been shown to shape the evolution of signals [18]. Camouflage, where the premium is on concealment rather than conspicuousness, must be similarly influenced, and the ways in which camouflage exploits ‘receiver psychology’ [15] was clearly understood by early writers in both biology [10] and Gestalt psychology [19–21]. A major challenge for biologists is that we still do not have a detailed understanding of which perceptual mechanisms camouflage ‘exploits’, whether the same principles apply to human and non-human animal vision, or which environments and perceptual mechanisms select for which camouflage strategies under different circumstances. The evolutionary biologist interested in explaining camouflage must therefore first understand receptor physiology and the neural processing of the signals emanating from the photoreceptors. 1.2 Camouflage and neuroscience Theories of vision in psychology [and, to a large extent, artificial intelligence (AI)] are understandably dominated by the human model, but it would be unwise to generalise from such an unusual vertebrate. First, the primate visual cortex is a vastly sophisticated upstream processing unit (if you like, a deluxe Adobe Photoshop™ for image enhancement), whereas most animals do more visual processing nearer the retina. Maybe primates have to do this extensive postprocessing, because the retinal array transducing the light information leaves much to be desired? Leaving aside the fact that many vertebrates, including birds, have a fourth retinal cone cell type sensitive to ultraviolet (UV) light [22, 23], Catarrhine primates such as humans have considerable overlap in the spectral sensitivity of their long- and medium-wave (L and M) cones [24]. Most vertebrates have fairly evenly spaced receptor sensitivities, and birds reduce spectral overlap (and decrease bandwidth) further, with pigmented oil droplets that filter the incoming light. This leads to not only a more saturated colour signal in birds [25, 26], but also a greater degree of spatiotemporal noise than primate vision [27, 28]. While the red–green opponent response is much more stable than the blue–yellow response across diurnal changes in illumination for primates, it is less so for birds [27, 28]. This seems to be consistent with the hypothesis [29, 30] that the high degree of overlap in spectral sensitivity of the primate M and L cones represents a trade-off between red–green discrimination and luminance sensitivity, the latter of which in primates is a joint function of M and L cones. This is not the case in birds, in which a distinct cone class, the double cones, seems to subserve luminance-based tasks [31]. Finally, birds’ sensitivity to contrast, at all spatial frequencies, is significantly lower than that of primates [32]. This would appear to be a severe compromise to detecting cryptic prey. Primate and bird visual systems have clearly found different solutions to the trade-offs described above, but the significance of this for detecting prey (or predators) using colour or luminance cues remains to be investigated.
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1.3 Camouflage and psychology To a psychologist, the relevance of camouflage is not so much in the object but in the viewer. How you ‘break’ camouflage revolves around two of the major issues in visual perception, target-background segmentation and object recognition, but under precisely the conditions where this task is most difficult [33]. This is because camouflage patterns have been designed, by natural selection or by humans, to deceive the mechanisms of target-background segmentation and object recognition. Under conditions where targets are designed to be inconspicuous, the ‘binding problem’ (how disparate object features are bound, cognitively, into a whole) is particularly severe. There is little literature on object recognition by humans where the objects are heavily camouflaged, but there is an extensive literature on visual search, including situations in which this is slow and inefficient. This will often be the case with complex natural backgrounds and polymorphic targets, a task which humans and, famously, birds [7, 34–36] readily solve. An understanding of the psychological mechanisms involved in camouflage breaking must deal not only with the figure-ground segmentation issue, but also discrimination between the target and similar objects in the visual field. There are two traditions in the human visual search literature: the first considers search for a target among ‘distractors’ (Fig. 1a). These are discrete non-target objects, already segmented from the background in early visual processing, that are confusable to differing degrees with the target and each other [37]. The other tradition (of particular concern in the AI approach to vision) focuses on the segmentation process itself: how are objects distinguished from the background in the first place (Fig. 1b)? There is increasing realisation that it is unrealistic to treat segmentation and object recognition (and confusion with distractors) as serial processes with the first completed before the second can occur [38]. This is something we shall return to later with regard to disruptive colouration, where object recognition takes a central role. 1.4 Camouflage and computer science Researchers in artificial vision must tackle the same issues that challenge psychologists dealing with human visual systems (feature detection, feature binding, target-background segmentation and object recognition). The difference is that they need not be constrained by features specific to human visual systems, either at the receptor level (e.g. spectral sensitivity or spatial distribution) or subsequent processing. Furthermore, because the goal is implementation of algorithms to achieve efficient extraction of the desired information, accounts of vision in computer science must always be rooted in specified mechanisms. For these reasons, approaches developed in computer vision may be particularly useful for understanding animal camouflage. Until recently, most adaptive accounts of camouflage have relied on necessary, but weak, tests showing that a given pattern simply improves concealment (not how) and arguments heavily reliant on introspection: the untested assumption that what fools (or appears to fool) the human observer fools the predator. Consider these quotes from popular biology textbooks (italics added): ‘patterns . . . detract the eye from the animal’s outline’, ‘patterns . . . which turn attention away from other details and especially from the animal’s outline’. Really? What is the evidence that any of this is going on in the predator’s head? Instead, the way to understand the ‘design features’ of camouflage is to focus on the mechanisms of predator perception and cognition that the colour patterns are designed to fool. Once the putative function (adaptive advantage) of a colour pattern is specified at the level of a neural mechanism in the predator’s nervous system, that function can be tested in precise and powerful ways. In addition, and importantly, taking a computational approach minimises the temptation to impute higher cognitive processes than necessary to explain the phenomenon.
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1.5 Camouflage, art and war It is probably no coincidence that Abbott Thayer (1849–1921) and Hugh Cott (1900–1987), authors of the most influential early texts on the theory of camouflage, were both naturalists and accomplished artists [19, 39]. Long before computational neuroscience started to provide tight mechanistic accounts of visual perception, Thayer and Cott each had an artist’s eye for how to use colour and shading to fool the viewer. Furthermore, the persuasiveness of their arguments was undoubtedly aided by the beautiful illustrations in their influential textbooks [9, 10]. Because the focus of this article is animal camouflage, the obvious widespread use of camouflage for military, or recreational hunting, purposes is beyond our scope. However, both Thayer and Cott played important roles in the adoption of camouflage by militarised nations in the Western hemisphere, and it is only in the last few decades that science (in the form of spectral analysis of reflectance spectra and computational analysis of spatial pattern) has begun to replace art and nature as the guiding influence for camouflage design. The artist George de Forest Brush, an acolyte of Thayer, petitioned the United States Navy to adopt Thayer’s idea of countershading for battleships from 1899 to 1908 and, with the USA’s entry to World War I (WWI), the system was immediately adopted [40]. Several founders of the first US Camouflage Corps were from Thayer and Brush’s art circle. Thayer himself travelled to England in 1915 to attempt (unsuccessfully) to persuade the British Navy to use his principles in ship colouration and, later, claimed that the Germans had used ideas from his writings [40]. The noted British zoologist (and, in due course, doctoral supervisor to Hugh Cott), Sir John Kerr, had also appealed to the British Navy to adopt Thayer’s countershading on its ships at the outbreak of WWI, as well as ‘dazzle’ schemes of incongruent geometric patterns designed to interfere with the enemy’s optical rangefinders [40–42]. With the dramatic increase in success of U-boat attacks in the latter part of the war, and the advocacy of Lieutenant-Commander Norman Wilkinson, who claimed to
(a)
(b)
Figure 1: The various perceptual processes required to break camouflage have often been studied separately. In (a) the problem is to distinguish a ‘target’, here a blue pentagon, from otherwise similar ‘distractor’ objects, here blue hexagons and red pentagons. In (b) the problem is to distinguish an object of interest, here a chameleon, from a complex background. This is commonly known as ‘figure-ground segmentation’. (Clue: look about one third from the right-hand side of the picture, slightly above the middle). Photograph courtesy of, and copyright, Les Underhill, University of Capetown.
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have arrived at the concept of distraction camouflage independently of Thayer, the British Admiralty adopted dazzle painting on ships in 1917 [42]. With the advent of alternative ranging devices and sonar, the more bizarre naval camouflage schemes were dropped after WWI and camouflage seems have rapidly ceased to be in vogue, no doubt helped by the cost and complication of applying multiple paint schemes. The University of Glasgow holds a letter from Hugh Cott to Winston Churchill, imploring that the principles of camouflage be taken seriously in military colour schemes, so it seems that by World War II (WWII) the principles of concealment needed to be relearned, and the arguments used by Thayer decades earlier had to be repeated. At the start of WWII, the Italian army stands out as having a disruptive patterned material (tela mimetizzata) used, initially, for tents but subsequently uniforms. Most European armies at the time had drab, monochrome khaki, grey or green uniforms and, during the war, although widespread on vehicles, camouflage uniforms tended to be restricted to elite units or specific theatres of war [42, 43]. Ubiquitous military camouflage is therefore a modern phenomenon and it is interesting to see that the designs are influenced by similar pressures to that imposed by natural selection on animal colouration. Obviously, the perception of the viewer is paramount so, just as insect camouflage needs to extend into the ultraviolet because birds can see UV [23, 44, 45], so must modern military uniforms have a low infra-red signature to fool night-vision equipment [43]. Evolution can only improve on existing designs through mutation and selection from standing genetic variation, so every organism is a weighted combination of phylogenetic history and recent adaptation. For this reason, comparative analyses of adaptation must separate similarities due to phylogeny (evolutionary relatedness) from those due to common selective pressures [46]. Similarly, military camouflage owes much to the history of the nation and army concerned, and not just what is best for a particular background; otherwise, one might imagine that all armies in a particular theatre of war would have similar colour schemes. National conservatism in camouflage design is evident: the brush strokes in the original WWII paratrooper’s Denison smock are still apparent in the current British army ‘disruptive pattern material’, a fondness for pointillism is seen in German camouflage from WWI to WWII to the ‘Flecktarn’ of the modern German army, while the modern French army uses blocky patterns similar to those employed by Cubist artists on French military equipment in WWI [19, 42]. Part of the diversity of camouflage designs is also due to the conflicting pressure of the need to distinguish friend from foe (in WWII the US Marines abandoned their ‘frogskin’ camouflage pattern soon after the Normandy landings because of similarity to Waffen SS schemes; in the first Gulf War, the British army swapped from a four-colour to a two-colour desert scheme, because it had previously sold the old design to the Iraqi army [42, 43]). In addition, it is tempting to think that, just as sexual selection can favour animal signals more elaborate than that needed for efficient transfer of information [47], so too some military camouflage designs do more than simply conceal the subject whilst being identifiable as ‘friend’. The pixellated patterns of modern digital designs, such as the Canadian Army CADPAT or US Marine MARPAT, clearly cannot have a function in camouflage; natural backgrounds are not pixellated, so the success of the camouflage relies on being seen at sufficient distance for the individual colour blocks to be invisible. Thus, these pixellated patterns seem to have a signalling component: a digital design tells the enemy (and probably, even more importantly, the soldiers wearing it) that this army has the latest and best technology available to it. 2 TYPES OF CAMOUFLAGE Historical and contemporary accounts classify camouflage in different ways, the most popular breakdown being background matching, disruptive colouration and masquerade. The ability to change colours rapidly to match one’s surroundings, dynamic camouflage, is sometimes treated as a separate category. However, we do not do so here because the goal of this article is to explore how
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different types of camouflage exploit different aspects of the viewer’s perception, rather than the speed of change or mechanisms of colour production. Dynamic camouflage is forever associated in the public’s eye with the chameleon (Fig. 1b), and assimilated into our language as synonymous with blending to match the current situation. In fact, chameleons appear to mainly use colour change in signalling to conspecifics [48] and the true masters of dynamic camouflage are the cephalopods, most notably some species of octopus and cuttlefish [49, 50]. Such abilities would seem to be highly advantageous, but are seen in relatively few organisms. Some are undoubtedly constrained by the nature of the epidermal covering (e.g. feathers and fur have their pigment content fixed at the time of growth) or the lack of specialised pigment cells or the nervous control necessary to effect fast changes. Even if not an absolute constraint (i.e. physiologically or genetically impossible), the (untested) assumption is that many animals have a lifestyle and/or environment where rapid change is not sufficiently advantageous for natural selection to have overcome such constraints. 2.1 Masquerade Cott (1940) distinguished between resemblance to a specific background object and a generalised resemblance to the background. The former is now commonly referred to as masquerade, the latter as background matching or crypsis [51]. It might seem like an entirely semantic point whether, say, a leaf-like body form constitutes resemblance to a specific object (a.k.a. masquerade) or represents background matching. However, in principle, the two types of concealment are interfering with predator perception in different ways. Masquerade, mimicry of a specific background object (e.g. a leaf or bird’s dropping), depends on incorrect object recognition rather a failure to segment an object from the background. As such, the necessary perceptual models for understanding masquerade are those relevant to target-distractor discrimination rather than with those related to target segmentation from a complex textured background. An animal adopting masquerade would, if placed on a highly contrasting background, still be ignored by the viewer because, it has not been recognised as being a significant object (e.g. for a predator, suitable prey). Conversely, an animal reliant on background matching would, if similarly treated, be revealed and cease to be protected. This thought experiment, to our knowledge, has never been performed and, in practice, a masquerade-type camouflage would often benefit from a failure of segmentation and detection, in common with background matching. Indeed, particular backgrounds can sometimes be classified as a set of distractor objects or as a homogeneous texture (Fig. 2), and human, and animal, brains are liable to switch between different percepts. 2.2 Background matching Intuitively the simplest form of camouflage to understand, background matching or crypsis [51–53] succeeds when the viewer does not discriminate the object from its background: a failure of targetground (or figure-ground) segmentation. Lack of object recognition is not implied; the viewer does not even detect that an object is there, because it blends into the background. Many classic examples of natural selection in the wild have been attributed to background matching under predation risk, most famously, or infamously [54, 55], the peppered moth Biston betularia. What is less clear, and highlighted in recent reviews [56], is just what aspects of the background need to be matched, and how well? Whether an object matches the background depends on (at least) two things. First, how the viewer’s nervous system filters the incoming information, both spectrally (from a continuous spectrum of light to, in humans during daylight, three photoreceptor outputs) and spatially (dependent upon the
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Figure 2: Although one could treat finding the red hexagon as a target-distractor discrimination problem, one can just as easily view this as a figure-ground segmentation task, with the blue hexagons and pentagons treated as a single, slightly heterogeneous, texture.
extent and sensitivity to contrast of the receptive fields of the post-receptor neurones). Second, the local distribution statistics of this spatiochromatically filtered data. From this perspective, it is clear that what is effective camouflage will differ according to the nature and degree of ‘data reduction’ effected by the viewer’s nervous system and, because it affects the signal:noise ratio, the heterogeneity of the immediate background. Successful camouflage will be that which matches the statistics of the neurally filtered visual scene: the same distribution of luminance, colour, textures, edges and, where salient to the viewer, derived features such as shapes. Thayer [9] was probably the first to think of the animal’s colours comprising a sample of the background, and he meant this quite literally; he used to view and paint habitats through stencils shaped like the animals he studied. Endler [5, 51] introduced a more formal treatment of how background-matching camouflage should relate to the statistics of the background; he defined cryptic colouration as that which represents a random sample of the background (at the time and place of greatest predation risk). This highly specific definition of crypsis, as opposed to the word being synonymous with camouflage in general, is considered by some as too restrictive [57, 58]. However, Endler’s aim was to provide an operational definition that allowed the extent to which an animal matches the colours, textures and patterns in the background to be quantified. The ‘random sample’ definition of crypsis has created some controversy [59, 60], mainly centred around a debate about whether all random samples of the background are equally cryptic. The first point to emphasise is that, to be effective, the sampling must be at the spatial scale appropriate to the object being concealed. If an animal matches a common colour in the background, but the animal is larger than any thus-coloured patches in the background, it will be conspicuous (Fig. 3). Second, it is clear that if a random sample, in cutting through portions of background patches, creates new shapes that are themselves rare in the background, then it will be less than perfectly concealed (Fig. 3). More subtly, even if these two problems are avoided, it will still be the case that, all other factors being equal, not all samples from the background will be equally well hidden. This has been shown empirically, with birds hunting for artificial patterned targets against complex backgrounds in
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Figure 3: Random sampling of colours from the background does not always maximise concealment. Two lizard-like creatures are detectable near the middle of this complex background. The left-hand one is conspicuous because, although blue is a common background colour, it is a different spatial scale (and shape) from the colour patches which have been sampled. The right-hand lizard, although far better concealed, is still detectable because the sampling creates new shapes (the black tail and blue limb) that are themselves not found in the background.
the lab [59], and a simple thought experiment shows why this should be the case. Imagine a mosaic background of coloured patches, each patch larger than the animal seeking concealment, with shades drawn from a normal (Gaussian) distribution. An animal coloured according to the mean background colour will, if it settles at random, often find itself on a patch close to its own colour. An animal that is a rare background colour will more often find itself mismatching its background. Formally, for any arbitrary distribution of background colours (or, more generally, features) the best concealed animal, on average, will be that which adopts the most likely value in the background distribution (‘most likely’ in the statistical sense of maximum likelihood). The earlier caveat ‘all other factors being equal’ is important. First, if the animal can select its background, then all random samples from the background distribution can, in fact, be equally cryptic, although an animal that deviates from the most likely colour will pay a higher search, or opportunity, cost in finding or restricting itself to particular background patches. Second, if the predator can adjust its search behaviour, through learning or natural selection over evolutionary time, then ‘maximum likelihood crypsis’ will cease to be optimal. If the prey is the most common colour in the background, then the predator could learn (or evolve) to search intensively only those patches that are the common colour. Such predator behaviour selects for polymorphism in prey, something demonstrated experimentally in elegant experiments, where artificial prey on computer screens were allowed to evolve under predation by Blue Jays Cyanocitta cristata [7, 34]. The evolutionarily stable outcome is likely to be a distribution of prey colours that matches those in the background. In other words, under conditions of optimal predator behaviour, the optimal colouration for crypsis is that which matches the sampling distribution of background attributes, close to Endler’s [5] ‘random sample’ definition.
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Whilst the requirements for optimal background pattern matching can thus be stated simply, none of the published models applied to animal colouration allow one to perform the necessary calculations of ‘match’. Successful receptor-based models of colour discrimination [61] and statistical methods for comparing sets of colour patches [62] do not address spatial pattern, and methods for comparing the distribution of colour patch types and sizes [5] do not capture the attributes of patch shape or relative position. Physiologically based (as opposed to AI) models incorporating both spatial and chromatic attributes of visual scenes are relative new [63]. Based on low-level properties of the retinal cone cells and post-receptor processing, measured psychophysically, such models allow one to quantify the luminance, colour and textural differences that a would-be camouflage breaker must exploit. Spatiochromatic models have yet to be tested in the context of camouflage breaking, but offer promise for application to non-human animals because the models are based only on lowlevel properties of vision, properties that can be readily measured. 2.2.1 Multiple backgrounds and compromise crypsis While Thayer [9] noted that a habitat generalist could not be perfectly camouflaged against all backgrounds, it was Merilaita who first formalised the conditions under which compromise camouflage could have higher fitness than a specialist strategy of matching one background type [6, 64]. Although compromise camouflage can be seen as an alternative to Endler’s ‘random sample’ definition of optimal crypsis, Endler himself had earlier clearly considered how compromise crypsis could sometimes be favoured: ‘Species that are not as specific for background habitats show a lower mean crypsis than specialists because their patterns must be some sort of average of all backgrounds against which they rest, and cannot be very cryptic on any single background. The semi-generalists show a higher mean crypsis than the generalists, probably because it is easier to resemble two habitats than many’ [5]. As captured by Merilaita et al.’s [6] model and similar approaches that allow for changes in predator behaviour [65], in the event of a likely trade-off between the effectiveness of a given camouflage in two habitats, a compromise strategy is favoured when the trade-off is convex (improved camouflage in one habitat does not decrease concealment in the other by a proportionate amount). Ruxton et al. [56] reason that this is more likely for habitats that are visually more similar, and we can use a toy model to see why (Fig. 4). However, implementation and testing of more rigorous perceptual models, where one can predict the shape of the trade-off function from visual attributes of the background, has not been attempted. 2.2.2 Countershading and concealment Many animals are darker on their backs than their bellies. Another of Abbott Thayer’s early insights was that this dorso-ventral pattern could represent camouflage in the face of illumination from above [8]. Thayer realised that a uniformly coloured object, even if it matched the background colour perfectly, would receive greater irradiance on its upper surface and its underside would be in shadow. Just as an artist would use a dorso-ventral shading to create the illusion of solidity in a 2D drawing, so a real object could be revealed by its differential illumination and self-shading (Fig. 5). Thayer [8] proposed that a countershaded pattern, inverting the gradient of illumination, would counterbalance the differential shading and so disguise 3D form. At one level, this could be considered a form of background matching because there is a better match to the reflected radience of the background when viewed from above or, in aquatic environments, where the veiling light represents a background, the side. At another level, and one which Thayer himself emphasised, the disguising of 3D form itself – the ‘flattening’ of the object – could interfere with object recognition [56, 66, 67]. As such, it could be classed as a separate type of camouflage, with certain commonalities to both background matching and disruptive colouration.
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Figure 4: Conditions under which compromise camouflage may, or may not, be advantageous across multiple backgrounds. Plotted are the subjective probabilities of some object attribute along a perceptual dimension (N.B:. the perceived value as opposed to a measured attribute; in the case of light intensity, for example, perceived differences are likely to relate to the logarithm of the intensity). The Gaussian curves could represent real variation or subjective error around a single value. In the top panels, the animal with compromise camouflage (dotted curve with mean zero) is found in two sub-habitats (left and right panels) with very similar background values of the attribute (red with mean –0.5, green with mean +0.5); it is well matched to each type of background so compromise camouflage may be advantageous. In the bottom panels, the animal with compromise camouflage is found in two sub-habitats with markedly different background values of the attribute (red with mean –3, green with mean +3); it is poorly matched to either background, so compromise camouflage is likely to be maladaptive. In practice, it is the relationship between detectability and fitness (e.g. probability of being eaten) that will determine the success of compromise camouflage in any one situation.
For many decades, Thayer’s theory that a countershaded body colouration represents camouflage through concealment of 3D shape was universally accepted. However, as more recent authors have emphasised, the near-ubiquity of the pattern of colouration does not mean that there is the same universal explanation. There are other, perfectly sound, reasons for a countershaded body colouration [56, 66, 68]. If predator threat comes mainly from above (e.g. raptors), then a background matching camouflage is only required on the dorsal surface. Likewise, pigmentation as protection from damaging UV rays is only required on the surfaces exposed to sunlight. In either case, on the reasonable assumption that pigment production has some cost, it makes economic sense to have reduced pigmentation on body parts not seen from above or regularly exposed to strong sunlight. Direct experimental evidence that a countershaded colouration actually is effective as camouflage is relatively rare [69, 70]. Nevertheless, when tightly controlled experiments have been performed, they support Thayer’s theory [71, 72].
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Figure 5: The homogeneous grey cylinder (a), when lit from above (b), is revealed by the gradient in reflected light created by self-shadowing. The countershaded cylinder (c), which is darker on top in a gradient that counterbalances the potential illumination, when lit from above (d) has fewer clues to its 3D form.
2.3 Disruptive colouration The US Army Field Manual on Camouflage, Concealment and Decoys (FM-3, Department of the Army, Washington, DC, 30 August, 1999) defines disruption as ‘altering or eliminating regular patterns and target characteristics’. Whilst disruptive colouration may work in tandem with background matching [73, 74], the key distinction is that it functions through intereference with object or feature recognition rather than detection per se [58, 75]. In fact, several phenomena are grouped under the heading ‘disruptive’ colouration (clear from the fact that the aforementioned FM-3 includes use of
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pyrotechnics and flares under this heading, and Thayer frequently used the term ‘dazzle colouration’), and these probably exploit different perceptual mechanisms. 2.3.1 Outline disguise The most familiar role of disruptive patterns, in military or animal camouflage, is to break up the outline of the body, the latter (on account of mismatches in the spatial phase of patterns, or shadows) potentially revealing an animal even if it perfectly matches the background [8, 9]. Merilaita [76] analysed the distribution of white patches on a marine isopod (Idotea baltica) and showed that they intercepted the edge of the animal’s body more than expected by chance. Thus, although the colour of the animal suggests simply crypsis (it is brown with white spots on a brown alga which has white spots due to epizoites living on its surface), the distribution of colours suggests an additional use of disruptive colouration. That placement of constrasting colour patches at a body’s periphery enhances concealment above and beyond similarly background-matching colours placed non-peripherally, was tested by Cuthill et al. [73]. They used small triangular notionally moth-like targets, baited with dead mealworms, pinned to oak trees throughout natural woodlands; they then tracked the disappearance of the mealworms over time. The higher ‘survival’ of targets with edge-disrupting patterns compared to targets without peripheral patterns, and of oak-like patterned targets compared to monochrome brown or black, illustrates the benefits of both disruptive colouration and background matching (Fig. 6). Through computational modelling, Stevens and Cuthill [75] have shown how high contrast boundaries between disruptive pattern elements at a body’s outline interfere with detection of the (weaker) true edge. Disruptive colouration can be said to exploit edge-detection mechanisms to create false bounding contours, and so interfere with object recognition by outline. Their model, parameterised for bird vision, successfully predicted the survival of artificial prey under avian predation in the field (Fig. 6). Cuthill et al. [73] also showed that shades that contrasted more strongly with each other were more effective than lower-contrast shades, just as Thayer [9] and Cott [10] had proposed. Cott went further and, in what he termed the principles of differential blending combined with maximum disruptive contrast, he proposed that some colours on an animal should blend with the background, whereas others should stand out (maximally). That is, disruptive patterns may be more effective in inhibiting object recognition if some colour patches are highly conspicuous. Whether this is so remains unclear, there being evidence both for [77] and against the proposition [74, 78]. We call this the Friesian Cow Paradox (on a suggestion from Daniel Osorio): on the strong theory of disruptive colouration, a black-and-white Friesian cow should be better concealed on a black-and-grey rocky background than would a black-and-grey cow, because, while the black blends with the background, white creates the maximum disruptive contrast with black. This seems paradoxical because our intuition suggests that the conspicuousness of the white would override any benefits of disrupted object recognition; at the very least we might expect the conspicuous but unrecognised white objects to provoke closer inspection, at which point the cow is revealed. However, maybe other animals have less sophisticated object recognition alogorithms, or are more wary and less curious, than humans. With only three experiments that have ever addressed this issue [74, 77, 78], and opposite conclusions drawn, this issue demands rigorous investigation [79]. Another issue that remains to be examined is the relative efficacy of chromatic vs. luminance contrast between disruptive colour patches. Schaefer and Stobbe [77], based on analysis of the contrasts present in their artificial prey, concluded that chromatic contrast was probably more important. If colour is a more reliable cue to surface properties than luminance (because of variable illumination; [80]), then an animal with homogeneous colour may be more detectable than one of homogeneous luminance. On this argument, chromatic disruptive patterns may be particularly effective. Yet luminance
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Figure 6: The benefits of disruptive coloration for concealment of outline. (a) Cuthill et al. [73] used artificial ‘moths’ of five different types: background-matching patterns of brown and black placed at the edge, two variants also with background-matching patterns, but placed inside the boundary of the triangle, and monochrome brown and monochrome black. (b) The ‘survival’ of the artificial prey under bird predation, when placed on oak trees in the field. The targets with patterns placed so as to disrupt the edge of the ‘wings’ disappeared at a slower rate than otherwise similar background matching targets with patterns placed inside the margins. The latter in turn survived better than the two monochrome targets. Reproduced with permission from Cuthill et al. (2005) Nature 434, 72–74 (Nature Publishing Group).
contrast present in high spatial frequencies at the body’s edge will often be the primary cue available to edge detector mechanisms, particularly in otherwise background-matching prey. Indeed, in our modelling of our own experimental prey [75], luminance edges were more readily detected than chromatic edges. We expect that the luminance/colour issue depends on spatial scale, given different receptive field sizes in the two domains. Thus, the issue needs to be addressed empirically through separation of luminance and chromatic information in factorial experimental designs, combined with computational models of object detection. Many animals are bilaterally symmetrical and, because symmetry is a potent cue in visual search, symmetrical patterning is likely to reduce the effectiveness of crypsis [81–84]. However, not all symmetrical patterns are equally conspicuous [83], and one might predict that symmetry in patterns exhibiting high contrast disruptive patterns might be especially costly. Symmetry in the high contrast patches might be expected to be more conspicuous and the symmetry might perceptually ‘bind’ the colour patches that the disruptive patterns are designed to render separate. In an experiment on birds searching for artificial prey, we [82] found that effects of symmetry and disruptive patterning were additive, so there was no disproportionate cost of symmetry in disruptive vs. cryptic prey. However,
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we used disruptive patterns in which all colour elements blended with (different) components of the background, and so the effect of symmetry on patterns with maximum disruptive contrast (as defined above) remain untested. Furthermore, all previous experiments (op. cit. [81–83]) have only compared perfectly symmetrical with completely asymmetrical prey. Crucially, it is unknown whether low levels of asymmetry in camouflage reduce detection chances, or are even detectable [85], so maybe, from a starting point of high symmetry, the strength of selection for asymmetrical cryptic colouration is negligible. 2.3.2 Disguising salient body parts Although a body’s outline is the most obvious cue to the presence of a camouflaged object, Thayer [9] and Cott [10] both emphasised the importance of disguising salient body parts such as eyes and limbs. Whilst black eye stripes are cited as examples, some eye stripes may be better described as a form of background matching: the dark stripe creates a local background against which the, otherwise conspicuous, dark circle of the eye blends. Conversely, Cott’s beautiful illustrations of congruent colour patches on the legs and body of frogs (Fig. 7) exploit exactly the same mechanisms of false boundary creation as when the whole body’s outline is disguised (see above). Whether this works in practice has recently been tested by using dyed pastry tubes as the ‘bodies’ of artificial moths, with colour patterns overlapping, or not, between ‘wing’ and ‘body’ [86]. Coincident disruptive patterns across wings and body reduced predation risk, the distinctive shape of the body being disguised through blending with disruptive patterns on the triangular wings. 2.3.3 Surface disruption, crowding effects and lateral inhibition ‘Crowding’ refers to an interference between closely-spaced scene elements which decreases the visibility of individual elements, and which is enhanced in developmental disorders of vision such as amblyopia [87]. Recent work on crowding [88] suggests that it shares similarities to failures of feature binding in identification tasks and that the features which are ‘bound’ are sampled over a surprisingly large region of visual space. Thus, high contrast elements near an edge could disrupt the perception of the (lower contrast) edge. Lateral inhibition enhances contrast locally, thus increasing the salience and potential disruptive influence of a pattern near the body’s edge. Stevens et al. [89], using artificial targets under bird predation in the field, showed that high contrast patches interior to, but near, the edge of the targets reduced detectability. This is consistent with a lateral inhibition effect.
Figure 7: Coincident colours on the leg of the frog Rana temporaria that create false contours running across the two body parts. Source: Redrawn from Cott (1940; Figure 21).
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2.3.4 Distraction of attention While placing contrasting colour patches at the body’s edge or on prominent features are the most obvious uses of disruptive colouration, other phenomena are discussed under the same banner. For example, Thayer [9] also used the term ‘dazzle colouration’ [19, 39, 41] and Endler [79], like many before, considered that ‘conspicuous elements distract the predator’s attention’. The explanations we discussed under ‘outline disguise’, namely, the exploitation of edge-detection mechanisms, are liable to be pre-attentive. However, colours that act via distraction of attention might be effective even if they did not occur on the body edge. Therefore, like other recent authors [57, 89], we feel that there are disruptive effects that potentially exploit different mechanisms from those reliant on edge detectors. One is the use of high contrast repetitive patterns placed at irregular angles to interfere with motion perception and target tracking [90], as in the WWI warships discussed earlier. However, ‘dazzle’ marks could work in static camouflage via (at least) two mechanisms. Scenes are not analysed in a single process, but rather are inspected by an attentional mechanism which filters information at any one time and scene location. Attention is required for most object recognition tasks, and its deployment in humans is usually studied by measuring eye movements. Such eye movements are task-relevant and lead to little memory for previously-inspected information [91, 92]. The effects of camouflage on eye movements has only recently received attention [93], but we posit that, when an object is effectively camouflaged, eye movements to detect it will be more widely distributed, and more numerous. Thus (for human observers), eye tracking can provide a rich description of the visual demands of an object localisation and recognition task. If high contrast colour patches aid camouflage because they distract attention from the features of objects that aid recognition (e.g. boundaries, eyes), then we predict eye movements would be drawn to the former and, crucially, attend to boundaries, eyes, etc. less than in the absence of the distraction features. Importantly, object recognition must be impaired or the theory fails. This specific hypothesis on the mechanism involved is yet to be tested, but in fact the evidence that any natural camouflage marks act through distraction of attention is surprisingly sparse. Dimitrova et al. [94], in aviary experiments on blue tits (Cyanistes caeruleus) hunting for artificial prey, have shown that search times for prey with high contrast marks on them were longer than for similar prey that actually matched the background better. This could be a distraction effect, but the conspicuousness needed to distract attention would itself seem to be costly if it draws a predator to investigate a location that it otherwise might ignore. Indeed, Stevens et al. [95] found that conspicuous markings applied to otherwise cryptic artificial prey, in the field, reduced their survival. More generally, if conspicuous markings constitute a reliable predictor of the presence of a prey item, it would seem plausible that predators would learn this and any distraction effect would become irrelevant. Perhaps distraction marks could be effective if similar colours and shapes occur in the background, or on non-prey objects, at sufficient frequency that predators do not learn that they predict prey presence. 3 CONCLUSIONS AND WIDER SIGNIFICANCE Bringing computational and psychological approaches to bear on an age-old biological question, the adaptive role of colouration in concealment, has clear benefits, but the flow of ideas is not one-way. Because visual systems have evolved to solve real-world problems, of which camouflage breaking is one, then many design features of human vision should be explicable with reference to the ecology of humans and other primates. The evolution of trichromacy as an adaptation to frugivory or folivory is a clear example [24]; the attempt to relate vision to the statistics of natural scenes is another [96–98]. An evolutionary perspective can also explain features of visual systems that are not obvious solutions to immediate problems, but instead phylogenetic constraints (or rather, legacies of ancestral solutions to different problems). Some of the (many) differences between human and, for
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example, bird colour vision may be legacies of our dichromatic, largely nocturnal, mammalian past, where visual pigments, retinal oil droplets and photoreceptor specialisation for luminance and chromatic vision were lost [22]. Just as we seek to modernise the biological study of colouration through infusion of the theory and technology of computational neuroscience, so we wish to free the latter of the (usually unrecognised) constraints of modelling the world through human eyes. ACKNOWLEDGEMENTS We would like to thank the Biotechnology and Biological Sciences Research Council, UK, for funding our research and colleagues, particularly Neill Campbell, Martin Stevens, John Endler and Sami Merilaita, for discussions on many of the ideas we have written about. REFERENCES [1] Darwin, E., Zoonomia, J. Johnson: London, 1794 (reprinted by Project Gutenberg www. gutenberg.org). [2] Wallace, A.R., Darwinism. An Exposition of the Theory of Natural Selection with Some of its Applications, Macmillan & Co: London, 1889. [3] Poulton, E.B., The Colours of Animals: Their Meaning and Use. Especially Considered in the Case of Insects, 2nd edn, The International Scientific Series, vol. LXVIII, Kegan Paul, Trench Trübner & Co. Ltd.: London, 1890. [4] Beddard, F.E., Animal Coloration; An Account of the Principle Facts and Theories Relating to the Colours and Markings of Animals, 2nd edn, Swan Sonnenschein: London, 1895. [5] Endler, J.A., Progressive background matching in moths, and a quantitative measure of crypsis. Biological Journal of the Linnean Society, 22(3), pp. 187–231, 1984. [6] Merilaita, S., Tuomi, J. & Jormalainen, V., Optimization of cryptic coloration in heterogeneous habitats. Biological Journal of the Linnean Society, 67(2), pp. 151–161, 1999. [7] Bond, A.B. & Kamil, A.C., Visual predators select for crypticity and polymorphism in virtual prey. Nature, 415, pp. 609–613, 2002. [8] Thayer, A.H., The law which underlies protective coloration. The Auk, 13, pp. 477–482, 1896. [9] Thayer, G.H., Concealing-Coloration in the Animal Kingdom: An Exposition of the Laws of Disguise Through Color and Pattern: Being a Summary of Abbott H. Thayer’s Discoveries, Macmillan: New York, 1909. [10] Cott, H.B., Adaptive Coloration in Animals, Methuen & Co. Ltd.: London, 1940. [11] Rolls, E.T. & Deco, G., Computational Neuroscience of Vision, Oxford University Press: Oxford, 2002. [12] Bennett, A.T.D., Cuthill, I.C. & Norris, K.J., Sexual selection and the mismeasure of color. American Naturalist, 144(5), pp. 848–860, 1994. [13] Endler, J.A., On the measurement and classification of colour in studies of animal colour patterns. Biological Journal of the Linnean Society, 41(4), pp. 315–352, 1990. [14] Endler, J.A., Signals, signal conditions, and the direction of evolution. American Naturalist, 139(Suppl.), pp. S125–S153, 1992. [15] Guilford, T. & Dawkins, M.S., Receiver psychology and the evolution of animal signals. Animal Behaviour, 42, pp. 1–14, 1991. [16] Ryan, M.J. & Keddy-Hector, A., Directional patterns of female mate choice and the role of sensory biases. American Naturalist, 139, pp. S4–S35, 1992. [17] Endler, J.A. & Basolo, A.L., Sensory ecology, receiver biases and sexual selection. Trends in Ecology and Evolution, 13(10), pp. 415–420, 1998.
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[63] Lovell, P.G., Párraga, C.A., Troscianko, T., Ripamonti, C. & Tolhurst, D., Evaluation of a multiscale color model for visual difference prediction. ACM Transactions on Applied Perception, 3, pp. 155–178, 2006. [64] Merilaita, S., Lyytinen, A. & Mappes, J., Selection for cryptic coloration in a visually heterogeneous habitat. Proceedings of the Royal Society B, 268(1479), pp. 1925–1929, 2001. [65] Houston, A.I., Stevens, M. & Cuthill, I.C., Animal camouflage: compromise or specialize in a 2 patch-type environment? Behavioral Ecology, 18, pp. 769–775, 2007. [66] Ruxton, G.D., Speed, M.P. & Kelly, D.J., What, if anything, is the adaptive function of countershading? Animal Behaviour, 68, pp. 445–451, 2004. [67] Rowland, H.M., From Abbott Thayer to the present day: what have we learned about the function of countershading? Philosophical Transactions of the Royal Society of London B, 364(1516), pp. 519–527, 2009. [68] Kiltie, R.A., Countershading: universally deceptive or deceptively universal. Trends in Ecology & Evolution, 3(1), pp. 21–23, 1988. [69] Speed, M.P., Kelly, D.J., Davidson, A.M. & Ruxton, G.D., Countershading enhances crypsis with some bird species but not others. Behavioral Ecology, 16, pp. 327–334, 2004. [70] Edmunds, M. & Dewhirst, R.A., The survival value of countershading with wild birds as predators. Biological Journal of the Linnean Society, 51(4), pp. 447–452, 1994. [71] Rowland, H.M., Cuthill, I.C., Harvey, I.F., Speed, M.P. & Ruxton, G.D., Can’t tell the caterpillars from the trees: countershading enhances survival in a woodland. Proceedings of the Royal Society B, 275(1651), pp. 2539–2545, 2008. [72] Rowland, H.M., Speed, M.P., Ruxton, G.D., Edmunds, M., Stevens, M. & Harvey, I.F., Countershading enhances cryptic protection: an experiment with wild birds and artificial prey. Animal Behaviour, 74, pp. 1249–1258, 2007. [73] Cuthill, I.C., Stevens, M., Sheppard, J., Maddocks, T., Párraga, C.A. & Troscianko, T.S., Disruptive coloration and background pattern matching. Nature, 434, pp. 72–74, 2005. [74] Stevens, M., Cuthill, I.C., Windsor, A.M.M. & Walker, H.J., Disruptive contrast in animal camouflage. Proceedings of The Royal Society B, 273(1600), pp. 2433–2438, 2006. [75] Stevens, M. & Cuthill, I.C., Disruptive coloration, crypsis and edge detection in early visual processing. Proceedings of the Royal Society B, 273(1598), pp. 2141–2147, 2006. [76] Merilaita, S., Crypsis through disruptive coloration in an isopod. Proceedings of the Royal Society B, 265(1401), pp. 1059–1064, 1998. [77] Schaefer, H.M. & Stobbe, N., Disruptive coloration provides camouflage independent of background matching. Proceedings of the Royal Society B, 273(1600), pp. 2427–2432, 2006. [78] Fraser, S., Callahan, A., Klassen, D. & Sherratt, T.N., Empirical tests of the role of disruptive coloration in reducing detectability. Proceedings of the Royal Society B, 274(1615), pp. 1325–1331, 2007. [79] Endler, J.A., Disruptive and cryptic coloration. Proceedings of the Royal Society B, 273, pp. 2425–2426, 2006. [80] Osorio, D. & Vorobyev, M., Photoreceptor spectral sensitivities in terrestrial animals: adaptations for luminance and colour vision. Proceedings of the Royal Society of London B, 272, pp. 1745–1752, 2005. [81] Cuthill, I.C., Hiby, E. & Lloyd, E., The predation costs of symmetrical cryptic coloration. Proceedings of the Royal Society B, 273, pp. 1267–1271, 2006. [82] Cuthill, I.C., Stevens, M., Windsor, A.M.M. & Walker, H.J., The effects of pattern symmetry on detection of disruptive and background-matching coloration. Behavioral Ecology, 17(5), pp. 828–832, 2006.
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Colour in Art, Design & Nature
LUSCIOUSNESS, THE CRAFTED IMAGE IN A DIGITAL ENVIRONMENT R. KESSELER Central Saint Martins College of Art and Design, University of the Arts London, UK.
ABSTRACT With its seemingly endless array of colourful forms and structures, the plant world has inspired generations of artists and illustrators, resulting in a spectacular wealth of paintings and illustrations that have served to inform and captivate its many audiences. Approaches to working from plants reflect the diversity of source material and the intention of the artist, from the anatomical accuracy for purposes of identification to expressive interpretation. The development of digital imaging within the arts and sciences over the past twenty years has been swift and impressive and its affect on the forms of creation has been marked and unavoidable. We have become as accustomed to viewing images of outer space developed from data sent back from the Hubble Telescope or live views from within the human body. However, in a climate where programmes are constantly being developed to facilitate the production of visual spectacle, the ability to retain the trace of the artist’s hand becomes more difficult. For the past ten years, the author has worked with botanists at the Royal Botanic Gardens, Kew, exploring the creative potential of plant material at a microscopic level. While working with a variety of microscopic processes and imaging technologies, issues have arisen concerning the status of the final image. The evolution of the work during this period has sought to address some of these issues. Keywords: art and science, botanical art, collaboration, craft, digital art, Kew, microscopy, photography.
1 INTRODUCTION At the second conference on Colour in Art, Design and Nature at the Linnean Society, London [1], the audience was reminded of the spectacular diversity and function of colour in nature. One’s sense of bewildering wonder at the evolution of such structural ingenuity, linked to physical and chemical complexities entailed in transmitting chromatic messages was only matched by the dedication of people willing to devote their lives to better understanding of the phenomena in its most minute detail. However, what became apparent during the proceedings were the philosophical stumbling blocks in finding a suitable language to deal with such spectacular diversity and our emotional responses to it. This case of nature imitating art, highlights what Lisa Corrin [2] describes in her catalogue essay for the exhibition, The Greenhouse Effect, as ‘the untameable contradictions and fissures in our thinking about the nature culture dichotomy.’ There was reluctance particularly amongst scientists in the audience to ascribe status to the image. This is not surprising as status within science is often dependant upon proof and proof is something altogether more slippery when it comes to art. However, if art might be defined by its intentions, then images of thinly sliced sections of wood, stained to reveal aspects of their vascular structures and made by scientists for scientific purposes, clearly are not art, however, visually appealing they might be. It is through its intentions and context that the image is transformed into an art object. For the author’s exhibition, Canopy (Fig. 1), in the Nash Conservatory Kew, the wood sections have been printed onto Japanese silk and hung from the steel girders supporting the roof. In this way, the images are analogous to the verticality of the original trees, the traditional role of trees as architectural supports and to the cellular load bearing function of the steel girders. The situation becomes more complex when one moves into the realm of botanical illustration with images created by artists primarily for the purpose of scientific identification, but which through their alluring visual appeal become objects for cultural consumption. It could even be argued that the popularity of gardening
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Figure 1: Canopy, Nash Conservatory Kew, detail view of installation, 2008.
today was fuelled by such images. However, nowhere are the ‘contradictions and fissures’ [2] more apparent than in the catalogue essay for Garden Eden [3], a historic survey of botanical illustration, where Prof. Dr H. Walter Lack, director of the Botanic Garden in Vienna, informs us that: Botanical illustrations have very little to do with art, but belong rather to the realm of the sciences. Aesthetic considerations are wholly inappropriate, and beauty is a pleasant but also wholly irrelevant side effect. In the ideal world, an anonymous botanical illustration can be neither dated nor attributed to a particular illustrator. Whilst the role of creative anonymity in plant identification may be undisputed, it does a great disservice to the artist to seek anonymity, even if this were possible to achieve. Otherwise how is it that the work of such botanical greats as Franz Bauer (1758–1840) or George Dionysius Ehret (1710–1770) is so revered? Is it not that their work displays both a deep botanical understanding and accuracy allied with compositional skill and painterly dexterity in a controlled and emotional response to the subject. Lack’s attitude as quoted above says a lot about the way in which artistic and scientific collaborations withered after such fruitful beginnings in the 16th century. It reflects the narrowing straightjacket of specialisation within research cultures that stifles the opportunity for scientists to recognise value for their work beyond their own discipline. In the interest of balance, it is worth pointing out that fixed attitudes can also be found within the artworld to anything of an illustrative nature. Commenting on the work of Mark Fairnington, Sebastian Smee [4] informs us that: In the art world, illustration is a dirty word. It suggests slavish copying. It’s seen as belonging to the world of functionality. And we all know art is at its best when it transcends functionality – when in short it is useless. So it would appear that there is an unhelpful defensiveness, or even one might argue exclusive ideologies in both positions that leave work occupying this territory floating in limbo. The emotiveness of descriptions such as slavish and functionality appears as a hierarchical put down, whilst the denial of aesthetic content would appear futile. Both descriptions fail to recognise autonomy for work that can exist in diverse contexts.
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2 THE IMAGE OF NATURE AND THE NATURE OF THE IMAGE Musing over how a close-up view of a stained section showing the cellular patterns in a wood sample might resemble an abstract painting may appear akin to Hamlet ascribing animal characteristics to cloud shapes [5], a fallback upon our intuitive senses which employ cognitive spatial mapping and pattern identification to navigate life successfully. It could be argued that the pioneering work of artists and photographers during the 20th century in some way reflected, or even anticipated the scientific deconstruction of the physical world, and in so doing created images that re-humanised the scientific. As Dawn Ades [6] points out: Modern photography emerged during the ‘glorious technomania of the twenties’. Its most articulate spokesperson, László Moholy-Nagy, argued that photography was more than just a means of reproduction; it was revolutionising vision. Problems around the aesthetic identity of the scientific image are compounded by the trend to run competitions for the ubiquitously labelled Sci-Art photographs such as the Nikon Small World competition [7]. In these competitions, images that have been created predominantly by scientists in the course of their work is selected for informational content, technical proficiency and visual impact. That they hold a fascination for specialists and non-specialists alike is clear in the increased appetite for this kind of material. What is less clear is the philosophical shift from scientific data to a visual art object. The taste for scientific images begs the question – what are the criteria for any aesthetic judgments that are being made? Do these criteria relate to either contemporary art practice or is there a scientific taxonomy of style and content? 3 THE NATURE OF COLLABORATION It is within this territory that the author’s practice exists. Through the collaborations with botanical scientists at the Royal Botanic Gardens, Kew, working with microscopic plant material as a source for this work, an increasing interest evolved to move the creative nature of using scientific technologies and the depiction of microscopic plant imagery to a more artistically autonomous and sophisticated level. Although not being a scientist, the author’s work is conducted at the research level within the science community, with their languages and technologies being applied in the creation of the artwork. The work being made for its own artistic purposes, may not be considered science, however, the scientific community recognises the increasingly valuable contribution it makes in raising awareness of their important work in maintaining plant diversity. It is a two-way exchange. It may be a truism that nature is a culturally conditioned experience, but nature has a way of defining its own context, and it does not matter that you understand how the iridescence in butterfly wings and bird feathers is the result of the diffraction of light across complex surface topographies, when confronted by a peacock in full display. The powerful visual spectacle becomes a mesmerising one that precedes analysis, be it scientific or cultural. It is not the intention when creating the work to promote a return to an open jawed sublime unquestioning method of viewing nature, but more to allow some space for creating work imbued with a sense of awe and wonder equivalent to its inspirational source – one in which the scientific technology and the hands of the artist are seamlessly fused into a moving and perhaps unsettling visual experience. With the development of digital imaging and the capability of sophisticated software on most home computers with the power to transform every banal photograph into an arty picture, there is an expectation that anything can be achieved at the push of a button. Even with artists’ predilection for disrupting technology, it can be hard to achieve an individual voice and it is only through clarity of intention coupled with a mastery of technology that artistic identity might be maintained.
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At the start of working at Kew Gardens in 2000, in collaboration with palynologist Dr Madeline Harley to explore the many diverse structures of pollen grains, it quickly became apparent that apart from new technologies there was also an overlapping of languages, with surface characteristics being described as ornamented or sculptural. Working on a scanning electron microscope (SEM) the specimens were magnified up to five thousand times, revealing complex and intricate surface morphologies that appeared to contradict the Aristotelian model of classical beauty [8]: A beautiful object whether it be a living organism or any whole composed of parts must not only have an orderly arrangement of parts, but must also be of a certain magnitude and order. Hence a very small animal organism cannot be beautiful; for the view of it is confused. Pollen is an extremely resilient material, contrary to the impression it gives as something altogether softer and more fragile. In acknowledgement of this, and out of respect for the exactitudes of the scientific community, the colouring of the samples was simple, reflecting the gentle complexity of the material itself in hues resembling the original sample. Samples were selected for their character not always in a fully hydrated form, as is the scientific convention. Sometimes collapsed pollen grains revealed sculptural qualities of lesser importance to the scientist but appeared as autonomous sculptural forms that resonated with own observations of the plant from which the original specimen was taken (Fig. 2). Many hours are spent in the field, looking at, photographing, drawing and smelling flowers for the sheer enjoyment of the experience and as a way of getting close to the subject. The translation of this experience into the manipulation of the images becomes osmotic, intuitive and expressive more than analytic. Moving from pollen to seeds working with Dr Wolfgang Stuppy, a seed morphologist at the Millennium Seed Bank Project at Kew, introduced new considerations and opportunities. Not seeking to follow the same recipe, an approach was developed that responded to the subject in a more artistically interventionist manner. Stuppy [9] describes seeds as ‘The most sophisticated means of propagation created by the evolution of plants on our planet and the most complex structure a plant produces in its life.’
Figure 2: Ribwort, 2003. Courtesy of the artist, Madeline Harley and Papadakis, London.
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The scale of the original sample and the technologies used to capture it had a marked influence on the final image. Using a digital SEM enabled a much higher definition that in itself was enhanced by the larger scale of the specimens – up to ten times larger. Seeds also offered a more extreme variety of form, having evolved to take advantage of uniquely diverse dispersal strategies in order to endure being eaten, trampled upon, blown long distances and floated thousands of miles across oceans. To reflect this diversity a more adventurous chromatic palette was explored, based on the flower colour from which the specimen was collected. 4 PIXILLATED PALETTE When viewing the finished work, the question is often asked, ‘is this the original colour of the seed?’ Well clearly it is not. Terms like, false colour, digital colour or enhanced colour are often used in such cases these descriptions can be unhelpful. Public awareness of the dazzling capabilities of new technologies raises expectations and provokes uninformed assumption of easy push button shortcuts to create visual spectacle. These are not botanical illustrations created within the traditions of the discipline. They are painstakingly crafted images, plant portraits evolved through a variety of scientific, digital and manual processes, to reveal the full splendour and character of the form using colour as the agent by which the attention of the audience is captured. No practical distinction is made whether using a sable brush, graphic tablet and digital pen, the work is executed with the same haptic sensitivity acquired over many years, and it is this that differentiates the images from that of similar work by scientists. The use of colour is not however, arbitrary. In the image of a cornflower seed (Fig. 3), the colour is in part informed by the colour of the original flower, but is also used to highlight the dispersal tactics of the seed. The blue feathery tufts expand and contract with changes in humidity moving the seed along the ground and the brown part at the base, the elaiosome is attractive to ants as food.
Figure 3: Cornflower, 2006. Courtesy of the artist, Wolfgang Stuppy and Papadakis, London.
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Figure 4: Krameria, showing: (1) original specimen, (2) coated specimen, (3) SEM screenshots and (4) assembled greyscale image. Courtesy of the artist, Wolfgang Stuppy and Papadakis, London.
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They take it to their nests, and after eating, push the remains back out where it may be further dispersed by the wind, enabling germination of the embryo seed as seen in the green body in the centre. So, just as plants employ colour coded messages to attract an audience of insect collaborators, through artistic intervention the author uses colour to create images that draw the viewer in with a disquieting sense of familiarity and wonder at something so small. Moving from seeds to fruit, offered further challenges. While some fruits are only a few millimetres in diameter, the majority are far in excess of what might fit in an SEM. In between were a collection of fruits just on the limit with what could fit in the SEM chamber but which required multiple shots necessitating complex reassembly. This is not what the microscope was designed for or how scientists normally use it, but it is the nature of the collaboration that drives the work into new territories. The process of moving from specimen to final image is a transformative mixture of reconstructive surgery and artistic interpretation as is shown in the fruit of the Krameria erecta (Fig. 4). The original specimen was coated in an ultra fine layer of platinum to increase conduction and reduce electrostatic charge when it was in the chamber. Being large (8 mm long) 26 individual shots were required to capture the whole specimen. These were subsequently reassembled correcting distortions of parallax and repairing damaged sections prior to cleaning up distracting backgrounds, adjusting tonal balance to bring out the full, three dimensionality of the form prior to colouring. As in other examples, colour choices are derived by reference to the original flower colour in what has developed into a slow and painstaking operation, working with a pen and graphic tablet, building up and erasing through successive layers of applied colour over many hours, with the same control and sensitivity that would be used with a paintbrush on paper.
Figure 5: Cimicifuga, Courtesy of the artist, Wolfgang Stuppy and Papadakis, London.
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5 CONCLUSION Collaborations between artists and scientists might suggest outcomes resulting in a hybrid fusion of cultures with unrealistic expectation of super progeny. However, in reality the outcomes are more subtle, far more diverse and more widely dispersed than might be imagined. The nature of artistic work derived from, or created within a scientific context is a complex and evolving one, loaded with conflicting ideologies. As it would appear that the opportunities and desires for collaboration between artists and scientists are likely to increase, it is important that the outcomes are based on a deep understanding of respective disciplines. Through his work with scientists at Kew, the author has made it his responsibility to go beyond artistic cherry picking, and to engage with the science at a meaningful level. The benefits arising from this are not only respect for the work within the scientific community, but a greater confidence in the positioning of the work in the artworld. The final result is one in which the manipulative hand of the artist, aided by the creative application of diverse technologies has intervened to produce an image autonomous from science but with that disturbing sense of hypereality that science can evoke, as in the mysterious and sensual image of the Cimicifuga seed (Fig. 5). It is this other worldliness that distinguishes the result from a functional specimen, however, alluring it might be. Historically, the work of the finest botanical artists has risen above the mere recording of specimens for scientific purposes. In creating this new body of work, the author has exploited new scientific technologies and employed his artistic experience in the manipulation of colour to communicate a personal sense of wonder, placing it within a contemporary art context and revealing the natural world to new audiences. REFERENCES [1] Colour Design and Engineering, colour in Plants and Animals: Inspiration for Design. Linnean Society and Institute of Mechanical Engineers: London, 2007. [2] Corrin, L., The Greenhouse Effect, Serpentine Gallery: London, pp. 40–60, 2000. [3] Lack, H.W.L., Garden Eden, Taschen: Koln, p. 14, 2001. [4] Smee, S., The Natural Gallery, Daily Telegraph: London, pp. 4–5, 2004. [5] Shakespeare, W., The Tragedy of Hamlet, Prince of Denmark, Act 3, Scene 2. [6] Ades, D., Little Things: Close-up Photography and Film 1839–1963, Fruitmarket Gallery: Edinburgh, p. 21, 2008. [7] http://www.nikonsmallworld.com/. [8] Aristotle, Poetics, 7, 1450b–1451a; trans. S.H. Butcher, Aristotle, On the Art of Poetry, BobbsMerrill, Inc., Liberal Arts Press: Indianapolis, pp. 11–12, 1956. [9] Kesseler, R. & Stuppy, W., Seeds, Time Capsules of Life, Papadakis: London, p. 21, 2006.
Colour in Art, Design & Nature
THE DIVERSITY OF FLOWER COLOUR: HOW AND WHY? B.J. GLOVER Department of Plant Sciences, University of Cambridge, UK.
ABSTRACT The diversity of flower colour has astonished artists, gardeners and scientists for centuries. Flowers generate colour by reflecting only a subset of the wavelengths which make up white light, resulting in a coloured appearance. This is achieved either through the use of chemical pigments which absorb certain wavelengths, or by the use of structures which reflect only certain wavelengths. Chemical colour has been well studied in plants, and the three major pigment groups are flavonoids, carotenoids and betalains. Spatial and temporal regulation of the synthesis of these pigments gives pattern and depth of colour to the flower. Combinations of pigments can result in variations in final flower colour, while the addition of metal ions and the alteration of cell pH can also influence the final wavelengths absorbed by pigments. Focussing light into the pigment-containing regions of the cell, using specialised cell shapes, also influences intensity of flower colour. Structural colour, including iridescence, is produced independently of pigment colour, and can overlay it. Flower colour itself is viewed as an advertisement to attract pollinating animals to the rewards (usually nectar) contained within the flower. This article concludes with an analysis of the long-running debate over whether specific flower colours attract specific pollinators, or whether all colours are simply different ways of attracting a wide variety of animals. Keywords: anthocyanin, betalain, carotenoid, flower, iridescence, petal, pigment, pollination, structural colour.
1 INTRODUCTION The bright colours of flowers are primarily a signal to attract pollinating insects by making the floral tissue stand out against a background of vegetation. This argument is supported by modern analysis of insect visual acuity, which indicates that vegetation is visually very similar to bark, soil and stone from an insect’s point of view. All these materials weakly reflect light across the whole range of an insect’s visual spectrum. Leaves differ from the rest only in absorbing red light, but since red is at the very periphery of the visual spectrum for most insects, this makes little difference [1]. Biological colours can be produced in two different ways. Many animals produce ‘structural’ colours, caused by the refraction of light from complex physical surfaces. Although there is some evidence that plants can use structural colour too, they primarily produce colour by synthesising pigments, which absorb subsets of the visible spectrum, reflecting back only what they do not absorb and causing the tissue to be perceived as the reflected colours. Chlorophyll absorbs light in both the red and blue parts of the spectrum, reflecting only green light, and causes leaves to appear green to us. Similarly, a flower that we perceive as red contains pigments, which absorb yellow, green and blue light, leaving red light as the only wavelength visible to us which is reflected. 2 CHEMICAL COLOUR IN FLOWERS Chemical colour is produced through the absorption of light by pigments. Plant pigments can be divided into three chemical classes: the flavonoids, the betalains and the carotenoids. The flavonoids are the major floral pigments, and give rise to ivory and cream colours (through pigment types called flavonols and flavones), yellow and orange colours (through aurones and chalcones) and the red– pink–purple–blue range (the anthocyanins, Fig. 1a). The betalains are a group of pigments found exclusively in the Angiosperm order Caryophyllales, and nowhere else in the plant kingdom. They give the red colour to beetroot and also to some flowers (Fig. 1c). The carotenoids are much more widespread, although less significant as floral pigments than the flavonoids. Carotenoids give yellow and orange colour to flowers (Fig. 1b).
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Figure 1: Flower colour produced by (a) anthocyanins in rose, (b) carotenoids in Freesia, (c) betalains in Christmas cactus.
2.1 Flavonoids The flavonoids are a group of phenolic compounds in which two six-carbon rings are linked by a three-carbon unit. Flavonoids are water soluble and accumulate in the vacuoles of higher plant cells. They play a number of roles in plant physiology and development. Flavonoids may be involved in defence against pathogens and predators, are a component of the legume-Rhizobium signalling cassette, are required for correct pollen development and pollen tube growth, protect sensitive tissues from ultraviolet radiation, and act as antioxidants and metal chelators. Flavonoid synthesis has been characterised in some detail, both from a biochemical perspective and from a molecular genetic one (reviewed by Martin and Gerats [2]). The most detailed studies have used the petals of Antirrhinum and Petunia as models. Antirrhinum flowers normally produce a magenta anthocyanin, called cyanidin. Petunia flowers produce a purple anthocyanin, delphinidin. Since the blueness of the anthocyanin is determined by the degree of hydroxylation of the B ring, in theory, a plant can always hydroxylate the molecule less, and thus make less blue anthocyanins, but it will not necessarily have the enzymes to hydroxylate it more, and so cannot make bluer anthocyanins. In fact, investigation of this hypothesis in Petunia has revealed that the enzymes of the biosynthetic pathway have a greater efficiency for conversion of their usual substrates, and cannot therefore easily produce orange pelargonidins from less hydroxylated substrates [3]. The first committed step of flavonoid synthesis is the condensation of three acetate units and a hydroxycinnamic acid unit to produce chalcone, the key intermediate in the synthesis of all flavonoids [2]. Chalcone itself is usually yellow or orange, and can be used as a pigment in its own right. It may also be converted into a yellow aurone, the pigment which provides the bright yellow colour to many Compositae flowers, such as Dahlia [4]. Usually, however, chalcone is modified to a colourless flavanone, and flavanone then feeds into one of three further pathways. Flavanone may be directly converted into flavones, which vary in colour from very pale to bright yellow, depending on their degree of hydroxylation. Alternatively, flavanone can be converted into dihydroflavonol, which can then be modified by flavonol synthase to various flavonols. The flavonols are usually colourless, but act as co-pigments, stabilising and modifying the colour of other pigment molecules. Alternatively, dihydroflavonols may be modified through a number of steps to make anthocyanins. Anthocyanins provide a number of different colours, depending on several factors. They may range from orange/brick red (known as pelargonidins), red/magenta (cyanidins) to purple/blue (delphinidins), with increased blueness determined by an increase in hydroxyl groups. The two main classes of glycosides also affect the blueness of the molecule. Methylation of an anthocyanin tends to shift its colour towards red, compared to bluer unmethylated molecules.
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Anthocyanin is transported across the vacuolar membrane into the vacuole, where it is stored, by the glutathione pump [5]. The pigment is first conjugated with glutathione, by the enzyme glutathione S-transferase. 2.2 Carotenoids Carotenoids are amongst the most widespread pigments in the natural world. In plants, they play important roles in photosynthesis, where they act as accessory light harvesting pigments and as photo-protectants [6], as well as acting as floral and fruit pigments. In mammals they are the precursors for vitamin A synthesis, and in fish they are essential for phototropic responses [7]. The carotenoids are a family of isoprenoid derivatives. Isoprenoids themselves are lipid molecules, with an estimated 22,000 different types known. They have essential roles as membrane sterols, components of chlorophyll, cytokinins, abscisic acid and a variety of roles in plant secondary metabolism. They are usually classified by the number of carbon atoms they contain. The carotenoid family contains conjugated polyene molecules, composed of 40 carbon atoms. Carotenoid hydrocarbons are known as carotenes, and include pigments such as zeaxanthin. The addition of oxygen to these molecules creates the oxygenated carotenoids, or xanthophylls, which are also important pigments. The absorption spectrum of a particular carotenoid molecule is determined by the conjugated polyene system and additional structural features. Each conjugated double bond increases the wavelength of maximum absorption by 7–35 nm [7]. Thus, deep orange flowers may contain unoxidised lycopene, orange flowers contain β-carotene, and yellow flowers often contain highly oxidised xanthophylls. 2.3 Betalains The betalains have been less well studied than the carotenoids and anthocyanins. They replace anthocyanins as the colouration in flowers and fruit of the order Carophyllales [8]. Common betalainpigmented plants include beetroot, the petals of the Christmas cactus and the brightly coloured bracts of Bougainvillea. The betalains are water-soluble nitrogen-containing pigments, and come in two main colour groups. The betacyanins are red to purple, while the betaxanthins are yellow. The early and late steps of betalain synthesis are catalysed by enzymes, but the vast majority of intermediate reactions in the synthetic pathway occur spontaneously [8]. 3 MODIFYING CHEMICAL COLOUR IN FLOWERS 3.1 Regulating pigment synthesis Since the types of pigments produced has such a range of effects on flower colour it is hardly surprising that the pigmentation pathways should be under tight regulatory control. This regulation is both spatial and temporal, generating colour patterns on almost all flowers (Fig. 2a), and in some species changing the colours of petals during their development. For example, the flowers of Viola cornuta cultivar “Yesterday, Today and Tomorrow” change from white to pale pink to purple over the space of 5–8 days. This change in colour has been shown to be the result of a steady increase in anthocyanin production over the time period. While such a colour change may seem extraordinary, the fact that it is initiated by pollination (without which the petals remain white) suggests that plant growth regulator-mediated signals from germinating pollen tubes trigger the change in anthocyanin regulation, perhaps to change the attractiveness or visibility of the flower to potential pollinators [9].
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Figure 2: Final flower colour is controlled by (a) spatial regulation of pigment synthesis in Petunia hybrida, (b) metal ions in Meconopsis, (c) pH in Ipomoea, (d) petal cell shape in Antirrhinum majus (left, flower with conical petal epidermal cells, right, flower with flat petal epidermal cells).
It has been shown that the activities of the genes encoding the enzymes of anthocyanin biosynthesis are predominantly regulated at the transcriptional level. It can be inferred from this, that the majority of petal pigmentation patterns are specified by the expression patterns of regulatory genes which control the activity of the biosynthetic genes [3]. By convention, anthocyanin regulatory loci are divided into those which specifically control anthocyanin deposition (by regulating ‘late’ biosynthetic genes, some way down the pathway), and those which control the synthesis of other flavonoids (by regulating ‘early’ biosynthetic genes). A number of genes have been shown to be important in both pathways, and three key groups of proteins have been shown to be involved. The most important of these are transcriptional activators of the MYB and basic helix-loop helix families (reviewed by Martin et al. [10]). 3.2 Metal ions Interactions between floral pigments and metal ions can also alter the final colour of the petals (Fig. 2b). For example, the bright blue colour of cornflowers stems from an interaction between the purple anthocyanin, delphinidin and molecules of the metal iron, absorbed by the plant’s roots from the soil. The combination of the pigment with the metal results in a molecule that gives the flower, a very bright blue colour. Another good example of this sort of interaction is the variable colour of the flowers of Hydrangea. Hydrangea flowers are blue if there is aluminium in the soil, as aluminium and delphinidin form a very stable, very blue complex. If there is less aluminium available in the soil, and more molybdenum, then the flowers appear pink instead. The same pigment interacts with molybdenum ions and changes to a light pink colour. The presence of this changeable pigment in Hydrangea is exploited by gardeners, who water the soil around their plants with a solution containing the appropriate ion to generate the final flower colour of their choice. 3.3 pH The pH of petal cells can also affect the final colour of the flower, as pH determines anthocyanin structure and absorption spectrum. For example, the light blue petals of Ipomoea tricolor, Morning Glory, owe their colour to the effect of a high petal pH on their anthocyanin (Fig. 2c). The closed buds of these flowers are purplish red and their cells have a pH of 6.6. However, when the flowers open petal cell pH increases to 7.7, and the pigment changes colour to sky blue [11]. Yoshida et al. [12]
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discovered that the increased pH is due to active transport of Na+ and/or K+ from the cytosol to the vacuoles. The ability of vacuolar pH, controlled by membrane transporters, to alter flower colour without any change in the types of pigment produced, gives plants the flexibility to alter their final petal colour after pigments have been made. Stewart et al. [13] observed that the colours of several wild flower species became bluer as they aged, correlated with an increase in petal pH. 3.4 Focussing light into pigment A very subtle way in which the colour of a petal can be enhanced is by focusing of light into pigmented regions. Kay et al. [14] proposed that conical-papillate shaped epidermal cells increased the amount of light absorbed by the pigments in flowers, enhancing the perceived colour of the petal. The mixta mutant of Antirrhinum fails to develop conical-papillate petal cells and instead has flat petal cells. The significance of the conical-papillate cells in enhancing colour is shown by the fact that the mixta mutant was originally identified in a screen of mutagenised plants, because it was paler in colour than wild type flowers (Fig. 2d). The mutant petal also has a matt texture, unlike the velvety sparkle of the wild type petal [15]. By comparing the ability of epidermal cells to focus light in the wild-type and mixta mutant lines, conical-papillate cells have been shown to enhance visible pigmentation. Conical-papillate cells focus light approximately twice as well as the mutant flat cells, and they focus it into the region of the epidermis where the pigment is contained [16]. The wild-type Antirrhinum petals reflected significantly less light away from the flower than mixta mutant petals did, and absorbed significantly more light. These differences can be attributed to the focusing of the light onto the light-absorbing pigments in the epidermal cells, and to the reduction in reflection of light at low angles of incidence, resulting in the greater depth of colour of wild-type conical-celled flowers [16]. 4 STRUCTURAL COLOUR IN FLOWERS Structural colours have been very poorly studied in plants, and are generally thought of as an animal phenomenon. However, a recent report suggests that they might be surprisingly widespread in plants, just mainly visible in the ultraviolet region of the spectrum. This would make them clearly apparent to most pollinating animals, but invisible to the human eye. Whitney et al. [17] observed iridescence over the red pigmented patch at the base of the Hibiscus trionum petal. Iridescence is the change in hue of a surface when viewed from different angles, and can only be generated by structural (not pigment-based) methods. They analysed the structure of the petal, and found that the epidermal cells in the iridescent region, where overlain with long thin stripes of cuticle. These cuticular striations were shown to be of the same frequency and amplitude as the diffraction grating on a compact disk (CD), and to generate iridescence through the same interference with light reflection as shown by a CD. Whitney et al. [17] further demonstrated that bumblebees could see the iridescence arising from the diffraction gratings, and could be trained to associate it with a nectar reward. Cuticular striations are very commonly found on plant epidermal surfaces. Their ability to function as diffraction gratings will be strongly dependent on the extent to which they are ordered. However, preliminary analyses have identified suitable striations in 10 plant families to date, as well as in many garden varieties of tulip (Whitney and Glover, unpublished). Although very few of these flowers look iridescent to the human eye, analysis of the diffractive optics of their diffraction gratings indicates that the bulk of the structural colour produced is in the blue and ultraviolet part of the spectrum. This region is highly visible to animal pollinators, especially insects, but not visible to the human eye. It therefore seems likely that many flowers produce structural colours, including
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iridescent ones, through the use of diffraction gratings made from cuticle, but that the structural colours they produce are rarely visible to people. 5 WHY THE DIVERSITY OF FLOWER COLOUR? Colours act as advertisements, enticing animal pollinators to visit flowers for the rewards that they contain. What is less clear is whether particular colours act as advertisements to particular animals. In the rush to find evidence to support Darwin’s evolutionary theory, the visually obvious similarities between flower colour and pollinator preferences were seized upon by many authors as clear examples of the consequences of natural selection. It was only in the 1980s that experimental approaches were first taken to assess whether particular floral traits were under selection by pollinators. In 1996, two critical essays were published, both questioning the concept of plant/pollinator specialisation [18, 19]). Both papers suggested that generalisation, with flowers receiving pollinator service from more than one type of animal, was very frequent in nature. The data now emerging allow us to make initial comments on the utility of the idea that different flower colours acts as advertisements to particular animals. The literature contains many examples of attempts to assess pollinator discrimination between petals of different colours. In some cases, discrimination is clear, in others, the animals showed no discrimination, and in many cases some animals discriminated while others did not. These experiments indicate that the attraction of multiple pollinators can result in mixed selective pressures, even where one animal shows very clear discrimination. For example, Raphanus raphanistrum, wild radish, has yellow flowers or white flowers, controlled by a single locus. The frequency of the yellow morph varied from 7% to 60% in the populations studied by Kay [20], but in all these populations the butterfly Pieris rapae much preferred the yellow form to the white. On the site with 60% yellow flowers, 307 visits to wild radish flowers by the butterflies were observed – and 306 of the 307 were to yellow flowers. However, honey bees showed no preference for yellow flowers over white, maintaining the polymorphism within the population. Bradshaw and Schemske [21] provided clear evidence that both bumblebees and hummingbirds distinguish between different coloured forms of Mimulus, using near isogenic lines that would be unlikely to differ in traits other than flower colour itself. Mimulus lewisii is normally pink, as a result of anthocyanin deposition, and is primarily pollinated by bumblebees. M. cardinalis is normally orange/red, as a result of both anthocyanin and carotenoid deposition, and is primarily pollinated by hummingbirds. Bradshaw and Schemske [21] introgressed the YUP locus, responsible for carotenoid deposition, from each species into the other background, through four generations, ensuring 97% genetic identity between the new lines and their most similar parent. This resulted in orange coloured M. lewisii flowers and deep pink M. cardinalis flowers. Pollinator visits to these flowers were recorded, and revealed that orange-flowered M. lewisii received 68-fold more visits from hummingbirds than the wild type pink, but a significant reduction in bumblebee visits. Similarly, the pink-flowered M. cardinalis received 74-fold more visits from bumblebees than the wild type orange (although little reduction in hummingbird visits). These experiments show that both bumblebees and hummingbirds exhibit strong discrimination on the basis of petal colour. The near isogenic nature of the lines used in this study makes it likely, although not certain, that colour is the only significant factor in the choices made by pollinators. These studies, and many others like them, tell us that animals can discriminate between different flower colours, and often do so. However, it is difficult to extrapolate from this to a view that each individual flower colour is a specialist advertisement to a particular animal. Indeed, most pollinators can learn to associate any colour they can see with food, and so will learn to view the array of flower colours before them as indicating a range of potential food sources. The answer to whether there are
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specialised relationships between different flower colours and different animals then comes down to a question of how frequently plants specialise on a single pollinator species or group, and how frequently they are pollinated by a wide range of animals. Empirical data on the frequency of specialisation in pollination systems are currently in short supply, but it is likely that a good degree of generalisation exists, leading us to conclude that much of the diversity of flower colour is simply due to the many different solutions plants have evolved to the problem of attracting animals by standing out against a green background. 6 CONCLUSIONS The diversity of flower colour is astonishing, especially when compared to the relative uniformity of colour of other plant organs, such as leaves. That diversity is attributable to complex combinations of different pigments, located in different parts of the cell, and regulated in their synthesis both temporally through the life of the flower and spatially among the different floral regions. Pigments are enhanced and modified through the use of metal ions, specific pH regimes and specialised cell shapes which focus light. They can also be overlain with structural colours which may be iridescent and most frequently reflect wavelengths visible to insects but not to the human eye. This great diversity of flower colour serves as advertising to the enormous variety of animal pollinators, but much more empirical evidence is needed before we can say with confidence whether particular colour regimes attract particular animals, or whether all colours simply serve to make flowers stand out from the surrounding foliage. REFERENCES [1] Kevan, P., Giurfa, M. & Chittka, L., Why are there so many and so few white flowers? Trends in Plant Science, 1, pp. 280–284, 1996. [2] Martin, C. & Gerats, T., The control of flower coloration. The Molecular Biology of Flowering, ed. B. Jordan, CAB International: Wallingford, pp. 219–255, 1993. [3] Mol, J., Grotewold, E. & Koes, R., How genes paint flowers and seeds. Trends in Plant Science, 3, pp. 212–217, 1998. [4] Nakayama, T., Enzymology of aurone biosynthesis. Journal of Bioscience and Bioengineering, 94, pp. 487–491, 2002. [5] Marrs, K.A., Alfenito, M.R., Lloyd, A.M. & Walbot, V., A glutathione S-transferase involved in vacuolar transfer encoded by the maize gene Bronze-2. Nature, 375, pp. 397–400, 1995. [6] Hirschberg, J., Production of high-value compounds: carotenoids and vitamin E. Current Opinion in Biotechnology, 10, pp. 186–191, 1999. [7] Goodwin, T.W., The Biochemistry of the Carotenoids, Vol. 1, Chapman and Hall: New York, 1980. [8] Strack, D., Vogt, T. & Schliemann, W., Recent advances in betalain research. Phytochemistry, 62, pp. 247–269, 2003. [9] Farzad, M., Griesbach, R. & Weiss, M.R., Floral colour change in Viola cornuta L. (Violaceae): a model system to study regulation of anthocyanin production. Plant Science, 162, pp. 225–231, 2002. [10] Martin, C., Prescott, A., Mackay, S., Bartlett, J. & Vrijlandt, E., The control of anthocyanin biosynthesis in flowers of Antirrhinum majus. Plant Journal, 1, pp. 37–49, 1991. [11] Yoshida, K., Kondo, T., Okazaki, Y. & Katou, K., Cause of blue petal colour. Nature, 373, p. 291, 1995. [12] Yoshida, K., Kawachi, M., Mori, M., Maeshima, M., Kondo, M., Nishimura, M. & Kondo, T., The involvement of tonoplast proton pumps and Na+(K+)/H+ exchangers in the change of petal
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[13] [14] [15] [16]
[17]
[18] [19] [20] [21]
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colour during flower opening of morning glory, Ipomoea tricolor cv. Heavenly Blue. Plant and Cell Physiology, 46, pp. 407–415, 2005. Stewart, R.N., Norris, K.H. & Asen, S., Microspectrophotometric measurement of pH and pH effect on color of petal epidermal cells. Phytochemistry, 14, pp. 937–942, 1975. Kay, Q.O.N., Daoud, H.S. & Stirton, C.H., Pigment distribution, light reflection and cell structure in petals. Botanical Journal of the Linnean Society, 83, pp. 57–84, 1981. Noda, K., Glover, B.J., Linstead, P. & Martin, C., Flower colour intensity depends on specialised cell shape controlled by a MYB-related transcription factor. Nature, 369, pp. 661–664, 1994. Gorton, H.L. & Vogelmann, T.C., Effects of epidermal cell shape and pigmentation on optical properties of Antirrhinum petals at visible and ultraviolet wavelengths. Plant Physiology, 112, pp. 879–888, 1996. Whitney, H., Kolle, M., Andrew, P., Chittka, L., Steiner, U. & Glover, B.J., Floral iridescence, produced through diffractive optics, acts as a cue for animal pollinators. Science, 323, pp. 130–133, 2009. Herrera, C., Floral traits and plant adaptation to insect pollinators: a devil’s advocate approach. Floral Biology, eds D. Lloyd & S. Barrett, Chapman and Hall: New York, pp. 65–87, 1996. Waser, N., Chittka, L., Price, M., Williams, N. & Ollerton, J., Generalization in pollination systems, and why it matters. Ecology, 77, pp. 1043–1060, 1996. Kay, Q.O.N., Preferential pollination of yellow-flowered morphs of Raphanus raphanistrum by Pieris and Ersistralis spp. Nature, 261, pp. 230–232, 1976. Bradshaw, H. & Schemske, D., Allele substitution at a flower colour locus produces a pollinator shift in monkeyflowers. Nature, 426, pp. 176–178, 2003.
Colour in Art, Design & Nature
SENSATIONS FROM NATURE M.J. FRYER 3, The Thrift, Bean, Dartford, Kent DA2 8BL, UK.
ABSTRACT Sensations from nature provoke an emotional response from a particular motif around which a painting is constructed. Nature is not slavishly copied but the sensations are submitted to the necessity of making a picture in which the compositional elements are brought into unity over the whole surface to achieve stability. Within the stability there are local areas of dissonance to add a dynamic structure to the composition and to attract the gaze as the painting is examined by very rapid eye movements (saccades). Examples are given of a number of paintings by the author comprising two abstracts and four landscapes. Colours are heightened and usually highly saturated, so that they have an intense purity to express the emotions with greatest clarity and may not be imitative. Each colour is put down in relation to all other colours with consideration for their interrelationships and expressiveness. Painting is instinctive but has an underlying theoretical basis relying on the juxtaposition and displacement of complementary colours and of dissonant colour. In order to demonstrate the methodology of painting, two series of ‘progressive’ images are given that show the completion of two additional landscapes in six stages. Keywords: complementary, harmony, heightened colour, landscape paintings, Mike Fryer, saccades, stability.
1 INTRODUCTION The paintings by the author described in this paper are often categorised as the work of a ‘colourist’ since they are painted with heightened colour, that is, with bright, intense or saturated colour. But the word ‘colourist’ is something of a variable term. To some it is almost derogatory in the sense of ‘only being a colourist’ as if it is a simplistic methodology whilst others use the term to merely describe the use of heightened colour without reference to the methodology or philosophy behind it. The reality is that colour is used as a means of expression to transform the sensations received from nature into a painting, that is, to transform input into output. This expression is based on a complex interaction of perception, emotion, the practice of painting, non-imitative colour, colour theory and the need to make a painting. The paintings under discussion are part of a practice that comprises abstract, landscape, still life and figurative works. In addition, the practice includes printmaking consisting of some etching but primarily digital prints. For the digital work, the image is always constructed from a blank screen and never from imported images as a reaction against the facile use of filters such as found in Adobe® Photoshop® to transform poor imagery into poor prints as evident in certain digital printmaking; the methodology is, therefore, analogous to that of painting. A range of work can be viewed at the author’s online gallery [1]. This paper examines only landscape paintings, because they are examples of work produced in direct response to the stimuli received from nature and their transformation into a composition and as such, they demonstrate the effect and result of the sensations from nature. These paintings are the result of a studio practice, where these sensations from nature, captured in sketching, photographs and visual memory, are synthesised into a composition on canvas or board. The predominant medium is acrylic paint although some work is in water colour, oil or pastel. Acrylic paint is a medium that offers good flexibility and allows for working in a variety of techniques. All photographs in this paper were taken by the author unless otherwise stated. The progressive photographs are the result of studio shots and were taken as a record of the development of the paintings and were not originally intended for publication.
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2 THE METHODOLOGY OF PAINTING How do these sensations from nature, the total input of colour, form, smell and sound come to be transformed into a painting? It is simply an emotional response to the sensations received from a particular motif: something in what is seen must stimulate a reaction. The painting is a response to God’s creation in all its varied forms, its glorious colour and vitality giving a spiritual dimension to the work. The particular motif in a landscape that attracts such attention can be the shape or colour of a field or a group of trees or a building, etc. The whole painting is then established around that motif. Well-meaning people will indicate the location of what they consider to be a beautiful landscape that ‘must’ be painted. But when examined, it elicits little interest and does not result in any emotional response. Indeed, it is more likely that if there was a rusty oil drum sitting by the road it would be seen as more interesting and worth sketching! What is essential is that the sensations received from a motif must result in an emotional response. This emotional response will be strong enough to sustain the considerable time necessary to examine the landscape and potentially produce many versions of artwork in order to develop ideas and produce a final painting. The emotional response does not mean that the paintings are a simplistic portrayal of feelings but rather one scene or view is selected over others because, the sensations from that scene provoke the response. The emotions triggered vary considerably, such as, excitement, exhilaration, joy or passion with a motif as it is mentally transformed into a painting and the colour interrelationships are contemplated and subsequently developed in practice. Matisse reduced his work to essentials [2], finding an equivalence of the painter’s perception of nature, which did not reproduce what he saw but transfigured it. He translated the tonal values of the colours he saw into heightened colour of the same relationships. The paintings described here do not follow that system, and as a result, this work, whilst having a stability also has a dynamism in which perspective may be distorted, or the interrelationships of elements may be changed in the composition. For example, the de-saturation or lightening of the colours of distant objects to give the effect of aerial perspective is often deliberately not undertaken in order to maintain overall stability when painting with heightened colour (Fig. 1c, Meopham). Nature is not slavishly copied but the sensations are submitted to the necessity of making a picture. The aim is to bring the compositional and colour elements into a unity over the whole surface to achieve stability. Within the stability there may be local areas of discord that are brought into balance over the whole composition. Thus, the use of colour is a construct, it is a means of expression, but not in the sense of attributing meaning to certain colours but simply as an expression of the emotional response to a landscape, the sensations from nature. The attempt to achieve stability of the paintings involves a complex interaction of composition, colour and a sense of integrity. The composition has to be constructed, such that, it conveys an idea of place, that is, a particular landscape, not in a sterile manner but incorporating a dynamic structure and in such a way that the composition occupies the space of the canvas in equilibrium. Stability of colour is achieved by balancing hue, saturation and lightness throughout the painting. However, balance is not a question of everything fitting with everything else, since as Arnheim [3] rightly stated, this represents ‘the most primitive kind of harmony, suitable at best for the colour schemes of nurseries and baby clothing’. The stability is achieved through the integration of the different colour components in the painting: the disharmonies that are in balance only in the context of the whole; the small isolated touches of colour that relate to displaced colour; the areas of serenity and of agitation; the juxtaposed complementaries or dissonances. Thus, the colour balance is complex and includes the painting as a whole, there are not inessential or redundant parts.
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Figure 1: Examples of abstract and landscape paintings. (a) Day 1 from Days of Creation (600 × 600 mm, acrylic on board). Photo by Tanya Uroda. (b) Day 3 from Days of Creation (600 × 600 mm, acrylic on board). Photo by Tanya Uroda. (c) Meopham (50 × 50 mm, acrylic on canvas). (d) Farm 2 (Cliffe) (500 × 500 mm, acrylic on canvas). (e) Harvest (Betsham) (500 × 500 mm, acrylic on canvas). (f) South Darenth (800 × 800 mm, acrylic on canvas).
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The third aspect of stability is that of the sense of integrity which relates both to the composition and the use of colour. Each painting is executed after considerable thought and planning with sketches and investigations of composition and colour before the final version is realised. Hence, the paintings are not accidental, unfinished or meretricious, but seek to have a stability, such that the paintings maintain validity through time. Examples of some paintings can be seen in Fig. 1, which shows two abstracts and four landscapes. Day 1 (Fig. 1a) and Day 2 (Fig. 1b) show two paintings from a series of seven on the days of creation. These works are painted with very dilute paint that is poured on the board and allowed to dry for different times, at certain stages tissue paper is pressed onto the paint and pulled off leaving a ‘print-like’ texture. The layer of paint is very thin and the technique allows the build-up of many layers producing a rich depth of colour. Figure 1b has the added technique of spotting paint onto the board to give highly opaque dots. This style of painting has been developed over a number of years and is referred to as ‘abstract graphism’, whereby a written text or emotion is represented by graphical and colour elements that can be ‘read’ to discover the underlying meaning. Figure 1c–f show various landscapes on canvas, c. and f. both have their sky in flat phthalocyanine blue and d. and e., the latest paintings shown here, have a more complex sky in different tones of blue with clouds. All four landscapes are the result of experiments exploring the fusion of landscape with abstraction such that compositional elements may be greatly simplified. For example, many of the trees in South Darenth (Fig. 1f) comprise interwoven lines or curves rendered in different hues and tonal values; it is evident that they are trees from the context. In all four of these landscape paintings, some elements such as trees or fields are painted in flat colour, again, to simplify the composition and allow the colours to resonate with little reference to their form. Why use heightened colour, why not use pastel colours rather than highly saturated colours that have such a strong impact? The hues used in these paintings are common to many painters but they are highly saturated which gives them an intense purity so they have the clarity to express emotion in the desired way. With anything less, the emotion would become diluted and would not represent the true response to the sensations from nature and so the paintings would lack integrity. These saturated colours resonate with each other in a lively and dynamic way that best expresses that emotional response. The colours are not copies of nature and are therefore, used with purpose; if a sky is red or green then it is because it creates the desired stability, and as Matisse [4] said: ‘When I use a green it doesn’t mean grass; when I use a blue, it doesn’t mean the sky’ thus, if a sky is painted blue then that particular blue is important, not because sky is often blue. In the author’s recent work skies have been simplified to a uniform phthalocyanine blue to allow the landscape to speak without hindrance or competition. At present some paintings still have skies of uniform blue but some move from this and go back to having clouds (Fig. 1e), and in the future some may have skies coloured red or green; for the present this uniformity of colour is being explored. Bruce et al. [5] discuss the way the world around us is perceived. They describe the way our eyes scan the surrounding scene so that our gaze is directed to points of interest. These scans are called Saccades and are very rapid movements of the eyes up to 500°/s. The saccadic scanning allows analysis of those parts of the scene by the fovea, a small central area of the retina rich in cone photoreceptors providing high acuity vision in bright light. Bruce et al. describe sampling of the optic array as occurring in three ways: first, saccadic scanning of the scene to fixate objects with foveal vision; second, with ‘pursuit’ movement to keep objects in foveal vision as they move; and, finally, ‘convergence’ movement to maintain foveal vision of both eyes if distance to the scene changes. Saccades are sudden and intermittent whilst ‘pursuit’ and ‘convergence’ movements are smooth and continuous. So when viewing static paintings the information input is primarily by saccadic scanning of the painting. Yarbus in the 1950s–1960s recorded the eye movements of subjects as they
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looked at paintings and found that they looked mostly at high contrast areas, fine detail areas and areas with human or biological interest. He found [6] that saccades were in response to viewing strategies such as examining a painting to answer specific questions about the content or to simply examine the painting. Yarbus has been criticised for his methodology which was intrusive and may therefore have distorted the results but recent experiments by Lipps and Pelz [7] confirm the task dependency but with a less dramatic effect. Saccadic scanning has important implications for the painter. So often we read or see on television documentary art programmes supposedly erudite critics examining a painting and describing how the painter ‘leads’ the observer’s eyes around the composition. While this might sound plausible and represent received opinion, the studies of saccadic scanning indicate that a least, a priori, the viewing of a painting does not necessarily follow the composition, but occurs in the observer a posteriori, after information input when compositional elements are recognised and can be understood [8]. The paintings described here aim to have an overall balance of colour but have local areas of dissonance. These are placed in the painting to add a dynamic structure to the composition and to act as visual ‘traps’ when the image is examined using saccadic scanning. Hence, by using unexpected hue and tonal combinations, the eye is fixated as it scans the painting so that the observer will perhaps be surprised by compositional elements, have a greater information input and therefore, a better understanding of the painting. This can be seen in Fig. 1c, Meopham, where pyrrole orange is juxtaposed with permanent rose (quinacridone) on both left and right near the horizon to give perhaps an unexpected colour contrast. Further examples can be seen in Fig. 3f, Bridges of London, where the pale pyrrole orange of the Post Office Tower in centre horizon and the light green (phthalo green and hansa yellow) building to the left horizon stand out in high contrast to the phthalocyanine blue sky. In addition, there are a number of buildings painted with alternating light and dark horizontal bands that give striking visual impact. Of course, compositional elements that may be described as effectively ‘leading’ the eye are present in these paintings but these are designed to give a stable structure to the painting not to lead the observer. Indeed, although colour is extremely important in these paintings, composition is regarded as being of greatest importance and therefore, above the use of colour. 3 THE METHODOLOGY OF USING COLOUR How is one colour placed against another? It is like a puzzle in many dimensions, about contrast and complement, about harmony and how it fits with the composition, about mood and excitement. Paintings are often worked in phases of colour, adding touches of the same colour to different places on the canvas, always checking the result. Each colour must be put down in relation to the other colours with consideration for how they work together and what feeling or expressiveness is given. Underlying this there is strong theoretical basis, but it is not painting in theory but instinct. If the sensations from nature evoke an emotional response that results in a painting, then the painting has to be instinctive, without stopping to think through some aspect of colour theory; if this happened, then the painting would become sterile and stifle the sense of emotion. With years of practice there is enough experience to know instinctively what colour goes with what to produce the desired effect to free the process of painting from such sterility. The theoretical basis relies on the use of complementary colours that are juxtaposed, next to or near each other and those displaced in different parts of the painting [9]. Thus, the complementary colours interact in different ways depending on their proximity with both local and displaced interactions giving local and overall stability. In addition to the complementary colours, those close to each other in hue are placed together (such as pyrrole orange and quinacridone), that is, those hues
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adjacent or near adjacent on the colour wheel [9] in order to produce areas of local dynamic colour interaction that lack harmony. Itten [10] described colour harmony in geometric terms in relation to the colour wheel, whereby combinations of hues would be harmonious if when mixed they yielded grey–black such as opposite hues (that is, a primary and secondary hue, being a mixture of all three primaries). But two adjacent hues would lack the geometric opposites and so not yield grey–black when mixed. Such dissonances constitute part of the ‘visual traps’ described earlier. 3.1 Progressives In order to show the methodology of painting, two series of ‘progressives’ are given in Fig. 2 and Fig. 3 that show the development of two paintings: Bridges of London (acrylic on canvas, 800 × 800 mm) and Grubb Street (acrylic on canvas, 800 × 800 mm). These photographs are the result of ‘snapshots’ taken in the studio often under poor lighting and were not originally intended for publication. 3.1.1 Grubb Street Figure 2a–e show the stages of painting the landscape Grubb Street (a small village in North Kent) and Fig. 2f shows the finished painting in the same scale. Some stages show that colours are changed as the painting develops, this is either because one colour is used as under-painting for another or to define edges clearly or because adjustment is needed during the execution of the work as more colours are seen to resonate with each other. In Fig. 2a, dioxazine purples and reds (quinacridones) are added; notice that the tonal value of the purples are the same in the foreground and background. In Fig. 2b, there is the addition of light greens (phthalo green and hansa yellow) and lighter purples giving a simple interaction of secondaries that are either juxtaposed or displaced. Figure 2c shows the laying in of foreground greens (phthalocyanine greens and hansa yellow) with course stippling (naphthol green, phthalo green, bismuth yellow and cadmium yellow) and the development of mid-ground trees in purples and blues (cobalt blue, phthalo turquoise blue and cobalt blue cerulean) and the purple stripes of the mid-ground field. In Fig. 2d, the first layer of the sky (phthalocyanine blue) is painted and mid-ground and distant purples; note that the distant purple is darker than the mid-ground trees to give the correct stability in relation to the blue sky and the purples and reds of the distant hills and fields. This is, therefore, contrary to ideas of aerial perspective. Figure 2e shows the nearly completed painting with the laying in of greens, yellows, oranges and reds. This includes the bright green field on the left to centre distance and an orange line (pyrrole orange) centre right of distance to resonate with the bands of purple, permanent rose and quinacridone violet. The final painting in Fig. 2f indicates that the drawing is adjusted by reducing the height of the right-hand tree, the remaining far-ground trees and fields are completed and the sky has three more layers of blue added. 3.1.2 Bridges of London Figure 3a–e show the stages of painting the landscape Bridges of London (a view looking up-river from Tower Bridge); the final work is shown in Fig. 3f. Again some colour changes are evident for the same reasons as described for Grubb Street above. Figure 3a shows the laying in of the blue sky and the phthalo green, pyrrole red and pyrrole orange base colours for the river. In Fig. 3b, dioxazine purples and reds (alizarin crimson) are added for some of the buildings and boats, and the river is developed by adding stippling of reds and oranges in different tones. Figure 3c shows the laying in of light greens (phthalo green and hansa yellow), light blues (phthalo turquoise blue and light reds)
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Figure 2: Progressives for Grubb Street (800 × 800 mm, acrylic on canvas). (a) Laying in of purples and reds in foreground and background. (b) Addition of greens and lighter purples. (c) Laying in of foreground greens and development of midground. (d) Laying in of blue sky and midground purples. (e) Near completion with laying in of greens, yellows and reds. (f) Reduction in height of right tree and completion of painting. Photo: Ian Goodrick Photography.
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Figure 3: Progressives for Bridges of London (800 × 800 mm, acrylic on canvas). (a) Laying in of blue sky and green, red and orange base colours for river. (b) Laying in of purples and reds for buildings and development of river. (c) Laying in of light greens and reds of buildings and blues on ship. (d) Laying in of dark greens and reds for buildings and further work on river. (e) Near completion of buildings and rough blocking in of boats. (f) Showing completed painting. Photo: Ian Goodrick Photography.
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to give form to some of the buildings and the basic painting in phthalocyanine blues of the ship (H.M.S. Belfast). Figure 3d shows the laying in of dark greens (cadmium green deep) and reds (alizarin crimson and pyrrole red) for the buildings and further work on the river. In Fig. 3e, there is the near completion of the buildings and the rough blocking in of the remaining boats. Figure 3f shows the completed painting with some adjustments to tonal values. Before commencing a painting the composition and arrangement of colours is usually resolved using sketches, watercolour thumbnails or small works in acrylic, but most of the planning is undertaken mentally. This is so that when the final composition is started it can be painted with minimal hesitation to maintain a dynamic but stable structure. Of course, sometimes an idea may seem to work as a mental image but somehow not on canvas and sometimes, after laying down a particular colour its effect on other colours produces unforeseen effects so that adjustment is needed. Adjustment may also be required in the underlying sketch of a painting as it progresses because the compositional elements may not be as stable as at first thought; this can be seen in Fig. 2e–f. The completion of a work can take on a near iterative process with small adjustments being made all over the surface. And upon ‘completion’ the painting is put aside for several weeks so that it can be re-examined later with a fresher view and understanding of the composition. Sometimes a painting is left for a considerable time, perhaps a year; the longest has been ten years after which the sky of a landscape was reworked to improve overall stability. 4 CONCLUSION The aim of this paper is to give some understanding of how a sensation from nature is translated into a finished painting with overall balance and stability, allowing for local areas of dynamic dissonance. Nature is not copied but the sensations are synthesised into a composition constructed on canvas. The work is based on an emotional response to the received stimuli with the hope that the paintings are seen as thoughtful but instinctive, show integrity and stability, and are never trivial and never ephemeral. REFERENCES [1] The website of Mike Fryer: www.mikefryer.co.uk [2] Flam, J. (ed), Matisse on Art, University of California Press: Berkeley and Los Angeles, California, 1995. [3] Arnheim, R., Art and Visual Perception: A Psychology of the Creative Eye, The New Version, University of California Press: Berkeley and Los Angeles, California, 1995. [4] Ferrier, J.-L., The Fauves, the Reign of Colour, Finest S.A./Éditions Pierre Terrail: Paris, 1995. [5] Bruce, V., Green, P.R. & Georgeson, M.A., Visual Perception, Physiology, Psychology, & Ecology, 4th edn, Psychology Press: Hove and New York, 2003. [6] Yarbus, A.L., Eye Movement and Vision, Plenum Press: New York, 1967. [7] Lipps, M. & Pelz, J.B., Yarbus revisited: task-dependent oculomotor behavior. Journal of Vision, 4(8), Abstract 115, 2004. [8] Livingstone, M., Vision and Art: The Biology of Seeing, Harry N Abrams, Inc.: New York, 2002. [9] Fryer, M.J., Complementarity. Optics and Laser Technology, 38, pp. 417–430, 2006. [10] Itten, J., The Elements of Colour (translated by E. Van Hagen), Chapman and Hall: London, 1970.
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Colour in Art, Design & Nature
GOETHE, EASTLAKE AND TURNER: FROM COLOUR THEORY TO ART C.S. KÖNIG1 & M.W. COLLINS2 for Bioengineering, Brunel University, UK. 2School of Engineering and Design, Brunel University, UK. 1Institute
ABSTRACT Wolfgang Goethe was a unique figure in the history of colour theory, being the founder of modern German literature at the same time as being a scientist. His reaction to the colour experiments of Newton was both intense and controversial. It resulted in a comprehensive exposition of colour theory especially relevant to art. As a member of the Royal Academy, the English painter Sir Charles Eastlake was sufficiently gripped by it to translate it into English. J.M.W. Turner annotated this translation and two iconic paintings resulted. Also, Turner exploited any available approaches to colour theory and this broader issue also involves Sir David Brewster and the Scottish Enlightenment. In this paper, we will give an initial study of the sequence from Goethe to Turner, together with the other issues. Keywords: WGoethe, JMWTurner, CEastlake, DBrewster, Scottish Enlightenment, colour theory, colour polarity
1 INTRODUCTION This study forms part of the wider historical connections between Newton’s (1642–1727) studies on colour and Turner’s (1775–1851) use of it. The men were giants in their respective fields of science and art. Newton epitomised the ‘rock-like status of knowledge’ [1] and of Turner ‘no artist has had a more passionate interest in colour’ [2]. The most prominent bridge between Newton’s science and Turner’s art is provided by Goethe (1749–1842). Goethe, the literary (and poet, and play writer) had even considered a career as a professional painter. As a critic and art lover, it is said that his art collection considered of a staggering 26,511 pieces, from all periods in art history by the end of his life [3]. The publication of his own extensive experiments on colour in 1810 [4] constituted ‘a scathing attack on Newton’ [5]. Despite this anti-Newtonianism [6], Eastlake (1793–1865) was so impressed by Goethe’s work that he translated it into English in 1840 [7]. Eastlake’s preface in Theory of Colours [7] is a surprisingly modern-reading justification for doing this, and moreover, he provides some 50 pages of detailed notes of archival character. Although not a scientist (some notes are by S.F., meaning ‘scientific friend’ [7]), Eastlake was of the highest regard in the art world, to become President of the Royal Academy in 1850 and the first Director of the National Gallery in 1855 [8]. Eastlake and Turner were very close friends [9] and Turner extensively annotated his copy of Eastlake’s translation. Indeed also Lady Eastlake paid frequent tribute to Turner as an artist [10]. With self-confessed difficulty this has been analysed in detail by Gage [11]. In consistency with Turner’s general attitude to art theory –‘never heard him utter a single rule of colour’ [12] – the notes are, for example, ‘elliptical’ when choosing between Goethe and Newton [11]. None the less, on Goethe’s key concept of the polarity of light and darkness, Gage makes the telling comment that Turner ‘was far closer (to Goethe) than he could ever have imagined’ [13]. Moreover, again quoting Gage [11] it resulted in the ‘purest essay in practical theory which Turner ever made’ – his iconic Deluge paintings of 1843, the title of one of which includes Goethe. In keeping with this polarity, Turner’s creative process could include painting ‘sheet after sheet of washes, especially ochre and blue’ [14]. This all lent, and lends, considerable status to Goethe’s work. To Gage’s [15] ‘routinely included in scientific, as well as philosophical discussions of colour’, and ‘absorbed into the mainstream
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of . . . at least the history of science’ [16] should be added Bortoft’s description of Goethe’s current reputation among experimental psychologists and physicists [17] and Platts’s very recent identification of Goethe’s ‘mind’s eye’ approach with the process of creativity in engineering design [18]. In fact, Platts’s analysis was the inspiration for our current study. In this paper, we address the overall theme described above. Also, there were other bridges between Newton and Turner, notably that of Brewster (1761–1868), a second generation figure of the Scottish Enlightenment [12]. Finally, Turner’s understanding of colour was contemporary not only with further developments in optics, but also the foundations of neuroscience [19]. These aspects are also addressed. 2 COLOUR THEORY DEVELOPMENT The first colour theory principles appear as early as the 15th century. To be mentioned are texts of Leone Battista Alberti dating from about 1435 (On Painting) [20] and the notebooks of Leonardo da Vinci from about 1490. However, a greater prominence of ‘colour theory’ begins in the 18th century, following the controversy of Isaac Newton’s discovery of the spectrum. His discovery was based on his well-known experiments with prisms and light in about 1665, though even before then prisms were being used to experiment with colour. However, it was thought that somehow the prism itself coloured the light. 2.1 Newton Figure 1a shows Newton’s sketch of his famous experiment, the ‘experimentum crucis’ (crucial experiment) in which he projected the sunlight via a round hole in his shutters that was refracted through a prism. One single colour was subsequently refracted through a second prism to show that it undergoes no further change. This way he proved that a prism does not ‘colour’ light as was believed previously. So light was therefore shown to be composed of the colours refracted by the first prism. In another experiment, he verified that colours are components of ordinary daylight. After achieving a spectrum with his first prism, he placed another prism upside-down in the way of the
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Figure 1: Newton’s experiments. (a) Sketch of his experimentum crucis (crucial experiment) in which light from the sun is refracted through a prism. (b) Newton’s colour music wheel.
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light spectrum after passing the first prism. The band of colours recombined into the original, white sunlight. He published his experiments by giving his public ‘optical’ lectures between 1670 and 1672. His paper ‘Theory about Light and Colours’ in the Royal Society’s journal, Philosophical Transactions, was published in 1672 [21]. The first edition of his ‘Theory of Colour’ (Opticks) appeared in 1704 [22] in which he discussed the so-called ‘primary colours’. Newton believed there were seven primary colours constituting the spectrum; red, orange, yellow, green, blue, indigo, and violet. Figure 1b shows his colour music wheel in which the colours of the spectrum are shown in sequence from red to violet, as wedges between musical notes. In consistency with the analogy thinking of the Greek sophists of the classic age, he chose seven colours out of a belief that there was a connection between the colours, the musical notes, the days of the week, and the by then known planets in the solar system. Newton was also equating the physical qualities of light with those of pigments. Although he was wrong in assuming that these qualities were the same, he implied the possibility of applying certain aspects of optical theory to painting [23]. 2.2 Moses Harris Between 1766 and 1770, that is around one hundred years after Newton’s separation of white light through a prism, a book with the title The Natural System of Colours [24] appeared, dedicated to the head of the Royal Academy at the time, Sir Joshua Reynolds. There the English entomologist and engraver Moses Harris examines Newton’s work and attempts to explain the principles by which further colours can be created from three ‘primary’ (sometimes called ‘primitive’) colours based on RYB (red–yellow–blue) theory. He writes ‘the principles on which are produced, materially, or by the painter’s art, all the varieties if colour which can be formed from red, blue and yellow; which three GRAND or PRINCIPLE COLOURS contain all the hues and teints to be found in the different objects of nature’. His published colour chart is the first ever to appear in full hue or colour (Fig. 2a), and is the first completely symmetrical and complementary colour system [25]. His prismatic wheel contains six major colours, the three generative, red, yellow and blue, and the three mediate or secondary hues, orange, green and purple, omitting Newton’s seventh colour, indigo [23]. This colour mixing behaviour had long been known to printers, dyers and painters, but these trades preferred pure pigments to primary colour mixtures, because the mixtures often turned out as too dull, i.e. as too unsaturated. Quite soon after, in 1790, Hermann von Helmholtz and James Clerk Maxwell first discovered that the primary colours of light were in fact red, green and blue. 3 GOETHE’S COLOUR EXPERIMENTS Until Goethe no one had questioned the validity of Newton’s ideas on light and colour. Goethe, being both a poet and a scientist, was unique in the way the very different disciplines interacted in his achievements. Goethe’s reasons for developing his own colour theory are complex, being of both rational and spiritual nature. Although he states that the painter’s interest is at the heart of his investigations, his well-known antipathy against Newton’s theories on colour and light may have been an equally strong motivator. Goethe’s book, a 1400 page treatise, Theory of Colours (‘Zur Farbenlehre’) [4, 7] was published in 1810. It is not so much a theory, but a description of his experiments and their results. Due to his own experimental interpretations, he was misled in believing Newton to be wrong. Goethe states: ‘I am the only person in this century who has the right insight into the difficult science of colours, that is, what I am rather proud of, and that is what gives me the feeling that I have outstripped many’ [26]. Goethe devises colour science in a completely new way. Whereas Newton had viewed colour solely from a physical point of view, which involved light striking objects and entering
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Figure 2: Colour wheels. (a) By Moses Harris. (b) Goethe’s diagram of the powers of the soul.
our eyes, Goethe realises that the sensations of colour reaching the brain are also shaped by physiological aspects of colour perception [27]. In his Theory of Colours, he classifies the product of colour in three categories. The first addresses the way in which our physiology accommodates the mechanics of human vision, and then relates to the way our brains process information. The second kind concerns the physical aspects and the third, the chemical nature of colour. Therefore, according to Goethe, what we see of an object depends upon the object, the lighting and our perception. With his experiments Goethe tried to capture subjective visual phenomena in general. Goethe studied afterimages, coloured shadows and complementary colours. Whereas Newton narrowed the beam of light in order to isolate the phenomenon, Goethe observed that with a wider aperture, there was no spectrum. He saw only reddish-yellow edges and blue-cyan edges with white between them, and the spectrum arose only where these edges came close enough to overlap (Fig. 3a). For him, the spectrum could be explained by the simpler phenomena of colour arising from the interaction of light and dark edges. He writes ‘yellow is a light which has been dampened by darkness, blue is a darkness weakened by the light’ [7]. This agreed well with his thoughts on dualism (Fig. 4), from an introduction to his lectures on physics in Weimar in 1805 [28]. He furthermore tried to formulate laws of colour harmony and to characterise ‘physiological’ colours, i.e. how colours affect our mood (Fig. 2b) and studied phenomena of impaired colour perception. In the bottom of the plate in Fig. 3b, he presents how a landscape may be perceived by a person suffering from colour-blindness. 4 TURNER’S NOTES ON GOETHE’S THEORY OF COLOURS As an art scholar, Charles Lock Eastlake translated Goethe’s Zur Farbenlehre aiding the publicity of Goethe’s ‘theory’ from 1840 onwards. Turner’s academic friendship with Eastlake is well documented [9]. Their friendship, lasting nearly forty years, was interwoven with strands of both public and private activity, of affection and duty, and of painting and a wider conception of art [9].
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Figure 3: Goethe’s experiments. (a) Experiments with aperture and spectrum. (b) His first diagram.
Therefore, it is hardly surprising that Turner would own a copy of Eastlake’s translation, Goethe’s Theory of Colours, which he annotated in detail [29]. From 1843 to 1847 Eastlake became Keeper of the London’s National Gallery followed by directorship from 1855 until his death in 1865. In this position, he would become responsible for the reception and initial installation of Turner’s bequest [8]. Turner studied Goethe’s work thoroughly and though critical of it, he readily responded to Goethe’s scientific analysis of colour [30], some of it well-documented by his lectures. Indeed the lecture notes of his Perspective Lectures series suggest that Turner was well aware of Goethe’s work prior to the Eastlake’s translation since Turner resigned from his professorship in 1837 [29]. Undeniably Turner’s interest in optics in relation to painting is manifest in his notes for the Royal Academy lecture dealing with colours. Turner visited Weimar to paint Goethe’s portrait in 1819. According to Gage [29] the poet found that Turner already knew the outlines of his work as its principles were embodied in the writings of a number of British anti-Newtonians (see later). Turner noted the distinction between mathematical and ‘optical’, i.e. visible, colour which he tried to put right in later lectures. In a note to Goethe Turner saw this as the main barrier between science and art [11]. While Goethe had been concerned to show that the division between mathematical and ‘optical’ colour was an illusionary one – albeit not being fully successful – Turner maintained them as distinct [11]. What links Turner and Goethe is their common belief of polarities [29], i.e. light and dark or warm and cool colours. 5 TURNER’S OTHER COLOUR THEORY INFLUENCES Full justice cannot be done to the Goethe–Eastlake–Turner theme without considering the influence of other post-Newtonian workers on Turner’s use of colour theory. The principles of Goethe’s work
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Colour in Art, Design & Nature (a) Duality of manifestation as contrast: we light body mind God thought ideals sensuality fantasy being right
and and and two souls, and and and and and and and two parts of a body, and breathing.
the objects; darkness, soul, material, the world, elaboration, realities, reason, intellect, longing, left
Physical experience: magnet.
(b) How Distinct Colour is Considered in a general point of view, colour is determined towards one of two sides. It thus presents a contrast which we call polarity, and which we may fitly designate by the expressions plus and minus. Plus yellow effect light brightness warmth proximity repulsion affinity with acids
Minus blue deprivation shadow darkness coldness distance attraction affinity with alkalis
Figure 4: Goethe’s thoughts on duality. (a) From an introduction to the lectures on physics, Weimar, October 2, 1805. (b) From Theory of Colours, both from [28].
were embodied in the writings of a number of British anti-Newtonian scientists and artists like James Sowerby, Edward Bankcroft, Jospeh Reade and David Brewster which circulated among painters [29]. Here we restrict our discussion to influences of Moses Harris and Brewster on Turner’s work. Space does not allow consideration of other important figures such as Field. Newton’s colour wheel with seven spectral components (Fig. 1b and [5]) was never really accepted. By contrast, Moses Harris’s wheel (Fig. 2a and [5]) with its three primary and three secondary colours, constituted ‘the basic form for all subsequent colour wheels’ [23]. Harris’s work is said to be exemplary for the level of understanding of colour order at the time [31]. Now colour was a significant feature of Turner’s Royal Academy lectures on perspective, as described by Gage [13], and in 1818 he promulgated several ‘colour-circles’ [13]. One of these was derived from Moses Harris’s wheel, but ‘completely reinterpreted’. In all three yellow was the dominant primary, expressing the light partner of his light-shade interpretation of colour.
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This connects with a further key bridge between Newton, Goethe and Turner, that of the ‘brilliant and highly ambitious’ Scottish physicist Sir David Brewster [7,12]). He so successfully investigated aspects of the diffraction and polarisation of light, that he was internationally honoured before the age of 40. His publishing drive was little short of awesome, with ‘between three and four hundred Transactions papers’ and founding Editorships of The Edinburgh Encyclopedia, The Edinburgh Philosophical Journal and the Edinburgh Journal of Science [12, 32]. Also, in contrast to this, he was the inventor (re-discoverer [32]) of the Kaleidoscope of which some 200,000 were sold as soon as it was marketed [33]. Returning to Goethe, Eastlake himself admitted that his general science was savaged by the British optical establishment, describing the response as ‘somewhat vindictive’ and ‘unsparing criticism’ [7]. Goethe was ‘opposed particularly vehemently’ by Brewster [8,34]. However, in two crucial aspects Brewster’s convictions confirmed those of Goethe. Like Moses Harris, red–yellow–blue was primary [35], implying the good colour wheel would be sixfold (Brewster spoke of the irrationality of the spectrum) rather than Newton’s seven [5]. Also, yellow was at Brewster’s RYB ‘apex’ being, uncannily like Goethe, ‘closest to the still more fundamental white light’. In Turner’s 1818 lectures yellow and white were ‘on a par’ in his warm/cool colour ranges [33]. The overall story of Turner’s Scottish visits includes the painter James Skene, a stage management partner with Sir Walter Scott for King William IV’s Edinburgh visit [12]. So Turner is linked via Brewster, Skene and Scott, with the later Scottish Enlightenment [12, 36], and in art history terms, Gage has Turner and Brewster in considerable resonance [33]. 6 TURNER’S USE OF COLOUR IN HIS PAINTINGS Due to Turner’s long career the colours in his paintings reflect how the manufacture of pigments changed in that time. In his early works, he used both organic pigments and mineral pigments including ochres, but he began using industrial products soon after they were introduced: cobalt blue appears in his works by 1810, chrome yellow by 1815 and emerald green from the 1830s [37]. This in connection with his accumulated knowledge of colour science altered his use of colour, but it was also subject to other stimuli. In [23], it is noted that paintings of his in the early 1820s appear much brighter and this brighter palette was attributed directly to his trip to Italy in 1819. In Turner’s colour circle Diagram I (Fig. 5), a modification of Harris’s ‘prismatic’ colour wheel [31], the upper and lower portions symbolise the light and dark of day and night [13]. Blue and red stand for degrees of shade, while yellow suggests light itself [37]. By using a mixture of RYB colours in pigments, he realised the destruction of the colour, tending towards ‘monotony, discord and mud’ [23]. Turner’s pairing of paintings Shade and Darkness – the Evening of the Deluge and Light and Colour (Goethe’s Theory) – the Morning after the Deluge – Moses Writing the Book of Genesis (Fig. 6) stand in direct reference to Goethe. Originally the pair was painted and framed as octagons carrying two of Turner’s last and most inspired statements of the natural vortex [37]. Here, Goethe’s colour polarity is evident from the light and dark or warm and cool colour oppositions along with their associated positive and negative connotations. These are clearly expressed in these terms by his usage of gold and grey [14]. In addition, Turner wanted to represent the harmonies of contrasting colours, but he adopted neither the theories of Newton nor Goethe. For Turner, their ideas followed the spectrum and primary colour frameworks too rigidly, so were unable to reflect the diversity of colours and tonal relationships in nature. Thus, he also experimented with different colour combinations [37] and in ‘illustrating Goethe’s point – governed by his teeming mind – used colour as a means of controlling structures of his paintings’ [14]. However, it should be noted that even prior to Shade and Darkness and Light and Colour Turner produced pairings of paintings with the discussed
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Figure 5: Turner’s colour circle Diagram I.
(a)
(b)
Figure 6: Turner’s dedicated set of paintings exhibited in 1843. (a) Shade and Darkness – the Evening of the Deluge. (b) Light and Colour (Goethe’s Theory) – the Morning after the Deluge – Moses Writing the Book of Genesis.
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polarities ‘before’ his reading of Goethe’s Theory [29], e.g. Venice and Keelmen heaving in coals by night (1834–1835). These influences jointly contributed to Turner’s characteristic colour palette. 7 CONCLUSIONS We can broadly conclude that Goethe’s concept of the polarity of colours – the ‘near white’ yellow and the ‘near black’ blue – does indeed connect with Turner’s use of colour. Further, the present-day designer’s identification of colour with mood (‘colour and psychology’ [38]) clearly resonates with Goethe’s theory. However, our initial study has shown that individual aspects require consideration in more depth. Such include:
• • • •
the different nature of the Platonism adopted by Newton [39] and that attributed to Goethe [27], and its current significance, the influence of Brewster and the Scottish Enlightenment on Turner’s work, the general influence of German artists on Turner and the interpretation of Turner’s use of colour, and hence of the cognition and perception of colour in general, in terms of neuroscience [19, 40].
The latter leads on, as Platts has proposed, to its significance for creativity in design. ACKNOWLEDGEMENTS The authors gratefully acknowledge the generous help given by the staff at the Hyman Kreitman Research Centre at Tate Britain and are appreciative of the input by Michael Leiserach towards this paper. His presentation ‘The neuroscience behind J.M.W. Turner’s ‘translation’ of colour into black and white for his engraved works’ (unpublished) at ‘Colour in Art, Design and Nature’, Edinburgh, October 24, 2008 is acknowledged. REFERENCES [1] Desmond, A., Huxley: Evolution’s High Priest, Michael Joseph: London, UK, p. 42, 1997. [2] Powell, C., Turner, The Pitkin Guide, Jarrold: Andover, UK, inside cover, 2003. [3] Marsh, J., Goethe and the visual arts: private passion and public profile. Publications of the English Goethe Society, 75(2), pp. 125–142, 2006. [4] van Goethe, J.W., Zur Farbenlehre, J.G. Cotta’sche Buchhandlung: Tübingen, Germany, 1810. [5] Cole, A., Colour, Eyewitness Art, Dorling Kindersley: London/The National Gallery of Art: Washington, DC, pp. 36–37 and p. 52, 1993. [6] Gaunt, W., Turner (with notes by R. Hamlyn), 3rd edn, Phaidon: London, UK, p. 19 and 52, 1981. [7] van Goethe, J.W., Theory of Colours (translated with notes by C.L. Eastlake), Dover Publications: Mineola, NY, preface and footnote on p. 197, and p. 210 and 222, 2006. [8] Oxford Companion to J.M.W. Turner, eds E. Joll, M. Butlin & L. Herrmann, Oxford University Press: Oxford, UK, p. 83 and pp. 127–128, 2001. [9] Gage, J., Turner’s academic friendships: C.L. Eastlake. The Burlington Magazine, 110(789), Special Issue commemorating the Bicentenary of The Royal Academy (1768–1968), pp. 676–683 and p. 685, 1968. [10] Lady Eastlake, Journals and Correspondence, ed. C. Eastlake Smith, London, 1895. [11] Gage, J., Turner and Goethe (Chapter 11). Colour in Turner, Studio Vista: London, UK, pp. 173–188, 1969. [12] Hamilton, J., Turner, Random House: NY, pp. 261–262 and p. 354 and Notes K and P, 1997.
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[13] Gage, J., Colour in the perspective lectures (Chapter 6). Colour in Turner, Studio Vista: London, UK, pp. 106–117, 1969. [14] Wilton, A., Turner and colour, in Art/Neuroscience Series in front of ‘Bright Stone of Honour’, Ashmolean Museum, Oxford University, 2008. [15] Gage, J., Colour and Meaning, Thames and Hudson: London, UK, p. 169, 1999. [16] Gage, J., Frankfurt and Weimar, Goethe and art, exhibition reviews. The Burlington Magazine, 136(1099), p. 717, 1994. [17] Bortoft, H., Goethe’s Scientific Consciousness, Monograph Series 22, Institute for Cultural Research: London, UK, p. 9 and 10, 1998. [18] Platts, J., Newton, Goethe and the process of perception: an approach to design. Optics and Laser Tech., 38(4–6), Special Issue: colour and design in the natural and manmade worlds, eds N. Harkness, C. Greated, D. Cutler & M. Collins, pp. 205–209, 2006. [19] Leiserach, M. & Whiteley, J., Movement, Colour and Perspective in J.M.W. Turner and Later Artists, Lecture List for Michaelmas Term 2006, Committee for the history of art, University of Oxford: Oxford, UK, 2006; ART + NEUROSCIENCE Seminar Series, Trinity Term 2008, St. John’s College, Oxford, UK, p. 261, 2008. [20] Alberti, L.B., On painting, 1435. [21] Newton, I., Theory about light and colours. Philosophical Transactions, Journal of the Royal Society, 1672. [22] Newton, I., Opticks, Theory of Colour, 1st edn, 1704. [23] Finley, G.E., Turner: an early experiment with colour theory. Journal of the Warburg and Courtauld Institutes, 30, pp. 357–366, 1967. [24] Harris, M., The Natural System of Colours, ~1770. [25] Gage, J., Colour and Meaning, University of California Press: Berkley, p. 137, 1999. [26] Webexhibits, http://www.webexhibits.org/colorart/ch.html. [27] Duck, M.J., Newton and Goethe on colour: physical and physiological considerations, Annals of Science, 45, pp. 507–519, 1988. [28] Matthaei, R. (ed), Goethe’s Colour Theory, Studio Vista Ltd.: London, p. 68, 1971. [29] Gage, J., Turner’s annotated books: Goethe’s ‘Theory of Colours’. Turner Studies, 4(2), pp. 34–52, 1984. [30] Exum, J.C. & Moore, S.D., Biblical Studies/Cultural Studies: The Third Sheffield Colloquium, Continuum International Publishing Group, p. 306, 1998. [31] Spillmann, W., Moses Harris’s The Natural System of Colours and its later representations, Color Research and Application, 29(5), pp. 333–341, 2004. [32] Wikipedia, items for David Brewster. [33] Gage, J., Turner and the colour-science of his time (Chapter 7). Colour in Turner, Studio Vista: London, UK, pp. 118–127, 1969. [34] Stephenson, H., Goethe’s Conception of Knowledge and Science, Edinburgh University Press, p. 6, 1995. [35] Brewster, D., On a new analysis of solar light. Trans. Roy. Soc. Edinb., 12, pp. 123–136, 1834. [36] Wikipedia, items for Scottish Enlightenment. [37] Webpages of Tate Britain, Colour & Line – Turner’s Experiments, http://www.tate.org.uk/ britain/exhibitions/turnercolourandline/. [38] Llewelyn-Bowen, L., Design Rules, Contender Books/BBC: London, UK, pp. 67–73, 2003. [39] White, M., Isaac Newton, Fourth Estate: London, UK, p. 56, 1998. [40] Purves, D. & Lotto, R.B., Why We See What We Do, Sinauer Associates Inc.: Sunderland, MA, USA, pp. 17–40, 2003.
Colour in Art, Design & Nature
ZVUK M. GREATED Glasgow School of Art, Glasgow, UK.
ABSTRACT The author uses her exhibition Zvuk to explore ways in which sound within an exhibition of static visual art affects the overall sensory environment. Zvuk relates to the theme of anthropogenic noise and includes a 20 m panorama with surround sound. Independent evaluation reinforces the hypothesis that the visual and sonic images are strongly related. Keywords: art, colour, evaluation, exhibition, M Greated, noise, panorama, science, soundscape, sound, Zvuk.
1 INTRODUCTION For some time through exhibitions such as Sonitus and Kyst, the author has explored the connections between sound and vision and challenged this through her art practice. The hypothesis is that the occurrence of sound within a visual art exhibition changes the way in which one experiences the visual art, and vice versa, and that the overall sensory environment significantly affects the way in which a ‘viewer’ interprets and responds to either the sound or the visual elements in the work (Throughout this text the word ‘viewer’ is used to refer to the audience. This is the normal word to describe the audience/viewer/ listener/participant in a visual art gallery context). The author is specifically looking at the combination of static visual art, in particular, the notion of painting and the panorama within a sound environment. There has been much consideration of sound in connection with the moving image through film and video or sound with other digital media such as computing and web based art but there is little evidence of research into sound (as opposed to music) in connection with drawing or painting. The art gallery, both traditional and contemporary, is generally a place of quiet contemplation or reflection. Sounds within galleries are often assumed to be disruptive, therefore, a considered use of sound has much potential to affect the viewer. The addition of sound to what is traditionally a visual arena brings not only a time-based element into the visual work but also creates a different focus and opens the possibility of multiple channels of experience. This text addresses these issues using, as a case study, an experimental exhibition where sound was used alongside paintings. The exhibition held in Minsk, Belarus, was entitled Zvuk, the Russian word for sound. 2 BACKGROUND Since 2007, the author has worked with sounds placed within the same environments as panoramic paintings thus situating her practice within the traditions of panoramic image and landscape painting as well as those of audiovisual installation. This work has stemmed directly from an attempt to marry the two areas of the audio and visual, considering the nature of each and allowing them to have a symbiotic relationship where one gains and feeds off the other with the resultant meaning being more than the sum of its parts. One of the unusual aspects of visual art, in particular painting, is that it treats the visual work as a temporal, experiential work, through the act of the viewer having to look or scan over the work with no fixed viewpoint. This treats the painting or image as an installation, where the space itself and the environment are integral to the artwork. The themes within the work relate to sound and came through an investigation of noise within our current environment, with both the visual and sonic imagery stemming from this. Scientific research
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into sound within the environment has been considered by the author to understand the related issues and the artwork has stemmed from ongoing collaborative work with scientists at the University of Edinburgh whose disciplines involve sound in the environment and research around measuring, detecting and combating associated issues that arise in relation to sound and what is commonly referred to as noise pollution. The paintings depict subjects varying from traffic and transport, such as motorways and aircraft, through to power plants and wind turbines and the soundscapes have evolved using the same subjects as starting points. Some of the visual works had been shown before in previous exhibitions and some were new works such as in Harbour (Fig. 1) and Arches (Fig. 2) both of which were inspired by contemporary industrial scenes. In different guises, a range of industrial and environmentally associated structures have emerged within the work over the last three years. The visual research for this has been in the form of drawings and photographs from various sites, mainly in Scotland, and some in northern England, such as from visits to Sellafield Nuclear Processing Plant (Fig. 3) and Drax Power Station. Harbour is an interpretation of the large industrial harbour at Hirsthals in Denmark, where the author spent time during previous exhibitions. As well as these, there are local subjects such as the M8 motorway (Fig. 4), which is an influential aspect within the artist’s home city of Glasgow and often referred to as a scar on the city, and the local railway arches, both of which represent the enormously influential impact of transport within our environment. The sounds were all field recordings directly relating to the images present and represented sounds such as planes, traffic, power stations, wind turbines, etc., that were edited into one continuous soundtrack. The different sounds overlapped and cut each other out resulting in a non-rhythmical background of sounds with occasional distinct sounds coming through such as those of the plane. The soundscape echoed the subject matter, as well as the confusion of the panoramas with no one particular focus or starting or finishing point. Rather they both represent a mesh of difference and to some degree conflict. The visual and audio works were made in tandem to each other with audio and visual research being carried out often at the same venues, on the same days. Because of practicalities the editing
Figure 1: Harbour.
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Figure 2: Arches.
Figure 3: Photograph of Sellafield.
and mixing of the audio work was carried out in short focussed periods in a sound studio, whereas development of the visual work continued over longer less intense periods of time. At some points, the visual work was made before the audio and vice versa, with one feeding from the other continuously and both now being ongoing elements within the authors work despite her background in visual arts. Both the visual and audio work influenced each other throughout the process although at times this was difficult to assess as, except for the initial accumulation of material, they were created in different spaces at different points. The first point where they were seen as one piece in their entirety was in the exhibition itself therefore this staging or showing of the work is critical to both its reading and its future development.
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Figure 4: M8.
3 THE EXHIBITION Zvuk was held in September 2008 in a gallery in the Palace of the Republic: a large cultural centre in the main square of Minsk, the capital city of Belarus. The city itself has a population of around two million with the central square being the hub of the city, acting as a local landmark and meeting place. Hosting a range of activities such as ballet, opera and musical concerts, the building has a restaurant, café and also a municipal art gallery that has connections with the University of Culture in Minsk and hosts a diverse range of contemporary exhibitions. The curator Denis Barsukov, also an artist, works alongside an assistant and a small team of invigilators/installers to run the gallery. Most of the work shown in the gallery originates from Belarus and the former Eastern Bloc. There is limited international art exhibited in Minsk due to the political climate creating a scene rather isolated from international, and particularly western, markets and cultural interactions. However, these do include some more experimental exhibitions curated by Barsukov in recent years such as Techno Art in 2007 [1]. Despite the apparent inaccessibility to wider markets and cultural scenes in Minsk, experience has suggested that through the media, the people are culturally aware of the international context and are unusually active in terms of frequenting cultural activities. The gallery is housed in the lower part of the building and consists of three adjoining rooms, two rectangular and one which is almost a hexagonal space. As the viewers entered the main door of the gallery they came upon a proportionally long rectangular room (Room 1), which led through to two other rooms, with the natural passage taken being through the hexagonal room (Room 2), then to the final room (Room 3). This varying room structure was used strategically to enhance the different uses and discrete nature of the work in each room with the hexagonal room in particular allowing the opportunity to work within a space that surrounded a viewer in an effectively circular way [2]. There was a seemingly innate order through which viewers negotiated the space within the gallery that enabled the artist to have control over the sequence of experience and how works would be come across and this partly dictated the installation and assisted decisions in the placement of works throughout the three spaces.
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In Rooms 1 and 3, paintings were hung of various sizes and subjects (Fig. 5), whereas within the hexagonal room two long images were hung creating the idea of a panorama, which wrapped the entire perimeter of the room, bar the doorways (Figs 6 and 7). This was made up of two one-metre high paintings, with the circumference of the room being approximately 20 metres. The panorama was installed into the gallery by being attached to a made to measure metal frame, which was hung in sections around the wall. The painting was then attached to the front side of the frame, which was then hidden, creating a continuous line with the paper sitting around 100 mm out from the wall. Also, within this room a three-dimensional soundscape was installed with the 5:1 surround sound speakers being placed strategically within appropriate corners around the gallery. What resulted was a space in which the viewer was surrounded by the painting, in a similar way to the original panoramas of the 18th and 19th century, yet also encompassed by loosely relating sounds.
Figure 5: Zvuk.
Figure 6: Zvuk panorama (section 1).
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Figure 7: Zvuk panorama (section 2).
The opening of the exhibition itself was structured quite differently to the norm in the UK with people arriving prior to the opening time, making it more like a launch or a happening. At the allocated opening time there were a series of translated speeches given by Denis Barsukov (Curator of Palace of Culture Gallery), Debbie Radcliffe (Head of Mission at the British Embassy), Academician A.V. Belui (Belarus Academy of Sciences), Nikita Foamin (Belarus Academy of Sciences) and myself. The opening was very busy with approximately 100 attendees comprising a wide mix of people, ranging from scientists from the Academy to artists, art historians and other people from the cultural sector, creating an interesting dynamic. A local performance artist and curator, Denis Romanovski, who had organised an annual international performance festival [12], I attended while I was in Minsk, commented that this is what they have been fighting and struggling for within Belarus, the support and recognition of art and science and also new media art. He was excited about the fact that the Academy of Science wants to play a role within arts or culture and the fact they had invested resources into this relationship. He seemed to think that this was a shift in thinking from the point of view of scientific bodies and was keen to engage them further and it was suggested that this exhibition could be seen as a stepping-stone into allowing the local artistic and science communities to gain some common ground. Several journalists and press attended with three interviews with different national TV stations, a German and a local radio station and three interviews for Minsk newspapers. The exhibition was then open for a further 15 days throughout which there was considerable attention from the media as well as the public and local art community. 4 THE PANORAMIC IMAGE The principals of traditional panoramas [11] are quite different to those of the history of landscape painting in as they are specifically made to surround the viewer, thus giving a feeling of being immersed within the image or view. In Zvuk, the technique of encompassing the viewer was an interpretation of the formal tradition of panoramas which stretches back over 200 years. The word panorama was first used in 1791 to describe a deceptive 360° illusion of a view, as discussed by Rombout [14], rather than the current more general use of the term as an overall view. Traditional panoramas are specific installations where a circular painting is housed within a purpose made structure with a central viewing platform.
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Nowadays, the word is often used to describe any image which spans across a view or landscape and generally is used for those that could not be seen or interpreted in one glance and need multiple perspectives or for the eye to scan across the horizontal plane. See here the work of Jeff Wall [7], who often uses photomontages to give panomoramic perspectives of scenes. In particular, his reference to this in Restoration 1993, taken in the Bourbaki Panorama in Lucerne (1870), where Wall creates a cinematic view depicting restorers working on the panorama although unlike some other works does not use the entire 360° and keeps part of the scene out of view. The idea that an image encircles the viewer can be traced back much further though and even relates to some early cave art such as that which can be seen in the Jebel Acacus in Libya, where drawings use the natural architecture of the rocks in relation to the viewer. Previous examples of the author’s own works with panoramas include full circular panoramas in a reverberation chamber in The University of Edinburgh and Milieu in the interior of a boat moored at the Falkirk Wheel, as well as long panoramic paintings/drawings such as those shown in Sonitus in Bangalore or Marking the Terrain (Fig. 8) in Glasgow School of Art. Within the panorama in Zvuk the compositions are not representative in terms of perspective or colour [6]. The composition was created by editing together a range of drawings and photographs to create an amalgamation of industrial structures and transport systems within the image. This composite of images has differing elements running through it such as a general horizon, a series of diagonal sweeping lines providing a background structure, structured areas such as areas of buildings and a series of focal points such as drawn areas of lorry, aircraft or specific buildings. Most of the focal points are relatively high, hung approximately at eye level, to create an approximation of a horizon. There are, however, differing scales, materials and concentrations of paint with some areas painted very loosely with rather muted colour and tonal values and other areas painted more decisively. There is also a considerable amount of drawing in pen, pencil or fine brush, which also makes surface differences in texture and intensity. Some areas, such as the lorry (Fig. 9), are drawn relatively accurately in pencil, whereas other aspects, such as roads, are depicted through loose lines in paint. There is also considerable space and quiet within the image to allow the eye to rest and to represent the contrasting
Figure 8: Marking the Terrain, panorama.
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Figure 9: Zvuk panorama detail.
sporadic structures and beguiling nature of our landscapes. These facets are also represented through the soundscape with reference to focus and rhythm within the composition. Using a change in pitch and vibrancy throughout the work in the form of intensity of colour/tone, mark making and composition is a conscious way of making images about the complexities within our environment and the alienation and confusion that modern industrial spaces can evoke. Because of the very long extended format the images lend themselves to the notion of multiple perspectives with the eye being encouraged to move throughout the composition aiding the intensity of rhythm and movement, again echoing the related soundscape. There are certain key lines or structures within the composition that aim to hold the eye within the narrow band surrounding the room thus helping to focus and maintain intensity and flow through the visual work. This movement of the eye within the work is critical to its reading within the context of the audio work and suggests an element of time and space within an otherwise static visual image. Because of the layout of Room 2 the panorama fell into two different halves each of which housed a long drawing. One had been shown before in Sonitus and the other had been made for the space; together they made up the whole panorama. The audience invariably stood centrally within the room, gazing at the overall view and occasionally focussing or going close up to a specific section. They did, however, generally look at either one side of the installation or the other due to the panorama being in two sections, something that was physically difficult to overcome, although the edges of the panorama were still outside the viewer’s field of vision. The panoramic images are on paper and are painted in acrylic and gesso with drawing intervening and overlapping in pencil, ink and paint. The paper itself is reinforced with glass fibre, used to maintain the longevity of the work, particularly in transportation and installation, and has a rather porous and rough looking finish. The paper is absorbent of the paint and therefore creates a slightly hazy edge when very wet paint has been applied, which contrasts suitably with some of the more linear areas of drawing or the thicker impasto paint. Installing the panoramas is rather cumbersome because of the
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desire to maintain the full length, i.e. one continuous piece of paper for each length of wall in the exhibition without folding, damaging edges or ripping in the de-installation. The colours within the panoramas are from a limited palette ranging from viridian green through to ochres and greys, mainly within the earth range of colours. This simplification of palette and narrow colour range within the panorama contrasts significantly with the other paintings in the exhibition. This again separates the impression given by Room 2 and creates a distinct environment within this space. The decision to use a limited palette seems to have enhanced not only the slightly unnerving atmosphere within this room but also allows the images and sounds to take presidence over the colour or added element that a vibrant use of colour may bring within this already complex work. In The Hague, Netherlands there is an excellent example of a complete panorama known as the Mesdag Panorama (1881) (Fig. 10), after Hendrik Willem Mesdag, the artist who painted it. It is almost 120 metres long by 14 metres high, one of the few complete panoramas in Europe and the oldest one in its original location [17]. Panoramas were normally housed in purpose built pavilions with natural lighting coming from the ceiling, a central viewing platform and distance between the viewer and the work to help create the illusion. The painting within this panorama is a precise depiction of the scene, as one would imagine it was. Mesdag corresponded with and was inspired by Willem Roelofs (1822–1897) and his desire was to create a naturalistic image within his painting. Seeliger ([17], p. 25) points out that Roelofs’ mission was to ‘try to discard all mannerisms and in a word try to imitate nature through feeling’. The colours are rather muted, almost as in a hazy day, and create a relatively accurate impression of looking into the distance. Due to the enforced distance created by the physical setting of the pavilion style gallery a viewer cannot get close to the painting itself therefore the discrepancies of brush strokes or technical representation of the scene are more or less invisible to the naked eye. This creates a photographic, almost lifelike image where the viewer has the sensation of standing within this setting and genuinely looking out over the view. Jan Wolkers describes this sense of awe ([17], p. 58), ‘You slip in to be
Figure 10: Mesdag Panorama.
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overwhelmed by improbably distant views from the top of the dunes, to be made giddy with the heaving swell of the vast sea, to breathe the air of the scale-encrusted nets, blending with the tarry smell of freshly-caulked fishing boats on the beach, and the stench of rotting cockles among the washed-up jellyfish and the glistening sea lettuce along the high-water mark, to be sucked up with streaming hair into the clouds, to fly with the seagulls, to veer like the swallows among the orange roofs of the peaceful fishing village, where the bracing air of pickled herring seeps from the very windows, to ripple along with the marram grass covering the dunes, where the biotope of lizard and backstriped toad has been blended with masterful strokes of the brush in the vegetation and the sand.’ An additional element to the Mesdag Panorama is that there is sand and actual debris, such as driftwood, etc., placed between the viewing stand and the physical painting. This enhances the creation of the optical illusion of standing in a central viewing point as it becomes difficult in places to tell where the real sand finishes and the panoramic image begins. It adds a very different element to the work as it takes on the physical presence of the space, adding to the idea that this is an early environmental installation, created with what is possible and available. This method of display is still used extensively in museum natural history displays of animals and birds as well as in botanical gardens such as the cactus house at Kew. Within the museum now there is also a soundtrack which plays as the viewer observes the panorama although unfortunately this is a rather tame description of the work aimed at the general public or tourist. This distracts quite significantly from the viewing of the work as it gives a very specific viewpoint or slant to the reading of the image. The soundtrack is an aural interpretation of the work and its history, with some additional background music and is not in keeping with the period of creation of the work or in my opinion the intention. The context for this type of panorama is also of interest as the pavilion with viewing platform, sand, debris and voiceover is housed within a museum, making it a rather odd scene rather like a beach amusement or novelty aspect of a holiday. The pavilion structure certainly is part of the work, although the context can confuse the intent and rigour of the powerful panoramic image. The scale, lighting and viewing pavilion created for this panorama are integral aspects of the work and even today people are intrigued by the work and atmosphere it creates. Currently, there have been many developments in panoramas in relation to photography, virtual environments or digital manipulation such as those by Scottish artist Graham Mack [20]. Similar processes are also used by estate agents on their websites to enable prospective clients a 360 view of a house. In ArtVision, the museum magazine for Mesdag Panorama, ‘an unlimited view in all directions’, ‘a constantly changing scene’ and ‘a clear view of a specific subject’ are all suggested as different ways of viewing. The traditional panoramas were as lifelike as was possible to create at that time. However, there have been many interpretations and much scope for exploration and the role of the panorama is constantly changing, being reinterpreted. Rombout even devotes a section to these new interpretations in The Panorama Phenomenon [14], where contemporary and particularly digital photographic versions are investigated. A significant difference in the author’s panoramas and those referred to is that the Zvuk panoramas are not realistic observations of a scene but rather an amalgam or composite image of a landscape. They use methods of painting to represent but also to obscure and create different focuses within the work. They are not supposed to be observed purely for the spectacle of seeing but rather to create a surrounding environment for the viewer to inhabit, as opposed to the workings of the camera obscura, where one is confronted by a moving image but where the sound element is absent. The soundscape is critical to the reading of the Zvuk panorama; however, both the Mesdag and Zvuk panoramas create an environment through the tools of a surrounding painting and an environment integral to experiencing that, in physical and sensory terms.
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5 THE SOUNDSCAPE The soundscape was installed in the central gallery space with the objective of combining the visual and sound elements to create an immersive environment for the viewer. It is known from previous psychoacoustic tests [8, 18], that the sonic environment in a space affects the way in which visual images are viewed therefore combining the two should affect both the reading of the visual and the sonic. Because the panorama encircles the viewer a surround sound installation was particularly appropriate, so the two elements worked in tandem to create an atmosphere of complete immersion in the environment as well as introducing a temporal element into the work. The soundscape was made up from a series of sounds commonly heard as part of our man-made environment, recorded by the artist in the field. The experience of the artist in actually recording the sounds in person on location was felt to be important and for this reason sound effect records or downloads were never used even though there are vast collections freely available from archival sources and the internet. McCartney ([9], p. 2) says ‘Can you call a piece a soundscape if it is made from sound effect CD’s? Does it make a difference? How well do soundscape composers know the place that they record?’ The sounds were recorded digitally and then mixed and edited on Cubase to create six surround sound files which were then played through the 5.1 surround sound speaker system. The reason for using the surround sound was to give the most realistic overall impression of sounds moving in a space and to move away from the directional stereo sound that often comes from speaker systems but does not represent the more reverberant reality of differing environments nor the specific movements of certain individual sounds. Surround sound gives the artist more control of how the sound works with images and encourages a closer relationship between the sound and image. In many ways, it allows the artist to compose sounds within a space the way that one may compose elements in a painting or install works within a gallery. The word soundscape is the sonic equivalent of the word landscape and refers to the aural environment or sound picture that is created by a collection of sounds, with different connotations, dependent on the context or one’s standpoint. A scientist may think of a soundscape as being the sound environment in a particular location with urban soundscapes, for example, often taking the form of complex noise maps constructed prior to the approval of a residential development to check that the ambient sound levels are of an acceptable level. An artist, on the other hand, may create a soundscape by combining different sounds in order to evoke concepts or sensations associated with a particular environment or indeed create an imaginary environment through a soundscape. This idea has its origins in the Musique Concrete movement developed in Paris in the 1950s by composers such as Pierre Schaeffer. Musique Concrete differs from other electronic music composition by being made up from recorded or ‘found’ sounds, as opposed to sounds that have been generated by electronic synthesis. These sounds are pieced together and manipulated in various ways to create a complete composition, but as Roads [13] points out, ‘it also refers to the manner of working with such sounds. Composers of Musique Concrete work directly with sound objects. Their compositions demand new forms of graphic notation, outside the boundaries of traditional scores for orchestras.’ In the case of the Zvuk soundscape, the graphical notation was produced by Cubase software that generates a display of the complete sound set shown in a temporal framework, effectively replacing the orchestral score. In the 1970s, a movement of acoustic ecologists emerged in Canada, dedicated to the recording and preservation of environmental sounds and this ultimately led on to a genre of soundscape composition, which is now accepted as a musical form in its own right. McCartney [9] says, ‘All of the processes involved in soundscape composition, from listening to recording, composition and reception, are deeply enmeshed in issues of time, memory and place.’ In discussing the composition Cricket Voice by Hildegard Westerkamp, McCartney says, ‘Westerkamp challenges the description of soundscape composition as similar to Musique Concrete. Westerkamp asserts that
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soundscape composition begins with conscious listening and awareness of our role as soundmakers. This is awareness of sound in context – unlike with the sound object of Musique Concrete, sound is not isolated but forms part of an environment that shapes it.’ Early Musique Concrete used tape recorders to piece together sound fragments, which may or may not have been manipulated by analogue devices such as filters and tape loops. Contemporary soundscapes, on the other hand, can utilise the vast resources associated with digital technology to form found sounds into complete works. In structural terms, as pointed out by Traux [19], a soundscape may be based on a fixed, moving or variable spatial perspective. From the fixed perspective, the listener is static and the movement of the sound itself creates the temporal element. In the moving perspective, the listener goes on a journey through a series of acoustic spaces, e.g. entering a harbour on a boat or moving from one room to the next. Variable perspectives are more abstract; they edge away from the creation of a single coherent landscape image and do not necessarily have clear analogues in the real world. Within these structures there may be a myriad of sonic transformations, e.g. changing speed, reversing or reverberating, and the soundscape may be triggering memory recollections, rather than reconstructing a real situation. The Zvuk soundscape operates from a predominantly fixed perspective. A major advance in the production of soundscapes in recent years has been through the use of multi-phonic sound reproduction systems, usually known as surround sound. Early recordings for soundscapes, e.g. the first recordings for the World Soundscape Project at Simon Fraser University, Canada [19], were stereophonic (or stereo), giving a limited degree of directionality in the reproduction space. In stereo reproduction, the sounds are panned between two loudspeakers in front of the viewer, but there are no sounds from behind. Later works frequently use octophonic surround sound, which gives a much greater degree of immersion in the sonic environment. For practical purposes, it is possible to achieve very realistic spatial movement of sound in the horizontal plane by recording in mono and then intensity panning the resulting sound to the five channels in a 5.1 configuration in which five loudspeakers handle high and mid range frequencies and the sixth channel is used solely for the low frequencies or bass, known as low frequency effect (LFE). This was the procedure used for the Zvuk soundscape. Strictly speaking, the signals routed to each loudspeaker should incorporate both intensity and phase differences, dependent on the location of the sound source, but as pointed out by Moore [10], ‘One of the most important perceptual cues for both the direction and distance of a sound source is its intensity.’ So in practice the phase differences can be ignored with very little sacrifice in realism. On a matter of nomenclature, according to Rumsey ([15], p. 88), “strictly, the international standard nomenclature for 5.1 surround should be ‘3–2–1’, the last digit indicating the number of LFE channels”. Six core sounds were used to produce the Zvuk soundscape: (i) motorway 1, (ii) motorway 2, (iii) a train, (iv) a plane, (v) a pneumatic drill in the street and (vi) a hissing factory noise. These were all recorded in mono with a high quality dynamic microphone and a digital recorder and when necessary a muff to minimise wind noise as the recordings were predominantly taken outdoors. There were effectively three characteristic time scales on which the different sound fragments occurred; a second for the industrial noises, ten seconds for the passing trains and aircraft and in excess of a minute for the background motorway. The sounds related to the images making up the panoramas, e.g. the aircraft sound, but also evoked subconscious links with the paintings in the other spaces within the exhibition, e.g. the train sound and the motorway. The source material for both the soundscape and paintings were often taken at the same time. Spatially the most successful movement effects were obtained when the sound source was recorded passing close to the microphone, e.g. the train sound was recorded on a station platform when a train approached from a distance, drew up alongside the platform and then drew away again. Similarly, the aircraft sound was recorded close to an airport as the plane flew overhead. As with most natural
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environments, the overall sound was a combination of specific discrete sounds with well defined directional characteristics and more general background sounds coming from all directions. Rumsey ([15], p. 2) points out “overall then, the spatial characteristics of natural sounds tend to split into ‘source’ and ‘environment’ categories, sources being relatively discrete, localised entries and environments often consisting of more general ‘ambient’ sound that is not easily localised and has a diffuse character. Such ambient sound is often said to create a sense of envelopment or spaciousness that is not tied to any specific sound source, but is the result of reflections, particularly in indoor environments. The spaciousness previously referred to as ‘outdoorness’ is much less related to reflections, probably being more strongly related to the blending of distant sound sources that have become quite diffuse.” The soundscape was constructed in Cubase SX3, a music production software package produced by the German company Steinberg that incorporates powerful editing facilities. Cubase has a feature that allows monophonic signals to be panned between five loudspeakers arranged in a 5.1 configuration, i.e. left front, right front, centre, left surround and right surround using a graphical interface. With this it was possible to move the sounds around the room in effectively any desired pattern. Thus, for example, the train could be heard to enter the space from one side, stop in the middle and exit at the other side. The program recorded the time histories of the different pans used throughout the soundscape production so that the effects could be reproduced when the soundscape was replayed. Six tracks were set up, one for each of the core sounds, and these were edited for volume and panned between the five speakers to generate the spatial movement. They were then bounced down together with the LFE channel to produce a set of six synchronised wave files, one for each of the six loudspeaker channels. The total length of the soundscape was ten minutes, after which time it was set to repeat as in an art exhibition such as Zvuk the soundscape has to be generated so that it plays automatically once it is set up at the beginning of a day. This was implemented by burning all six tracks to a DVD using Discwelder Bronze software. Because of the multi-directional nature of sound within a reverberant setting there is a potential problem of noise pollution in the surrounding areas. Within the gallery that hosted Zvuk Rooms 1, 2 and 3 were adjoining with doorways that were open and wide, with no sound barriers. The sound from the panoramic room, Room 2, therefore, did extend outwards and percolate into the other rooms (Rooms 1 and 3). The fact that there was sound throughout the entire gallery meant that the sound environment upon entering the panoramic room was less alien to the viewer. Because of wellknown diffraction effects [4] the sounds that carry throughout a large space are the ones with more bass; therefore, in Rooms 1 and 3 the sounds were relatively distorted and non-directional with the louder sounds and low frequency sounds carrying through and the subtle noises attenuated. In practice, this resulted in certain sounds such as the plane and train being heard throughout the gallery space and others, such as the factory, being almost indistinguishable outside the room which housed the panorama. The author has looked into the possibility of encompassing these findings into future exhibitions either through separating the sound or creating different acoustical spaces or alternatively by embracing this filtering effect and enhancing it through further deformations similar to the way in which the reverberation chamber was used as an extreme reverberant setting. 6 EVALUATION The philosophy of evaluation is discussed in many texts, e.g. Chelimsky and Shadish [5] and Rutman [16], but is quite complex and so in order to ensure an unbiased view on the impact of the different aspects of the exhibition, a professional evaluator was engaged from the Belarus Academy of Sciences. Thirty people attending the exhibition were selected by the evaluator and asked to give written responses to 14 questions whilst others were selected to be interviewed on a one-to-one basis. The questions were composed in collaboration with the evaluator who also wrote them out in
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Belarusian and afterwards translated all the questions and answers into English. The evaluation included questions relating to the age and background of the respondents. These were selected to represent a spread of ages from under 25 years to over 55 years, of which nearly two-thirds of the people questioned were below the age of 30 years and virtually all of these said that they attended art events at least once a year, reflecting the fact that a high proportion of those attending cultural events in Belarus are young people. Twenty percent of the respondents had some professional connection with the arts and most of the responses were quite detailed, well considered and in depth, indicative of both a high level of interest in the artwork and environmental subject matter and a well informed audience. The first questions put by the evaluator related to the paintings, e.g. ‘Have you enjoyed seeing paintings of industrial structures?’ and, ‘How did the panoramic paintings make you feel?’ In response to these there were many comments of a general nature like ‘very contemporary, condensed but simple’, ‘not so much enjoyment, rather a quite new form of painting’ which suggested that the exhibition was understood to be significantly different to what people were used to seeing in Belarus. Comments relating more specifically to the industrial landscapes included ‘I meditated on a complicated civilisation and man-made world,’ ‘odd attraction’ and ‘I began to think about the noise problem.’ There was much interest in the panoramic room, exemplified by comments such as ‘like finding yourself in the centre of action’, ‘proximity to noise’, ‘it creates a feeling of being in a cage; the panorama begins to evolve’ and ‘there are no corners; it seems like everything is surrounding you’. The contrasting colour palettes between the different spaces in the exhibition appear to have made a significant impact. One visitor remarked, ‘the serious subject was brought to life but in the kingdom of hope there is no winter; the colour shows it’. Another remarked that ‘the pink painting remains in the mind most of all because it is pulsating’ a reference to the predominantly pink painting Arches. The comment ‘absolutely vivid and new; bright colours and deep imagination’ again appears to relate mainly to the railway and harbour paintings. One of the primary objectives of the evaluation was to ascertain how the sound affected the perception of the visual images. As the exhibition was set up, the sound was focussed in Room 2 containing the panoramic images so the audience could contrast viewing the individual paintings in a quieter environment with sporadic background noise to the panoramic room, where the images were accompanied by the surrond soundscape. Virtually, all the people questioned felt that the sound had a marked effect on how they viewed the images. Typical comments were ‘the sound draws attention to the images and makes them more vivid’, ‘the sound amplifies the illusion of a large space’, ‘the addition of the sound intensifies the impressions’, ‘the sound makes it real’, ‘the sound vivifies the panorama’, ‘the sound is the reflection of life’, ‘the perception of the painting depends on the sound’, ‘the sound with the painting creates a plastic performance in my mind; the picture begins a life in motion’, ‘the sound helps you to feel ecological problems connected with man-made objects’, ‘with sound the impression is more absolute’ and ‘the sound helps you to imagine the objects moving’. A number of people said that hearing the sounds within the visual environment of panoramas encircling their space, made them aware of sounds that would otherwise go unnoticed. One viewer commented, ‘I just want to stop and try to distinguish different sounds; those you can hear almost every day but pay no attention to.’ A number of people noted that the sound introduced a temporal effect into an otherwise static image. One person said, ‘the picture seems to turn into a movie; the panorama begins to evolve’. Another said, ‘The sound helps one imagine that the events and objects are moving.’ Some of the questions related to the overall effect of the exhibition. Out of all the respondents, only one said that they had seen an exhibition like this before. A couple of respondents said that they had previously come across exhibitions, where background music was played. The majority of people
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found the effect on them to be disturbing so they left the exhibition with vivid images and an impression of anxiety, rather than a sense of aesthetic pleasure and some of the comments here were quite extreme. Some examples are ‘I had a feeling of alarm, stress and even fear. I just wanted to leave the gallery and even the city as quickly as possible,’ ‘if the painter had wished to awake the public from their daily mental state, she has succeeded in it’, ‘The images are good but I can’t say I like them because the objects induce abhorrence.’ One expressed a feeling of ‘effort and exhaustion’ and said that they would have ‘liked the subject matter to have been different, e.g. of nature or children’. Yet another remarked, ‘It takes your breath away.’ Another respondent saw the exhibition as ‘unusual’ but ‘a harmonious combination of painting and sound’. There were also questions relating to the social implications of the work and the responses show a general consensus that the exhibition helped to make the audience experience visually and aurally the contemporary world we live in. One visitor remarked, ‘I meditated on our complicated civilisation; with the help of sound, the painter uncovers some of the problems of our man-made environment.’ Another visitor remarked, ‘the painter makes an impression on me; I feel the subject really troubles her.’ Most people already knew about the issues associated with increasing sound levels in the environment but thought that the exhibition raised their level of awareness, e.g. one person said ‘my opinion was consolidated – I already knew about the damaging influence of industrial development on living nature but the exhibition consolidated my opinion’. The comments suggest that the exhibition stirred the viewer’s feeling of what is happening in our present milieu and provoked contemplation and thought. 7 CONCLUSION The exhibition Zvuk came about through development of work around issues of noise in our environment, which led to ongoing analysis of sound and vision within the context of visual art. The use of panoramic images has come directly from the desire to make work that encompasses the viewer and directly relates and blurs the temporal and spatial experience. A desire to create images which are not so fixed or static yet still embrace the sensitive qualities of mark-making, texture and colour that can be found within drawing or painting has emerged as this work has developed. In a similar vein, there is an aspiration to make sounds which are three dimensional and textured, overlapping and complex yet still poignant within the context of an exhibition. It is important to keep in mind the artists own visual background and ensure development of the aesthetics of sound within this context. One observation has been that people find sounds that are not considered music to be noise and therefore a nuisance, as opposed to non-art or design visuals which they find easier to disregard if they do not connect with them. This is after all the origin of the work, from research around noise pollution, but this needs to be constantly re-evaluated in terms of perceived beauty within art or engagement with the visual and aural elements. The interest in Zvuk from the local population and particularly through cultural quarters was overwhelming, with nearly 1000 visitors and much interest from the general public as well as contemporary artists and critics. The curator sent a recent email stating that the exhibition was ‘highly valued by the art society of Minsk’. The interest was three fold in that there was a genuine interest in the artwork itself, in the paintings as well as the soundscape. There was also a deep curiosity around the idea of artwork relating to an issue such as the environment, which was uncommon if not unheard of in their current scene, and also there was a sense of enquiry around the use of sound alongside the rather industrial images. Many of the conversations were around the role of art in society, something that has radically changed as Belarussian identity has emerged from the former USSR, and the possibilities that are open in terms of materials and new technologies. As stated by Calvert et al. [3], ‘A recent study has revealed that vision can be radically altered by sound in a non-temporal task, even when there is no ambiguity in the visual stimulus.’ Zvuk as well
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as being an exhibition was also a testing ground for a variety of aspects of art practice mainly around how we experience work and how differing sensory experiences affect each other. The level of enquiry and interest that came from this exhibition, both in terms of reflection of practice and through the response of the audience and local community in Minsk, has further engaged the author in the exploration and connection between sound and vision and how this can be a vehicle through which to create and experience art. ACKNOWLEDGEMENTS The author greatly acknowledges funding from the Engineering and Physical Sciences Research Council, support from the British Embassy of Belarus and suggestions from Martin Hammer and Karen Forbes. REFERENCES [1] Barsukov, D., “Techno Art” Catalogue, Palace of the Republic Gallery, Minsk, 2007. [2] Blesser, B. & Salter, L.R., Space Speaks, Are You Listening? MIT Press, 2007. [3] Calvert, G.A., Spence, C. & Stein, B.E., The Handbook of Multisensory Processes, Cambridge: MIT Press, p. 32, 2004. [4] Campbell, M., Greated, C. & Myers, M., Musical Instruments, Oxford University Press, p. 43, 2006. [5] Chelimsky, E. & Shadish, W. (eds), Evaluation for the 21st Century: A Handbook, Sage Publications, 1997. [6] Gage, J., Colour and Meaning, Thames and Hudson, 1999. [7] Galassi, P., Jeff Wall, Selected Essays and Interviews, MOMA: New York, NY, pp. 229–234, 2007. [8] Greated, M., The nature of sound and vision in relation to colour. Inspiration for Design; Special issue of Optics and Laser Technology, in press. [9] McCartney, A., Circumscribed journeys through soundscape composition. Organised Sound, 7(1), pp. 1–3, 2002. [10] Moore, F.R., Elements of Computer Music, Prentice Hall, p. 353, 1990. [11] Oettermann, S., The Panorama: History of a Mass Medium, Zone Books, 1997. [12] Petrov, V. & Romanovski, D., Navinki, 9th International Performance Festival in Minsk, Association for Contemporary Art Minsk, 2007. [13] Roads, C., The Computer Music Tutorial, MIT Press, p. 117, 1996. [14] Rombout, T., “The Panorama Phenomenon” Uitgeverij P/F Kunstbeeld, Panorama Mesdag and International Panorama Council, p. 5, 2006. [15] Rumsey, F., Spatial Audio, Focal Press, 2004. [16] Rutman, L. (ed.), Evaluation Research Methods, Sage Publications, 1984. [17] Seeliger, B.B.E., ArtVision, Betapress BV, Gilze, 2003. [18] Shams, L., Kamitani, Y. & Shimojo, S., Modulations of visual perception by sound. The Handbook of Multisensory Processes, eds G.A. Calvert, C. Spence & B.E. Stein, MIT Press, 2004. [19] Traux, B., Genres and techniques of soundscape composition as developed at Simon Fraser University. Organised Sound, 7(1), pp. 5–14, 2002. [20] Panorama Mesdag:A Magnificent Experience in Time and Space. Museum leaflet.Available from: http://www.worldwidepanorama.org/worldwidepanorama/wwp1205/html/GrahamMack. html.
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TIME AND CHANGE: COLOUR, TASTE AND CONSERVATION J.P. CAMPBELL Honorary Fellow, History of Art, ACE, University of Edinburgh, UK.
ABSTRACT This paper surveys some major factors which commonly affect colour in paintings over time, with particular reference to art historical judgements about artists’ original intentions. A range of the most common causes of colour alteration, both external and intrinsic, such as surface dirt, darkening varnish, over-painting and old re-touching, the natural yellowing of ageing oil, the rising refractive index of drying oil, fugitive pigments and the effects of light is considered. The extent to which these changes in the appearance of paintings have consequences for taste, have implications for the training of art historians and affect how far conservators can, or should, restore colours to their original state is briefly noted. Keywords: Dirt, varnish, oil, re-touching, over-painting, conservation, fugitive, refractive index, light, pigment.
1 INTRODUCTION Time changes the appearance of paintings, and these changes affect how works of art are attributed, evaluated, interpreted and appreciated, as the engraving by William Hogarth’s (1697–1764) Time Smoking a Picture 1761 graphically demonstrates (Fig. 1). The illustration shows an oil painting, already obscured by the application of layers of tinted varnish, being further damaged by Father Time, who blows a grimy pall of dirty smoke over the original bright pigments. Colours, as well as supports, grounds and varnishes of paintings, change over time. These changes can be caused by the intervention of external forces: by accident, such as damage through damp or abrasion and their subsequent repair, by deliberate application of superficial layers of glue or varnish, or simply from the gradual deposit of dirty grease from candle smoke and settling grime from the general surroundings. Changes in colour may also develop from the intrinsic nature of the materials used to make the painting. When ageing paintings are examined, the critic’s understanding of the artist’s intention about the role of colour in his work will be affected by the alterations that have occurred since it was made. To make any reasonable judgement about a painting, art critics should consider how far time has damaged the colour and the colour-tonal balance of that particular work of art, and how far these changes might affect the perception, interpretation and judgement of the artist’s intention. Conservators of paintings have to consider, on a case by case basis, what they ought to do about re-touching missing, damaged or changed areas of paint. Colour has always held a central role in the study and appreciation of paintings. In the late 17th century, French artists and professional art historians hotly debated the relative supremacy of drawing or colour in painting [1]. Roger de Piles (1635–1709) rationalised the judgement of the quality of an artist’s achievement by dividing artistic achievement into four aspects: composition, drawing, colour and expression. He allotted marks for each aspect on a score chart with marks from 1 to 20, where 20 equalled unattainable, divine perfection. In this system, Michelangelo only attained a score of 4 out of 20 for colour, whereas Titian was considered to be supreme in colour with the maximum attainable mark of 18 [2]. At least one reason why Michelangelo’s ability as a colourist was so underrated by critics such as De Piles and Sir Joshua Reynolds (1723–1792) was that his paintings had suffered changes over time. We can see from the recent cleaning project of Michelangelo’s Sistine Ceiling, that accumulated layers of glue and deposits of candle grease dirt on the surface of the ceiling had dimmed the effect of the original bright tints almost to a monochromatic appearance [3, 4].
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Figure 1: William Hogarth, Time Smoking a Picture, Photographer: Jo Rock.
If art historians are to make informed judgements about colour in paintings they need to understand that the appearance of most works of art has changed since they were first made, and that colour is one of the major aspects which may have substantially altered over time. 2 CHANGE ABOVE THE PIGMENT LAYER Titian (1488/1490–1576) painted Perseus and Andromeda (1553–1562) as part of one of the most prestigious commissions of the late Renaissance. King Philip II of Spain (1527–1598) commissioned an expensive group of large oil paintings of subjects from Ovid for his palace in Spain, when Titian – in the 1550s – was at the very height of his mature powers as a colourist. Titain’s contemporary and great biographer of 16th century painting, Giorgio Vasari (1511–1574), judged that the newly completed Perseus and Andromeda was the most attractive painting imaginable: a prime example of the leading Venetian colourist’s work [5]. The painting (together with the companion pieces now hanging in the National Gallery of Scotland (NGS), Edinburgh: Diana and Acteon and Diana and Calisto, and at least three further scenes from Ovid) was one of the most famous paintings in the world when it was made. Nevertheless, in spite of this auspicious beginning, the painting
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was in such a poor physical condition by the 19th century that it was unrecognisable as Titian’s work, and looked as if it was painted entirely in variegated browns (Fig. 2). Perseus and Andromeda led a very dangerous and much travelled life, and the painting bears the marks of many vicissitudes suffered over more than four hundred years. Painted in Venice in 1554, it travelled (off its stretcher and rolled up) to Ghent, where it was received by Philip of Spain in 1556. It was then sent to Spain, where it hung in the Spanish royal collection as one of the group of related Ovidian poesies. By 1626, the picture had left the royal collection and moved, partly by sea, to England where it was registered as an item in Van Dyck’s (1599–1641) collection in London at the time of his death ([6], p. 396). (Van Dyck died in 1641; his estate was registered in 1644.) It was taken back to Antwerp, before being bought by the 10th Earl of Northumberland, and it then passed through a series of English collections. It changed so much in the process that it lost its identity, and was purchased by the third Marquess of Hertford in 1815 as a painting by another Venetian artist – Paulo Veronese (1528–1588). After being crated for six years in a warehouse, it came to Hertford House, now the Wallace collection, where it was stored for 18 years before being hung, to its very great detriment, in the bathroom at Hertford. The odyssey of the Perseus and Andromeda has left its mark . . . We should, in these circumstances, be grateful that there is anything to see at all. ([6], p. 406) In comparing Titian’s Perseus and Andromeda (1553–1562) before and after cleaning (Fig. 2, left and right), it is evident that an art critic would form a completely different judgement about the artist’s ability as a colourist, dependent on whether the painting was studied before or after its restoration treatment. Figure 2 (left), before the painting was cleaned and restored, shows how dark, brown in tint, lacking in apparent depth or volume and practically illegible in some areas it had become. The edges of the picture were badly damaged and had suffered several repairs. Paint in many areas had been squashed, scuffed or lost altogether. A great deal of discoloured over-painting had been applied to areas of widespread paint loss and the repairs and re-touching made with oil had darkened considerably. An attempt to conceal this discrepancy of tone between old and new paint had been made by applying layers of tinted varnish. The considerable changes to the appearance and condition of the painting are the consequence of the extreme physical conditions which it had experienced over the centuries. Herbert Lank cleaned the Perseus and Andromeda at the beginning of the 1980s. When Lank had first removed the grey brown layers of dirt, then the brown-stained layers of darkened varnish and, finally, some of the degraded oil re-touching on Titian’s Perseus and Andromeda, then Titian’s original delicate primrose yellows on Perseus’s costume, clear cerulean blues in the sky, subtle modelling of a middle distance landscape, special relationships between the pearly body of Andromeda and the glamorous, technicolour Perseus all became visible. It is now again the most attractive painting imaginable, and the authorship of Titian and his eminence as a master of colour is re-established. As far as films of surface dirt are concerned, there is general agreement among art historians and conservators that it is proper to remove candle grease, dust, etc., because these are entirely external to the work of art, and have nothing to do with the intention of the artist. Methods of how to do this, however, remain debatable. Spit cleaning is considered a fairly safe method to take off surface dirt from oil paintings, but in the past many abrasive, bleaching or corrosive methods were used – ashes, bread, onion, acid, water – which can score, bleach or alter the colour and appearance of the paint surface. If these treatments have been used, they are bound to affect what we see today. Varnish removal is a totally different issue from removal of surface dirt, and is much more contentious. Clear, transparent varnish may be have been applied to oil paintings by the artist himself, in order to enhance the full value of colours. There is some evidence that varnish could sometimes have been tinted (usually neutral or brown) by the painter himself, and be deliberately intended to tone
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Figure 2: Titian: Perseus and Andromeda, (1553–1562; Wallace Collection London: Photographer: Jo Rock.), before cleaning (left); after cleaning (right).
down brilliant primary colours. An extensive, and at times virulent, discourse about the relative propriety of total or partial varnish removal raged during the 1960s [7] between conservators and art historians, echoing concerns that had been voiced about varnish removal in the early years of the National Gallery, London in the 1840s and subsequently in the 1930s [8]. Whatever its original purpose and appearance may have been, varnish does alter over time, becoming dirty, more opaque, darker, bloomed or crackled. As it ages, varnish browns. Deteriorating varnish obscures the original colours and, like grey dirt, it is particularly detrimental to blues, clear yellows and other cool or bright colours. It obscures the state of the paint layer from scrutiny, and inhibits accurate art historical observation, analysis and judgement. In many European galleries at the present time, complete varnish removal is considered appropriate, although France and some other countries fought quite a strong rearguard action throughout the 20th century, advocating only partial varnish removal. This was intended to protect any possible remaining vestige of original varnish applied by the artist’s own hand for future generations. In the NGS, Edinburgh, we can see the effect of total varnish removal at the NGS on the appearance of the three Sutherland Raphaels, cleaned by John Dick [9]. An increased visibility of detail and depth of field in the Bridgwater Madonna by Raphael is spectacularly demonstrated by the re-appearance of an original window – obscured until recent cleaning under discoloured varnish and over-painting applied by previous conservators. Until the 20th century, it was considered acceptable to replace visually disturbing areas of paint loss in oil paintings by illusionist re-touching, with pigments also mixed in oil, often overlapping original paintwork in an effort to blend in the repair. Conservators attempted to match the original colour tones, but the paint repairs mixed with fresh oil always changed tone more quickly than the original paint, and nearly always became disfiguring as they grew darker and browner than their immediate context. When this discrepancy in colour and tone developed between old and new paint,
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a common solution was to disguise the increasing difference in tone with a tinted layer of varnish, thus obscuring the whole image even further [10]. Now conservators usually remove unsightly repainted patches, and fill in lacunae (taking care not to overlap any original paint) using pigments floated in a modern vehicle that does not brown with age. In the case of the Perseus and Andromeda, paint loss was so extensively distributed over the canvas that total replacement of old repaints seemed unrealistic. 3 CHANGES INTRINSIC TO MATERIALS External factors such as surface dirt, discoloured varnish and re-touches clearly tend to increase the browness and darkness, making whites yellow, yellows brown and blues green in ageing paintings. In the case of oil paintings, these effects are greatly exacerbated by the nature of the very medium in which the pigments are mixed. Oil itself changes over time: it yellows, and its refractive index rises during drying, usually causing increased transparency, irregularly, over the whole image. Many pigments with a refractive index level only slightly higher than wet oil appear to be opaque when the paint is newly applied, but become more transparent as the oil medium dries. The gap between the refractive index of the oil medium and the refractive index of the individual pigment continues to close over time, quite quickly at first and then increasingly slowly. The optical effect of this is that one can gradually see deeper into to the layers of paint, tones darken, forms appear flatter, distances reduce and depth of field becomes shallower. Often under-drawing or changes made by the artist (pentimenti), which were originally covered by opaque paint, become visible, as the oil paint dries and becomes transparent enough to reveal forms that the artist intended to conceal [11]. Both paintings by Antoine Watteau (1684–1721) in the NGS show optically confusing effects of the rising refractive index of oil. In the Le Denicheur de Moineaux (c. 1710) (Fig. 3), considerable areas of over-painting (made by a later hand when the picture changed its function from being a shop sign) have become semi-transparent, revealing sections of Watteau’s original decorative design. Watteau’s own changes to the poses of his two principal figures in Fetes Venetiennes (c. 1717) (Fig. 4) are now clearly visible: the original placing of the male dancer’s legs becomes increasingly evident as years pass, giving him a four-legged appearance, while the tilted hat and original hemline of his partner’s costume, painted over by Watteau during the gestation of the picture, can now be seen quite clearly. As early as 1926, Arthur Pillans Laurie (1861–1949), Professor of Chemistry and Principal of Heriot Watt College, Edinburgh from 1900, cited nine properties of oil which affect colour in paintings, in his The Painter’s Methods and Materials [12]. Laurie notes remedial action that could have been taken by the painter in the first place to ameliorate the effects of time on oil paintings. Painting over a white ground rather than on a middle tinted base, so that the brilliance of the white gesso could counteract the darkening effect of the increasingly transparent pigment/oil layers, is instanced in Laurie’s Point 7. It is perfectly clear from the surviving evidence, however, that few painters from the 16th century onwards, who worked in oil, had much technical knowledge about the nature of oil or its changing optical relationship to the pigments they were using. It is evident to us now, from studying the armies of oil portraits of important men of the past three or four centuries, who stand in their place of work against sober backgrounds, that something has gone seriously wrong with the artist’s original visual concept. Faces, and sometimes hands, constructed with thick layers of paint containing a great deal of white, usually remain well modelled, full of form and character. Dark areas like the background and the dark clothed figures, however, are normally thinly painted, and have lost their volume, looking like one dimensional cardboard cutouts. From the 17th century, one of the recognised challenges to painters was successful volumetric modelling of masses in blacks. Van Dyck was considered the great master of variegated blacks, and
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Figure 3: Antoine Watteau, The Robber of the Sparrow’s Nest, Courtesy of the National Gallery of Scotland. artists who hoped to emulate the distinguished effects of the master paid particular attention to nuanced shading of impressive figures clothed in rich robes or well cut suits. Painters did not realise that the very medium in which they worked would eventually foil this ambition. Most of the original careful modelling of dark-clad figures, many details of clothing, most differentiation of texture, subtle changes of tone and colour between figure and dark background, can now only be discerned in infra-red photographs or X-rays. No amount of dirt or varnish removal from these thinly painted blacks can restore the painter’s original effects of mass and volume, which continue to degrade. There is little that a conservator can do about this situation. 4 PIGMENT CHANGE Artists have always yearned for jewel-like, vivid, pure, clear hues, and these tend to come from toxic lead, arsenic or mercurial compounds, or from unstable animal or plant extracts, such as cochineal or the madders. Although Renaissance artists often ground their own pigments from tried and tested recipes, it became common from the 18th century onwards to buy from professional colour-men, who supplied ready made pigments and materials which could be seductively bright but were often unstable, and which had other undesirable properties. Pigments themselves, for instance, are not immune to change. Some inert colours are very stable over time, but these are often the duller earth colours such as the yellow ochres, umbers or terra verte and terra cotta [13, 14]. Perhaps the most common and dramatic pigment change is that of copper resinate green, verdigris or copper acetate green, which oxidises if it is not sealed from the air and which then turns from a
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Figure 4: Antoine Watteau, Fetes Venetiennes, Courtesy of the National Gallery of Scotland.
light, pure green to a deepening brown ([13], p. 73–75). When Titian’s early work in the NGS, The Three Ages of Man (1513–1514) (Fig. 5) was cleaned and dirty varnish removed, subtle, cool colours in the clear blue sky and misty landscape background were revealed. However, the trees and the plants, grass and foliage in the foreground remain brown (Fig. 5, right). When Titian painted the picture, the virile young couple sat among a spring landscape, where nature was appropriately represented by light, modelled greens. Now this area has become full of dark, flat autumnal browns, more appropriate to the final season of life. This colour change has happened entirely through the nature of the materials used, via chemical alteration, from within the pigment itself, completely contradicting the original message of verdure, burgeoning growth and vigour in the foreground. Afficionados can often be misled by this particular type of colour change. Claude Lorraine’s (1600–1682) landscapes became so much revered by the 18th century intelligensia that, when the green foliage in the paintings turned brown, connoisseurs thought that the brown was intentional. They bought especially brown-tinted looking-glasses (Claude Glasses) to examine nature in its ‘improved’ state, and they considered that they were viewing nature as she ought to be in an ideal world: brown, and not green. The imagined authority of great artists and its effect on taste, led even eminent 19th century painters like Sir Charles Eastlake (1793–1865) to ‘tone’ their own paintings: A