II
Anglo-Norman Studies IX.PROCeEDINGS OF THE BAlTLE CONFERENCE 1986 Eaited by R.ALLEN BROWN
II
ANGLO-NORMAN STUDIES IX
PRQCEEDINC;S O F THE BATTLE CONFERENCE 14286
ANGLO-NORMAN STUD
PKOCEELZINGS OF THE BATTLE CONFERENCE 2 986
Edited by R. Allell Brown
THE BC2YIIELL PRESS
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First published 1987 The Boy dell Press, Woodbridge Transferred to digital printing
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CONTENTS LIST O F XLLUSTRATfONS EDITOR'S PREFACE ABBREVIATIONS
The Participation o f Aquitanians in the Conquest of England 10kG1100 Geo5qe Beech
Vlf
viii
I
Stereoeype Nomans in Old French Verriacular Literature Matthew Benr-~en Byzantine Marginalia to the Norman Conquest Krgnl'e Cl't~qaar Appendix: The Latin-Greek Wordlist in Ms. 236 of the Municipal Library of Avranches, bl.97u W.J. Aevts
43
The Effect of the Conquest on Norman Architectural Patronage Eric E'emie
72
6-4
f3ornesday Book and the Tenufial Revolution Robin Fleming Henry o f Huntingdon and the Manuscripts of his Historia Atzglomm Diana E, Crccnway
1 03
'No Rcgistcr of Title': The Domesday Inquest and Land Adjudication I"atrl Hyams
127
The Abbey of Cava, its Property and Renefanors in the Norman Era C A. Loud
14-3
(I'ondcqna fineratio: Past-Conquest Attitudes to the Saints of the Anglo-Saxons S . J . Ridyard The Danish Geon~etricaXViking Fortresses and tbcir Context El-re Rocsl-ldkE The Holy Face tzf lucca: Diana ,W. Webb
179 209
Alttiqs. l o i i r t t .
Arch. Jotrnt. ASC
?'fw /lttriqtritt-it~Jotiwlnf (Socicty of Ar~tirlrraricsof Londorl) 14rrltnr'ofr?,qicnl_Jorir.ztnl (llo)i,iX Arc!latological ftlstittr tc) A~tqlo-Snxorr Clrrc~rlicli., cd. I). Whitclock trr id., LoriJo~r I il(39 'flrc Clrn~rticlc*qf Barflc. Abhclt, cd, E f e , ~ ~ ~Scaric, or C>xbrd Medieval 'I'cxts, IC38f.I Urillorirl t l f flw Itrsrirlicrj c t f ' H i s r o ~ i i n lK t ~ t ~ t r t - c f l l3ritisl1 L,lbr~l-y U~l>liotlsi.qucNd ~ ~ C ) E I J ~ C " 7Itc ISil)tc*lrx ?;z~?c~s'ty,cd. F". M. S t c g ~ t ~3~l ld, cdn, L O ~ I ~ U I I 196.5 Calr*rrdnrof f)(~t.titllc~tfs j ? r t ~ t r t j t ~i~l l J F~~IIIc(\ . . ii, 91 23-1 3 t 0, cct. J. I 3. ~ I O E I IHMSCI, I~, 1 899 'rlfr~ fiar*rtrt*itd t ~IXltstittpat~I)rc$clirt ~ ? f " C ; t r j lbislityp ctfA~jricr/s, cd. C:dthcrinc M o r t o r ~lt11cJi I Iopc Mrrns, Oxford Mcdiev;rl Tcxts, 1072 Wjllianl of Malrilesbury, X ~ ~ ~ ~ j~olttjfj~ttfn ~ J S I I S Af~qlorli~~t, ec2, N.1:. S. A . 1-f~r~lilt-ox~, X-IS l870 Willinrn r>f Malnzcsbury, IJc ' q c ~ f i srt:qrriti rlrlsqlitt?rrtr, ccS. W. Stttht>s, 1.ZS 1887 Dc)rttt.zt!fty Book, libc~rccrrrtrrllis . . . , cd. A. Farlcy, 2 vols, "tccord C o ~ ~ ~ t t ~ i s s i1783 on", 121. tnt~rihrrz czf it'cfjs [)t"il~/i)t"ti~f~A Y t ~ n l i n i t ~ t i nDlrclittt c aiicfortn ZJlrriiltlcp Stirrriti Qrrirlfirli I')c.ca[ro, ecl. J. Lair, SociGtC d t s Arztiquarrcs dc Nornsallttic, 1865 Ilirtrtrii;r froitnrrrtrr irr A#raq/iil,cc3. M. Rule, RS 1884 Ertqlisfr Hijcitrim/ I f r ~ c r r r n t ~ i l fis,, cd. 11. Wtl~tclock,Lol-tdon 19355; ii, t t I , 11.C:. Ilotlglas, 1,011d0~1151.53 IJttqlisla lIi~frtr-ii-rl/R ~ ~ i ~ i c ~ t r ~ K t ' r ~ ~ cdips ~ i l czifi" sit" dnrr~rtic' ayc~rlrrar~rfI'c (911- 1066), cd. M. Fanroux, Pul61l1oircs de la SociCtC dcs Antiqrr;tircs c?lc Nor~tt~lrldic, uxsvi, 19)Gl c:c?tfi/~/t*ft~ ~ ~ c c l u q/~ qIiil,q/~fji/~ ~* &5r6>t/62ftli, Irt>/t2ttd, C;lqt>tzfBrirtzifl ntrrl t l t t 4 'rlll'ft'il Kii!qe/olf?,13 I - O ~ Sii13 14, I , C ) ~ I ~ CZ 9I 1~f If-,50 W1Ili3nl of IJczitic"r$, C;(:~frl (Jtfillt
ld, t i S t 87(1 _lor~r,lrzl it( fllrd1Zririslr Art Iltzr'r?/c?qit-r~lA4ssorinticjil
.
William of Jurni2gcs, Gesm ,Yorrtrtrrr,ror.rarn Drrrrrm, cd. J. Marx, Soci&t@de I%histolrc dc Normarldie, 1914 T7/ze Lr~trersof t i l ~ ~ f i ~ aArcllitisitop nr qf Cnrtrcvbtrry, cd. H. Clover and M. (l;ibson, C3xford Mediev:~t.Tcxts, 1979 iZ4edl"~t~aC .4 rclzac?ola,gy i Z 4 0 r r r d ~ ~ e ~ i<3t>rrnnninr* rrj Iiisloricn, Scriptores Willianl I)ugdalc, ,I/lotrnsticott Attglirnttttm, ed. J. C:aIcy, H. Ellis and B, BancSinef, 6 vols in 8,LOIIC~OXI 2 817-30 Ncw Scrics Ordcricus Vitalis, Hisfi~rinE ~ ~ I ~ z s l a ~ed. f i ~M.. n , C:hibtsaXl, C>xford Medieval Texts, 1969hbblic Record C3fficc Procc.cdr'~l~qsqf rhl. Rrifislz A carfc)rny Rqqt>stn Rc:qiim A~~~~o-;V~run~rt~~~~v~~~r~, i, cd. I-I. W. C:. l ) d ~ i s , OxfbrJ 1923; ii, cd. C,Jol~nson,I i . A. Cronllc, Oxford 1956; iri, ccl. I-(. A. C:ronnc, 11. i I. C:. I)avis, Cjxford 196% Rolls Serics, Ltrtxzdon scrics 2-ransactions l'ritrrsaitr'c~trsctfrlrc Koytzl E-rrisroriro/ Socicfy Victoria C:ourlty 1 Iistory 71w LO;. c!fEdrili?rrl tile f:o~~fi.ssor.,cd. F. Barloill;, Nelson's Medieval Tests, Lot~ctcJtrr1962 eJ. j, Arnlitagc Robinson in his Gilhcrt Criqriti iriltror qf f4fcsrrnf"trstt~r, C:arllbridgc 1% 11 Wace, LC Rortiat~dc Ktlu, ect. A. J. Hotdcn, 3 voIs, SociCtl: des at2cicns textcs franqais, Paris 10"7(3--73 Florencc tzf Worccsrcr, Chroflicort cx Cfrvotlicis, cd. B. Thorpe, Ellglish F-Iictorical Society, Loncion 1848-49
The Participation of Aguitaniatzs England and Ayuitaine in the eleventh century Houses of Normandy and Thouars in the eleventh century Byxdrztr'ne LWa~qinalkro the Norman Gorzq~test I Isaac I Comncnus, 1057-1059 2 Constantine X Duucas, 1 05%lM7 3 William the Conqueror, 10661087 4 William the Conqueror, 106fi--1tJ87 5 Municipal Library of Avranches MS 236, fol. 97v
The effect ofthr Onquest or.r hTc)rmcrtzAuchitect~r~l r"atvorzagr 1 Jurniii.ges, Notrc Dame, Navc elevation and cross-section 2 Stow, St Mary, Crossing, with arches rcconstmcted 3 King's Lynn, St Margaret. South-west tower 3 York, minster. Plan 5 Plan of St Gall. The eastern arm of the church 6 Canterbury, cathedral. Plan 7 Golagne, St Maria i r n Kapitol, Plan of crypt 8 Tewkesbury, abbey, Reconstruction of giant order in choir 9 Virxuvius" basilica at Fanum, as reconstructed by C. Perrault Duwrmday Bonk and the Tt;nurial Revoltition 1 The disposition of thc Xands af Aalglo-Saxon l o r d s h e n in Buckirtghamshire by the tinlc of the Domesday Inquest 2 Carr~bridgeshircvalues in newly consolidated holdings TRW
The Abbey of Cavn Map I Southern Italy Map X X Mcn subject to the abbey of C a v a in Cilento 1083 Map lIl The principality of Salerno Map IV Cava dependencies in Apulia 1100 Table f The Marman counts af the principate Tablc 11 Thc Sarl Scverino family Table IIf The Grriily of the Lombard princes o f Salcrr-ro The Dauxish Geometrical Viking firtwscrs 1 Denmark, with the sites mentioned in the text 2 Reconstructed plans of Aggcrsborg, Fyrkat and Trelleborg 3 Trcllcborg seen from the east 4 Aggersborg from the west 5 Fyrkat seen from the north-west 6 The Fyrkat house 7 Plan of the excavated part of Sauburg 8 Schematic drawing of the Jelling manunlent 9 King Harald's rrunc-stone in Jelling
144 149 153 f 54 158 164) It;;?
The ninth annual Battle Conference was held fi-om 25 to 36 July 1986 at Pyke House, Battle, Sussex. One is inclined to put first that the tenth (and anr?iversary) conkrcncc in 1987 wi31 be held at Caen bemeen 2 and 10 September by invitation of the Senatear-Maire of Caen as part of the official Norman commemoration of the Conqueror in that year. Meanwhile thanks for the succcss of the 1986 conference must be ofkred to the East Sussex C o u n v Council, especially Mrs Gillian Murton and her assistants, to the Warden of Pyke House and his staff, and to those who not only attended but gave the papers now printed in this volume. Two are regretably wanting: that of the Rev, Profgssor ArnoId Klukas who was prevented from attending by the ill-health of his wik, and thc well-received communication of R r john Palmer about the computer-based Domesday project at Hull which he felt to be unsuitable for publication. The Outing this year was to Windsor, and for the success of that our thanks arc especially due to the Kt Rev the Dean, the Chapter Clerk, and the Queeds Librarian, as also to Mr Peter Cumow, Her Mlljesty's Principal Inspector of Ancient Monuments, who did the better part of the guiding. The Battle Conference also would not be the same if the Headmaster of Battle School did not give us his kind permission to hold our opening reception in the Abbot" Hall; nor would it be without the averflowing hospitality of the landlord of the Chequcrs. R, Allen Brawn
THE PARTICIPATION OF AQUITANIANS IPi CONQUEST OF ENGLAND I. George Bcech IN his account of the battle of Hastings Williaxn of 120itiersdescribes the force attackittg the English as composed of Nrrrr~tans, Bretons, Frcrichmcn, Aquitanians and meit from the pravirzce of Maine.' Historians of our o w n day have writtcx~a t great lertgth about the identity and roXc of thc Bretolrs, and above all, the Noimans, in the conquest artd settlement of England but havc scarce1y mentioned the A yrlitanians with whorn I am corzccrlred today. Such r~cglcctis not. surprisir~gsince the main English narrative sources makc alrrrost n o rekrcncc to pcoplc fioni this part of France thus leaving thc irnprcssiorl that Aquitanians played n o role in English affairs dtrritig or after the Conquest, artd in the process, casting dorrbt on dre rdiability of WIlliarrr of Ebc~itiers' assertions. To be sixe c10sc anit t:3r rcaching tics carrzc to link Erlglarxd and Ayuitaine for nearly thrcc cer-tturicsin the Iater Middle Ages. but it has always hecrl assumed chat those rcsulted from tire ascent of Efe~tryPiantagenel: to the English throne in 1 154 which made his wife Eleanor, heircss of Ayuitainc, Quccn of England. Modern historians l~avchad nothing ttr say about m y English-Aquitantans relations prior to this tinte, Noricthcless the El-rglish sorrrccs alone cannot be takcrx unquestioningly to give a camplcte picture of the reality and invalidate Wi1lia1-n of i%oitiers' statcmcnts, Thc grtrpose of tny paper today is to took carcfutly into Wiliiani's conccr~tiotl,taking into consideratiox1 aX1. tXzc rclcvant original soixrces I know of, Norman and Aquitanian as well as sor-nc little rloticed English ones urirh a view to answering the follocving questions. First, can any illd~pe~ldc~lt corroboration for an Aquitarliart prcscncc at Mastirlgs be fi3~1nd2 The answer to this will he positive: indeed wichout that it would have beer1 pointlc5s to proceed further. Thcre then fcltlr>mr a number of rclatcd questions. First, who were thc Aquitanians and how did they get involved in a Nornlan expedition so far from home? Was this merely a r~lilitary adwnttrrc of restlcss warrjors scekirlg war and booty whcrever the ctypur~nityoffered itself, or did rhcir participation havc any broader political significance at the time? Seconcily. what happcned to then1 after thc victory? Ilid ally stdy ~ C ~ I ~ I L I I I C ' R ~and I ~ , can
one speak of any lasting and significant ties between England and Aquitaim in rhe period njer 1066 and prior to 1154;"' The failure of all other contemporaries independent of William a f Paitiers and this includes English, Norman and other continental w~.itcrs--to mention any Aquitanians at Hastings naturally leads to suspicions that for one reason or another he either invented, or was mistaken about, this element in his narrative. Some recent conlmentators have indeed dismissed his testirnonyeJ Nonetheless the unusual amount of attention William pays to Aquitanian and Paitevin affairs at several different points in his history, coupled with his generally high reputation firr reliability in naming participants in the Hastings campaign, has caused others including Jane Martindale, to accept thc accuracy of his In addition to listing Aquitanians in general terms among the cambattants at Hastings, he nantes one Aquitanian nobleman, Ainleri o f Thouars, as anc of the ten most prominent men on the field of battle, He further pictures the same Airneri as the-f;lmiliariswho, in a London council: o f December 1066, made a speech urging William to take the English throne at that time, Finaily, following the coronation, he describes King William dbrhidding his fitllowers, Normans, Bretons and Aquitanians, any form of pillaging a r plunder in the newly conquered country ,5 Two lFactors need to be taken into accaurit in evaluating the assertions of William of Poitiers, First, he was himself in a good position to know people and events in Aquitaintt because of a prolonged stay in the capital of the Duchy, Poitiers, during his studies there for several years during the late 1041)s,6 Xn addition to this consideration there also exists independent corroboration that Aimcri of Thouars was in fact in England in the later eleventhA word of exglanatsoxl zs m order here m vlew ofthe fact thatJane Martindale delivered a paper at the 1984 Battle Conferace on a similar top~c- "imerl of Thouars and the Poitevin Connection", (ante, VIE, 1%5,22&5.) By one of the qulrks ofour profession it happened that at that time the two of us were working independently on virtually the same toplc. She presented her findings here in 1984, whereas I read the first verslorl of mine at a meeting of the American Maskitls Society for Anglo-.Norman studies in Houston in late 5983- Thus this is an tndepndent contribution to the subject not a response to her paper. Nonetheless due to the restricted nature of the topic and the limited nunibcr of original sources available, our two papers ~ncvitablyoverbp somewhat. T o avoid repeeition I have summarrscd in those sections where we cams to similar conclusions and have glven nlost attention to what I think is discitlaive 1n my own approach to the topic. Stern KSrncr, The Battle of Uastings, Etlglanel atld Etarope 1035-1066, Lund 1964, 220-55, Martindale, 'Aimeri of'Thouars" Ges-ta Cuillelmi, 23, 25, 27, 33-35, 64-45, 67, 71-1, X%k-1, 193, 219, 233. T h e first: of these four texts is glvetz in note 1; the o t h r ttlrcc follow here. '. . . AAJerat huic corrsiXio Hainierius Aquitanus, Praeses Toarcensis, lingua non ignob~lior quam dextra, Is denlirans, cr urbane extolle~lsmodestiam inquirentem aninios militurn, num vellmt dominurn suunl regem fieri: 'Ad discepcattonem, inqult, hujusmodx, milites nurnqtiaam aut raro acciti sunt. Iilon est diu tradendunl lrastra dcliberatione desideramus Geri quam ocissime' . , . ', 218; '. . . neque liberius Normanni quarn Brrtanrli vel Aqurtani agere pemlttebantur . . .", 232; '. . . Xnterfuerunt huic praelia Eustachirls Boloniae comes, Guillelmus Ricardi Ebroicensis carnitatis frlius, Gmlfelmus Osberni filius, Maimefius Toarcertsis praeses, GuaIterius Giffard~ts, Hugo de Montefartr, Radulphus de Toneia, I-Iugo de Grentr~~ainstlil, Guiltelmus de Cuartmna, atiique quarnplures militaris praestanttae fama, cekbratissirni er quorum nomina histariarunr volurninrbus inter bell~cosiss~rnos commcndari deceat.', 19449, ti The evidence on this stlhjecr is presented by Foreville, Gestu Cuillelmi, ~x-x,and R. I-[. C , LJavis, W~rlliamof Poitiers and his History o f William the Gortquerar" The Writing ofHistor), itz the Middle Ages. Essays prllsentcd to Richard Wfliarn Solcthem, Oxford 1981, 71-100.
T h e Participation of Agtiitaniauzs in the Co~zquustof Eftgland 1066- 11MI
3
century - the anonymous author of a late eleventh-century history of the western Poitevin priory of Chaise-Je-Vicomte noted that three years earlier 'Viscount Aixneri had crossed over to the region of the English far the second dnzeS7This is the same Airneri of Thouars who is associated with Hastings in the Gesta Guillelmi, Since this Airneri founded the priory of Chaise-le-Vicornte and figures prominently and favourabiy in the papers of" its history it is likely that the author o f the history knew him personally and that his aqount of the English trip is trustworthy. Unfortunately the fragmented state of this chronicle m k e s it impassible to date &is passage, The same author also refers to another trip the sanle Viscount had made to England - kame years agobas he puts it - in atlother previously unknown and also undatable passage ,of the same rhronicle which X found a n u d e r of years ago in a later copy in the Bibliothkque Nationale in P a r i ~ In . ~ neither case did these English trips have anything to do with the writer" main preoccupation at the tirne, - namely disputes involving his priory in which the Viscount played a role - so the author merely noted the fact of Aimeri's absence and gave no further details, Thus we know xlothing about Aimeri of Thouarshrcasons for going, the Xe~lgthof his stays, or their consequences, Were these English trips related to the Hastings campaign? The very brevity of the references, and the author's lack of interest in them might discourage that hypothesis. Surely hc would have taken pains to emphasise the Viscount" sole in such a momentous event, especially if it had been, as William of Poitiers assures us, a glorious role on the winning side? These may, in fact, be references not to the invasion of 1 0 but ~ to later visits of Aimeri of Thouars in the 1070s or 1080s. In this regard it is appropriate to add that about 75 per cent of this chronicle is niissing today (a sixteenth-century note in the archives in Angers makes this clear) and all of the missing portion prcleedes what survivcrs.' If these surviving refercna arc indeed ta later trips and not to Hastings, it is conceivable that the author dealt more fully with the 1066 invasior~in the now missing blios. All this is hypothetleal, however, and what remains certain is the fact of the two trips themselves. Since the Viscounts of Ttlouars had no other kno-wn connections wit11 England it does not seem excessive to cancludc that they were related, eirhctr directly or indirectly, to the Norman conquest. The verification of William of Poitiers' claims &out Aquitanians and the Viscount of Thouars at Mastings leads straightaway to a new problem. m y would people from this part o f Frame have been supporting a Norman enterprise in England at this t i r r ~ c w h a tinterest couXd they have had ir-x ma different countries so far removed from their own? The first answer that conles to mind is the desire for advexzttlre and booty. William of Poitiers himself writes that knights came from all over Francc to help the N o m a n cause, in part because of the generosity of the Duke of Normandy; thus this hypothesis is quite plausible." Con the ocher hand other sources provide no explicit mnfirrriatiorl of it and one is led to wonder whether this really was an '. . . quando secunda vice, cerclo videlicet rctro anno, tn regrollern Anglorum abisser.', Paul Narchegay, ed. Les Cavttrkairrs dcr Bas-P~~itocr, Les Rochcs Baritaud 1877, 4. ' '. . . ante aliquos annos Ayrnericus vreecomes in Ar~gforurnreglutlem trans1rc.t . . .', BN, Fonds Francais 20258, fol, 62-5. Marchegay, C~zrt~laires drr Bs-Poitnu, 3, More I . ' O Cesta Cirtillelmi, 150k-1.
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The Particiyatiart o j Aquitaaians i~ the Conquest cf Eftgland 1066-1
IIK)
5
isolated example of temporary Norman-Aquitanlan collaboration of a purely pcrsonal nature which came about more or less by chance. If Viscount Ainleri of Thouars had been simply an incfividud mercenary, would William thc Conqueror havc admitted h i n ~into his small circle of intimate advisors? At least as a working hypothesis it is worth looking further to see whether the Norman-Aquitanian collaboration at Wastings might not have been the result of conlmon political interests which extended be yond the personal. f-fad Normans and Aquitanians in fact had anything to d o with one another bcforc 1066 which might help explairi their cooperation at that tin~e? Before attcnlpting to answer this question it is essential to clarify briefly what was meant by Aquitaine and Aquitanians in the eleventh century, Contemporaries used these words prinlarily in a political sense to designate what was tht largest territorial principality in France at thc time, extending roughly from the Loire to the Pyrenees and from the Atlantic coast to the Auvergne, and grouping together a Large collection of diverse counties of varying sizes, population and wealth. Since the tenth century the ducal title had become the hereditary possession of the Counts of Poitou who ruled the duchy from their capital at Poitiers. The term Ayttitaitie was also used in an ecdesiastical sense to refer to thc two great archdioceses of Bordeaux and Hourges, and in a cultural-ethnic scnsc to distinguish the Aquitatlians as nlen~bersof a large grouping of pcoples (not a nationality in the rnodcrrl usc of the tern^) kavixig a common fatniXy of languages or dialects, legal custon~sand historical traditions, which distinguished them frorn tkc Franks north af thc Z,air(~". Aimeri of Thouars was thus a Poitevin by origin - Thouars was one of the faur viscownties of the courity of Poitolt - but also an Aquitanian in that Paitou was one, in fact the principal, county in the Duchy a f Aquitaine.Ii That Aquitaine and Norxnar~dy should havc had rnuch to d o with one another in 1066 is not at all obvious, as a glance at a map will illustrate, C3ver a hundred miles of ofZen hostile territory, the provinces of Anjou and Maine, its basic pc>litical, linguistic separated them a t their zicarest point. F~lrthcrr~lore and cultural traits had always lirtlked the Aquitanians with the scjuth rather than with the north. Nonetheless it is cXcar that by 14K6 continuous if not close contacts of scvcral kinds had cxisted between thc peoples of Normandy and Aquitalne, especially Poitou its rrarthcrnnlost part, as far back as the sixth e estabtishnlent of the Nornlan state at the century but particularly s i ~ ~ cthe beginning of the tenth, Poitevi~~ monks founded and later helped r c b r m a numbm of Norman mrrasteries, most notably Ju~niPge~, and the two reg* x~on s maintained continuous rnonastic relations until the titlie 06 the G o n q u e ~ r . ~ ~ The student days of the author of the Gexta Gur'lleEmi, Williani of Poitiers, demonstrate the existence of cultural coxltacts between Normandy and tlrc schools of Poiticrs in the early cleventb centrrry. The farric of these schools brought William frorn Norrrlandp to study the libcrat arts there and hc sukscquently acquired his surname as a rcsulr of his stay in the town, '"Finally, on a political levcl a marriage in 935 betweeri the rulittg Families of niormandp R~cr-jeC:roree, Hisroirr du
fi~t0t4,
" Michel Kouche, L %qurfarne, dlls
423-41. l 3 See note 6 above.
Paris 1949, t0,a"rinl.
Visr~qofhs ntrx A r ~ h c s ,?;i.rt~~s~znce dbunr rkgrtm 4111-781, Pans 19'79,
and Poitou-Aquitaine created dynastic ties betwem the two regions and as a result the two Dukes on the eve of the invasion, Guy-Geoffrey of Aquitaine and William of Normandy were third cousins.'4 Charter and chronicle evidence shows that the two families maintained friendly if not close relations steadily during the tenth and early eleventh centuries, Friendship turned to hostility when Guy-Geoffrey twice accompanied and supported Count Geoffrey of Anjou and King Henry I in their abortive invasions of Normandy in 1054 and 1058.'' But even had these two campaigns not alienated the m a men, surely the primordial political intercrsts of Guy-Geoffrey, i.e. the protection of his southern Aquitanian counties and his newly acquired Duchy of Gascony, would have preduded his participation in the English vezlture of the Nornlans. Normans and Poitevins met in still other ways in the cleventh century. The reconquest of Spain from the Saracens attracted men from both provinces and they fought side-by-side under the command of Guy-Geoffrey of Poitou in the battle of Barbastro in 1%3,16 Thus dynastic, religious, educational and crusading interests helped create closer ties between Poitevins and Normans in the century and a half before 1066 than one might have expected given the distance between their respective provinces, Still, they were clearly not close enough to persuade the Duke of Aquitaine to veer ftom the traditional policies of his predecessors in &e south and commit himself to the English invasion or to dissuade him from aiding Norman enemies in Anjou in tbe 1050s. But some Ayuitanians did fight in William's army and this brings the irlquiry back to Viscaullt Aimeri of Thauars whom William of Poitiers names as the most prominent of their number. Who was he and what might have persuaded him to commit himself to the Norman invasion when his lord, the Duke of Aquitaine, remained aloof? The lack of an adequate modem study of this family sevcrcly hinders any atternpt to grasp its history, Yet the main outlines stand out unmistakably. The hrtified town of "Thouars itself bad long been of considerable strategic importance commanding the Thouct river, a major tributary of the Loire and one of the principal routes of access to Paitott and Aquitainc from the north. Tfioctars became the seat of a very large viscounty, the largest of four rnaking up the couxity of I%itou, in the course of the ninth century. Xn the later tenth and early eleventh century the Viscounts of Thouars extended their territorial influence into western a r Bas-Poitou (today the Vendkc), a region devastated and largely depopulated by Viking attacks and invasions and, establishing an hereditary, dynastic claim to their castle, and lands, they becanle increasingly independent of'the Count of Poitou. By the end of the eleventh century they ruled one of the n~ostpowerful lordships in western France ixlcluding at least
"
Jt(mti?ges, 34-5,
" 9Cesra Gtrilkelmi, 64, 78.
'Vrosper Roissonadc, Dtl notrvearr rr4r Ia cizatzsort dcp Roland, Parrs 143, 22-7. MarceI~n Defaurneaux, Les-fmrzpis en E.qpueqne atrx Xle et XlIe silcle?;,Paris 1949, 131-35, " fiilugues Imbcrt, Notice sur les t~icowtzresde Thottars, Mfniaires de la SacikC des Ant~quatresdc. I'Ot~est, XXIX, 1864, a the only attempt at a h~storyof the Viscounts of Thuuars but it is totally irlacfeq~~ate even by the standards of schoIarsI~spthen. Jane Martindalc greatly Improves rnatters wrth regard to the V~scountin question in this paper: Martmdale, Airnevi of Thotrars.
seventeen castles, hundreds of square miles of territory and scores of noble vassafs, The question now focusses on the viscoum in 1066, Afmcri, and the reasons for his engagement in the Norman expeditiorl tn England in that year. Could any common interests have linked him with William of Normandy or was their collaboratio~ithen something new which brought two strangers together for the first time? There is not much evidence on the subject but what thcre is is interesting and worth passing in review, fn 1oCj6 contacts had existed between the peoples of PJeustri&ormandy atld the Thnuars region continuoudy since Mcrovingian times. In the mid-sixth century a number of north Aquitanian, mainly Puitevirr, lrlorlks began a mavcmcnt of evangelisation in northern Gaul, especially in Ncustria, fotxriding new monasteries and spreding Christianiq and Aquitanian culture in general." One of these, Paternus, a monk from the abbey of St Jouin-de-Marnes in the Thouars region, established a series of tnonasteries near Avrar~chcswhere hc died as bishop c, 565. A century later a southern Aquitanian, Philibert, handed the abbey of JumiPges in Nornlandy at the beginning of an eventful career which ended with his death in the Onlous abbey he founded at Noirmoutiers ort. arz island oEthe Atlantic coast of Poitou. As his replacement as abbot at Jumifges Philibcrt chosc a monk from Poitiers, Achard (6)3%98), and thereby continued the Poitevin. presence in Neustria. During Achard's time the abbey of Jumitges received as a benefaction an i~nportantPoitevixl estate at Tourtenay, a small village ten kilometres from T h o ~ a r s . ~The ' monks of JrtniiGges mairitatncd possession of this Poitevin estate despite the efti>rtsof Pepin, King of Ayuitaine, to confiscate it in the early rlinth cerltury and they also survived the Viking raids and invasions of the next hundred years in that rtg-ian." Thc Norman dukes of the tenth and eleventh cclnturbes had a particularly close attachment to the abbey of Jumleges and it is striking that when William Longsword sought the reform of that abbey in 943 after i t s devastation by Vikings, he tumcd to a group o f Poitevin n ~ o r ~ kfionl s St Cypricn of Poitiers to carry it out.*' Further Poitevin-Norman rnonastic contacts resulted from the fact that two other Poitevin abbeys, St Florcnt of Saumur and St Peter of Bourgucil, both, moreover, close to Thouars, heid lands and churches in N o r m a x ~ d y .In ~ ~1012, in a nlove to regroup their landed estates, Jurzzi2ges and Bourgueil agreed to exchange two of their respective foreign holdings: the Norman abbcy surrmdered Tourtcnay in the Thouarsais in return Eisr the Poitcvin abbey" pposserssions at Lortgueville near Jumi2ges. The charter recording this cxcfiange is of particular interest to ' W ~ a r c c C;araud, l Lt-s cltafelarrts (-If. Pt~rrorti7t I;lvPrtcr?r~ntdtr v{qimc,f.t;clrfdI,Memoires dc la Soc~@ci des A n t i g ~ i ~ udc w ~tXOuest, 4c si.rtc, V111, 1964, 39-13. " (On Aqultanaarr monks rn Neusrrra scc Kouchc, I%qttiratnp, 423.41. Rcn6 PouparJin, cd., AWi?ntrnrc~itrc de /'/zrstoirr dt~3R ~ ~ Y IJPC" FSt i3/8li1i1~r~ dn~~%(?8mno~fim, f;rt?ndrtrr, 7;)rrurrlrs, i%ris 19IH, XXI, note 2. Lucicn Mussct, 'Ltcs plus dnclcnncs ehartcs rrorx~larldcsdc I'aabbayc dc Uourgucrl', UuIIcrln de la Soc16til de5 Ant~q~lalres de Normandie, 54, 1957-58, 25-7. I ' J.-J, trerr?zcr, Ca7/?nrresdt* I'uahhajkc* di.Jt.irnl6gts 825- 12M, I%ns I%lh, f , 2-55. Z' Drrdo, 200-3; J~imr~per,38-40: Berlotr de S~zlrrt~-~b~airvcr, ed. Car112 Fahfm, L.und l"351, 1, 383-"3, Irncs 13179-13(.)t34. 23 Musclet, Ancirrrnfi diartt*.$ I I P ~ I X I ~ N ~ P Paul ,; Mrtrchcgay, ed, Ght3rtr.s rlonnatldes lie Iiahbaye de Satrtt-Ffarenr prSs Sarirnrir, Milmotrcs cSe la Soc16tO des A ~ l r ~ q n a ~Jr e % Normandre, 4e xeric, I, 1870,
I -83.
the present discussion fur it reveals that among many dignitaries attending the forrtial ceremony were Count Richard I1 of Normandy, grandfather of the Conqueror, Count William of Poitou-Aqtlitaine and Viscount Ralph of Thouars - uncle of the Aimeri who fought at HastingsaZ4What might a v e beers a private trarrsaction between two religious otherwise seem to h houses may well have had broader, political overtones, I shall return to this later. In any case this charter demonstrates that the two ruling families of Normandy and the Thouarsais had met and knew one another at least a half a century beiore Hastings, and although this is their only dommmted meeting, another later .Fact hints that closer personal ties, as opposed to hrmal political ones, may have resulted from it if they did not in fact already exist at the time. This is suggested by the name Gognor born by the sister of the Viscount Aimeri who Fought at Hastings," This nansc, unknown irs the stock of Germanic-Christian names current in 120itou at the tirne, and also, to my knowledge, unprecedented in the family of the viscounts of Thouars, was of Scandinavkn origin and most uncommon." The only other persorl I coulcl find bmring this name at this time was the famous w i k o f Richard I of Nornzandy, mother of Richard IX, and great-grandnlother of William the Conqueror. What is more this sanle Cunnor witnessed the very charter under discussion here which brought together her son and Viscount Ralph of Thouars in 1012,27It is difficult to believe that the introduction of this rare Scandinavian name into the Poitcvin hlnify was a coincidence, especially when it was already associated with a woman who was fanzous as the wifk and mother of Norman rulers and prclatcs and who was also known persorlally to the Poitevin viscounts. Rather, one is led almost ixievitably to suspect that a m a r ~ a g ebetween members a f the two families had led ta its adoption with the parents naming their daughter aftcr her distinguished grax~dn~other - a naming practice well known at the time. The parents of Cunnor and her brotl~erAimeri of Thouars were Viscount Ceofflrey of Thauars and his wife who bore the nanre A i n ~ r . ~ W o cappear h in charters between the l(l2Os arid 1050s when they were already married, Thcse charters do not reveal the idcntity of Ainor" parents nor has any modem scholar concerned himself with the question. However the seventeenth-century genealogist and historian Anselnse de Sainte-Marie asserts, on the basis of an apparently now lost source, that elne second daughter of Duke Richard 11 of Normandy was named Aliienc-~r.~' Though there is no ccrtain confirmation of
'"Vcrnrer,
Clzartrrsjunzi
. . . quarn dedcrat Gogr~orisororl suae yurtrztm . . .', Marchegay, Clilrri4lurrr-c dt4 Bas-Pt>rtorr,10; ', . . terralri qua1r.i dederam C;ognur~sororz t ~ ~ c d. e. .', Xbd, 16,
2s
6
Jean Adigard des Gailtrscs, L,es norns tie yersonntls scandinaves m ?\iovniuadi~dc 911-1066, Lund 1854, 101-3; 306-8. S7 ', . . nobllisslrna nlater R~cllardtcotnitls Gunnor . . .', Vemrer, Ghartfi dr J~mmrtqes,I, 19, '. . . J ~ s f r c d o V I C ~ C O I I ~ I ~ Toarcet~s~s L" cam1 ct uxon sue nomlne Aynors . . . S. Aytlor v~cecornittssa. . . ', AAlfrcd f-ttchard, ed., Churres ef dc>rrdmantsputdr servir ti I%istuirr de f 'abbayt*de St 4Wirixjcent, Archlves Hrstorlques du Poitou, Ih, 1886, 106-7. Z9 Ansclme cic Salnte Marie, Histor'reglnialogiq~~e et chrarzulqqtqtre df la njarson ruyale de France, 3rd ed., Pans 1726, I!, 716. Anselrne ctalrns to have taken rhls reference from William of Jumiegcs, Gestit, Book V, Chapter XXIX, but this is an error. William In fact mtc"x1trunshere the marriage uf the second daughter of R~chardIf to Count UaIdwtn (IV} of Flar~dersbut he does not name that daughter in this o r any other passage In any a f t h e three publ~shcdeditions of hls hlsrory. I have not yct been able to find the fourcc of tltnsclmc\ inf~rmatronfor the namc Eleanor yet I am convirlced that he could not 2B
l"fte
Participation
OJAquitarltiatls
in the
Corlgtrclsr
o_f^ En'glnrld 1 0 6 6 1 1 0 0
9
this, 1 believe that the two women callled Ainor, that is, the daughter of Duke Richard 11 and the Viscountess of Thouars, are one and the same person and that her marriage with Geofiey united the two fanlilies of Thotlars and Normandy. This would niean that Viscotirltess Aillar was the sister of Robert who later becanre Duke of Normrandy and was the father of William the Conqueror. By this marriage William the Conqueror and Airneri of -Plnouars would thus havc been first cousins, Richard 11 of Normandy would havc bcen the grandfather of both, whereas Richard" ssister Emma, Queen of England, first through Ethelred, then through Canutc, would have been their great aunt. FinaIly Airneri. would have bccn, Just as was William the Cortqueror, a first cousin or~ceremovcd of Edward the Confessor of England. (See p. 10.) A blood relationship of this kind with William the Conqueror nlight then explain why Vlrilliarl~af Poitiers paid such close attention to Aimeri of Thouars in his chrorlicle and in the fight of it Aimeri's pprescncc in WilXiarn" army in the autumn of 1066 would take on a difkrent c o n r p l c ~ i o n .Alongside ~~ other consideratioxlis which may havc influerlccd the Viscount to join the expedition may now be put those of kinship and krnily loyalty. What Williarzr the Conqueror peraivcd as an iqustice and diskonour at being deprived of what he thought was Icgitimatcly his, 11amely the English throne, might well have been scnscd almost as personally by the Viscount hinlselt: Aimcri of Thsuars>speech in the I3ecemhcr 1066 London council urging Willian~to have himself crowned without delay may rlow also be seen in a somewhat differerst light.3qn addition to Airneri" advice being that of a non-Normm, hence presumably impartial observer, there is also the posssbility that William of f3oiticrs wanted to record the support of someclne who was also a close kinsman of the X>ulire. Ainieri" swords to the effect that defiberations then underwi~ayshould not bc dragged out any longer may well have hccn his actual sentiments at the time, Thus while explicit proof of a marriage is iaeking, the Gct that not just onc but two unusual and previously tinaetestcd fen~ininenames, Cunnor and Ainor, taken by wonlen in the family of the Dukes of Normandy, also bcgirl to be given in the fanlily of the V~SCOUII~S of Thouars, points almost irresistibly to that conclusioxi. Which conclusion itself inlmediatcly raises another question - what interest could these two famitics have had in a x-xtarnagealliance at this time? 111the search for an answer to this the discussiot.1must turn to a people in which both thcrl had a11 interest - thc Vikings. The cxgansiotl of thc Vikings into northwestern Europe in the ninth arid have 111ventcd ~ t Nor . have X been able to vtrzfy the story of the n ~ a r r ~ a gtoe Batdw~nthrough modenz h~stortansof the counts of Flarzdcrs. Thc search far rhc answers to a nunibcr of questtons regdrdrng this Airlor, as we11 3s to the name Airlor ttscIf, 11as become a complicated and fmsrratrng but alscs t'dsclnating one for on it. hangs a story of cor~srdcrablerlzterest. This viscountess Alrror IS thc carltesr known &male ancestor of Eleanor of Ayulra~neand a also the first person I have f'our~d beznng what was to become a famous narne in r~sed~eval hntory. I am prepartng a study on the subject. 3U PVllllan~of POICIC~S' fatlure to describe A~r-nenof Thouars as a couslri o f the Conqueror 1s nut a dcc~stveobj-rjecnot~to eh~shypothesrs. Elscurhere In h ~ history s hc frequently tratnes both close and cilsrant relatives of the I>uke without- tr~formrng h ~ sreader of the fact. Exanzples: Rcagcr of Montgcrn-tery, hts first cousm (GG, 52-31. Hugh, bishop o f Lmleux, h ~ second s cousin (GG, 136.43) arc4 Kobcrc of Mortain, his half brother, (GG, 148-9). "'he Ldt-nl text 1s In ~ l o t c5 dbove.
tenth centuries had far reaching consequences ffor relations betwcm northcm Neustria and northern Aquitaitle, in large part because both regions were prime targets for sustained raids, invasions and settlement^,^^ The rise of the new Viking-Frankish state of Normandy after 911, accompanied by massive Norse settlements there, is of coursc well known, but Viking raiders also had a profsund impact on the population of western C a d from Brittany south to the northern coasts of Aquitaine, especially around Nantcs at the mouth of the Loire and in western or Bas-Poitou (the present day department of the Vendee). Although they did not succeed in establishing a new state comparable to the Duchy of Normandy, Vikings raided, settled down temporarily on at least one occasion, and drastically disrupted life in Bas-Poitou during the height of their marauding activity in the ninth century. And their raids, though decreased in frequency and irltensity thereafter, continued until the early eleventh. century. In addition to destruction and widespread depopulation the Viking inmrsions brought about a fundamental restructuring of political forces in maritime Poitou with one outstanding development of the later tcr~thand eleventh cmtuies beirlg the rise of a new territorial power, the Viscounts of Thouars. Profitting from the remoteness and hence weakness of the nominal rulers of the region, the Counts of Poitou in Poitiers, successive generations of this family gradually extended their ruZe into much of the vast area of western Poitou left ddeastated and disorganised by the Viking invasions,33 n o u g h initially violent and destructive, the Viking raids actually promoted relations between Poitou and Normandy in the long run. T o begin with this res~xltcdfrom the fact that the sarlle Horse and Danish Vikings who invaded Normandy also invaded Bas-Poitou, and, furthermore, they maintained contacts with one another after settling down in their newly conquered te~itories. In all probability thc Vikings of Bas-t30itou used Nornzanhy as a base of operations and returned there afccrwards. in any casc the Dukes of Normandy had close cantacts with the Viking raiders of Bas-Poitou long after they thcmseives had abandoned their earlier violent way of life and organised a stable government in their duchy. Nothing could den~cbnstratethis more clearly than the fact that around the year 1OOO thc Aquitanian Visount of Limoges. possibly t h o u g h the nzcdiatiorl of his lord, thc Count wf Poitou-Dulic of Aquiraine, turned to Duke Richard II of Normandy to obtain the release of his wife. From Adernar of Chabanncs w c learn that the Viscountess of limoges had beer1 taken away bacr9ss the sea' by VVikings and held hostage for three years after being captured and abducted in a surprise raid while she was on the Poitevin coast,34The abducters in this case were obviously either Normans 3 q u c ~ e Mussrt, x~ L,PS i 1 i t J a ~ t o t tI,c ~ . rerortd ~sscxutcopltut* /'littr-ol~e C / J Y ~ ' I ~ L * N I IC'IIe P - Xle si$c/es, Parrs 1965, 107-46. Marcel C;araud, X~cslncilrsions dcs Nom~aridsen Poirou et leurs consfqurncrcss'. Retitre Hisroriq~r,1937, 241-68. j3 Garaud, Yncursions" 241-68. 34 r , . Hlr d~ehus v~cecomtt~ssaLcrnovzrac Einrna area fesavrtatem Apostolontnl ct sar~ctl Mdrtralis oraturn ~lbiltad Sanctum MichaeIurn Flcremurn, ct rloctu ibi a Normannis capt~vata,per trcs d n n ~ emf s trans 11iare est rercnra, Ex thesauro Sar~ctrMarrlal~s~xlfrnlraaurl cr argella ponder& pro rtdc*rnpnone q u s data sum, srmulyue lrrlago aured sanctt arcbangcli, et aIia cop~osaiomamcnra, yuae ornnia Norrnann~aukrcrrccs, nlcntlta fide, mulzercm r-roat rcciididsrurtc, Jonec post rrtultos dies IZtcltarJus, cortles Rotamagcns~r,can1 mgtnro%cpcr legaros ultran-ranr~rtsadynlrcrst ct v ~ r osuo Wldont f~bcrarrtrcdcicrct . . .', AAdemar de Chabanncs, C:llrotrrgtc~, cd. Jules Chavanon, lfarls 1897,
12
Angl~-~%~t?r~tnur Studies I X
from Normandy or Vikings who had sailed from bases in that province thus placing l3uke Richard in a position to negotiate for their prisoner. The location of Thouars far inland from the sea might well encourage scqticism about contacts between the Viscounts and Vikirlg raiders, but there can be no doubt of it. The Vikings struck hard right into parts of central France including the Thotlars region by means of one vital artery, the Loire river, and Thotlars is situated on a navigable tributary, the Thouet, only thirty kilometres away. The fiercest of these attacks came in the ninth century, driving ahead of them no small number of monks Ilming their abbeys and taking with them their patrods relics for safety, hut the Vikings' presence continued until well into the eleventh century. A tradition presumably of ancient origin which lingered until the seventeenth century in Thouars, and which is unverifiable today, maintained that Saint Laon, the patron saint of an abbey of Augustinian canons bunded in Thouars in 1107, was the same person as the Norman Saint Lo rtf C ~ u t a n c e sAccording .~~ to this story the occasion h r the fourlding of S a i Laon ~ was thc rediscovery in the mid-eleventh cerlcury of the relics of Saint Lo in a tomb near Thouars where they had been buried after having been brought h e r e in the ninth century to protect them from Viking assaults in the Coutances region. Kegardlcss of its accuracy about Saint t a m and Norn~atldythis story highlights the one geographical fact which is esscrltiaX to understanding how arld why the two otherwise rctrrlote regions of Normandy and the TZ-touarsais could have n~aintainedrelations ovcr such a long period. 1 am rckrring to the Loire river and the n~aritimeroute linking the two regions. Had it nclt been f i r the Loins- and the sea route it is difficult to believe that their ruters and their monastic houses would cvcr have had any rnore than the rnost casual contacts, for the overland route was ovcr three hundred kilometres thruugh often hostile territory. That Viscount Ainneri in fact took the sea rottce when he made his tripeto England is shown by the chronicler of Chaise-le-viconltc"s use of the verb "ransire' - to cross over (the sea).3s Firmer evidence of Vikings in the Thsuars region comes from personal names prevalent there at this time. The name Worman' ww uncommon ir-t eleventh and twelfth century Poitau yet charters of Saint Laon of Thouars show that at least seven different men hearing this name lived in Thouars arld its surrounding region in. the early twelfth century, a much greater conccr~trationthan I have found anywhere else in the p r o ~ i n c e . 'The ~ same charters also tun1 up a man in
166417. Another cxampte of a Viking abduction at dpprcwx"mately the same tlrrir IS canrair~cd~n a Lat~npoenr of an early eleventh-ce~rcuryNornlan poct, Garn~erof Kouen. In thzs tnstance an Ir~sh poet and hrs wife were taken sapt~veln Ireland then sold as slaves in Corhrldgc on Tyns In Northurnbna. As a result of thc safe the two were separated hut- the husbat~dlater ~OLIIIJ his w ~ f c Ilvlng ahvc near Rousn. Ic 1s conceivahlc that Errma of X,~mogeswas also taken to northcnt Ellgland Z ~ F Cher ~ capture, for Adkrzlar reports that I3uke IZ~cttardof Norn~dndywnt messengerc over the sea to garn her freedom* Cln C;am~erof Kouen see Luszen Mursct., 'Lc satlristc (;arn~crde Kotrcri et son rnlllcu, dkbur dc. Xlc u k l c ' , R~ijuuJ ~ Moyrn I Age Catzn, X, 1954, 250-51. 35 O n t h ~ story s see E . 4 . I%geon, C i r s des ~ n f r t chi t ~ drochc dr. C:crutnrtcus er Avr6ztihr.s izrst7c /curs utfes arrciens en latrn ef en lan4quemtrranr, Avrancher 1892, I, 14-54>;149, norc 3. ' 9 ~ c crmte 8h ahave. 37 H U ~ U C Imbert, S eif., CJavrriiatrt* Ikbhltnye tit* Snmt-Lnorr dr T/zl?tiar~jMC.molrer dc la Soc16tE LIC statatlque, sciences, lrttrer et a r t d e r Llcux-Sivrcc), 1876, 2-3, i 1-12, 14, 13, 18, 38-9,35, 35, 39, 40-1, 41-2, 43, 45-6, 56, d t p
T h e I""avticipation4 Aguitaniat?s in the Got~guesto j l'lzgfaud 1066- 1100
13
Thouars called Torstaxl, a classic Scandinavian name," The name A\'omcanrzus meant literally Norseman, or nartkn~an,but contemporaries also used the tern1 as a collective to designate Scandinavians in general, op, as would be the casc today, Vikings Just how the name should be interpreted hcre is not unequivocally clear. It appears to havc bcen a baptismal name, hut it could also havc bcen a. cognomen or nickname attributed late in life, as in the case a f one F~dlcac~~qnomento hrovmat.xnus- Fulco the Norman. Did it identify the bearer as bcing of Norse descent? I am not certain of that except in olale instance, a rnorlk of Saint Florent of Saunlur in 11.52 caXled Ct-rillefmtrsNomankenn - William af Norse race or birth.39 NonetheIess 'fcJorman5 was not an ancient native Germanic personal name but was introduced into western Europe only in the later eighth century at the time of thc first Viking invasions and was thus clearly associated with the Vifcing~.~' The high itlcldence of the nante in Tkouars as late as the twelfth century clearly poirlts to the fact that Normans had once congregated in the town even if they had been assimilated by this time. Their vulnerability to Viking raids along the enormously long and exposed frontiers of thcir lands meant that the Viscounts of n o u a r s had a vital interest in coming to terms with the Morthmext - both with those already resident and with thcir fcllnw raiders who might descend unannounced and unexpected in the future. This Ieads directly back to the Dukes of Normandy. For, as seen earlier in thc Kidnappirlg of Ehc Viscountess of Limoges ca. IWl along the Poitevin mast, the I h k c of Normandy, Richard If, was in a position to negotiate fbr hcr release through his contacts with and influence over the Viking pirates who were operating out of bases in Normandy.*This consideration may well shed Xlght on the exchange of estates referred to earlier by the abbcys of Bourgucil and Jun1iii.g~~. Xt will bc mcalled that in 1012 the two abbeys agreed to exchange the estates which each held in the other's province and that three territorial princes, thc Dukes of Normandy and Poitou and the Viscount of Thouars, attended the charter ceremony at jumiegcs which condudcd the affair, Was their attendance here simply a matter of rulers overseci~~g an exchange b e t w c a ~two monastcrics ir~volvingIands under their rule, or might they not have had a xltore personal interest in the transaction? The latter is certainly true in the casc of Richard Xif of Nornlandy, who, with his mothct-, the duchess Gunnor, was the moving force in this affair. These two haid a more than casual interest in seeing t h e ~ rabbey of Junrieges acqtxire the neighbouring estate of tonguevillc from chc abbey of Bourgueil, for, as the scribe of the charter cxplair~s,that estate had originally been part of the fart-rily patrimony of the 1)ukes of Norn~andybefore bcing alienated as a marriage dowry to a daughter of an earlier genera ti or^."^ Thus the transfer of longucvillc to their favoured and nearby abbey of J m ~ i e g e samotlntcd in effect to the recovery of 3 long lost family property. Could the presence of Viscount Ralph of Tllouars at the transacriorr indicate that he played a role in bringing about this rcstitutior2 I
" Xnrbcrt., C:artl-rlcrtrt. ,Satnl-l,rwr~, 18-2if. t'aul Marchegay, cd., Ciznrtr>s p~aifetvrtt's t i e 4 ' ~ f i h a y i . tic Sarrrt-Fi"larip~~tpr?s -Sa~t~ztcr,Archlvcs H t ~ t o r ~ q u du c s IJoteou, 11, 1W73, 80. Ernsr FBrstcnlann, Aftlrr~rlrrf~lttiiIte~~ ?;nmerrhurlt. I. t-)r.rsc~rretinrt~t~t~~i. 1%3(K), No, 1171. Thc cdrfrest examptc.., atsd by Fiirstcnlartn date frorn 767, 7'79, ctc, "' SCL"notc 34 abovc. 4Z Vcnncr, C:/2:lzur-trs r f t *[~rttii&c'-c, 1, 18. 3"
think it likely. What ntight he have doncMnowing both the nlonks of Bourgueil whose abbey lay about sixty kilometres from Thouars, and the monks ofJurniPges at Tourtenay just ten kilometrcs away (and where he himself held land), and l e m i n g of the desire of Richard I1 to regain a long lost part of his family patrimony for JumiGges, he could have proposed the exchangc then used his influence to have it accepted and put into effect, In the process he wauld have gained the friendship and favour of Richard of Normandy. And the favour and friendship of the Duke a f Normandy may well have been highly desirable to the Viscount ofThouars at this tirne, given both the seriousness of the Viking problcnl and the influer~ceof the former over those people, From the perspective of l>uke Richard, a friendship with the filler of a substantial Aquitanian state below the Loire could also have looked desirable, Recent studies have shown that it was precisely at this tirne that Richard I1 was seeking to dissociate his rule and his duchy from its unruly, pagan Scandinavian p a t and to fegirimise his authority through alliances with neigbbouring Frankish princes.*j A friendship, agreement, or alliance with the Viscounts of Tholrars would have been quite consistent with this policy. So aZso would a marriage between the two families. In all Richard If married three sisters and one daughter to the heirs of ncighbouring duchies, counties and kinghrns, so the marriage of still another daughter to a northwestern Aquitaine prince like the Viscount of Thouars would simply represent an extension of that policy to a new region further to thc south. The two families of Thouars and Normandy may not have been aware of it at the time but their alliance would take on a new significance sanie fifty years later in the middle a f the eleventh century when it becanle increasingly clear that both had a common and dangerous enemy, the Count of Anjou. fn his 1964 biography of the Conqueror, 2). C Douglas empftasised the care and sklll with which Willlam undertook ta preparc f i r his English undertaking by winning friends and neutrafising potential foes through marriage, wars and alliances. T o the west and south, Brittany and Anjou posed the most ierious threat to Norman policy, located as they were along vulnerable Norman frontiers, Using the border county of Maine as an advance base, Count Geoffrey Martcl of A1-tjou had indeed twice mounted invasions of Normandy in the 1050s with the aid s f King Henry I of France. Between 1062 and IC)M William countered this menace by invading and occupying Maine thus depriving the Count of hnjou of his earlier base of operation and strengthening his o m southern frontier. Then in 1064 he invaded Brittany in support of a Breton rebellion against Count Conon, and in efkct, lessened the danger on his Breton western flank by leaving the government of the Count weakened and divided."* Having Aimeri of Thouars as a kinsman and ally enabled WiIliani to count on the support of t k most powerful prince of northwestern Ayuitaine whose lands bordered on much of the southern linzits of the county of Anjou. William Ehe Gonqucror now controlled or had friends in provinces on three sides ofthe Count of Anjou: in Maine to the north, Brittany to the west and western Poitou to the south, Hcnri Prentout, 'Le rcgne de Rlchard X I I>uc de Norrnand~eYJ41027. Son importance dans I'hrstoire" ,'Memoires dr I'Acadetnre r?atronnle dts siierzccs, arts, et belles i~rttresde &en, I I . ~ . , V, 192). 57-104, especially 72. 44 13. 6 . I3ougIas. William the Gt~qtrevor.T h e ,Yorv1.)72anItnpart on Etqgland, Berkeley I%&, 159-80,
43
Aimeri of Thouars would certainly have viewed the Count of Arijou in nruch the same way as did the f2uk.eof Normandy. The Angevin count threaterzed the security of his own northern borders especially in late 1050s and early 10)t"jOs when the two went to war on at least two ~ccasions.~* The surviving sources are too fragmentary however, to permit a coherent picture of the relations bemeen the two in the years immediately before ilM6 and thus to know whether their enmity had anything directly to do with Viscount kimeri's support of the Norman campaign in that year. This section of my paper began with the questiorr as to whether Airneri of Thouars' preserrce in the Narrnan army at Wastings was an act of essentially temporary and personal collaboration between two princes which could be explained satisfactorily by their mutual desires for knights on the one hand and booty on the other, O r whether it had any broader palltical significance reaching beyond the two nien immediately involved, Even though the available sources are frustratingly incomplete, still enough sumives to establish several key points with virtual certainty. Far from the 1066 campaign being a first mecrting, the two f'amilies had known one another since at least the begixlning of the eleventh century. They met then, if not earlier, because people from their two regions had long been in direct contact afong the Loire river-sea route around Brittany, first on a monastic basis and then, since the tenth cenruv, through their dealings with Scandinavian invaders and settlers. Their common interests led to the intermarriage ofthe two ruling families early in the eleventh century, and vvhrlrt-as the immediate reasons for Viscount Aimeri's support of William in England in 1066 elude us today, the possibility must be reckoned with that this was in part an act of fanlily loyalty: one cousin helping another in his V ~ I I ~ UtoP gain ~ a crown. Thus far this account has focussed mtirely on a single man but William of fbitiers wrote pointedly on three scparate occasions of Aquiranians in the plural, that is, as a group in which Aimeri of Thouars was only the most prominent. This necessitates asking chc same questions about. the Aquttanians collectively as was done earlier about Viscount Airneri. Is William" asscrtion accurate, and, if so, how numerous were they, who were they, why wcrc they there and what was their role at Hastings and afterwards? As was noted previously in the case of Aimeri of Thouars, no other contemporary souree confirms the presmce of arry Aquitanians at Hastings, but two later A n g l e Norman writers, Ordcric and Wace, do, and although both knew the work of William of Poitiers they did not borrow blindly from him. Both diverage slightly in stating that it was specifically Poitevins, not just Aquitanians in general, who joined William's forces, and Wacr breaks down the Aquitanian contingent even Further into E'oitevins and Thouarsais - men of the vismunty of T b o ~ a r s ,They " ~ could have taken these additional details from other unktlown, and now lost, written accounts or from oral tradition circulating at the court of Henry 11 and Eleanor in the later twelfth century. That these details may have come froal oral tradition does not automatically invalidate them as hismrical evidence in the view of Matthew Bennett who maintains that people may well C3n rclattons betwen Ai~xieriof Tkouars and the Count of A q o u before f(f(iti sce Martmdafe, 'Airneri o f Thoudrs', 23M1, 46 CJrderic, 11, 14.1-5; Wacc, 11, lrnes 7h.5742, 8tM. 45
have preserved accurate memorics of earlier Gmily members who fought at [-lastings and have passed them on by word of r ~ f o u t hAt , ~ ~the very least the accounts of Wace and Orderic show that, however accurate they nlay have b e a ~ in detail, thc notion of an Aquitanian, spccificatly Poitevin and Tllouarsais, contribution to the ir~vasionforce was very much alive in high circles a centuy later in England, Normandy and Aquitaine. Readers of the day obviously found nothing inherently implausibie in these stories and that h c t alone speaks for their credibility ever1 without the contemporary tes tinlo11y of Williarrt of Poiticrs, Ayuitanian sources themselves offer almost rro information on the presence of Aquitaniaxls at Hastings, As poir~ted out earlier the late eleventh-cer~tuq westertt f30itcvin chroniclc of the priory of Chaise-le-viconlte mentioned in passing two trips of Viscaunt Aimeri to England but the author gives no So far f can particutars about them and makes n o reference to the determille only five other historiarls from the erltire duchy of Aquitaine tnadc refcrcnce to the events of 1066 in Erlgland and their accounts an: with one exception very brief and gcn~rral,~' Moreover three of them were writi~lglong after the fact in the later twelfth century and cannot thus be considered independerir observers. Only two annalists paused to take note OF the everzt more o r less at the time, The first, a monk of St F'lorent of Saurnur on the soutlz bank of the Loire close to Thouars, wrote succinctly in his entry for 1M, WilXianz I3ukc of Nornlandy conquered E~lgland. A tcrrlfying comet a~peared'.~'That someone at Saumur should have mentioned the Conquest if only briefly i s perhaps not surprising far that town lies nn the Loire on the way to the sea route to Normandy and Exlgland. Several different Angcvirz rnor~astic chroniclers from the northern side of the Loire also took note of the i n ~ a s i o n . ~ " Moreover, as pointed out earficr, St Florenr of Saurnur also had close relations with the Viscounts of Thouars only thirty kilrzmctrcs ta the south: in fact this same chronicle which called atrenticrn to the Conyttest also rernarked on the death of Viscount Airneri in But it is the entry of the Poitevin chronicler of St Maixent which nlerits close attentian. He writes:
In the ycar 1066 a comet appeared, William the Courzt, son of the aforesaid Robert Count of Normandy, crossed the sea axrd warred with Harold psedo-king of thc English whom he conquewd together with the latter's people and E-zc acquired their country, Xt is said that his army counted Zrl.,O(;tO men. This happened on the 2nd of the Edes of October and he built 47 Matthew Bcrlinctr, 'ft"e>erry as History? The Roman de Rou o f Wace as a Source far the Nornlan Conquest', antr, V, 1982, 21-39. 48 See rlores 7 and 8 abovc h r the Latln texts. 49 The three twttfc11-century accounts arc R~cbardthe Po~tevin,Cjzrnntclt., in Bouquet, Kemeii des P.lrrrctriens de Ia C;atgle et de fa Fvlrrzct., IX, 2%; C;caffrol dc Vigco~s, <:hrorlrqi(a, 111 f%hltrpgc X ~ b b t?w"Vt~u , Bihltotlzeca, 11, 83; C/tvotttqtdtrs dr Snr~rt-,Zfarrral Lirnogtas, X-f. I>uples-Aglcr, ed., Paris 2874, 48, '(;unlelmus dux Normannlae Angltarr~ ccz-tlyulslvit', 13aul Marhegay, Emile Mahillc, eds, C:hrotziques a"ejGqtktlpj8'd4nj0u, Parrs 1869, 189. T h ~ IS s the Breve C3.rroniculr Satrcrj F10rt~"nftk SU~~UY~NSIS. " Marcliegay, Mab~lle,Ctlronrquei At?ji~u,The Ct-tranlclc of Salrlc A u b ~ nof Angers, 26; The chronicle of Renartd archdeacon of Anger<, 11 Fours Hdlphcn, ed., lilcrr.cerl d'arinales atl
an abbey in honour of St Martin where the battle took place, He also built another a b e y for monks in honour of St Stephen in C2atlnaS3 Pn other words the author not only conveys the news of the Norman victory but takes care to add a number of other details such as the exact date of the battle, the reputed size of William" army, the name of William's father and the names af two of his monastic foundations aftcmards, Furthermore his is a, partisan not neutral description of the evctlt: Harold was a false, not a legitimate kitlg. O u r writer had no douhts about the justicc of the Norman cause. Neag1-e as it is in contrast with the well. known Norman and English accounts of the Conquest, the St Maixent version nevertheless stands alone among the surviving descriptions from Aquitaine and the Loire region in giving these details. And aside from the pro-Norman bias the author" data are accurate; in fact it has been claimed that the St Maixcnt estimate of 14,(XX) men may conle closer to the actual size of the Norrnan army than any other account available today.54 The unusual features of the St Maixent accwrlt prompr the question as to where and how the author, writing at an abbey so far removed from the events, got his information. of rncdicvaj historians causes one Familiarity with the working tcch~~iqucs to assume tkat the chronicler borrowed from other authors. The French editor o f the 1979 edition of the chronicle has indeed identified the written sources f i r much of the information in it but he leaves untouched the question of the origirl of the details about Wastings," Given its clear anti-English bias it would seem certain that the informatiox-r came from a Norman source or from sameonc sympathetic to the Nornzan cause, Even though the entry for 1CM is arlnalistk in style, thus implying that it was written contemparaneously with the events in question, the entire chronicle in its present form was finished and copied shortly after 1126 or 60 years later," Consequently individual passagcs could have been added a r reworked later and the author could have benefitted from books not available immediately after Mastings. Yct if he has indeed burrowcd from Norman or pro-Norman written sourccs this fact has escaped all editors and commentators up to the present. In any case no writterl source of any kind known today supplied the one piece of information which is unique to the chronicle, namely, the report tkat there were 14,CHX) men in the Conqueror" army. This leads to the surmise that at feast some of the Hastings information came from oral accounts. These could have been brought by St Maixent monks rcturIling from trips away from the abbey, or by strangers passirlg through and stopping to visit. Or by local people from the surrounding region . . MLVI Stella carrzetcs apparurt. Wtllelrnus cornes, fillus Koberti suprad~crz cornltis Norfnan~~iac, trartslens nlarc c o n f l ~ x cum ~ t A~raudo,pseudo rcge Anglorurn, quelrl devrclr mrn ~psa gencc ct rcrram car~dernIn suam ditionen~rcceptt. Ferrur trabu~ssern exercito suo quatuordeclrn miltla horninurn, Furtqrte ~n mer-tse octobre pr~dic~ d u s~psiusrncnsls, et fetit ibl nonasterlurn ubl bctlum fuit in honore Sancti Martini monachorurrz. Aliud ~ U C ) Y / U ( IC O ~ S ~ I J~~UI SI S Iln~ honore Sanct~ Stephan~Gadaml, ct tbl nlonacfios leerum ptr.;rnrn,Jean Verdon, ed., fJ/zvontqt-red~ Sairrt-.%laixt.nt 751-11411, Parls 1979, 1136-7'. 54 Bcrrlard Bachrach, " On the orrglns of Wlfllarn the Cortqucror'r Horse Transports', TeiIzttology iznd Cirltrrrt~,26, 1985, 505 2nd note 3. " V m i a n , (Xronrqcte Srzttrt lWixctzt, x-xlx, '"Vcrdon, Cllrvorttqwe Saint .;Maixcrrr, vnl-rx. 5".
18
Anglo-Norman Sttidia IX
returning home. So far as it is known today the abbey had no landed holdings or personal ties with either Normandy or England. Although far inland in central Poitou the abbey is situand on a navigable river, the S2vre-Niortaise, which flows into the Atlantic on the southwestern f20itevin coast and news of the conquest of England could have come up this waterway. Who might have brought it! One possibility might have been knights from the surrounding countryside returning from the cmpaign. The report about the size of the army, 'It is said that his army counted 24,{M0men', sounds as if it had cornc directly from a participant. The chronicler has merely reworded slightly so as to disclaim any responsibility far its accuracy. Vet I am disinclined to think that it would have been someone from the St Maixent region since in that case the writer would surely have taken pride in stressing the region" contribution to the great victory. But he in fact was silent on that score. On the other hand he was clearly more than casually interested in and well informed about tbct Hastings campaign. It is not impossible that, once again, the Viscount of Thouars himself, or a member of his family, or one of his knights supplied the information. There are hints that the abbey may have had personal connections with the Viscount's fanlily in Thouars sixty-two kilometres h r n St Maixent. It certainly had had in the early tenth century when one of its abbots had been a brother of the Viscount." Then there is the abbot himself in 1M6: he bore the name Aimrri, the single most prominent name taken by the Viscounts from the tenth through the twelfth ~ e n t u n c sIn . ~his ~ case, however, lack of information obscures the identific~ionof his family. It is also curiaus that a St Maixent monk drawing up ;z charter in 1lXiCi was the only person anywhere to record a mysterious captivity of Viscount Aimeri in that year. Aimeri's release seemed so noteworthy to this monk that he entered it along with news about the Duke of Aquitaine in the dating clause af a charter which appears to have nothing to do with either man. 'These things happened in the year 1066 in which first the Duke of the Paitevins, Guido, went on a pilgrimage to Rome, and the Viscount Airneri left his CLtpti~ity.'~This notation suggats that either the monk or his abbey, had more than just idle interest in Viscount Rimeri at the time, just as the chronider of the same ahbcy seems to have had a more than idle interest in news of the Conquest OE England at the same time, but: whether there is any corznection between thc two remains a matter of speculation. Findly there is thc chronicle" blatant pro-Norman partiality, a partiality morrovcr which is found in no other Aquitainian or Loire valley chrorticle, which pictures Harold as a Eafse king. This is precisely the sort of jdgernent to be expected from ssmmne such as the Conqueror who thinks be has been cheated of what belonged to him by blood right. No one in Poirou would have been in a k t t e r position to share and express such sentiments than the Viscount of Thouars if he was in fact related to both Edward the Confessor and William the Conqueror as advanced above, The reactions of Aquitanian writers as a group to the Norntaxl C o n q ~ c scall t
'' Alfred Richard, Chartts Saint Maixent,
I, lxzv. Richard, Chnrres Saint 12.1uixrat,Ixxv-vi. Ricfiard here tentatively ~dent~fies this abbot Ammeri with a noble family of the locat region but his evidence 1s n06 convincing. gp '. . . hec alltern acta sunt arrrzo quo prlnzunl adlit dux Pictavurtxrr-t Wido peregrztlas paxtes Konle quo exiir de sua captlont- Airnericus vlcccorr~cs. . .', R~chard,Cizartrs Saitzr ,?iIaixenr, I, 1%. 58
for several conlments. That most said nothing about it i~~dicates either that they knew nothing about it or, rnorc likely, that they considered it a localiscd affair with no consequences for their own regions hence they took no interest in it and passed over it in silence. That the only contemporaries to n~entionit were Poitevins, brings the discussion back to the assertiorls of Orderic and Wace in the twelfth century that it was Poitevins and men of the Thouarsais who fought with W i l l i m at Hastings. None of tke Poitevin writers confims these statements, unless the two trips of Viscount Airneri were connected with the Conquest, yet it is quite possible that Poitevin awareness of Hastings resulted from local participation even if this is not explicitly mentioned. Still there is no ignoring or minimising the silence of the Poitevin sources on the entire question, This must mean that such participation was at best very limited and involved such a scattering of men that it seemed inmnsquential to those who did not go, I can think of only one archival discovery which might alter this canclusion - the recovery of the lust folios of the first three quarters of the cfiroxricle of Chaise-le-Vicomte, Just as the chronicle of St Maixent is in part a chronicle of the activities of the Counts of Voitou who occupy a central position in its pages, so the chronicle of Cfiaise-le-Vimrnte celebrated mainly the deeds of its founder and benefactor, Viscount Airneri of Thouars. If, as VVae ciairns, it was mainly men of the nouarsais who fought for Viscount Aimeri at Hastings, it could well be that those last folios recorded their deeds in ample detail. The silence of the chronicle of St Maixent would then be seen in truer perspective. The prominence of Aimeri of Thouars in the Conqueror's army and in his inner council of advisors, as pictured by Wifliam of Poitiers, could well be relevant to the question of the size of the Aquirainian contingent in the army. Is it jikely that Willianl would have granted such a status to an individual alone? Further is it conceivable that a man of the stamre of the Viscount of 'Thauars wndd have gone to war anywhertt without his customary following o f knights and vassals? Is it nor more plausible that Airncri" place in the council was a form of recognition for the size of the group of men he had succedcd in rercrulting and leading to Normandy? A sirxiilar question could be asked with regard to the Aquitanians William of Poitiers refers to in the plural. Would he have taken the trouble to single them out from the other nationalities present if they had numbered only a handful or s o w e seems to have employed the tern1 Agtritdni deliberately and not casually. He expressly refers to them before the batdc, then again after the coronation when he ordered Norman, Breton and Aquitanian knights to refrain from pillaging or looting.@ After this not a single further rekrencc, and I take this to mean that the Aquitanians were no longer in the army. The same consideration may indirectly shed light on the importance of thc Aquitanian role in thc battle itself, a sutsject which is otherwise completely obscure. When William includes Aimcri of Thouars as one of only ten distinguished men who he lists by name as having fclught at Battle, is he paying personal tribute to the Viscou~ltfor his r d e in the battle, or is he not rather acknowledging that the latter's Aquitanian contingen t made a sigt~ificantcontribution to the v i ~ t o r y ? ~ ' Tcxr ctced in note 6 T ~ xcltcd t in note
5 above. 5 abovc,
tcnatlcy. How he might have acquired this land remains a mystery nor is any thing heard oE him again. U y contrast one Pczitevin family did estataiish a lasting presence in Uorkshire by 1C190 if not earlier. At: that time two brothers, William and Roger, cack called the Poitevin (the latter not to be confused with the &maus Norman of the Montgomery family, Roger the Poitevin), held two srnalf lordships near f3ontefract: fron~the honour of the Norman Xlbert de Lacy.67T w o branches of this family survived well into the thirteenth century with its name angliclscd as Pei tevin, From ccrtairlty 1 turn to coltjecturc. An undertenant with land at Docking in Norfolk, one William of Partenai, may also have been a P ~ i t e v i n . ~Thc ' only other English piace n m e at the tinze which resembles this is Partney in Lincolnshire sonle seventy kilometres from Docking but the nanze William points to a French origin for this man. Very Likely this William came from a prominent Poitevin aristocratic Emily which commanded a large lordship called the Cgtine in central Poitou from their castle of Parth~nay.~'The spelling of the two placenames is virtually identical; moreover the ~ o i t e v i n lords uf Parthenay took the name William more frequently than any other in the eleventh and twell-fth centuries. Furthermore the lords of Parthenay were ncighbours and vassals of the Viscounts of Thouars in the eleventh century, thus could bc exprzcted to have received a call to service in Viscount Airncri's arnly i r ~1C166,70 A lesser tenant in Essex, Norfolk and Suffolk named Rainlond Girald may also have been a southern Frenchman though not necessarily an Aquitanian. J. H. Ruurld ferreted out this otherwise unknown and unidentified Rairnand after noticing that he was the only man so named in the i)B.71 Because of the frequency of Rainlond as a pcrsclrtal name in soutEzem France, Kourid speculated that he came fronl that part of the country. The Counts oF Toulousc., indeed, to mcntioxl only one well known southern French rzoblc Fanlily, favoured the name Rainiond but any connecrion between the two remains hypothetical at this time. The prospect of gaining new lands and settling in England proved attractive to monks as well as knights from Aquitaine. Sometime before 10% the Poitevin abbey of Charroux acquired Bardney priory and several neighbourirlg churches in Lincolnshire 2nd sent one of its monks, Ralph, as the first prior. It was a well known member of the Normm family of Mmtgonzery, Roger, who brought the monks of Charroux to B a r d n e ~ . ~Through ' his marriage with the heiress Aumode of the comital family of La Marche on the Eor referet~cesto sourccs and cliscu~slar~ scr W. E. 'FPJlght-man, The I ~ r I-'arn~ly y in Etzglatzd and ,Yc?rfnat~dy,CJxford 1966, 39. 442, a i ~ dpalrstm; 2nd Wtlliarn Farrer, Early hrkslntre Cizavtrn, Ed~nburgh1916, 111, 285-7; 235-6. 6Vl)omesday Bonk. i, Norfolk, 278b. 66 C;eorgc Becch, A Ktircll Socrery irr ."terfi~ttal Fr~znre. 7hr Cdttne t f f l S l i f ~ o t n~ the ~ e f r o ~ n t hand twe!/rif cefttflrrczs', Battjmort. 1964, 42-70. 70 Beech, Citrurc, 131-2. 7 1 J. t-f. Round, 'The Cl)rxgln of the htzgeraids" The Ancesr~?r:A Qrdarrevly Revrew ofCi7rrnty artd f2amtly Htsrory, Z%)t)l, 122. '' P~errede Monsabcrt, cd., C:ltartcrs ri doct4rnc~itspour serviw 2 lYjrsroire de I'uubbaye dt. Charro~x, Arclilves Hiscuriques du Poltou, XXXXX, 1910, 81, 11213, 125-26; J. F, A , Mason, 'Roger of Nor2tgcsmcry and hts sons 1067-1 14)2', TKf.1'3,5th ser, 13, 1963, f 7-18. 67
southern border of Poitou, Roger the Paitevin as he was called, became acquainted with thc nearby monks of Charroux and endowed them with lands he bad mceived in England after the Conquest. Ac approximately the same time two other members of the Montgomery Pamily, Roger" bbrthers Hugh and A d f , along with a third Norman named Ansgot, were instnlmental in donating lands and two priories at Quatfsrd in Shrspshire and BurweU in Lincalnshire to the Aqtlitanian abbey of La Sauve Najeure in the ffordcaux region. 73 Most important of aI1 were the four English priordes acquimd soon after the Conquest by the abbey of St Florent of Saunlur at Seley near Chichester, Sporle (Norfolk), Andaver (Winchester) and Monmouth in Herefordshire. Though located just inside Angcvin territory St Florent belonged more ro the Poitevin sphere of influence through its vast network of priarjes and estatcs in northern Aquitainc and the abbey itself was located in the diocese of Poitiers. The story of the English possessions of St Farent has yet to be written but for now it can be noted that this abbey, located on the Loire river, maintained close relations with both the Dt~kesof Normandy, particularly William the Conqueror, and the Viscouxzts of Thouars just to the south,74O f the abbots who ruled during the course of the eleventh centur). one came from Thouars and another, William (1070k-1118), from the Norman-Breton border region,7s There is no direct evidence for it but it is conceivable that William the Conqueror" English donations to St Ftorent around 1070 were related to the service of Aimeri of Thouars in his army in 1M. The Viscount of Thouars may have concluded that it would be inipossible to adniinister English lands successfully from his far-away Poitou but the monks of St Florent had no such doubrs. AL administrative oiganisation whereby the mother house governed its overseas lands through dcpcndcnr priories was closely feasible and worthwhile, particularly when the maritime route along the Loire facilitated cammunication with England. St Florent charters of the late eleventh century tvvicc refer to such trips, first to a, vlsit of Abbot William to Monmouth priory, then to a trip when Philip s f E-traiose 'crossed the sea [probably from Normandy not England in this case] to receive hospitajity in the abbey in poi to^"'^ Could it be thar the athewise unidentified trips of Viscount Airneri to England which were noted by the chronicle of Chaise-le-Vicornte, itself also a priory of St Florellt of Saumur, were in fact visits to the English priorics of St Florent? The letters of Lanfranc: and Anseln~give an example of another way in which a monastic network was extended from Poitiers to England after the Conquest, in this case by way of the Norman abbey of Sec. he^ reveal that a J.-P. Trabut-Cussac, Xcs possessions angla~sesdc t'abbaye de la Satrve Majeurc, Lc pr~curgde Burwell, Lilrc." B~lrllerlrlPItilolqqiqtte ei Hisrnriquc -jtdsgt.t92 11715. Gongrk Natlonaf des SociCte Savat~tcs,Bordeaux 19.57, Pars 1058, 13X-43, 74 Ilaul Marchegay, ed., C:/tartes ancietznes dtr prieuv4 At- i210nm~~rtl.r irt Attqleeewt*atr dincase dJHt-rdbrd mcmhrt*drr /"ahhayeb4n&dictitzede Sr Hormt pr2s Sairmur, Les Iiloches Uarltaud 18-79,1-35; and dent, Les pricur4s art'qIni3 de St Norerrr pris Sa14i~c4r,Les Roches Baritaud 18-79, 1-47. 75 MauTice Hamon, W n aspect de la recatlstsuction manastiyue dans I'Ouest die 1a France, Lcs rctatroris enere St Florenr de Saurrtur et ies abbaycs dc 1a toire nloymcte 95Ib2026 environ" Bulletirz I-hiiolqggue ei Hisrorigidc, Pans 1972, 87-94. Gallla Clzrisfiana, XIV, 629. 76 ', . . presence abbatc Sancti Florent~i q u ~ tunc temporss Manemudam vcncrar', Marchegay, Prietrrls ayqlnis, t 9-20; M~rchegay,(T=hatlosiVi?vrnancles, 42. 73
T h e hrticipa tion of Aguitaniarzs in the Conquest o j Erzgland 1066-11QQ
23
well known Poitevin n-iank and scholar, the abbot Renaud of St Cyprjal of Poitiers, carried on a correspondancc with Lanfrance when the latter was still prior of Bec, This continued when Lanfrallc became archbishop of Canterbury and then after the fatter's death, the Poitevin abbce exchanged letters with archbishop A r ~ s c l r n .It~ ~is possible that the establishment of this Poitier* Canterbury line of communication is related to the emigration of a Poitevin monk narxled Renaud de la Faye (from his village of origin in northern Poitsu, Faye-la-Vincuse) sometime in the lO"30s. Reginald of Canterbury, as he is commonly known in England, achieved considerable fame as a Latin poet in the first decades of the twelfth century and stands out above thc other Poitevin en~igrantsin his contribution to Anglo-Norman Engfand,7The occasion for Renaud's move to Engjand is unknown but it is conceivablr that the learned abbout Renrzud of St Cyprien had a hand in it, Ar-i admirer of both Lanfi-anc and Anselnr, thus in contact with monks and scholars in Canterbuq, he may have encouraged the younger man, whom he may have taught in the schools at: Poitiers, to further his nlonastic life and studies there. Xn addition to aristocratic and monastic carstacts and settlements, political relations begar1 to link the two ruling fanlilies in England and Poitou in the last decade of the eleventh century. The deaths of two determined enemies, Duke Guy-Gcofkey of Aquitainc in 1086 and King William I in 1087, brought new men to power, William EX (108G1126) the Troubadour, and William Rufus, and their reigrzs were marked by a notable improvement in their mutual r~latior7s.~~ After the dcath of William Rufus, William IX continued to rnaintain friendly ties with Hcriq X to whons, for instance, he entrusted the education of his second son Raymond, and there are other indications that in cooperation between the two fasted until thc death of the Duke af Aquitai~~e 1 126.80 X n the years bctween 10661100 England thus attracted a handful of Aqtlitanians as permanent settlers, monks in mnastie houses on the one hand, nobles as rural landholders 0x1the other. Some of the Latter may have come in the first wave at Hastings and never have returned honle aftemards, while others may have arrived later urlder circumstances which are obscure today. The monks came at the invitation of members of the conquering Norman aristocracy who financed monastic settle~nentswith donations from the estates they had received as a result of the Conquest. bl comparison with other non-Norman continentals the Aquitanians were very few in number. They counted in all five or six noble hn-xilies and six small monastic communities and there were probably a few other individual monks as Reginald of Canterbury who entered native English monastic houses. O n the other hand according to the I3uxnesday Book alone, twenty-one nobles from thc much sn~allerprovince of Flanders settled in many differat counties F. S. Sch~~litt, Sarictr Atrslrfntr CJAII~.Archiep, Opera Otnrrra, Edixlkurgh 1946, [XI,2~17-8.Lat~franc's Letters, 135-50. 78 For a survey of modern works on Reg~rtald+ec Lev1 R. Lmd, Rqgrnnld 4Cantcrhury. The I*itd Snrtctt 124~lc/zi,Uxbana Illino~s1942, 9-1 1 . 7" Order~c,X ,I 47-44, 108-12, E. A. Babcuck, A. C:. Krey, eds, E'illiam Archbishop oj* Tpre, A Htstnry r?fflrrdr i Z o r t t s bqotad the Sea, New Vork 1943, 11, 59. 77
whereas almost as many Bretons established themselves in Corr~wallalor~e,~' The larger numbers of the Flemings and Bretons doubtless reflect accrsratcly the greater participation of those peoples in the Conquest, though the much greater distance between England and Aquitaine may have reduced the percentage of Aquitanians settling in England, With the possible exceptions of Willim of Parthenay none of the Aquitanians appear to have come horn prominerzt fanlilies at home and their lands in England suggest that they remained men of lesser importance there. Aside from Hcrv& of Uour~esall werc undertenants with small holdings in a single location. It is probably not accidental that ~nainlymen of modest status should have made the move to England. Those with tittle to lose, such as for instance younger sons with no hope of inheriting family tar-rds, might have been willing to cut thcir ties kvith family and homeland and rescttlc in a strange land; thosc with sizable patrimonies in Aquitaine would have had less interest in taking chances, In spite of their relative1y obscure status most of the Ayuitainians are identifiable by place of origin either as individuals or through their monastic congregations, In both cases Poitevins equalled if they did not surpass those who canle from all the other Aquitanian counties combined. Whether they fought at Hastings or came only later, this is consistent with the assertions of Wace and Orderic that the men WiHiam of Poitiers call4 Aquitainians were in fact main1y Poitevins. In view of their minute numbers and social insignificarzce it is hardly surprising that the Aquitanian emigrants were aksorbed so completely as to leave virtually no trace of their presence in contcrnporary records. Only the poet Reginald of Canterbury cnjnyed a certain renown in English society and then only in the rarefied circles of monastic scholars. The other Aquitanians, however, presuntably stood out from their English neighbours not so much through superior wealth or power as through their distinctive language, customs, clothes and the like, This E think cxplalns why English writers such as the Domesday clerks took care to call them by their province or town o f origin - William the Poirevin, I-lerve of Mourgcs - even when they were nlen oE little repute or wbstance. Indeed the one significant accnnlplishment of rhc Aquitanians in England between 1C166 and 1IOO may have been to make the English better acquainted with the existence of places called Poitou and Aquitaine, As a result they can scarcely have been unknown as a peoplc in England when Eleanor of Aquitaine brought a new gmrlp of b i t w i n s with her to the Eriglish royal court in 1154.
X q o b e r tGeorge, 'The conerlbutron of FIanders to the Conyucst of England 14h5-86" Revtie Ifetqc de Phil~lo~qie et dfHistotre, V, 1926, 81-96; Pierre Elatres, 'Ides bretons e n Galies du 1Ie att 13e s~PcIe', ~Wkrnoirrrsde la Sonl;tf d ' h ~ s f o t ~ete dYnrchiult~,qie iie Bvetagne, XXXVX, 1956, 4 1 4 ; E. M, R, XD~tmas, "retan Sertlsrs in Cornwall after thc Norman Csnqcrmt'. Trizizsactrons oJ tlzt* Honotlnihle Sot-irry uf Cymn-rodorlun, 1977, 11-39.
STEREOTYPE NORMANS OLD FmNCH VERNACULAR LITERATUW* Matthew Ber~nett
EN Normandic a gctlt nluIt fiere, jo nc sai gerrt dc. tcl manicre, chevaliers sunt proz c. vailiant par totes terrcs coriqucrant. Se Nornlant onc ban chevetalgne n1ult fait a cricr~dreIor con~paignc sc i f nen ont dc sicgnor crieme que Ics destreigrlc c aprietne tost cn avra rnafvas servisc, Normarlt ne sunt proz saint justise foler c plaisicr les covle~rt se rcis soz picz coz tens les ticnt, e qui bien les defalt e paignc, dkcls povra fairc sa bcsoigne, Org~t'illossunt Norrxiant e ficr c. vantcr c boubancicr, coz tens Xes dcvreit I'm plaisier, kcr nlult sunt fort a justisier muIt a a faire e a pcliser Robert, qui dcit tcl gent gardcr. ' Wace, Le Ronznn cle Ratr, 111, 92 14-35
Xf this irnage a f the Nornlans as proud, restless warriors seems fan~iliar,this should not surprise us, Wace was an unashamed propagandist drawing on a wide rangc of Norman and Awto-Norman sources which chronided the establisfin~cx~t of Normarldy and the expcdxtians of expansion, By synthesising these views in the vernacular, did he intend to popularise them, to nlake them more accessible to a wider audience? For how Or were the inhabitants of Normarrdy, o r their descendants in their far-flung conquests, seen as possessitlg special virtues by observers in the eleventh to thirteenth ecnturics? R. H. C , Illavis has suggested that AYorrnnnirr;rs,a sense c l f racial and cult~tral self-identity, producir-tg a group with a txlissi(>nof conquest, was a myth.' Hc
* 1 would llkc to thank Nicholds EIoopcr h r ruggcsting this I C S C ~to 111~.Prof Ian Short. a i d S t n ~ o n [;aunt: for hetpzng me to find tt~smatcr~dlfor t h ~ spaper, 'Tl-ttr.,de\criptzon 1s vcry clr~sc.to C3rdcr~c,IV, Bk 7,83, a5 Iic~lJcnd~scusscs111 h ~ fntroducttcnz, s 3, 102. The .Yt?rnznns irnd rhcir ,2lyrlz, Lot~don,111?6,
identifies a process ofjustification after the event and image creation at its height in the middle of the twelfth century, This interpretation has been challenged by G. A , Laud, here at Battle, who cites examples of a self
Italy. This is, of course, a mid-thirteenth-century translation of h a t u s of Mante Cassino's history, originally written in Latin but no longer extarlt in that language. It is tficrefore difticult to assess how much of its celebration of Norn~anbehaviour comes from the original and how much is a product of its translation into the vernacular, for the Ystoire is strongly influenced in f o m and content by the epic tradition.' In addition there will be brief references to Ralph of Caen's Gestd Tancredi and the poem Dmco iVvrmarz~icrrs.Although these are not encompassed in this paper's title, they are both interesting sources for the creation of the idea of Normanitas; both have links with the vernacuXar tradition; and both have been relatively littLe studied,' Together with various passing references, proverbial and poetic, we have the corpus of material from which conclusions may be drawn, It must be admitted that it is not as balmced as might be wished. There is still a preponderance of material coming from sources clearly pro-Norman in character, making it difficult to stand back and set the Normans in the wider context of political and literary atdcudes c, 1 J O k . 1250. Befare investigating these sources, however, let me provide a justification of the choice of the vvord stereotype, fn this country, the word Norman has nowadays many connotations, Most frcquentfy (and inaccurately) it is used ta describe Romanesque buildings, ecclesiastical and secular, of the late eIeventk and twelfth centuries. Behind that description lies an assumption of culcural supremacy, ofbackward nations being dragged into the modern world," In this year of Domesday Book, it hardly needs saying that Norman implies administrative efficriency. TVhat if, as W. L. Warren argues, this image is misguided." In the popular imagination it is ftrmly fxxcd, it is as firmly fixed as that mental picture, derived from the Bayeux Tapestry, of mounted warriors forever ding, Xanccs couched, over their foes: an image of inexorable progress and military might, This is why the vvord stereotype has been chosen to encapsulate the idea of Norman-ness uncicr investigation. Was there such a conventional, ge~~erally and popularly accepted image of attributes and behaviour as w e respond to in thc word Norman? Physical appearance, for example, is a rccognisable characteristic that rcadily spans the centuries, G , Zamecki, writing this year in the Times Literary Supplement, shares with Wace the ability to distinguish a Norman (in this case TuroXd') on the basis of his haircut. The Normans s f the Baycux Tapestry are crew-cut and clean-shaven, Wacc uses the joke of the English mistaking them for priests and describes Willlam" archers as k i t furent res et tuit tondu"6491) and %or lor testes orent chapcls"(76"71), in a manner very reminiscent of their pictorial depiction. One historian (at least) believes that military virtues and short hair are concornittant, when he describes
Ed. Abb%0. Defarc, Llbraire de la Socicte de 19Histoirede Normandie, Rouen 1892.
' Gcsta irbncrrdi irr exprditrone Hierosolymitana, Rrctreil des histortens drs crorsades, Historiens occidetrtotrx, Ifl, 587-816; ktiennc af ltoucn, Draco Korngannicrrs, in Clrrurticles qfthe Retqns clff tephen, f - f e v r 11 ~ and Rrchnrd 1 ed. R. Howlect (4 vals) 11, KS, 1895, 580-781. " For rrrlttclsms af this view see: I).Eater;, iVt~ma~zdy befbrr IO66, 24548. "'"Thc Myth of Ncrrmar~Acirnin~strativeEEc~ency",TRHS. 5th ser., 34, 1084, 113-32. " ZLS, 21 '3.86, 301, a rcvlcw of 13, Wilson, The B~zyettx T ~ p r s r r yLondon , 1985.
Henry 1% defeat of his brother Robert at Tinchcbrai in 11116, as a Xoundhead' victory. Medieval writers were weII used to the idea of stereotyping pttuytcs, of corrrsc. Isidore of Sevillc's E~lrymoln'qiesset tbc torse, especially when describing fierce, warlike races. For his Germans, Goths aand E>acians read any grsctp that an author cared to describe in tones of awc for their barbarian ferocity. T h e Normans were seen by nlany as havirzg inherited I3axtish military virtues; an image that is sometimes inlplicd, son~ctinlcsopenty stated," In thc carly melfth century. even a sober legal text could represent tbc Normans as cspccially pugnacious, amongst its characterisation of the peoples of France and other nations.'" But, how far is there a popular, widespread it-r~age - a stereotype - of Nor~nansto be disccr~vercdin vernacular Xitcrature! Proverbs often provide a rich source of nlaterial for conventional expectations of racial or regional characteristics, What is perhaps striking about the collections consulted is the relative abcncc of any rcfcrririg specifically to Normans, T w o examples, dcscribirig Brctms, show the sort a f thing we might expect to find: N t gras poucin ne sage Brctc-1t1 (Vou'tt gct as much scnse out o f a Breton as fat off a hen,)
Lc Breton menace quant i X a ferufb
(A Brcton thrcarcns you afier he's kriockcd you down - or even -- shoots first and asks qucstians afterwards . . .) Not all such proverbial references are necassafif y slighting, however, and givm Bricrany" reputation for producing lays and folk tales it is not stlrprising to find %retanhas a synorlym for jongleur at-harpist.17 Xn the dicdonaries, Nornlan has no such conrtotations; thc adjective "rrorrrrand' in~piiesrlochir~git1 either Old French or Anglo-Norman, I V r u e , by the seventeenth cenrury it meant "rust?, maLtri.', that is, crafcy and sly, like an old fax. It would be perhaps too easy to link this definition to a character likc Robert Cuiseard, that most wily Norman, for there is no guarantee of the antiquity of the meaning. Similarly, to give an ambiguous a r l s w r was 'rEponhfre en normand', avoiding a straight 'Yes' or 'No'. While this is a valuable political skill, thcrc is 110 evidence that it had this sense in the twelfth
" J (3, tjrcst-u~ch,'Thc mtlttnry l~ouseholdtrf the Normart kings', fiHR .icvl, 1981, 1-35 esg. 30-3). See dl50 F, Ifarlow, tCrtIllutn Kt4fit3, Londot~1983, tflGr-.T for thc contemporary debate or1 half-Icngth and moral~ty, l 4 Ed. M ~ g n c vol , 82, t3k IX, 11, cots 337-41 esp. headirtg%%Off.C:hlhnall, Et'orlii, 118, c,pe~kst ~the f kcconvcr~tiunalti~srdctcnsatron"of V ~ k o l gv~olcnccbcmg applied >automancatty* at tllnes of ducal wcakrress to thc Norm'tns. T h c ~ t ~ r e ~ t wdc, y p ca d r d by rhc t l a c ~ a n- f>anlrh - Norrnan Ilnk drawn by Norrnat~chronicler\ frnr31 I2uJo c>n. " 5Xj~rlow.U?litotlt Rigil+,7-8, rl 13. 1925, 130s 1 3 4 ) (htc " Mhrlorabbckt, Orot~eri~t~~ /lurrtau'es anir*rrcStrr\utr xrj"il:ilc, GFMA 17, 13;h c.) 81 1(&1 (late f 5th c.) l7 f c ~ h l c r - l , ~ m n ~ a ti"\lrfri~~tzorlsrI~t~~ ~ch f4'tir;~"rtftt~tt,~ 0 16 , , VFP~c~badcr~ i(103415, cots 801-2. 'VI)ictiottmry o,f A ~ ~ q I o - . V o t ~Eke. t n ~ M,Ai~glo-NorcnanText Soacty. cd, 13. Evans. Landun 1985.
"
century. Finally, a k~econcilationnormandhas false and &sincere. l 9 This might seem to reflect the proverbial; Le rlornzand de tout aage a yui ne se fie le sage as L. Lawner believes,20She suggcsts that when C;uilielm IX says he will not have a Norman (or Frenchman, for that matter) in his house, it might imply a traditisnal suspicion of Norman faithlessness. But this seems to be stretching the evidence too fat, and probably has a more contemporary political point now lost in that poet's obscure lines. Indeed, attempts to generalise from references to Normans in the troubador corpus often facc the problem of the very specificity of the occasion of thc poem's creation.2' The oft-quoted line Wormam sont bon conquerur' fomd in Jodan Fantosme's Clzmnicle of the f 17574 revolt against Henry II, has a pmverbid ring about it. But in the context of loyalist troops being raised to put down the rebellion it seems to carry no particular weight, and X have not found it elsewhere, as one might expect if the phrase were a itn what contexts do Normans appear in vernacular literature and how distinctive are they? By far the most frequent occuretlces of the name is in the lists of the various regions of Francc, In the chansons degeste they represent units in the armies of Charlemagne, and other epic paladins, or are cited amongst the countries he conquerrd." There seems to be little reason in the compilation of these lists, although there is some rhyme, or rather the requirements of assonance, in the order in which they occur. There is atso no sense of precedence tc:, be found. The French name tends to be placed first; but since this is also a generic for the Christian forces, it may mean little, Further, thcrc is no morc than a rough grouping reflecting the political allegiances of the period in wbiclh the epics seen1 to have been most popular. Normans are as likely to be bracketed with Angevins as Engfish (who appear only rarely anyway)24or Bretons, or whoever. The only peoples set apart are the German-speaking "Amands' or Tiois', and they are often mocked for their difdi3rences in language and dress,25 These references, then, are purely conventional in character and tell us little about how Normans were considered. The fists of combatant 'natisns3n the tournaments which farm the first third l 9 9. von Wartburg, FranrGsisisrhes Etymologzsckes Wiirrrrhucl~,voI, 7 , Basic 1955, 191-2. Mnre. G. Bernard informs me that the Normans are still regarded as rnascers of the ambiguous respcrr-tse. " 'Norman 111 Frances', Ctd/ttlm ?u'80latlr2a, XXX, 1970, 273-32. 2"avvner, 224-13, citixrg Bertran de Born. I owe my caurlorl to the wise wc~rciso f fatchard Ber?jamin, whose WIT and knowledge arc. sadly mtsscd. 22 Ed. R. 6.Johnston, O x h r d 1981,l. 169, where it is rather flatly translated as: 'The Normans art. good at wlr~nlng';the Iinc continues: "'ad gent de lur manierc:! Partut crovam en gesce que Noman sunt venqtre." which does imply a morc w~desprcadidea s f Ome III battle, 23 'TOO many to list bcre, but see, eg. La Chanson dcr Rtlln~d,ed. F. mrtehead, Oxford 19778, 11. 3794, 3961, 3145, 3470, 370%. " R~uaulde Cnmbrai, eds P. Meyer & A. Lognorr, SATF, Paris 1882, 11. 245&9. 2s A ynrcrr dr ,Varbonne, ed. L. IJernaxson, SATF, Paris 1887, j1. 162(b35; also Les Snisnes of Jean Bodet, eds F. MenzeI lk E. Stengel, 2 vaIs, Marburg 1%%9, which features both 'ggodd"Cerirrans and the Saxon enemy dcpictcd as stock Saracens, In Cirart de Rousstllon, ed. W. M. F-fackett,3 vats, fATF, Paris 195365, 1. 3707, Charlemagne is described as belng as angry as a Gcmran, and herrce ~ncapablicof liscenir~gto reason.
30
Anglo-Norr-fianStudies l X
of L'Histoire de Cuillamr le Marichal, are both more dependant on political orientations and more pro-Norman. Yct there is no hard rule; the first toumey described sets the Angevins, Manceaux and Poitevins against the unusual combinations oFFrench, Nornrans and English.26Usually, the members a f the Angevin empire oppose those of France, Flanders, Uric and ChampagneeZ7 The Normans and the English stand apart as supenor in tournament technique to all other nations, although this is in part eulogy of the Young King and his entaurage.'' The author, from the sandpoint of the 122&, also lammts the decline of virtue in the Normans, by then two decades under French mlea2' Clearly, Jean d'ErlCe's jongleur believed in a Golden Age when Normans were distinguished above all others, but this must be regarded as a partisan view. Geographical associations also serve to set Normans apart in the chansons de ges&. Kefgrcnces to Charlcmagne's supposed conquests; of Apdia and Calabria and "across the salt sea to England" and then= Scotland and Ireland, occur in the Oxford Roland and have bcen part of the case fur Norman influence in this ~ c r s i o nThc . ~ cyck of works concerning the epic hero Aymeri de Narbonnc have several interesting remarks concerning Normans. In Li Nerbonois for example, his sons are shown berating Aymeri for not leaving them a proper inheritance, The eldest, Mernaut, rages: Tar cel segnor qui me fist a s'image, Quil me danroit an fietot man aage Puillc et Calabre et Frisse la safvage Et dSAngletcrrele part et lc passage Et Normendie a trcstoc le rivage, Ne ren~androiededanz vostre critage!" 47-1
3'
f ave tisr Frisia, which fits ill with the regions af Svuthem Italy, this seems a very Norman inheritance, and is cXearfy intended to be seen as a rich and important one. Norman assistance in the eleventh-century Spanish Reconquista is remcmhered also. 'RRiqars le Normant' plays a bricf but important rote in L'Enrrke d'Espag~ae,~~ while in Orson df Beuttvcsis Normans under a certain 'F~orquesYead the assault on the infidel." Sgnificantly, perhaps, both works rckr to the mcrcenary status of the Normans in Spain, even within a legendary setting. The genuinely historical involvement of the Normans in the conquest of Italy and Sicily is most carefully awrlined in Aime's prose work. The theme of the Vstoive is that they conquer by Divine Right. They are morally superior to the dcgencrate Grceks and Lombards, and Cod aids them to take these lands from Z4
iMarPccfial, If, t 201-12 - the distinction bcrwcen English and Normans is interesting.
'' IMarkcIllal, 11, 278@-6.
" 4'LI~~cr"cC-zal, 11. 521420, where an
'Engfishman"(the Marshal) is supefior to the French and the Normans. 29 'Warkchal, ti. 4645-51 (see below). Rolntld, 11. 3714 81. 213314; D. 6 , Ilougtas, 'The 'Sung of Rolandhand the Norrnan Conquest of England', F m r h Stirdies, XIV, 1966, 99-1 16, 31 L Li ?%Prbarlois,cd. H. Suchier, SATF, Paris 1898, i. 32 Ed. A, Thomas, 2 vols, SATF, Paris 1913, 33 Ed. C;. Parls, SATF, Pans I8W.
Srrreotypc N o m a ~ sirr Old French Verrrazular Lirt'raitrre
31
such reprobatc~.'~ Their remarkable achievements make the Normans synonymous with Italy in other vernamlar works, and the French translation of Arnatus is set firmly within the epic tradition. Is there a stereotype Norman of the chansons n'r gesie? Well, yes - his llame is Richard; he is count or duke of Norrzaandy. He is onc of the twelve peers of France and fights with valour against the pagans. When he is killed, as hc frequently is, at Roncevaux or elsewhere, it takes always a most significant Saracen to put him down. He features highly amongst Charlemagne's followers, bcing often tumed to for counsel. Sometimes he carria a gonfanon, a banner, a post of honour and responsibility." Usually hc is respected and valued in war; but he is described no nlore or less than the other peers, representing other regions of France. As J. Bedier pointed out in his seminal work, the Richard of the gestes is Richard I ("35996). He explains that Richard" usual appellation 'the old'is based on the habit of calling him Ricardus vetrtltrs or senior, in charters and elsrwhere, in order to distinguish him from Richard 11 (9"31025), Eis lur li quens de Normandie, Celui qui de Ruen fut sire Et de Fescamp fist Ibabbeic Ct7r~nontet fsembnri, 1
- these are his conventional
labels, ruler of Kouen and patron of Fkcamp, an important pilgrimage centre. That there was a cogjvevie ofjongleurs at the abbey, although not founded by him, wilt have helped to keep his legend alive. But he is not especially distinguished amongst the peers of France in the epics, 31 n'y rien qu'un norn", says El&dier,3"ave, that is, when he is cast as the vilhin in Le Couronnemmt de Louis, to which 1 will return later, Now Iet us attempt a little further definition of the word Norman, as it is proving an elusive quality to track down. Many authors, writing in the Norman historical tradition dwell on i t s dcrivation, Since chis was the very thing that created Nomarl self-identity, this is hardly surprising. Orderic seems to be the first to define Worthhand 'Man' and explain their conjuction, while the Dvacs ~Wovmanrzictrrmakes a distinction between Northman and N o r ~ l a n , ~OF ' the vernacular sources Aitn6 is the most vague, speaking about 'une ysulle se clamoit Nora' - not a very accurate description of Norway, if that is what is meant, and soalewhat at odds with Rollok l3anish followers, He is on firmer ground with: 'Man est a dire en langue thodeschc honie","'
Uk IXI, ch, 38, 132.
34
k(stc3lre,
>"
Ll:qctzdes, IV, 6.
" Sg. LFfttrie, 11, .tJ75-8C).
" See: Orderenc,
V, ix, 24-61. JumlZ.ges has the sarrlc passage, but srnce this 1s probably an mtrrpolatrun of Robert de Tongtty, IV, 201 le seerrls that thts definlrlon does not antedate the t 130s. Druto, xxr, 033, xxv, 636-7. Benotr dc St Maure, Clzroftigcrc-.d r ~Wrlcs de ?u;~mzaridie,~ d C. . Fahlin, 2 vols, C>slo 1951, 2954, X, 11, 663-"T. 'Vstcroirc., I, I, 9,
Wacc has several attenxpts at explaining the nanie. In Part If he says: Por cen quc de north vindrent Normant furent nornme Normant ckst bon dc north, ce est la verite, EX, 43&31 continuing with why the province of Neustria changed irs tlaxnc: Le pays que Normanz ant porpris et geuplG dc Narnlarit Normandie a ccst non rccauvr6 II, 437-8 In this early part of the Roman de Rotl the word Norman is repeated contirxuously, in order to stress the identity of the heroes oE his gate. Part I &'w e s US a glimpse of a rival nation" view of the Normans (or so Wace claims). Franccis dient que Marmendie cco est la gent dc north n~endie, Normant ceo dient t3f1 gabant, sunt venu dc: north mendiant par ceo que il vindrent dkutrt: terre pur mieuz aver e pur cunqucrrc
I, 7HC) (And in what is known as the Appendix these two explanations are mixed.)39 The last two lines strongly suggest the theme a f 'Norrnan m t ban conquerur', already mentioned. It is the line also taken by Aim6 in his history; the myth, if you like, of Norman greed alld ferocity. Wacc nails his colours to the mast further with the assertion that: Msrniant sant, Norman furent, Normant ont cstd cen conte Maistre Vacce qui escript a travC f I, 442-3
But, if as X have suggested befare, he was trying to persuade Henry II of the value of his Norman ancestry, and the need to depend on his Norman baronage, this is easily Wacc thought himself mast definitively N o m a n . Thc Norman antagonisn~to the French can come over strongly. French pride was proverbial, and Wace has anany more criticism to rnalce against the duchy's traditional enemies. 'Tout tens voudrent Franchaiz Normanz desherxter" he says, claiming that if they could not succeed by force they resorted to foul. trickery.41They were simply not to be trusted.
Es estoires peat on et limes trover qu'oonques Francheiz ne vsudrent as Normanz fai porter, ne por fiance hire ne por sur sainz jurer; nepoureuc bien Xez seullent lez Narmanz refrener, non pas par traisans mez gar granz cops donner. C . A. 5+58 Wact', Appendix, LI. 95-144. M, Bennett, T ~ a e n yas History? " I C R o r n a n s de RouboE Wace as a source for the Norman Conquest', ante, V, 1983, 21-39, 4i Wace, Cfzvoniqrte Arcrrzdantr, I , 11. 4653. 79
30
Stercpolypc?ui?nnnr-uirt Cjld Fi.c*rz~-lttit~rn'zrtil~zr Lift>mfiti.e
33
Typically he exlvisagcd a suitably robust Norrnan response. Another 'Norman subject of the Piantagenets" A~ncit.6dc Coutances, takes this invective to extremes. In the huxEesque Romarz des Frllstll-cis his targets arc accused ofl;pride, nleaxlriress, greed, military fceb'tcr-tcssand cowardice, laziness, and as fit only to be slaves.4z Thcre are sonle hoary r>ld rllyths and saws coinpiled to make this picture as insulting as possible. Is it an attenlpt to define Norman-ness by idetltifjiing what they were not? It should be note4 though, that the atzthor docs not use the name Norman once, The disgracefuI brhaviour of the Frerxcfi i s set against thc largcssc, good humour (supported by copio~rs draughts of alchohot) and nlilirary virtue of the E ~ ~ g l i s hIn . " ~telling the tale of King Arthur's legendary trlvasion and conqrxcst of Frar~ce, in which hc supposedly subjected the Frcnch to slavery and denleaning taxes, he has chosen a most British Izero to assert 2 rnoral s u p r e n ~ a c yThc . ~ ~ work dates to tbc" last third of the twelfth century, and it rnay be, as has been suggested, that Normat1 characteristics had bccon~esubsumed into an Et~glishiderltity by then, although it is not partisan Wacc aloric who s~xggestsdiffcrrcntly, A slxnilar scorn for lesser breeds is evinced by the C ~ ~ s "Tancrdi ta of Ralph of Cacn. Reccrrtly, j.-C. Paycn has drawn attcntion to the cnmparisons between this work and the verrlacular epic, Its hcrds virtues, generosity of bchaviour, largesse and valour, make him arz exemplary representative of Youth?;;and as he is laudcd so is tlze race &om which he spri~qs.The Nor~z~ans are compared to advantage with bath their cncmies and their fellow Crusaders. Of the latter, the Southerners, and especially thc Provenceaux, are derided as having rllorc. caw for their stomachs than i'or thc firay.""I"erbaps the most irltcresting passage dcats with the military virtues of tltc Normans, coxltrasted with the nlotivation of cheit Lomhard subjects, In his degant style Ralph draws derogatory parallels between rulers and ruled, While one race t;ight.; on horscbaclr (and arc ktlights) -the other fights on foot; Norn~artsgo to war to bring victory, the Lornbards to makc up thc nunlbcrs; orlfy thc Normans arc. warriors - the rest rrzcre servants. Lombards arc not volrtrltcers brtt levies, serving for cash and t ~ o tfightirig for glory. Payen cmphasises that the Cesta Ttzrxcredi depicts the Nc~rn-ransas a n cJcct, possessed of a 'cchauvinisrz~autl-roriscd by rzirilitary S L X C C C ~ ; ~ " ~ ~ So, at least, it nlust have secrncci to Ralph, writing in the Latin E;ingdo~~~, established by Chd's Will visible in thc military prowess of his hero and countrymen. For us, what is interesting is the dismissal of the Lombards in a way often found in the clzar.lsitrls de *qestc",where they appear as wealthy but feeble, needing succour from Saracen or Ccrman a t t a ~ k . 'Aymeri ~ de NurI~otzrlr. features a rare incident where the Lcader of the ir~vadingGermans, Savaris, a grotesque figure, like a l his compatriots, challenges Aymeri" party. Ed. A. f-loldcrl, rn F. Lccoy (MPLangcsj fjtude~ilr Lm?rytre c't Ltttcrtrr~trc-r"n ,tfrtyer? ~ 1, l 56 may be an accusation of hon~o\cxuaI~ty as well. j2
Q C tJaans ,
197.3,
Thc Iast Ilrrcs of the poem hst d l thc rlattorls of Fratzcc cxcep~the Norn-rartil., yet thi3 1% an Anglo-Norman text (11. 38"-Of)). "" Slavcry 11. 205-7; taxes, 11, 321-1. t'crhnp5 thc story 1s tntcncfcd ar '1 dcltbcr~)tc coulltcr tc:, rhc rate$ of Clzarlemagnc's conycrcst of t5ntaln. " '"Une lilgellde eplquc en gestation: Lcs Gesta Tancrcd~'dr HaouI dc <:at.n', .%kkli?~!yaNPIIC:L O I ~ I Z , 2 vofs, 13zlrti 1982, l1, 10514i2. Youth' f0.53, Southcrrlrrs I0.5ft-7 4!i'a)ccn, 1058. J7 Eg. the C ~ C I C Self Aynlcrl dc Narbvr~~le nlrd t;urIfaunrc d'0rangt.. 43
W u iroiz vos, fcale gent esgaree? Qui est vcts sire et de quele contree? Nsrmana senblez, c'est verite provee, Qui tel orgueit menez et tel pon&e5
2MM3 Hauteur, then, would seen1 to distinguish Normans to a foreigner, Yet the stereotype is not quite so easy. A ccrtain Jefroi gives a stiErepIy, backed up by an oath on St Denis, but does not refute the charge, On its repetition another paladin, Cirart de Roussillon, rcsporrds: VffaaX,Tet il, %os nbavez pas menti, Nornlanz i a et Angevinz aussi, Et li rnieuz sont Francois, bien 1;e vos di."
166%7 l Are we just left with the topos of French pride? So much seems to depend on the perspective of the author (or his characters) in drawing distinction between Normans and the French in general, An interesting case is Gainlar5s L'Estoire des E~gleis,Hastings is seen as a battle against the French, Taillefer, the jongleur, is just 'un dcs Frlmceis"(5265) and it: is Englishmen and Frenchmen who are described as swapping blows (5391), After the Conquest Gaimar speaks of lard being given to the French (5396), and in the same passage French and English are placed in opposition (5412). This might be supposed to be good history, After all, duke William" was a heterogeneous force, and Gaimar is stressing the language difference bemeen the two sides. Yet, in his stance of seeing Hastings thmugb English eyes, they arc fighting merely Kuntre Xa gexzt dkltramarine"(52Cr0) --- a mass of undifkrentiated enemies. After this cataclysmic encounter, however, and when we reach the Ely episode, Hereward is descfibed as fighting 'ccantre Nornlanz" (5364) and thereafter Norman appears more frequently. One must conclude that Gaimar is not concerned to make distinctions in the ranks of the conquerors, although he does praise duke Robert for his talcnts on Crusade while ruler of the Normans. '' Here we have another stereotype Norman - the one who goes on Cmsade. His name is Robert; he is count or duke of Normandy, one of the leaders ofthe First Crusade. He plays a prominent part, along with ktlow-PJormans Bohcmond and Tancred, and other famous names. The chansons de gate concerning the First Crusade, chiefly La Gonqrrlte deJe"msulcm and La Ctlaflson dPAcilntioclzetreat these leaders in the same conventional way as other gestef; do Charlemagne's peers,'' For example: Godefrois de Bouillon 2 la chicre mcmbrec Et dans Hucs li Mrtines, qui 19eenseign& a porde Robcrs de Norn~endieqtli tloirs ert corne pevree;
LL"Estoire,5'73748. Ed. S, Duparc-Quioc, La Charzson d9Antiorhr, Docun~entsr4htlfs A t%hisroirc des croisadcs publikes par I'tlcadamie des Inscriptxons et Belles-Lettres, 11, 2 vols, Parts 19'76, 107t3;La- Gorrqutte deJevtrsalorn, ed. G, Hlppeau, Gvllcce~ondes poetes fraricais du mt>ym age, Paris 1868.
48
Stereotype Normans in
C)Ed
Fre~chVerr_/aculnrLit~rar-tl~~
35
Si ert Robers de Flanders, qui bien fiert de l'esp6e Et Raimons de Saint-GiIle qui ainc n5ama rncslke. Jkmsakrn. 1 770-7'4 They have the same regional followings, similar conventional epithets, and are tort? by the desires to excell in battle and compete Ear wealth and re~ognition.~' This is not an unrealistic assessment of the tmsions andfealousies ofgreat feudal magnates on an expedition, whether in legend or reality, but it does not h d p us to distinguish particularly Norman features. Throughout the many thowands of lines of verse there is little to set the Normans apart. There may be an occasional cpisodc celebrating a korman's prowess, such as when William, Tancred" brother, kills the sons of Sofirnan, the Turkish leader, at Dorylaeurn, bcfare he is himself struck down. O r there is Robert of Normandy" defeat of 'Carbaran'." But these poems have nothing like the emphasis that Wace puts on the latter event, where the dukc brings his enemy's standard back to La TrinitC, Caen. It takes a truly 'Norn~an\ource like the Gestn Frnrzcartrm or the Roman de Rota to lift the event above the conventionaX jousting of the ~rstes.~'True, Robert is orfered the crown of Jentsatem (according to that poem) but so are Robert of Flanders and Hugh the Great, bef'orc the Holy Spirit inspires the Crusader leaders to elect Godfrep de Bouillon to the wardship of the new conquests. The Crusade chdnsorzs de ges"st, so thoroughly cmventional in format, are more concerned with the opposition between Franks and Saracens rather than distinctions in the Christian ranks,53 The impact of the Crusades on the popular consciousness has left us with a description, in one work at least, perhaps an unexpected o m , celebrating Nornlan abilities. That is L'EscotlJe, a ratnan dbaventtrre by Jean Renard, dating to the last years of the twelfth century,'" Only the first third of the work interests us now - the exploits of Richard de Montvilliers, count of Normandy. This imaginary character is lavishly praised in the &st hundred-odd lines, during which time he decides to take the Cross. He leads a force to Syria whish performs with great valour. The crusadeis take part in two battles. In the first, three hundred Nomans fiisrm the advance guard at the express request of the Christian king (8 O n the second occasion, Richard is put in charge of the line of march, After the Normans come the knights o f the Kingdom, before and behind the standard, witt.1 the Templars to the rear. He also carefiillly looks to the arrangement of the footsoldiers, between and alongside the knights (165S74). m e n battIe is joined the Saracens are routed by the well-organised Chr;Istians, This all sounds rather like the battle of Arsuf, and as if the author has conflated his Norman count with Kichard the Lionheart. Maw, Richard is not normally called a Nomn~an, although his stereotype name obviously fits him for the rile here. L'Escoufle is an interesting work, yet Jean Rknard was nat entirdy outside thc N o m a n
" Eg. the 'gabs'of the second "sot~g" wit11 Elchard sf Normandy, I,
I086ff and eprc blows of the eighth. 5 1 See Atrtioche 11. 2(%11-223 (William), 91127-36, death of 'Rouge LIOII'. 52 Wace, 11, 9692-8; Gasfcl Francovum rt ulinncm Wi~rosoofyrtlitanon-~rn. 7;trr Deeds $*the Franks and other Pilgrirrr~,ed.itrans. N. HilT, London 1962, 95. S3 See: Robert F, Cook, 'Chilnsorr d54rztiociteJ, chansorz de 'qeste: Le cycle de ta rrotsade est-il ipigtte?, Purduc University Monographs in Romance Languaga 2, Amsterdam ICMC). s4 Eds H. Mlchclant & P. Meyer, S A W , Pars 1894.
sphere of influence since he is normally associated with U ~ a u v a i sSo . ~ ~perhaps his praise of the Normans is not so surprising, when he tells us:
Li Normant n b n t pas fait sejar Ki ant fiit teX chcvafrie, 2967 The n~iliearyskills just outlined, are, of eoursc, cesltral to the Noman stereotype, and so deserve further attention. Predictably, Wace has most to say about the techniques, tactics, cunning and discipline which distinguish Normans from their opyonems. Early in his work he stresses Kollo's determination to have his mm equipped alld fighting in the French mariner - on horseback. Chevaulx: quistrent et armes a la guise franchaisc, qu'icelle lor semhloit plus riche et plus courtoise.
XI, 55S56 This makes thenn irresistable in the field, cotrplcd with the warlike ardor of the Danes described by many authors, (The inlage of Viking ferotrity was becoming firmly established by thc mid-twelfth cmtury, so thc two stereotypes fed off one-a~~other e)'6 Wace explains the Normans' military superiority over othcr races, as, for example, when Harold warns his men before Mastings. Normant, "disc il, 'sunt baen vassal, vaillant a pit? e a chcval, a cheval sont boerl chevalier e de co~nbattrecostumier;"
Ill, 77(',&%6
Like the Gestrr nncuedi he makes special distinction beween the skilled chevalier and thc hotslogger Engleis t ~ savent c joster ne a chcval armes porter The Normans arc also supreme above othcr horsemen, such as the royalists outside Roucn in 5'44, Xes reaus aprochier, quer il voudront a culs Ln toumoi commencicr; h e z cil n'oosercnt mie a Normanz tournoier, If, 322S26 n'avoicnt rnie use xle apris tcl mestier, . . . . et Normanz devant euis pristrent e vesoier, senlblant firent de iilir pour culs hire encauchier, 323fk31 5 Weditors ~ bchcve h ~ mto have come fr0~11Upper No~mandy,xxxlr-HI. J6 See: 'Viking atrocity and skafdlc verse: the Rite of the B!ood Eagle', El. Frmk, EHR, xc~x,1988, 33243; "xkurs zunl Harrldskractli~:Ueserker" K. von See, Zertschr$j&r deulsch~t.t7or[l;ovsclttritg9 XVII, I96 X , '129-35; Eil. Zestel, Das Bild tier 4S'orvl?ar~nen ttvtd dear iVt~t?t~annmeirl@lle r'tr iVcs{fiGt~kiscJtf1t~, o~tfi~rzkisrlrrri urzd atzgelseichrsttlret~Q~rEIcrtdes 8. b i ~I I . _Jahr/~~ndt>rts, Miinchen 1977,
Stereotype h'ormarts iuz Old Fre~chVenrac-tilnvLifevatitre
37
They deceive the well-c3rganised opposition by flight and ambush, which pre-figures the feigned flight at Hastings, so lovingly described by Wacc. Through this cmrning trick they are able to draw the English out of their defensive position down onto the 'pfain3elow, so their ranks may be broken and the footsoldiers slaughtered. Feigned flight is mentioned on other occasio~ls in Norman chronicles, but although it appears as a way of engineering an ambush in the chau2sot.r~de geste, it is not spedfically assigned to Normans in any wc find definitive praise of Returning to L'Mistoiw dr Glrillarrme le aUn~e"~hal, Norn~an-ness and Norman military skilI, It is the Normans who rout the Burgundiaris at a tourney (4993-5039) and the Flemings in war (827-1082). According to this poem they played an important part in the tournament circuit of the 1X"i"s and 80s. But although they have an honourable place in the list of those named in the retinue of the Young King, au~lumberingAngcvins by four . ~a~scene Just: preceding the battle to one, they arc neither first 11or f o r e n ~ o s tfn of Lincoln, 1217, the Marshal" swansong in war, a group of Normalls is depicted as saying:
'En non Dieu,Yont 11, 'bbcals dolfz sire, Vos fiirstcs nez en Normendie; Si est bien dreiz quc I'en vos die E qu'oos saichiez que li Narmar~t I>eivent Xes premiers cops avant Aveir erz chescune bataille. Gardez yu'endreit vus ne hefaille."
162118- 14 Thcy arc wrong about WiHianl's birthplace, and though their claim to the first blow is mentioned in LEscouJe, it is not described as a right.59L'Histoirr afsa claims anyone wishing to learn about was must needs go to Normandy (or Brittany) and practice in the tourneys there ( t 5 3 M 8 ) , and indeed, that it was Norman jealousy o f granting first piace to William (this time cfiaracteriscd as an Englishman) that led to defamation of him and his exile (520520). Despite the poem" undoubted bias it is noticeable that it is not Narrnan alone who excell in ~arfare.~ Another proudly Norman poet, Amhrc>isr, is strangely reticerlt about their achieven~ents on the Third Crusade. Individual Normans (or arc they Englishmen?) are praised, especially Robert de Beaumont, earl of Leicester. Ambroise describes the deeds of Frenchmen with equal facility, while criticising their btlhaviour on the whole. What really interests him, however, is martyrdarn, those who make good dcaths, like the three Normans who are killed in the assault on M c ~ s i n a ,It~ 'may be that, like the First Cmsade p m s , See, eg. Cirart de Rousslllon 11. 1 176-89, 12584>3,for feigned flight, cf. Wace, 11, tI. 16144, for a sin~llarruse played on KojIo by the K ~ n goEi3entnark" forces. 5\Wdrerhal, 11. 44814748 (EVorma~fs,11. 4fA54724; Angcvins, 472748). Even the anonynzuus author places the French first: Xes Frar~celsnornerd1 avant;/ I > r t ~est z qu'd sermt rnls dcvantl Por liar haurescc e par Ior p r ~ s , iE por I'enor cLe lor pais,311.4481-4 '' P. Meyer, L'Hisfoivrr,note to thc ltnes quoted, irlterprtts I,*Es~o~lfle fli. 843-7 to nlean thls. Setc 11. 153348 conrrastlng Enghsh and Norrrldn prowess, and vaf. 3, 23-4& n. 1 . 6 V A ~ ~ Snrrrfr, r ~ e II, 761-5. 'The thrce are named as Peter "f~repro~e, Maheu de Sancol and Ralph dc Rovroi.
38
Anglo-Norman Studies I X
communal. effort, the decds of the Franks, overade regional syxnpathies, even though the Xnglish? and French camps were strictly divided, He does give the Normans a11important role at the battle of Arsuf, though. Together with English they are described as carrying the 3dragon\tandard, just in front of the Hospitaller rearguard, on the march (6,15%54), T o bc cntmstcd with the batde standard was a post of great hor~our,for by its rise or fall (Iitcrally) went rhc fortunes of the day. Also, at Arsttf the Normans skilfully hold back horn battle, after veterans like the Hospitallers have irnpctrlously charged (6,532-38). This ability to curb their ardor (and their greed) to act as a reserve was a most highly valued military skill. The commander that day was later to praise William Marshal for keeping his mcn in check at VmdBme in 1194, to gmrd against a- counterattack on his victorious and pursuing first line. That man was Richard the Lionheart, who knew nzost thoroughly the business of war, This litany of ferocity, of skill on horseback, in the tourney and in war, the rights to carry banners and lead the: attack, and, above all, discipline in the field, suggests that Morn~answere suprcntely skilful1 in battle, So it is not surprising to find them featuring in vernacular works as mercenaries serving in Spain and Italy. The author of Orson de Reauvaic naturally assumes &at when his hero appears in Spairz: La treuvent chevaliers yui sunt de Normmdie; Chevalier furcnt ban Farques ot non li sires; An sodees an von an Ila terre de Bilc, A rrn roi crestaien qui avoit non de Basile;
12 W 3 fn this distant recollection of the events of the eleventh ccrztury, Normans arc csscntial to the Reconquista. Similarly, in LfEatre"e dBEspagne, Narrnan and servise dc sarddie are au tox~~atically linked,63 Wace's description of the prudent action o f a soldeier at Hastings, shows this calling could be bath hox~ourableand valued, without the strongly disapproving modern connotations of the word," Finally, in Italy, for Aim6 his subject is: 'li Normant qui Iongucrnent estoicnt us6 en batailXe7.65Admittedly, he says little in deed about Norman military achievements, but Xauds his subjects nriost extravagantly throughout his history, as will bc discussed later, Anuther yuestiorl to ask is whethcr there were any sorts a f hehaviour habitually accredited to the Normans? Eustache Deschamps, writing late in the fourzeenth century, and always a wry, sour man, accuses them of excess in everything!
,2/l;arkchill, It), 675-6, SccJohrl C;~llingtlam,"ichard I and the Sclcl~ceof War m the Mlddtc Ages', En I-Vnrarid C;ovrrrzmertt tn the itfmddLe Agesp E$.cays in E-Ionillfr L$'. Cl, 13resttiriijz, edsjohn Gttfmghatn K j. C. Holt, Ipswich 1984. LYitr.ttvt:e, 9902-4, C*' Wace, III, I. X295fe R, A , Brown, 7 h u iYi~rtnnrr.rand the ,"L'ornzan G O ~ ~ C2nd ~ E ed., I P SWoodbr~dgc ~, 198.5, 201; f . Boussard, Xes nlercenalrcs at1 xne s~ircic:I-fenrl XI Plar1rageni.t ct Ics or~ginesde lbrm&e dc mdtlcr', Rlhfiotkiq~~e dc I'&CVIL" des Charrrcs, 106, 19-45-6, 189-234. 6 V ~ t i ~ l ri W t ~, ,SXVIII, 174. "2
Strvrcjotype LVormurfsi ~ zOld French chertzanrl'czv Literature Mais for1t plusicrs main te gourmanderie l>e trap veillier, de jouster, de dat~cer and he con-xplainsof the practice, Boise a chascun, cornme font lcs Normans.6s It is possible, indeed, that the Normans had a reputation as great dnnkclrs even in the twelfth century, But f think we must be careful here. P. Rickard devotes some time to disctlssing the French perception of Englkbt dmnkenness. Just as Wace accuses the English of drinking and living it up on the eve olHastings, while the Normans fast and pray, other authors revel in the supposed insular propensity For drink. In part, thejoke is that the English, restricted to watery ale are rapidly incapacitated when tackling harder stuff"- the wines of France. In part, it is a cetebration of rousing good cheer, characterised by ilrflet of Northumbria in the Roman des Frartgais. A thirteenth-century proverb states: ' l i mieldre btlveor en Angleterre" It does seem, then, that it is the Englishman, the goudalier, as he was derisively known, who is being parodied, and not the French-speaking Norman. Rickard suggests, perhaps with his tongue in his cheek, that the Normans obtained the same repaation when they became the ruling class in England; but essentially the accusation is levelled at the stereotype Englishman rather than his lord.'' There are other references to Norman drunkenness, for example in the Rornnn de 2'2 R054: 'SSi trouveaen t laienz dormanz Trcstouz les soudeiers normanz (var. flarnenz) Tant orent beii a guersl . . . Xvres e dorrnanz les estranglent;"
2237677 881 - but not conclusively, for the implication may be the Xower moral standards expected of certain mercenaries, traditionally Flemish and of ruffianly bchaviour, as the variant suggests.68 Aim6 has a story of the Normans in Italy being made drunk by the cunning Amalfitians, who peyper their meat at a kast to encourage a thirst, and are then able to render them harmless by stealing their horses when they are so incapacitated.@ This may have more to do with the stereotype of Lombard treachery than Norman wine-bibbing, of course. Finally, in this context, there is the incident of the White Ship, the loss ofwhich drowned William, Henry 1's son and heir. According to Wace: ki rnarinier orcnt be8 n'ont pas lor dreit cors porveil
Wartburg, Vf, 1631, 17. T b t ~paragraph is based on P. Rickard, Britrtrn in iVfeditlval French Litt*rc?tuvrIIWliTIO, CUP, 15.556, esp. 167-7-70. Thc Anglo-Norman poem Eirsrache Ie ,%fortre cited in the context of ale as a dtsrrncr~veEnglish drl~lk,135, has nothing to say about Norman att~tudes,despite the language OF its cornpasition. " Tobler-Lanlrnarsch, 801. " Yst~~irc, 11, xxxri, 89. 66
67
del chargcor crent meii le trcf avaient ja tendu. Le Roman de Rou, ITI, 1017743 adding, with hindsight: 'Deus quel pechiC e qud E u ! T i t h such dire results drunkenness could not be a cause of amusement. Overall though thcrc is not enough information to ascribe it to the Norn~ansas a typical characteristic. Now let us turn to an even marc serious matter - the issue of Norman treaclzcry. The longest episode devoted to Nomans in the cllla~rsolzsciP gate is in Le Cutrrunneanerzr:de Latris, from thc cycle of Cuillaume dvrangtt, often attributed to the 1130s.70 Tn this paen1 the Normans are depicted as the threat to thc child-king Louis, due to inherit the lands of France from his father Charlernagne, Louisbpiety is held up to scorn, as making him fit only to be a monk, and thc Normans seck to takc advantage of this by rehsing to serve him, While the hero, William, is away saving Rome, the conventionally-named duke Richard 'ii viel3gaes m e step further by imprisoning Louis in Rouen. Here the events of the early ninth century are confused with those of thc late tenth, and Louis with his historical namesake, the last Cairolingia~l.~~ In fiction though, rescue is at hand. William returns to kill Richard's son, Acelin, with his hallmark - a single crushing blow of his &st- and fices his lord. He later deals with a treachcrous ambush by the Norman duke and it is Richard who expires miserably in prison in this version. The whole cpisodc has been dealt with exharrstively by R. Louis, who explairls the development of history into Icgcnd.'"f"he Norman ducal tineage is depicted as one of traitors in the same way as is GancXon" in the (r,"Itz~rjsonde Roland. Naw, this description is isoIatcd and extraordinary and based on ajumble of historical evidence. What is interesting, however, is the Normans rreponse to the lard they consider rxnworthy of them: 9
Diront Nor~x~ant en nanl de rcprovicr: 21e si fait rei nbavions nos mcstier Ma1 deb&ait par mi la crctiz dcI chief Qui avuec lui ira nlais osteier. Ne a sa cort ira por corteicr. Del suen meismes ne poons bien paier," Le Cotrrofzl-~eune~ de Loi-ris, 1C)%203,
If wc compare this with the passage that heads this paper, there seem to bc certain common ideas. Or, are they Just the accusations any mlcr might be expected to make against his unruly subjects! When nominating Louis as his heir, Charlernagne urges him to be mthless with any opposition: to devastate their Iands, to besiege the recalcitrant and nlutifate those who refitse to Ed. E, Ldr~gtois,CFMA, Pans 2922. The confusion probably stenls from tbc Imprlsonmenr, m 945, of Louis iV d'0utzemc.r. by Harold, a Vlking at Dayeux and not under the yourrg R~chat-Jkcontrol, who ransomed the unforrunasc klrlg ttr hls greatest r~val,E3ugh the C;rt"at, duke ofthc Frank,. T h ~story s seenrs to have bccrl corlflated wtth that af the brtef and rncffecnve relgrl o f Louis V (9%~7f,the pnsor~cr's grandson E. M. f-lall~m,C:npc.tran Fvanrr 987- I.%?#, London 1980, 20-4; Bates, 13-14, 'V. L o u ~ s ,'Lcs durs . . . ",410-16. 7"
7'
surrender. It may be that the Normans had a wider reputation for being unruly; it may be that Franco-Norman rivalry at the time of the coronation of Louis VZll brought then1 to the fore as the chief cncmies of good order; it may be just chance that it is the Normans who arc ehc objects of William" wrath, along with the C;crrnans and Saracens, in thls particular poem. The theme of treachery can be picked up in L'Histoivi. dr Guillanme k ~M~rkcttaf, aithough, of course, this is in the light of Narmandy" actual loss of indcpendcnce to the French crown in 1204. The bitterness is stilt apparellt in a harshly pnnnir~gpassage con~posedat Ieast two decades later.
E Francels qui paint ne l'atrroent Qui nult & jor la barreioent
Par Ita conscnte dcs tarncz Qui a cfs sxrent atonlcz. Bicxz seit f'en que chose tornCe Est eorrumpue 16c atornee A tote rien fairc torncr O u cle se puet atorricr; Uunt vos di ge que le tom6 Ileivent bien puir t i tome, IJunt Uex a si les noz gardcz Qua ja n'en seront rcgardez Ne rnale chanson nkn icrt traite De tornec k'il saint faite, X 2557418
'This accusation is levelled first at the Poitevins: Xi Beitevin tarlt losmgiercnt' jfa,531), hut Norman dckctors arc also implicated. The poet ends this passage with a fervent prayer, which directly quotes Roland" words, th%t none of his audicnee should ever hear such an evil song sung about them.7"~th the poem 2nd a verriacular cbraniclc suggest in violent terrrls that the traitors arc only fit to bc chucked into a latrine, T o a man self-consdously Norman the betrayal of 1204. was a deep one, enough perhaps to bccamc proverbial in Thc Marshal" poet despairs of the fallen nature of his own tin~es.In the Iist of the Young KXrlg's mesnie, already described, he laments: O r serront nomnle li Normant Qui n"1oient rnie dormant AX tens le giemble rei sanz faille, Lors furent grain e or srlnt paille Chis qui li reis Richard morut Nes arnenda nc sccorvlt Nus scigttorage qu'ii eeiissent Dc quci esbaudir sc pu6ssent
" ,%4nr4chal,Ifl, 170, n , 6 , cf. Kolutid, 1, 1466. " ,%lirrf;cfiul,11. 1269-1-700 (arrr~butcdfa Klx~gt%111g) cf.
X-list~?irt.&es dtrrr dr ,Urmarzdie t r rots d',iirglererrt., cd. F. Michc.1, 1899, 9-1(Xf, cltcd by Slr M, Powicke, Tjzt~Lo-s rlf^,Yunnandy 1 t89-12&, Martchcsclcr, 2nd cd. 1451. 2% (attrrburcd ta King joha), Is E ~ I tnlagc S of treachery rhr orlgln of hncltrmandzsr' tncanulg, "to turn trattorXmnd I n the ;lrinale-s de Breta
42
Anglo-~PL70rmauaStudies IX'
If there was a myth of Norman achievement in the thirteenth century, in some quarters at Xeast the bubble had burst. But not in all - as the Ystoire dda Ii Novnzant shows. This is the last of the main sources under consideration and the latest chronologimlly. As already indicated, it is Eulf of praise for Norman virmes. Thcir most frequent epithet in this wosk isjortissirne. Aim6 (or his trans'fator) celebrates "la hardiesee et force de ceste gent efe Normendie' (11, xxii, 73).Me cmphasises their death or glory attitude when outnumbered in battle against the Byzantines: Tit yue vos diroie-je, Li Normant sont appareilliez de mourir avant que fcluir' (I, xxii, 28). And he stresses the impact of their victories: Xi honor de li Normant cressoit chascun jor, et li chevalier fortissime nlulriplioient chascun jor' (I, xli, 48). Hc would have us believe that they were engaged in a Holy War. 'Mes Ii Narmant non voulaicnt grendre merite de deniers de cl;: qu'il avaicnt fait por lo amclr de Dieu"CT, xliii, 19); that they are 'la forte chevalrie dc Died (IV, xliii, 1136);and even that Robert Guiscard was 'lo duc chrestienissirne' (V, xxv, 218). Above all the Ystoire celebrates 'la victoire dc vne gent, c'est de li Normant' (I, xvi, 18),and it is done in the style of epic and romance. It is not by accident that there were supposedly twelve Norman leaders under Auduin at Aversa in 1041 (for this was the number of Charlemagne" ppeersf nor that they had three hundred men with them, the force usually ascribed to the epic hero's mesnic (El, xviii, 66).'"ike Wace, only in prose, this is an epic gate of the Normans' achievements, Is it surprising that this history should have been hvritten down in its vernacular f o r n ~at a time when arty sense of Norman separateness and sdfidentity was p h a b l y beginning to disappear? Perhaps not, since the work was originally a prodtxct of the optimistic eleventh century, when all seemed possible to the Normans, rather than the thirteenth, when, if we arc to believe the Marshal" poet, all fire, enthusiasm and seiiflrespect had been lost in the great betrayal. The Ystoire is worthy of more detailed study than it can be accorded her far its place in the creation of ideas about Normans. In condusion, it s e e m that vemacufxr material gives a less &an clear picture of Norman-ncss, it is easier to distinguish the wealth and cowardice of Lombards, the stupidity o f the Germans and the pride of the Saracms, than to identify difirent types of 'Frenchmen". Only those works which are prspagandist or overtly sympathetic in nature describe Normans as in any way out af the ordinary amongst the Franks of history. and legend. Even the charges of faithlessness or gross self-indulgence made by some authors are too sparse or too general to produce a stereotype. As I suggested at the beginning of this paper, nlodern historians tend to subscribe too readily to an image that is not visible in contemporary, popular vernamlar literature. T o pursue the idea further we nwd to identify the m m n t s at which there was an expression of Norman identity, and try to explain why it should appear in a particular work and at a particular tinle, rather than fall back on well-worn generalisations.
" 9C:E Orderic,
11, 3, 60; IV, 8, 38 rcspecttvcly. This ropos was a widespread way o f recording numbers of kn~ght-sand shows how dcscrxpt~onsof nlifitary top~cswere influenced by thc vcrr~aculartradir~on.
BYZANTINE
GINALIA TO
IN the past the suggestion has been made that Duke William when invading England used technology so far unknown in Western Europe. This technology, like the transport a f horses, is Iikefy to have come from the East, in particular from Byzantiurn. At last year" Battle Conference Bernard Bachrach reinforced this opinion in his paper, 'Some observations an the military administration of the Norman Conquest" In his view not only the transport of great numbers of horses was learnt from the Byzantines, so was the building of special ships to transport them over the Channel. We know how important the horses were in Duke William" army when bc arrived in this country, Logistics itl general, in William" case the organisation of the military camp at Dives, were at feast partially inspired by the Romans and By~antines,~ Were, stimulated by Bachrach? paper and his other publications on military affairs and logistics, I will try to find more evidence for the 3mpar-t' of new technology . 3 B~actlrachreferred to Normans in Constantinople but he betieved that those in Apulia, Calabria and Sicily were 'the most obvious conduit throu$h which Byzantine designs for horse transports could have been transmitted from the south of Italy or Sicily to N ~ r r n a n d y "We ~ should, however, make a rescrictior-1forr those from Sicily. They probably settled there too late to be of any use to the Norman conquest of England, This leaves us with Normans vvho took part in military operations against the island organiscb by the Grceks or with a fcw individuals who had settled among the Muslim population. In an earlier paper at this conference X touched upon the Nomans serving in the Byzantine empire, in the army or at the imperial court.3ometirnes it is difficuXt to distinguish between the two groups. Since 1982 1 have collected more data on Normans going eastwards. Even more important art thasc vvho returned to Norrrrandy and could thus transmit directly what they had learned abroad, By putting together all such text references I want to stress the Byzantine impact upon William" dealings before, during and after the invasion, and thus corroborate Sachrzch" hypothesis. This will leave intact his "talian The r~omencfatureis sornetirncs anachronktrc, i am grateful to professor L. Musset for referring me to the Chronicle of Sainte-Barbe-en-Auge. D. C . L3ouglas, William the Conqueror, Lortdon 1969, 202-3, Ante vlii, 1985. B, Elachrach, "On the ongins of W~lliamthe Conqueror's horse transports" Technology and Gulridrr 26, f 485, 505s. K. N. Gtggaar*"ngland and Uyzantlum oat the Eve of the Norman Canqucst', ante v, 1982,t33. +
conduit', i.c. the Normans from souther11Italy who 'se~lt'their informatiox1 to Normandy. Thc information comes mostly from tcxts that have not been fully exploited. Direct contacts between the duchy of Normandy and Constantinople existed long before Z06fi.6It was Dttkc Robert the Magnlfiecnt himself who in 14135 Icfi: for a pilgrimage to Jerusalem. His visit to the Byzantine capital has produced some wonderful stories in later reports. Contemporary sources arc more sober when they record thc duke's journey7 Shortly bcforc, the Norwegian prince Harald Hardrada had arrived in Constantinople to serve there, and he prolonged his visit until the early 1040s. Duke Robert was not able to visit Constantinople a second time. Almost within sight of the Creek capital, on his way home, he died in June or July 1036 at Nicaea and was buried Wc do not have detailed inf'ormation about his journey, such as who his companions were for example. Our chief and charming infczrnler is Wace in his Romnn dc Rou, Robert travekd with his household, among whom was a certain Tosteins, charnbttlait~: e rhantberlencs e e s q ~ i ~ r sherbe~jeiirs , e pprlltlllol~iers.' Other Normans made the pilgrintage more or less i~~dividuaily. lo It is quite likely that the Uyzmtine emperor o f the time, Michael IV the Paphfagonian (103#1), poposed to the Normans, flow that they had fizlfilkd their religious task and "oricd their duke, that they shouXd serve in the Byzantine army, We have evidence ctf such requests in later times, I ' The Byzantines were always in need of experienced sotdieas, The Normans, both tbose from Normandy and fiom southern Italy, had a good reputation in this respect, Especially since a sort of feudalisation had been taking place from the late tenth century onwards, the Byzantine central govemmmt had to rely more and more upon mercenary forces. This was very much the case after the death of Basil II Bulffaroctonus (97&1025). Centrifugal farces were active, crcaeir~g large estates where the wealthy landowners organised arrnies of their own, consisting of small farmers gradually turtling into a peasant population dependent on the landlord. l 2 The need for foreign nlcrccnaries increased in the course of the eleventh century. Byzantine sources are not always accurate whcn describing the nationality of foreigners serving in the army where, from time to time, they formed a sort of threatening force. This probably explains the tlostile tone onc mwts occasionally in the sources. It is difficult sometimes to distinguish bctwcen the various MornIan branches. The same applies, although on ;1 smaller scale, to Western
' My
ct,nctus~onsdiff2r from E, M. C : . van Houcs, W~orrnandyand Bysant~um~n thc Elcverlth C:cnti~ry', Byzuttfran 55, 1($)H5,543-559. Raoul Clahcr, Les dtzg 1rvrt.s de ses hrsrt?tre,, 900- 1044, cd. lM. Prou, 13drts 1886. IV, ch. 6, p, 108; EX iiirr~nrriI-:~~nratlell, In Rt*curil dt.s Hbtorr~rzsrr'rc C;arklrs 6.t &e IR F:~a.~t~re, X I , Pans 1767,f 6 ; Actn Stzrlct., I 4 j ~ l n . .11, 996. ' t. Musset, "echerches sur Ics pPlerlns ct Its peler~tlagcsen Ni~mxandlcjusqt~';i la I+crr-trtrc Crolsddc" ,Atlrrcrlcs tfe ,Y<>mrandte12, 1962, 142, 150. " Wacc, I, 281, 1, 3223; 272, 11. 2992-3. ' O J, Ehcrsolt, Cjrrmf rrf itcrrdcant. K~rltevchc~s S I N EL'J ~~!~ILIL"I?cP~ hyzatzt1rte3 ~1 ~ ~ r ~ ~ t r t err i l i cF~Ys ~ ~~~~I~CU/ i s >R I I I rri~tsadr:\,Izans/Urussclis 1928, 78s. " Robert II of Elanriers rect~vedsttcli a proposal, Clrderic, v, 276-7.In later tlntcs Normans wcrt appreciaccd 2s cavalrymen, G, Bi~cklcr,Atztja C:rtmnrna, Ox&>rd(1929))19624, 378. " 2C;, (2strogorsky, N ~ s t o v yc!f the Syxnvrtirze Sttzte, 0xfi)rd (1036) 1W0, 320 (Engii, tr'ins. of L 3 c ~ (;tlsrhrclrrc 1Zr.1~ Ryzizrrttnisc-ltetrSmntfi, Mur-r~ch1963, ,765).
sources. For both we have to add that the exact period is not always indicated either. fn the early 10"70s, for cxanzple, WiIlianl of Poitiers writes that Normans defended Constantinoplc (proptlglzant C:onstauztinopoEiun). I 3 We do not know ifthe statement refers to the pcriod before or after the Norman conquest of England, But at least it shows that the chronider knew what was going on tn far-away Byzantiurn. Since we may assume that channels of information existed between the various Norman 'colonies', the distinction between then1 is not always relevant to our subject. An almost neglected source for the Norman presence in Constantitlopie are the Anrruls of Lampert of Hersfeld (t 1025- after 1081). Here wc read that Robert the Frisian, in his younger days, i.e. in the 1050s or early l(Kif)s,felt tempted to go on a pilgrimage to Jerusalem and try his luck in the Byzantine East. His plans fell through, however, What interests us here is what made Xxobert wax-xt to go to the East. As the tcxt records rzunlerous Nortnan envoys, already serving itt 13yzantiun1, tricd to talk him into the adventure. They may have been on leave or werc sex-it especially on such a nlission, When returning to thcir employers they may have joined groups of pilgrims Dehinc assumpto piebcito habitu inter eos yui Eerosoitirnam causa orationis pergeban t Conrtan tinopolim ire parabat, Gocatus eo crebris legationibus Northmannorum, qui sub imperatore Constantinopolitano Gilitabant, quiquc ei, st illuc vcniret, tocius C;rtciae principaturl-x poflicebantur. Sed irllpcrator Gonstantinopoliitar~us~ conlpcrto hoc consilio, ornnia flurnina, per quae trar-xsitusin Greciarn essc poterat, appositis custodibus observari fecir, ut deprehetlsus ilico rrucidaretur. Sic cotlatus cepcurrtque eius irriturrl fuit. I 4 "
*
Whether this story is true in all its details is not very important." The tcxt makes clear that in those tinles nurneraus Normans were serving under the Greek emperor, The Norrnan envoys probably came to Norn~andyand to rleighbouring Flanders. Robert had been shipwrecked when be rnct tbent. And since he did not have any prospects for lands at home, being the younger son, he could easily be Xurcd into such an adventure. Adventure it was to strive far lands in the East. But an adventure that was sonlctimes successfully accomplished, hoth by Byzantine and Nurn~ansoldiers when they succeeded in establishing sxnall principalities of thcir own," B e will give here a few exar12ples of Normans who obtainccl Iands in the Byzantine realm, soaletimes as a remuneration for services rendered, sometiales sinlply by revolt or conquest; some of thcrn settled perrnanerltly in the East and became fully integrated members of the Byzantine empire, In one case we can alnlost be sure that the Norman in question, HcrvE Frangopoulos, came from Normandy.
'' Gats (;nrllrlrnf, 228. " Latrtpautl mvrtncltl hltrrsfl.ldtst~suA t ~ t z ~ l ~tbd. i \ , W, 13, t"rxtz/A. Ssl~nlldt,AtlsgctliZhlite Q~cIlm Z
U ~
Ileurschert Gc.schichtc des M~trclalterl.XIII, Bcrhr~1973, 238 [$.a. 10'71] ( w t h German trans.). 'VC Vcrl~ndcn, :. Roberr Ier lc Frisarr, comfidcft' Fhfrcire, Arrtwcrp 1933, 16-27; F.-L. Ganshof; %~otzc;rt Ic Fr~sorr et AIex~sC:omnt=ne" B~yrnrrffort 31, 1961, 64-5. fils brother Baldwin V of Flanders (1035-Ci7) i s s a d to have becrt rciatcd to the C:o~~stant~nopolican nohrl~cp,C;csrrt C;rrtllclrt~i, 46. It IS pusslhfc that he was glvcrl a rplel~dtdc~rlchy rbe bas~lrusor addressed to In Ractcrlng terms. " For the probtcm In general j. E-Ic7iffn1anr-t. Rirrfln-rtnfcr ~ i T~rr~ttlrlt~istitr~~ef~ . itn Byztrtzrinirrlzetz Katclf (1071-1310). Muntch 1974.
E-Eervi?started upon a rather brilliant career in thc East in the late 10141s and l05Os, As early as 1881 G. Scblumberger devoted a study to the n-tan.l 7 He was stimulated to do so because he was given a lead seal o f HcrvC which had been acquired in Constantinople by S. P, Lampros. With the help of the inscription on the seal, and supported by text evidence given by the Greek chronicler Gcorf=es Cedrenus, Schlumberger reconstmcted HervC's career itr Byzantium. He was the leader of a Frankish, probably hiarman, contingent in the Greek army, and his career and loyalty varied according to the emperor in office. The seal probably belongs to the reign of Isaac I Gornnenus (1057-1059) when Hervk finally obtained the titlc magister which had been denied to him by lsaac's predecessor Michael VI Stratioticus (305&1057).'8 The other qualifications on the seal, vestia&tes and rtratelntes, ilsdicare that hc held a military function as well as a coizrt dignity ." HervC was thus a court official, With his troop he served under Ceorges Maniaces who was campaigning in Sicily in 1038..On that occasion we hear of 500 Franks coming from beyond the Alps, serving in the Byzantine army. The suggestion has been n-tadc that both groups are one and the same, which should imply that HervC came from Normandy .20 The same Byzantine source tells us that Hem6 h a d an estate near Lake Van, according to Schlumberger a n~ilitary% c f . Now that Cedrenus' Chronicle is generally considered to be an almost verbatim transcription of John Scylitzcs" Histouiccll Synvpsis f i r the pclriod 811-1615?, we have to refer to the latter. The veracity of the information is reinforced since we know that Scyliczes was probably a court dignitary as wcll. In 197.1 his work was published by J. Thum." As for other Normans having embarked upon important areers in Byzantium we can be brief. Most of them have remained anonymous and probably will remain so as is ofren the case in history, Territorial rulers like Crispin and Roussel of Bailleul did not return to the West to participate in the preparations of the Norman invasion o f England," Others like Peter of Plulps started their Byzantine careers long after the Norman conquest. More imporrant for our subject are those who went to Constantinople a d reearlled to Normandy befbre 2066. Anlong them we can distinguish tvvo groups, Those who were simple visitors and pilgrim (who at the same time may have gone on an intelligence mission since spying was a normal thing to do at that tin~e)and those who actually served in lfrfyzanrictrn and are known to have come back to Normandy. 7vo de BellCme, bishop of Sees (103%1070), belongs to the first category. ' ? 7. f chlu~nbergcr~ 'T3errx chefs nfiarn~atldsdes arrl~desbyzanc~rresau XIe s~Pcle,Sceaux dc Werv6 et de Rousscl dr Bailleul" Ret~dvhisrortqs~e16, I?i381, 289-303 (Rkcrts de Byratlie rt des cr-oicadt:s, 2" s,, Paris 1922, 715); rdcrn, t'ipopie hyranrinc, E%r~s1905, 111, 581. " khchlumbergcr, "Chef%normands" 296; ~dern,Sktlirt~rilphic*dc fbnpruc hyznntrrr, Pans 1884, 65CACA; R. C;u~llancl, Rec-ht*rchessrrr fes itzmtrrtiuns hyzunfr~es,Amsecrdarn/Scrlin 1967, I, 389. " Gullland, I~~sttturit~rzr, 1, 37, '77, 130, 3137, 451, S(UI; 11, 215, 2U Ccargcs Cedrcnur, C;"~rt?nrcle,cd. I. Bekker, Bonn 1839, 11, 545; cf. SchIumhcrgcr, Chefs nornrands" 22414. " fijofirl S ~ y l ~ t r eSYIIO~SIS s, Irrsrortnrrrm, ed. J, Thurn, Berlln 1973, 467, 468%484-6 (Gemar~eratls, idem, Ettdtl'e dvs Bildcr.qrreits trnd ~Wnke(iontsclz~ Renaissance. Aqfarlq 9, hrs ,%fitte 10. _litlzrhrtndert, (;raz 1083, tiy~ant~r~rschc Geschtcficsschrci&c.r15; idem, Byzurrz wirder eitt Wlrrciclt, Das %:eitirltt>rder iMtzkt:*donischt*t~ Dytzastte, C;raz, to appear in the sanic stries. *' Hoffinann, passgm; Schfumberger, 'Chefs normands', passim.
After having been reprimanded by the pope in 1049 t?ecause his cathedral church had suffered serious damage, he travelled to Constantinople and southern Italy. in order ta pay for his sins he vvas to rebuild his church and thus his journey became a furzd-raising afhir, What the bishop did vvas not really unique, Itn his article on the Norman cathedrals, L. Mu~setmentions 1\10 de Belleme as a travelling nlaney collector; so was the bishop of Coutances, Geoffrey de Montbray (1048-f,Q93), and the Giroie family possibly did the same,23It is evident that the Normans in Italy and Constantinople prospered. They were able to make generous gifts if we are to judge by the churches then erected in Nornlandy, Direct contacts existed with the vaxious Normam-r communities abroad. Xvo de Belleme visited friends and relations in Constantinoyle. He was received by the cmpcror Constantine IX Monarnachus (10.1.2-1@5) who presented him with a relic of the True Cross, the gift par excelencr to sweeten a foreign vi~itor.~' It is unlkely that the rn~peroueceivedevery bishop visitiz~g his capital or passing through, There must have been dozens of them evefy year, nlaking such receptions practically impassible. The same applies to the preentation of relics. OnXy if such gifts were exceptionat they kept their value. The bishop of S6es must have travelled with a suite of young men of whom a k w were iured into Byzantine service as X think. And what helps more than to sofcen the heart of the leader who, after all, had to give them leave? Replacements for the return journey could easily bc found among people who had completed their terrn. And the rclic was likely to become a majar attraction for rhe new cburch and would partly repay the costs of the bish~p'sjounlcy.Me was probably also given presents fisr Duke William even if rdatians between duke and bishop wcrc not warm-hcartcd at the time2' We find the report of thcse events in an interpolation of Orderic Vitalis in William ofjumi2gesT~rrta Novmannortkm Dcrcum Igitur Apuliam ct inde Constantinopolirn perrexit, et a divitibus cogrlatis ac arnicis suls multum pecunic congessir, danoque imperatoris de ligno llonrinice Crucis karum munus deportauit. Rcuersus azxtem Sagiutn, ecclesiam cepit tam magnanl ediftcare, rtt succcssores eius Rodbcrtus et Girzrdus ac Serlo nrquiuerint earn per .xl, annos consurnmarez6
How were these Normans able to sponsor such grandiose building programs by making. large contributions as we read? Those who had settled in Apulia slowly but gradually adapted themsefves to live bormalYivcs with a sort of kegularYincam (of what character that may have been). Those in Constantinuple were in a difkrcnt position, We never hear of Norman mer&%nts
" 3. MUSSCE, 'Les cand~cionsfinancli.res d'unc riu?jsrtcarchltccruralc: tcs grandes Cglises romarles J e Normandle" ~n,24;l;la~zgesR. Cruxer, Ikolriers 2956, 3113-31 1. Wtllianl C;rrole went to southenr Italy to collcct: mor-rcy and gifts for the abbey of Salnt-Evroult, Ordcric, xi, 5H-65, The Glrole fanltty had nlarty relatives abroad, J, Maillefer, Wne t"drt111learistocratlque aux confins d r fa Notmar~die:les G6rG au Xle uci.clle', in L. Mt~ssetlJ,Bouvr~si'J.MaiIlekr, Arrtcttrr dtr poirvoir n'Eiral n o m n d , Xe-Xlli* si&ler, Caen I %S, 1'75-206. 24 L. Hummey, Hisruirta ginhrale ccrl4sslnsrlqtre ct crvrte dtr diocise de Sl;t"~,fl, Alenqon 1899, 14; not rncntioned by A. Frotow, La K e f r q ~ ede In Vrizle GT~?IR, Paris f 961, and L a Keliqliatrt~de In L'rair Croix, Paris 1965, 25 n. Bates, iVt3rmand1, b$orc# l(366, Landun/New Vork 1982, '79s. " Jumi*ges,
168.
48
A ~ ~ q l o - ~ V c ~ vStudies ~ ~ ~ a r[X z
makirlg ready money. That leaves us with peopiie earning their living by warking for others, most likely as soXdiers from what we have seen above, There must have been hundreds of then1 and apparently they were able to m k e savings and send money home to support relatives and sponsor religious projects. Mast of them will probably renlain anotiyr-rrous farever because they did not perfornz heroic acts or did not belong to illustrious families, O f only a few we know that they actually returned home because mentian i s made of them in various sources. 'T"hose who came back could trarismlt their newly acquired skills to the leaders at home. O u r first exanlple of a Norman who scrvcd in Uyzantium during a longer period is a young man called Odo. We was a son of Stigand o f Mbzidon, alias (>do E Stigand, His journey is described in a short notice attached to the CClronicif of Sainte-Barbeen-AugeCZ7 Here we find a rcport, short but revealing, of young C>do's journey to Constantinople. Xt may bc useful to describe the family context of C>do junior in order ta appreciate the influence he could have with his new knowledge. The Mizidon family was of Scandinavian extraction appearing under Richard II ("rSt'r--.1~J2li),l" From 1046i748 onwards Odo Srigarid appears in ducal charters as dapifer (steward) ,29 Ordcric Vitalis calls him the powerf~lt.lard of MCzidon (Sttgando potenti vim dc Mrnsionc Odotlis), to wh0n1 Dtlke William mtrustcd about fOci3 Margaret, the betrothed of his sox1 Robert Curthose; the girl, daughter of Count Herbert I1 of Maine, died prenlaturely 2nd never became duchess of Normaxtdy Stigartd outlived the conquest of England, He figures in diptomas from 10437 until 1072, but wc do not: k ~ i o wwhether he actually ~oitledthe invasiort force.3" Hc was a n~emberof the ducal household and as such may have accompanied Wilfiiam during his travels and canlpaigns. The ducal household ccrmprised a nuniber o f f~xnccionarieslike chamberlains, butlers etc., and certaixrly nlore than one steward as w e will see, We do not know what exactly it meant to bc a steward in Normandy at the time, except for the fact that he certaitily had to serve at thc duke" table. He must have ranked as one of the important kivilhervarits since he is sometimes the first layman to witness diplomas. He certatrtly did have inftue~lccupon things going on at court being in the imnrediate neighbourhood ufthe duke. Xft the h~rlsekoldof the first Norman kings in England the +$ir was arr oflicer o f the first For the Mbzidon family the function of steward may have becan~ehercditafy, XJtlring Odu Stigand's life, on 29 June lOfr3, his son Odo junior is already qualified as dapifev in a diploxna. The rcason h r issuing the dipfonla (called 'une 27 La ~ ~ / z r o i z t$e q ~Sarrrre-Burbe-en-Aw, i~ ed. R. N. Sauvage, Cacrl 1906, A garbled vcrslon o f everits was p~tblllsfiedby A, du Msnstier, In AVenrr~rn 1'10, Xlouelz 1663, 716 (inacccss~bleto me) and rcprlntcd ln t f ~ cRecueil Bes FP~stnurer?~ des C;at.rles pt de la Frattce, XIV, Pans 1806, "198-9 (cf. Histoire Liftkmirv de France, XIV, P m s 1817, 601-2, XXXII, Parrs 1898, 210). 28 L. Musfict, 'L'ar~~tocratie normandc au Xle s l k l e ' , xn La ,Yt?hIes~~ it14 Ilktyen /late, eci. 1'. Gorttarnrne, Paris 1976, 79-80, " Bates, 155; Fauraux, nos 96, 107, 137, 148, 258, 186, 188, 222, 332, ~fwc fdent~fySt~gandus napfir with St~gandusof Miz~don(cf. J, Adsgard dcs C;;lutne5, Les notn.%de P C Y S O ~ ~ ~S ICCR~ ~ ? ~ ~ P Ee11~ V M AVo~~nnrtdtr de 911 6 1966, Lund 1954, 316-7 (nos 3 and 4). " Ckrcfcric, tr, 118-9. 3 i Rqcsta, I , p. XXIV, nos tiA, 48, 56. 32 C;. 'El. Wfirte, 'The househotd o f the Norrl~anktngs" ,'l"KWS30, 1948, 4th ser. 129, 132s-
Byafttine 1211aqqinalia ro the ;Voryl.lart CI,"orlqaicst
49
charte fctrt tuuchante%y Le PrC~ost)~' was a sad onc. It was a donation made by O d o Stigand in memory of his son Odo who had dicd sevcral months before
. . . migravit unus dapifer Guillelmi ducis Normannorum, nomine [O]do, de hoc seculo. Is adolesccns aetatis habebat . xx.tf .VI. annos ct .Vf. menses ct dies . x x . t l 1. Et adhuc illo ccnipore vivebat [Es] tigandus suus pater, qui valdc illurn amabat, durn ipse wivcret, et plus eum amavit post finem . . .34 The diploma says nothitrg about his s a p in Byzatltium, This inbrmatim and a confirnlation of some of Efle facts we ohcaizl from a manuscript in which the Chronicle s f Sainte-Barke-en-Auge was preserved, Bibliothkque Ste Genevieve, Paris, 2643, XIV s. The chronicle was written in the late twelfth century by one of the n~embersof the conimunity. The short notice attached to thc clhrc~xlicle says the following [OJctavo idus 110vembris obiit <>do Ilapifer, qui sex canonicos in cccteslia Sarlcti Martitai consltiltuit, que rnodo Sancte Barbare vomtur. [Gjuillermi, ducis Normannorum, ab 1ncarnacionc Ilomini mlxij. anlii crant, a sua nativitate aucem erant viginti et sex anni et sex mensrs et viginti et unus dies, patrocinante Home Alexandra papa, regnante Phlfippo, rcge Francorurn, Maurilio archiepiscopo residente Rothomago, [Elt Nicobus, abbas Sarlctl Petri apostoIi et Sancti Audoeni conkssoris, rumulavit eum in claustrurn ipsius monasterii, deprecacione sui patris qui adhuc vivebat christianissime cox~fessunl.[Elt supradictus archieptscupus adfuit obsequio, In tenlpore ipsius GuiZlermi Nothi, gaflicc Hastart, duck Normannorurn, ipse autem Odo cujusdarn Romanorurn irnperatoris consanguineus h i t , nccnoxl a regibus Francorurn er Anglorum nobilitatcm accepit. [Clornmurrioni, Constantinoque Duciilo, imperatoribus Constantinopolinli, txibus annis in palacio prsthopatarius et tbamatephilatus semivit. [Llirrgue etmim grece, aliarumque pluriunl quarum ignoro vocabula, kcondiam habens, honlinibus et cquis atque avibus egris rncdicaminibus prodesse potuit. [Fjundte X)eo preccs, lector, sib1 quo requiem det. [Altlno mcxxvlj. posuit Eiabcllus Cmleraritls dc Tanyuarvilla canmicos in ecdesia Saneti Martini ct Sancte Barbare r e g u l a r ~ s . ~ ~ Odo died 0x1 18 Novenlber If962 at tfie age of 26 and was buried at Kouen in the presence of the archbishop in the church of St Oucn, He was born at the end of April 1036, Befare discussing the consequences of his journey to Byzant-iurn we have to take a closer look at the notice. The first editor of the text suggested that the fragment was a rksurne uf an The author may have consulted other documents as well, including a list of benefactors of St Barbara's, since in the concluding phrase he ends with a referencc to a donation confirmed by
Ortlrrtc Vitaits, ed, A. LC Prfvost, II, Parts 1840, ItM, n , 1 , E~IICOUX,no. 258, The earlier edrrion by A. Lr I%rPvost, in tWkmaires et notesparar sertttr b IYttstoirr dtr ri$pilrtrment de IEtdre, recurillis et pufilih par L, Delisir ef 1;. I+z"assy, Evreux 1, 1862, 562, a gnarcessibte to me, " Chronrque Je Sarnte-Barbe-en-A~,ge,57-23" j6 Ifhis father accompanted Duke Xtobert rn I(U5 trr mtlst have retunled soon after chc duke's death. Ghroniqil~d ~ "Sainfe-Barhe-en-Att8p, 58, n. 3. 33
J4
Kabei of Tancarville in 1127.JRThe ytlalificatiun of Willianl as duke of Normandy corroborates the use of a contemporary, pre-Conquest docummt. Somewhat problematic is the relationship (runsanguineus) with an imperator Rornanur~rn.~~ The term either indicates the German emperor, i.e. the emperor of the Holy Roman Empire or, in a Byzantine or Byzantinizing context, the emperor of Byzantium who styled himself as fiacrkh&~' P w p a G ~As~ ~for the former we have no indication of a relationship with the Emperor Henry 111 fcrowr~edempcror in IWfi, who died in la5S), either with his first wife Gunnhild (daughter of the Danish king Cnut) or with the second wife, Agnes of Ecnlale menlbers of the M&zidon Poitou. The tatter became regent in 1055. family are hardly ever mentioned. We do not know whether Odo junior was married or had connections in Poitou. The expression nohilitatnn accepit in combination with mnsat"~uineuscould lead the way to Byzantium where ail sorts of spiritual relationships existed. Odo served for thrcc ycars in the imperial household and thus belonged to the*;lnrilio impemturis.'~ A misbtcrpretatiorl of the termfamilia may have occurred, but the fact that the rrobilitas was given to him is curious. tess problematic are the names of the Byzantine emperors crr~clcrwhom he served, even if their rlarxres have swvived in a cormpccd hrrn: Cammrstliwti a d Cunstarrtirto Dacitln, The model of the Ste Gerlevihe 1643 nlay have been less ignorant of Creek names and institutions and thus closcr to the original. Isaac I Comnenus (8 June 1057-25 13ecembcr 1059) or Constantine X 13oucas (25 Dccenlber 1059-21 May 1067) may have conferred thcsc honours upon their Norman servant. We have seen that Mervk held an important function at the court of Isaac T Comncnus. The Mkzidon family had a certain standing and its members may have cr~joycdsorne prestige even in far-away Byzantiun~.The Byzantine historian and poiygraph Michael I%cIfosdescribes both erltperors in Pselfos was a cowt dignitary, an in~yerialsecretary, ar~d his Chvt~nographia.~~ scrms to have been intimate with a long succession of Byzantine emperors. Whet1 describing the emperors"oolitical views he wants us to bclicve that he was rather influential at the same time, Hc discusses their kabbics arid uti occasion tells us haw they behaved in the intimacy of the fanlily circle, As a menlber of the iniperial household Odo must havc seen same highlights of Byzantine court lik. He must have witnmsed the imperial coronatior1 on
3 V C d o Sttgand? doondt~onwns confirmed by Rdbcl de Tancarv~IicIn 1128, Rr:qr.sm, Xf, no, 1559, cf: [bid, rra. <:CXVI. '* Thc terms c o n s a r ~ ~ q ~ ~ ~ t ~ e r r ~ / arc c c ~pmblernac~c ~ ~ ~ a t ~ g i ~rn~the t ~ f MlJdtc s Ages, SO 130 we "re hcre the rcsulc of Byzanr~r~e bra~n\z.ast.vng?W. Ultnrartn, YC)n the use of thc term 312umarrl' rn thc sources of thc cdrlter MddIc Ages" ,Srirdin f i f n s t r c ~ t 2, (Tcxrc und Urrrcrsuchungc~~ 64) Berlin 1957, 155-1 63,was c r ~ r ~ c ~ by s c dH,-C;. Beck, In Byzczurrrrirtrlrc Zc.rtsc/~rr)i50, 1r257, 25") AS dcallrig only wtth Wcster~tELI~OPC, rcfcrr~~lg t a K. Lcchrrtcr. I?rr.IIt.rlotl tilid B r ~ v l t d r t >Nunlch ~, 1953. Thc flrstorrr IrttJrnrnt dc~I-:rartre, XXV, Pdt-1~1817, Interprets I t a4 "'er~rpcrct~r dc Ct>~lsta~~anople'. 41 Ch. I-3. I-iasktns, 'Pi Chanterbury Morlk at ConstantrnopIc, c l(F)t)'. ,:FIR wxv, 1(110, 294 ( ~ b viras t dc patrla sun 5uosyue amtcrrr rrppcrlr yui eratrt ex fa1n111a~rtlgeratnns). "'MlchacI I'scllos, C:ltn~r~o~qr~zpltra, cd. E. Kcnauid, 11, Pans (2"321;5] IOfi7, i tOc jwlth French trans.; Engl~shtrans. E. I?. A. Stwtcr, ,l/hrhuel I"sellvs, Fotrrr~prz1T'jyza~ltttleKnIen, Flarmondsworth 1966, 302s). For h ~ spallrlcal cdrcer d11d literary dct~vitles)rec !d k-Iuflger, 1J19 hi?rh~pra~Il/~cI(Ie pri?f;arlr 1,rtrratur der B~~zarrttnrr, Muntcl~1978. I , 3725, and pass in^.
25 December 1059.43 Isaac I Con-tnenus abdicated and took holy orders. Constantine XI X'loucas succeeded hinz after having beer1 accfai~ncdin the fairlily cirdc on an earlier o c ~ a s i o n . " ~ The titles given to O d o have also been transnrittcd in a corntptcd form. But it is clear that pmthqntarius i s the Creek xptrrrmazcr296pt~a dignity (ride) and a functiorx, A pratospatharius was a ~nilitary con~mander,an orficcr, in the Byzantine hierarchy far below the titles given to ITer~6.~' It is likety that Odo, taking ix-tto consideration his family and his YcudaI%ackground, commanded a contingent of (Norn-tan?)mcrcenar~esof whom sonle nray have come with him to Constantinopie. It is very unlikely that his father or someone else bought: him this function as at1 honaurary title or an ~nvestmcr~t, as was done sonletirnes in Byzantiurn."' The second title is a court title and a fuxlction at the sanle time, and seems to represetlt the Creek .ilahcrpy~~bho~. CuilIand trarlslatcd it as chamberlain which brings us back to the ducal houschotd in Norrrzandy where Ode's father had a sinlrilar f ~ n c t i o n . 'COdo ~ of M k z i h n has thus a mmtiinedjob, attending upon thc emperor and bekg a rnititary csmnzarrder. This makes hirn a commalider nf/irt the imperiat bodyguard, an imperial pn?tt?spildz~ritts.+%~emay have worked u~rdcrthe command of EIervC who may even have engaged him. Did Isaac Comnenus have a predilection for foreigners at his court, and especial1y for Westerners? Odo must also have served as an interpreter betweer1 the Greek enlploycrs and his mil. We arc told that he was f u m t in Greek and other languages. Knowledge of Creek was rrot very commoxl in Norntandy. An ambitious xnan who wanted to serve in Uyzantitln~and who planned a career had to Icam Greek. K, Browning was convinced that foreigners could g a ~ npromotion if only they spoke Creek and were C)rthodox.*Thert- is sorne exaggeration in this statement, but it is obvious that a sound knowledge ofthc language coutcl be of great hclp. The schism of 1053 went alrzrost unnoticed in Byzantine contemporary sources, i2aily practice prbabIyoffered the sarnc picture, so that Ode" religious background could hardly have bccxz a handicap,50 In this context it is i ~ r c s t i r r gto draw attention to somc Greek phrases/words in Latin characters with 2 Latin trandatinn in a ma~luscript at Avranchcs: Of
For the Byzanttnc; cororlaclon ccrcmony scc Corlrtar~tinc Porphyrogc~~irus,'11~Book (?f
C:t#n*morzie.+(ed. A , Vogt, Lac L~tln*c h C:6r4nrc$rrtr*>,I%r~s(1939) 1967, 11, ch. 47 (381, Is), Thc d r m ~ n u t ~ vilrrc~lfr:, c -11s fbr 1)crtlcas tnay rcflccr a conrcnrporary dcvcloprr~cnrofrlle tzanlc 111 Greek,
I ? . I, Ibufcmrs, Thr. Dc,~rkar,torldorl IC3f18, 29, n. 5, Psell~~s, I:.'Itr~~~qgrn$tiil.137 (S~wrcr , 33t 1). *"(;u~lldrid, ~ ~ ~ S I I I G I I I L ~fl, I I I SCH-f , 31 , passm. *" In thc carly 20.5(21; N~chaclI'sclfos brittlght rhls furlctror~for hrs file~trcson-nr-law E1~7~d1os. t-tc "pad' 30 puun~is(1140 gold ~ l o n ~ ~ s n ~ awhzch t a ) , gavc an anrrual lncorne of 1 pound of gold (73 nom~srnata),or an irrtcrest of 5%, cf. II. C;ullland, 'Un comptc-rendu dc prods pdr Pscllos', By~~xrrrrnt?~lavrra 20, 195% 2205-230(rdent, Irr~t~tirrttrri?, I. 84-107) and 1". tcntcrlc, ' ""Roga" ct rcnte cixtat aux Xc-XIc ~t~iiclcs', Kr*rt~icr f c ~trittldtl Nyztxtliiti(*~25, 1967, 77-10l). ssp, 84s. Scats of marly protocpathanans It,rvc been prescrvcd, V I anrcnt, LC*Crrrjlrr., tit3 ,\ct*ati-\ rfr I'rnrptrr. h y ~ ~ z t r r r n[ I , i, "rrdtnrttrsrrrzt~onccntrt~le,13aris 1981, 71 7s. "'C;~t~Iland,Iturrfirftons, I, %Hf?, 353. T11c.y seein t o have been eunuchs. Wcrc* G~relglrcrsrnatic ,111 cxceptlon? Scwter, 317, n. I , .iuggcstcd thdr fsaac (:omncr~us was a soldlcr who w ~ n r c dta get r~clof rhc eui~uch-rulc.(;~aililand docs not rncntton foreigners with this f i ~ r ~ s t l c ~ t ~ . 48 C;ullland, Instrtttriorts, 11, 112. 49 fl. j j l r o w r ~ ~ ~ tlyztztzfrttm ~g, otlJ UtiljC"rlrlt~,I or~dori1C275, 32, 62. Ostrogorsky, 319. 44
52
A~tg/t1-iVc~rtnars Studies IX
(Normandy), 13ibliothkque MunicipaXc, 236, f 97. I%e manuscript originates from Moxtt-St-Michel." The Greek text was written in an clcventh-centwr hand, filling the empty space of the last Folio, It is a sort of colloquial Greek for trav~3ffcrs,pilgrims or rx~erchantswho wanted to cope with daily problems. Whcther the destination or the composer% hhrrnlcland was the Byzarltine empire or southern Italy, or even Sicily in the later eleventh century, remains a mystery. A k w Greeks visited Norman+,s2 Eating and drinking constitut~the nlajor part of the list. T o give one exanlple: loneliness could be avoided by itlvitixzg a person to sit down and havc conversation (Kathison ode syntirkol-2 mrr(sede hic, Eclguere me). Whether C)do had anything ta do with this text we do not know hut thcre was an i~xtcrest,ltrnited as it may bc, in practical Greek (cf, Appendix). (3rd~was a talented man, not only ftlr languages hut also fnr healtxlg all sorts of living creatures, ntcxt, horses and birds. What is the importance of such a statcxl~erzt?The "biography' docs not mention s~xchthings without reason. He may have bccn trained in C:i>nstantinopleor improved his knowledge thcre. As he had to take care of his men when they were in bad health, a good cor~~rnander The change of ctimte and food, and the risks of their job, must have caused a high rate ofilXnesses and nssrtafity. He had a responsibility to bring his men safe and sound to their base, to their horr~efarldeven. His veterinary qualities arc very intcresring as wclf, Horses and birds were healed by him. From old tirrles Byzantium had prcservcd the medical heritage of Antiquity. In the tenth and eleventh ccnturics wrc scc a growing irttercst in medicine and pharrr~acology, especially where horses 2nd domestic animals are concen~cd.The enlperotConstarttinc Porphyrogenitus (91S959) ordered compilations to be made. The Hl"ppintrica conlpristd older treatises on dealing with and healing of horses. The C;eoponicir was intended for taking care of domestic anin~alsaxtd was meant for farmerses3Both compilations must have been available in the palatine library. Michael f~sctloshimself published medical works and had among Izis students peoplc called Cdts', which may indicate Court !if% irzcludcd riding and hrtrnting. C;ardening, at feast crioying gardens, was another interest. Ths hurztlng of birds was sonlcttrxles the fashion, and sometimes thc two could be easlfy con~bincdt.We know that the Byzantbes loved birds in their gardens and in chcir hnnics, and so did the emperors.55Birds wcrc cverl counterfeited in precious metals to decorate a water basin and sing
11. Ulschoff, 'Furc~gnlatlguagcs In thc Mtiidlc Ages', .Spcnrlrutt, 36, 19)hl,3fX-0, 11. 46 (rdcm, .t.lrtrclnltrrliihc S t i d i ~ r t ,11, Sturtgarc 1967, _?39* 11. 47). It1 a Ictrer of 5ilOi85 Mddamc A. Harc, tllrrarrdrl of the Blbtiothkque MmniapaIe lc f-Itr~cbcr,Avranches, confirms the provellancc from Mortr-St-Mlchcl, rckrring to the C:firn/osqlrt.dl.-\ nzantururr.~tPnitrrrur-r. iiltrtle, J. J . C;. Alexander, .Vt~rrr.m~~ Ilt~rrntrlilrrort' t r ,l..frtnt Sf ,%Pfchcl, 966-l lW, Oxford 1970, 13, C:f: Eher%oft,Clnrtlf et c~i-crdent,83. 'TEbcrsc>lt, X l s , "5 . Vogcl. "3 yzar~trnc.Sc~encc', (:tzrnhrrr{q~ .lP~dtetpnl F..iuri)r)t, IV, Tht. Byznntttle Ii~tprut.,Part ii: C;rrvenrmc~rrt,rlrrgrliz arzd ~ t t j l l i i r l f l ~C:a~~lbriJge t~, l9fi7, 2Hrt-,7<1J;j , Scarbortjugh (ed,). Syrllporlu~non EZy;rdnttnc Medlionc, Wash~ngtonICIW3,IJtrnrhnrtrrn Oaks I"dpt>n38, i"313.f (not acccsslblc to me). '' f lungcr, 307. 5 4 0. S c h ~ ~ ~ s c IArr f , h y ~ t ? ~ f l ~ i C;artrrt, l > r ~ ~ ~ V~crlna f94"jS1trur1g\bcnchte dcr Akademtc der Wlsscnscbaftcn in Wlcn, I3hllos,-Ellst.. Klasse, 271, 3). I t , 17, 76, -43,57; L , de Ucyf.rk, I,Yzahitu.riotr bj~zatrtttie,C;rOnoblciPax~s1902, 1-43, 143. 115. For literdry dcscrgptlc3ns 5ec c.g. Ur'gorrr5 Akrtrrs cd. and tra115. J. Mavrogorddto, Oxford IC356,318-9. 'I
mccfianical songs.56Constantine Porphyrogenitus had a golden trce instailled in his patace, filled with little birds who, by some nlechanicaf device, could sing. Foreigx~visitors like Liutprand of Cremana in "349 were impressed by such p ~ r f o r m a n c c s Real . ~ ~ parrots, peacocks, swans, geese, falcons, pigeons, cranes (kept in captivity for hurlring purposes) needed to be attended. This may have been one of che duties or bobbies of Odo, thc Norman nobleman. The emperor Isaac Cornnenus ioved bird-hunting and kept birds in a reserve." Birds muld also be af interest for strategic rcmons. Pigeons could carry messages, goose ,t~was ~ could stand watch and sontetimes birds could be used in a s t r a t a g e n ~ X in~partantto keep them in good health and have specially trained pcople to takc care of tfiem, And how many birds, and for what specific reason, do we not see in Byzantine miniatures and, if we look at post-Conqucst England, in the Bayetlx Tapestry .60 Horses are another subect wc have to deal with, C~OIOSSO mcth they had the sanac iunction as birds, but in addition they could trarlsport goods and wcrc indispensable for warfare. Thc Uyzantinc army needed goad veterinarians Eor its cavalry which had to fight so nlany battles. And so did the Norrelarr arrrly invading England. U . S, Uachrtzch emphasised the importance of the horses in 1066 and thc need to takc care of them before, during and after the crossing of the Channel. They may have been a decisive factor in William's campaign but I Ieavc this point to others. In court lifi. horses had their fcrnction, tzot only for riding, parading and hunting, but also for the Hippodrome games and for playing polo. Polo was one of the favorite sports within the precincts of the pafacc complex and Constantine X3oucas had the irrlperial pologround, the Tzykanistcrion, rcdecarated. '" Kclated to this animal world is thc zoo, a mirliamrc paradisc, a miniature w r l d over which the souvercign ruled as well. The importance of imperial and royal zoos and their propagarzda have not received much attention where the Middle Ages arc concerned, but is an interesting topos. The Byzantine crrtperors kept a zoo and nccded ~etcrinarians."~ Wc do not know whether this aspect of a ruler's life appealed to William as duke ofHormandy, or later as king of England. If so, he may have been inspired by the Uyzantinc example or that
'' S ~ - f i ~ s w26, f , 33. 57
f.t~idli~?llilttdi .4iifi?pi)du~t\, v1,
5, CCS. A , U;~ucr/K.Kau, I)arm%tadt 2977, 4HWJ9,
(;c3si/trtjtre der S ~ L ! ? J I J Ckilis~r;(lit ~P~Z
(Engl. trans. F. A. Wright,
7'/ici
ti;rrX?s
HI Qtr~lferrztrt t!fLttrrlprilnd i?f^Cm~~rnorra,
Lon don 193), 707-8). fJscllw, CJfirt~~~o~qraphia, 11, 12% (Sewrtr, 321). 5 3 ~ ~ ~Sttlrlus~l?, r r t HVI~?IJ~YIL~(TIII, Kitlq tJ~raIJ'3Su,qt~, Engt. tranr. M. Magnussoni'E-1, I.)ilsso~r, f larmondsworth 1966, ch. 6,pp. 52-3 (the Icgcnd(i) thdr Maralti scrvuig In the Greek drrn! rn Stc~ly rtareed it fire In a beleaguered t a w 1 by u ~ i r ~birds g who had thclr ncst5 there), Mi Z. Ksdir, Suriltvnls o f Greek ;oc1lt?qrct2l rl/t$mrncraorrin Ryzatitrrrr rtrornrsrrrpts, trans, T. W~lkinron, IZuliapcst 1978, passlm. Uyzantrnc rnflucncrc. in the BT was suggested by .:C R . I3sdwc.11, .4r!qloSN.ZOII Arf. A YIYWj>erAptyCtrvt*,M311ch~^ster 1983, 160. 12. jantn, C>unstatifintyle f ~ y ~ a f i h n Pans f, tt164, 39, 119, 19.5. Th. Prrcger, Scrrprores ortqitrrrtrr CL~rrsrarrtrnc~j~o11tt1111~~~~1t1, Lclpz~g1")1)1/7,325. " L(;. A. A , Lo~scl,Fiisroire des A%Knasqcrres I:4trtzqtlrr6 ii rros.jorrr3, Pans f91.2, 1, L40-5. Onc cor~ld add the rcptwt by L~tidprand, Lyqarro Q i r i ~ f f f ~ r t557. , Aact~cn possersrd a wrr of to43 lnlrtdtlilg &!yrarttu~e Irlsntutli>n$, H. Frchtcrtau, 'Byzanz ~ l r ~dtc d t%l7 zu Aachc.11" ,'t/frrrt-rhrrtegt:~tt(k.s Itrjrrrrtth ttrr CJsft.rrt*rclrt.cche f;eshrckf~~r~vrchrt~z,~, 5% 1951, 1-54 (cf. 13iiIger,fXAPAXTifCIk%A,Ettal ff)hl, 67, 11. 34) and K . I-iauck, "TtcrgZrren Inr IYfalzbtrc-tch', In l ~ r r r t s c h i ~ k y ~ ~ y ) ~I,~(;iittn~gen f z c ~ r r , I963, 305 5X
i i r p
of princes Salian and Ottonian. It has been suggested that the first zoo in Western Europe was established in England.o3 Was it part of William's far-reaching plans, a master plan, to send young men to Constantinople to learn the useful skills! And was it his wish that they should be trained in the ceremonies of a grand court life! Did William, from an early date, cherish a dream to become an autocratic, imperial ruler, either on the continent or beyond the Channel! How could one othenvise explain his successes with the building of the horse transports and keeping the horses in war-ready condition? It was in the very capital of the Byzantine empire that Normans from Normandy and from southern Italy could learn and spy how to deal with all sorts of strategic and ceremonial problems. O d o junior's experience corroborates the view that William was and had long been familiar with Byzantine technolog)b arld knowledge. His informants lived in his very neighbourhood. Young noblemen like Odo of Mezidon, serving as dapgeferat the ducal court, had been trained in the heart of the Byzantine empire, the imperial palace, focal point of all activities, military as welt as political. We find another example of such a trainee in the same family: his bmther Robert who is a more elusive person. The Chronicle of Sainte-Barbe-n-Auge giver the following information, in referring to events taking place in 1128 when the dedication of the church to Saint Barbara took place Ecclesizl, vero que dicitur Sancte Barbare, in bonore beati Martini ab antiquo Fundata et dedicata consistit. Porro itlatis in cam reliquiis heate Barbare, virginis ct martyris, per manum Roberti, filii Stigandi, qui de Grecia easdem reliquias super aurum et topazion sibi preciosas atrulerat, bcata Barbara, ob miraculorum frequcnciam, illam suo nomine vendicavit eccf e ~ i a r n ~ ~ f think that he was a younger brother of Odo who as the elder held thc title of dap*r in 1M3, The two brothers probably did not leave at the same time, Robert may have gone eastward after his brother had remmed home, thus explaining his absence from the diploma of 1063. Donations were often witnessed by relatives and Robert was, apparently, still alive, unlike his grandparents as we read in the diploma. He must have served under Constantine X D o u a s and was back in time to participate in William's caxnpaign of 1066. But did he realty? His Gther Stigand is last mentioned in lO7O/l, leaving no trace in Domesday Book. Twice, however, we find in the Survey a Robert who might be Kabert of M6zidoxr. ]In Lincolnshire we find a Robevttrs filirrs Stkandi and in Uerkshire a Ruberfas dapfer holding land.65 The dapgefrr function nzay have passed on to the younger brother arld remained in the family. He d i d before the Dmesday Inquest of 1086. His death, apparently without nlalc heirs, is in line with the passing of Stigand's lands to the Tancarville family
'' Loisel, 153s. i3ones ofexatrc animals llave heen fc3und at Winchester (personal cornmunlcatzon by Martin BlddItl dunrlg the 1985 Battle Conference). Wooci\eock had a kzoo\n the early twelfth century, A , t. Poofe, Frc~rurDomc*sdayBook ro ,%ZagttuCar&, 1087- 1216, Oxf'ord 1970, 19. WitIianl the Cor~qucrorwas lnteresccd tn deer parks. Clzronrqtr~de Sainft-&rhe-en-At4ge, 23. 6S Domeshy Botrk, 1,375~; C3. W. FosteriT. Longley, The Lirtcolnshiut. Domesday Book and the Litidsey Szlrvey, HomcastIe 1924, 212-3; Dornesdoy Book, 1, 59; VCH Aerkskircr, London l%&, cd. t". F-I. DitchfrcldiW. Page, 343, @
Byrantine ,Wnvin~tiato the ilSclrman Cotiqtrest
55
of which we find a confirmation in the early twelfth centurySbB Robert made pmfits in the East. He brought h o r n gold and topazes. We do not know what he did in Constantinogle but be may have followed in the footsteps of his brother, Gold, mancy and precious objects seem to be the normal things for a young nobleman to bring home. He did not have to change the gold into silver currency as was done by Scandinavians at that Gold bcsants are rtfernzd to in Norman sources although no specimens have been fvund so The predilection for topazes seems pccuiiar. But as precious stones they were often used in goldsmith" work and rnay have been the fashion, n Western Europe, and especially in tapidaries which became so popular in England (where the first vernacular lapidary was writtm behrc the Conqunt) they were considered extremely valuab)e.@Their healing forces against mental diseases are described by Michael I%~llos,~' The Mezidsn brothers may have met Psellas in the Byzantine palace. We have already mentioned the relics of St Barbara after whom the church in M6zidon was named in the 1120s. Why did Robert choose these particular relics?71'The saint carnie to bc associated with siege-craft (the patran saint of miners and, later, gunners) and thus comes within the scope of mercenaries like Odca alld R c > b e r ~Z.n~ Constatltirioplc ~ there were at least live churches and chapels dedicated to her of which one was in the The prcserlcc- of a chapel in the palace may have made things easier for Robert, but even then it rnust have been a privilege. Another young nlan who was in Constantinople and who is known to have been active in Wil'liam's expedition is a man called Dcda, He is said to have been a Norman knight, In 107OI1 he was the sole survivor of an attack on the isle of Ely which mded, for the attackers, in a mass drowning. At Ely Herward lcd one of the last resisting groups agairrst the Normans. Deda was made prisoner K~;qt~sfiz,11, 1559, 1587 (H. Chantcux, Rectrerl des nctes J'Hepm ler B ~ I ~ C ~PATIS P Y C1932 , jtIr2se d%coitc. des Chartcs), 490s). Aecord~ngto A. i,c Pr&vsst, O d e n r EJircrlis, Ecclcsrasrica Hrstortcz, 11, I'arls 18-10, Iorf, n. I , Agnes, vv~kof RabcI of Tancarville wF3sa ddughtcr of <)do Stigand. I tcavc ~t to otrhcrs to ciitscntanglc thc farntly relattons, 67 C . M o ~ ~ ~ s s'Le ~ I Ir6lc , des Vdrdiligcs dans la transn-ttsslon dc la monnalc byzantrrie c n Scandtnavre" in Les Pays dtc ,Y(7yd er Ryzar-tce, rd. R. Zleirler, Uppsab 1981, 136. L. Ikfislt, 'Iles rrvcnus publics en Narrnandlc au douz18me s~l.cle',In Brb~lot/~Pgfrt* Je iEcole Jczs C2/tartcs, 3t"~Crze,V, 1848-9, 207; M. Bloch, 'LC problPmr dc ii'cor atr rrroyen ligc', Attttizlr~dcHfstc1rre e'ior.totrtiquc et sitst~d~ 5 , 1033, 1.5. f r ~a letter of 13/7/81?M . Musset u9nterthat a silver cotn ofJohn i Tzrrnisccs (969-976) was fourtd In jersey attd should be rn the 'M~uskedc la Soaitt: Jcwa~se'at Saint-EIAler. #WC;NS"S3VII, 329-3Or W. Ohtlsorge, A h c n d a ~ d14ndByxartz, Ddrntstrrdt 1979, 'Die Legarlon des Ka~scrsEasilelos lI. an Werm~rlcfrII.', 301 (sdcm, WistctrischcsJahrI~~~sh~ C;iir~es~gcsrIIscIt4qlist.r cr It.s monastPres, llarls l"t9, 56-7; K . N , C:~ggaar, V n e clcscrlption de Constantrnople rradulte par un petcrln anglais" RRPVME da t;l~(dcbSjbzarzti~t~~ 34, 1976, 360, 110. 50; C . I?. M;ife&ka, Rtisstntl rutztteller$ to (I=unst~z~tritzcfp1~.~ ln the fourtr~nthand-fificerrtll cenruries, Washn~gton1984, I 62-4, 387. 66
and brought beflore Hereward vvho impressed him by his bravery and military skills, I k d a praised him above those serving in France, Germany and in the Constantinopolitan realm Herwardun1 vero Exsulem cum suis, prae iltis penc et prae cunctis equitibus quos apud Francorunl gentem seu apud ftornanuni iniperium vel apud Constantiinopolitanuxn viderat, ex virtute laudis et anirnositate in muleis de eis scrrnonem facicmdo p r a e t ~ l i t ~ ~ He was sent back to King Wlllirrm to report on the inflexible state of mind of Hereward and his comrades. We learn that Deda was an outstaliding knight (unum insknern mititem and rzominatissiuvrtts graikln inter insiyniom militurn wgis a friend of the king and a loyal knight (qi dunicus et tnile~Jidrfis).~~ The term mila is not clear for the Norman period hut may indicate the Icsurrst rarik of the n o b i l i ~Did , ~ ~Deda go to the East to serve, to leam and to spy? Haw cad$he otherwise have been able to judge the quality ctt'other soldiers if not by having been abroad himsclc Further details on Deda unfsrtun;ztely are lacking, He does not figure in Domesday Rook or in contemporary diplomas.7R Thesc three yokxng nsen who went to Canstantinople all belonged to Willtarn's friendly entourage and were able to pass on to bin1 first-hand information on the Byzantine army and on Byzantix~cinstitutions in general. If may have missed other text references (so far I have not searched systematically Saint's Lives)but they may turn up after the publication of this p a p r and so may other evlidence that could contribute to a better knowfedge of Byzantine influence upon William" saff rs. It is a tenlpting thought that Normans or Northn~enfrom Scandinavia who went to Constantinoplc to serve as mercenaries (and often called Varangians) may have set out from places callled Varangevile and Vararrguebcc in Normandy. Onc Varangeville is situated a few kilotnetres west of Dieppe, another a PCW kiXometres north of _jumi~ges.In the light of more regular contacts between Normandy and Byzantium it is worth. while to rcconsidcr these names, but f: will Ieavc it to othersa7" One wonders whether in a fcudal society or one which was being slowly feudalised or refeudalised contacts and/or contracts existed between the basileus and Duke William concerning mercenaries. Ef n~ilitaryobligations were the reality, a milrs (knight) had to ask leave when goixig abroad," William's successful operations in the autumn o f 1066 found their apogee in (;tvsla jcft"vrrsarift tnrlir~exirlts rt mrlrtr?, cd. Th. Ouffus Hardy/(,. Trlcr Martin, Lotrdon IMIIX, 379 (RS 931, 1). 7 5 Gesta i Ierwdrd~,377, 378. 76 Lther Httmsrs, cd. E. 0. Blake, London 1962, 178, index ('Norman kn~glilt"). 57 MUSSC~, 'Arist~crartc*,passim. " A ccrraln I3adeus died tn 2073 at Rcrms, P. J. Vann, 1Yytcrt~!qqt~&IYiaqlr.se rir. N ~ r n t s(arch. de la vrlle de Rc~ms,statuts I), Pans ZX311-1853,KO jtnaccessrble to me), cf. M. Th, Msrlet, Lc~s.srrornvd~persorlrr~ srrv Ir t~rrrtorrtddc.fJ~anclenne C;at4lr* dtr i'le at4 Xlle sici"clu, Pans 197'71, I, 63, 7Y R. Ekblont, 'Quclquci t7orni de lzet~pscudo-var6guc.s" ~ r nStvfna I>iztlolo,qii.a Upsaflrrzsis, f-estskvgi ttllqqnad Z+v I?crssctiz, Uppsala 1922, 363-3MiX, referred to by S . Bllindal, The t."~~rut.z,~icnts c$*Ryzanrlrtnr, trans,, rcv. by B. 5 , Benedlkz, Cambr~dge1978, 112, rr. 2 (wlth a strslnge gtrography). KO Rates, passim; M. Cblbnall, 'M~litarywrvzce in Norn~andp before 1066', ante v , l982,65-77. It is conct.lvahlc that Wllliarn ln h ~ slong-term planr~lng~ncludeda gracfudl trttro~Iuctlc311of &udaI
7"
custorI1s.
Byzatltitre ?v2n~qinnlioto the 'Yt~nrziltrConqtit;sr
57
his coronation as king. It was natural that WiIliarn took over the title and status of his predecessors in the newly mnquered lands, In Nortnandy, as dukc, he may have had latrties sung to hi111 as if he wcrc already an inlpcrial ruler.*' The coronation rites at Wcstminster Abbey wcre sophisticated in a sense, which is the reason why thcy havc oficn been discussed. Recently j. Nelson argued that on that occasion the so-called Third English Clrdo was used, and that inflttcnccs from the cor~titlent, in partictlfar fro111 the mineland, are di~cernible.~" Intermingled with continental-C;ern~at~ elements is a certain 13yzantineinflutrice. Now that the suggcstior-r has been made that the Third Ordo was used fclr both William and, a llttIe later, tris wife, we must draw attelltion to the blessirzg of the crown, a typical f3yzantine practice which makes its first appearance in Western Europe in chis particular coronation ceremcinial.'Was it a fortuitous borrowing or a deliberate act to i~nitatetfse glorious cxamplc of the Byzantir~ee ~ ~ ~ p c r o r s ? ~ ~ Wc d o not k ~ ~ oif wHarold was crowned with the same ritual 01s 6January of the saxzze It coclId "s that, likc William, hc was acclain~cdby the populace, This acclamation, known in the C2ttonian-Salian rcairn, caused a grcat conlilsion in Dcccmber 1066." hcdamation was another typical Byzantine kature durirsg corot~atinncercmonits but it rnay have c o r n to Englalld from the cantir-tent and before Wiltiarrt" arrival in E~zgjtand.Was the date of the coronation on thc otbcr hard a pure coincidence or was it skiffully plarsrsed by William and his advisers? O n thc contir1cxlt kings and cxnpcrors, especially those who rivalled with tkc t3yzantlnc rulers, wcrc sowtctir~~cs crowned on Christn~asDay: Charfex-nagnc (8.100), Otto EI (9637), Otto XXX (%83), Henr)l XI1 (1 046). And so were the Byzaritine emperors Michael 11(2320)arld Corzstar~tineX Iloucas (1059). WiXXiam's exampXc was followecf by Roger IE, his Nornlan kcor~sin',who was crowned king o f Sicily 0x1 Cfiristrslas I>ay 5 130 and who is we11 known for his Byzarztine prefercxzces. W1zerevc.r William fonnd his inspiration the choice of Christn~asX>ay betrays imperial anlbitions. He rrzay cvcn have foltowcd thc rcccxlt XJyzantitle example crf C:onstanci~lc X tJoucas, William" dopq;r Odo of M6zidon kvas in C:onstantitioplc when the corol~atinn ccrensony of Constantint. X 'tlouras took place on 25 F3ecenlbcr 1059, For the Uyzar~tlrzestherc was no tradition to postpor-re coranatiotrs until Christmas. We nccd more inGlrn-ratiot.~befort. wt" car1 speak of Uyzantinc influence a n thc choicc o f the date, Before discussing tile crown ~tselff want to draw d~tetltiorltoJanet Nelson's suggcritictn that Ealdred of Unrk may havc con~pctscdthe Third t l r d ~ Ealdrcd .~~ spent some time in Clolognc whcrc he probably witxsessed the royal consccratlon of E-lcnry IV it1 1054. He Icfi inr kjungary in lor?% and visited Jcrtlsafm
"
E. E.. fCarztorc~wic;7,i,arid<3 1 ~ ~ ~ 1 c l C . r b 3tt1dy j. (II I l t t t ~ e ~ f i zt J~ n j r t ~ ~ i t z t ~ toz tf ids tttr(itat~f)~l rider tr!~)v.\l~rp, Bcrkclcy ( 1 9 4 ) rcpr, 1'158, 1 (t0-71; I1 E. J C:owdrcp, 'Thc AllgIu-Norman t dudc5 reglac" 1 "ratot 13, fcfW1, 48-50; Xj;ttcr, 191. " J J.clsun, "?hc rrtcr of the C:c,nqucror', rxrrfc IV, I9X1, 117,. X3 I". t. Warct, ' I-hbe coronrrciorr ccrcttlon); In ntcdlacval E~lgland"Spnirlltrri 14, l(l.39, 175, n. 1. and Nclsot~,'Rite.;', 2I5, n. 58; Conctancir-rc t%orpl-ryrctgcntruc,Lc L,it*l.r* dip^ iir6ttior1lr*~~, I!, ch. 38, p. 2. " 4. NCISOIS,'Sy~nboIs111 fontcut: rnlcrr' irlauguratlon rrtuals i t ) f3yra11t1un1and thc West HI tile carly Nrddlc Age$', 111 Thin c~irlic~ilt~.\tlttatht*~tzrid tl'li~i f i ~ ~Srnglrr*s r, irr U t ~ i r i l tI-ltsfory 13, 2976, cd I ) , Uakcr, 31tinot discuss rhxs efcmci~trrl a tvidcr cotltcxt. " Nclsctn, 'Ftitc.;', 112.1%. #" p"l~i%Oll, 'Itltcll', 1225. '' t\fef30~1,'X;titc\', 1265.
A n g l ~ - ~ V o v r Studies t ~ ~ z ~ IX
58
after having achieved his mission in Hungary with the exiled princes. If we look at the map it is obvious that he travelled via Constandnople. It seems likely that, since thcrc were contacts between King Edward and the Greek basilens, he was received at court and, if he really was interested in ceremonies, informed hinzself on the recent coronation of Xsaac _f C ~ r n n e n u s .Ealdred ~~ hirnsdf crowned William in 1066." H m 1 want to stress the paint that William, who may have shown a keen interest in alX sort of rituals, could obtain information from various sources and via various channels. New information may have reinforced ideas he had already in mind. Byzantinizing influence was active in the Clttonian and Salias~realm where it is discernible at all levels. By the time of William's elevation to the English throne, however, there seems t; be a certain stand-still in this respect, which makes direct Byzantine influence more likely. The coronation ritual Xcads to the crown itself, The only source to describe a e of Guy William's crown is the recent]y much debated Carmen de ~ a i r i ~ pmrlio of Amiens. The Carmorr poses probIcms as to its authenticity and its contemporancity. I give here the relevant passage Misit Arabs aurunl, genlrrlas a Ruinine Nilus; Grccia prudentem dirigit arte fabrurn Q u i Salainotliacum , uic deterior Salontone, Nirificttm fecit et diadema decens."' X do rzot think that thc dcscriptior~of the crokvn in its entirety, with the Twelvc Apocalyptic stones etc., &auld be automatically considered as a topos as is so often done with medieval descriptions." In a Byzantine or Byzantitlizing context line 760 is of interest: CJ"recin prt4dctrltem dirtqit arte-fahmm, which was trar~siatcdby the text editors as 'Greece ix-tspired a smith skilIed in the art . . . ', Two intcrpretatlons arc possible. A Greek goldsmith was active or Byzantium inspired the artist, i.c, Greece (read Byzantiurn) provided the model. Scholars do ncat seem to have doubted the veracity of this passage ixt the Camerr, And why should an author have introduced, even if he was not a conttemparary, an clerncnt so t'oreign, so exotic, in thc description ofan object that to most people should have becrt sacrosanct? There is no snzoke without fire. The cornnlon interpretatiox~is that a Creek artist xnade the crown." But with this view we rncet problems, Did Wtllian~order a Greek galdsrnith to do the job? Was such a man available? For it is impossible that between 14 October and 25 Ilecesnber, assuming that from the very start Wifliarn was eonGdex?itabout thc outcome of his canlpaign, he could send to Constantinoplc far a goldsmith, a model or even buy a ready-lrtade crown. A journey to Constantinaple took on the average 4)
*' "
YI',s . a . 1057, IXX; G ~ t C;rtiilrlrnr, n 220; ,"SlC' :
ASC:
Worccstrr, I, 317; lire fiadtcjc~rtjr,69, 11. 1 ; czrtte v, 1982. XW ant4 note.;. (l>/li),3.0. 1066; C)rtlcrrc, 11, 183; J)c'qcyesfu vqqrrm, 11, 307; Worccstt'r, i ,
128-9. C~iiunien,11 750-762 9 1 E . g . S. Ktrch, ' l h e Edelstc*~ntder ungar~schenKror~c" 111 Ittr!qttrn Rc;qtri Igiiqgnrtoe, f , cd. Z , Lovag, Budapest: 1983, 145-6, drld Z . KAdlr, 'obcr ddre Sytr~bot~k dcr Edclstclrre dcr ungar~schen Kronc', rhrd, 147- I .52. " P. E. Scftrdrnrtl, Ht*rv>thtSfis;c"riItc"t~ r t ~ Stsctt:r~ymholrk, ~d 11, Stuttgdl-rr1955, 3%; K , Lcyrcr, Zr~gRland and thc F ~ n p ~ m r ct11c early t.~velf'thccncury" eTIZll,5, li)Cd?, 05;6. Brooke, "The Saxon ilrrd Ntmlmrr K~rzgs, Londotl (1963) 1'167, 66; Ifouglas, 253, n. 3; J, f>cCr, ISyzanz g t r d dns atretzdleittdisclze Hcrr~r!trrtrim, A i i ~ ~ q ~ - u ~ ~Ar~fciitzerr, lrltc S~glnarsr~gzr~ 1077, 69 (Bymtzrrrrr:rihc.Zelrsrllr!fi, 50, 1957, 43Ftt); { : ~ w d r r y , 52,11. 50. 9U
days.""or some unknown reason William could not or woufd not use the crown(s) of his p r e d e c c s ~ o r sThere . ~ ~ is one escape out of this problcm, i,c, the crown w a s prepared in advance. Cold and precious stones were no problem Zor William. The artist worked in Normandy or in England. William certainty planned or hoped to be a king, o m way or another? soorter or later, on the continent or in England, and thus he had thc design ready. Did the blueprint and the inspiration come from Byzantium, like the horse transports? The description in the Carmen makes one doubt about William's crown being a so-called 'BGgelkcrown as has been assumed so farmgs The term vevticis in strmmo (1. 777) has been interpreted as ttnc tog a f a %6gel\rown, but could well mcan the highest point of a crown when worn, i.c, above the forehead, This idea is reinforced by the setting of a pearl between two amethysts, which is diffimlt to imagine with the other type." The twclvc stonss of the Apocalypse must have formed a cirde. We arc probably dealing here with another type of crown to which the Byzantine 2nspiration\cems to Lead the way: the model was a Byzantine crown. Untif the end of the eleventh century Byzantine enlperors wore a diadem crown, The Canuen uses the terms dr'adema atad stenzma, suggesting this type.97The Byzal-rtine c r o w was decorated with pendeiloqucs, dctachabte strings of pearls hanging alongside the dceks. A little cross cosrsisting of four stones stood "on top" in the middle, _justabove the forehead,'" According to the (:amten there was no cross an William's cro'l'v'rl or pendefoques (or the author may have seen it in its simple f-cjrnl).InfOm~ants011 the Byzantine crown were readily at hand: members of the ducal houscboId who had served at the imperial court, They had seen the crowned emperor on nlany occasionsSg9 His portrait was also depicted on coins, of which quite a few may have "travelled' to Normandy. l" (ill. 112) In f aint Sophia pilgrims and other visitors could admire the huge mosaics with crowned emperors, like Constantine the Great, justinian, Leo VX, Constantine Monon7iachus."' Elsewhere in the church crowns of earlier emperors were on shuw."* Like William's cruwrl they were incrusted with precious stones, but no example can be brought fornard of the Twelve Stones of the Apocalypse. Here the E~tglisb crovvP.1 seems an
"W.Mollat, "Prtzt?li.mcs navals tic I'h~scoiredcs crorsadc.$" Cnkihr~r*de C~i~rlt~nttorl ttrL:rilCrlr~ft, 10, 1 %67, 351 ; Co.rvtircy, -51, n. 50. 94 Were Anglo-Saxon ktng5 burled wrth thclr crowns? K ~ n g Cnut 1s sard to have offered his crown to Czhrtst, 1.e. dze crown was larri on thc altar (Efunttngdon, 1230). Edward the Cczt~fcssorwore a gold crowrr Irr hrs tomb (M, Z?iloch, 'La vle de 5. Eiioulrd lc Cr~nfl-sscurpar C>%bcrtde Glare', ,-lnalcrtil Bo/far?dturiiz41, 1923, I22), Y5 Note 02. '' The location of the fifth storre, the sardonyx, < : ~ V I ~ V I II . 767, above thc car see111s An accurate ohscrvatlort . 97 C;c3ft1 C;IIIIJPIIIII,320, gwcs diadt>tria. NOEICC that t f ~ ~ ?ttJrn1e7111t2ttt~~hlrlct arc often a nldttcr of clsolce, 111 kdst and West. " 'The sttJmma war replaced by ehc k d t t t e i t t ~ k ~ t l tal ,closed crown, a bonrlct rather. The crown wa\ kept w ~ t h i nthe palace, Lrtlre d m (Gi~l;mt~trrc~s, I, p. 4, After rEic ccremon)? the en~pcrorretlrcd tntu the nsltatorlon where the various ranks, amot~gwhom the pr~~-zrrosyaarkarr(~f, pad rllcir respects and wished hrm Iong Ilfc, rhrd, 11, p. 3. loo E g. P. I?. Wh~ttrng, Byzarrrirre loin.\, E-trrldon 1973; I." C;r~ersun.f3y;arrrrrie itjrrrs, London 1983 "'I %mc of then1 ~llustratcdrn j. Uccktv~th.E;lr/y f~itrr+ttniiilrid Ryzarrrrrrc Art, tatldoll (1970) 1979, 1lfs I.58, Itlo, 201. IOU" j. Ehersolt, LC#-5 a&+sonf;Ttrralr de Byz~ttce,Pam 1923, 37
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innovation.'03 Both in East and West special properties were attributed to precious stones, Psellos published his list of 24 stones. Xn the West the Apocalyptic stones becanle pupular, as did IaPdaries. More research is needed here before we can reach any concl~sion."~ Now that we have mentioned Byzantine coins, wc have to take a look at King William's coinage. In the first years of his reign he apparently did not want to frustrate his new subjects and imitated the types of silver pennies of his predecessors: a helmet a r closed crown in profile with pendcloques at the back. These coins cIcarXy imitated Gcrman coins.'" In the late IO7Cbs we see a sort of diadem which could correspond with the diadem crown in the Camen."' Miss Marion Archibald thinks that it may be a not very well drawn version of a closed crown and that tbc various crowns on the king's coinage express a wish for variation, lo' Xt is therefore difficult to usc coinage as proof of cithcr %6ge17 crown or diadem."' (ill, 314) The coins, however, show that WiIliani did imitate a Byzantine n~odel.The so-called sword-type is a derivative of a coin of lsaac I Coaznenus, (ill. 1/3/4)Io9 We have already arrived at a period tong after the conquest. We have to return to Westminster Abbey in thc Xatc spring of 14x8, Mathilda, wife of the Conqueror, was crowned queen and accepted ad cotzsor~itrrnregir' hanoris, in the words of Ordcric. In At~glo-Saxoncinles t k r e was no tradition of queens being crowned, Occasionally they were anointed and only once do we find a queen depicted with a crawn.""Qfter the Norman conquest things change as was already painted out by Freeman and others."' The ceremony, 011which we are not weti informed, was probably siniifar to that of Xlccember 1066.L'2 Ealdrcd, archbishop of York, was on duty again and probably had the queen acclaimed. According to (Srderic Mathalda was crowned with a diadem. Here again William clearly shows in~pcrialambitions. William of Fairiers writes that in 1066 Duke Willianl wanted to be crowned alongside his wife who was still in Normandy, His cneouragc pressed him to proceed with the ritual as soon as E. Pllrz, Kameltzi~k~itrtef I t f i f r t ~ ,Uppsdla 1977. J. EvanslM. S. Serjcantson, Ettglish ,"llrdraer~nl I,ilprilnrtt.r, London 1Ci"Ss7,XE, where a date between ll)07 and 1081 1s g~vcrlfor Marbodc's tcxt. Thc first vcrr2acular laptdarv In Western Europe dcscrtbts the Twelve stolle'; In Anglo-Sdxon, rltrd, 13, 1.5 JBL, C:ortcrn Tlbertus A ITff (Ms. A), Xls). M. M. A rchtbali3, 'CC:olnc', 11-1 Efz,qlisl~Koinnrze+q~trArt lflh6-1,300, Catalogue London t 984, rto. 387. Io3
""
Archlbalct, 110. 303. Arclzlbald, no. 389. The same vanailor1 IS sccrl orz C;crman culnr, PI, I3anr1cribcrg, I>re di>trr~dte.tr ,%Iiitzz~ndcr Srich~t~ci~e~~z irrtd Frrirtkrschert Kar qerzerr, Ilerl112 1 876, passftrl. "OR S ~ r ~ ~ e t t mrncnilorl es 1s n-rade of Uyzant~netnflumcc upon English coinage of rhts pcnod, 12. Talboc K~cc,E ~ ~ q f i bArt, h X71-Il(l%l,Oxford 1952, 34; I). I?. 'VVhjrtlng. 'The Uyzancme Ernplre and the colnagc of the Anglo-Saxons', In Aqlo-Saxctrl Corns, ed. I?. Fi. M. Ilolley, Lonclurt 1961, 23-38 (St~tbrespnescnrecj. to F, M. Stcnton on rhc occasion of h ~ 81th s btrthday). IR9 A short notrcc on such ~rrflucnccwllI fc>llow tn due coursc. " w u e e n Ernma, wife of King Cnur, EL, Add. Ms. 33241, f 1 (Etliortttrim Etnr~tx*),c.g. F, Brtrloc\, fld~vnrrltEte C O I ~ ~I,OIIC~UI~ A S O ~1970, , 111. 1; P. Stafford, 'The King's .ivife ln Wrsscx, #X)-IIlC&', h s r t$tid J)Y~.SCIII91, L "S 1 , 3-27, " qE, A . Frccrnan, The Mrstor)t of.' thf ?Uilrmatr G'clngt4est of f:~l~q/(lll(f,IV, Lot~dc)~~ l HTh (repr. NCM, York 19"77),17Cf, 7t1.5-6; 1) E. Schrarnrrl, (;t;.sc/ztchte des et{qll5chpn k'ltrr~~qrrims rm L~chrcder fiijtlrirrq, VVctrrlar (1937) 2970, 29; I3ougIas, 749; T. Vugdsang, Drr Frmr als I;lrrvschurrrr rm Elohrrr (lfirrrl~rlr~r. Strtdtetr zrrr krorrsovs rt:qtzis humel, (;iEtrzngen 1955.1, 45-6. "' Ilouglas concluded that .ihc was acclaimed, 2nd refers ro 1% E. Schrart-rtn, Fltstt1u)l c!f rfie Eti.qlrsh iorcj-irrtntrofr,CDrtford 1937, 30 (inacccssrblc to mc, idem, Ct.rclrrchte. 3 1 ) . Io7
62
Anglo-Normatt Stttdies I X
possible and William gave in, History proves that the idea of a double coronation was vivid in William" mind.'" He must have had the idea that a dotlhle coronation would enhance his prestige. But where did he find his models? Again we are in the complexity of the Ottonian/Salian and Byzantine worid, the two empires in Europe at thc time. Ira both he could find his examples. Since the Byzantine princess n e o p h a n o had arrived in the West and was crowned during the marriage ceremony in St Peter's in Rome in 972, the wives of Ottonian and Salian emperors were crowned queens and empresses with their husbands, And as such they were represented in art, in ivories, miniatures and book decorations, on altars, etcen4Kunigunde and Henry I1 were crowned imperially in 1014, Conrad and Cisela in 1027, Henry IIT and Agnes of Poitau in 1047. Looking at Byzantittm where double coronations were traditional, we see that empresses make their appearallce an everyday cokagc. Constantine Doucas' wife, Eudokia, figures on coppcr coins. Mathilda was never depicted on coins or otherwise (at least as Or as we know), but she shared hex husband's new dignity, esptciall y when both were receiving acclamations. The IR~ides restaI;riill~lmr, 216-7, 260-1; Worcester, 11, 2; CJrderic, li,214. P. E. Schrartlm, Die detdfsclgen k"disev utld Kifntgc In Bildcm ihrcr Zeir, Lerpzig ctc., 1928, rtos 66, Xc3aihic. Wa/ib, Ifrt;ralb/c (the new edrtlorl by P, Berghaus t e a . , Nlurllch 1'383, 1s msrcess~bIcto rne); Y. E. SchrammiF. Miitherich, f3errknmle der derrrsche~tKiixi\qe urtd klaiser, Muntch lOf(i2, nos 73, "3
'"
74, 75. 'I5 111 ducal Normandy she signed h a i f of the dlplornas, Faurnux, 58, passlm. There was abo syrrlnlctry in the build~tlgof two abbeys at Csrcn, I9Abb;zycaux darnes (Ste Trtnite) and IXAtsbaye aux homnlcs (St Eticnnc), and 111 sornc sf t h a r donac~onsto religtous ~nstitut~ons. "'" Cawdrey, Tf and passlm. Constantine Porghyrogcn~tus,I,tvrt# drs Crjrtrnr-twrc*~,passztn. I lertvc rt to others to deteinnine whcrc W.tlIxam's ~rzv~tatlon Enr krsses at Christmas 1067' camc fronz, from C;crrnany? from Wyzarztzurn? cf. C3rdcr~c,11, 210; Nelson, 'Rites', 1 3 ) . C:owdrcy, 72; Kantorowlcz, 172, rt. 67. '" 9 a u d n dc LIourg~u11,OCUVV~., poL:rfqtie~,ed. Ph. Abraha~n,Ibns 1926 (rcpr. Gericva 1974), 31 1. Kantor~wtcz,157. ")"
Byzantine ,W~qinalillto the
~Vonlz~tl Ccttzifrrest
63
Byzantine emperor and Byzantine ceremonies.I2' The blessing of the crown and its Byzantine shape are the most striking fttatuws. The double coronation, the acclamations, sonie of his coins, all remind us directly of the Byzantine empire 2nd its symmetry, and indirectly of the Holy Roman empire of the Qttonians and Salians since 972. There Byzantinizing forces were active and it will remain a mystery where exactly some of these elements came from. O n the continent Uyzantinizing forces became rnornmtarily less strong in the late eleventh ccntury and William may have tried to take over the leading role among Western leaders in imitating the Byzantine emperors, In his household be could find his informants and advisers on Byzantine customs and technology, It is an interesting thought that WiHiam vvho already in Normandy had an imperial "budding program~sornctimesconsidered as inspired by the Ottonians), as king of England had, 'the imperial will o f the conquering duke9 where arebittctzlrc was concerned, in the words of Freeman. '22 AS king of England he scerns to found a new empire, the Anglo-Norman en~pireaccording to Haskins and Le P a t a ~ r e l ,The ' ~ ~ Third Orda inaugurated the Third empire. Much research rernair~sto be done before we can decide whether we should speak of Byzantine rrruqirzalia or Byzantine essmtiniia to the Norman conquest. Did William cherish a dream of an empire on the continent and beyond the Channel? Did he have rt masterplan to realise inlperial kingship and imperial regalia! It is too late to ask him these questions or reveal his hidden mofives by laying him on the Freudian couch. And so we win never know the answer to these questions,
If~rch,311dcx of rhc Srylc5 and Tttfcs of Er~gf~sh Sovcrczgns', 1r-t Rrj~arf$rlifr-firsf tondot1 187% 62.Thc trtle hasilfir~accurs in ttic Lcofrtc chartcr, Rr;qesfr",I, no. 2%(tO("t9);W. B. Stcvcnfan, 'An Old-E~~gl~sh Charier of Wtittartz the Conqueror a1 favour of St Mart~rr"s-le-Grand, Lundsrz, A. 13, t 068" EHR 1I. IX96,74l, and in a Jrrm,Pgcs charrer of c. 1075, C3ravtcs de I't~bhtr~r Jr~_lirttzrucn, IWth, nu. 29). F~CCIII~XI, fir, 109; C , H. Hask~ns,' f i t . Ni1rmans n? Etrvc~pcari Hrstor)r, New York 19I3 (rcpr, IWdi), IWX; L. Grodcck~,L brr offonieri, Parts 1962, 210, 289 (tr~dccesslbIcto rntj; Mrrsstt, 'Condlcrons finar~a?rctt"307, n. 3. 12') Hask~ns,The ,Y(tnnatzs, 3, 24,82, 851r; J. Lc f3zroureI, crlrp .Yt~rttf~c'tt Litttt~lrf,CJxford 197fi iL'
W.
C ~ CGray
,-lt?trrtnl i L k , ~ r r i?f'tftc r~ In&x Solic'ty,
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THE Z,ATlN-CiREEK. W0ItI)LXS"I' IN MS 236 O F '1'1-XE MUNIICIIJAL LlMIIiAftV O F AVftANCI:t t ES, FCX. "3v
1x1 the Catalogtle g&z&ral dcs Mdnuscrrts dc bitrl~othkquss publ~ciuesdc Frdrtcc X, 1889, p. 11.5 a trat~s.cription is giver1 of a sxlrall tatltr-C;rc.ck cvordlist, or better collect~onof sentences, whicfz did rzot attract ~ S I ~ J C I attcilttc)l~ I atid, IEI An): CASC, US"I 110t ~t-rscrtcdtn tllc great Latin-CGreek- wurd-list collections such as toewc-C;octzk C(I:tvpffs C>lossnrictrttwzLntitronrt~i.M r s K . C:iggadr drew tny attctrtion to tlris l ~ s ~t n dasked ; 111cto write '1 s h ~ ~ci3nln1Ctltary rt 0 1 1 it. TXlt work was L2cllttated by A clear photocopy o f fol. Wv put dt my disposal by the C:e~~treNatlot~alilc Id IZcshercht" s r i ~ " ~ ~ t l f i 113 quc X'arls. T h e list has nothing t o do wlth the contet~ts of the Inarn body of tlrc matluscrlpt, which contarns t l ~ cl ) c i l f r i ~ i i nof Noctfiru5, o f ivhrch tIrc last to ctlapters ATC" lack~ng,and S O ~ CIX ~C C T F ) ~tdkcrl ~ fro111 the wc~rksof McJc. IC 14, Ef~wcvcr.tvr~ttcti the. Cidrlls tllllc the ~ ~ l d r l t ~ s c rtt?tcff, i p t IIAIIICIY IIZ tlw ~lcvcr~tfr ccrltury. App;tre~~tly, the. <;reek text WAS wrtttcn firct, h r the grcdtsr part 111 \niCrI1c.tpitdc. 7 h c ltrrcs d r c placed dt regular dlsta~1cesfri11111tach othcr. Later ~ Z I It l x L.litif~tr3t1141at1oi1I ~ F I J C C ~ ~ bervvcrcrl tilt. lines acrorditlg t o the rcair& 71166~I I I C F ~ Cbut ) ~ , 111 such a wrdy t h ~ t'1 kcollgi~cso\of tttc Latrtl lvords with proIot.tgeci C;rtxsk lcttcri 1.11s bcclr ~ v c ~ ~ c f eInd .tizc l ~ n c415 thc Latit] trarrslatlorr 11ac o m ~ t r c dthe rcpctltrorl o f Itbt~rrrcr-for the reycdrcd ME"I"A CHAIIAS. tfcc~usc.tllc tmrrrcrigtto13 its tlzc (:at~l~gitc.gt:t~kral1s riot fulls corrcct, 1 ~tpyer-tda ~ r t wtranscriptia~l,uring CIPICJIS fi)r tllc Greek text, cxcc.pc ivl~cre 11xrtlttsculc.5 have ~XCCEI U S C " ~ ,m d I I I I I ~ U K C ~ ~ ~fc~r C S ritx Lntlrl tr;tnsI6it~or~. I h c I
3
~CUIH & cartfenl Ik f ~ b a & porn2 11 KVN. ICE C:lilEAS. K E - F A V A . K E MVL.A
piv ~ urcprar~ i K a r y.r<xgla K(XI pqhcx
4 rl~arzd~lcaIxbcrrtcr tribc 1V L A N FAC;E- METAC:I-I(AIZAS- HIE ME; I A
hav. qayr y t ~ b~apCx5,rrtr pcru
66
At~glo-~Ziormtauz Studies l X
cuxn surge a~tla domus klaculus VI MV. EGVRV. VKQ>S SPITI. KAIFf13IN.
6
pou l o u v r u ~ & vyou (?)I 'Eydipou. Oi~os.ZTF~TI.'PaPSiv,
"7est1rx~entfi.lectrts eyuus boues o V11 IMA'TI- CKEUATI- VI(TE"C)S. VC>VI)XA'PRC> ' I ~ & T I .MPE@&TI. " f m ~ ~ Ifoi810~. ;. [or RobSta.l tIp6-
8 vis agrtkrs dei, vulgo VXEX UAT0. AMPIJCIS TUTHEU - ARNI-
~QITQ, 'Apv<)q
~ a i BEQO, f vulg~
dxgvi,
My transcriptiar~differs in three cases Eram the one given itr the Catalogue: I1 NEPC3N Catal,: Itz. NERON; Vi. EGUKC) Catal.: Ickg,EGVRV; SX31TTlCataE.: kg. SPIT]. O n e may dlso notice that the lines I-V offer seiltenccs, VX-VIIX only terms, except for the connection 'Ayvbq TOG Beou. It is remarkable that in the 8th line vul'qo obvlousfy should be understood as introduc~rrgthe word &pvi as the ;tlternaeive o f ixpv65, which is only in use in the expression & y v b ~ r, o u 8co6 'tlre Lamb of God' (john 1,361.
Camnrtlntory T'hough the meatling of the Greek text and its Latin translation is clear enough-t, there are, nevertheless, a number of difficulties. TEtc first one is atready presented in the first line. lil: Whereas common Medieval and Modcrxz C;rcck wo~ildrequire 66%pou tpmpi, c.9. 66% pot qwpi, we find the indirect ob3ect here expressed by the accusative yr, a pccularity o f the Northern Grcck didlccts. Thc Monza Vocabtitaryt has, however, also a 665 scntcxucc with the accusative of the pronourr in dative tirnccion. A series of 6 6 ~ / 6 r i scnterrces r~ 1s to be found in CGL IXI 514,57ff., but the indirect object is in the dative, e.g. 514,58 dotai myi ypodemaca - daterr~ihicafcimetrta, 61 dosrrzoi iibalio~idaxrlifii tus, 62 dosmoi e'fcon - darnlhl oleurn ctc. It should be noticed that present-day South ftafian Greek uses the gcglitive of the ir-tdircct O ~ J C C ~dtirnlnrx : "give me', ppttenru 'say to me'.." For oysnvin sec CCL X i 392,21 (= Cod. Lauduncnsis 444, IXth c.) iiytciiprsv cicufrtm, IEI 430,46 (==b4ermcnc~1mataVaticana, Xth c.) ciqacicpla - ptscictriii. A papyrus fragr~lentirlserted in CGL as Fofiun~Parisir~um(XI SG3,9ff.) has I. 12/13 yisce - opxarir~.For the rest is piscis in CGL, rersdered by i~Bi~c;, vice tre"rsa. It is strikillg that the autl-tor of the list ~-iscdthe endings -I and -IV<-IOV side by side, without any d~seixlction,The accentuation does not- play any role: q w p i but TUP/V, ciq&piv, hut O / V & ~ I etc. The s p e l l i ~ ~of g TURVN is ~onlctv-hatremarkable, but Vll YPPOS brings another example of y = I. Thus y has all t l ~ cway a jxck-of-atj-trades role. For casetcsic~s~urnGGL offers ~ v p c i qur ~ u p b v , no sopi(vf, which is, howcver, medieval as well,
Ml~lonzaVocabrrtary rso. 31 de rnariciegarc i dtrsmcrrna~sefame = 66%p i TWO: tiai: rpkyryo, cd. W. J . Aerts In S~ttrliaRyznntrnn el i%'ecrbrcfft~tztca?Jeevlundira, edd. W. F. Uakkcr, A. F. van Getnert, W. J. Aerts, Lcldcrl 1972, 56. 2 C;. Kahtfs, Historisdtr <;ratrrmurrk der ~lnrc*rrraltenrsrlleriGriiaftZr (hereafter rrferrcd t o d s HC:UG), FvtGr~ci?cn1"35tl, 1 1 1.
IXI2; ~pdac;and cnvnicnl-nrm are ttw common cquivaIents. K ~ ~>&@a/et J faba poses a problem. Whcrcas cnrricrrr clearly dcprllds upon the verb dn, gwes jab4 tbc impression s f being syntdctically irrdcpcndtnt. One would cxpscc - f i l m s , if need bej;barn, In later classical and early mcdzeval Greek yt&Su IS ncutcr, ~i, ~p&@cr- rir y>&pcn-ar (thus Lcorrtios Neap., lrirn Syrtzt*ortisStzEi ( V S S ) 146,15 IitydCn). In other words: rhc Grcck syntax can be corrcct, the Inarc if cy&@a1s seen as a collertivum. Or-rly CC;L 11 522,39 (= C;lossae Scrv~iC;ranrnz. (c3cclinatio~zlsprinlac) ex cod. E-farleiarro 2773, XXltfr c.) has a ten~rna&ba (Lat.) - faba fGr.). E1s~~vlr~rt~f2ZblIa ict translated by ~itapo"; ibpcypbc;. II 75,8 brings an itrcomprehcnsible "fclbrrrat~In cont-rectioir with Greek y>&Fac. The cornbirlatiorr pjAa - porrla is quite in ordcr, though, strangely errough, this cornbixratian xlcvcr occurs in C:C;L (r~lostlyr ~ ~ a l u n l / p jhav). Striking is thc reprodt~crii,n of C;r. q by y, but itacrstic mistakes of' that klr-td arc very frcqucnt in GrecklLatirr wordlists.
11113' : CC;L gives as equivalents of bityere nivctv, nriv3 and ntriv, 'Thus c.g. I I I 514,69 ddos cmeitl pixx - danobis hibere. I11 184,25 (= I Icrrrrcnctln~ataMonacen\ra, which contains the !%.lcudo-l>os~tfie~fia.d) ~fL;Crsthe satne (ct>rrect) aor, I I I ~fc>rtir yiirr (=; n ~ ~ i as v ) used in the Avrarrchcs ms. More interesting is tlze occurrence o f the kvord i n a r ~;= oivdrp~(nv)here. 'X'he tcrnl is &eddy know11 from classical Cheek with the ~neaning"bad, tvcak winc"(I)cmosth, 35,32 ctc.), later it is used in a colioyuxaf way fc^or o i v o ~ ,This signiftcation 1s ratlrcr frequctlt in papyri, atscz once in Thcctphrastus Clzar, 17,2. In the papyrus fragmcne, the h:c?Ei~-cmIJarisir2r-cm(== CGL II 563,lOff.)%we find the form cftdri as a translation of h i m (= vinr-ln.1). Leo~ltictsNeap. gives also sorrlc good exanrplcs of the colfoqurai use of oivbprv rn the scene of Syn2con Safus and the mufctcer ( V S S 164,2"7,19,2". The Lexikotl rlc~r Avcltakmcn irr tze~1,(rriecfzisctr41? IJirzlrktrn" o f hi. Antiriotis infixrns us that thc ~vorilis preserved in Cyprus and in the &".ontic dlatccts. Present-day Sotith Italian C;rcek uses Icpacri.7 Ncpci(v) s t thc commoxr ~rloderr~ (;reek word firzr nrjtrn. 'The tvord 1s probntlt): a prodtrct of the Egyptiarl koxtrc.8 'Thus ~t 1s trot tczo str~lcirxgthat the ~ , ~ o r 1s c i also present in the E-:oliwm hrkl'titrrrt (CGL IIX 503,17 q u a - ~lcro). 'The prcscrvation, c.q. addition of fitla! -V (2s hcrc in ybhav) is cornrrroir 111 rllc South-Easten1 Ch-eek dialects, espcctdlly on Cyprus, sse 3- Mcnardos, rho3ool~cxi hI(~Ar7ai pp,
17, 18.')
IV/di.: LWnndtrcare - q a y d v is a conrxnon translatiorl (CGL f I 469,34, 111 14,19; Hr l o etc.). X,r'berttev, hot4?cver, has been rendered olrly by 4 6 ~ w qin CC;L (I1 t 22,38; 323,:s; I11 143,f,t)), ~ a p bby a~ourdifim(11 32,4,21 etc.). but p ~ ~~a p cui q i l i b e t i r ~1sr yulrc correct, !!/Ti: l(h8ioov - sede gives n o proble~ri,tlcitbcr &6f; - 1116 (c.g. CC;L Xt 481,ICX; I11 7.43; 450,30). l~roblc~narie 1s SUMTfCIE-fC3N - loyrrerc. 'l'ruc, Ir;VN"I-II:HC)N car1 bc re;rd ~s C;. N. E-lditztdak~~, I f : t f l l ~ t t t ( i t , q ti! dtc t t c ' r ~ q r l t * ~ t l l ~ d i t < ~ ~ ; l t z ~ t t t(hereafter ~ttttrk rsfcrred to as lirrlJ ), Lclpzig 1892, rcpr. Sllldceheim 1977, 30% iI,~ddell-Scott-J<~r1ccC s v. rrivo, neiv o t k n rrl pp)irr. C;. L,oewc.-C;, CJoetz, C3rprt.i P;/ossarrortrrrf Lcrftrtar~trrr,tcrpztg IXXX, rcpr A12tstcrciatn tVh.5, i l l I>r,acfatlt~ X and XVIIff. 5 See also 11. Cdvcnaile, (:c!vpriz pia~~yrortrni lizcittnrlrrrr, W~csbactcrr1958 fi N. Andr~otls,I,c?iikott Jr.r Auil~~listncttti nniaqrit>clrrscItt>~t I?tmltuX.rr*ri, W1c.n 1974. C ; . Xlohlfs, tuxitotr C;virctnttii~ittr Italrne It~firrorts, Tubrt~gcrt 196.1, s.v "~pauiov C;. (T:ar~(ati\r~, I~ldicr*1,es~icalc.ai 7i;rtr rrco~~qilrc'tr dr C:allzlrriu, f%lcrnro 1 9 7 9 s . ~ C:f, the S ~ l k oInscriprlon. vqphv, N~ebnfir, Jt~scrtpttofrt.,? r r f l r r r p r r j c * i , Ilonlc 1820 4 c- llrttc~lbcrgcr, 0rrrtrficsqra~crtrrs~urpriont~sII,201 C:f. L,CiJ s.v. vrlpo5, Iiditriciak~s,Ilrnl,, 385 E.Mrv&pba~, rX11~i~ft~at M ~ h c ~ ajr~pr.) i, Cyprus Research t:crttrc, N~cos~a 1969. Scc alw rvlurrdry W c ~ ~ ~ d a uEtt~(ic r i i , dr4 rit~zli*crc ihyj~rictrarrrc~dr~rrri* cxr t t i t ; l l l c ) ~ i t ~ P l , a r 1 4 IXXJ* 64)
'
CFUVTUX&V, a correct (classic) aor. participie, but the syiltdx of the sexitertce is tltctr far from beiiig nornzaI o r plausible. Moreover, the Latin tral~slatordid urlderstarzd the fort11 '3s nn imperative. C3ri tfte other hand, the aor. act. ~rnperativesin -oov bccamc extxnct, with the exception of in I)o.tztic and South Itaftan,"%hereas the thematic atrtr~stsdxd not fczrm an imperative in -oov at att: ctlrrect would havc beeit a l i v ~ u ~ ~ . Irz sots3e cases, however, atlalogy did origrl~arcix~~perativcs in -ov with verbs with (clriginally) thenratic aorists, such as yrciyov, uhpuv, 6 6 ~ o v('fly', '"do",'bite') i11 Ikontic,ll driinzo, fio, piiku ('run', 'fly', '"tdkc')etc. in South ftaliair (only Apulia)-lz Though aCvru;yov as an inzpcrdtivc seems to be acceptable for both lZontic and Ststlth Italian, the latter possibility does not look probdbte: vieitfrcr Galabriart nor Apufidn has prcservcct the vcrb ouv~umcjrvcll, the comrnon terrrr being plnr(q('g f t r n , I'iohlfs a~zdCnracausi conrrcct this vcrb with ancient Greek n h a ~ ~ ~ & C2nd ( l r if ~ this suppositiorl is correct, tllcn the term rruvruy~ixvcodid not, ycrbaps, ever occtxr in South Italian. ibotic dialect preserved, ixzdced, thc verb o u v r v ~ a i v w " as dld C:ypriot." In Medieval texts the vcrb was rather cornrlloil (e.g. C:krotl, Mor, GW P, 232, 262 1% 5017, 881 I" etc.), V11'6: Muu is to hc takcn 11a d a t ~ v ef'unction, Xn classicaI <;reek ouv-ruy)(c-lxvw ic, regularly followcd by a dative, seldom by a gcnitivc. In the Clilzrorr. Illor. the indirect object 1s expressed by the accusative, in the Cypriot C;llrorricft~of Machairas 44*10'0 ~t is followcd by the prcpositlort p i -t- acc., in 46.15-16, frowever, by t h t get~it~vc: fa6v~u;yev. . . l o b Briou ~ o TOO u otvrotc6ixpbou. For s i y q ~C:Gt offers three tin~csi y ~ i p ~(Ill u 13b,36; 340,06; 464.81) and three times &v&ara (EX1 124,4";7 1226,3h, I11 109,11 = 63(1,3). Somewhat strlking i s the rcr~ctcrillg czf o l ~ o c ;by arb. It? C X L a t r h is n~ostiy retrdercd by P c c a r A ~ ~oiuoc;; b~ or oilto5 p a o l h 1 ~ 6(c.g. ~ 11 251 , I : 156,le); 26,34; 380,36), cf. also X X 3HO,I6 arrla rqqai'is aiuia ficrothrrcfi, More rerrlarkablc is, however, the fact that orrim (citmi~~ov
V111"7 V~srrrnenttrmis the 'canonic' translatlo~lof ip&-r~(ov)~n CGL. In Cyprus the word remained ixi t ~ s ewith first vowel loss: ~ & T I (iVat'haira~ V 223.12, 572.3(>, cf. M, Beaudollin 531, but also in Sotlth ltalim a ~ i dCappadoceat1 (Atldriotis, Lcxikort s*\7.>. The wordlist prcserlts the \nodcrn"orrr~ upcpcir~t as a translatioil of iectrrs, CCX mentit>tzs tlsc usual atternat~vcs:Iecttts - ~ X i r r qQrot urcipnouc; Q ~p&petzroq,
"'
H~-iarzldak~s, E t r l l , 187, H. Pcrnctr;, I>arlen dt~ Cltril II, 15arls 1946, 373 tot^ 3, A . A Pdpactopotllos, ' l a r o p ~ ~ irpappct~ricq l rqc; f l o v jr; ~ ~b~l a h t ~ r o u 73,74,76, !?<~!lff\,HC;l 'C;, 130,131. V hat~dakls,Lirrll,, 187; Papadopczulas I.1.c.c. 12 I-Latzrdakis, E~itl., 187; Xiohlfs, H G l 'f;, 130, 131; (J'iukt?. (Jrjko 111 fact 110 chemarlc aor bur wlth an analogous dcvcIopment). For ~-Aa~rr&Tro see LSj 4.v. It jarotlorrtlce hutjarfly, lrke the Xlorians, 7'1-tcc.rc r. 15,88, I I I whar~&Z~~ (SIC) v & A ~ < o v E ~ ~ E ~~E~VcCxXIK, ~ ~ E I Hesych. V, rhrs etymology 1s; dubtau%, ln rlly
'
.
c11,71nlon, 'QA.
Ii
""73ie
A , Papadopoulos, 'Imopt~bvA E ~ I KT~ V ~ flovrttcic; S ctiruM~rou,s. v . c?f ,%lnk.lrarvtas I, <;lossar); 5.v. <:hrc?t~icI~ qf Makliatta~11, ed. I?. M. Uawklns, t>xiij-rd 29331.
K.M. I)awkrns, i"'lrc Chronicle
The combination ;ma5 -- equus i s the most comxt~on,though both becarne out atusc during the middle ages. This may, perhaps, explain the strallge spelliglg with y in tnnoq.
More problematic is poiG~cxc.q. po6Gra. One may ask why the author of the list noted UC3"u'I>lAif he Inearst pobGta, whicl-t could be written 2s UULJIA, cf. M U = pou in VI/6, TUTMEU = TOG Bcoii ixx V111/8. Thus, one may, as a cunsequcnce, interprecc LIOYDIA as f3oidtta. Ox1 the other hand, incot~slstcncicsarc the order of the day in such wrzrdtists. CCL IXE 361,80 (= Hermen. Stcph~ni)ofkrs one example of b6s - poli61ov. It should bc noticed that v6di (= poijli~),plur. v6dya is still very common in South Italian (Catabrian) GI-eck. CGL has a great nurrlber of thc conibination wpcigarav - ovis, (I1 499,16; 523,46; 545,744, LTI 18,31 etc.). V1I1/8: As already relnclrked above, the pecular~tyof thls line is thc fact that b y v i j ~ TOG SEOUIRJCI~US Jei should be rcad together, whereas vt4lgo above irpvi cannctt be a translatiall, but: is obviously nieaflt t o indicate that &pvi is thc consmon, c.y. vulgar alternative fcir 6 p v b ~ .1x1 G G t ngnus is rnostty rendered by &pvbq vice versa, probablty fix tile sarnc associatxon, IIX 255),6 adds also dpviov. 'Fa conclude: apart from a single pcculdrity of spelllrlg the [;reek fines arc quite correct and acceptable as ax1 early cxanlple of (mcdievdI) nxodcm Greek. The usc, c.q. onlission of final -v is very ineot~sistcnt. X3robfcmatjc i s SYNT1C:HON: ~f = o u v r u ~ b v ,the forrrx is quite ~>ld-fashi~)r~ed in comp~rzsor~ to the 'modcr11' outfit of the rest of ttrc text; if = crtjmu~ov,then w e have to do with a dialecti~~rl, be rt t%ontlc or South Italiiarx (Cypriot followed thc general trcxid ypdqo-v r y p d l ~ ) ~If ) . so, ~t should be ~lotecfthat a u w u y ~ & v wdc-lcs not exist in nowaday" South Italian, and, probably, d ~ d - t ~either ot in r~icdicvalSouth Italian (though it is xlot excluded, of course, because during the prcscrlcc o f the Byzantines ill (Sotlthern) Italy a greater illfltrence of the EJlyzal~tirrekoine o f that time can be postulated). finan is poiriti~igto C y p r ~ u tor I'tatrtic, hut, though improbable, xnedieval South Italidn xs, again, not to bc excfudcd. If orlc takes the tirnc production of this I ~ s t(XItb c.) far grar-tced, a possibitc relationship with C:yprus seems ~mprobable,with I3o~iticless impossible, but not at all obviotis, either, though ~t coctki he a question o f accident. That the f f ~ tIS d prtidt~cto f N~rxnan-South Italian contacts 1s not excfudcd, but, ag~it-1, rltr rrxore obvious. The wards &pv& TOU 8 ~ ~may i j palnt to A clerical background.
THE EFFECT OF T
L PATRONAGE* Eric Fernie OPINIONS about the effect of the Conqust on lifc in England are as divided among archaeologists and architectural historians as they are among o t k r groups of scholars, yet a single obscrvacion makes it clear that, at least in the case of ecclesiastical architecture, the results were clear-cut and extreme. English churches arc well known for the variety of building periods represented in their fabric, whether Norman, Early English, Decorated or Perpendicular: this mixture makes it all the more noteworthy that no English cathedral retains any starlding masonry of undisputed Anglo-Saxon date. One eould hardly wish fitr a more emphatic statement than this of the imposition of one culrure on another. Given this fact one might expect Norman architecture in England, at least in the larger buildings, to be a straightfarward importation of the established traditions of Normandy, with perhaps a fctw differences occasioned by the greater opportunity for rebuilding and the greater availability of finance in the kingdom compared with the duchy, but this is by no means entirely so. Much Norman ecclesiastical architecture in England differs markedly from its counterpart in Normandy and becomes increasingly different with the passage of time after 1066. In exanlining this phenomenon I intend to proceed as follows, looking briefly at the chief characteristics of church building in Norxnandy from the tcnth century to the early twelfth, and at the ways in which Anglo-Norman architecture conforms to this tradition, then in greater detail at the ways in which i t is different, paying particular attention to the presence of an AngloSaxon decorative element arid to the other x~on-Norman and even exotic charaaeristics of the style. In keeping with this approach the adjective 'Norman' in the title is intended in its broadest sense, applying to patrons in Normandy before the Conquest and in Normandy and England aiter it, and to those who were Norman as much by adoption as by birth, What little is known of the character of church building in the Duchy of Normandy in the tenth century suggests that it was largely a conservative continuation of Carolingian formulae.' In the first half of the eleventh century this changes, with buildings like the crypt of Rouen Cathedral and the abbeys of Bernay and Jumigges using models from the Loire Valley, Maine, Champagne arld Burgundy, until by the middle of the century this somewhat eclectic
* I would I~keto thank
the hflowlrxg for permlsslon to reproduce a umber ofrbe figures: coli~l fhcwnng for fig. 3, the Royal Con~missior-ron the Mistoncal Monuments of Englatld for fig. 4 2nd Ricl~ardElalscy for fig. 8. ' E, Carlsczn, "eligxous arch~tecturcln Normandy, "11-1 1(X)". Cesrn v, 2366, 27-33.
approach had developed into a mature regional variant of the Wornanesque style, a synthesis which then characterises the architecturc of Normandy for the remainder of thc eleve~ithcentury and into the twelfth, in such structures as St Stephen and St Nicholas in Claen, and the abbey churches ofCerisy, Lcssay and St Georges at St-Martin-de-f30sche.xvillee2.Thc two types of plan, the three-apse cast end and the ambulatory with ox without radiating chapels, are accompanied by an elevation in which all the elements are clearly distinguishable one from the other (fig. 1). Thus the core of a pier wilt be the same thickness as the wall it carries, and to it will be attacked, in measured sequence, piIasters and halfshafts. Decoration is minimal, and while it increases in the late eleventh century this is in little more than the application of angle rolls to arches and the slightly dcepcr cutting of capitals. Early Norman architecture in England in part continues this mature style as, for exanlple, in the two well-known sequences of plan types, the three-apse type of Bernay, St Stephen, Lanfranc" cathedral at Cantexbury, Lincolr-t, St Albans, St Mary at York and Binham, and thc ambulatory type of Rouen, Jurrriegcs, St Augustinc's at Canterbury and Worcester, among 0thcrs.j Up to the 1090s decoration remains as sparse as in Normandy, The other aspect of Anglo-Norman architecture is, however, equally evident, starting almost inimediatcly after 1(%6 in such things as plan types in certain structures and, by the IO90s, in the attitude towards decoration in all buildings. Taking the question of decoration first, this seems to be closely bound up with a re-use of Anglo-Saxon forms almost thirty years after the Conquest. Late Anglo-Saxon architecture is characterised by the use of decoration and by a decorative (as opposed to architectonic) attitude towards form in general, The church of St Mary at Stow in Lincotnshire, for instance, has crossing piers set on nlultiple chamfered plinths and faced with pairs of half-sha~sand pilasters, The piers are sct eccentrically on the plinths, much nearer to the outcr edge than the inner, with the resuit that the bases on the outer hce stand proud of the plinths that theoretically support them (fig, 2). These katures form part of the phase of work probably attributable to the second Bishop Eadnoth, 1013U9, and, in the 1050s, to the lay patrons Leofric and Godiva, (The moulded arches which the piers now carry cart bc dated to the time of Remigius a r o u d lWI.)*At St Bcnek's in Cainlbridge the archway between the nave and the western tower is decorated with the same pattern of shafis and pilasters as at Stow, with in addition the contemporary bulbous capitals and moulded arch surviving,The building bas no documented dates but it is not unreasonable to consider it R. LICS~,Ute E~riihroma~gisctte Ktrctrcnhnu dilr E!fielr -fnhr/zrm$crrls itl tier ,Yt~t?nandie,Munich 1967, passlnl. L. Musser, Xonttandre Romcrntz, 2 vols, 1907 and 1974, passim. A. W. Clapham, lirgagllslr Komatrt*sqn-eArchitecttrvt. &!perthe Clonq~esf,Clxford 193.1, 12-16. J. tlecaens, ' L Adatatron de I'abbaaalc de Berrray: yuc1que.l ohserv~c~ons archltccturales cr rClulrars des fc~ulllesrkcentcs', Rrrre V , 1982, 9'7-1 20. VC:Iapharn, 1 1-16 and 20-37 E. C:. Fernle, T / ~iirihitt>cttire P c ? ~ ~ / z,*I Y ~tglo-fa~ifrl3, tondort 1983, 127. R I3 M. C;t.rn, 'AAB: !tow should w e pcrlodirc Anglct-Saxon archtrccture?, The Avrqlo-SaexorrChtlr-ch,cd, t. A. S. f3ucler and Fa, K. Morns, (Jouncll fox B r ~ t ~ sArchaeology h Rcrcarcl~liepart ~.rur.rzbcr60, 1%h, 153 and n. 5 . H. M . and f . Taylor, At?qlo-Saxtnz L4rc~r~fecttire, Czambrtdgc 1965, 5.v., placc the first phase mrlcl.r tarlrcr chat1 the mrd dcvcnrtr century. Thelr plan of thc prcrs err5 1t1 placing then1 clrntrdllv on thc pl~nrhs. Taylor arlcf Taylor, s.v.
TIze I:]pct qf the Corrgulrsr ott ~\~c?rt~a~t Avclritecfzrrnl 13at.~~?uzagc
73
conterngorary with Stow in the middle years of the eleventh ~ e n t u r yFhally, ,~ Holy Trinity at Ceat Paxton in Huntingdonshlre uses all the architectural features of the Cambridge archway and adds closely bunched and varied cylindrical shafts as well as a set of quatrefolf piers to the r e p e r t ~ i r e . ~ Ail this contrasts sharply with contemporary building in Normandy and with early Norman building in England (whicf~,as already noted, is characterised by tectonic clarity and a lack of decoration), but it has a great deal in cornnlon with Anglo-Norman building after c. ION, The abbey church (later cathedral) at Ety provides a succinct illustration of this. The surviving fabric contains two main phases, the first built by Abbot Sirneon between 1CfH2 and the start of the interregnum in l(lY3, now surviving chiefly in the main arcades of the transept arnis, and the second belonging to the resumption of work late in the first decade of the twelfth century, consisting of the upper stomys oftbe transept and the whole of the nave.' The first phase has unmoulded arches and the second angle rolls, which is no more than one would expect, but the piers are more interesting, The earlier ones are either simple cylinders or rectangular cores with frontally attached pilasters and half-shafts, while thc later ones combine the cylindrical and compound types into a single form, substitute shafts far the edges of pilasten, and place the central element of the arch-face of the pier on a different axis from the centre of the wall, WhiIc the vocabulary may be different, the effect is similar to the Anglo-Saxon examples, with the sculptural use o f shafis and the eccentric placing of the pier. More specific parallels can be drawn between the nave piers at Great Paxtor~ aqd examples in the nave o f Rochester Cathedral and the clerestory of Waltharn Abbey (both of the second quarter of the twelfth centuv), even to the extent that Rochester uses one of the two types avaifable at Great Paxton, with a shaft n ~ a r k h gthe leading edge of the quatrefoil, and Waitham the other, with an arris.' The arrangement of a transept wider than the nave, an oblong crossing and resultant elongated crossing piers as at I>urharn Cathedral (after 1Q93), which does not occur in Normandy, also finds its parallel at Great Paxton." Finally (selecting from nlany p ~ s h b f eexamples) the western towers of St Margaret" at King's Lynn, the church founded by Bishop Herbert de Losinga before 1119, have external plinths of multiple chanifers closely comparable with those of Stow and of St Botolphk at Hadstock in Esscx, of the second and third quarters of the eleventh century respectively, and muItipXe shafts very like those of Great Paxton (figs 2 and 3)." The shafts an the exterior vary in size but still h r n l a regular surface, like the shafts on the transept arches at Great. Paxton, while those on the interior form a much more complicated sct of planes, like those on the chancel opening in the Saxon church. V ~ e r n ~ArrGglo-Saxons, c, 1.51 -2. Taylor and "l'apfcsir, s, v. Feri~ic.Arfaqlo-P;nsc~rrc, 1 29-34. 6. Zart~eck~, The I:~oly Srrrlptirre $-Eiy G;Ithr/lro/, l,ondor~ I%%, 6-8. E. 6 . Fernlc, T h e Runidncsquc church of Vlra1thar.11 Ahhcy', JOIIYII BAA c x x x v ~ ~1085, ~ , J8ff. " Oernlc., A4ndqio-Saxt3ns,129-32 and 572. J. f3onp, "I3urham cr la c r a d i t ~ osaxonne', ~~ Errrda d7.4rr .\.k:drt;t~~I qtjertcs n LLIUIS C;n)de(-'~IZt, Paris 1981, 79-92, gocs st3 far as to sl*lggest:that thc architect of f>urham may havc beer1 a Saxon. '"1. W. SaunJcrs, ifl?c Frtlrt Regr.st~rd-,Yoru~rilrC;i?il;lt~iirtz?l Pr~~-rory, Nurkjlk Kccord Soc~ctyXI, 1939, 33, f'or d l s date of Lynn. E. C . Fcrnic, The rcspoztds 2nd d'lany t 3 f Ct Xloto\ph\ Had.itack"Jfurrnr. RAL4 c x x x v ~ ,1983, 02Ff:
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-3. Kinq's Lynn, St 12.fayqauet. Sorgch-u~esttclrilev
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I . Jtimi?grs, ~VotreDame. :Vavu rluvafbrt arzd n~~sr-srrrioti
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7"he Eserr
c?J- tho Conquest on ~VormanArctzitrl-rural 13atrona'ye
77
These parallels suggest that &ere may be an Anglo-Saxon basis for some of the rcginal variations which mark Anglo-Norman architecture, and at the very least they indicate that the Anglo-Saxon tradition was an activc influence on the facer style. It is not at all clear haw such forms were transntitted across the intervening decades. They may have continued in rise in minor churches, but the issue is confused by the lack of independent dates for such buildings, In this regard it is itllpurtant to distinguish between Anglo-Saxon building techniques such as long-and-short work, which survive fnr many years after the Conquest but are never taken up autside the confines of minor stmctures, and the features under discussion, which appear rather to have been the objects of conscrious revival, or at least a willingness to use material from an hglo-Saxon sonre, without their being part of a tradition with an unbroken continuity. In other words this argument in favour of the use of Anglo-Saxon elemmts in AngIoNorman architecture aficr c. 10%)in no way weakens the sharpness of the break with the old traditions after 1066.'' Turning now to the other non-Norman elements in Anglo-Norman architecture, the carliest examples occur in one of the first buildings to be built after the Conquest, namely Lanfranc's cathedral at Cantcrbury. Despite the fact that its overall layout arrd scale are closely comparable with those of St Stephen" in Cacn, it had a raised crypt or choir in the north ItaIian manner (that is with the floor of the nave lyir~gon a levcJ between that: of the crypt and that ofthe choir) and cushion capitals of a type ubiquitous in the Empire and north Italy but unknown in Normandy until considerably later." Walkelin" sakedral at: Winchester, begun in 1079, is a more dramatic exanlple as it utilises eIements from across western Europe. Thc scale ofrhc buiXding is unprecedented in either England or Nornlandy attd can onXy be paralleled anlong the Early Christian churches of Rome and by two or three exceptional contemporary structures in France and Germany. The ambtrlatory with its non-radiating chapds bears a eiosc sintitarity to outer crypts in the Low Countries and Germany, the grouping of fi-ve towers onrginally planned over the trazlsepts and crossing has parallels in sinlifar places, the aisled Eranscpt is related to the type used in the great churches on the pilgrimage routes to Santiago, such as those at Tours and Toulousc, as welt as others in the Empire, and the wrestern massif, whether its sources lie in Anglo-Saxot~ England or Imperial Germany, is certainly not Norman. '4 Thc cathedral at York begun about IClaZt) by Thornas of Rayeux is the only l 2 Acknowledging, of ct,ursc, Edward's EVurr~lan ahbcy at West.ntinrtcr l-rutltor at least hegurl rn tbc fifteen or tWetJt).' yare, bcforc thc Conyucst. 11, 13. If. Gem. T h e Ixamanaque rcbutldrng of Wcstntnlsrer Abbey', arrte 111, l%Xo, 33-I30; E. C:. F C ~ X '~KIC~C, O ~ I " ~ ~ TEdward's U C ~ I T ) ~Abbey at Wcstnlntstcr', Rorrmnr*sqrrco r d C;t>rhrc.f-:>srly~,fbr C;C#O~,~P Zar?~l"tkt,Woudbrrdpe, ln press. 'W J Stnk, 'Rcmaln5 of ttrc t d n f r ~ n cburf3111g In rhc great central cower a r ~ dthe north-urcst cbolritranscpc area'. IZ.If~drcvill'4 rr arrJ ..trt-it rtr~rrirt-taat C:drireri>tirybtp/c,rt* 1220, Trarts. BAA Con fercnce, I(l82, 3.5 and fig. 5. " R. FZ. l-4 Ccr-n, TThc Kurt~ane\q~tc CathcdraI of Winchcstcr: Patron and design m the eleventh ecntury" ,,\ledr~ttnl Art arrd Arclritc.trrrtc* tZlincltts3rc.rC.'afhe.JvtzL 'Trans. BAA Corrfercnce, 1983, 1-17, d~scussccrfic vartcd sotlrcc\ ttf thc cnrlic~lralIn cottvlrlang detall. One ofthe kcv sign~ficantpolnrs on whtch one n l ~ g h td~sagrccwlth k~zrn15 fils rqjcctlon (p 5) of 1nlperza1pdrlltels h r the easten1 chdpefs 011 thc g r ~ u r l dchat ~ thc crypt dt Wirrchester 1s an ~ n t e r ~ fcaturc ~ d l and not an outer one Ilkt the C;errx~ancxarrzplc5, Vcr one would rlor expect a lacc clcventh-ccntufy bulldirlg to use ruch an axchdrc fcaturc as the outer crypt, 4 0 filar the caw t o be mswcrtff IS restr~cttdta the str~klng
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13. fiwkesbary, ilbbey, Recctnstrz~rrion$.giant order in choir
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large church in Normar-1 England without aisles (fig. 3).f' This relates it to buildings in the west of France such as the church of St Martin at Angers, of t k mid eleventh century .I0 The eastem arm of York, however, with its crypt-like passages connected at right angtss under the sanctuary, is most doscfy paralleled in the church on tkc ninth-ccrzrury pltan of St <;all (fig. 5).17 When in 1093 Archbishop Anselm and his prior Ernulf set about re-building the eastern arm of the cathedral at Canterbury the plan they chose can be described as an exercise in the Anglo-Norman manner on a German design. in particular the crypt o f St Maria in Kapitol in Cologne, consecrated in 1M5 (figs 6 and 77.'' III additiot~Canterbury was designed with towers at almost c v e y possible point, creating a silhouette entirely characteristic of the Romanesquc churches of the Rhenish city, The abbey church of Tewkesbury, which has rccently bccotne something of a cause cu'liibre, has been explained with reference to thc Komanesque architecture of northcrn Frarlce (Clapham), Germany (Bony), Burgundy (Bony, Wilson) and Western Fraxrce (Fernie), as wcII as via Vitruvius's ddcscription (V.i.6) of his basilica at Fanun1 (Kidson) (frgs 8 and; 9). " Whichever of these views is correct (and of course they may alI be so in part) Tewkesbury clearly lies outside the mainstream of the tradicior~imported from Normandy, The cathedral built by Cundufph at Rodester in the 108ffshas a rectangdar form of crypt arzd cast end very Iikc exan~picsin the Empirc such as the eleventh-century church of St Laurence in L i & g ~Bishop . ~ ~ Hcrn-lanSscathedral at CXd Sar~lniof the sevcntics may have had towered transepts like the early eleventh-century cathedral at Ivrea irt north T o this catalogue can be added the nurnerous instances of odd features on buildings which arc otherwise traditionally Norman, such as
slmrbrtty between the layout of the chapels at Wrnchester and those at, for exa~npte,Corvey. For t:orvey scc F. Ocwald, L. Schaefcr and H. Scnnhauscr, I'awom~nische F=~vchr.nbauten, Munich I%&,
-5s. I). Phtlllps, Excattattoas at Vork i\&nsrev, 1 I , London, 3-6 and W-140 an3 figs 42-44. K. J. Conant, Chvulirtgian and Romane~sgrreAvc/ttrecrttre 800 to 12(IU, tfamlonclsworth 19-74, 27&9. T h e l ~ n kwith Angers appears to be coldy archtrecturaf as, In so far as that city har any ccclcs~ast~c~l cotltacts w ~ t hNormdn England, they arc wtth the cathedra1 chapter at Salisbnry, See P3. <;reenway, 'Thc false I t t ~ t ~ t ~of t r oSt CIIsmund', ~n Tradttro~zat?& Chat~~qe, Gsays trz /ror?olrv qf il4acjorie Ckihrrall, Gatxlbr~dge2985, 86 and K. Edwards, 7;hc9Ertgltsh Serttlar C l a t h ~ I i ~in ~ ztll~z ~XltcllAle &rs, Manchester 1967, 17-18 and 178-181. I am grateful to Dr Crecnway for pczintlng ortt these two references. " 7. Horn and E. Born, '2% Plan qfSr <;all, 1, Bcrkeley 1979, 1.50. E. C. Fernlc, ' S t Anselm" crypt', &lrdr~t~al Art at?d Al.rhttt.cr~rr af C:arrterbtir)l ht;lfovr 122tI, Trans, B A A Conference, 1982, 27-31. '* ilfedtettal Avr and ,4rchitectuvr ar GIOMECS~PY and Tetipkesbury, Trans. BAA Confercrtce, 1985, rv and 1-83, rorltatns these sources or full rtrfcrcnccs to them. Pcrrault\ recc7nstructlon of Vitnlvrus"~ basiltca at Fanurn (fig. 9) differs from rncrre recent arternprs I ~ Iprovtdlx~gthe stmcturc with a ~ i o o d e nbarrel vault, This 1s of scrtrnc lnccrcst smcc those who have \%rlrheci to rect>risrruct Tewkesbtlry wlth a barrel vault (and a wctoden one at that) have had to propose ~t as an aiitcrnatlve m the dcrtvdt~anof the cles~gnfrom Fanunt* But sf Vttruv~ras'stext could he interprctcd tn this way ~n thc reventcent11 century ~t becomcs nmrc p1aus1ble thar I t would h a w been ilccn In a slmllar way IR the eleventh. 2" For KocI~e~tcr see R. 13, t f , Gem, T h e slgn~ficanccof tbc eleventh-century rcbulldfrlg of C:hrrst Church and St Arrgusane's Canterbury, tn the dcvclopmcnt of liornancsyue architecture" ,Wfdi~t)al Art nttd i"irchttecfrrreat Grzterl~id~y hufovt* 12.?09 'Trans. BAA C:onference, 1082, 11-12. For L~tgcand rcl~tcdnlater~alsee L.-F. C;en~cut, I,es l
17re Iiffccr of the Conquest orr LVi?rtrgarzi"?i~I.zifrt-turc;?I I$Rfrottffqe
85
aspects of the western massifs of Lincoln and Bury St Edmunds, or the nave piers at Leol~linstcr. 22 While there are one or t w examples of this sort of thing in contemporar).. Normandy, such as the richly moulded crossing arches at St Stephen's in Casxt and the angled chapel at Fecamp, they do not pervade the style as thcy do in England,23 Nor does Anglo-Norman England have a great deal in common with the use of varied sources in Normandy in the first half of the eleventh c a ~ t u r ysin= , rdtfier than fornzirlg part o f an attempt to create a new but unified style as in Normandy, the aim here seems to be to achieve diversity for its own sakc, Thus one car1 postulate that Winchester was a compendium of sources, particularly from the Empire, because it was the cathedral in William's capital city, that the n~odeffor Vark was chosen to make it as difircnt as possible from the design of the rival metropolitan in Lanfranc's Canterbury, and that Anselm's cosmopolitan extension of that building was occasioned not just by the need FOr nlare space but also by the constructian of Thomas" work at Vork, Whcther the Iikelihood of these individual suggcstiatls, the phenomenon itself is indisputable and requires an attempt at an explanation. It is nlorc likely that the reasons concern the patrons than the master masorzr. The latter will have been responsible for drawing the disparate elements together into an acceptable wholc and will also have provided some of the ideas, bur it was the social psitior1 and social perspectives of the patrons which were altered in the afternlath of the Conquest, not those of the nlasons. As a result of the rcplacmcnt o f Anglo-Saxm by Norman magnates, both lay arld ecclesiastical thc ncw patrons found themselves with vastly greater opportunities for building than any other group in contemporary Europe. Their near nregalomania suggests that they were aware of this fact and that, in part out of satisfaction with their achievements, they were attracted by the idea of the triumphant gesture, which thcy restricted to England even when they had interests on both sides of the channel. This group of patrons made apparently wayward choices in a search fr,r variety, producirlg noteworthy results using any available scluree which might prove productive, inciuding (after c. 1090)Anglo-Saxon England. Thus as a result of the Conquest architectural patronage in late eleventh-century England was paradoxically much less insular than in Normandy and indccd almost anywhere else in Europe.
"
For Lcoxn~nstersee Glapharn, 41-2. For St Stephen", Cam, see Lress, 183-4 and Fcanlc, Atxlu-Saxons, 164.8.
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DOMESDAY BOOK AND
E TENUmAL EVOLUTION
Robin Fleming IN a recent article entitled 706G1086: A TcnuriaE Revolution?', Peter Sawyer outlined a provocative theory on the mechanism by which English lands were divided afier the N o r m Conquest. He argues that many of the lands of minor English thegns and sokernen could be h u n d in the bands of a particular N o m a n tenant-in-chief, not because they themselves were the anrecessores of great Norman Iords, but because they had been the men of such lordshntecessors." Sawyer provides several dozen examples of this, and maintains that these scattered hints of continuity in lordship are typical of mu& past-6ortftuest land transference2 Furthermore, Sawyer argues that evidence for tenurial continuity is limited simply because Domesday's conlmissinners or its scribes ignored the bulk of information on Anglo-Saxon overlords. He concludes that although many Oid English lordships are concealed by Domesday Book, it is along these pre-Conquest Iines that the Norman renurial pattern emerged.3 Hence, he proposes that %suchexamples suggest that prexonquest England had fief%very much llke those of 1086" and that "the changes in tenurial structure after the Norman Conquest were less than revolutianary'.." X think that Peter Sawyer, like many ather historims, has been misled by atypical evidwce drawn horn the vast quairtity of data contained in Domesday Book. There is always the temptation when using this exhausting document to pull out: a handful; of examples from I>ornesday% bountiful store and declare that vvhat one has found is representative. What is needed, however, in using Domesday, i s a rigorous examination of a l the survey" pertinent information. ft is then necessary to chart that evidence and to plot its progres across the circuits and shires of England, Then and only then can one decide what is representative and what is not. This is no simple task, and it is difficult to undertake any broadly comparative, kingdom-wide study based on Domesday's unwieldy bulk without the aid of a computer, Thcse madines are able in the span of seconds to reorganise Domesday information, locate possible references, find correlations, perform basic statistics, and provide sophisticated maps. The
* I wa~tIdllke to tharlk Kacharsn Mack for access to her unpublished notes and charts on the ~dcnt~ftcation c.>PAnglo-Saxon aneecessors, Jonathan Srnolcn for camputcr assistance and Harvard's Milton Fund for provrding me wrth computer funds. X would also lrke to thank Paul Hyams, J. 6. Holt and Chrtstapher Lewts far their comments, Their suggcstlons tnay not be evident ixl this paper, but I hope will be in rny future work on the subject. ' Peter Sawyer, '10cc*k-Z08h:A Tenurial Revolutron?" Dom~*sdayBook A Reassessmmc, ed. Peter Sawyer, London 1985, 73-85. Sawyer, Tenurial Revulutisn', 76-77, Sawyer, Tenurial Revolution" 82-84, "awycr, ‘Tenurial Xievotutror~"78, 85.
Domrsday Book Database, a computeriscd editioll of William the Conqueror's great survey, is now being completed at the University of Galihrnia, Santa Barbara," have used this IJatabase to examine Sawyer" cchllmging thesis, and believe its use makes clear the shattering impact of the Norman Conquest on thc shape of Anglo-Saxon lordships. Furthermore, the Database has allowed me to compare landholdings before and aftcr the Conquest across thc kingdom, and across fees, counties and vills. My results suggest that tenurial pattrms were radically altered by the Norman settlement, and that the tendency for Normans to inherit their land from a particular Saxon antecrssor, although important for imparting a veneer of legality on the dispossession a f the English aristocracy, has been vastly exaggerated by histoxiam. From Domesday Book" four or five thousand secular landholders T.R. E., only about one hundrcd significant antecessors can be identified. What is more, only approxinxately ten per cent of all assessed land in England can be shown to have devolved on to secular Norman landholders from such antece~sors.~ These figurer suggest that many post-Conquest fees were the result of a studied disregard for the Saxon past. I would like to argue, therefore, that a comprehensive examination of Domesday demonstrates that post-Conquest fees differed dramatically from their prcConquest predecessors. fn some shires and in certain fees the organization of pre-Conquest lordships did indeed survive thc first twenty years of Norman rule, and large numbers of a Saxon antecessor3 s e n can on occasion bc found in his Norman successor's fee. Sawyer's example of Count Alan of Richmond's land in Cambndgeshire and his analysis of Don~esifaykLincolnshire inforn~ationare excellent cases in point.7 Furthermore, off-hand references in the survey suggest that some Norman successors attempted to exert influence over their antecessarshen. In Northamptortshire, for example, WiIZiam 12eevrelheld three bel-cwicks attached to Higham Ferrers because they had belonged to his predecesm Cytha. Geoffrey Bishop of Coutances, howevtr, daimed the homage of the sokemcn there, because t h y had been his predecessor Burgr~d" At first glance, such examples seen1 canclusive, especially when paired with Sawyer's argument that the buXk of Old English lordships, unrecorded in many parts of the suwey, follow the model of Count Alan's CaimbFidgeshire tenancy, This, however, is a
' The Domesday
Book Database is belng completed by Rubin Fleming, Katharllz Mack and C . Warren Holhstcr, and ts fundcd by the National Endowment for the f-fumarutiesand the University czf California, Santa Barbara, W u c h pioneering work on thc tderlt~ficarionof anteeessors and successors can he found in The Victoria Coutzty Nrstory mtroductions. The following are especially valuable: J. tf. Round, "ntroduct~on to the Herrfordsfiirc l)omesday5, VCH E-IerjorJskire, 1, Landan 19(12, 274%, 'Irntroduction to the Esscx Bomcsday', VCH Essex, i, Wcstflti~lster19413, 342-352; 'Introductiotl to I, London 105, 21 2-22Q F. M. Scmton, the Buck~nghamshrrrt3ornesday ", VCN Buckingha~~shirc., 'Introdrtctian to the tcicestershire Domesday" VCR I,eicestershirr, 1, tondori 1%17, 289-30Xf; and i, London 1926, 331-336; 'Introduction to the Hu~ttingdonshircDomcsday', K N H~~ntitzgdorzshire, R. K. I)arllngton, 71ntroductiocrto W~ltshxreX?on~esday",VCEI FViftshire,11, Oxford 1"255,65-71; A. Wiifltarns, "lintroductian to the IDorsec Domaday', VCII Llorset, tii, Oxford 1968, 51-35, For the mast detailed study of antccesscrrs and their successors see Kathann Mack, ECrylgs a d Tizgns. Artsfoc-ratir Xbrticipariotz tn the C2uverrtanl-r ef Arl,qlo-Saxor? E~glnnd r , %)-. IOCid, tlnpuhttshed duscnatlon, U~xrvcrs~ty of Galifornta, Santa Barbara 1987. Sdwycr, Tcnur~atRevaIut~on', 78, 76; L . E;. SaIzman, 'Intracluctiort to the Carnbr~dgcsh~rc Ilomerday', 6'CW C:amliri~q~shrt.rz, I , Oxford 1938, 354-355. ' IJornesday Book, I, 225b.
nc~rnc~sd~ y Book a ~ t dtho Ttprlurial
89
Kctlo/filictw
dangerous assumptiotl. A curllprcflcrlsivc examinacior~of evidence provided by the Exchequer 13onzcsday in the few counties for which lnhrmation a n Anglo-Saxon lordship is consistently recorded, suggests that Sawyer's examples are atypical. My queries to the I3omcsday Book 13atabase quickly estabiished the fact that cnttrc shires rarely crr never mentior-r prc-Canquest overlords, N o Saxon overlords, fi>r example, are rccorded in Domesdayk folios far Cheshire, rlerbyshire, Huntirlgdonshire, Leiccstexshirc arrd Nottit7gharnshi~,~ and a dozen or less arc recorded in Ilorset, Northamptonshire, Oxfordshire, Staffordshire, Surrey, Warwickshire and Wiltshire," And in sc?ruthemcounties such as Sussex, Cornwall and Ucrkshire, typimlly the only Erlglish ovedords recorded arc thc klrtg or his earls. My database query, however, did show that Donlesday's Circuit If1 provides the best and with the exception of Lincolnshire, m l y consistent evidcr~ce of Anglo-Saxon lordship in the nlrvey, particularly in Ilertfordshirc., Cambridgeshire arld Buckinghamskire. In these counties nearly evcry ntinor Anglo-Saxor1 tenatlt is give11 a lord. Whcrl we concentrate our effc~rtshere where the evidence is most conlplete, wc. car? witness the breakdown of Saxon patterns of lordship 0x1 a grand scale. 1n Hertfardshirc Archbishop Scigand had more mcn than arly other grcat lord in the shire; his followers are recorded holding nearly forty-five l~idesoflarld ixt thirty-three different il~sta~lces 'on the day King Edward was both alive and dead"."' About half the land of Stigand's sext could be found in the fee of O d o Bishop of Bayeux after the C o n q ~ c s t , but ' ~ the remainder was parGtioncd betwcctl thirtccn of the shire's other texzants-irz-chief l 3 Thus, in Hcrtfordshirc, thc county" greatest: lordship cfid not survive thc Conquest. Since Stiganld was an cccfcsiastic and thc dispostion of his lands is so difficult to untaxzgle, he is p e r h q u n unfair example. Aarsgar the Stallcr, with his obvious successor Gcoffrcy de Marrdevillc, is perhaps a better one.'* As Sawyer points out, the bulk of the land of Ansgar's men in Essex was in the hands of his successor C;eoffrcy by I(%(,. '?Bur in Hcrtfordshire and Buckingharnshirc, this is simply not thc case, 11.1 Wcrtfordshire, Al~sgar's men bclcl afr~~ost forty I d e s uf land, Less than half these hidcs were in €;eot-%rcy's t l a ~ ~ dbys f (186- the other twenty wcrc ixr the possession of Maurice Bishop of London, O d o Bishop of Baycux, Eustace of Uoulognc., Robcrt C;ernort, RaZpft Bay~lard,Geoffrey die Bec, Edgar &theling and a kir-ig's thegn 1lar11cd Alwint. I?oJdaso~~. '' Xn Buckinghamshirc fotxrtcen hides or1cc he1d by Ansgar" snlen were fotind i r Geoffrey's ~ fief,17but ten o r so others were held hy Walter C2iffard and Waltcr die Vernon. " 8113 these
" l)omc.scj~zyBook, I , 363b-l?fiXa, 17L-27Xb. 303a-2(17ft, 33oa-2372. 3X( ta-7936, " D~>cttncsrj~)r Book, i, X3a, ??Ha, 23%, Is%, 340b, 32b, 342, 3%. Shrr, 743b, 7%. " ~)irf?rtisri~)lBoctk, I, 1316- 13.5~.137a, I .biti?, 141h- 1-13~. '' lfrtrrtr>>dil)r Bt>c?k,I , 1-Ma-1 347.
73a.
" E I~cscarc Klng W ~ l l t a f ~ttic l , archhzshop of C:~ntc.rhury, the b~shopof Lo11rlo11,the bishop of C:he\tc,r, Courxr Aldrl trf Klchnlund, Euctacc of t3crulogr1e. flalph dc L~mcry,Gcoffrcy cis Uc=c, k4arclwrr.r c3c Scales, Edgar thc A:tl.teling, Stpar dc Ctiocyucs and the ~ l i ~ v c mfZ~chard f" fjtz C;1lt3ct-t srld Hugh dc Crrandtnesrrl2. " f%~ur~ti, b I n t r o d ~ ~ ~tot ~1>0111c~lday c~t~ ~lcrtfnrdafitrc'. 283, " Sawyer, 'Tcnrr nal I-lcvolt~rros~',73, 74; Ilound, '!ntroduccwn to I ~ O I I I C - ~~S~S ~C X~ ' , 343. " D~)ilrnc\cirlyBotlk, I, Z33h-fSlh, 1.372-1 3%. 13%-I -if)a, Ills. " 7I)ctrrrr.sdily Book, I , 1494. " XLorrierrfily Noc~k,I. 147b, t4Xa. 1 5 1 ~ .
twc:, counties, over half the land once held by Ansgar's men had been scattered by 1086 aniong eleven t ~ c wlards. In Buckingharnshirc, when we trace the dispositiorl of the tand of Alric son of C;oding and his nzen, we find that Walter Giffard" fee consisted both of AIric's dclncsne land and elcvcn and a half hidcs of land which had bcm hcld by Alric's mcn. 'Woncthcless, almost fifteers other hides of rneri once pertaining to Alric's fordship were spread between the Count of Mortain, who had eight and a half of these hides, Miles Crispin, Countess Judith and a king's thegn named Svartlingr.'Vf we move on to Canthridgeshire and turn to Eudo l3apifer's lands, wc find the Steward haldirtg the lands of thc rners of klfric Kemp, Robert fitz Wi~rrarc,Earl Walthcof and Wulfn~aerof EatonS2'But in the same county the land which Elifric Kcmp himself had hcld was in the hands of Robert Gcrr~on;the tand of Robert fitz Wirnarc" s e n were subsumed in the fees of Earl Roger, Hardwin de Scales, Eustace of Huntingdon, and Picot thc. Sheriff; and the lands of Earl WaltheoFs nlcn had fallen into the hands of fourteen Can~bridgcshiretenarrts-in-chicfS2Whcn we chart the movcrncxlt of land across an cntirc county between 1066 and 1086 it is difficult to find much eontirluity at all. In Huckinghmshire, for exmple, thc men of pre-Catlquest l a d s ofien devolved onto rvlarc than one fee, and the bulk of post-Conquest honours had imorporated the men ofa n u d e r of English lords. (Scc Figure 1.) Few patterns enlcrgc from this junrblcd Buckinghamshire distribution. I%ssibly the best illustration, of this breakdown can be found by tracing the fate of the lordships of the carts in thcsc midland counties. Thc Confessor's earls, with the exception of Walthcofl had n a clearly defined successors. It is not surprising, therefore, that the land of comitaI retainers was spread to the four winds. Cambridgeshire evidence, for exansple, clearly illustrates the disruption of cot~~ital lordsllip patterns. Earl Tostig and Earl Gyrth tagether had only tcn rncri recorded in the Cambridgeshire folios, and yet thc land crf these ten was disrribtltcd by If286 between the kcs af Eudo f Iapikr, Hardwin de Scalcs, Picot the Sheriff, Countess Judith and Robert F a f l t o t ~ .The ~ ~ thirteen recorded holdings of Earl Harold's rnen were rnetcd out to seven tcnants-ixl-chicP4 The lands of Earl Walthcof s men - assessed at about thirty-five hides and ;Found on tlrircy-one LtiEEcrent occasions, were s p ~ a damong fourtern tenants-in-chiefe2' And the lands of Earl EIf$ar9sForty-hur nlen were by thc time of the Domesday survey in the harlds of twelve diffcrent tenants-in-~hief.~~ These earls' me11 bad he13 their land by a whole speccrum of tenures." It is unlikely, therefore, that the fragnzentaciorl ofcomltal lordships was simpb the product of pre-Conquest tenurial arrangements. Moreover, King William succccded to the e a r l s y e s
'* Domesby Rook,
I, 1.173, l47h, I Ma. I)omesdny Bt>cjk, I, t46b, ISOb, 152b, 153a. L' l>ott~t*stiayB o c ) ~ I, , 19Tb. " 2cc below, n. 35. 23 Donzesddy Rook, i, 2026, 1Wb, 1Wa, 300b. 202a. 2" Royt?e*qdt~y Book, 1, ftlfla, 193a, 1%a, 19)6b, t(17b, E98a, 200a. L5 U ~ ~ m r s Book, d ~ ~ y I , I89b. I(13a, 19%, 197a, 197b, tV8b, 20&, 201l3, 20121, 202k1, L" Donle-qdap Nook, I , 189, 14JOa, 193a, IWb, l%a, l%b, 195517, 1962, I%b, IC)8a, l%b, IWa, I(39b, 20()~,2OOb. ZOZb, 21%. L7 20mc 'cc>uICI gragltt tfit'lr land (lJomesiiny Btlrrk, I , 193a), and some kc~utdgrant, and scll"(P>umes(fay Nook, 1, 19hb), whitc others 'could not withdraw' (Domesday Book, I, 1%a, 202a). Son-ic hdd "under"
'Z
Domaday Book arzd the IX'erltrrial Revollrriort
91
more often than not, and yet less than thrce bides formcrly in the possession of earls' rncn it1 Cambridgeshire had bee11 incorporated into the t e r n regis by 108h,28These earls' men in Carnbridgeshire hcld in total riearly 120 hides of land, about ten per ccnt of the shire's total.z'" Nearly two-thirds of all Cambndgeshirc tenants-in-chief in 1086 - rwenty-five to be exact -- held a portion of these men" land, Furthermore, almost half o f alt rccorded Cambridgeshire settlerr~cnts- sixty-hur out of 242 - witnessed the wholcsalc fragrlrentatioll of lordshks once controlled by England's great earls. Lt is dificwlt to scc how this one example alone docs not constitute a cafaclysnric change in landholding and lordship, The analysis f have just made is not based on a series of perfect examples, but rather a representarive sample of midland successions. Ln Herthrdshire some 300 hides oflarld - that is between a qwrter a d a third of all assessed land in the county - once betonging to the men of identifiable Saxon fords, could not he found in the honours of their lord's SU~CC"SSOT.or were not dispersed in any discernibfe pattern, In Car~~bridgcshirc, a rough calculation based an the same criteria rcveals that almost 25 per ccnt of aXI lands in the courlty which had once been held by the men af English overlords was scattered. In Buckinghamshire this figure is about 20 per ccnt; in Bedfordshire a little over 15 per cent and in Middlesex a little under. These statistics represent an enormous anrount of disruption in secular Lordship, particularly when we consider that this does not include a great Inass of land which T.R.E. was held in dcmesrze by the King, the earfs, or important thegns or that land which rerz~ainect undisturbed in ecclesiasticail lardships, Thcrcforc, an the basis of infornlation supplied to us by the Dornesday counties which cor~sistexitfypreserve such evidence, it is certain that Anglo-Saxon lordships tetldcd to fragr~icnt,the Iand of the lord breaking fiee in part from the lands of his men, and to devolve in diffemt ways on the Conqueror" tenants-in-chief. This fact had a startlirtg effect at the level of thc viXlarld on the local economy. When we compare the shape of Iordsbips within Circtrir XI1 vil-ts in 1086 with those of 1066, the disix~tegrationof pre-Conquest patterns is everywhere evident. By 1086, for example, the Cambridgesbirc. vill of Ahington Pigutts was divided between King Willianl and his tenants-irz-chief Wafkclin Bishop of Wixlchester, Kogcr de Montgomery, Hardwin de Scales and Picot the Sh~riff,~' These four tenants and the Conqueror had inherited the lands of the nlcn of Earl El@ar, Archbishop Stigand, ElEsige and King Edward - but they were rcorganiscd along completely new Lines. In this viXl, the land of Stigand's nlcn went not only to Walkelin, his successor to the bishopric, but also to Picot thc Sheriff. The Iand of Earl Elfgar's nlcn was divided between King William, Earl Roger artd Hardwin dc Scales. O r looking in the opposite direction at tbc disposition of Abington Pigatt's lordships, Uonresday Book rccords that Hardwin de Scales hcld Land of Earl Elfgar's atxi King Edward" sm; King
an earl (Domesday Nook, 1, 201 b), srtme 'of' an ancar1 (Ilomesdny BLTS~, I , 193a), and still others were described as "mcrt c t f ur 'sokemcn of' thc earls (Dclmaday Book, r, IffKb). 'Worttesday h o k , i, 189b, 1%)a. 20 H. C . I h r b y , Ttte Oornesriay Gec;gvaphy of Eastem firtqfarrd, 3rd edri, Canlbridge 19'71, 274277. ' O hrnrsday Book, i, 190h, 193;?3a, 1982, t%b, 2CX)b.
William the land of Earl Elfgar" and EXfsige" sxntm. Every conlponent of this Carnbridgcshirc vill was either broke11down afrcr the Conquest or uscd to form a 13cw con~positclordship. The vill of Comberton follows a similar pattern of rcorganisation - the tenancies of its Norman lords arc absolutely unrccognisahle as the descendants of prc-Conquest lordshipse3"ndeed, a one and a half hide portion of this land, at one time divided among four of Earl Waftheofs sokcmen, descended into the hands of each of the four new Nornlan lords of Conlberton. Thus, no Xord in Comberton at the end of the Conqueror" reign, held a tcxzancy cxactfy equivalcr~tto thc Lordship of one ofhis prcdecessors. In Barrington Robert Gcmon" seven hides and two and a half virgates were compoxd riot o f a single prcdcccssar3 land, nor ofthe land of his predecessor's men, but the land of fiftt.cn sokctllen of Edward the Confessor, four men of Earl Elfgar, thrcc men of Ansgar the Stallrr and a man who held undcr (st-tb)King E c S ~ a r dThus, . ~ ~ while the land of the twenty-three men oFElfgar, Ansgar and King Edkvard each descended to just ox~clord, thcy all descended to the same lord. Bccausc the lines of lordships in thcsc vills were redrawn, the resources within the111 often underwent radical redistribution as wclt. Let us take the Cadridgeshire vikI of Kingston as an example, Picot the Sherigs five and a half hides and sixteen acres was made up from the holdings of sixteer~soketvlen ten of them of King Edward's sokc, four Earl &Ifgar's men, one Archbishop Stigandk rtlan artd one the Abbot of Ely's, No one befare the Conquest had held this combination of hides, men 2nd fields,33 This rcorganisation of cstaces within Inany Circuit IIX vills has broad economic irnplicatiorls, and seems in some arcas of England, to explain the stcady dccline of ilomcsday values between 1066 and 1086. Cambridgeshire values; provide arl cxcdlctlt example of this, The shire's overall value fcll by 14 per cent bctwecn the Corlqucst and the inquest, but devaluation was particularly severe irt the south-West of the courrrty, where values fell by about 25 per cente3" Thc holdings hardest hit corrrlatc very closely to rbc vills in which a large nt~rriberof T.R.W. estates had been nlade up of a handfut of Anglo-Saxon holdings. (See Figure 2.) This, I think, provides a more sound explanatiotl for fdlling values than Willialn the Conqueror's arrnies or the rctrcating forces of the treacherous Earl Ralph, both of which have beer1 uscd to explain the shire's slumping values." The waste, so pronounced in other areas where armies inflicted serious damage, cannot bc found in Cambridgeshire. and much of the value of these estates was maintained until afier I>orncsdag%ir~terimvalue was given." Thus, the pcriod betwccn Domesday's post and tnodo values marks the
a
"
I, Z9,IHb, 3tH)b. 20Ih, 2 2 b , L)onre.bdily R L J OI ~ , ,I Y h , 104b, 1962, 18hb-tt2)7a. " 3I)ctrrrc*$tidryBoiik, I, 20ob. '"4. Wctdori FIIIEI, '['he ,Yi~mrznCt~rrgrre~t nnJ rrs cfl2cts ott the Eri;ltl~~my, 10166-86. LoncSon I971, CirW-"9. " F:tt~n.followcd b? ilarby, argues that the Canyctcror's army, opcratlng 111 Bcdfordshlrc late m It11b6, rnust have moved Into (I:dn.rhridgcshtrc ~ t cltrdcr l to expfaln tfic county\ sstumpmg values. Finn, 7Ytt' AVt>vttii?nCr>rrtltrcsr &lid if.$ I-$)ects, "3"); I.+. C. t3arby, Domesday Dglarld, Caxnbridgc 1977,
Dovrli~sri~zy Boclk,
"
240. -'" Etrrn suggc5rs that thc latrd tr~lucrln \vcsrc*r~l Camhridge,hlrc fell bccausc czf Earl Xtatph's revolt. t fc hellcvcr that thc rebelllous earl" rretrcat fiom C:alnt>rrdgt. to N o w ~ c hm 1075 accounts for thrs late d c ~ ~ ~ E t ~(Finn, a t ~ oThe r ~ .Y~~ri?trail C,'mtyt~elsttrnd rts lj@~ts, lo()). A ~ i dyct thc area ln W ~ E Cvalues ~I feff
Domrsda y Book nwd dtc Tetzurr'al RYt10Et.t tiol-l
"33
geriod of greatest decline in land values. 11%other words, land held its value until it was acquired and reorganised by a ncw lord. In Mertfordshire values folXow suit, generally dropping throllghout the county bctween the Confessor's death and the tinlc of the 1l)amesday survey, t3n the average, by 1086 values in the shire had faXXcn by about 25 pcr cent, and many historians have once again pointed a finger at Willianl" harrying armies.J7 But the falling values were not distributed equally across the county, Those cstates which transferred intact to new lords f'e)t by about 13 per mt of their pre-Conqucst value; those mates which were rcconstitutcb and made up from the lands of more than a n t prc-Cot~questlandholder, fell much lower - on the average by about 22 per cent of thcir previous valuc. This pattcm can even be found in Nottinghamshirc, w k r e Norman armies did inflict falrly serious In holdings that passed frorn an English to a Norman lord intact values felf to about 88 per cent of their previous value - or to about 2'7.5 shillings to the pound. In ccrmposire holdings made up of more than one Anglo-Saxon tenancy, values kL1, to about 75 per cent, or 15 shillings to thc pound. It appears, therefore, that the falf of land values in some areas reflect cconon~icstrains felt in the first two decades of a massive manorial reorganisation," Wiltiam's tamperitzg with ancient tenurial patterns, therehre, not only at the level of the k c , but also at thc level of the vin, had huge consequences fnr the kingdom, and when we look at the tenurial organisation of many vills T.R.W., we find evidence once again 06-a significant shift, A number of reasons account for the breakdown of pre-Conquest lordships in these midland counties and vills, First, Anglo-Saxon landholders did rzot always hold all of their land from the sanic lord, After the G o n p s t , this conlplication often hefuddled Norrnan lords and kept the hundred and shire courts busy untangeling coniZicting yet legitimate ctaims over the same land. In Bedfordshire, for example, one of Wlliam dc Warcnne's predecessors was a man narncd Augi, William received a hide and a virgate of Augi's land, and another virgate which had befongcd to Ulzch, Augi" man. A third virgate, however, was in dispute because Augi had held it as a axan of Eskil of Ware, Hugh de Beauchanlp9s a n t c c e ~ s o rSuch , ~ ~ cases af disputed tenure were commaxl in the midlands, and their ad hoc resolutions did rliuch to mar old lordship patterns. This same Augi, with his hide and a half of land, had become Ralph Taillcbois' man soon aker the Conquest. nomesday records that King William had 'assigned the land to [Augil and commended him through his writ to Ralph nlost inarkcdly after thc 7".R. E. date arc much too far west and south t'or Earl Kalph'sjoumcy. k c Eligure 2, j7 Frarlc~s H. Barrng, Dottzrsdny 7;~hl~~s~fi~frrp the. Coctntres rlf'Sttrrey, ItltddIt*.se*x,Hergi?rd, Brr~k~t~~qltcrrn, atrd Rerffivd, and-fur fhc\?reur Fi~rrsr,Lo~lc-ion,ECNW. 11 2; Tlir Bomfiduidy C;eo,qruplzy $Soifill?-East E~t~qlatzd, cd, H. C:. I h r b y and Ella M. J, Campbell, Gan~bridgc1071, .56%575. The foilowing figures arc based on an anafysls of the values of aff holdlngs 3r.l IJomesday Hertfordshtrc. " '7"It~Dotnesdny C2e06qraphy~ ?SrtIrtm f Efglai~d,cd. H. C . Ijarby and I. S. Maxwell, Cantbndgc 19'77, 263-2C38; Clrdcnc, il, 230. Thc fi3lIowing figures are based on an analys~sof the values of at! holdi~lgsl n Dornccday Nottlngharnsh~re. " 97-0rhc Norman Iords of chesc carnposlr holdlngf, the GI1 In value could not hdvc been ofgrear cotlccrn. The prok?ts they recclvcd frorn chew EngI~shcstatcs must have been beyond anythlrlg they had ~rlldgineclb e h r e the Cor2kssor%death whether their new Iar~dsyielded 17 shitf~rlgsto the po~tr~d or no. Il)c~r~zi.sda y Book, I , 2 1 1 b.
94
AtzgEo-~VovfizanStudies I X
Taillebois that he should protect him as long as be should live. O n the day [Augi] died . . . he was William dc Warenne's man [Ralph" Norman successor] and William therefore took possession of this land'.*W~oconly was the disposition of Augi's and his men" land complicated because of Augi" sown pre-Conquest Xord, but becausc the first Norman to w h o n ~he had bem commended had died before thc Domesday inquest, Thus the death and dispossession of the Conqueror" own barons accompanied by the complicated web of Old Etlglish tenure and lordship exacerbated the fragmentation of Saxon tenancies. Sales and exchanges, too, could dismpt pre-Conqucst holdings, Goctgytb, often styled a hmanhf Ansgar the Statler in the Wertfot-dshirc folios, had less than half her land in the county descend to Geoffrey de M a n d ~ v i l l e'ihe . ~ ~ bulk o f what remained came into Eustace of Boulogne's hands, but Godgyth" man Edzi's land in Thorley was held by the Bishop of London.43We are told in a dispute under Geoffrey de Mandevillc's land that William bishop of London bought four hides at Tbodey by concession of Codgyth and the bishop claimed then1 back." In Throcking, the bishop also heid land which had probably belonged to Codgyth before the Conquest since Ilomesday Book records, 'this land is of the purchase of Bishop William, as the bishop's meal say, but the men of the shire do not support them"*' Thus, Codgyth's land and the land of her men could be found in several, different honours, The bulk had descrmded to Eustace of Boulogne, probably to give him a foothold in northern Hertfod~hire;~" part had been soId by Godgych to the Bishop of London, and the remaining five hides had been picked up by Geoffrey de Mandevilfc, who was the SUCCCSSOT of Godgyth's lord. OnIy this chance rcfcrcnce of a lasvsuit hdps to explain the fragmentation of her holding. Sales, exchanges and English thegns' and freemen"s scramble for powerhi fords and protectors combitled with the Conqueror" own settlenzerit plans, and led within twenty years ofthe Conquest to a radical restructuring of Et,gIish landholding, Exlglish lordships and even the English vill, The transformation of Old English. territorial and lordship patterns is not, however, limited to the counties and vills of the midlands. Xn regions forming the outposts of the kingdom pre-Conqucst lordships and landholding survived no better than they bad in the nudlands. Herefordshirc, Shrapshire, southern Lancashire and Cheshire, protecting the kingdom" swtcrn flank from Welshmen and Norse Irish, and from angry Anglo-Saxons in exile, were clearly reorganised soon after 1066 along new continental lines.*' In Shropshire, we can see the almost complete abandonment of ancient tenurial and lordhip patterns in favour o f endowments constructed from consalidared stretches of territory. 'This fact is well known, but it is perhaps worth noting once again that with two important exceptions nearly all land found in secular hands by the time of the Damesday inquest can be found under the rubric of Roger de Montgomery O o t n ~ d a yBook, i, 21 1 b, IJt>mesdayBook, I, 139b, Z40a. a3 Domesday Book, i , 1342. Domesd~yBook, i, l a a . " Domesday Book, 1, 133b. Domesday Book, I, 1372, 237S. 47 Ilavid C . lI2ougtas, WEliam tke Congueror, Berkeley 1964, 272, 2942(&.
4J
42
Domtpsda y Book and the Te*ntiritzell Rrvoltitioti
95
regardlas of Anglo-Saxon a n t e ~ e s s o r His , ~ ~ Shropshire honour in no way mirrored tenurial patterns in existence bet'ore the Conquest, Further north in Cheshire we find that with the exception of the ancient endowment of the canons of St Werburg and the bishopric of Chester, the entire shirt by 1086 had been placed in the capable hands of Hugh d'Avranehes.""nd in the list of lands compiled under the rubric 'Between the Ribblc and the Mersey', Roger the Poitevin, Roger dc Montgomery's son, had been assigned charge ofthe cntire district." Neither Cheshire nor southern Lancashire, so far as wc can tell, displayed any sort of territorial consolidation before the Conquest. fn Shropshire, Chcsbire and southern Lancashire, terrjtory and territory alone determined the descent of sccufar lands afier the dloxlquest. In Herefordshire the distribution of land was less straightfoward, but rlonctheless suggesrs a major reorganisation of prexonquest landholding pattcms. JqI)omcsday consistently records the nanzes of T,R .E, landholders in Hcrcfordshire, but rarely preserves the names of these holder" lords, The one cxcepriorz to this rule is Earl Harold, whom the survey mentions on thirteen occasions as the overlord of an English landholder.52 It is not surprising that some of the carl's Hersfordshire demesne remained in the tewa reg6 after 1(M, nor that a good portion was returned to the cathedral chapter of WereEord, a long-suffering community which claimed several estates against the earl." Yet not even half of Harold" land could be found in 1086 in the dcmesnc of either the Conqueror or the victims of Harold" rapacious land-grabbing. William fitz Oshem, thc short-lived Earl ctf'f-leret'ord, did rcceive a portion of Harold's land - how much, however, cannot be reconstructed from f3omesday Book's 1086 i n h r r n a t i ~ n . 'The ~ bulk of Harold's remaining estates came into the hands af Alfred of Marlborough, but a portion of his land was scattered among cight othcr post-Conqucst talants-in-chief.sYThe land ui-Harold's men, on the ocher hand, went to rriorlc of Harold's swrt successors. Instead they dcvolvcd on to a conzpletcrly differer~tgroup of t c n a - i - i f . Most of the land held by Harold" s e n went to Roger de Lacy, but a substantial portiori could also be found in Wilfianl fitz Baderon? fee, and the renrzainder went to Thurstan fitz "Woger" fec, coverrng seven falras 1s recorded in Dofiresday Rr~ok,I, 253a-Z9b. fee% at"the other tenants-lt~-chicf- Cr)sbern fitz Richard, Ralph de Mortimcr, Roger de L c y , I-tugk the Ass and Nigel the Phys~aan- can be fc?und on folios 2M)a-2AOb. Ralpl~de Msrt~mer"s land was attached to his castlcry of Wlgmore and Richard fitz Osbern" tto Richard's Castle. The land o f these ma tmants-in-chief could be found in If186 srraddling the Shropshtre-Hcrcfcrrdshirc border, a border which a generatzorl earller had separated the Merciar~and West Saxon earldoms, Far a general discussion of Shropsh~re's post-Canqucst fees see J, Tait, 'Introduction tcs the Shmpskire Ilumeday" VCH Strropshive, i, London 1908, 2"7-3)8; J. F. A. Mason, 'Roger dc M o n t g o t n e ~ and his sons fl(K7-1102)', TRX-XS,5th Series, xni, 1963, 1-28. 49 Domesday Raak, 1, 2h3b-2682. Dome.~dayRook, I , 269b-270h. 5 V ~ ar detai~leddiscussron of the ~n-tpactof the Nornlan Conquest an Hcrefordshire see Christctpher Lewis, 'The Norman Settlement af Herc?fordshrreunder W~lllarnI", anre, vtl, 195-213, " Domesday Book, i, 184a, 184b, 185h, 186b. " Dt3mesday Book, i, 17317, 180a, ZRta, 182b, 1822, Itrf2b. 54 Lewis, 'The Norman Settlement', 1T-l"dtJ;Domesday Book, i, IMXa, 181b, 1872, 187b, '' The othcr secular tenants-1n-cl.llcf a r c Ralph de Tosny, Willlam dEcoua, Ansfrid de Cormcilles, Dro3go fitz Poyntz, Qsbem fit2 Richard, Gilbert fit7 Thorold, Hugh the Ass and Gmffydd. Dt~mr.sdayBook, t , 183a, 185b. 186b, 18"?a, 18%.
Rolf and Durand of G f o u ~ e s t e rThus, , ~ ~ by 1086, not only was the largest and rnost compact secular lordship in Herefardshire divided between burteen o f King William's tenants, but Harold's demesne l a d was divided along dififerent lines tihart the lands a f his men, When we turn to the counties situated along the south coast of England, again we find Anglo-Saxon lordship and tenurial patterns ignored in favour of territorial consolidation. Sussex, of course, with its rapes, is an obvious And the county of Cornwall was, with the exceytiorl of old ecclesiastical interests and less than one other hide ofland, organised into a huge territory under the direct rorltrol of the King" half-brother, Robert Gaunt of Mortain," Kent, too, was divided along new territorial rather than old tenurial lines,59 Very rough]y, thclse sever1 border or mastaf shires cot~stituceda little over tcn per cent of a l the assessed land in WilIiam's k i n g d ~ mWhat , ~ is particularly interesting about the division of these marcher and coastat shires is the Norn~an tenants who were involved. Many numbered among Carbet" 'Class A" barons.61 Accordingly, a mdority of William's greatest secular lords were in possession of honours which centred an territorial divisions that were elltirely the Conqueror" serations. The core of these great lords demesne and enfeoffed land was often centred on new territories that had little to do with the Anglo-Saxon past; these new divisions ignored the great Lordships of the Anglo-Saxon earls and were even found straddlit~gthe established boundaries between the earldoms of Wessex and Mercia and Wcsscx and the earldoxn o f the s a ~ t h - c a s t ,Great ~ ~ Norman fords unlike their Anglo-Saxon counterparts had the seats of thcir power and a substantial portion of their land on the outskins of the kingdom and not in the midlands, wberc the Anglo-Saxon king and his earls had vied fur landed wealth and This shiftixxg poIiticaf geography constitutes yet another important tenurial trans for ma ti ox^ . The tenurial revofutiarl is clear, therefore, in a nuniber of areas. The AngloSaxun lordships, so carefully preserved in Ilornesday B o o r s Circuit 111, were scattered t'or the most part by the end of William" reign across fees and counties and also within vills. Lordhips were also djssolved along the periphery of the kingdom where territory rather than antecessor deternlined the shapc of Norrnan Fees. Yet disruption is evident even in shires where some landholding devolved ncatly from antecessors and successors. In Nottinghamshire, ibr example, a number a f Norman honours were hrmed by a strict adherence to antecessors and successors, Gilbert de Gancf thus came into Ulf Fenisc" sand and 3
*'
L)Dn~~~.cday Nook, i, $832, 184;b, 185b, 18hh. *Wason, 'The Rapcs of Susscx and the Norn~an Conquest', S~tsst.?cArchilrult?cfical Colleitrnns, cir, 11964, 68-93 and E.Ziiflturn I arzd r l z ~Sussex R~?pr.j,Hastlr~gsand Bcxhlll Brarlch of the Historical Assoc~at~on Z 966. Darnerday Book, i, 121b-125a. '"Sce below, p. 5%. " These statistics are based ctn figures fourrd m Xlarby, Domesday En'yfand, 336. '' W. J. Corbetc, " f i e Jt.vetopment of the duchy of Norma~lJyand the Nornlan Conquest', The <>mhvi4gr il.l;edieval I-listol-y, v , eds J . R. Tanxler, ct a], Cambridge f 926, 508. 6 2 See above n. 47. '' K ~ b l nFlemrrlg, Domesday Estates of tbc K~rtgand the Godtv~rres:A Study $11Late Saxon Pol tncs ', ,Spmtfirm, I 983, 987- 1007.
" J. Ff".A.
I2orntlsptay Boilk and the
cfhtiitrt'izt Jftq)rrllritic~t~
9'7
Walter d'Ail1~0urtinto the holdings of Swein CIilt and l " h ~ r i But . ~ ~ the two greatest secular tcnants-in-chief in the county - ROger dc l-Zully alld William Peverel - were each granted large, coxtsolidatcd blocks of territory within the county; William bcld almost all of fjroxtow Wapezitake and the northcrn portion of the neigboring waperitake of Rushcliife; Roger lie Bully hctd a mass of larrd in thc north-northeast of the county, especially in the wapcntakcs c3f f3assettatw, Lythc and (Ilswaldlbcck. He idso held A block of Iaxzd in thc south central portio~?of thC shirc. Thcsc territories were ncw in 1 tI86 arid were in no way evident in Edward the Confcssor's day. WiXllanl E3evcrci's fec was pieced togcthcr from the lands of at least tllirty-thrcc. E~iglishnlen,arid Roger dc Bully 2 l~oldingwas composed ofthe land of at least sixty-eight Anglo-Saxor~s.~" Thcrc is no evtdcnce ixz the Ncbttlngh~n~shirc folios that tficsc hundrcd or so individuals were the. r-xicn of any orie lord and sonle - sllicfz as the pawcrfut Countess Ciocle - certainly were not. Rogcr dc X-fully" card WilXians. Pevcref's honours, Inorcover, within Nottinghamshirc nullified a nurr~bcrof Old English tcriar~cies,Kogcr, fbr example, hcld two estates which pertained to C;rinrkctil T.R. E. in the north county, but W~lliarngot the rcn~ai~ling four in his territory in Uroxtow W a p ~ n t a k e .Xioger , ~ ~ dc Bully acquircd the thegn Gfa~.durirrc"s estate in the area in whicff Rogcr hcid 121;?torinterests in the neigfzborhood, kvl-tile WilIiant got rhe sanle thegn's larlds it1 Broxto~vWape~ltaktt.'~ The same niix of ncvv and old Isndl~oldingpatterns can be foclrld irr Northamptonshire, where the Bishop of Lincoln's honour was fornied from his anteccssor Bardips land, William X3evcrel%from C"Jtha's land, and Robert dc. Uucy's from Northmann" land,68Robert Count of Mortain, however, by far the wealthiest lord in tile county, held a fcc constructed of the lands of at feast fifty-onc pre-Conquest thegns and s o k e r l ~ e n ,Although ~ in 13crbyshirc, Geoffrey AIscIin inherited Toki son of fl)uti%larids and William PevercX canle into L4cofric9slands," the wealthiest tnan in the shirc, Henry dc Ferrcrs, succeeded into the lands of dozens of pre-Con quest tenart ts. In these counties, therefore, the very great secular fees were granted on the hasis of territory rather than tenure.. Xn each a f these instances, X3arnesday suggests that territorial fees were granted out by county rather than by regisgt ar by kirlgdoizl. fxl Nottirtgharrlshire, for example, William Peverel 'inherited' the two estates Stapolwinc had Roger de Efulf~,on the other field and rite two hcld by Godwirlc the hand hcld all three of Spcarhcafoc? lands, Clthenkarl" seven and Karskik two.73 But across the border and into I>erhyshlrc, Roger's and William" '"antecessors" Ilt?mr~sdayNoilk, I, 2Wfb, 28Xb, 78%. For C;llhcrt dc GanJ" sarlrf W d l t ~ d'Au~ccjurt't r ar~t~l't^$t~rs 113 othcr coulitler, scc Mack, k'ryq~utttf 7'lzqqns, Appcnctlr I . 65 LJanrcsriuy Book, 1 , 287s-3t"rXa, 385b-aW7a. '"fJt~rnc.idelyBook, I, 3XSa, -ZClhb,387%3, 78th "68 71)(11~7f~sd~y N(,clk, i , 386a. ZX7b, -?%%.a 1l)ornp~dtz)tBclok, 1, 22ta, 22Sb, 2262, 21152, 225h; I-or the antc*cc%st>r% of thctc tc,nanrrr-~n-cI~~~~i it, other part5 of the Ettgland, tcc Mack, Krrrq3 rzrirl 7 k y g ~ l ~Appc"nid\ . I WJ Domcsday Book, 1, 223a-3241 71) l)c35?1t*stfa y Boclk, I , ,776h, 2 7 6 ~ . ~ I o ~ n t ~ y~ S ~ ~2tll ikl,I. 2742-276a. 7' I3c~rnt*sfii~y Book, i, 287a. 287b, 2883. 7 3 Llot~i~.~dt~y Nook, 1, 3WI;b. 2Xlb. 3XSb. 3862, 2W6b. *4
lands devolved onto a different set of lords. Stapolwinc" and Karski" estates were taken over by King William, and Othenkarl's lands in J3crbyshire md Lincolnshire went almost entirely to Cilberc de Gand.74 Thus Spcartreafoc, Othenkarl and Karski were either arzteccssors to William and Roger only in Nottinghamshire and not in neighboring counties, or their land devolved on these particular lords not by principle of antecessor but simply because of the shire in which they lay. Such divisions by county are clear eXscwhcrc in the kingdom. Robert Courlt of Mortain, as noted above, held a vast expanse of land in Northamptonshin: in the south-western portion of the county. its cornposition is very similar to the tcrritorfes of Roger de Bully and William Peverel in Nottinghamshire, mdc up as it was of the tenancies of dozens of different men. Robert" territory, however, did not extend across the shire's borders, and he did not hold a single ploughland in the bordering counties of Leicestershirc, Warwtckshire, or C)xfordshire. His lands, which stretched to the edges of Northa~xlptonshirestopped abruptly at the county line. lt appttars, therefore, that territorial holdings wcrc granted out on the level of the county, Furtlfpermore, it swms that within the county, territorial fees were often granted out by hundred or wapentake. Henry de Ferrers held a block of land nltting a wide swathe across Derbyshire, the core of which lay in Appletree Wapentake, where Henry held in all but two of the wapentake" sixry-cigbt ~ills.~"nNottinghamshire Rager dc Sully got the bulk ofthc land in Oswaldbeck, Bassetlaw, Lythe and Thurgarton Wapentakes, while William PevereX received most of Broxtow Wapentake, Kent followed suit. Besides the Ghurch and the King, the only w o secular tenants-in-chief of any importance in the shire were Hugh de Montfort and Odo Bishop of -Uaye~x,~%and the basis s f their fees was hundrcdal. Hugh de Montfort? land lay in a consolidated block in sourheastem Kent and was composed of eleven huxldreds. The only secular XloIder in these hundreds was a d o himself, and he held just over five sulungs offand For Odo's part, he gained control over thirty-one hundreds, Only Richard fitz Gilbert held an estate in demesne in Ode" NO ather secular lord did so. The only hundreds in which secular landholding was divided were the hundreds of Wye and Bewsborough. There is, therefore, ax1 alnlost perfect correlation bemeen T.R.W. Iandholding patterns and Kcntisfr hundreds, This was not the case in the Confessor's day. I2amesrlay Book, is 2731, 2?7b, 3.5%. The two exceptions are F-loon, soke of X3urton Abbcy and Robert 6tz WrIIiam's hc>ldxng in Stanley, Da~zt*~t!ay Book, I, 273a, 27%. For a further discussion see F. M. st en tor^. 'Xntroduct~otrto the Derbyshtre Z3onresday" b't:N D~rl~ysItfre, i , London t(N15, mk326, 76 Cldo's Iands in Kent cover s ~ x foIros and Hugh dc Montfnrt's A f ~ ~ r t hfoha. e r (Domrsduy Book?,i, ha-l lb, 132-142.) The lands of the revnalnlrig secular tenants-in-chlef arc. recorded on sl~ghtfyless s. Book, 1 , 142-t 4h.) than two c o l u r ~ ~ n(I3owrsday " Hugh" hf-)ldings centred on Longbndge, Newchurch, Worth, Wayne, Aloesbrrdge, WIackbum, Street, Stowting, Blrchott and Chart. In these hundreds Odo held only four sultiings in Bilsington, one half yoke In Alacsbr~dge, three yokcs in f-fastznglergh and one half sulung in Bochefandr. (Dt)r~esdayBmk, I , IOb, t l b, 9b.) 7X OCIO'Sholdings centred on Axton, Lrttlc, Kuxley, Greenwich, 13rc>mtcy, Larkfieid, Toltingtrough, Littlefield, WashItngstone, Eyhor~le, Cltatham, litochestcr, Hoe, Twyford, Maidstone, Shamwell, Milton, Bridge, i~ovvnhamford, Folkstone, Longingborough, Rolvenden, Eastry, Barhain, Whrtstabte, Faversharn, Fefborcrugh, Calehilt, Oxrxey, Langporr and S~c~tmrrdeue. R~cit~ard ficz Gilbert held two sulungs in Twyford Hundred and one in Mardstone. (P)orn~*sdnyBocllr, 1, 142.1
74
75
Xn Nottinghamshirt", I)erbyshire, Northarnptonshire and Kent land redlstribution echoed the divisions of shires, wapentakcs and hundreds more dosety than lines of pre-Conquest tenure. This suggests that while a part of a Norman's fee might be granted s n t across the ki~rgdornby right of inheritance fronz a well dcfitlcd antccessor, a portion s f many important fees was granted out piecemeal by county and by hundred. This created ari cxtraordiriarily co~nplicatedtcnurial patchwork across ErlgIand and cxplains why thcre wcrt so nlany legal disputcs by 1086. Confusing as the resdting m~anciesarc, this combination of larid grants by antcccssor and by territory preserves in it a ter~tativcchronology of dispossession and acquisition. Ralpfi fitz Hubert, f i r cxanlple, appears to have reccived his Nottinghan~shireland reIativcty so011 after the C:onquesr. FIc was nladc the success~rof a very important local thegn named Lcafric, whosc holdings lay alorig the south, southeastern border of the Thesc lands of Leofrie are virtually the only lands excludirzg royal or ccclcsiasticaf estates that WirXliam Peverel did rtot evcrltually inherit in Broxtow Wapentake or that Kogcr de Bully did not acquire in the wapentakc of RushcIif:. lntrudirzg into their territories as Ralph fitz Hubert does, it appears that Kafph was givers iris land prior to the for ma ti ox^ of either Roger" or William's consolidated, territorial fees. When they were granted their lartcfs, their holdings had t s skirt arou~idfitz Hubert's already established honour, Similarly, thc Count of Morcain was the successor of anrjther south Nottinpharnshirc thegn narticd Stori. C3ne of Stori's old estates, held in 1086 by Count Robert, was surrourrded by a sea of William Veverel" land - lying in the centre of some fifty square miles of territory controlled by this onc lord. Further south, abuttirig Roger dc Urrlly's Rushcliffe holdings, the Courlt af Murtain also held Stori's property." His succession to Stori's land probably, therefore, like thc srlccession of Ralph fitz Hubert, predated the granting o f Willianl" and Roger's fees. Gilbert de C;ar~d, thc successor of UIf Fenisc irt this county as elscwherc in England, in11critt.d Ulf s land in four wapentakes, inctuding Bassetlaw, which Roger ds Bully sa thoroughly d~minatcd.'~Rmigius Bishop of Lincoln carzse into Countess Godgifu" land, Walter dxineourt came into the lands of Thori arzd Sweirl Cilt, and Gilbert Tyson into another Swein's land." Thc King maintained the Corzfessor's lands, and various ecclesiastical establishments managed tu keep hold of their Nottirighan~shireendowments. All of these land transferences had to be laid down before the Conqueror established his tvco Nottingharnshirc territorial fees, The King at that time gave Willtarn f%verel all in Broxtow Wapcntake that had not previously been grarlted out on the prit~ciplcof anrecessor and successor and a scatterillg of land in the bordering wapmtakc, while Roger dc Bully was presented with the rerllairiing land in Clswaldbeck, Bassetlaw, Thurgarton and Lythe. This explains why their two fees coxr~hincd were made up of the holdings of over one hundred Anglo-Saxons' land and accounts for the curious intrusions of other tenants-ill-chief into their fees. This is thc only chronology which explains the patterrz of Nottingharnshirc.
'"I)o~~?t"$Lf)ay Book, t, 3XS)h. " Domesday Rook, 1, 282b.
''
IIfrrmesd~zyBaclk, ' ~ I I o t ? z e ~ d aBook, y
I,
t,
29%. 3833, 2%4a, 288b. 2892, 291a.
landholding. Therefore, the thegns Leofw~ine,Ulf'f"enisc, Thori and Swein Cift were killed, outlawed and or dispossess& at a relatively early date, some possibly by 1067, and Normarts such as Robert Count ofMortain and Gilhert de Gand came into thc county soon aftcr thc Conquest. Hetlry ds Ferrers also gained an early hot-hold in the cuunty through his Ynheritancc' of the land of his antecessor Siward Barn, probably in 2071, when Siward revolted against the Conqueror." But the two greatest Nottinghamshire tenants-irl-chief, Roger de Bully and William Pcvercl must have held little in the shire, It was only sometime after I071 that the King granted them each endowments made up of all the remaining land in each wapentake which had not yet been grar~tedout on the basis of succession by antecessor. The implication of this is that William Pcvercl, put in charge of the Conqueror" hastily built castlc at Nottinaham in 106'7, hung on by his toenails in the county as a royal official in an ostensibly loyal sflirc for five or six years.&"It was only after England was shaker1 again and again by serious native rebellions that the Conqueror undertook a massive dispossmsion of lesser thegns and granted his two vassals each a territory and the landed resources to dig in and hold a hostile land. This also means that the two largest and most irrlportanr secular fees in the cuunty were not m l y late creations, hut they wcre entirely new - made up of leftovers - created from the holding of more than one hundred obscure men, T h e rcsotlrces of the most pocverkl men in che shire, therefore, shifted significantly gcographicality. Certainiy for at least a century before the Gonqucst, power in Nottinghamshire was rooted in the estates a f tec~fnothand Leofric. Many of their holdings had been in the possession of the powcrhl thegn Wulfiic Spot around the year f(XX) and earlier may even have belonged to the Merican kings.= After the Conquest, however, the gmatest rrlerl in the county no longer had an interest in thesc ancialt estates. The ccrltre of political gravity had migrated by thc rniddle of the Conqueror's reign to estates once belonging to Nottinghamshire's rank and file thcgns. In total, about a quarter of all land avaitahlc t;lr secular redistribution in Nosinghamshire after the Gonqwst was granted out by thc Conqueror, probably within six years of Wastings by thc principle of antecessor ar~d successor. Ver the renzaining three quarters was distributed tcrritoriatly along wapen take divisions . In I>erbyshire, Henry de Ferrers was grantcd a k c composed of ail available land in High Ibcak, Appletree and Morleystone Wqentakes with the rxception of lands already granted out to William's followers through their antecessors, and a compact block of land centred on William Pcvcrel's castle at Peak Cavern." 6snry"s acquisition in Ilerbyshire necessarily post-ctares the grarlting out of Leofric 2nd Lcofnc~th'sLand to Ralph fitz Hubert and Ulf son of Tope land to Geoffrey AlseIin, since Hnrry's lands skirt these two fees." We know that initial)y Ulf was able to maintain his larlcls probably after paying a heavy fine.x" He hrld on to his political position as well fi,r a time, attesting one ofthe Jorrrt,~duyBtlok, 1, 291 b; ASC (E) 5.a. 1071. 218. K5 C:ltnrfers of B ~ t r t o tAbhey, ~ ed. Pcter fiia\vycr, C>xford 1979, xxvr-xxvu, x x x l ~ l ,xl, X b I Z t ) t t t ~ > ~ fBook, ay I , 27fsa. " li'>unrt*iday Book, I, 2772, 377b, 716b. 8X Dornr~rfay Nook, 11, J7Cih; The Anglo-Saxon C1.tron~cIerccards that r-rtcn pat3 cl~cnew k~rlg'rr~butc and gave hi111 tlc~rrtage~ and the11 rcdccr~~ed their ldinds froin h m ' (,IISC (E) \.a+ IOfiCi).
'"C)rcicrlc, rl,
Domesday Book
atfd
the Tk~ltiriafRet~~?[tftit>t?
1Ol
We know, however, that his brother, Hrelfdane, was Conqueror's disi~lheritedbefore Novenlber 1069, and that this brother" Iand descended to Remigius Bishop of Lincoln."' UIFlost his land either around the sanle time or during the rising of Hereweard the Wake.9' Henry's acquisitions, therefore, n ~ u s post-date t 20691207 1. This type of disinheritance, the confiscation of the lands of importar~tbut disloyal thegns and its granting away to one successor, thereiore, occurred betwcer-r 1066 and c, 1071, Son~etimcbetween 10"7 and 207.5, however, the Conqueror appears to have changed, at lcast in part, his practice and to have begun laying on top o f this earlier pattern of antccessor and successors his midland territorial grants such as Roger de Bully's in Nottingbamshire, the Count of Mortaints in Northamptonshirc and Henry Je Ferrersyin hrbyshire. William" distribution of Iand to his most trusted friends an3 kinsmen along the outskirts of the kingJon1 very soon after the Conquest, his granting out of all of the lands of an English landholder across the kingdom to one of his tenants and finally his formation o f compact territories from the lands of minor thegns, seriously disrupted pre-Conquest patterns of fatldholding afid lordship. From the examples outlined it is clear that azz enormous amount of t a m p e h g had taken place by 1086. These instances alone show almost a quarter of all assessed land in England to have been distributed to secular holders not along preConquest lines, but on a ncw tenurial pattcrrt. This represents a significatlt amount of land - and the tenurial breakdown has nor beer1 exhaustively chronicled. Domesday Boak, therefore, stands as a witness to a major tet~urialrevoIuciorl, The dislocation it preserves can be seen on all Ievcis and across rnost of England. It can be seen in the shattering of cornitat holdings, in the burstkg apart of lordships such as Stigand's in Wertfnrdshire, and in the establishing t ~ f territoeal blocks like those fourld in Nattingbanlshirc, It is also possible to suggest that the tenurial continuity between 1066and lCH6 has been exaggerated. Certair~lythe holdings of men Iike Arzsgar the StaIIcr and t71f Fcnisc were preserved. Nonetheless, in a ntere twenty years the tenurial map ofEngland was made very nearly unrecognisable as the lands of several thousand men were allocated, often territorially, to a handful of the Conqueror" trusted fotlowers. The tenurial revolutian also made itself k t t in huxldreds, perhaps thousands of villages across England, where ploughteams and plough strips, men and nlills were reorganiscd by William's FoXlowcrs - perhaps for the better in a generation or two, but in the decades in~ntediatelyfollowing the Conquest such reorganisation caused productivity to fait and peasants to go hurtgry. O n all these XcveIs and throughout the bulk of the klngdcam, change and dimption aistorred England" aallient tenurial fabric.
Rqqarn, I , no. 8. Brarzd A b h t ~ of t i2cterbc7rrailghTct I3unsby to h ~ kzngsman s HaelMane bccause Krng Wrlllarrl had grven f-laelfdane" ecstatcs to tlern~gl~rs Blshop o f Lincoln, (The Clhrt~rrlcleqf Nt4,qh Czarzdtdtrs, cd, W. T. Mellows, Oxford 1944, 43.) Brdnd died in thc fall of 11h9. (AS<: (E) 5.2. I(K,lf.) For a filrrhrr dlscusstor.r of the Etrnlfy's farc aficr the C:onquest see Atz'ql~1-Snxot.~ Wills, ed. and trans. IJorothy Wh~reltrck,Carnbrtdge 19311, 307-21 2. '' HIS wwlf W A S c>vert~trne~f. (iltl~ql~~-Sn.xott tVill~,94-97, 307-223,) R9
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F(q. 2. CA'~mhridqrshirrvalues in rrezuly corrsolidatrd holdins 7.K W
HENRY OF HtfNTllNGDQM AND HIS EIIS TORM ALWGLOR LTM*
HENRY of Huntingdon's Historia Att'gEururn, the earliest source a f the wellknown and popular stories of Grlut and the waves and Henry 1's death from 'a surfcit of lampreys" enjoyed a wide circulation during the rlziddle ages. It has survived reasonably complete in thirty-six known medjevai manuscripts" none of them autograph - and was used by various medieval chroniclers, botfl during the author" lifetime and later, The Histi~ricrlreceived attention, too, in tbc sixteenth and seventeenth centuries, when several rnanrxscriyt copies were made and parts of the text were first put into print. It was in 1596 that the narrarive of the Historia was first published, by Sir Henry Savile,' and in 1568 t u c d'Achel-y printed one of the portions omitted by Savilc, the letter 'De Contexnpru MundiZ3 which was to be re-edited in 1691 by Henry Wharton," Apart Crotr~ Henry Petric's edition in 1M8, which prirlted most of the narratiw up to I M , using Savile's sedition with fresh collations from Four max~uscripts,~ and Tharnas
*
X am gratekf to friends who read and made helpful suggest"o~sfor the Improvemexlt of thts paper, especialfy Christopher Brooke, Marjorie Ghibriall and Jane Sayers. IFavid Comer kmdty gave advice on the Historia posr Bednm and Roger of Howden. C;eorge Beech an3 Thomas Waldmarr Itelped with references to nraecrlal In the EN. Andrew Watson, James Carley aid Alan Piper gave generous assistance lrr the identification of provenances of MSS for appmd~xI . T31srussian chat foilowed the rcad~ngof the paper at. Battle led to some revision: in particular I W I S ~ta thank David I3urnvdlc, who not only cold me of a MS that was new to me, but also inspired me to reconsider the 1135 'editionhand the Torigny connectlsn; our op~nionsdi%er, however, over the fxliat~onof the MSS of the Nornlan group. The purchase of microfilms of important MSS was made possible by a research grant From the British Academy. "or a list of medieval and early madem MSS and the sigta used in this paper, see below, appendxx 1. f have kft out o f account the numerous fragmmts and extracts of the Histc>ricr rhat survive Ir.1 MSS. These awagt my xnvestigarion. Remrn A~tgfictzmniScriptover post Bedam pracripui, London 1596, 169-225). Savile did not: specie the MSS he consulted, but they presumably ~ncludedtwo MSS owned by him - BL Egerton 3668 (cited below as Eg) and Add. M%I (Ac) - and perhaps atso one or more of the kambeth Palacc NSS, 128, 179, 327((La, Lb, LC),Oxford All Souls 32 (0)and Cambridge Curptls Christ1 College 280 (6).From the Frar~kfurtedition of Savile" work (ZC11)1), large portions were printed tn Recireil ties historiens de.~C;artles et de la France, ed. M. Bouquet, XI, Paris l76"7(262 1 in the reprint of 1876) (frorn book VI), and xixl, Parxs 1786 (30l-47 In the reprint of $869)(from VIE and VIXI). The entire Savilc text was included in Pfatrvlogra Lartnn, cd. J,-P, Mignc, cxcv, f855, 7"-078. V,tertrm aliquor Srriptorrdm . . . Spicilrrgiurn, 13 vols, Pans 1657-77, v~ii,178-93, based on one of the French MSS; from which it was re-printed by Migne, cxcv, V"78-%1. Arz
m)),
Forester" translation, published in 1853, for which a new collation was used in the final historical book,$ there was no other edition of the Historia Angloutrun until the Rolls series volume of 1879, and there has been natle since. The Rolls scries edition, by Thomas Amolcf. (lt22ST'XX)) (second son of I2r Arnold of Rugby and younger brother of the poet Matthew Amold),? represented an enormous advance on the earlier work. Arnold described thirtyseven manuscripts, most of which had been usefcllly listed by Thomas L3trffus Hardy in 1865.8XSrawing together the evidence o f ;a dozen or more o f these, and relying heavily on the critical work af Fdix Lieber~lann,~ Arnold laid out a schcrne of the five "cditionshas he called them, through which, fallawing Licbermann, he considered Henry" text to have passed during the two and a half decades fronl 1129 to 1154, These "editions' were seen by Liebernlanrr and Arnold as belonging to 1129, 1135, 2 2 39, I 11 45 and I 154. Well as it has stood the test of time, Arnold" edition has sonze severe inadequacies. In the Grst place, Arrzold did not add to the corpus alrea+ in print. He printed only one of the b u r items in thc book 'I3c Sumr~zitatibus X\crrtm' - this was the letter already printed by d'Achery and by Wharton, thc W e Gontempttl Mundi'. The three items of the 'IPc Summitatibus' which did not appear in extenso in Arnold's edition, although they were described in chc introduction, arc the epilogue, the letter to Henry X and the letter to Warirt the Breton. This last, however, had been prirsted in the version found in Rabcrt of Torigny's chronicle, by Leopold llelisle in 1872, and was to be edited again by Richard Howlert in 1889." Like Savilie, Amotd omitted the whole of book IX, entitled 'De Miraculis AngXsrtxm" concerning the miraclcs of the English saints, although ftc did give some acccsvrrt of the contents of this book in his intrudrietion. He also erctuded the two poetical books of epigramlnata that appear in several manuscripts. One of these books, however, had already heen edited in a slightly earlier volume in the Kolis scries - Thonlas Wr~ght's Anglo-la ti^ Satirical f i e f s of 1872. In constructing the text of his edition, Arnold failed to take account of several imporcant manuscripa. Working in the 1870s, he was not able to use films s f nlarxuscripts and so had to rely on secotldhad inforntation about several of his "he
Cltvtmtcle rtfflferrr-t,qf I-#g4ntirigdon, Uohn" Antiquar~anLibrary, London 1853; cf. below rm. 63 and 92. I3NB Scipplemunt, i, 76-8. Vlescriptlve Catczlqguc of ,Ilnrterrais rclatgttg to the Elistor), tEf'Great Bntatti arid lrelatzd, 3 vals In 4, KS x x v ~1862-71, ii,269-80,. " 'Fjclnrlch vr>n Huntingd\.n', E"urscClurzgerz zttr Dezrrsclterz Ceschtchre, xvm, 1878, 265-95. The debt to Llebcrnlann rs largely unacknowlcdgcld by Amold, tllough he pays a mndescendmg tribute to Lleberr~ranr-r's"true Gerrnanrc thoroughness' (Iluntingdon, x). Arnold scertls to have bccn unaware of tiopald Ilet~sle'swork can Robert of Torzgny, Chucjniqtt~cfi. Robert de 'Tc?r(qtzr,2 vols, Raucn I 8'72-3, I" Arltonra Gransden, Historrcal Ittrriting irt Ennqlarrdl', I , c. 550 ru t, 1307, l,ondott 1974. 194 n. 67, canzmcncs that: ' A r ~ t ~ l srgunlenes d'~ conccrrllrrg the succcss~vcc d i t ~ o t ~ofs I-Imry's work are not clear or conv~ncing".Thc canctusions of thc prescnt paper, howevcr, J~ftkrsut-rstant~aIIyfrom X>r C;rat-rsJcri7soutfme, thrd., 194. T ~ o r l g n l I,, 97-1 I I; Clrrorrrtles of tire Rrgns of Steptir.rr, Wettry X I ~ t ? dRrcizavd f , ed. It. F.lowlctt, RS ixuxll, 1x84-9, l v , (65-73. '2 BOO^ XI w a l pnntcd, probably from La, by T. Wright, T i i c A I ~ ~ I O - I JStzt~ri~af I I P I Poets and iip~~rt~mnmt~rrcrsa cf the ?ic~cvi@(ik (Irtttitry, RS tzx, 1872, n, 16.3-74.
Hertvj~qf Ht4r1tin~qciot.inrld t l ~ eA % 4 a ~ ~ . i ~ ~of r ihis p t sHistoria Anglomm
105
texts. " Sonle othcr manuscripts he knew of, hut was unable to trace, notably a codex that had belonged to Sir Henry Savile, first editor of the Historia, now BL Egertrrn 3668 (cited below as Eg), which is one of the must important of the extant manuscripts, as we shall see later. Naturally, other r~larltlscriptshave come to Xight since Arnold" time," and doubtless nlany rxlorc. await identlficacion. Serious criticisms can be made s f Arnold"~slap-dash approach to editing: some of the Faults are dotlbtless due to the speed with which the edition was tnade - it seenls to have taken not much longer than a ycar.16 Me did not take account, in his textual apparatus, of several of the manuscripts he examined and to which he assigntd sigla." indeed, Arnold's apparatus reveals the severe inadequacies of his textual niethod, I-fis choice of readings and vanarlts is aften poor, sometimes bizarre. As Havcrficld comm~ntcd,'in respect of text and manuscripts [the edition] has bccn compiled with a carelessness that can only astonisll a dassical There is no consistencv in the ct~oiceof nlanuscripts employed in the textual construction, so that the apparatus ohsares rather than illuminates thc history of the text. Sometimes Amold prefers readings that occur only in BL Arundel 48 (A), against all the othcr manuscripts." 9rundt.l 48 is a harldsorne but, inkrior copy of a version of the chronicle that ends in 1148. Occasionalfy Arnold's srcaditlgs are not to be k>urld in any surviving manuscript.20 A nlore systcrnatic approach to the n~arsuscriptswould have enabled Arnold to r~1cog11Xsca goad nlany more changes than were evident to him, such as the insertion, in the 113C)s, of the Gnqueror's speech bcbre Wastings, and the revision, in the I EOs, of Henry 1% obituary. Amold was working at a time whcn elassicali scholarship in this country was at a !OW ebb and he had also to
" 1Kouen iflblloth?quc Nlurrrcipaie U 74 (1 1777) (IZ), Cambrtdge St John's Cotlegc C;. l h 0). Gsnrhrtdge Trtniry C:oIlcge tt.S.43 (TI, Vatlea11 IZeg. lac. ,587 ( V d f , Camhrtdgc S~drte);S~rsscx College 70 (Sl;), Srorr ybnrsi College 26 (S) " 4 4 , Vhil11pp.i 8079, now CUL Add. 3392 (Ca); 7Rutlth'. now UL Add. 21088 (Ah). " 5 , t e v ~ f r ~tderlt1f5ed n 2 text of hook5 111-VIX and X to t 138, trribecfdecf ~n a manuicript c>f (Icoffrey of Monmouth (Xlr~rhamU h a w C:ollcgc ti (U)), 'A ccomhrncd nranctscnpt of CGcoffrcy of Morrmouth and Henry ofH-lunt~ngdon"1iC.R tvm, 1%;3,41-51. file Montncrrutl~text 1s drscussed by 11. N. Ilun~vtlle,'The orlgirl of the C-tcxt of thc vanant vcrs~rtnof the I-lutc,rrtl Ra;(l~tvtlBrlrtrnttiilcp", Ntrllvttti ofthe Board czfCr,ltii Str.rdir.3 xxvl, 1975, 315-32, Othcr Ifu~ltlngdonMSS unkrxo\vn to Aniold are IjW Iat. 1 0 1 85 ftrlra), U L Add. .541X-I (Ad), Rouclz U.50 (tic), Vatrcarr Keg. !at, '732 (Vb), Exetcr Cathedral 3514 (Ex) arxi the 'ii"n1arld curnptfat~on" ,of whrch CCCC 02 (Cb) and UL Acid. .35lktS (Alf are betng uied &r tile new t d l t ~ o n(see b e ~ o wpp. 230). " k c h ~ refCrttnccs r tn a lctecr of I7 January 1878 to a favt>urahfcIettcr from thc Mastcr of the Ii)olls, pronrlsulg that txc. would hear front the Freast~ry"probably cariiy ln February" Lctters qf 7 1 ~ t f t t l r ~ 3 iivrrt~ldthe I.hrtrt*qc.r, IX5@190II, cd. J, Bertram, Arrcktand 1980, 2tt-1.. The work IS not m c n t ~ o n d111 Arnold" autrtbtograph~calI%z~.+il~q~s 111 il Wandlrrrrrq Ltji*,Lor~donICfiXL, which 1s chrcffy taker1 up u i r l z hl\ reJtgjous odyssey, " 7Thc five most Importar.rt, which all have a part t t i pla) tn rccclnstrucnng the hatory of the rcxc, arc l a , I b, LC, Ac jvvtrlch Arrrold used only for the text of the 'tie C:onrempcu Mundl'), aid C;lasgow klll~vers~cy Lrbrary, Hunter U.h.6 (C;). " *!'he Atltrrtaenrrr, no. 38317, h Aprd ICXII, 434, quoted Lsvlsun, 44. " E.1;. Huntlngdon, 71, f, 34, '~nterna',where all othcr MSS, except A \ sissrcr W, read "rrxcenora'; rbid., 163, I. 9, 'cxlrnru~',abscrtr In all othcr NSS except W. C f am old"^ conlmcrrt on tvord-clrdcr In A , rbrd , 2770 8r.n. W, when corrsulted by Art~old,rs trcared as an independent wlmesr, ZQ One cxanp'tc rs~ustu~fficc here: Huntingcilon, I45,1. 18, 'paganorurn', nut found 111 any MS. but g1vc.n ~n Savlle, 200.
work without the benefit of modern techniques of codicological invcstigatioi~. Likc many cditors of his time, he did not himself transcribe the manuscripts." It has to be raid, too, that generally his descriptions ofmanuscripts are inadequate and often ir~accurate.~" Erlough of An~oldand his Oults. It is tinre to speak of the prelixr~inarywork that i s being done towards a new edition ofthe Histoviu iityqlantrut fur the series of C3xford Mcdievaf Texts. The elassificatim of the Wuntingdon manuscripts begins with the observation that there arc five diff'ercnt points at which their texts of thc historical narrative may conclude - 1 12") 11138, 1147, 1148 and 1154. It will be argued in this paper that these points represent stages in the author's cumpusition of his text. But the &st observation has to be acconzpar~lcdby a second, chat among the manuscripts there arc five that contain pataeographically distinct corltilzrratiorls which take the narrative from one of the conclwdirlg points to another. I"tlcse manuscripts and their contir~uationsarc as follows: Eclinburgh N t S Advocates' 33.5.4 (E) BL Egerton 3668 (Eg) Lambcth Palacc Library 32VLc) Exctcr Cathedral 3514 (Ex) Cambridge Corpus Christi GuXfege ( C )
First hand --1129==E1 -1138=Eg1 -1147=Lc1 ---1248=Ex1 -1138-.CI
Continuation ---.1138==~~~ -1147= E~~~ -114)3=~c~~ -1154== -.1154=.cii
Recognition of thesc changes of barld introduces a complicating fitctor that has to be. acknowledged hetilrc the history ofthe text can be approached. This is the possibility of 'contaminatiox~'. The insertion into a manuscript of variant readings from another copy of the same text was perhaps less unusual in the rniddlc ages than sotxle editors have been prepared to admit," and occurs very obviously in some ofthe Huntindon n~anuscripts,where later scholars or librarians haw inserted variants from other nzan~scrigts.'~ But in the case of a continued text, such as Htmry's, there is a much greater likelihood of contamination. We see it at work in Eg, where one o f the post-l I38 continuing hands has gone back to make corrections and alterations ta the text in thc scctior-x before 1138. Thcrc arc annotations of a sirnilar type in the earlier sections of LC, and some interesting early corrections irl C and E. Such cross-collation may well have been a two-way process, with both the contir~uedn~anuscripcand its exemplar rcceivir~gscribal emendations. Most o f o ~ l manuscripts, r being single compilations, written in single hands, cfo not bear tt~esegraphic signs of contamination or "horizontal transmission', but there is a very strollg possibility that some are descended from contaminated exemplars, with their texts subject to the cross-currents of rmdorn tmer~dations
Z1
C'f k-funtlngdorz, 2-71 n.a.
'4
'EVce.t-rrrcal
" E~"rpcc1~1ly poor arc hir account5 of 14N Iar. c't(l42 ( U ) , t c and CUL k.u.3 (IJ). " For a recent \cudy of rhc cornplexlcrer;ofcontcmporary cnllatlor-r, scc A. Ijuggan, 'Th~?rrtasBeckt*f: I-irstory of his I-ertsrs, Oxford l%O, cspec~allyrm tfic Alan of Tswkesbury co~npllac~on,
SSCC C S ~ C C IRt3 ~ I throughout, I~ and rmtc the acidit~otr,rn another hand, of thc "rn hoc uolum~ne' ctxlrcnts-tist ( k r w h ~ see h below pp. 113-14 and n. 5.5) ti> Ab, arhcrwtse a copy oTBN Iat. M M 2"
(l3d).
Hetrry
ilf Hunft'ngdon and
rht. Manuscripts qf his Historia Panglorurn
107
by earlier c~pyists.~VIf this is correct, wc should expect to fxnd the variants in the earlier sections more complex arrd confusing than those in the later. As yet my work of collation is in its early stages: I have collated thirty-nine manuscripts in sample passages at a dozen points spread throughout the Histovia. The results of this examination suggest that the text has been transmitted horizontally as well as vcrticalf y. Xnded, my attempts to construct a diagramnlatic stemma have tended to produce a figure less like a tree than a spider's web, At this prclinlinary point in the work, however, my object is not to deal with the intricacies of Y P C ~ B S ~ O but , using rhe evidence of the surviving nlanuscripts to trace the stages of Henry" composition of his text. In this examination, we can safcly ignore manuscripts which are merely descetlldants of other surviving but w e need to pay special attention to those which can bc seen to belong to two stages of composition, that is, those just mentioned as having changes of hand.27 When the Histovia A~glorumfirst appears, it already comprises seven books, consisting of a chronological narrative from the time of Julius Caesar down to the year 1329. Two manuscripts, which are very closely related, if not taken from the sanzc exemplar, end in 1129: Aberystwyth NEW Peniartb 382 (H) and Oxford All Souls 31 (01,which Lieberrnann and Arnold recognised as the 'first edition" But a change of tlax~docclrrs in a third manuscript, E, at this point ("adnichilata est'). EQrepresenrts a different version from H and 0. Altfiougf~it begins with a prologue, addressed to bishop Alexander of Lincoln (112-8), which is absent in H/8,Z8it omits two notable features found in HIU: the cpilogue and the quotations from the Historia Romana, the latrdes of the Roman emperors, which appear in the separate accounts of more than twenty emperors in Book I. The omission of thc 1audt.s was noted but incorrectly interpreted by Anloid. who thought E vvas written by a lazy scribe, H itself and several other manuscripts have paragraph signs and other indications that these latrde,~were: actually inserted into an archetype." I believe that the scribe of had before him a version of the Historia that vvas earher than the ancestor of H and 0,even though the H i 0 text lacked the prologue. Some tinte after Henry of Huntingdon had completed the earlier version he gat hold of a copy of the Histan'a Rounarza, Paul the Deacon" supplemented and continued text of Eutropius' Bwviarr'tmz, &on1 which he inserted the fag&. He also added his epilogue, which begins Mic est annus? and contains his reflections on. the passage of time: in H I 0 it is dated Ct: R. 11. IJavve" work on the Creck tragediarls, especially his Thu C'ctllatiort arad Irzvest+ario~ oji'Lfan~scrrptsc!fAeshylus, Cambridge 1964. I am grateful to Elizabeth C r a ~ kfor introducing me to the rlorlon o f "horizantaf transrngssionT26 I3L Royal 13.d"~~ (Xlc) (copy of La) tised by Arnold En h ~ apparatus; s also Exr (mpy o r descendant of LC), Ab (copy of Sdf and Bd (copy of Ha). 211 A surnrnary of the rssuifts of thls analysis is set our below, apper~dix2. ')" The ongtnai first folio of W is lacking, hut the first words on the emstmg first fiiiia ('pro n i r a fcrtllitate', Huntlngdon, 6 , 1.1) nlakc 16 hlghly unlikely that the profague was ever present. H and 0, although sharing many readings, differ in two Important respects: O lacks both the arrnotatior~s associated wsth Edtnund the chaplain (W fos 42v, 774 and the text of the letter of PrmterJohn (H Eos 4%-v, 4%-v, 44). '* B, R, LC, C:UL Gg.ir.21 (Cg), Eg; C , Ac; A, W; 6 ,BL Cotton Vesp. A. xviii (V), Ss; N t S Adv. 33.5.2 (Ea), Ii, Kb, but not the 'splracu1i"roup (far which scc below pp. 117-19). The passage Ted quia dc. . . detcr~oreseis ~nueniri'(Fluntlngdon, 28-Iflf, which rrltroduccs the f i r s a f t h e ktrudes, IS abscrrt in E" as, well as the Iuztdes thtmsdves, For another ornissrun in E" see below n. 612. 25
1130 and is placed at the end of the work, after the account of 1129. The final cvent of the tsarrative of 1129 holds a clue to the dating of thc two the concludirsg erltry, earliest versions of the Historia. XXZ all the rnanus~ript~ placed under 1.129, is the accidental death of Philip the young king of France, which is not givers a date here but actually occurred on 13 CJctsber 1131. This item refers back to the first event in Henry" account of 12.2"-)the coronation of the young king, but it does not appear at the m d of the year as an additional note or author's mcnlorandttm in anticipation of a future spell of writing, It is written up in Henry" pIaolised style to ijlustrate one of his favourite thernes the fragility of worldly pomp -- so tbat the narrative ends ("adnichilata cst') on a similar note to the epilogue (3tlicfiit. babes". The appearance of the nutice a f the young king" death renders it certain that it was not until after 13 October 1131 tbat tfic earlier of the 1129 versions of thc Historin was copied from Hcr~ry's autograph. The insertion of the latrda and the addition of the epilogue xnust have taken place later still.3o The next chronoiogicai point at which manuscripts either conclude o r have changes of hand, is the end of 1138 ('effectus est'), the clevatlon of Theobaid to the primacy (he was elected on 24 I3ecernber and consccratcd an 8 January). Eivc manuscripts (Egn",@",BL Add. 24061 (Aej, L2urham Usbaw College 6 fLi) and E~~and the internal evidence of a sixth (Glasgow University Library Hunter U.6.6 (6)) witness this kditisn" Liebcrmann and Arrlold dated 1139, The rxew features of this version of the Historia nlay be surnn-larized very briefly: 1. Book VII is carried beyond 1129 and ends with thc death oEHel1ry I in 1135. 2. Therc follow two new books, VIXX, 'Dc Suxnmitatibus Rerum" and EX, '13e Miraculis Anglorum"" 3, A final, tenth book appears, taking the chronologicaf history frorn 1135 to 1138, it, There are several additions in the historical narrative: fax exars-lple, the bishopric of Carlislc, founded in 1133, is added to the list caf sees in if $5;a prologue is provided to book 111; there appears a tong account of the xnusder of Alfred son of Acthelred XI, suh anno 1042, in VI s2Cl; and the Conqueror's speech before the battle of Mastings is skilfutly inserted into the text of VI $28, 5, Therc are rubrics to the books.32 For the date of X41111p'sd e ~ t h see , Orderit, vl, 420-3. fn ).-I, the narratlvc mds before the hortonr of f 76v. 2nd the epl'toguc bcglns a new Icaf, f 77r; chss may reflect the arrrtngermit-nt of Henry's master-copy, although H's ecxnrplar rtsclf was probably a second or rhrrd gwcratlcln MS. " 'Thesc tterns arc nor Eourrd In the hybrid U (see above n. 15) artd thc continued Esl. " The rubrics, vvh~chAre absent only In E, H, 0, U ancf G, arc as fbltows: h b c r utlw de regno Komanortlm; Lrbcr duo dc aducnru Anglorum; Liber tcrcrus dc conucrstonc Anglomrt~;L~ber q u l n t ~ sde btsll~s Uacorum; Llbcr sextus dc aduentu yuarttl5 dt rcgrto A r ~ g I ~ r u n ftlber ; Normar~norum;Liher septznius dc regno eorum; Ltber octauus dc sumr.n~tat.thusrcrtlrrl; 1.1bt"rrianus dc rniractrlts A~~glorurn. "The rttbr~cto hook X, I h c r dccinirls dc h i x prcscntl', &>ur-rdonly 111 C1, EgGdod Ac, was probably nor the author's but was added m a copy of the I138 tcxt. XI alorzc ha3 Xiher dcclnit~sJ c regc Stephano', w h ~ c h.IS possrbly Henry's oMin rubrrc, wrttren after Stephen's dcach; It 1s not prcrent In Rb, ~lahlchhas sofne contamlnatlon with the 1148 vcrsran. For the re-arrangcmaxt of the books ~ 1 1sornc of the 1148 tcxrs, ree below p. 117.
O '
A. There is a colophor~ascribing the auti~orshipof the Historia to Henry archdeacon of Huntingdon, 1 havc no doubt that thesc manuscripts rcpresetlt the state of Henry" text at the point whcn he had conlpleted his account of events in 1138,33 But Liebermaxin, followed by Arnold, believed that there was afso an earlier 'edition' of 1135, although no surviving marzuscripts ends or ended at that year. The idea is based largely or1 the evidence of the colophon: 'Iocipit prolagus Historic Anglorur~~ contcxtc ab Henrico Huntendurrensi archidiacor~oanno gracie MCxxxv'. This appears in eight manuscripts: two ending in 5138 (CE, Ac), four in 1147 (BN fat. 6042 (B), Garnbridgc University Library Gg.ii.21 (Q), Iloucl-i BibliothZIque Mrmicipatc U.74 (R), LC"),one in II4R (Ex" and one in 1 153 (CUL Ii.ii.3 (Ii)). There seems to be supportix~gevidence for the idea of an kditianbaf 1135, in Robert of Torigrly" statement in his prologue to the section of his chronicle that begins in 1 100, that he had used the 'historia predicri Henrici archidiaconi yuam composuit de rcgibus Anglie indpiens earn a Xulio Cesare et tcxens ordinatin1 usque ad nlortem yredicti rcgis Mcnrici, id cst usque ad 1135".""But the excerpts from the Historia that are incorporated into the earliest surviving version of 'Torigny" sehronide clearly derive from a tcxt belonging to a group where H e w s narrative cxtcr~dsto 1247 (to be disnlssed below). If Torigny did use a manuscript of the Histovia that cndcd in 1135, we nlust suppose the existence not only o f an 1135 text nf the Hr'stclriu that has left no manuscript descendants, but also of a version of Torigny's chronicle that vvas sa rcviscd aftcr 1147 that it cannot now be traced in any surviving text, The latter possibility has heal suggested and persuasively argued by Dr 13~mvilXe,~~ and if the 1147 manuscript: was not the first text of Henry" work to come to Bec, we would have an explanation of why thc X3ec library contents-list, inserted in the 1147 manuscript, describes it as % ~ u i r edita ~ r ab Henrico Huncendunensl ar~hidiacono"~~ HOWfar does the textual evidence of the Historin support the idea of an 'edition' of 1135? As Liebcrmann, saw, the colophon is arz in~yortantclue, Having brought the history down to Kirrg Henry's dcath in 1135 to conclude book VIJ, the author may well havc considered that hc had reached a fitting point at which to have a copy made, arid therefore wrote the cdo$on. If this was also the paint where hc supplied tkc rubrics at the head of the books, it would tilllow that books VIII and EX, which have rubrics, wtfc already in existence, but that book X , which has no rub?&, vvas not. As Liebermam pointed out, book IX, 2E)e Miractllis Anglomm" contains referenees to the second bishop of Ely, who was appointed in 1133, and to Henry as the present king. This suggests that the book was fitzished betweerr 1133 and 1135, and thus would have fitted into a version of the Historiu ending in 1135. 111 that case, it would have been the find hook. Can we determine if this was so? Two pieces of evidence point in this direction. Firstiy, in XI1 $47, when mentioning the canons Ac axid C; also have vcrscs, see bclow n. 80. .l'orig~~i, 1, 07, and see 13. N , D u n ~ v ~ l l 'An e , early text uf GroErcy of Manmouth\ H~srovr~ Kt:ijrtm Hnrarzntae", .4rrlruurur2 L~remaire,ed. R. Barber, iv, 1985, 3-36, at 31-2. '"arly tcxt', 31-2. 3" My t t a l ~ c ~sce ; below n , 55, -"3
j4
of archbishsp Theodore" council of Hertford strh unno 673, Henry rcfers the reader to kultinro librorurnl This was thought by Liebermann, followed by Amald, to be a rekrcnce to a final hook of legal material projected but not completed by Henry. In fact, it is a reference to book IX, where Theadore's decp.eta are given in the section 'De sancto Theodora arc hie pis cop^"^^ Secondly, the book begins, in the texts that we now have, with a nonsensical statement: 'I have written this penultinlate (penultirntrm) book so that the worldly deeds of kings and nations should be brought to an end with the miraculous works of Cod'. This would make sense only if at an earlier stage bouk IX was the final book, so that when Henry added the post-1135 n~aterialin a new book, X, he amended ultimurn in book EX to penullimtrm and left the rest of the sentence as it stood. It seems reasonable to conclude, therefore, that in 1135, when Henry provided the colophon and the r u b ~ c s book , fX was the final book, At that stage a copy may weSl have been made. Book VIIf, however, cannot havc existed at that time in the farm in which it appears in the 1138 manuscripts, Two of the four items in the book, it is true, can be dated to 1135: t k epilogue that Henry had originally composed in 1130 (MIO)was revised in 1135 and bears that date in all sther known manuscripts except M and 0;" 2 n d the first version of the 'De Contemptu Mundi' can be quite securely dated, from its references to mcnibers of the episcopate, to the period betwem May 1133 and August 1135,39A third item in book VEIl, the letter to Henry I, mentions the king" smeeting with the pope at Chartres in 1131 and rnust have been drafted before the king" death in 1135. But itr the earliest surviving manuscripts this letter contains arefermcc to the emperor Conrad as having already reigned for almost two years: as he was crowned on 7 March 1138, this reference belongs to early 1140." So although the letter to Hmry I ntay well have formed part uf book VIII in a version af the Histovia dated 1135, it certainly received some revision in 1111.0. Thc fourth itenl, on the other hand, the letter to Warin the Breton, which is an integral part of book VIE1 in all tfie earliest texts (Egi, ci, Ac), cannot have belonged to an 1135 copy, for it was not written until after 1139, wkcn E-Ienry visited Btc and saw thcre for the first time Geoffrey of Mortmouth% work, upon which the letter is basede41This letter rnust have been added to book VIII in 1140 or later. As yet nu manuscript has tiebemann, Welnnch" 225; Huntlngdon, 201 and n.b. 3"ome manuscripts have interesting discrepancxes at the various points where Henry mentions dates. These suggest that thc ancestor of 21110, wxth the 1130epilogue, was actually written in 1163; that a revised version of this text, updated to 1135, was copied xn 1169 arid was the common ancestor af 6"Ac and Eg! The date 1169 in Eg" thcxefore, cannot be used to show that EgQt%lf was wrttten in "169, as in British Lihrary Catalo~t-teofAddirions to the ,%gSS,1946-50, i, Landun 1979, 352-3 and A. C , Watson, fktal~~gae o j Dared artd Datable e3;t4SS, c. "100-1600, in the Britisfz Lihv~qy, 2 vols, toridorr $979, r, 118, 810.626, itlustrated ii, pl. 92. 39 f3asti GtIesiae Artglirunar 1066-130U, ed. D, E. Greenway, ~il, Institute of Historical Research, London 1977, 153-4, 40 Noticed by Licbermar~n,"Heinrich', 223; cf, Hurtnngdon, xx. 4 1 Tarigni, I , 97-8. Meif Wrxght, who is at work on the Histovia Regurn Britunn~ae(see 111s The Historia Rqqr-rm Brrtanniae af Ce@fr~yclfiMilnmnuth, i,D. S. Brewer, Cambridge 2984). has rnade a study of the letter to Wann and i t s evidence in the text-hlisrory of tfie HRB, rs he pubtrshed in a volume in memory of Ruth Morgan, edited by D. N.l>urnville, See also E. Faral, La Ikgerade artlturienne, 3 vols, Bibliuth2que de l'kole des hautes etudcs 255-7, Paris 1929, u, 18-23, and f . S, P. Tatlock, 7'kr. Leget~daryHismry $Britain, Berkeley arid Los Angelcs 1950, 433+ and cf. A. Saltman, Thrrthold, Arcizbishnp of Cariteuhcrry, London 1%6, 14-15. 37
Ilr.nuy
of^ Ilu~titl~gdart and the hWantrscriptsof
his Historia Anglomm
1.11
been discovered that preserves book VIII in a version containing three, rather than four items, but there is no theoretical objection to such a text having existed and some evidence favours the idea. This would have been the text of the Historia used by Torigny it1 the lost draft of his crbronide, It may also have been - rather than either of the two 2 129 versions - the text used by Geoffrey of Monrnouth in his Historia Regum Britanniae, composed before f anuary 1 1 3 h n d probably after L3ecember 1 135,42 The manuscripts that conclude the historical narrative at 1138, in the new book, X, derive from an ancestor that cannot have been copied from the author" original before 1140. That is clear from the letters to Henry I and to Warin. Xt is canfirmcd by other pieces of textual evidarce. Henry used Geoffrey of Monmouth" Historia Regum Bri~nrziaenot only for his letter to Warin, but also to nlake several minor an~endrnentsin the chronological history and these first appear in the nlanuscripts that end in 1138.43Even more tclXing than Henry" use of Geoffrey oFMonrnouth is the final sentence of his account of the second year of Stephen" rreign, 1137, This refers not only to the third year, 'of which we shag spcak"(as indeed he does in the 1138 version, mding 'effectus est", but also to the 'last two years7duo vero tlltimi), that is, 2139 and llM.a The narratives of these two years do not, of course, appilar in the 1138 manuscripts. It is worth looking more closely at this smtencc, Henry says that the first two pears of Stephen's reigr~(1136 and 1137) were "very propitious' @vilsyervimi),that the third (1138) was 'middling and things were beginning to fall apart"(mdiocris PI intercisus), arld that the last two years (1139 and 3 240) were "pernicious, with everything tom to pieces' ((exitiafeset prempti), This recalls his comment in the obituary of Henry I that begins book X : by comparison with the crazy treacheries that EoHowed under Stephen, Henry's tyranny seemed in retrospect to have been excellent government. Such a comment could hardXy have becn wfittcn before 1338, and is much more likely to have been written after 1139, for in Henry's view it was the arrest of the bishops that was the turning-paint of the reign, the act by which Stephen condenmed hinlself and his house to ruin. For our understanding of the textual history of the Historis Anglumm, there are two points of importance here. First, because of the way the author worked, adding small revisions at diRerent times, the text contains many chronological discrepancies, Second, I think it is sufficiently established from our examination so far that we are deaf ing not with a series of 'editions3itr a modem sense, but with a steadily growing arld changing text, which we can plat a d y incornpletcly through manuscripts that reproduce it at particular points in its development. For C;eofficy\ susc o f Henry's text, sec Tatlock, 10,34,35,67, 122, I48,2tlX,3018,%4,39&-5, and V. I. J. Fllnr, 'The Hisrurra Kqqum Bntanntne of Geoffrey of Monmouth: parody and its purpose. A st~ggest~on', Spt~iuEurnIiv, 1979, 44748, esp. 452-7. For a recent discuss~ono f the date of Ceofiicy's work, see I)umvillie, 'Early text', esp. at 21. 43 The statenlcrtt about the archbishopric of Cacrlcon is perhaps thc best known, see 6, N . L. Brooke, ' I h c archbishops of St David's, tlandaffarzd Gaertcon on Usk', in Stt~dirsin rite Early Britislr CJltidrrh, ed. N. K. Chadwick, Cambridge $9558,231 n. 2. Cf. also Haverficld, 334, and Taduck, 31, 49, 69 and n. aQ E-Iunttt~gdon,260. A 16th-century marginaI note in 13t Harley 3679 f 12% states that Hcnlry's chronicle went down to 1141, see E, M, 6 , van )-louts, C ~ s r a.~~~~mmtrnorctrm Drrirrm, C;roningm 1982, 0 1%. and 247. 42
The next group of manuscripts to consider is nladc up of nine that end or ended in 1147. These arc all descertded from the manuscript that went to Bec. This is thc text of which large excerpts appear in Robert of Torigny" chronicle. The Ijec mmuscript, which does not survive, was clasefy allied to Egf" for its descendants share many readings with Eg1Iaagainst all other manuscripts. It was pmbat-rly taken from Egll's aancestor, a version of the chronicle taking the cbronolcrgical story to 1147, King Stephen's crown-wearing at Lincoln ('reformidantis herit", For this vcrsioil, the text of the fetter 'Dc Gontemptu M u n d i b a s revised iri 11 6 or early 1147 (before May).45Thc revisions to thc TX)e Gontemptu Mundi" corlsiscing largely af the nallles of the mclre recent members of thc episcopate and of the Lincoln cathedral chapter - are placed in the margin of Egf by anc of the hands of Eg1I, but are integral in tflc tcxt of the seven manuscripts that derive from the Bec manuscript, as well as in G , which is descended from Egll",part from the up-dating of the '12c Cuntemptu Mundi" and of: the chronological account to 1147, no major textual changes took place between the 1238 and 1147 versions. Hcnry did not update the cpiloguc in this or any later version, There are, however, several minor revisions arid stylistic irnproventcnts that we can only attribute to the author himself: thcsc rzzay he traced in the corrections and erasures which a hand of Eglhrnade in the text of Eg<46 Before discussing what happened to the Historin at Bcc, it ~ ~ i g hbet appropriate, in the light of' what we have already seen of Henry's methods* to consider what his pcrsonal copy lovkcd like. Was it written in his own hand? I think this mast unlikely. The manual task of writing would nut have Fornled part of his regular activities, and in his capacity as archdeacon, canon and member of the bishop's entourage Henry was surrounded by clerks. Likc Robert of Tongny, who had a team af scribes at work on his "autograph" n~anuscripts,in which hc himself made only some of the correctlorls and additions,47 Henry surely used secreta~alassistax~cein the wTiting of his basic text, The assistants' work would have needed checking, a~tdit is likely that not a11 their errors would have bccn spotted. The usual kinds of errors requirirtg correction would probably havc included spelling, granlrnar, rnizzor omissions, word-order and so an. The treatment of corrections doubtless varied from p o i ~ ~ t to point: some errors might havc been erased and reptaccd by thc correct letters ox words; others might have been expunged (undcrdottcd only) or cancdId (struck through) and havc received interlinear or marginal corrections, so that the arnended and unamended versions co-cl~isteci,~~ This may be the explanation of some of the pairs of alternative readings that occur in quite different groups of Farti, ~ r i ,155. Cf. thc rnterl~rtraraddrclcln trt EgU,atf-lunr~ngdon,230, of 'ct post cum C;aufr~dus fillus cirs.i" stlggcrtrng a ddtc of after 1 1 4 4 for this rcvrslun (cf. below p. I l l and it. 61). 4h A S E I ~ cxai~rplc ~ ~ C fratll thc cpilogt~enlay be glvexl hcrc: 'Illis ttcmpe temporibus' m E l , 6" Ac 2nd Eg%bccornes 'C(31rca ~tfancnpc tcmpora"n Eg" md aH othcr MSS, G in it$ prc-1138 scct1or.l is close to Ac (also 6, H/C? and E), but faithfully f&tfo\vs thc readrngs of Eg" m thc sectloit 1138-47.. For corrlnterlts on Avrar-rchcs 159, tee C/tvonlclrs, cd. E-Iowlett, lu, pp, Tlx-1x11, and Tczngnl, r, pp, xIv-t~;a n Lclden ti13 BPL 20, scc L. Dcl~slc,'I'sautier J c Saint il,uurs" ,itfl;laqqrs (Itjpdl&oequaplztr, Paris 18%).267-94, at 18(2-90, and van E.fours, C;t~~rct. 22931. ""I-Ielpful conrments on the correction oFMSS are to bc fourld In N.R. Ker. fittqiislz Ilfarnrsrrtpts tn the C;"t.rztitry iffierrhe -Vormatt Conqttcst, Oxford 1960, 10-15, 54-7, pl. 38 and 39, and pp. x ~ u - x ~ and v, dlso in IJuggan, T/ZOP~?~ZJ Buckt.t, 100-23 and app.. VIE ort UL C:ottc?n NS Claud, U,n (thc Alan of' Tcwkcsbury collectlan).
45
He12ry of Htdntl'rz
113
manuscripts. In addition to these routine forms of correction of scribal errors, thcre were in Henrfs rrlar~uscripttwo other kinds of 'secondary' text: interpolations and revisions. Thc interpolations were probably made in the margins in the case of short passages, but longer sections, such as the Conqueror's speech before Hastings, might have been inserted on separate pieces of parchment." in all cases, however, the method of signalling the point of insertion seems to have been by means of a symbol or paragraph-mark. These marks tended to continue appearing in the copies even when the inserted passage had been incorporated into the text. Possibly all the revisions by the author, both stylistic changes affecting only a few words and longer revisions of one or two sentences, were carried out in thc same way as were the corseccions: eitbcr by erasure and substitution, or by cancellation or expunction and interlinear or marginal addition. Even at the point whcre Henry revised the obituary o f Henry I, which he probably did around the year 1154, he seems to have adopted the erasure technique, removing for evcr the objectionable passage about the king's three vices and replacing it with milder comments amounting to prcciscly the same number of words - fifty-eight." It will bc recalled that William of Malmesbury, in his holograph of the Cesra PorrriJirrrm, used the samc technique of erasure and substitution when toning down his conlnlents on William R u f ~ s . ~ " Henry" own manuscript, then, w s heavily revised and anr~otated,a veritable minefield for the copyist. Did he continue ta use thc same working-copy for his entire career of at feast twenry-five years, continuously correcting and adding to the text! I suspect that he did, and that this mcssy manuscript was still in use at the end of his life. Heavily corrected though it was, however, it was never fully revised, even reeaining a Hank o f nine lines where Hmry never co~npleteda quotation from Gualo, the Breton poet,52and probably lacking, until around 1354, the rubric to book XiS3 To retunl to the reception of Henry" text at Bcc, There more complexities were ir2troduccd into the textual tradition. These can be traced through the rnar~uscriptsdescended fi-onr the lost Bec volume, which nzay have been no, 132 in the Bec catalogue.54Robert of Torigny, the librariarr, saw to it that thc book was given the kind of contents-list commonly added to manuscripts of the
Cf,the nlisertions madc by Walter Map In his D e +2.ri~1gis Grviafium, discussed m the edrl by 6 . N. L. XSrcloke and R. A. B. Mynors, O M I , Oxford 1983, xxw-xxx. See bclow p. 121 and appendix 3. 5 V C ) t i ~Clalm~sbury's revxslons irz Magdalen College f>xfurd 172 f 2 5 , see Gransder~,i , 182 and n., A X X ~gl. V, and far hir rcv~sionsgenerally, see ihid., 180-2, O n autrrgraph histories, see also R. Vaughan, 'The handwriting of Matthew Paris', Traras, Cambribe Bibligcvaplticaf Soc. i, 1953, 3'76~94; V. J, Lucas, 'John Capgrave OSA (1393-144), scribc and ""pblisher" ",id. v, 1969, 1-35; D, Corner, T h c earIicsr survivrng manuscripts of Roger of Mowden" CC:hronica" EHR xcvm, 1983, 37-"1lk M. Brctt, 'John of Worcester and hls contemporaries', In The Writirx clfNistov in the Midde .4*qa:Essays presentrd to R. W. Sucttfirrr.1, cd. R. H. 6, I>avrs and J, M. Wallace-Hadrill, C3xford 1981, 101-26, at 105, s2 f1ttntlngJon, 250; see also bclsw, and n, 62. k c above t l , 32. 54 Prli~tcd EI. C)mont, in C=arirlugue g6nizCval des mantrscrits des hrbEintlr2qucs publigires dc France, Di;parterttetats, 11, Ro~etz,P a r ~ s1888, 393, no. 132 ('historia Henria de g m t c Andorurn libri X'). Thc catalogue rs dated by C;, N a r t ~ e r ,Les biblioth2quc.r mkdKvafes des ahbuyes binkdictines dr & r o ~ ~ a r r d i ~ , Paris 19'71, $3, and iflustrared in the place between pp. 8 and 9. 49
"
"
"
Another type of revision is where a scholar at Bec, pmbably Torigny, sought to amend a corruptian, and in so doing, introduced another, Under the year 1139 the Wenrician text told haw king Stephen besieged ('obsedit" Ludlow, and left the business unfinished (5irngerfecta" tto ga to Oxford, where he arrested the bishops. Now the common ancestor of E~~~(which was also followed by G) and the Bec manuscripts read kccpit' for 'obsedit', probably because the scribe's eye strayed to 'cepitb couple of lines above in the account of the taking a f Leeds castle, but the correct reading 'imperfecta\ernained. At Bec this contradiction was resolved, and "perfectabw supplied for 'impert'ecta', thus hanging the history of an event in Stephen" reign and thence finding its way into Robert of Tongnyk ~ h r o n i c l e . ~ Vmay e note also that in his own ehronide he interpolated some phrases in Henry's letter to Warin, including a description of himself as 'a most assiduous investigator and collector a f books, both divine and The precise relationships within what we may call the Norman group, descending &om the lost Brc tcxt, cannot be defined at this early stage of my work, but some preliminary observations may be made. The manuscripts present a fairly uniform tcxt, with few variants within the group. Those variants that exist arc frequently also points of early correction, erasure or insertion, and the distribution of uncorrected variants suggests horizontal transmission from at least three sources, It looks as though there was a centre of production, presumably Bec itself, where texts of thh~istoriawere copied and collated. The volume used by Torigny himself may not have been one of the two Hurltingdon books fisted in the Bec library catalogue and may not have k e n one of the texts usually available fer copying and mltection. Further work is needed on the Historia text in Torigny, but it is interesting that at the end of the 1147 excerpt we have "formidantis fuerit" rather than 'reformidantis fuerit', which is th; reading of all the Huntingdon manuscripts Lannorrtm, Giittingen 1959, no. 10'706. The quotation, under a heading 'De quo WaIo ueraftcator ait" is complete in ten lines only in the MSS of the Norman group (including A and W, for wh~ch see below n. 67) and in W/C>, where lines 7 and 8 are given in a variant version, evidently bang cornptclted from another source, presun~ablyby a scholarly reader. E%as the heading, fotIowed by a blartk of 4% fines, and U omits both beading and verse. Ail the other M S S have the head~rtgand then a garbled Form of the first two lines, followed by a blank space. The garbling may represent the author's ~naccuratelyrernelnbered version, with the space left fi>r his later campletzon af the quotation. The correct version of the twa l~ncs1s: SIC
Mars ablt in terns, Jeflent par udcra sidus, Mtln~inapar numen, parque decora decus. Thc garbled version reads:
Mars obit in terns dcfler~tpar nurnlna numen. Hult~t~r~gdor~, 265; cf, the readings of £3, f;g, R, Lcl and Torigni, 1, 214. The Tenland cornpilatron" used by 'Patter of Goventry"for which see below p, 120), follaws the readings o f EgH and G here, The scribe of LC", collating kc1 with hls 1148 exemplar, corrected k q i t ' to 'oobsed~t" but Fziled to rmticcl the "erfecta' also neded correction; 'oobsedithal.~d'pedecta' arc the readlrlgs also of A and W and are preferred by Forester, 370 and rr, 3. 64 'Viruin tam divitlomm quan~ sealanun1 hbromm inquis~toremec macematorem stndiosas~murn', sw Farat, ii, 18-1 9 n, and Cjtronicles, ed. Wowlett, IV, 65-41.L3eliste, Torigni, i,97-8, does not rnark the tnterpolatzons; rf. iz, p, us, where he seems to assutr~ethat the comment was Henry's, Tongny's tnterpuIat~orlsare not found i11 any nlcdieval M S S of the Hi,tanu, but same appear in Vb and probably therefore In Uc and tte (nut seen), cf. below,
b3
116
Anglo-Noman Studies IX
so far examined, except two of the 1148 'spiracufi' group.6J 7"tze volume that belonged to Jumikges, K, has a continuation from 1147 to 1160, consisting of extracts from Torigny's chronicle for 1147-57 and from the local Bec continuation for 115740:6" this tradition is represented also in the sixtecnthcctntury texts, Bc, Re and Vb, although the last (and probably also the other two, not yet fully examined), unlike R or any other known manuscript, contains some of Torigny" interpolations in the letter to Warin, By far the largest group of manuscripts - eighteen - takes the chronulogical history down to 1148, the enthronement of Robert de Chesney as bishop of Lincoln ("ocunditate spirituali'). Henry may havc brought the Historia up to date in carder to present it to his old colleague, the archdeacon of Leicester, now promuted to the bishopric. If so, he did not make rnuch attempt to revise the t a t , for not only did he leave the original prologue, addressed to bishop Alexander, but he also failed to update the colophon. When we frast looked at the colophon, in connection with the 1138 manuscripts, it told us that Henry had compiled his history in 2135, All but three of the If48 manuscripts that have a cdclphocl give the date '1145'.67 'This also appears in one 1147 manuscript, Egff,'8 Liebermann, folfowed by Arnold, accepted 3 145 as representing an authentic colophon, and included bath the 1147 and the 1148 manuscripts in an 'eeditionbf 1145.69But no manuscript ends in 1145, contrary to Liebermann" bbeef, and there are no textual pointers, such as there were in the case of thc 1235 colophon, to suggest that the author himself was responsibte for the date. Further, the awearance of 3 1135' in the best rnanuscript that represents Henry's complete and revised version, ending in 1154 (fi),70suggests to me that the author himself never revised the colophon. A scribal emendation is a rnuch more likely explanation of- the 1145 dare. A copyist faced with a chronicle chat extended beyond 2235 as far as the 1140s, sought to anlend the colophon '1235'* and as Henry" text docs not give the years of grace, but uses regnal years and the device of bnno sequente" the scribe opted for kxlv' to anlend ~ x x ~ v " . ~ ' If I am correct about the scribal origin o f 31145; that date must have been given in the colophon of an ancestor of Egll, an 1347 text, and from that ancestor must have passed into the 1 248 family, It would seem to follow &at the 1148 manuscripts having the 1135 colophon derive ultimately from a 1 137 text continued to 1148, But such simple deductions are invalid in the world of 'horizontal transmission'. Thc va&nt readings of the 1148 manuscripts, which Z have analysed only in small san~ples,are bewifderhgly complex, and Ha (from Saint-Jlenls) and (:a, dlrcussed below p. 2 17-19. C ~ I continuation, S see Torlgtli, li, 137-46, 16-5-80 and Z3umv1Ile, 'Early text', 31-3. " LC< ffallowrng the lJec tradrtion, has '1 235', hut bhbr . . . MC:xlvhapycars in Its nlaagzn (LC"). A and W, sxsccr MSS descended from a contlnucd text sl~rl~lar to LC, glve "13 Stephen', sce bclow n. 72. "X 6 , whose text fc3lIows kg". has nerther rribr~csnor colophon. 6*" Lrebcrmat~n,TIlrrnnct~',227; f luntmgdon, XIV. 70 Rb, the other MS taken from t lunt~ngdon'srevlscd text, was concamlnatcd with readings from an 1 148 verllon and has 'I 145'. In the conlmon exirnlplar of the rtseer manuscl-ipts A and W, an ~neell~gent librartal or scribe, canfror~tedw t h the ~ f n p ~ s s i b'Il e1.35' colophon, snbtitutcd from the last sectron off-lenry's own text 313 Sccphcn'.
h5
6"
C h
Henuy of kfutltittgdorr arid the iManusc~iptsct;f his Historia Anglorum
1 17
suggest that scribes were actively collating different texts of the Hisaria, A close study rrf the corrections and marginalia in t c may well provide some answers to the textual problcms in this group,72But it is already clear that while some rcadings of the group correspond with the text of the 1147 version, therc is no possibility that the 1147 version was simply the product of an 1148 manuscript that had lost its final leaf. The relative frequency with which the 1148 readings concur with those of the 1138 and 1154 manuscripts, against those of 1147, make this quite clear. The point to be emphasized here is that xtane of the 1148 texts can be said with confidence to be descended from a homogeneous text. of the Histovia as it stood whal Henry of Fftlntingdon had completed the entry h r the thirteenth year of Steyhm's reign, Some general charactenstics of the 1148 manuscripts anray be outlined, These texts fall into thrce main groups. First, there are three manuscripts, which =present continuations to 1148 of 1147 tcxts of the Norman group: tfiese arc Lcrl, A and W. Sccond, there are five manuscripts - BL Add. 54184 (Ad), Oxford Bodleian Library Laud Misc. 564 (Ld), Smrlyhurst College 26 (S), Cambridge Sidney Susscx CoIlegi3 70 (Ss) and UL Catton Vcsp. A-sviii (ti), all unfortunately deficient or damaged in some way, that have numerous minor variants in c o r n o n to diEerenttate their text frot.11 the readings of the first group. Both groups, however, cor~tainthe WiStc)rr'a in its farzlifiar shape, consisting of ten books, with book VIX ending in 1135, followed by thc 'De Summitatibus' a d 'De Miraculishs hooks VIIX and IX, concluding with book X brought down to 1 148. The third group of l I48 texts consists of ten manuscripts (HN lat, 10185 (Baj, CUL Add. 3,392 (Ga), London Grays Inn 9 (Ca), BL Harley 6.1 (Ha), Canlhridgc St John's College C . I6 Cf), Lamheth 118 (La) Larrtbeth 179 (Lb), BL Royal 13. A.xviii (Wd), Can~bridgeTrinity College R.5.42 (T), Vatican Keg. lat. 587 (Va)), of which two (Ca and Rd) are abridgements. They sham the 1145 colophon and many rcadings with the second gmup, but depart from that group at several significant points. They have a good many errors, including the strange corruption 'spiramli7or 'spiritualiht the end of the chronological history.73 Thcy also present tbc Historia in a re-arranged and amplified Form. The narrative books are placed in a sequence I-VXIX, so that book X becomes book VIIX, followed by the %l>cSummitacibushand thc "31: Miraculis" now re-numbered IX and X . At the beginniog of the first two books there are lists of chapter-headings ('capitula'), which are not found in any other of our manuscripts and are stated specifically to be 'not made by Hctlry"("capitttla scd non ab Henrico facta'). Imroducing the letters to Henry I and Warin are incigits drawn from the 3n hoc uolunlinc? cconttmtslist found in the 1147 manuscripts of the Norman gruup. An editorial band has been at work also within the text, making small interpolations, such as adding the year of gracc to thc rcgnal ycars and 'sequcnto anno' of Henry's
'' Other MSS which have obvious phys~caisrgrls of collatrort arc Ua, f, S and Ss. Ha 1s orrty a fragrnenr; Lb and C a were takcrl from a shgf.~rfy cftfcctivc MS, lacking the wl~oleof the "Ilc M~rdcults* and ail but the epllogur of-the "flc Surl~nnitat~bus', Ga and IZd corlsist of box>b;% 1 arld V, part. uf VI, and abbrcvtatrons of HI, IV, V5I and VIII (m the re-arranged order), with the T r ~ ~ ~ a r fAlthough f~~b. they ertd 'uenrrat ex Angtia', omlttlrrg the parsagc about Robert J c Cl~csncy's promotlots to L~ncoln,it is qirrte clear that thclr source was a text of the %sptracuIl"farstrly. a3
original composition, and inserting a note about the eclipse in 1133. Anotkr feature which the manuscripts of this group have in common is the appearance, after the end of the Historia Anglorum, o f a triple text consisting of the Ten Articles of William the Conqueror, the laws of Edward the Confessor and a genealogy of the dukes of Normandy. This tcxt, the Tripartita, which also circulated independently of the Huntingdon manuscripts, came under the scrutiny of Liebermann, who showed that all three components were composed in the time of Henry X, with some revision towards the end of Stephen's reign, and that the laws of the Cot~fessorwere rubricated in the form f e u d in the Huntingdon manuscripts afier 1 162.74 The corrupt and interpolated version of the Historia to 1148 was subject to yet more amplification. Four of the "spiraculi' manuscripts, of which the earliest has been dated c, lt'S0,75 contain two further additions, In book VI, within thc narrative account of the reign of Cnut, there appears the text of the Institufa Canuti. Like the Tripartita this text also circulated independently. Liebermann argued that it was composed in Henry 1's reign, c. 1110, perhaps by an archdeacon, or a clerk of a church court, resident in the Dane1awe7& The lnstitlrrn may have been of interest to the archdeacon of Huntingdon and a copy may have had a place among his papers, but it is unlikely that Henry himself added it to his Historia, for it is not 'keyed' into Henry's existing text, but is inserted quite baldly just before Henry's notice o f Cnutk The second addition in these four manuscripts consists of two Fxnal books, numhcred XI and XII, consisting of poems, 'ecpigfammata" These are undoubtedly a~thentic,~'and arc usually regarded as forming two of the otherwise lost eight books of poems listed by Leland among Henry's ~orlrs.~V is tquite possible that during his lifctime Henry kept poems close to his historical writings. Five s f the verses that are found in book XI in the 'spiraculi' manuscripts appear also in a manuscript of the second 1148 group, S." T o a text which included b t h Instittt~a and poems, there was added, Lliehermdn~~ prl11ted hts conc~u~1011;s about. the text 111 several different places, surn~nslrizedbriefly tn Zerrscku$_fiir RZiuntlinlschr Iphilolo,qiax ~ x ,1895,;";"-W; also cherdic te2c.s i t ~ ? ~ l n t ~ dFlfalle m , 1894; fiber die L q e s l~dz~rlrrdl CZtnLfessuris, f-4afle18%; Q~ladrrpavtifus,Halle 1892, Die Crs~przrder AttGgelstzhsc.n,3 vols, Xltallc 1903, prrnes the laws of thc Cot~fessur,i , 622-72, and the Ten Articles, I, 4 W ; the gencalog y 1s prirlted m te,qr*s Edujaudi, 134-9, '$ La 1s dated ttlus by Eians Eberhard Mayer, Ilas Itlrrrranrr~tzIlerqqritlondrt~*24<;II, schrifttm 18, 1962, 2134; I,iehermartn darcd tt c. 120(f, Lqgrus Autg/t)niurr,29. 7""On the lrrsfrrtrra Currtrtl altonrrngrrr rc:q~mAr?qlomm" TTRWS, 2nd scr., vii, 1893, 7-7-10;"; the text of thc Itzstrtutn IS yrrnccd En G a r t z r , r, 612-17. 77 For its pourlon, scc Iluntingdon, 188 n.6; note also that UL Add. 3517%arld t-iarfey 741, w h d t c ~ r t t a i tthc ~ Tr~pirrtitaand the Insfitcitu, also rcprosluce the paragraph that follows rhe Irzsrttrrttr in the P-frstc~riu(":nut rcrx . . . quiets fruatur" Hunt~ngcfotl,288-9). 74
? T h r e e rt'aborls ntay be ggvetl here: I . Thcy are in I-Ienry's style; 3. The poet rekrs to hrmsetf as Henry; 3. Book XI coriratns the kp~tapl~lutn IZc>t)ert~'founc. also in book VII (Wrzght, li, 168; IIunt~ngdon,244). The ruhr~csto thcsc hooks are s l n ~ p l yXibbcr undec~n.rus9 and "her ducrdeclmus'. ?P John Leland, Ctttrrrrrrntarrr dr Scvtpforihrrr Rrrtannrcu, cd. A~ttf~cln y Hall, (fix ford E 709,i, 1 97, 'The verscs in S cornprise 92 frnts, lacking the first 2-54 and tact 8 11nesof hook XX. Some pocnls and the Ripautrtu appear in a torzglcat IMS, fur w h ~ c hsec HMC, 3rd Rlvport, London 1872, 18%An clthcrwlse unknown pocnt, perhaps (as suggested by L,~cfnt.rmar~n, "I-leinriclr" 2770) part of thc lost collcrct~on' I k Hcrbls\nentloncd by Leland (see prcvxous note}, IS copied after ehc last words o f the 113%vcrsion, kffectns cst', in Ac artd C;. This conslstc of 35 Irnes, bcgmning 'Summa b o n ~cst ~lacres horntnt car-ttingere uisus' and ending I'allcnt~s matldcr~sulsus exalat $11 I ~ S O S ' .
Henry of t;lt.~nlr'n'qdclnau2d the Mant.rscripfsof his Historia Anglorum
1 29
around 1200, the ftinerarium Rregrit~ovt~rn,describing events in the third crusade, The basic text of the kspiraculi' manuscripts, which, as we have seen, was both amplified and abridged by unknown editors, was used also by the compiler of thc Histovia post ohittrrn Bedde (HI'B) to fill the gaps in his chronicle from '752 to 860 and from 1121 to 1 148.82 This anonymous historian made some adaptations to the Huntingdon text - stylistic variations, omissions, interpolations, changes of word-order, nlisreadings etc. He also, like the compiler of the abridgements foulld in Ga and Rd, omitted the final passage concerning Robert dc Chcsney, and ended the chronicle at 'uenerat ex Ailglia'.8"ut there can be no doubt that it was from a manuscript of the 'sspiraculi" type that he was working. It is likely that the compiler worked in Durhan~and he had ccrlainly completed his work befsrc- 1177, by which time Roger of Howden had consulted a copy, which he quoted in his G p s t ~ . ~ ~ Howden took all his Huntingdon material both for the Gvstd and the Ckrotzica from the HIBB and not directly from the Historia Antqlovllm, Many of his readings arc shared only with thc NPB text, hut hc also made changes, adding snippets o f historical inhrmatian, amending the text where there were i a c ~ ~ and a e corrnplions and making stylistic improvement~.~Wowden's Clzmnica also induded thc Tripavtita* but probably in a venion independent o f that which accomparlies Henry of Huntingdon's I-listctrin in the 'spiraaculi' manuscripts. Xd The final versior~ of Elenryk work continkles the history to 1154, the coronation of Henry If, and ends with a poetical panegyric ("ntrante reuixi') and the statement that to the new king a new honk will he given ( 3 o o d d u s cst". Henry certainly survived at least until 1156, possibly later, although hc was dead by c. l16S,87 If he did composc more of his history, it did not survive. Even thc 1154 text did not have a wide reception. It is found in only two manuscripts (Xi and BL Royal 13,B.vi (Rb)) chat arc derived from
" This appears In Ua, a MS very closely related to La, and wr~ttcnt30t
rtlilch later, c. i31)0, and 111 esp. 20-3-13. A2 See H. S. Offler, Wexharn and tire Htsfnrrer Rt~uttz', 'l-rttns. Arhit, arrd A~ihneol Suc, t~fDudznrr~ attrf ~Vorrltnmhrrlnnd,rr. s. 11, 1970, 52-62, at 54. Junti~lgdon,2131. Anlold 1s wrong tc3 stdte char Lc ends hcre, rbrd., xarxv~rt11. 4 2nd 481 1 t , I 1 , 2nd aIso to suggest, p. x ~ v that , more MSS close here, R4 CIfRcr argues that the klPB was compiled soon dticr 1148, on chc basts crtfrhe rekrence, s . a . IWi, t o BerreJict 'the present abbar of Whitby', who w ~ acic s ofafk3ce by 114%;bur this refererice docs Blot appear Irr the Mi~ntir~gdon macer~al,and therefore carlnot be c.r\ed to date tts sicorporatloli. Ilavtd Corttcr, rrr IiHK xcvin, 129 n. 21 (2% cltcd abovc n. St), expresses strrtnc doubt about OfRcr's reasoning, but tn a prlvatc comrt-runlcation tclls me that f . 1 cons~ders ~ the absenct*of matcrlal after 1148 to be a slgnlftcartt pointer to a datc of cornprlat~onnot much fatcr. For rfre datc of Muwden's first use of the !IPS, scc 13, Corner, 'The C;~"ffdRqgls H ~ I I ~Sectltidi I C ~ and C,")rv(?nicaof Lioger, parson of kfowder-r" BZHR Ivl, 1983, 126-44, at 12%-341, ns E.g. addtng nlorc years of grace and more tnfarmation about thc ectlpsc of 1133, w r y stnlttar changes to those rnadc by an e d ~ t o rof the 1148 version of the Ilistonn, cf. abovc p, 117-18. For EIowdet~,\ec 1 ) . Corner, as c ~ t e dabove nn. 51 and 84, Howdei~\varkcd on 111s Chronirc~from 1191 or 1193 utttll JUSL before his death 111 1201 or 2202. K6 Mr C:or~~er, in an unprrhltshcd work which kc has very klndly allowed rrrc to rcad, suggests that Ltebermdnn erred rn assigning Elowden" text to the I-luntlngdux~f'a~nlly,and considers that, it is rr~ucbrncjrc Illcefy, on several grounds, that X-Iowdcrt" svcrslon came to him firm an mdependcr~t source, perhaps dtrcctly from the royal court, " Ir70s11,111, 97. two 16th-century coplcs jf3d arrd Ah), see Mayer,
Itirleuirritrrrl,
Henry's own complete and rcviscd archetype. A third manuscript is a good quality continuation of one crf the 1138 texts (GGi).A fourth is a continuation of an 1148 text (Exi1). A fifth, which sadly lacks three gatherings, is probably a descendant of a continuation of an 1148 tcxt (NLS Advocates' 33.5.2 (Ea)). A long section of the chronological history, mnning from 1132 to 1154, appears in several manuscripts as a continuation of J o h of Worcester's chronicle. The earliest of these manuscripts is Cambridge Corpus Christi College 92, written in the late twclfih century, after 1174, and belonging by the mid-thirteenth century to P e t e r b o r o ~ g h .This ~ ~ text ends at Henry 11's coronation ('splendidissirne c o l l o c a t ~ s ' ) ,omitting ~ the final heroic verses. These poetic lines arc present, however. in BL Add. 35168 (Af), an early thirteentk-century manuscript h m Crowland, which has further mterial from 1155 to 12(11 taken from other sources, cfliefly Howden" <(;esta and Chronica. The resulting compilation, called by Stubbs the 'fenland compilation', formed the basis to which was added the Barnwell chronicle, running from 1201 to 1225, and the whole was incorporated later into the chroniclc of the so-called V d t c r of Coventry".""' The quality of the Huntingdorr text in the fenland compilation is quite good: behind it there seems to lie a manuscript of an 1TW text continued to 1154 and sharing some readings wit11 the 1148 'spiraculi' group (not, however, the word %spiraculi3tselfl.This version is the sofe witness ta a line sub anno 1 2 4"7hat may well be authentic,'' 11n the section 2 14-9-44it shares many readings with Eixli. Further study of this tcxt may be fruitful. It mds at 1154 with the explicit: 'Explicit Cronica Mariani'. This provides a link with four further Huntingdon manuscripts extending to 1154 that havc the same explicit (DL, Arundef 46 (Ae), B d l . 521 (Bb), GUL, Dd.i. $7 (D), All Souls 36 (Oa)). O n inspection, however, these manuscripts turn out to consist OF the abbrevizted version of the text found in the HPB, running to 1148, continued from the 'Marianist text' down to 1154. Although colIations from one of these, Ub, were used by Arnold in his post-1148 text, there can be no doubt that they represent a version inferior to the Yenland compilation" as well as to the mainstream Huntingdon n~annscripts,Ii, Rb, GI1 and These four manuscripts, with Af, give a remarkably uniform text for thc period 1149 to 1 154, with few variants. This is doubtless because the chances of contamination are much lower in the final piece of the chronicle than in the earlier sections. But only Xi and Rb give thc complete text of Henry of
BR
Urcrt, 'John eaf Worccsrcr" 1108 and nrr, argues that this MS was written at Abingdon, but what
w a s the origin of ~ t exemplar s for 1132-54?
H t l n t ~ n g d o 291 ~ ~ ,. In iWem~~iaJe-fj"dt~is W~tltt~ri dtl Glotwel~tria,2 vols, XilS 1vii1,1872, W. Stubbs discusses the elements of thc mtnp~latiot~, i , pp, xxxv-xlvii. Gf. Cransden, I, 3394). For a description of Af, see Cat. iitdd. .Wk5S IX94- 1899, London 1901, 1954. CCuvr*rztry, i, 273: 'Papa Eugenius in Gallxas descendit, exorans plebcrn Ierosoftm~sire Iocunl sanctunl ab lnirnrcls tiberare, undebto precede %ad pmtccostei~rex Franc~e, . . ', Huntingdon, 279, Another addition, 112 the obituary uf Henry I, alteges that Curthose was kept m chains dunng h a imprisonment, ihid., t 55; thrs report is not d~scussedby 6. W, David, Ruberr Curtilose, Canlbridgc Mass 1955, 179-80, 186-9, 21)11-2, where, from a careful revlew of thc sources, it seems that Curthose was kept In rcasonltbly comfortaMt. conditions. For Henry of Huntingdon's revxsion of the obttuary of Efcrlry it, see below and appet~dlx3. 89
I-lettry
I?f Htivrtiqhrt
and the Martuscript?; oj*his Historia Anglorum
121.
Huntingdon's revised chronide, The most significant feature of this text that X have noted so far is the revision of thc obituary of Henry f , ta which X referred earlier, In the new vcrsion (see appendix 3), Henry explains that the king could be defended against the charge of greed because a full treasury gave the kingdom peace and happiness; the other two vices of the earlier version - cmelty and sexual excess - are removed. The revision doubtless reflects the changed politicai circumstances of the years arier 1153.vW~nry srerns to have tidied up his text a fittle at this stage, making some small stylistic changes and incorporating the nantes of the books into his introduction to book EX, the 'De Mira~uXis"'~but the quotation .Ei.om the poet Cuala was not compXeted and there rcnlained mirlor errors and alternative readings scattered throughout the text, Even if f-Icnry of Huntingdoxl" s o w working copy of the Historia had survived, the task of the n~odcrneditor would not have been easy. In the absence of an autograph, t-rnw should the editor proceed? T o attempt to rccoxlstruct the earliest versio11 of every passage, with revisions and additions bcing noted in apparatus or in parallel wowid produce a basic text that nevcr existcd: this would be the wrong approach. To attempt to print the last available version of every passage, noting the earlier wordings and omissions, secnls to be both more practicable and desirable, as wcII as being more Eaithfuf. to the author's o w Mntentit~ns,although it: may be necessary fronl time ta time to use thc devices o f diflcrcnt type-faces, or parallel bands of text to prevent the significar-ree of the revisions and additions being lost in the small print of the apparatus. En this way, it is hoped to rccoxlstruct the history of the text as well as the text of the Histoka.
SCCbelow1 apptlnd~x3. Earcster noted this revlslun 1x1 his translat~on,26I and n. 2. Far a slmtlar defence ofthe worldly wealth of kings, cf. Iitchard fitz Ncal's I>rulo%qurdtaScaccarrn, cd. C . Johnson, corrcctcd ed11 OMT, Oxford 1983, 3 . " h r h a p s he supplied the rubrtc to X at this stage, iec above 11. 32. 92
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The revised passage in Henry of Huntingdon? obituary of Henry I (cf. Wuntingdon, 255-1.;) First text (1) from BL Egertan MS 3 h a ; revised text (2) from CUL MS Ii.ii.3 and I U t Royal MS 13.fil.vi Alii autenl diuerso studio
tribus illurn uiciis inficiebant, Cupiditate quibus erat rncns hurnifi tesisse ucncns summa
qua ut omnes parentes sui paupcres opulentus cupiditate repleturn asserebant qua populurn cxactianibus inhians dciatoriis harnis irstercipicbat.
fed hcc affirmantes
1. qua consulem de Narctoil cogxlatum suurn in captione positunl cxoculauit, 2, non attendebant quod licet surnnic probitatis esset urzde tirnon omnibus
1 , Nec sciri facinus cans horrendurn potuit usque quo rnors secreta rcgis 2, circumhabitantibus mar, tamen ips2 thesauri nlaxinli copla tirnorern ipsius 1, aperuit. Ncc minus et alia proponebant cxempla que tacemus, Luxuria 2, non mediocrirer hostibus augebat, Tcrrasque suas rnari intercalatas sunlrna 1. yuoque yuia rnutienxm Jitioni rcgis more Salamor~iscontir~ues~~biacebar. 2, pace et feficitate regcbat et quoehabitacuia inerant tot incrant castella.
1. Talia uuigus libcrum diuersificabat, 2. Sic diuersi diucrsa sentiebant.
Successu uero texnporls . .
,
SDAY INQUEST "0 nGlSTEIR OF TlX%E': AND LAND ADJUDICATION
Paul Hyarns RECENT scholars have made little of Domesday Book's pprimary function in the first generation of its life, as a record of facts about land-holding and custom. The subject was conspicuous by its a'bsalce from the early plans for the 1986 anniversary celebrations. The idea behind this paper was therefore to canvas in public the Domesday inquest" rather negleacd a4udiative functions in order to assess their place in the developmat of English Law, aspects of Domesday that have undeniably received less than their fair share of recent a t t e n t i ~ n 1. ~set out, in a year when the Domesday desert swamzed with more experts than anthropologists at a Hapi rain ceremony, to reassemble some ancient propositions in the fresh context of recent work on the early Norman period (a good deal of it first presented in earlier volumes of these Studies), This was in the first instance much-needed selfeducation, for the book f am writing on Law and Society in LWedicval E~glandcould not avoid sorrle memion of Domesday. But there is always something to be gained by approaching old questions from a less trodden direction, and the arguments that emerge merit a hearing. Dorncsday's importance for legal histoq has h e n beyond argument slncc the great Maitland himself listcd among the Domesday commissioners' 'minor purposes' the unearthlrlg nf barorlid invasions of the royal demesne and the appeasement, if necessary with royal help, o f land disputes. )1@ also declared that from I3omesday Book k i t h some small h d p from' the obvious XegaX sources, Leges and the like, kome future historian may be able to reconstruct the land-law which obtained in the conquered England of 1086, and . . . the unconquered England of l065'. In thc event, the authar of Domesday Book and Beyond thereafter used Domesday scrangcly little. And legal history which Maidand ignored was seldom taken up by others in the scholarly generations that foliowed, Most subsequent scholars were content to accept Round's word that Domesday was a geld book and, in Maitland's own words, 'no register of title'.' Yet no-one interested in the Law can afford to surrcrider Domesday. Xt gives Anglo-Norman legal custom a context unnlatched elsewkrerc in Europe, There arc many tantalysing references to ct-;lmeand forfeiture, dower, dowry and other items claimed For the legal domain. its many texts on soke and I). Bates, A l2orntrs.fday Bibliography, Bury 1986. F, W. Maitlznd, I2omesa'uy Book and Beyc~nd,London 1897; reprod London and Glasgaw lcM, 2.5-5, 2"1$ 32; cf, Sir F, Potlock and F. W. Maitland, Tkt. ffismu)l of Etzglish Law, 2nd ed., Camhndgc 1898; retssued 1968, i, 82, 576. Scc
128
Aulglo-Norman Studies l X
commendation, when properly understood, will furnish central p l d s for understanding Law's developing social role. And then therc is, as Maitland said, that land Law which most legaX historians place at the centre of t.hcir world. Dornesday Book and its satctlites record or refrtr to more land disputes than ail other sources for the century after 1M6 put together. This paper's point of fonts will be the attempt to make sense of their number and character. Anything as large and bothersome as the Domesday Survey must have been designed with an eye to profit. I shall believe, pending receipt of grong evidence to the contrary, that the point was to assess and increase royal rcrsourccs, no doubt by rebrms widening the fiscal base. William obviously set out to assess royal resources of all kinds and take more where he could; one can still sense the geld-book even within Exchequer Dornesday."he old king" death pes'naps stoppcd reform. Certainly, it ought to r e h e the f'acile counter-argument from silcncc, that because no geld reform resulted from Domesday none can have been intended." Whatever kind of profit William and his men envisaged, gdd and its collection must belong somewhere in the picture. A recent article about the levies of Ethelred and Gnut, arguing Eor a link between taxation and landholding, suggests a pattern fsr other parts of the Domesday p i ~ m r eThe ,~ argument, if valid, highlights the importance of a clarification of land tenure even fox a government exclusively interested to boast royal revenues, It is well known that the basic penalty for geld default was forteiture of the land subject to the obligation. This is characteristic of many land taxes. Cnut's second Law-code documents an alternative procedure, perhaps newly introduced in 103X. I1 Clz., 79 enacts that to ensure undisputed possession in the shire court, a tenant must- be able to show he has discharged the public b u r d a ~ son his land. Tlie legislator certainly had geld in n~ind,thot~ghnot to the cxcXusi~n of other royal dues. (The late 01d English State used a variety of methods to raise money for wartime tribute or royal needs in time of peace,) This implies the coroX1ary that title to disputed land would be allotted to the person who did discharge the obligations, or even perhaps that perfarmance itself established some kind of title to land. Pressure of heavy royal levies undoubtedly forced land transfers in ways that must frequently have provoked violent dissdsin to trouble the courts. T o put the matter at its lowest, II Cur., 79 highlights the close link between royal resources and public judgements un land title, and raises a strong circumstantial case for a connection between grld and land tideV6 This is, of course, fairly speculative. We cannot be sure how far Gnut enbreed his law or, ifhe did so, whether it was remen~beredaftcr his death. But whether or not the corollaries affecting land title ever formed part of legal practice, a precedent certainly existed for thc Normans to use if they would. If: it was possible to revive the geld itsetf, fifteen years after its alleged abolition, V. H. Galbraith, Domesday Book, C3xfard 1974, 172; S. P. j. Harvey, 'Taxation and the Plaugbland in I3omcsclay Book" in 1" Sawyer (cd.), Domesclsy Book: a Reassess~serzt,London 1985, 92,103, etc. Cf. F. Barlow, William Ktrjirs, London 1983, 243-5. This would probably not have surprised that aIder generatton brought up on the Geld-Book view. They showed considerably rrlore interest m Domesday as jaw than most recent schohrs have perlitted thernseIves, Some exceptions appear below. K. Lawson, 'The Collectio~lof IJanegeld and Heregeld in the relgns of Actheired I1 and Cnut*, EHh! xcix, 1984, 722-38, csp. 72-3-6.
N o
Register of Etle? The Domesday
Jtlquost and
Land A(il-rdimtion
129
then the English who collected it for William might also have been able to recall associated rules, especial1y ones of such potential profit for themselves and thcir French mastersW7 O n the other hand, the suggestive fact that both Dornesday instances of forfeiture for tax default concern Norman sheriffs confirms that they (and other collectors) were the best positioned to profit &om tax diflfimlties. Theirs was the first opportunity of fraudulently representiitlg a landholder as in default or making a legitimate purchase at a depressed p n ~ e This . ~ extends the link between taxatiori and land title into the post-Conquest period, The belief that royal profit was a dominant motive bekind the Dornesday survey is thus no bar to suspecting a role Eor questions of landholdkg. ?"be Conquest produced a shifi in land ownership, whose speed and character require comment. Professor Holt rcvcalcd in a recent volume of these Snrdies how much easier it was for William to remodel the basis on which he expected military assistance from his men (the Servitium Debitum) than to stabilis; thosc landed estates from which that assistance was expected to comeVgThe estates that bore those military quotas, so decisively imposed in those first crucial years after 1066, were hardly the grcat baronies on whom the burden rested in the Cartae Baronum. In between lay a sporadic process of 'forfeiture, accumulation and reconstitution' lasting for much of the interming c e ~ u r y Etolt . ccluld sec no ktcnurial point of balance\clrlergirlg much before the start of the ~ e l f t h century.'" (f)omesday's own testimony to the harsh realities of this process has just heen illurninated for us by Robin Fleming" fine paper.'" Everyorze prescrlf at the Christnlas holiday discussions in 1085 bad direct experience of what this meant, The ambitious had not waited patiently for royal largesse, dependent on the accidents of revolt and forfeiture. They had seized the means to hand: purchase, quasi-legitimate acquisition under colour of marriage or betrothal, subtle fraud or downright disscisin,12 Where we can illustrate this process, Domesday evidence is usually only a part of the story, and seldom its cuga~ination. t3 Domesday must be seen as - among other things - one rather special stage in a Isng history of land litigation stretching back into the Angl-Saxon period and Bob Stacey points out to rrle that the iWurdrum Fine could be another exernple of a custom FWRI Gnut" day revlved after 1066 with help from English ddmtnistrators who renlembered s t from of wards tn J. Catnpbell (ed.), The Atlgloold. On thzs group, see Janles Campbell's enlrghten~r~g Saxons, London 1984, 244. "Domc.sltay Book, i,141 a, 216b (Herts., 36. 9; B d s . , 46. I), on which Round's renrarks, VCIIT, Beds,, r, 2067 are inaccurate. In default of a prornlscd ncw edtt~enof l2onlcsda;y, thc Pkillimorc. county volumes, ed. j.Morns, Gklchesrer 1975-85, offtrr nlost readers their most convenient arrd rcltable access t e FJonlesdayk text. I cite them herc In parentheses; after the foliation o f the standard Farley edit~on.But the norncsday citations here are sanlples for i!Iurtratian not proof. J. C. Halt 'The Introduction of Knlght Service in England" allnte vi, 1984, tB-l(X1. Had a Ijon-resday tax recorm come off, there would no doubt have been a sinxlar paint to n ~ a k about c thc closely related royal expectation o f financ~alcontrihutgons. l o X-XoIt, 'I~ntroductlonof Mnrght Serv~cc', 96-1-lt)t;cf, ibr royal al~cnatlonsj.Green, 'W~llramXtufus, Henry I and the f;loyaI I>cmesnc" H~tslauyIrclv, 19'7% , 4 4 0 , 344. " Above, 87-101. " Cf, E. Searle, 'Women ;and the Leg~tlmizatxonof Succession at thc Norman Cor~quest',nrrte 111, 1980, and f. C , Hoft, 'Feudal Socxety atrd the Farr-r~tyfV: the E-Iermis and the Allen" TRHS 5th s, xxxv, 1985, 1-28 on legitimation through heiresses. Consider, for example, the l~ncsof King'r thegns stdl holdtng TRW In many counties. Few of their gun&ans retained control a half-century latcr.
on into the twelfth century. This is no new idea. David Douglas and Edward MiUer, in particular, both pointed - as had Round before them - to the importance of the contemporary legal setting for our understanding of the Inquest. Dornesday was, Douglas suggested, % judicial eyre among others', Domesday Book 'the chief o f a large number o f relatcsd documents . . . connected with the numerous ptacita which were such a promixlent feamre of the ag-e',14 Both scholars reached their conclusions through studies of great ecclesiastical lordships. Douglas was writing specifically about Ganrerbury, with a perspective drawn from previous work on Bury and elsewhere. Miller was working towards his fxne book a n E1y. All three houses figure prominently among a whole series of great lawsuits involving m g a r abbeys and bishoprics during the lWOs and 80s. The list, including Abingdon, Evesham and Worcester, would cerrainly have been longer had equally rich archives survived elsewhere. Domesday itself contains many scraps of evidence for ecclesiastical repossession of alienated a r unreturned lands in the course of William" reign, sometimes associated with royal writs that may have resembled the writs of reseisin familiar from the twelfth c e n t ~ r y . ~The ' experience gained by Lanfranc, Ceoffjrey of Csutmces and others directed by writs to act as judges in these cases did much to undewrite the relative success of the Domesday Inquest, Xf nothing else, this substantial body of ecclesiastical litigation in the fifteen years or so before Domesday sensidzed the king and his advisers to the problem of Church losses of properq from "angled affairskof land title.16 ~tudenisof Domesday cannot avoid asking what these great law-suits were about, Obviously the major thcrne is the optimistic ecclesiastical aspiration to recfaim for their houses property recently lost to alien conquerors. But this is only a part a f the story. Many of the issues actually predate the Conquest, Communities of great churches had long memorks. Some had apparently buttressed these with written aid in the form of carmlaries and the like. Unfortunately, anything short of the coercive power to defend lands at the paint of attack usually proved inadequate. As Archbishop LyGng of Canterbury had once complained to Cnut, 'he had charters s f freedon1 (ix. protection) in plenty if only thcy were goad Eor anything', Cnut's response was to add to the archive yet another writ, which failed, for example, ta avoid losses still being complained of at Penenden Heath forty years later. The recall of such ancient grievances by communities like Canterhury should not surprise us,17 All great
" Of) C . I3ougias, "?do, Lmfranc and the Dornesday survey" Historical Essays itz Hatiour gJ.Tair, ed. J. 6. Edwards, V. £4. CaIbraith and E, F. Jacob, Manchsster 1933, 56, 57, etc.; E. Miller, m e Ely Land Pleas in the Reign of"William i7, EHR 1x11, 1947, 453-4. R. Welldon Finn i s one reant scholar to take their points seriously, See for example his CIomesday Rook: a Guide, London and Chichester 1973, 11, 13-14, etc. Also H. B. Clarke, T h e Domesday Satetlites', in Sawyer, Reassasmmt, 61-2, 6 - 6 . " Kg. Damday Buak, i,68c, 6% (Wi'lfs.,16. 3, 23. 7); i, 138c, 2 % ~(Wam~irks.,3. 7, 44. 12;). '" T o emphasise ecdcsiastical input is not to solve the knotty question of why William" magnate should have agreed to the planned Inquest. I understand that discussion at the Winchester Goxrference attacked this problem. L7 F- E. Harmer, Aqlo-Saxon Writs, Manchescer 1952, no, 26 (V. Sawyer, Angi'o-Saxm Ghartrrs: art Annotated List and Bibliography, London 1%8, no. 5385) with comment, Harmer, 1% sq., 446 sq., N. Brooks, The Early History of the C:hnp-ch crf Canterb~lry,Leicester 1484f.Q, BH-90,D. Bates, 'The Land Pleas of Williarn 1% IReign: l%nendcr~Heath Revisited" BINR 1, 1978, 14-16, Cf. R. W.
'No Register qf' Tifle? T h e Domesdoy I t t q ~ ~ l ac t ~ dLand Adjudication
231
churches and many lesser ones possessed writs and land-books, sometin~esin abundance, 'if only they were good for anythinghagainst the violent newcomers. Lay families had long memories too, though less sften back& by writings. Many laymen nursed grievances about lands once in their family which had passed into the hands of the Church. Some of these went right back to the circumstances of the original endowment during the first gcflerations of the Tenth-Century Reformation. Relatives of several Ely a r d Peterborough donors, for example, tried periodically to challmge their ancestors' benefractions.'" Challenges to church grants by kinsmen of the benefactor were very common in eleventh-century Europe.3" it was not easy to laugh them off even in the pfrsence of kings from Edgar" own West Saxon stock, givm the power and status of s o m of these Ghaltertgers and the weight Old English Iaw set on possession of land-books (which cannot always have been handed over at the time of sale).20The Conquest failed to improve matters. WilEiarn"~French f^allowers greedily seized upon any hint o f a right to which some predecessor might have been entitled. '" The new French lords had come ta England in order t s get rich. Thcy were conscious of being conquerors and none too ehoosy about their methods of operation. The new masters natzlraUy and speedily became the &cusses fsr a multitude of local power struggles. Surviving Erlglish landholders, who still retained in theory the right to choose their lords, had to come to terms with the new situation or sink into some degree of servitude. Often their only hope of retaining wealth and position was to attach their fate to that af some alien newcomer with the power to protect them and their families, if he would, Thus a f'air amount of what Domesday (and other sources) repPcsent as invasions of the property of some great Gfiurch ur other probably began as a plea for protection from some bumbled thegn or freeman. This pattern of choosing new lords was perfectly legitimate within Old English law. The main novelty was the sellers' market crtjoyed by the French lords. Many af their supplicants were effectively liordless. Little wonder that twelfth-century sources tend to portray the pattern exclusively in terms of noblc competition for dependants. 22 Southcm, Sf Aeselm a d his Biogr~pfzer,Oxford 16fi3,341-2. and Part I1 passim on the C:antcrbury monks3oyalty to their community, and Lawson, 'Collection ofI)anegcfd', 727for the suggestion about eleventh-century cartularies. " E. MiIiiiller, The Aby and Bislzopric- q f E l y , Cambridge 2951, cap. 11; E. K I ~ I I'e~erarbarou~qh ~, Abbey, IM4-1310, cap. 1 . We can expect Sirnarr K c y r t e s ~ o r t h c o n ~ ~edition ng and rraixsIat~onof the 'Libellus Aetbetwo1dt"to add much to our understanding of the litigation history of Ely &.stat=. " 9, IT), White, C;Cfts to Sairrts (Ponhcorning) is the best dtsmss~onof the "audatto parenturn" as Continental scholars term the efhrts of churches to forestall challenge by obtaining consent in advance from the grantor" close kinsmen. English disctrssion has tended tu be in ternrs of 'restra~nt on afienatiun" but see S. F. C . Milsom, The I.xfsrtJ 1980. 233-8 for royal writs "of n a fty ~ ' by which Ii3rds hoped to rcclarm thew iilg~trvcsfrorn t h e ~ rnclghbours. 'The quest1011 of urhethcr 2 royal wrrt was in some way legally rcyulrcd under Wtlllam 1 tr:, valtdate a transfer of Iordsh~p1s worth f~lrtlrcrcxamlnaaon.
Legal practices surviving from the Old English regime nzust not conceal the quantum leap in the intensity of conflict and competition for land and patrot~age,'~ The sources let us glimpse the process best through the eyes and from the records of the churches which had most to lose. Ely is an obvious illustration. Most cfevcnth-century religious houses had to tolerate fairly constant pressure from lay neighbours anxious to extend their boundaries or extort 'sweetheart grants" Afier the Conquest, English houses, lacking kiends in high places, were particdarly vufneralsle, in this respect, their swifi bestowal on favoured French prelates was a blessing, Ely" prolonged support of the doomed local hero Hereward initially ensured it a worse position than most, Its first attempt to recoup its losses came soon after the revolt, bemeen 1071 and 1075, wl th unimpressive results .Z4 William had himself scized abbey lands, which he then granted out to favoured followers, He was unlikely to reverse himself so soan. fn addition, we know the l-tamesof more than a dozen local nlagnates who had taken advantage of St Ethddreda's sell-publicised unprotected state to extract estates for tfienlselves, some on a very large scale. The tide did not begul to turn for the house until the election in 2082 of abbot Simeon, brother to Walchelin, royal adviser and Bishop of Winchester. Armed with this access to the royal car, Sin-teon was able over the four years between his election and lI)% to obtain no less than nine IleXpfcll royal writs, ordering various kinds of legal and executive assistance, at Xeast two o f them expecting written reports back.25 'The despatch of writs in this kind of voltlme, if rcgticatcd elsewhere, would amoLint to an ix~~pressive concentration of written govenzi-r-rentin the years befsre 1086 and perhaps lend substance to Richard FitzNeal's later characterisation of the Darncsday inquest as the introduction of "us Script~rn'.'~ Other details of thc Ely land pleas are very reminiscent of the 1086 Inquest. One writ certainly demands a bricf description. This ordered Ely" demesne tenants summor-ted before the royal justices to acknowledge how they (or their predecessors) held on the day when Edward was alive and &ad. For most this determined how (and if) they would hoid in future, But what of those claiming to hold by William's own glft-he king acknuwiedged his duty to warrant thcnl, to Eirtfil his promises; their claim was against him not St Ethcldreda, Thc justices were to send him details includillg the dimensions of the estate, su that he could decide on an exchange or other appropriate action.27
" '"T'his 'c'o~)III~!' ~ I ~ a r a c t cofr social
conlpetitron running or1 into the early txvclfih raltury 15, ~nc~dctltally, one nlcrrc reason for doilhcrng chc real~tyof 13rofcssorM~lscrrn" clean-cut rnodct of an autotsomous 'selgrtorlal world'. C~at~srder f t ~ rexample E ~ I C11npllcat10ns ~ 9 MIIIc"~, f Ely, 66. " 4C:f. Finn, ""he Irrqrri-sitto Ellt~rulsHecons~dered',EI1IR Ixxxv, 1%ff, 417. ."I; C>ur ~nahilityto date thc writs ~recurely1s frustrat~ng, as Blake, Llhev I~hencir,426-32, birr they nus st surely predate the flomesday Xr-rquesr ~tself.The two requrrlllg a wneeen rcspctnsc are E,rber f:[:'~n~tsi.$,11, 1 19-120, w r h a h n t in cc, I 16-7 that the docurncnts yuotcd were ~ ~ 1 sst :selccttor~. M , T. Clarxchy, From LZfirrtctuy to I$frittrtz Record, tcxid tW7( 1 I . O n thls ~ s p c cof t IJomesday, J. C:ampbcll, 'Thc S~gnificrrrceof the Anglo-Norr~lanState in the Adn-rm~strat~ve E-f~storyof Western Europe', Fmar~crcz IX, 1080 for 1077, 123-4 1s prcfcrable to Ctarlchy, 18-20, 27 L'iber f:irrrtsL, is, 121. In rile evcnt, a nunlbrr of r h s cmorc pronlmcnt uxmdcrs, not all of wlzom could cvcn cldlrrl royal grallt, were ~ l f o w c dto k w p t h c ~ rgd~rts,bur had to hold there of the abbe); li,r knight servlcc. Sce on rhls Lrhcv E j t f r t s t s , 11, 12; 1134; N11Icr. Eiy. 67-9.
'No Register
of
Title': The Domesday Inquest a r d Land A{judicario~
133
These principles are in large measure the s a m as governed the I>ornesday Inquest itself. Undying saints retained title as it had been at the death of King Edward. Mere mortals had to rely on tenure at the same date by some legitimate %ntecessorhr on some equally legitimate grant, best prwed by the word of its maker, usually at this stage the king. Royal grants were obviously the commonest case while the Conquest was stilJ so recent, Men can be seen throughotlt Exchequer nornesctay vouching the King to wananty of their tenure, though similar warranty of private grantees is also frequently hund under various forms of words,28 As 'the special prcy of the Norman spoiler', Ely is arguably a special case. It was not, however, so atypical that we should easily dismiss its testimony, which can with a little effort indeed be matched by other ecclesiastical archives.29 More encouragingly, from these same ecclesiastical resources one can occasionally see laymen playing roles more nuanced than that of the undikrentiated "nvader". Examination of such cases frequently takes one back across the Conquest. I have space for a single example. Hayling Island is one of those Llomesday duplicate entries that often repay Ie story is a: long one. Some fifiy years before, Queen closer examinati~n.~' Ernma had given the estate to the Old Minster at Winchcstcr, subject to a Iik interest in baIF the ten hides for her client, Wulfward White. The monks may have been unhappy from the start about the arrangement. There survives Xiurn 1053 an agreement concluded at the shire court, before the skeriEand thegns, whereby Bishop Stigand acknowledged that Wulfward should hold his five hides for his lifetime, after which they would pass to the Old Minster. This probably marks an unsuccessful attempt by Winchester to challenge the life Iea~e.~TThc bishop m d his monks were right to be suspicious. After Wulhard's death vexy soon a&cr the Conquest, William gave his share of the estate to the abbcy of J ~ r n i k g e s . ~ ~ Thus in 1C)86Jttmitges was in seisin, fn its Domesday ftzve, the Wrman house named WuXfward as the antecessor, having held in blodiurnbf Queen Edith TRE, and stayed curiously silent on the matter of the royal grant which aught to have been dedsive, Naturally, the Winchester monks put in their clairn. Abbot Ethelrjigc ctf Ramscy and the whole h ~ ~ n d r econftrn~cd d that thcir revcrsiollary rights had been part of the lik grant, as Wtllfc\iard had aflegedly Details to appear m my Warranty and Good Lordshtp r t ~Twelfth-Cmtury England', Lutu artd History Review, 19137 (forthcoming). 29 The compiler of the Liber Eliensis seems uninterested in Domesday, He found hxs sources m the abbey archives of his OWXI day. 30 Domesday Book, r, 432, 4% (Haxnts,, 3. 25; 10. 1). 3 1 Sawyer, iCtzgio-Saxorr Charters, no. 1476, a chrrograph or~g~naHy issued In three copies. Patrlck Worrnald dectded after some reflection to exclude this act, despite its 'coneeafed forens~ccontext', from hts haridlist o f Anglo-Saxon pleas, due to appear in a forthcornix~gvolunzc of clnglo-Saxon England. He points out that chirograph copies are not uxtcomrnon and are sornetlrnes for demcrnsrrably t~on-mntentiousacts. As he says, bath publicrty at the s h m and thc 'chirograph' fonn were used for real contracts withoitt there h a v ~ n gbeen any "~orrndl judrcial process" 1 differ only az feantng towards a fcss resertctive definition of litigatxon. In this case, especially gxven the estate's fater history, and rrrespective of the preclse procedure followed, I think we can take it that the public xeiterat~onof a troublesome grant in open court reflects challsr~gtand doubt. I am ~rnrllensely gratehl to 13r Wormald both far a sight of h ~ spricetcss check-list m typescript and for h a willingness to adv~seme orally and by letter on the case. 3Z T b ~ grant s 15 known only from the gexxeral confirn~atzotzo f lltnry 11, norcd, Rqqes~e~.r~z i, 5 (21). 28
134
,."ifrzgEo-~%'ornia~? Studies l X
accepted in his lifetime. It is impossiklc to be sure what transpired, though Jun~iegesprobably retained possession. Neuertketcss, the Old Minster persuaded Kuius towards the end of his reign to protect their tenure "icut liber rcgius hoc testatur" It seents likely chat fumiiges was in possession during the rrcxt reign and on into Stephen" sunt irirrduced by heavy prcssurc from Pope and Archbishop to accommodate the Old Mir~srerand permit thc estate's rcturtl Eclr a price. Evcn so, the monks ofJsmiPges still tbought their supposedly renounced Estate histories of this kind interests worth confxrrning in the n e x t confirm that Domesday often marks but a stage in very protracted land disputes often originating well befare 1066, Thcy also leave one wary ofdedticing actual possession from uncorroborated statements in confirmation charters or, for that matter, Domesday Book. Exchequer Domesday carries within it traces of many camparable cases, illustrating in different ways the undoubted conquest by force of arms just twenty years before and the ensuing and n~assivetranskr of property, There is overall gratifyingly full information about land-holding in the t i m of K h g Edward. This includes, for example, the names uf marly pre-Conqucsc tenants together in many shires with a high degree of detail about their personal status and The so-called 'Terms of Reference"' instructed the carnmissisners to ascertain the naxrlc of the TRE tenant as the second task on their list, my sho~llda survey directed wholly or primarily at fiscal ends require this? The information would have been irrelevant to any projected tax reform, Saretlite documents compiled after 1086 tend in fact to omit it,'%~o king able to impose from scratch artificial quotas of knight service on estabjished religious houses and his foreign followers alike can have had much interest in the basis or level of taxation under the Old Reginre. By 1086, they surely despised details not nccdcd h r their own profit,37 Why then was the informatian required and retained into the edited Exchequer Domesday Book! The key appears to lie in that 'perfectly colourlesskword 'antecessorq8 by which men referred to the TRE landholder through whom they clainxed titlc in 1086. It has long been recogfiised that behind the word lay a post-Conquest practice by which William granted to his Frenchmen thc (unspecified) lands previously held by a named Englishnim now removed from the scene by death ctr depPivation. Patently, such grants nc-eded to be mapped and their significance assessed against the equally well known phemmenon of territorial grants that j-~ec V . Ei, Csalbratth, ' b y a t ctrarters to Wmchcstcr', EllFfK xxxv, 1930, 3XLW and no. xi1 f lOf3fiil 100); J, f 4. Round, Chi, Ilocs. F:rt?r?ce, nos 157-harrd A. Saltnzan, T!trohlirl, Arrizhisfi(fptf Canrrrbtrvy, London 1%56,, 359-(1(1 (1 14-11/72;L. IZetrslc and M. Ucrgcr, Rece~rillr.cs '2rtc.s daHtjnri l I , Parts 1%12-27, I , 3 (1 155), ir, 53'7 (1 f72/8). " " ~ y c r argues convrnnngly char many names arc in facr onlrttcd and also rlotes the tcllmg fact that partrcutdr atteritron 1s displayed toward thc occas~onal Etlgllsh acqutsttlon made &fief the Noridrss' arrrv'tl, Sawycr, "Tcnunal Kevolutxon?" 7'71-7. " 5111 CV~ICII"re C.El. Galbralttl, The ,%l(tki~~~q c?f'I)ornc>.fdayBook, O x h r d 1961, 38. 3" G. F-t. t;c)wler, 'An early Canrbrtrlgesh~relcod,zryT,EEIR xlvl, 19331. 442-3pravldes a neat, b r ~ e f ~fluscratron. 37 Ilcspltc. Susan £X~dydrCf's elegant argument below, 179-3t%, I dm 1101 fully pe.rsua4c.d that cctndcscens~otiof alicn conquerors towards English saint\ was entirely lacking rn thc trnnledratc post-Conquest pertod. " E, A, Frecir~an,'rhcEIIsrury of the ~ Y t ~ r m nCa*urtqrfecr n ~Zf'Gt~qfarld, v, Oxford 1876, 769. GE J. Ualon, Crrlvrd dii.tiorrtiarvc7 dtp rirtlrt rirt mctym qye, iui, Nedri A c v ~5, Narnur 1973-, 58'7.
ignored previous tenure and occupants. Robin Fleming and the Santa Barbara Domesday Data Base have only now put this whole subject on a new and firmer basis. Hcr findings establish that 'antecessor' grants were much more restnctcd in timc, scale and location than some had thought. Old English tcnunal patterns cannot therefore explain more than a small proportion of the 1086 situation, for since 1066 there had occurred a cataclysmic change of ownership - in short, a conquest. 39 Fleming's conclusions at first sight increase the mystery. One recent suggestion, that the idea was to define the properties held TRW by the names of their TRE tenants in the way boundary clauses had defined the subjects of Latin diplomas, now looks most unlikely." A more radical hypothesis seems preferable. William and his commissioners may have concentrated their attention k o m thc start on establishing once and for all who were the legitimate tenants and what they should rightly hold, their possession to be validated by a chain of title running from the legitimate holders TRE. This argument is severable h r n any questions about the proportion of "antecessor' ggrants as such. It rests on the Inquest's requirements for proof of title, which can bc dcduced from the Terms of Rcferencebnd the myriad of actual Domesday clairn texts. The commissioners appear to have been directed to determiMe challenges to possession made before them by tracing title back to the day when King Edward was alive and dead.*' There were two possibilitcs. A relatively new tenant. would vouch his grantor - mosr ofien at this stage the king - to warranty." The king could respond much as he had promised to do in the 108216 writ to Ely cited above, A private lord could either cite a royal grant to himself or have recourse to the other permissible plea, a claim to he the succcsso~in-title,directly or constrtzctivcly, of someone who had held at the death of King Edward.43The principle must have been to invite tenaclts and claimants to plead an 'antecessar' unless they could prove some express grant, a
)"ec
Flcmlng above. I must dcknuwIcdgr that her 'xrgun~ent,preserlrcd a few hours before n ~ y CQUC c a ~ n c t o IZIC a", donlh-srl'telf, 1iowt"t-er~dlutary.OII reflcctlo~l,t h ~ ~ u gIhshould , not hc surprised ~fher estitnatc oflcss than tcn per cent 'a.trteces~oragrarlts overall turned out In the end to be on the low srdc. 4U Sabvycr, 'Thc Anglo-Nornzan Vlllagc', ~n I>. Hookc (ed.), .\lcdietral I'rlla'qus, C>xforJ Gornmrtt-ec for Archdetllogy, hRonogrdpI1 no. 5, 1<>85, 4 , Hls suggc*ltiorxEras more pOfrlt far bter grdnls mddc In "antccessor"t^orrn (noccd ~n passing by Round. E'CW, Nir-rf1t3.I , 1902, 421),, "I John Huclsot~pointed rtut to rnc that thc 'tern13 of rcfcrence' laco~z~cally o m t any quc5t1on of thc justlcc of the 'FKE tcnurc. Tkls probably caused thc ctznlmi.*sxoncrsrlcr qualrns, for many c1a11nrcxts 3peciEy c h a r 617 alleged lnvaslon was made irrjttsfc, wtlik rxlarry others do not. We n l ~ k ctcro nluch of the spccztlcatlons under which judgec vperarcd before thc C:ctmmar~ Law. Anglo-Norman royal writs almost ccrta~niy~nltratedcotirt argtlmcnt (E.c.Iltlgat~oir)dc~plte thew exccutlve tone befi)rc the drafting ctzarlgcr labelled jueilcialzsat~on'by Van Cacncgcrr~,Royai U'rit., trr Er~~qfirnlljkrn the f:irr~guc~~cf to C;lanvill, Sclden Soc. I s x v ~ ~195%-9, , 240-44, 390-3I t , SX7-9. 44Nk-3, ctc. 42 I dtsc~lssl)orncsday\ use of warranty In nly paper 'WWiarr~ntyand C;oo$ L~rdskllpIn TwelfihCcrrtury England" L~ilwi r r d l-iistc~ry Ki>vtt*tu (forcktcom~ng1987). It nzight we11 be ttrdt a hzghcr standard of proofwas 111 practtcc dclllarldcd of Engllsb clalmaants, perhaps eval tnvcstlture by writ. 43 The cxclus~onof c l a ~ n ~ based s ctn oIcicr porsesslon 5ccms t a he shijwn by unsuccessful cla~r~ls going hack to Gnur" rclgn. T w o pocs~bilic~cs arc Ilontt,stliry Bnc~k,1, 35% ( S a l g . , 4,36. 3); 2hCla. 264b (C:lr~shtrc,, B. 13, 2, 1) T t ~ practical s compronllse was no doubt onc nf the Ierson%learned frorrl thc grcat ccclcsldsrlcaf pleas carircr In the rclgr1 own paper ww
iormulation with surprising echoes of Edward f"s Quo Warranto inquiries tvvo centuries later.& Colonial gavcrnments ffequently face situations similar to that of England in the 1080s. Aker the immediate conquest period, they have to strike a bdancc betweert rewarding the just ambitiotls of their own supporters and pacifjring the natives. In the absence of wholesale expropriation and transfer of property to the conquerors, they must at some stage clarify who owns what. T%is is particularly likely to present problems where, as in Norman England, thc theory is of an unchanged land law, with thc newcomers expected tc, acquire land iegitinrately and to hold a n the same terms as their native prebessars. In such circumstances, post-Conqucst interpretations of land tenure tend inevithly to distort the old land Such considerations directly affect the value of Dornesday as evidence for pre-Conquest l a d tenurc, Scholars have not always taken seriously the implications of remarks Iike Round" that 'the Norman was apt to assume that his predecessor" title was absolutehot Miller's insight that 'Norman preconceptions about what Old English facts should have b e e n h e r e one reason why Domesday "almost inevitably . . . emphasizes (even where it does not invent) a territorial basis for social relations"* Peter Sawyer's recent demonstration that Dornesday oftm simplifies the previous tenurial situation, frequently with a cornplete omission of any mention of lordship traceable from other sources, is one case to point,47Similarly, it now seems clear that the conquerors sometimes manipulated existing English rulcrs on female inheritance and co-heirship, for example, to their own profit,48 The answer to my question can now be summarised 'taebre mming to consider briefly the various Domesday claim texts themselves. The Domesday Inquest sought: tenurial information about the TKE situation to validate the 10% tenant's title, That title was very often disputed, as we shall see. Vet the name and tenure of the TRE tenant were, in the first instance, known to the commissioners only by courtesy of the tenant-in-chief. It was thus, potentially at Icast, always ex pafie information presented with litigation or its avoidance in mind, Those engaged in the reconstmction of Old English society from IJomesday will have to bear this in mind. Some kind of dispute, about title or the extent of tbc property and its rights, was probably very common in 1086."19The Domesday Xnqucst saw a sustained effort to decide these claims and edit out references to them in the final record. Exchequer Dornesday shows the process frozen before completion. Et attests to Xlomcscfay" safnlost cornplttc lack of mtercst m franchut5 orher than wke 1s n xnosr stgrl~ficant srlencc descrv~ngof Lirrther cliought. 45 Trtbal land rnlght, for example, convcnic~~tIy be rn~sattrihucedto the personal uwr~ershrpof chrek, who cotifd pass title by purchase, no doubt a t art~flc~aHy low prrccs, as m nineteenth-ccatury FIJI, B. S. Cohn, %i\rntt?ropology and History In the I%Os', )onnrc?i ltifllrrd~scf~~lit~dqf Hi-qtclry ?in, 2, 1981 , 336-9. 46 Fiou~id, C'CEI, No,II-\.I, 19021a, 4.35; Miller, Ny, 30. '4 Sa~ivyer,"?'ennnal Rcvolutlr>n?"is not in this respect destroyed by Flcnr~ngand ts Irkcly to be confirmed by coirnty st~tdtessuch as those of I>av~dRoffc on Lrncufnshlrc and other counties. Cf. Flolt, 'The F-ite~ressand the i\t~er-r>dnd Stark, "Women', crted above n. 12. Thc many n.fcrc.tlces to TRW manor\ ~ h l c hhad been held by several troldcrs TRE for as rndIly manors art also rciicvarlt hcrc. 4g Iblzrr~ Sawycr. "X"crruna1 Revottltlc>rt?" 7'71;. 44
$"
'NORegister c?f Title': The Darnesdny I n q ~ e s tnnd Latzd Arljuifiratiot.~ 137 the near-impossibility of the arciuous task assigned to the cummissioners, Their failure is documented in Little Domesday and the three counties whose record ends with an appendix of unsolved dispu&s. Claims known from them added to the others known from the fortunate survival of the Liber Exon., with its "terrae occupatae', already run to nearly 509." Many more claims and allegations of unjust additions and withdrawals, which can be glimpsed among thc ordinaxcy folios, should be indudcd in our totalsmS1 If these countable mentions of dispute are merely the residue, the real number of disputed cases at the end of the first stage of the Inquest must have run into four figures.$% We shaufd not imagine that William o a r e d this adjudimtisn service on so massive a scale merely out of some sense of royal duty. Many daims and invasions, especially those concerning his own Terra Regis, direct;lyaffected his own revenues. Despite the clear indications in the 'Terms of Reference that the king was out to maximize these, there has been remarkably little rccetlt speculation on the way royal estates and the profits from them were afiitcted by the Conquest, The 1086 extent of the royal demesne tends to be regarded as a starting-point for study of later exploitation, rather than as a moment in an already complex stsryas3William too wished to ensure that he received the full legacy from his 'aantcccssor', Edward the Confessor. His commissisncrs were striving to satisfy this legitimate interest in county after county. The prominence given in the inquest to the sheriff and his oath makes special sense when one remembers that his activities and those of his immediate predecessors would demand scrutiny as closc as their successors reccived in the later general eyre. T o with rayal lands put it delicately, Domesday confirms that their endown~er~t could precede the king" grant,54 Most scholarly discussion of 'invasions%as been directed at lands in nonrayal hands. The Church was probably the prime target, hence the source of nlost complaints,ss far reasons briefly rehearsed above in my discussion of the Domcsday Inquest's long-term lieigatianal context. Some complaints proceeded from. the normal dangers of a weft-endowed ecclesiastical life; others reflected the special conditions of the Conquest, The churches had a special interest in stressing tenurial continuity through their unique position as their own 'anteccssors'. They remained, at least until they fell to French prcslates, the largest group of native land-owners to retain the bulk oftheir own estates. This supplemer~tedthe usual ecclesiastical vulnerability, especially on the reversion of their many leases for lives, an experience shared by so rnany a f their twelfthcentury successors.56 9
fhrl figure I owe ro h t r r c k Warmald. CC)ther ~ndrrect(rf less certain) ~nciicat~ortr rnclude dupticate entrlcs and sratcrrlentr that a TKE ccnant Elad not heId of rhe b~~teccssor"j.;ucfias I, IWh, 1.e. Cumhi,, 39. 0). 5 2 Not: all were hosttlt.; see rt. 59. *j J. (L;rect~,'RoyaI I)cmccnc', 3-37-52 1s acllxn~rabicor1 ~ t clroseri s wbjcc~. 54 C61: J. Grccn, T h e Shcrrffs of WJlIllan~the C:onyucror" itatre v, 1982, 12i145. Do~~ri?sday Rortk, X6b-c (So~n~rsat, I . 1-10) 1s o13e bIock deservsr-rg a closer look 5r Glturchcs could hc defendants coo; cf. IJomesday Bnttk, n, 13a-b, Ila-b, 1Ab (Ii:iscx, 5. 7, 1") (6. 4, 8; X. 8). " 6 f . 14, K. I>dri~ngton,V C H , Wilts,, tr, 195.5, 79-80, 101 Tor some nice tUusrrattons; also Durnesdzjt Etclok, I, Ma, 73c (tlitlrs,, 3. 1, 67. 1 I ) , 776 (Dorscr, 3. 61, 236 fStra3t9x,I 1. 8). "Illis ntuatlon n ~ d y cxpIalrr casrs wlzcrc statcmetlrr that thc 'rXZE tenarlr callnot w~thdr~gw falfed to protect a church's r1ght.s; llc~rrrcsrl'lryBook, I, tthb, Alici (fP'iIt~.,5,h, 7 . 10) ma) bc* an cxanlptc. 5i
2nvasionshf lay property, rather less numerous in any case, require a different approach. Mostly, they merge into the wider subject of post-Conquest competition for property, as rival conquerors stmggled to establish and semre then~sdvcs,The trick in either case was to press the claims of one's 'antecessor" as far as they would go. Lay tenants mussed of resisting church. attempts to reclaim an expired lease were merely doing the same thing. It was all a single, highly conlpetitive game, el-rcompassing the engulfment of surviving Englishmen, the encroachntent on institutional and royal estates and the mutual competition of the ambitious. Aproper full-length study of 12omesday's 'invasions' would abundantly repay the considerable effort. Few areas of etevcnth and nlielfth-century social a r economic history would be untouched by its conclusions. As always, I am full of suggestions for other people\ work! Qbviously, the basis must be the compilation of the fullest possible tenurial history of every traceable Damesday estate subject to claim. This can be achieved for a surprisi~lgnumber,s7 and is essential if we arc to grasp the essence of the adjudicatory process followed in 3UX6 and be in a position to assess the justice and normality of the procedure followed.58 C->ncinescapable question, with wide political implications, is: how f i r the commissioners were expected to proceed by judgement. They cannot conceivably have pronounced judgement on all the knotty disputes within the known time available. Probably they were never expected to try. The volume of business they faced becomes more comprehensible when one realises that the goal was negotiated settlements lvhcrever The great nlcn on whose assent Williiam's power rested surely shared the eleventh-century preference for concord over judgement where possible, Jury verdicts arc not proved to have been conclusive simply because our evidence docs not show them to have been overturned Xate~,~'Few illegal invaders capitulated the moment their offence was painted out."' Very occasionally, awktrtard cases were actjourned before the king, Without muck fuller knowledge of the eventual destiny of the dispuced lands, one can do little more than guess at the overall pattern. A full study is badly needcdSs2 See above, r ~ s1334 tor onc. Freeman, .Vorntizt?Coriqut.sr, v, 7 7 5 4 ppralred the cornm1ss~oncrs"guod Br~ashjudinaltmpart~alicy, not-lng that they found on occaslntt agalnst the krng and 111s relatrves and evcn sometimes for E n ~ l ~ h m c iCT l . also Donit-diig Book. 1, 51% (Hants., 69. 33). ** Gafbrarclr, .klizkrrtq ttf'Dorrtr.~dayHook, 70-4 r~akcc;t h ~ sprjlnt ln h ~ discuss~on s of the rtairns, f, H, Ilound. "13 Early I\ekrence to Ilorncsday", Plomesday Srtrdtes n, cd. P. E, Dove, London 1891, 542-5 spotted onc good iflustrar~on,Another 1s probably hehlnd the fate of Ulf son of'f"apek land at SkllE~ngronanif ".av~ngton', t ~ n c s . ,w h ~ can h be worked our from Uctn~esdnyNook, I , 341b, 3t$?b-d, .37(I,d, 377c (Lrrzcs., 2, 37, 42; 30 passlm; CIC 10, SO); and 1). Whttelc?rck, Aqlo-Suxotl f-t'ills, <:smbndge 1930, 97-9.See further F. N, Stcnton, ??re Lincoltzsltrre Dumaday, ed. 6. VV. Foster anci 'r. Longlcy, Llncs. res. suc. xrx, 1924, xln. @' F. M. S t c n t o ~ ~ 17ie , LEI~COII~J~IYC Dc)mrstlay, xxxv-xxxt.1 and I'CII-I, I-iunts, r, 1926, 31543 ~ C C " ~to IS I-rave thought they arc.. " Robert Malet Donfrsiluy Boc~k,11, 2761, (Yorks., CA, 60)may be one who dxd. IZound, "AIIEarly Refercnre" ,5411-1. 54%50 doc~lmentsI%ter de Valogxles as one who d ~ dnot. 62 Among riuny other questions, I slngle our two at random, How drfferent was rhc pattern in the arcas of terrrtortaf grarlts from thaw where 'anteccssur"rants viere common? Uriderstandabty, clams are u s u a l l ~argued on an 2dnreccssor' bas15 only by churches. (35:Ilomesdny Buok, 1 , 25% (Salop., 4, 36.31, 36.3&,2fAh-c (Ctzr~h~ri*, U. 13, 3. 1, 2,5, 21). 61alnls based on pre-Conquest losses
57
5X
"'0
Rqqistev qf Title': The Domesday lttqtlest dnd Land A4~dicatiurz
239
In its absence, I must be cautious in suggestkg conclusions. The claims and thc ecclesiastical land pleas earlier in the course of William" reign played some role in the origins of the Domesday Inquest. Successive stages of the great survey were designed at least partly to edit out as much of the testimony to disputed title as they could. Exchequer Domesday may indeed have been intendcd as the "register of titIeYthat Maitland said it was not, or pcrhaps rather as a giant Pancarte or general myal confirmation ~harter,~VPerhaps William expected to receive the written results in time for them to play some part at the ceremonials of the Salisbury Oath." 1086 might then have constituted a base for future property transactions, coming perhaps to resemble that limit to legal memory which the Common Law later located in 1189. This would make the support of William's great men for his enormous cxlcerprisc a little easier to understand. T o the Gloucester Christmas Council of 1085, participating prelates inevitably brought a sense of frustration born from fruitless efforts to regain their churches' lost lands in the great but isolated land-suits of- the previous decades. Perhaps they could do better in a general tenurial inquiry with full royal support. Their interest in stressing the long-tern continuity of tenure they found in their archives collided head on with chat of laymen, also present in substantial and inf uentiaf numbers, anxious to stabilize their recerztly acquired riches. The compromise idea of specifying EdwarA the Confessox" death as a limitation date to still protest from both sides could welt have attracted an aging king, in whose mind thoughts of invasion and successian both figured. The Inquest promised an admirable show of royal authority round the realm, comparable in its very different way to that royal progress m d e round the duchy twenty years earlier to show off the spoils of Hastings. Geld reform may also have been in the air, especially if the suggested Xink betwen tenure and taxation really existed. Magnates might not have opposed an, opparturrity to realign tax assessmmt with the realities of thclir sub-enfeoff-merits. Royal advisers will certainly have welcomed with glee the chance to trace and recover royal rights and revenues their master aught to have been enjoying. High hopes only partially fulfilled, yet fctr aXI that a plausible SCenaTZQ. Underpinning it lies a Domesday mixture of fiscal and judicial elements characteristic of the nascent Exchequer and, through it, of much weikhcentury royal justice, The royal law court in a fixed place (Bench) remained for a century part of an Exchequer, which was the venue for a vast amount sfjudicial activity.65 Here at Winchester the final product undoubtedly rested for consultations, concerned in the generation imerdiately fctllovving 1086 almost invariably with thc adjudication of title.@Here the Anglo-Norman monarchy's also seerrr nlore conltnon in territorial grant areas, See, for Earl Harold, Donzrsdny Book, I , 181d, 182a-c, 2 8 3 d , 1R5c (Hcrcfi., 2. 12, 26, 31-3, 37, 30; 7 . 1, 5, 7: 14. 2). A second questio1-t nright be to cxplasn the rarrty of cla~ntsIrl bart~ughs. "'T h ~ swas Davld U ~ l t c s \ u ~ e s u o n dxscusslor~. " As suggested by Clarke, 'Domesday Satrfhtes', 56. 65 £3. KCITI~, 'Exchequer and Bench In the later Twelfth Century: Separate or Identical Tribunals?', EHR Ixxxvt~i,2973; M. T. Ctanchy, 'Magna Carta and thc Common Law', Stwdies rn I l f e d i ~ t ~ ~ I History prrvrr~red to IZ. H . C. L ~ I I I ~ I ed. S , )-I. M. R. E. Mayr-Harting and K. I, Noarc;, London and I-lo12cevertc 1985, 319-32 "'S. P. J . Eiarvey, 2I)amesday Book and Anglo-Norman governance", TRHS 5th s. xxv, 1W5, 175-93 argues by implicat~onfar an Exchequer-lzkc orxgln for flomesday. V. H. Gatbrairh and J.
most trusted servants sought aU their master" royal rights, fiscal, judicial and mixed. From here too some of those servarlts (%bailiisYn Nomandy, more familiarly 'itinerant justices' in Angevin Engtmd) were sent out to pursue those rights further in the shires and to perfom there on the king" bbehalf his royal duty of justice. They too administered Terra Regis, punished its invaders (puxprestures etc.) and did justice, to the king's 'magnum em~lurnenturn"~ Indeed, currently accepted views, that Henry 1's eyres were less than "general' (in the Common-law sense of the word) and the permutations of judi4al administration in the shires more complex than later,68strengthen the analogy betwcen our Domesday commissioners and the justices of the Normm reigns. The XDornesday Inquest and its cammissioners bear a strong resemblance ta a pre-Angevin cyrc and its justices. This 4s not so great a claim, Things legal occupied a nlore routine and prominent place within the daily life of Norman England than was the case in the thirteenth century, Custont extended far beyond the bounds aELaw, The various Domesday lists for shires and boroughs well iIlustrate, for exanlple, the assimilation under a single head of military organisation and social convention with legal detail about things like the king's special peace, All this was the business of every adult male. Of course, Norman knights and gentry were not all lawyers. Nor does this argtlrnent rninirnize in any way the violenccl and barely restrained fiawlessness of this wild, frontier age, But surely, in a world blessedly free of full-time lawyers, law in the broadest sense was almost as central a part of every man's education as fighting. Thc forensic capacity ta defend one's position in court was second only to battlefield skills, and both were first approached by watching your elders, then learned by doing. During Stephen" reign, KannuIf de Glanvill's father claimed to have actmded East Anglian shire courts regularly for fifty years and more, which takes us back to within fifteen years of Domesday. His father had taken him along to observe and learn, even before he was kasatus$andobliged to attend in his own right.'" This adrnittediy late anecdote raises the possibility of greater activity in the local public courts of the Norman period than is sometimes thought, The shire was after all thc stage on which the acquisitive Norman sheriff exercised his power. At least as many royal writs were addressed to him and %is' court as to ather royal vassals and oficials, among them, no doubt, the early notifications of %ntccessor>grats to William's f~llowcrs.~"here were in addition specially summoned meetings of one or more shires afforced with royal justices to hear exceptional cases like those at Pcnenden Heath or Kentford. All in all, most Talt, Flev~frtrLishrreDomasciiiy, c, Il(rU-l l W , P ~ p cRoll Soc., 11.5. xxv, I%[), xxv sq. and E, M. Hallam, I>omr.sday Book TIgro~c~qfi ,\'trzcr Crrrtctrte~,Lotsdon 19%, 3 8 4 survey thc cvxdenct for ehc early consultatrons of Exchequer I3omcs$ay, but tbcrc rcrllalns a need for a clomprehenslvc srudy. 6T I,qes L-Jttnrrci IJrimi, ed. L. J . I>owncr, Clxford 1972, 10. I provides the wcll-krtown check-list of rrghts, whost broad chdrdcter 1%d~stortcdby ltt, exclus~vettxt-kook assocgatlon vv~ti-ttllc later 'Ple~s o f t h e Crown" For thc profits ofju5ticc rn 1130, see 6. A. F. Mcekrngs, The 1/35 S'crvrry Eyrr, I , ed. I?. Czrook, Stiirre); Record Suc, xxxi, 197% 6-8 arid J. Crecn, ' 'iE"racclammct Magnificum btntlqu~ractsMonun~entum"trhc Earliest S u r v ~ v ~ nPipc g IZall', BIHR Iv, 2082, 6-9. 68 W. T. Reedy, "The Onglns of the C;ctieral Eyrc 181 the Kclgn of Hcmry X" Spt.culzrm x11, 1966; C. W. Hollister, T h c Rise of Adrn~lllstratlvcKingship: Herzry 1" Amt-iK Ixxxm, 1978, 867-91. 69 H. Cam, "11 East Anglian Shlrs-moi~tof ?jtephcr~'sReign', fiHR xxxlx, 1924, 5hK-71, See morc SyuaarJe Sdrcjlrzv, iv (1983), 23-33. generally my 'Henry II and Car-tcIon" 70 Gf. Flcmtrlg, above.
'LVoRegifrer ill; Title'; Tize Dome- day Xrtyltest and LuvtQA#udicarior?
141
shire courts must have seen quite etzough extraordinary business during the reign far a knowledge of their practice to become essential to the education of young Frenchmen. Thc massive concentration of judicial activity in the Domesday Inquest can only have reinforced the trend, There is, therefore, an importarlt element of cultural continuity in all this. The EtigMy campetitive garne that Glanvill's grandfarher bad t a m from his senior French contemporaries encompassed vioIent dispossession and lawsuits as alternative straregies, It closely resembled that played by their TRE: 'antecessors%efore 1066, except for the language used to describe it. Domesday Mnok records an impressive but ultimately vain eRorr to set this old garne on a new basis. No-one would claim that land acljudiclttion was the whole of the Domesday Inquest. It was nevertheless an important part, and arguably responsible fnr many of the most drarrracic Darxlesday c~nfrontations.~~
' 9 ~ r very n grateful to Bob Stacey f i r h ~ helpful s rcadlng of rhn paper In ax1 lntermedzate drafi. Gcorge Garnett" fine paper, C o r o ~ ~ a r r oand n Propaganda: sorne tmplicarrons o f the Norman Clain~ tcl rhe Throne of E~?igland in 1(Ki6",TKHS 5th s. xxxw (1986),91-1 16, only rcachcd mc when nltnc was already 112 the prcss, I'rrtor kr~owledgeof his argurnc~~c: tvould certasnly have caused me to cxprcss iny OWKI drEcrcntly.
E ABBEY OF GA BENEFACTORS IN
6. A, Loud IN April 1063 a woman from Salesno, left a widezw with three children under fourteen, sold some land to a certainJohn son of Mastalus of Atrani. The reason given for this sale was that 'these children proclaim themselves to be dying of hunger m d nudity because of the wicked race of the Normans who have plundered in the province'.' The infiltration and eventually conquest of southern ltaty by the Normans in the eleventh centuq gave many cause fbr lamentation. Churchmen in particular felt vulnerable. The chronicler of tht. monastery of St Vincent on Volturno, writing c. 1120, described the Normans "seizing everything Far themselves . , . act.ing without king and without Among the cfiurches which suf"fereh from the more rapacious among the invaders was the archbishopric of Salerno. Four years after the widow's sale to John of Atrani, Pope Alexander fI excommunicated three Normans, William son of Tancred (the later Count o f the Principate), C u i m d des Moulins and Turgisius of Rota, for their alienations of the see" property.* Most of the Cava documents of the Nornian period are still unpublished. Those which have been printed havc appeared in many digerent and often obscure publicarions. Thus, for ease of reference, where a printed document from the Gava archive is c5ted below, the archival number will also be given. All such numbers, whether of publish& or unpublished documents, refer to the archives of the Badia della Santiss~rna"fr~n~tP, Cava. These are divlded into two sections, each arranged irt chronological order. 'The Artnavii Magni, class~fiediaiphabericafity, contain the mast imponant charters of the moxiastery, from territorial princes, arisrocrats and bishops, Each Amarittm contains sonle 40-50 documents; thus for cxanlptc Arm, iWug. C has 112 charurs written b m e e n 10% and /@14. Other charters, from less inlgortax~tdonors, are contained in the Avca~,classified by Roman ~lurnerals,each of which contains 120 documents. Again, to give an example, Avca xv runs from August to June 1094. Far fuller detalls, P. Guillaume, Essai Historiqr\re fur I'Arlbltaye de G v a , Cava del Tirrcn~1877, pp, civ-cv appendix NN. The doculnents up to 1064, from both sections, were all published by M. Mormtdi ei. at,, Codex Diplomati~t~s Gvensiz (8 vols), Milan/Naples 1873-93- herrceforth C:E>C, AIit the dummcnts from ZO%5 to 1072 have recently been published by S. Leone and C. Vitolo, Codex Diplomatieus Cavensis EX, Badiia di Cava 1984, Writirlg this paper woufd have been ~mpossiblewirhout the helpful and very kind assistance of darr Sinleone Leone 0. S. B., the present archivist of the abbey of the Holy Trinity, which is here gratefully acknowledged. X havc also used transcripa of unpublished Cava domments among the papers of E, M. Janzisotl in the Warburg Institurc, London, and am grateful to the Libranan for allowing me access to these. ' <:ID<': VIII, 217-223 no. 2349 (Arca x.lOl), "ropter neflandarn genrcm nomannorum, q u ~incra provinc~amdcpredaverunt'. Chmnieon Vt4ltemertse, ed. V. Fedcntrz (3 vols), Fonti per la starta dqtalia, Rome 192438, 1, 231. (Fanti etc, henceforth FSI). lfalia Pijnt$cicru VIIX Regnum Nomannorurn-G~npania,ed. P. F, Kehr, Berlin 1935, 351-2 nos 23-5 (henceforth 11"). The fuft texts of these docluments arc given by J. P. Migne, fitrttlogia h t i n a (221 vols), Paris 1 W 6 4 , GXLVX, 2 335-9 nos 54-5.
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The Abbey SlslC=lzva,its Property and Ben$actovs in the AvonuanErn
245
There were however many south Italian churchmen who were less than enamoured with their misting rulers, and who saw in the eventual victory ofthe Normans opportunity Tor profit rather than loss, An instructive story conles from the same Principality of Saferno. The villain of this particular piecc was no hungry interloper but the last of the t o d a r d princes, Giswlf I1 (1052-73. He was at war with the men of Arnaklfi, and was accustomed to have fearful tortures inflicted on any of them unlucky enough to be captured. Abbot Leo of the monastery of Holy Trinity, Cava, ofien intervened to protect and succour these unfortunatii.~,One day he was sitting at table with the brothers of his a b b q when a messenger appeared, announcing to hinr that three Anrallitans were a b u t to bc blinded on the prince's order, and begging his help to avea this. Then, we arc told, 'the venerable father, rising from his table like another Tobias leaving his dinner, hurried with hasty step to Salerno" ((Salernois fome I t kilometres from the monastery.) He stopped the cxemtioncrs bebrc they could perform their dreadful task. He then went straight to the prince and reproached him for his cruelty towards fellow-Christiaas, concXuding with the prophetic announcement that, 'because of your cruelty you will afrer a little while longer not be lord of this land'. O n hearing this, we are told, the prince became afraid, but still woufd. not abate his cruelty; and inevitably what the abbot had foretold came to pass. 'Nor long afterwards the city of SaXemo was besieged and captured by Dukc Robert (Guiscard) and the prince lost that mlc which he was unwilling to cxcrcise piously.' This improving tale, written of course with the benefic of hindsight, conies f r o m i the 'Lives of the Four First Abbots of Cava' by Hugh, Abbot of Venosa, himself an ex-monk of Holy Trinity, completed c. 1141.' The verdict on Gisulf I1 is one amply supported by the earlier history of Amatus aE Montecassino, written more or Less contemparaneously with the fall of the Lombard principality. To Amatus, Gisulf was a proud, cruel and sacrilegious man, who surpassed the cruelty of such notorious tyrants as Nero and Maximian.' But: whatever the twth about Prince CisuiS; arld it is worth nothy, that he was also the ally and protege of Gregory VXI and a by no means ungenerous donor to the Church, his critics were very definitely pnvtis yrk, Both Montecassino and Holy Trinity, Gava, collaborated in and profited from the Norman Conquest. The spectacular developmerlt oEGava. and its congregation in tbc late eleventh and early twelfth centuPies owed much to the Normans, Indeed, the rise of Gava was in many respects more dramatic than that of Montecassino at the same period. Unlike Montecassino, with its three pontif-Ps in sixty years, Cava provided no popes or cardinals, and only a very few bishops to set against the Cassinese nexus in the episcopate around the end of the eleventh century. But tbc starting point was w r y different. Mantecassino was the oldest and most famous monastery in Latin Christendom. It already had extensive lands in the Principality of Capua at the time o f the Norman arrival, and scattered property over northern Apulia. Cava rose to rival both it and the
' Wtae Qgratunv Pviomm Abbarrrm C;lvtlrzsiurn, cd. L. i ~ a c t e l ~ e r a s o Rtmm h, Italicarum Scriprares, 2nd ed., Bologna 1941, I3 (henceforth VQPA). Slioria riePi2ronrtannidi Amarn di Il+orrtecasrirru,cd. V. cIc Uartholomc~s,FSI, Rome 1935, lib, viit c, 2, pp. 33940. Cf. also fzb, I V cc. 37-43, yp. 208-16, and lib. v i i ~cc, 3-7, pp, 341-9.
other old-established monasteries of s o u t h m Italy such as Volturno and St Sophia, Uenevento, from almost nothing. The ahbey of the Holy Trinity was hundcd by a Salemitan courtier called Alferius who retired to become a hermit in the early ycars of the eleventh century, probably c. 1W0. The site he chose was the narrow valley ofche River Selano in the mountains to the west of his native city, in a locality known to his contempora~esas Metiliano, By 1025, when Prince Guaimar XV conceded a charter of immunity, a sn~allmonastic community had m e into existen~e there.7 From the cleft or cave in the rack which Alferius had chosen as his site it Iater became known as the monastery of Cava. t i p to his death in 1 E 0 the monastery remained smdl and obscure, Indeed his biographer recounted that he ordered his chosen successor Leo not to allow the community to grow any larger than twelve monks, for that was all its property could sustain; although just before his death he was allegt-d to have had a vision of the innumerable multitudes who would one day people the abbey.8 By 1050 the Holy Trinity had but two dependent churches, S. Archangelo at Tusnano given by Guaimar V in 1035, and St Nicholas de hnercatrllo given by three cunlites paliltii in 1049," The first twenty ycars of Abbot Leo's rule saw no very significant change. The abbey was given a derelict Greek monastery in Calabn'a, St Andrew, Calvera, in 1053 by a family of local officials - a monastery which lay devastated, the charter says, 'in these days of the Franks' - perhaps therefore as a result of Norman depredations?" But othenvise any gains of property were purely small-scale and local, in the vicinity of SaIerno itself, and while Gisulf T I twice issued confirmations of suck donations, be made n o new grants himself. " The first of these confirmations referred to Abbot Leo as the prince's 'spiritual .father', and Hugh of Venosa9sLife would seem to support this indication of his special status at the p ~ n c e l ycourt. But the monasteq itself was neither large nor wealthy, though the abbot was able to purchase a site at Vietri and build a church. there, dedicated to his namesake Pope Leo the Great, in the early 1 The change was to come very abruptly in the early 1070s with the extension of Cavak interests away from the immediate vicinity of Salemo and into the Cilento region, the rnnuntainous coastal area south of the plain of Paestum. It was intimately connected with th,e third abbot of Cava, the nephew of St Alferius, Peter, the man whom the later Cava Annals described as the corzstndetov atqtre institutor of the monastery of the Holy Trinity. CDC V, 93-5, no. 764 ( A m , Mag. A.19). CF. VQPA, 5-6, 5. h o n e , 'La data di fondazione JelIa badh di Cava', Benedictine xxii, 1'375, 3 3 M . VQPA, 8. GDG VI, 37-8 no. 895 (Arm, ,Mag. A.21f, CLIC VII, 1142-11 no, 11245 (Am. ,Wag. A.31). The latter gives the first usage that I can find of the name Cava'. For the early history of thc monastev, see 1'. FI, Mosher, T h e Abbey of Cava in the Eleventh and Twelfth Centuries: Cava, the N o m a n s and the Greeks in Southern Italy "(Ph. D. University of California, BcrkeIcy, 1%9), 1-15, Mosher's work is full o f useful msights, but marred by numerous errors crf detail. Thc account o f Cava" early history by Cuillaurne, Essei Historiguc~,unfortunately takes as genuine the so-called Chronicon Cavensr, actually wntten by the eighteenth-century forger F.. M. Yratilh. '@CE3C VII, 193-5 no. 1175 (Arm x.52). " 26DC VlIt, 77-82 no. 1275 (110SX), 95-7 110. 121311 (1059) (Ann, *iLPa*g. A.3&9). a 2GnC VIII, 316-8 no. 1385 fZfX4) (Arm mi, 17). " A~nnalesCavet~saad. an. t 122, MGH SS IfI, 191. For his relationship to Alferius, ihid. ad. an. 1079 and VQPA, 16.
The A b h q
+C:1211il,
its Property and Hettfljctnvs in tile ~VomtatrEra
147
Thc exact chronology of Peter's early career has been considerably debated, but such disputes are hardly of great moment here. The 'Lives of the Four First Abhots", shorn of haglographical didacticism, tells the story as fullows. He entered the monastery of C a w as an adolescent, and then, inspired by the fame of Cluny, transferred there and remained at the Burgundian house for eight years. Abbot Hugh of Cluny then allowed him to rctum to Cava, and shortly afterwards Prince Gisulf had him chosen as bishop s f Policastro. His tenure as bishop was brief, however, for disliking the cares of the world he retumed to the monastery The11 Abbot Leo, finding the carcs of office becoming more oppressive with advancing age, chose him as his successor and retired to his new church at Vietri. The new broom tried to introduce the full Cluniac a s t o m s to the abbey, and stirred up such dissent among the monks and annoyance in the mind of the old abbot that Peter in his turn retired, to a monastery in Cilento, S. Archangelo, with a group of brothers who were willing to observe the Cluniac norms, Not very long afierwards peace was restored, and Leo recalled him again to Cava as his co-adjutorei4 The only part of this story which can be corroborated extcmally is Peter's tenure as abbot of S. Archangelo, and the charter evidence suggests that this was by no means as brief as Hugh of Venosa impfics, for Peter is recorded %s abbot from August 1067 to June 1072,'"ut the real importance of this episode is not what it tells us of Peter's career, or even of life at Cava in the mid-eleventh century - our corlceptivn of which is anyway refracted arrd altered by che seventy year gap between the events themselves and Hugh of Venosa's account of them. The real significance lies in Peter's takeover of S. Atchangelo di Pcrdifumo and the extension of the zbbey" activity into Cilcnto. It was foliowed very soon afterwads by a string ofdonations: of part of the monastery of St John of Tresino by a family from Atrani in January 1071, and then from Cisulf II - in May 1071 of lands at Giulia on the western coast to S. Archangelo, and in May 1072 of two churches, 5. Maria di GiuIia and St Nicholas de Serramezzana, each with ats extcnsivc landed endownlent, to Cava itself.i6 Cilento was to bcconze one of the main foci of activity for the monastery of Cava. For the first time the abbey had a substantial endowment, still within the Principality of Salcrno but well1 away fronl the immediate v i ~ n i t yof SaIemo itself or the mother house. Furthermore, for all its rugged and mauntainous terrain, the Cilenta w a s an area of expanding economic activity, fuelled by the attraction of peasant colonists from other areas, and of which the local monasteries, nearly aXf of which were to end up as Cava dependencies, played a cfucial role; and were already so doing by the time of the major Cava takeover in the 107(fs. In particdar Peter" own monastery of S. Archangelo and its "
VQPA, 1618.
" Therc are erght charters surv~vingfrom S. Archangclo at this pmod, the earitest being C13C H, 96-8 no. 28 (Arm xii, 35), thc last GLX: XX, 3754 no. 128 (Ana xlr, 94). The monastery was an already exlstlrlg OIW, first recorded xn I(KI8. Another docummr, CflC IX, 381-4 no. 131 (Arca xli, 96)dated July 1072, has In the past been cited to show Peter's return as coadjutor. It is however a twelfth-century forgery. Mosher, 19 suggests, on the basis of a12 unpublished Vatican document, that Peter may have retained his brshopric in pturalrty with fils abbatial duties. 1 have as yet been unablr eu check thts. l 5 CIlC IX, 311-14 no. I(N), 328-31 no, 106, 369-74 nos 126-7 (Arca xn, 90,i4m. mag. 8.5, l3-9, B. 10).
dependency of S. Aflgelo on Monte Corice, given to it by Guaimar V in 1043, were active and improving larsdlords, i~lportingsettlers and opening up new lands for cultivation, l 7 It is noteworthy that Cava" original gains in Cilento were made beforc the Norman capture of the principality, and beforc the abbey had acquircd Norman patrons. Indeed its chief benefactor was the much maligned Gisulf 11. 7"he tme rise of the abbey began tbtrefsre in the last days of the Lombard principality, A legal case: of 1083showed that Cava by then had eight dependent n~onasteriesor churches in the area, and between them they had 222 dependent colonists, who had already been under the abbey's jurisdiction when Guiscard had moved to besiege Sderno in 1076, and a further eleven acquired since that date," ((See Map 11). But the abbey's ecclesiastical and temporal seigneury in the Cilento was by no means fully consolidated, and further property and churches were donated piecemeal thereafter. Part, f'oP example, of the church of S. Angela, Tresino, was given by Roger son of Turgisius, the Norman lord a f S ~ M Severino in 2W4, and a further part by Richard the Scncschal, Count of Mottola (whose chief interests lay in the Taranto area) in 1098," The church of St George 'on the two rivers' in the south of the promontory was seemingly given by Cuaimar, lord of Giffoni, in January 1096, but it appears that in fact what he ceded was only his claim over it, or over somc portion of the church, A quarter of this sarne church was given to Cava by Duke William of Apulia in August t I 16, who recorded that the half already heEd by the abbey had once belonged to a certain Landulf son of Count Leo. The last quarter was sold to Cava in November of that sarne year by Roger of San Se~erino,~' The Cilento was the first area outside thc immediate vicinity of Salerno in which Cava developed substantial interests. It was very rapidly to be followed by others. fn this process the capture of Salerno by Rohen Cuiscard and the absorption of the principality into the wider orbit of his I h c h y of Apulia, stretching right across the southern half of tllc Italian peninsula, was to play a crucial rok. From soon after his capture of the city the new ruler began to look with favour on the monastery of the Holy Trinity, Elis first donation, in July 1C179, was sf the church of St Matthew at Roccapiemantc, in the hills a few kilometres to the north of the monastery itself. fie followed just over a year latcr by extending the abbey's immunity to cover all its cclls, arld particularly three named monasteries in Cilento, S, Archangelo, St Magnus and S. Maria Ciuilia. Then, in May 20811 and perhaps most significant in its long-term implications, he gave Cava the monastery of St Benedict at Taranto in southern Apulia, In terms of ducal policy, one must note that Cava was not the only recipient of
" For the donation of S. Angela, GDC VI, 249-50 no.
I03tSC)(Am. Mag. A . 2 ) . Mart generally, dai fongabardi ai normainn1 (secoli x e xi), Struttura ammtniscrativa c agricola" in his Salemo medioevale ed aEtri saggi, Naples 1471,39W87; reprrnted from Rnssegna starica
N.Acocefla, 'III Cilento
sulemitana xxiii, 2962, 45-132, " Rectleil des Actes des Ducs hi'ornrands de ITtalie (1046-1127) X Les Premiers Dtrcs (1046- 168"7),ed. L, R. Mknager, Bari 1981, 136-41 no. 43 (Arm. Mag. 13.33). " A m . Mag. X>,1, D.19. Arm, Mag, D.9; L. van Heinemann, i%rnanniscbte Herzogs- und K6nifirrvkunlier arrs hteuitafim utd Sirilien, Tubingen 2899, 25-7 no. 14 (Am. Mag. E.50))),A m . Mag. F.1, partly cdiecd by P. Ebner, Ghieso, haroni e populo rael Gilento (2 vets), Rome t 982, I, 413. 21 Mknager, Rectreil X, 95-7 no. 27, 105-8 no, 33, 122-4 no. 39 (Am, Mqg, B.11, L2.23, B.lk).
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.Map I1 Mrtl srrhjvrr to rhr ahbey ofCasa in Cilento,
11)83
1 50
A~glo-~%t?vm~atz Studies I X
his ecclesiastical generosity, and indeed it was at precisely the same period that he began to make largr-scale donations also to Montecassino. A year before his donation of St Bmedict, Taranto, to Cava he had given the other important monastery of that city, St Peter Imperialis, to Abbot Desiderius of Montecassk~o, 22 But to Cava Apulia had hitherto been terra incognita, and it was to be N a m a n patronage - both from the ducal house itself and from ducal vassals - which was to open it up to the m o d s of the Holy Trinity, At the very same time as Guiscard" ddonation of the monastery at Taranto, his nephew Richard the Saneschd, son of the duke" long-dead elder brother Drugo, gave Cava three monasteries in the territory of the nearby city of Mottola.23imilar donations were to follow from orher Ayulian nobles; Eor example h r n the Counts of Monte Santxngelo, the first of which was in March 1083, and from the lords of Santxgata, beginning in October 1086." Bath. the monasteees conceded in these two donations, St James of Lucera and St Peter de Olivola respectively, were to become important centres of Cavense inR~lencrin their own localities, and were to profit the mother house by acting as local foci for pious generosity. Mere recapitulation of long lists of donors and gifts would very rapidly become tedious, and would serve little profit in the analysis of the Cava expansion. But it is necessary to stress that in all the cases cited above these were not isolated examples, bat the first of a series by the same donor or his relations, often over a considerable period. There were for example to be eight further donations by Rainald the Breton, lord of Sant'Agata, his son Hocl and his grandson Richard over the years 1095 to 1127, either directly to Cava itself a r (more frequently) to its dependency of St Peter de Olivola which had been the object of Rainald's first donation. All of these comprised property in the in~nzediatev i c i n i t y of S a t l t x g a t a . itself, but sften quite large in extent. These donations included one by Hoe1 on his deathbed in 1121. 25 Again, Cava was not the only recipient of this Family's religious instincts - in 1092 Rainald gave the church of St Maria de Olivola to the monastery of St Lawrence, Aversa, in the Principality a f Capua, and in 1122 his grandson gave two churches to St Sophia, IBenevepl~o.~~ But his family 3 patronage went prirnanfy to Cava. During; the time of Abbot Peter (1117M5 23) the Cava congregation spread not only into Apulia but also into Lucania and Cajabria. The first step here - if one excepts the derelict Greek monastery givcn to Cava back in 1653- was the donation of three churches in the Mercrxrion region by Hugh of Avcna and his wife in November 5086, This was very rapidly followed by the donations of the Menager, Recveil I, tfft-4 no, 31 (June 10%~). Guillaume, Ezsai Hisfovigue, xi-xii appendix ITZ(v) (Arm. ,%fag. 13. t 5). 24 A. Peauca, 'Mote di dlplomat~canurmanna 11 Enrrco conte dl Msn~csanrrmgcloed I suoi documentl" B~trlfetfrrro iiPil%stiruto storico italinno per il medio eve Ixxii, 19C40, 170=-3no. 1 (Am, '!fag. B.37).M. Martini, Feudalit2 e monachismo iavense in 13uIIqEiaI Terra cii W i t a n a t a (Sant"Agarndi Puglia), Martina Franca 1915 (only vol. published), 39-41 no. f ( A m , *'bTnnq.C.7). Martini, fiudaliti e munachrsmo cavense, 43-5 rlo. 4 (Scptcmbcr IOC95f, 45 no. 5 (July llW7)), 4-54? nu. 6 (12cccmber 1lOl), 46-7 no, 8 Cfunc 11 lil), 47-8 no. 9 (July 1121), 4%-50no. 10 (August 2 121)H i ~ e 1will ' ~ (Arm, AMag.li.6, D.17, 13-39,E.36, F.19, F.201), aid Ann. itlag. F.35 (February 1125)and F.43 (X3ecernber X 2221, the latter the durlatiorl of an exrcnsivc block of land near St Peter's church and the road to Bcr~swento,dune in thc presence of Bxshop Robert of Lucera, fur wh~chsee below note 68, Zn Godlce diplomaticu nvrrnnrtna rii Az~e-vsn, c3. A. Gallo, Naples 1927, I ~ f - l l no. 6; Uibl~otcca Apc3stoIlca V~acana,Pcrgamene Aldcsbrandtnl, cartola I, no. 41. 22
23
The Abbey
(f
Ckvn, i r ~Property
and Ret?"iffncforsitl the aYt?rf?~an Em
151
Greek monastery of St Adrian of Rossarm in Cafabria by Duke lioger of Apufia in August 1088 and of'the important Creek Llouse of S. Maria Kyrozosimi (in the Val di Sinni) by Hugh of Chiaronionte in Novenlber of the same yearsz7 Cava was also given, much nearer the main area sf its interests, the nlonastery of S, Maria at Pertosa in the VaXZo di I'liano half way between Saferno and Potenza at some date before September 1C189, probably by Robert lord of Caggiano, who was the chief patron of this house in later years." Thc monastery at Rossano was only briefly in the abbey's hands, far it was returned to the duke in an exchange of properties in 1106.29Hut the other three dependencies all served as the ccntres of Cava expatlsictn in their r e s p ~ t i v e areas, and in aII three localities, thc Mcrcurion, Latinianon and the Vallo di Iliano, the Gava congregation absorbed a number of Greek churches and n-ronasteries cvlthin its ranks. Some still flourished in the Greek rite when donated ar~dcontinued to do so under Cava" jurisdiction. Others had already been abandoned and were then re-occupied, usually by Latin clergy. This was nut, though, invariably the case, nor should we see the spread of the Cava congregation into tucarria and Calabria as part of a deliberate process of Latinisation, or synlptomatic of the hostility of the new Norman lords to their Greek subects and their Church. The Chiaromonte family who had given Kyrozosimi to Cava in 1088 were also the chief lay patrms of SS. Elias and Anastasius, Carbane, the most important centre of Creek monasticism in Lucania, and which had by the nlid-twelfth century become the seat of the archimandrite controlling all the hitherto independent Greek monasteries of the areae3' Similarly Richard the Seneschal, whose donations in the Taranto area made him one a f Cava? mast importatlt benel'actors, was alsa a patron of Carbor~e.'~ His wife Afberada, the domina in her own right of Colubrara and Policoro, who gave Cava the church of St Nicholas dc Peratico in July 1122, was another benefactor of Carbone. Indeed, the series of transactions connected with this church in the Val di Sinni is of particular interest. Alberada had originally, in 11 17*granted the church of St Nicholas to a f o r ~ ~notary ~ e r of hers, John of Colubrara, who was alsa, or had since become, a priest. He was presumably, although one callnot: be certairz, a Latin. Five years latcr she granted it ta Cava and its dependency of Kyrozosimi, with John the notary. (the same man?) and his two sons, provided that the latter be free of all servile condition. (Quite what degree of dependence this irnpjies is a good question,) By this stage Kyrozosirni, while it may not have been wholily Latinised, had a Latin prior,
27 L. Mattel-Cerasotx, 'La Uadta di Cava e I nlonastcri grecl dclla Galaloria superlore', Ardiivicr sfortcsl p e d u Glabvia e la Luca~iav ~ i i ,193W, 176-7, 182-2,1275-6 ( A m . ,Wa,q. C.9, (3.15, Arm xiv, "$41). C3n Cava and Greck monastrasm generally, Moshcr 'The Abhcy of Cava" 234%. 2 V T h first t charter from this monastery which refers to its dependcncc on Cava corrqcs only in 1121, F. Trrnchcra, Syllnhtts Cvrzecarum ,%&mtirclrrantm, Naples 1865, 118-9 no. %I, but ~twas listed anlorlg the abbey's possessions 3x1 Urban 11's bull "Gum universls sanctc ecclesict fill~s'o f September llM9, for which see below nore 40. 29 Cu~llaume,l3sni Hirrouiqu~,XVIII-x~x appendix E(vlrf (Am, i l f a a ~ E.4). . 70 For the Chiaroni~nfe,6. Robinson, 'The History and Cartufary of the Grcek Notlastery of St Ellas and St Anastaslus of Garbone', ,nenfi%licl Chvisarnrta xv, 192% 176-8 r ~ o .9 (lW4), 2HM nos 14-15 (1093, 1 100). 262-72 nos 29-30 (I 125, 11 1311, and Clrietttalrn CZltrtrtiat?a xix(l), 1930, 16-19 no. 34 (I 135). The first mentlon of the arch~mdndntecomes In ihid. 56-9 rto. 42 (1 134). " F. Ughcll~,Ital'ta Sacra (2nd ed, b y N. C:olletti, 10 vafs), Venlce 1717-23, VII, 74-45.
Falco, probably the man who later bccanlc Abbot of Cava itself in 1141. But by 1131 St Nichotas dc Peratico was ruled by a Grcek "ympmog Nicodcmos, and secrns to have remained in the Creek rite thereafter until at least the end of the twelfth century.32 One of the kotives for the donation to Cava of churches in northern Calabria and Lucania was undoubtedly to provide a nlinistry far those deserted, and to provide direction and support Eor monastic cornunities wlich might: otherwise wither - particularly given the endemic instability of Creek monasticism. Such considerations may well also have had their effect in areas of exclusively Latin settlement. Monks and dependent clergy from Cava or one of the other weill-established monasteries closciy linked to the reform movement could reinforce a badly-educated and not necessarily very numerous scalar clergy, and revitalise quiescent locat monasteries." Thus, in 1t185, Desicilerius, Bisl~opof Lacrdntlia, gave Cava the monastery of S. Maria in Giuncarico, near Rocchetta S. Antonio in central Apulia, ad perfectiorzis cultunz, since it was not only poor but khabited by men living in an unsuitable manner." An April 1107 Count William fl of the 13rincipate gave Cava the church of S. Angtlo of Candela, not far from Racchetta, 'with the consent and encouragement' of . ~November ~ 1155 Bishop Ursus of Gravina, in Bishop Risandus of A s c ~ l iIn the barren Murgc tableland of southern Apulia, recorded that the cessinn o f a church in the suburb o f his episcopal city, which had been requested by A b b t Marinas of Cava, seemed useful and opportune to him and his canons.36And in May 1158 Bishop John of Caserta, in the Principality of Capua, gave Cava t7vvo churches in his diocese which were in danger of falling down through the neglect of the local ittb-tabitant~.~~ That the monks of the Holy Tpinity took their parochid respurlsibilities seriously is suggested by a papal bull of I181 which recorded that they proposed by build another church in the vill of St James of Lucera, since the existing church was irtsuf-ficient far the 'mmumde of people" now living there3& The growth of thc Cava congregation can best be seen from the periodic papal confirmations of the abbey's possessions, That of Paschal EI of August 2 100 may be taken as marking the first stage of its dtvdopment. The bull names some 19 churches in the northern part of the Principality of Salema or the Kob~nson,'Carbone' (2029) 220-2 no. 18 (lZ12), Mattei-Cerasol "Badia dt Cava t. 1 rnon~steri rros 2-3 ( A r n ~,211aaq. F.4, F,22), Tnnchera, Syllnhus pp. 1445 no. t 10, 311-12 no, 228 (1 195), Mattet-Cerasoh, art. tit. part XI, i f r r h i t ~ i ostvvico per la Calafiuia e la L~caniaix, 1939, 295-4) no. 14 (1 192). This first charter was a donation ti-om K ~ n Tancred" g famous admiral, Margaritus of Brirtdisi, himself a Grcek. 33 G. Vitoln, Irisediilnreriti ravensi in P~.{gIta,Galatina 1984, 17-18. Cf. 0x3 this subject I-. MattciCerasoll, 'll nnlinictero parrochiale nei trlonasten cavensi', Bened-dictina iii, 1948, 27-34. 34 Cava. Ann. ,%fag, 8.35. An earlrer donatlnn of r h ~ schurch, by Robert de Torpo, lord of L,accdonia, of '1 1082" Arnz. .VIng. B.25, ed. X-"* Carabrsllese, L ''4pufia cd iE s ~ ~omtkne ~ l ttellhlto nsdioevo, Bari 1905, 297-8, is a forgery. See Vitalo, Inseliiarnenri cavtlr%si,19, 61. 35 .4nn, i%i~g. E,.5 'per consensurn et ortaaonern'. " F. Carabcllese, I1 C:amtdtr.t* pqlirse duranfe la monarcjzia ~romurtrzo-svcva,161-3 rro. 3 (Arm, i22qg. W.3). 'Veru~nqula cius petirio utilis tt:oppartuna n a b ~ snostnsque cananias visa est'. 37 C;. JC SIVO, Sforfa di C;alazra C:u~"npanar di PWadd~lani, Naples 1860-5. 33841 no. 2 (Amz. . Z l q . I1.31). '~3 P. F. Kchr, Tapsturkundcrrr In Salcrno, La Cava und Neapel" ,%chrzchfer~ vnrt der C"esellscbr
~K"CI* 2%-9
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TIisze Abbey qf- Cava, its Property and Bencf;;lrtut.sin the lh70man Em
155
border lordship of Nocera within easy reach of Cava itself, one in the Principality of Capua, seven monasteries an3 six churches in Cilento, four in norttlem ApuIia, two in southern Apulia, two in the Vallo di Diana and eigbt in Lucania and Calabria." This list is certainly not complete, Kyrozosirni, though given to Cava in 1088, is omitted. Various dependencies of these cburches are not named either, I'ar example the church of St Pascasius on Monte Cargano, which was given by Count Henry of Monte Sant9Angeloto the church of St Egidius de Pantano just afrer that church was itsdf given to Cava in August 1086. St Pascrrtsius had in fact been mentioned in an earlier Cava bull of lM9, but was omitted from that of 1100."' Apparent inconsistencies in this list of dependencies may also reflect a certain instability in Cava" possession of ecclesiastical property, at least in those areas far distmt from the monastery itself, Duke Roger Borsa had, for example, given Cava the monastery of Holy Trinity at Bari in August 1086,"TTEziswas duly listed in the 2089 bull, but not in that of Z 100, It seems that between these two dates the Holy Tri~iitymonastery was converted to a nunnery, and a new dcdiction nladc, to St Scholastics. This house was independent o f the Cava c ~ n g r e g a t i o n . ~ ~ The I 100 bull does mark a stagitlg point in Cava's expansion - 'tho end of the beginning-perhaps - in Apulia at least. In the next deeadc only two more churches in Apula were given to the monastery, and no more for certain until the 1130s,4% phenomenon which may well be associated with the decline in ducal authority and failure of law and order in that region in the early melfrh century. The bull Commissae Nobis9 of Alexander fII conceded in January 1169 shows the tremendous expansion of the Cava congregation in the early seventy years since Paschal" confirmation. It lists 21 dependent monasteries and 98 churches by name throughout southern Italy, They were spread through every part of the regno with the exception of Marsia - although there were only two in the Principality of Caipua, both in the south-east corner relatively close to Cava itself. There were four monasteries and fifty churches in the Principality of Salerno excluding the Cifento, three monasteries and nine churches in Cllcnto (it seems that several of the Cava churches there had ceased to be served by monastic communities in the previous half century); six monasteries and sixteen churches in Apuliz, two monasteries and ten chtirchcs in the Vallo di Diano, and J. von PRugk-Harttung, Aera I>ut?tl(icrrm Komanorttm Inedtta (3 vols), Leipslg I88(M, 11, 169-71 no. 306 (Arm. 'Ma1q. 1).26), IP VIIX, 324 no. 19. Pctrucci, 'Mote dl diglornatica; normanna 11773-5 no. 2 (Ann. *Wag. C.4). Vitolo, fnsedlammti cavenst, 59. The 1089 bull is edttcd by CuglIaume, Essnr Historrgtre, xx-xxli appendix F ( A m . ,&fqq, C.21). ""inager, Rritdrii 1, 181-3 no. 52 (Arnr. ' 2 . 1 ~ a), ~~. 42 In~diamenfi he~edeltiltiit? Puglia, ed. M. S. Calo Marrani (2 vols), Calatina 1982, I f , 163-9, Vitofo, Insediamenri cavensi, 97-8. 43 S. Angclo, C:andela, was donated by Count Wrlllan~of the Prrnc~patein 1107, Am, ,%fag,E.5, and S. Marla de Lcnr~e, Palagiano, by Bishop Vatcausus of lMoctola in July It 10 (who also confirmed three churches already held by Cava), Am. 'Wq.E.15. The church oESc Mary Magdelen o f Bari was given to Cava at some time before April 1134 when ics prior received another donat~on on behalf of the mother house, Codrce diplor~nticobaresf Vfl Le Carte di ,Wolfina (IQ76-fJ@),ed. F. Carabellese, Bari 1912, 18-19 no. 10 ( A m , iWag. C .11). The next datable dnnatton of a church 1r1 Apulia was that of St Martin at Molfetta rn Qctobcr 1135 by Count Robert of Conversano, C. A. Garufi, 3 Diplomi purpurel della cancellerla normanna ed Elvira, prima mogtie di re R u g g ~ r o f 1l17?-1135)', Atti della reale accadrnia di scirnzrr, letferi E.d avri, Inalemto, Str. 3a. VII, 1904, 26-7 (Arm. I.Mady.C .19). Cf, V~tolo,Insdinmenti cczve~si,42, 92, t l(l-1 1, 149.
30
The Abhejr qf C ~ v a its , P Y U Pa ~P d Nen
1.57
1t27.5' Frorlx the dukes C:wa gained not n~erelych~~rchcs and land but such various benefits as the part at Vietri, a tithe of market dues at Salerno, and confirnzation that the childrai of unions between its maIc serfs and free women would also be its X3ucaX aid was not atways disinterested, and sornctinles the abbey had to pay for its gains with money as wclI as prayers (a topic to which we shall returrl latcr), but thc eonx~ectionwith the ducal fanlily was undoubtedly both prestigious and profitable. Sirllilarly the Counts of the Principate, descended from Guiscard's brother William (the plunderer of Salerno cathedral" lands back ir1 I(%?) (See Table I) were atso getleraus benefactors, The abbey gained the church of S, Angela, Candela, in April 1107: an extensive holding of land in thc fcrtilc plain between the rivers T~rscilrnaand Selc south of Salcrno, partly in the will of Count William II in December 1128 and part given by Courst Nicholas thrcc years later, at tkc same timc as he gave pasture rights to Cava's Greek dependency of S. Maria, t'rrtosa; a mill at Olida in Octobcr I 129 and lard at Satriano in March 1 135, In May 1144 Countess Adelaide agreed to the Jor.tation by various merl of Tramutoh of the church of St: li3ctc7r The patronage of Count Nicholas of the Principate may have been particularly valued by the monastery since it came in the period after the death of Duke William had removed their chief local patron, and his successor was largely based in distant Sicily. But as benefactors of Cava the Counts of the Principate were, if nct eclipsed, certainly pushed into a subordinate place by the hmily o f c o u n t William's partner in crime in 1947, Turgisitls o f Rota. His sons, and particularly his eldest son Roger, lord of San Sevcrino &om 1081 until 1121 or aft.er, rivalled the dukes, if not perhaps in the scale s f thcir donations then certainly in their frequency. Roger himself gave the abbey at I.cast twclvc charters in this period, and his brothers Turgisius and Silvanus four and three respectiwcly . When one takts into account their descendants and collateral relations, and the benefactions made by their vassals, as for example Gilbert the Norman, son of Osmurzd, who gave the church of St John the Baptist at Roccapicrxlonte in Roger" presence in November 2081, and some wooded l a d in the same Iacafity irt August 10537," the importance of the San Severino connection becomes manifest. From it the abbey profited in three geographical areas; in the borderlands between the Principalities of Capua and Salerna around Itoccapiemonte and San Severino itself9in the Mor~toroarea to the north-east of this in the hilly rcgion south of Avellino, where Roger seems to have exercised lordship from 1097onwards, and also in the consoiidatiotz of tbe ahbey" aalready
" Guiflaumr, Essai Wistoriqtie, xxvlli-xxtx appeldix f (,.lirm. ,VIaaq. F,.a(l). The charter IS a posthumous record of a verbal donat~onmil w a s written on W August 1 127. The duke died on 28 July, ;L"ecrolqqio del kibcr C:g~rEfratr~tmdr S . "I.1nttea di Salemtl, ed. C . A, C;arufi, FSI, Kame 1Y22, 102. 52 MCnager, Recr4eif 1, 278-80 no. 3 t (1 08@, Guillaume, Essar Histoviqur, xvlt-xviii appendix E(vr) (1 XI)(>), Heincmann, lirkztr?den, 18-19 nc3, 9 flt50f (Ann.,%fag. B.39, D.33, E. 14). The 1100 doriat~on wa+ confirmed by n u k c Will~arnin Mcsvember 1124, Helnerrrann. Lrrkrrndetz, 32.1 no. 18 (,4171r. ,$ilaaq, F .30). S 9 ~ r n itfa,q. . E.5, F.44, F.45, F.48, G.6, G.7, C;. 16, C .17, G.45. Only the last a f thcsc has been published (tw~ce), Carabcllese, II Corrtunr plrgliese (above note .%), $57-8no, 1 , and I,. MatterCerasoti, 'TramutuIa', AfThivfo S ~ O Y ~ Cper O la C>alaltriir e in Lr_rcnttiaxnl, 1943/4, 43-4 no, 6. '"" Arm. .l/laRq.B.20, 6.24. He may well have been brother to tbc Wtltiam son of Osn~uridwho witnessed a charter of Rogcr in Jurze l(84, Avrrt. itIctq, D. 1.
extensive property in the Gilento. Plrtliie relations with Roger were at one stage, c. 11 14, very tense, he was over the years a good Eriend arld generous benefactor to the abbey, and when he died, at some stage between 1121 and 1 125, he did so as a monk of the Holy T r i n i t ~ . ~ ' Roger and his brothers were notably conscious of their descent, identifying themselves as sons of Tuxgisius 'genere Normamorurn'. And though Roger's younger brother Turgisius addressed one of his charters "to all his mcn Nornlan and Lnmt7ard',56almost all his vassals who appeared in their cbartcrs were either iderztified as N o r l ~ ~ a nors at least had characteristically French names. Among other Norman benefactors of Cava in the principality were the lards of Eboli, in a string of charters beginning with the gift of a half-share in the church of S. Archangelo, Tusciano (presumably their claim to this since the church was already held by Cava) and four mills by the lady Emma, daughter of Geoffrey, in February I082 Later concessions included exemption from tolls crossing the River Selc and gathering lugs in thcir demesne woods at Tusciano, granted in Junc 1114.57But to see Cava in an exclusively, or even mainly, 'Norman' orbit is misleading. Without an obit book such as the Famous mid twelfth-ccrtnilry necrology of Cod. Cas. 47, which sheds such light on thc nlonastcry of St Benedict, wc can have rro very clear view of the recruitmeilt of its monks. Undoubtedly there were some Normans, and not just men like Roger of San Severino who erltered the abbey to die in the odour of sanctity, The 'Lives ofthe Four First Abbuts2clfs of a knight "gallus genere' who took the monastic habit, but after a while began ta regret thc things of the world which he had given uy, and abandor~edhis vocation to take up the trade of arms once again, Predictably (since the story would have had to be edifying to have been retold at all) he came to his scllses and returned penitent to the monastery with rich gifts, which (equally predictably) Abbot Peter spumed while receivinf; the prodigal hin~sclf with joy.J%ut the majority of monks named, whether in the 'Lives of the Four First Ahbots\or in charters, wouXd seem to have been natives rather &an newcomers, and it is probable that like Morltecassino the Cava cornrnu~ility remained largely Lombard in composition - again, hardly surprising given the relatively snzall number of Normans who went to Italy in the first place. Of the abbots, Alfenus and Peter were Lcambards from Salem(>, Leo an immigrant from Tuscany, and Constable (112M) from thc southern part of the principality and brought up in the abbey as a child oklate.'WOf course even he entered che abbey bcEarc it had really come into contact with the Normans, but of the later abbots the only one who from his name might have been of Nornzan descent was Falco (1 1 4 1 4 ) and by this time, or even by 1122 when he is first found as prior of Kyrozosir-r~i,nomenclarure alone cannot be taken as a guide to racial antecedents, Furthermore, to set beside the benefactions of the various branches of the ducal family and of Norman nohlcs suck as the San Severino, ox the Breton:
'' VVQA,
22. Ann. .Mag. F.36 (March 2 125). For a xr~orcdeurlcd d~scussror-to f t-l-tc fa~l~rly's bcnefactlons, C , Portanova, 3 tanseveritlo dclle arig~niaf 1135",Bettedictitzn xxt~r,19'76, 1054") and for their dcsccnt Tabtc 11. 5 V iM~dyY ~ ~ E.26,~sumrndry ~ , and extracts in Ebner, Chtrfn, harotir e popolo rn Ciilmto 1, 411. " Arm. LWrlg. I3.21, E.35.
'' VPCfA, 25. '' VPQA, 1 1 , 38.
Tl?e Abhcpy yj Cavn, its Property
nttd
Ncrtmratt Ern
Ihl
lords of Sant'Agata, one nlust note the continued links between Cava and the old Lomkard nobility, never hXly displaced in the Principality of S a l e m , an4 above all with members of the old princely kin who had, for the most part, accommodated themselves with the new regime. Indeed, in spite of the displacement of Prince Gisulf this is hardly surprising, given that Robert Guiseard himself had married Cisulfs sister, and that others of his relations and hllowers had followed his example. Robert's brorher William I of the Principatc had n~arrieda daughter of Gisulfs uncle G u i d ~ His . ~ nephew Prince Jordan I of Capua married Gisulfs youllgcr sister Gaitelgrima, and Count Affredus of liarnu her elder (and pmbably half-) sister of the sanle n a m e . 6 3 ~ c l ltics were refiected by ties also with the abbey which had hcconle in the last days of the Lombard Principality increasingly connected with its rulers. Prince Richard I of Gapua (105%78) had no links with Cava, However Jordan's marriage with Gaitelgnma, which may well have been connected with increasing Capuan ambitiorls in the border region of Noera, led to a change, Jordan confirmed property at Nocera, Roccapiemontc, Angri and Scafati to Cava, at GiteIgrima? request, in April NXZ, and gave a church in Nacera to the abbey in January 1086 - with Gaitelgrima agairl mntioned in the diploma." Their suns Richard I1 and Jordan were also among the abbey's benefactors, and Gaitelgrima herself was to continue her generosity after her husband's death.$' But it was not just the womenfolk of the old princely Omily and their offspring who benefited Cava, though such they did. The descendants of Guaimar V's younger brothers remained after 1077 as respectively fords of Giffoni, to the north-east of Saterno, and Capaccio, in the hills inland from the rich coastal plain to the south. Guaimar the Elder of Gifforri gave Cava his part shares in several, churchcs in Salemo itself in Qctobcr 10W. The first of several donations and confirmations by his son, also named Guaimar, came in January 1096, when he gave three chtlrches in Giffoni itself and his claims over the church of St George 'on the two rivers' in Cilcnto, Finally, in his will of March 1114, along with benefactions ta the Archbishoprics of Salerno and Conza, two monastic hmses at Salern~,his servant Gregory, and rather comglicatccf disposrtions for his widow, he left to Cava the casale (village) of Selesone, subject to his wife's life intcrestea His cousin Crcgory of Capaccio made over to Cava in May 10% his claim or part shares in aver twenty different churches in the territories of Capaccio, Corneto, Trexitinaria and Cifento, and in St Maximus, Salerno. fn August 1100 at Salerno Gregory" brother John, in, the presence of Pope Paschal XI (who had just issued his great bull confirming the abbey's property and exemption) and several cardinals, gave Cava his branch of the Arnat~sIlb. VIII, 352, c, 12. Set Tablc 111 and Appendlx If below. " 2 Am. ?i4aaq.B.14, B.36. For dctarls, G. A. Loud, 1' 3 Adle13darof the D~plomasof tbc Norman Prnnccs o f Cagua', Pqt>rsot rhc Bhtish Schocll ar Rome xllx, 1WX1,9)9-143 no%73, 83. 84, 86, 87, 11.5-18, 120. A slm~larc i ~ n n e c t l ~ ) ~ ~ rnay also have ~nsplrcdonc of Cava's crhlef Norman benefactors in Apulxa, for Count Hcnry of Monte Sant'Angclo recordcd hrmself as the grandson of Pnr~ccC;uaimar m 1100, T. Leccrsottl, LP C,itlunre C,;lrsftzesi in Cupifrl~akzXX C;tz
The Ahhey of Cuva, its I3roperty and Bettgfactum irt
the
,Vomrnn Era
163
family's Ekenklorter of St Sophia, Salerno, which had been built halfa cenmr)i before by his mother Theodora, as well; as another church in the same city. Their nephew, Cuaintar, died as a monk of Gava in Decembcr 1137, leaving two-thirds of his property in Salerno and its territory to the abbey, although he prudently had a clause inserted in his will that his son could, if he wished, redeem this by a cash payment to the monastery of 100 chif fa ti.^^ John's daughter Emma and her husband Lampus of Fasanella, himself descended from a Eamily of Lombard counts, and her brother Jordan, lord of Cometo, were also benefactors of Gava in the 113 k e 6So it was Lombard as well as Norman who supported and berieCitcd the abbey, Those members of the old Lombard nobility, or even of the former princcly EamiIy, who retained at least a proportion of the Eamily's property arid used sonic of it, partimlarly their Ekenkivchen, to enrich the abbey of the Holy Trinity and benefit their souls were those who had come to terms with the Norman conquest. They aeknowlcdgcd the ruIe of thc Norman ducal Onrily in their charters. Similarly in Apulia, while there were exceptions - notably the independently-mindcd Counts of Monte SanCAngelo, who either ignored any superior ruler's claims or acknowledged thc distant Byzantine emperor as their nominal overlord67- most o f the abbey's benefactors were nlen who, even in the troubled early twelfth century, rcxnained loyal to the ducal tine, acknowtedged ducal rulc in their charters and occasionally atterlded the ducal court at Salemo. The lards of SantXgata, fbr exanlpis, proudly recoded their hereditary dignity as ducal con~table,even (and very notably) in the months after Duke William" death without direct heir, when it was by no mearls clear fi-om whom as duke they might hold their office. When Richard %by the generous grace of the Almighty, ducal constable' made his donation to Cava in Z>ecember 1127, he recorded that he was Yinfetix atquc culpabilisbnd wished 'to he worthy to take part in mIestial banquets"" To cia so with the aid of the monks>praycrs was of courst: the motive of the overwhelming m;ttority of those with whom Cava had dealings. However, the gains which the abbey made were not always the result of pious generosity nor of the fayman's fears about his salvation. From the first years of the twelfth century onwards the abbey also expended large sums of nzoney to purchase extensions to its property. Tn particular, in two transactions with Duke Roger Borsa, one in March 1 106 and the other just before his death in February I.1 I I , Cava paid out the huge sum of 2tSfI)O schifati, The first of these dealings was partly an exchange of property, with Dnke Roger giving the abbey thc w a l e of Fabrica in Aptllia in return for the nlonastery of St Adrian of Kossano and the 6 V Xfqg ~ .C.34, 11.28 (edited by P. EedeIe, 'lI ~ : o r i dn.1 c ~ Tuscttlo cd 1 prlnapl d l Sstcnlo, Arclzrr?rcr drlla rmlr! soci~t2vomano storia parrra xxvlrr, 1905, 29-21 , for which see Appendrx II), and G.29. 66 Emma and Lampus gave the abbey the church o f St Nicholas 2 d a fu Frassu\o~~ts~dc the cast~JIoof FasaneIIa in C3crober 1 134, Arm. 'Mag. G. lit, and Jordan of Conlrto sold some land and serfs to the abbcy In March 2237, Arnl. G.24. For Lampus, see C:cltalo%qrr~ Bczrunrdm, Corrzmfttturro, cd. E. Cuozzo, FSI, Ronw 1984, 125-7 arc., 442. For other descendants of thts branch of the Farnlly, ihid., 127-8, 162, art. 443-4, 398, " ,Artn. ,2116 1323, ed. Petrucct, 'Note dl dlplon~aticarlormarlrla II', 178-80 no. I (I1cccmber IlFH) records the rulc nf the Emperor Aiicx~usin its opcnlrtg Iirtc.. 68 d 4 r ~A%fa*q' ~ . F.43; cf. Kqgii .\'eapulirani Avclzrvit .Vl~~rirtrrrerztaVI, Naples 1861, lO9-10 no. 602 to St Lawrence, Aversa (both I3ecernber 1127), arid the earlier charter.; c~tecSin t ~ o t c25 abovc.
castello of Scribla, both in Calabria, which Roger had given to the monastery in previous years - in 1088 and 1094 respectively, Interestingly, too, the duke's charter was not only couched in the Eorm of a donation fr,r the souls of his parents, but daimed to be in recompense for what he bad earlier taken &om the monastery, But, while the charter made no mention of a cash yayttlent, the Annales Gvensec for 1105 state baldly that Abbut h e r bought the cdrnle Eor 1 I (K) chif fa ti.^^ Five years later Cava paid the duke 15MJ schifati for the msfello of S. Adiutore - an important gain since this commanded the main road between Salerno and Cava it~elf.'~ This may well have been part ofa wider plan to assure the greater secunty and defence of the main concentrations of Cava property, around the abbey and in Cilento, at this period. Fn April 1117 a further sun1 of 15of)solidi was paid out to Duke William for the port of " a PQIICI"', a market near Salerno and the right to levy the customary princely taxes on these far Cavak own benefite71 Calculated in thc coin in which they were probably actually paid, the gold tari of Salerno, these three payments to the b k e s of Apulia equalled 28,XCK) tari, or "$0 ounces a f gold (calculating at the rate of 4 tari to the solidus, 8 ta the schifatus and 30 to the ounce), a sum which vividly demonstrates the abbey's frnmdal resources at this period. There were n o other payments which rivafied these in scale, hut the abbots were still willing and able to pay smaller sums to secure suitable gains. Thus in November 1216 Roger of San Scverina receivllcf 600 tari 'causa benedictionis' for his quarter share of the church of St George 'on the two rivets' in Gilento, and for confirmarion of various other properties and rights. Xn May 1125 Cava gave 50 solidi in money of Amalfi for a mill to a ccrtain Sarracenus, to whom it was in pledge &om Count Richard of Sarno. In 1136 Abbot Sirneon paid, again ostensibly as a 'blessing', 2(N3 tari to Rogcr lord of Caggiano in return for pasturage rights for the men o f f . Maria de Pertosa. A similar "blessing' of 3 50 of some sort of coin (thc manuscsipt is very faded at this point and impossibfe to decipher even under ultra-violet light) wmt toJordan of Corneto in return for 8 pieces of larid in March 1137. A~tdin May 1152 the prior of St James of Lueera paid Alberada, lady of Luccra, and her son 300 dtrcati to consent to a sale of land which one of her knights had made earlier without her p e r n ~ i s s i o nIn .~~ thc second half of-the twelfth century Cava dependencies werc regularly purchasing mull parcels of land in their immcdiatc vicinity. But the payments cited above were perhaps more significant, in that they were payments of substantial sums to nobles, who were nearly all not only vendors but also on occasion donors to the monastery, Probably the most interesting of all such transactions came in September 1153. The vendor here was a churchman and not a lay noble. Abbot Roger of the monastery of S, Maria of Banzi, in Lucania;, sold to Cava the church of St Matthew at Castellaneto, its lands and all its rights there, which had long ago been given to Uanzi by Richard thc Seneschal, himself of course a major C;~i~ltaurne, E~sutI-lisrorique, xviil-xix appendix E(vii) ( A m . iZIag. E . 4 . Annal~sCni~et~ses ad, an. 1 I(&, MGH SS 111, 191. The earticr danat~answcrc Am. ,%LZ~, C.15, R,2. 70 A~rzaIe~ C:~VOFZS~J ad. an. 1 I 10. Roger's charttr, darcd Fcbruay I Z I t , FXeznemann, Urkunden, 19-20 nu. 10 (Arm. ,%fd,q, E. 17) agaln mdkcs no mentiorl of any payment. '%~--fe~~lcrnann, Urktlndctt~,27-8 no. 15 (Am. 'Zila'g. F.2). " Ann. rtlantepopolu in C:ilevrro I, 413; F.39, 6.18, ed. Ebner, op. cir. I, 338-9; G.24.
69
The Ahhe), yf- Cava, its Properly and Retzitrf"actorsirz flze iV'oman Era
165
benefactor of Cava, (His donation to ffanzi had in fact been in November 1095,) fn return, that it might gay a debt owed to the king for the cast~lloof Banzi itself (the implication being that this had recently been purchased from the king), Cava paid Ranzi no less &an 55 ouclces of gold, and a variety of precious ecclesiastical ornaments and vestments: two silver crosses, three silver chalices, two silver thuribles, a silver "onep and a dozen copes. It is probable here that there was a strong element of charity to a fellow monastery in difficulties, not lcast because the charter" sretzga praises the virtues of charity at some length, but thc scale of the payment is again impressive.73 The south Italian world after 1140 when Roger XX of Sicily was firmly in control of all the southern third o f the peninsula, and had reduced his mainland dominions to tranquillity, was one very different to the more turbulent era, of the early part of the century, If Cavat vvas occasionally vexed by over-zealous royal officials, this vvas a small price to pay for the strong right a m of royal protection stretched over the abbey. Before 1130, with ducal authority only sporadically e&ctive, a measure of self-help was calted for. This was particuXarly the ease in the difficult early years of Duke Willianl's rule, while he was still a minor. During this period Abbot Peter oEGava adopted a policy which had already been tried by the abbots of Montecassino in the disturbed conditions of the Principality of Capua after 2090. In Seten~ber1111, seven months after the death of Duke Roger, Jordan lord of Nocera, younger brother of Prince Robert of Gapu" iissued a confrrmtion of Gava's pproperty in his lands and obligated himself, his vassals Robert and William sans of Angerius (cousins of Roger s f San Severino) and his rncn to defend the abbey's property. Such y not uncomEzon, But in addition, in the same month, at charters were ~~aturalf what can only be described as a solemn court of all the local notables - attended by, among others, Prince Sergius of Sorrento Oordan" father-in-law), Roger of San Severino and Count Richard of Samo, as well as Abbot Peter hin~selfJordan swore on the Gospels to protect the person ofthe abbot and the property of the abbey, particularly guaranteeing the castelfr? of S. Adiutore (which as we have already seen had an important strategic function),74This oath was not as such a vassalic one, although its phraseology was closely Iinked to the oath of vassalage. It was rather an oath of security and non-aggression, probably very similar in terms to chat sworn by Raymond of Toulouse to the Emperor Alexius on the First Crusade, and indeed it was in a form very common in contemporary southern France and Catalonia, That such measures were very necessary to bring a measure of moral authority to bear on the turbulent local nobles was shown by a draxnatic incident involving a man who had hitherto been one of Cava's most generous bencfactors, Roger of San Severino. Ilespite his gifts to the abbey, Roger vvas apparently in the habit of 'amicting" the monastery's peasant dependents in Gilento, One day his misdeeds exceeded even their usual leve2, and to such effect that Abbot Peter, who was visiting his old monastery of S. Archangelo di Perdifums, lost his temper, struck the ground with his abbae-ial staffy 2nd 73 Am. 42/1ag. I-1.15, Richard the Seneschal's cchartcr to Bans1 1s now Am. ,'Mag. 13.7. V~to-olo, Znsedinnrerrti, 127. 74 AYMZ. 'Wag. E.20, E.21, For Moncecassino, I;. A. Loud, (:hi.tvck and Society In the hronnan Principality of C2aptia 105'8-1197, Oxford 1985, 92, 133.
solemnly called on St Michael the Archangel to come to Carra" defence, Divke judgment, we are told, was swift arld terrible, f'or the u p p e d o o r of the house in which Roger was staying collapsed and his baby son was crushed to death, However, even this awful warning did not fully bring the offender to reform, Not long afterwards Roger qected the monastery" peasants from some land which he coveted (or possibly claimed). The next day,assuming that the abbot was contemplating drastic action itz retaliation, Roger arrived at the spot with a strong force of troops, ready for trouble. The abbot hawever appeared, not with his own soldiers, but with a group s f n~ankschanting the Psalms, ' m e n chat stony breast was sofiened from its ferocious hardness', and the oftender leapt from his horse and Rrlng hitnstslf at the abbot's f m . Peace was restored, and eventually Rogcr himself entered the monastev - his young son having already gone to Paradise. So at least runs the characteristic account of the %Lives of the Four First Abbots', The documentary evidcncc is more prosaic, and records that at a court held at the monastery of Holy Trinity itself in March 1114 Abbot Pctcr charged Roger" srrlan with the seizure of anima-ts and moveablc property helonging to Cava's dependents near the abbey itsclf and at S. Adiutore, Roger replied that k bad no wish to harm the monastery's men, and swore on the Gospels that neither the abbot nor monastery, nor its men in the cosalr next to Cava itself and S. Adizltore, should lose their property .75(This is incidentally one ofthe earliest references to the village next to the abbey, known today as Corpo di Gava,) It seems probable that there were two distinct and separate itlcidents, since the 'Lives of the Four First Abbots' makes plain that at least the first part of the rverlts it describes (which are as usual undated), and perhaps all s f thcrn, took place in Cilcnto, wficrcas the ctimcr rcfcrs tn the immediate vicinity of Cava itself it1 which Roger hinlsclf played a subordinate rolie, Noncthe'icss, it is likely that these incidents were part of the same series, and it has becn assumed that they took place at about the same time; and it is surely suggestive that at the same time as his oath to protect the men of Cava and S. Adiutore Roger also issued an extensive cunfirrnation of the abbey" property in C i l e n t ~ . Certainly ~' these events had made very clear the nccd for some sort of sanction which might restrain the mare unpredictable and rapacious instincts of even those members of the jay nobility normally well-disposed to the monastery. T w o years later, in April 1116, Abbot Peter received a similar oath from a third powerful benefactor of the abbey, Count William of the Principate. Were, although the duke himself was not prcsmt, we may perhaps see the association of such an bath of security' with the bolstering of latv and order generally and hence ducal authority. The gathering in which Count William swore his oath took place not at Cava itself, nor at the little village of Cammarella where Jordan's oath of 11 11 had been taken, but in Salerno, at the Cava drpendenq there of St Maximus. Those present were headed by Bishop William of Troia (one of the most influential prelates in Apulia), the ducal constable Hoe1 of Sant'Agata, Robert lord of Eboli, Jordan of Cometo (a very fair selection therefore of the duke's most important vassals), and --- goiitically a uer)i
75
V Q P A , 31-3, Ann ,ZIa,q. E.33. 3 S~anscvrrlnodallc orlglni al 1225" 152--h. Am!. '%fag. E.35.
'"ortanova,
Ttze Ahhcy qf C a v a , its I>rllpevty a l ~ dB Y Y Z ~ ~ in ~C thc~ &Vonnaft C ~ Y S Em
167
significant atendance - Prince Robert of C a p ~ aCount . ~ ~ William" soat also contained elaborate clauses about the return of alienated property, or if this was impossible the substitution of other pmperty of equivalent value or a cash paynlent in conlpensation. Such detail suggesfs &at forcible alienation of thc abbey" ppmerty was a very real possibility, It also suggests that the count was undertaking a general defence of Gava" lands and men, and not just to be responsible for his own actions. What this therefore implied about ducal authority is a good question. Was it a recognition of its inadequacy, or an attempt to reinhrce it? The Counts of the Principate seem to have been loyal ducal vassals, the meeting took place in the duke's own capital, and any enhancement of security arld order, especially if the direct beneficial-). was the ducal family" most favoured monastery, was perhaps to his benefit, Binding the great nlen of the area by sonle sort of link to the abbey and to the protection of its property was one means by which Cava tried to protect itself. Indeed, efforts were taken to create obligatiorls further dowtl the social scale. For example, when in 1113 Turgisius of Monte Mileto, younger brother of Roger of San Severino, gave the monastery his men in Cilento, and in S, Mauro and Fiumicello, Gaideletus prior of Cava, who received the gift, was at pains to have one of his knights, who supervised the actual transfer, swear on the Gospels that thcsc peasants should always in future be under Cava j ~ r i s d i c t i o n , ~ Other means of defending the abbey" property might be more direct, We have already seen that Roger of San Scverino expected the abbot to have troops at his disposal, There is no Cava contingcnt recorded in tbc Catalogtrs Baronurn, the mid twelfth-century register of military obligations within the Kingdom a f Sicily, There is however, in the only surviving manuscript of the CatnEqgus, which is at least a century later than the situation it reveals and is only a third or fourth hand copy, a heading 'Abbas Sarrcte Trinicatis Cave" wkch suggests that in the original there may well have been a contingent fisted, which one of the Iater copyists has omitted.79A charter of King William I, dated April 1154 and thus very nearly contemporary with the Catalog~sBarontrm, allows the abbot, amongst other rights, to promote his vassals to knigltt-fiood. Unfortunately the charter in its present form is more than a little suspicious, and how far its provisions were based on a genuine original is difficult to ascertain.$' There can hawever be XittXe doubt that the abbey did posses a military potential for its own defence. And under the troubled rule of Duke William of Agulia active steps were necessary to ensure that that potential had every assistance, Thus in 1 1 3 Abhot Constable secured the duke's permission to build a fortrms an the hill
'' Arm, itfag. E.47, Xn Cfitfrchand Society in the A2;~mlanPrinclpaliry d'Capira, %I-2 1 was very sceptical as to whether the 1)rince of Capua was in any way drpenderlt oil the Dukc of Apulia after lfB8. I was sot then aware of this charter, nor had I rloriced that, Princc Robert was also a witness t o Dukc William's confirmation of Montecassino property in Apulia in October 1114, T. Leccimcti (cd.), LP C3olnrric. cassinesi in C4*apiirmata IV Troia (M~sccllaneaCassintsr, 1957), 87. This last charter was however gltren when WrIl~amnwas at Montccassitlo ~tself,m Robert" ppnncipaliry not h ~ s ,and Robert" presence on the wittless I~stmay zn c~)ns~quence not be that srgn~fica~~e. But h ~ presence s at SaIerno in 1116 surely was. See Appendix 111, 78 Am. 'Wag. E.26, E.2'7, both partly edgted by EEbner, Clhle~a, barmi r popolo tn Ctlentu, I, 41 1-12, " Catalogus Baronurn, ed, E, M. jamrsorl, FSf, Rome 1972, 74 art. 408, CuiIlau~~le, Essai Hisxnrrque, xxxv-xxxvr append~xL (Am. ;tla'q. H.14). O n the question of of the Courlty of Molise in the Twelfth and authenticity, E. M. Jamison, 'The Admi~~rstratiur-r Thirteenth Centrrrrcs" EHR xlv, 1930, 10-1 1.
above the abbey" church of S. Maria di Giuitia in Cilento, as a base from which the abbey's extensive lands there could be defended.@' The fortress thus establisheb, Castellabate, was to play a very significant role in the abbey's later history, S. Adiutore rnay have already been intended to gcrforn~a similar strategic hnctiota closer to the monastery. It was also under Abbot Constable that the abbey built its own ship, to trade from Vietri and the smaller Cilento h and thus provide imported commodities ports with Sicily and even ~ o r t Africa For the abbey itself without the expense of intermediarics.'" Given the immmse extent of the source nlaterial, most of it still unpublished, and the complexities of the subject any assessn-rent of the rise of the Cava congregation rriust be at best provisional, arid any analysis wftbe reasons for that success vcry tentative, Nonetheless, onc may allude to three positive and one negative reason for Cava's success, Much the most important of these reasons must be the spiritual impact of the monastery, This is something which by definition is largely intangible. Occasionally it is reflected in the charter evidence. An inhabitant of Molifetta whose son wished to enter Cava in 1167 made an accompanying dorlation to the monastery 'in which the knights of Christ under Abbot Marir~usincessantly serve God'..84 But only occasionally did the notaries who drew up such conveyancing documents allow thc prsonal feelings of their principals to intmde. Why was Cava such a prestigious religious centre? It was no vcry great haven of learning, despite a mild vogue for the works of Hugh of St Victor in the late twelfth and early thirteenth centuries.84Several of the most important n~anuscriptsrrow in the abbey library were the products of other scvktovia and were only later acquired by the Holy Trinity." But Cava was regarded as an austere centre of reformed monasticism, and the Cluniac ideals intrc3duced by Abbot Peter perhaps retained their impact in conservative southern Italy morc than they did north of the Alps in the twelfth century, Locally, Cava was a torchbearer of nlany of the ideals of the Gregorian reform. Symptamattc of this was the favour and support the abbey received from the papacy, notably the consecration of its new church by Urban 11 in September 1092, the considerable personal regard Urban had for Abbot Peter, and the concession ofthe mitre and other yuasi-t3piscopaf regalia by Alexander IXX in January 1169,86A striking proof of this good opinion was the use made by successive popes of Cava as a secure place of confinement for cdptive pretenders to the papal throne, the fame of which penetrated to places as distant as the Raemonstratensian abbey of Piihlde in eastern Saxsny and the St Evroul of Orderic Vitali~.'~ But important
" G~t~illaurae, E.wi
Historigue, xxvn-xxvln appendix 11 (Am. .$4ag, F.34).Cf, Arirnales i:atleascs ad.
an, 1123, MC"x SSS 111. 191. li2
vqPa, 32.
" C3cld. dipI. bar. VII, 58-9 no. 43 (Arm xxxii, 74).
a4 M. Kot~li, La Miniafuva r-teflilbodiu di Cava (2 vots), Cava dei Tirrcni/Napler 1976-8, f, 104-5, on Cava MSS. 1 2 and -53. " E.g. Cava MS. 2, the Etymologies of Is~doreof Scvtlle, wntten In chc late e ~ g h t hcentury at Mnntecassino, ~ n Cava d MS. 4, the Codex Caverzsrr" of Lombard laws and Frank~sbsapitulancs, wntten at Uenever~roan acquired by Cava irr 1263, Rorzlj, rl.fivriat~~vu 11, 10-1 1 . 156-8, E. A. Lowe, The Benetletatart Script, Oxford 2914, 67-70. 8 V ~ t t t a C2avenses f~ ad, an. 1092, NGH SS IIX, 190, VQPA pp. 254,45-8. I'ffugk-Wartrung, Actn 111, 221 no, 215 (Arm. .l/fa,q. f.2). " AL14nnnlesI)izltdrnses, MGH SS XVI, 76, Orderic VI, 30Ci-8. Three antipopes wcrc inlyr~so~scd at
;TaEzeA bhey c2f- C:at~a, its 12ropeuty and l3tatzcCf(icti?r-s ir-2 th4
AYt~r~ia Ern tl
1169
as the papal connection was to the abbey's prestige, the Gregorian ref'nrm may have benefited Cava more by disseminating the concept of the sinfulness of Xay possession of churches and other ecclesiastical property. The expression of this vicw by laymen occurs on several occasions in Cava charters, although the Holy Trinity was by no means the only south Italian monastery to promote such an ideal. Thus in May 1115 Silvanus of San Severiflo recordcd that Yt is contrary to the traditions of thc Holy Fathers for laymen to hold churches in their power, exercising lordship over them and having right of ccnsus', a phrase whicll was repeated almost vcrhatim by a vassal of his brother Roger in a charter of December 11 1'7.88 If we are to believe the 'Lives of the Four First Abbots then the personal prestige and spirituality of its leaders also cast lustre upon Cava. Even Abbot Galstable, who died after less than a year in offict., was highly regarded in his lifetime for his austere holiness and was a source of r~iiraclesafter his death. How far the fame of these was diffused is, however, problematical all the subjects of the miracles recorded by Hugh of Venosa were themselves monks of the abbey.x9But other churchrtlen undoubtedly looked on Cava in a good light and its influence sprcad widely. Cava rnorlks reformed S. Maria de Galena on Monte Gargano in the 1120s and (headed by Hugh) lrenosa in the 1130s." In December 1166 Bishop John of Canne gave Cava a church just outside his episcopal city to restore and reorganise, "baing great reveralce for the monastery of the Holy Trinity of Cava . . . and tnlsting in the prqers and benefactions of the brothers dwelling there?.." In December 1179 Archbishop Rainald o f Bari, himself an cx-monk of Montccassino, granting a privilege to Cava" church of St Mary Magdalen at Bari, recorded his nzatives as his prsonal regard for Rbbot Marinus, whom he loved more than other mortals and because he had learnt so much to the praise of the nlonastery of C a ~ a , ~ " Such good opinions point to the second factor which one might suggest benefited the monastery. Not only was its religious repuation high, but its relations with the local episcopate were good. The entry o f a church to the C:ava congregation was usually with thc support and encottragernmt of the local diocesan. Evidence for dispute is Iimited to a few cases, nearly all early and none of them dragging on interminably as clerical litigation aften did. In September I089 at the papal council s f Melfi Bishop Maraldus of Paestum raised a complaint about the churches which Cava held in the Cifento. His protest was icceived with scant sympathy by Urban 11. In 1@8, while thc same page was at Salerno, Archbishop AlfanusX I did his best to have Caw's own exemption revoked. But while Urban If in the last nlonths of his fife and after penlsal of the see's privileges may have indined somewhat towads the archbishop" slew, his successor confirmed Cava's exemption in August t
Cava, Thcodur~c111 f ZtbO, Maurtcc. of Uraga, 113 1230 dn~fL X I I ~ in O 1 1%); both thew references refer to Maurice. Sec Mashcr, pp. 48-9. " Arrri. ILfa,g. E.42, F.6. Portanova, 'I Sanscvcrxno dAIe origxnl at 1135', 132. Vjtolo, Xturdrarrr~rrr cavrnst, 12-14 gwes orhcr exdtnplcs. " P\IVI-"A,28-35, M~gne,1)izrrolt;qta krlt~tl~ CCXIV, 401, VQPA, IV, 38. VC:c,drl-t.dipic~nratriubrxresr VlXIl t e 12eyqarnunrtli Bnvlertn Archi vro ~tzprrohzrn(897-IZX-Y), cd. F. Nlttt dl V~to,13x2 1914, l50-2 rto, Iff7 (ifurn ,21q E1,49). 92 C ~ & C diplotnatrco V hnrrse I Lc 1~t~);qamcrr~ del drtomo dr Barf, rrd. G. LZ. Nttto dl Ross1 & F. N~trldr V ~ t o ,Bdrr 1897, ZC31-3no. 103, a a>py of 1255. Thc or~gnsal1s Arm. ILlgz'q. 1.23.
Three months earlier a dispute 3100 and the matter was never again with the Bishop of Paestum about various lands in Cilento was ended by agreement, on Abbot Peter's o r d ~ r . ~After ' these events however relatiorls betwecn Cava and the episcopate were rlotably smooth, a relationship which is all the more striking because of its cosltrast with some of the squabbling, litigious and even violent disputes between other south Italian monasteries and bishops, for which Monteassin03 stormy career provides a paradigm, In June 1142, for example, a later CIishop of Paestlrm visited Cava and while there gave it a monastery in his diocese, appartntly at Abbot Falco's requat. Six months later the two were again together, this tin~eat a court at Agropoli, where Abbot Cosmas of Pantano was persuaded to give up to. the abbot a dependcxlcy of Cava which be was unjustly holding.* The high regard in which the monastery and its abbots were heM by south Italian bishops has already been attested. Other examples may also be cited, In May 1147 Archbishop Peter of Bencventa confirmed a church to Cava for the special love he had far Abbot Marinus persondly and because of his drvotinn for the monastery of the Holy Trjnityeg"n August 1181 Bishop Bernard of Nola conceded exemption to the two Cava chur~hesin his diocese to his "elovcd brotherAAbbot Benincasa, and exactly eight years later, in August 1189, Bishop Agapitus of FPigcnto 3id the same for the church of St Barbarus of Taurasi and mentioned that he was one of the cu~fratres of the abbey.'? Indeed, though references to it arc fieeting and no necrology now survives, one suspects that the abbey" sonfratcrnity was one of the mast important elements in its influence. A third reason for Cava" success was the efficiency of its administradon. One of the signs of this was the n~onks\skill in record keeping, which enabled them time after rime to produce the rcXevant charter to prove their case in legal disputes, Thus in November 1131 the ahbey" erstwhile benefactor Richard of Santxgata turned ugly and accused Abbot Symeon of holding some land in the territory of the iasale of S. Pietro di Olivala to which the abbey was not entitled. "The abbot was prepared to take a fsrmal oath that he held this landjustly. But before he did so he produced docun~entsthrough which Richard was defeated rationahiliter et vemcr'ter. T o be on the safe side however Abbot Synlcon then had the bounds of the disputed property judicially re~orded.~' In December 11 233 a Cava delegation headed by the monastery's prior and the vrstiariur Marinus (later to become abbot) complained to the Archbishop of Salerno about attempts by the Bishop and chapter of Nola to recover possession of the two Cava churches in that diocese ( h e same two later given exemption by Bishop Bernard), In support of their case they produced chartcrs of an earlier bishop Gultlaume, fissai Wistorig~e,xxit-xxiil appendix E(li) (Amz. ,Vu,q. C.35). PRugk-Marttung, Acta 11, 2 64-5,169-71 nas 198-9, 206. Mlgne, P ~ t r o l q i uLatina GLI, 547 no, 300. See IP VIIX, 318, 323-4 nos 6 , 15-17, 19. 04 Arm. ~tfa~q, X1.27, An extract is glverl in Cguillaume, Essni Hbrurrguu, 92 note 3, 94 Arm, '21aUq.G.36, Arra xxv, 56, " L, Maael-Ccrasoli, 'Due bolle incdite deI sccolo xis degti arctvcscovi dl Bmeventr>" Samnitim mi, 1939, (5-3 rra, 1 (Arm. &fag. H.2). ""4w. -Waaq.1.29, L.33 (the latter ed~rectby L. Mattei-Ccrasab, Txa~lraslnci document^ cavcnsl', S~mnitdmxx, 1947, 10-13). 98 Arm. .'MuIq. C;.r).
V3
T h e Abbey of Cava, its Property and Betzgactors in the !\'oman
Em
271
and of Prince Jordan I of Capua, both properly sealed,gqAnd in July 1282, to counter interference by royal bailiffs in Cava's ppon of Vietri, Abhot Bmincasa produced a privilege of Duke Roger Borsa, again with its seal intact. IM" Tbe care taken to ensure that cessions of churches by Xayrnen took place with the consent of the local bishop, and sometimes to secure a second, parallel, charter from the bishop to match that of the lay donor, was anarher sign of the careful provision for &tare need which marked the Cava administration in the twelfth century. la' A peculiarity of that administration was that even by the early thirteenth m t u r y there had b a n no formal separation between the properq of the abbatial wrensa and chat of the convent, althaugh certain revmues were set aside for the abbot" immediate needs,lo2This may welt have worked to the abbey's advantage, avoiding internal disputes and the separation of abbatiaX interests from conventual to which a formal division of property could sometimes give rise. The abbot remained very much involved in the affairs of the convent and the supervision o f its property, and a crucial role was also played by the ztestiavius, especially in the supervision of Cava's far-flung Agtllian properties. m3 The practice of the early abbots in associating their successor with them in their own lifetime, as Leo did with Peter, and as Petcr did with Constable after he had suffered a stroke in 1118,"' also encouraged continuity and ensured that an experienced hand was at the helm with a minimum s f internal disturbance when an abbot died, Although the practice ofassociation disappeared after 1124 mast of the abbots, as one nziight expect, had had considerable admhistrative experience beforehand, notably FaIcct as Prior s f Kyrozosimi and Marinus as vestiaudt-ls, Constable had already been acting as the abbot" representafive behre he became coadjutor. "OJ ff one can adduce a negative reason for Gava" success, it was in the monks" ability to avoid compromising themselves in the political disputes of contemporary south Italy. The Anacletan schism and the civil war of the 11X)s, the revolts against William I, the problems of the succession after 1189, all passed Cava by. The abbey was closely assol;liated with the dukes of ApuIiia before 1127, and was well regarded by the Kings of Sicily thereafter. But the only direct evidence of political involvement came in Abbot M a ~ u s "role as one af the negotiators of the Treaty of Bencvento in 1256, and as the definitive
Ughelll, Itnlia Sacra VI, 355-7filrrrz. A%fag.G.42). Kehr, Die Urkzmdett drr tlormunnrsc~z-stxrlisc~zetz Kiirt&t.n, lnnsbnrck X%12, 443-52 no. 25 ( A m , itlag. 1.37). .in the Nola case rhc earher documents produced in court seem no longer to exlsr. Hcre we can ~ d e n t ~ the f y charter produced, Arm. itfag. B.39, ed. Mtnager, Rrtutril I.1"?0 no. 51. "' E.g. in the case of the rus yatronartcs of a church at Morlte Tr~tppualdoin 1174, F, Scandorte, Starta Ai Prvellino (3 vols), Naples 1947-50, Xi(l),188-W1 nos 2534 (Am. flIn,g. 1.9, 1.10). '02 C . Vitoto, "11 Reg~strodi Balsamo clec~maabate dl Gava (1208-1232)" Btlnl.liicf-tina x x ~ ,1974, 82-3. w3 E,g. God. dtpl. hnr. VII, fi6-7 no. 51 (1173), 76 no. 5"fIll'i"7), 80-1 no. fi3 (1 280) (Arca xxxlv, 56, xxxv, 103, xxxv~i,231,God, dipl. Itm. VIII, 1945 no. 250 (1 18'7).Cf, Pcgnmeurc.di Pima$ (i Ravello I1 Le Pergawme dellJ'zrchiviovt*s.scoviledi Ravello, ed. C. Salvatr, Naples 2974, 1tB-10 no. 110 (I 192). Thc Vestiarit-rs in all these cases 1s catled Peter - it IS not clear that they all refer to the same man, for there appears to have been another incumbent in 1IW1, Masher, 90, but it may be that the Peter of 11% was the later Abbot Peter 11. "4 i4ntzait*3Car~e~ises ad. an. 11 18, MGEI SS 111, 191. 'OJ E.g. Arm. ,"tlo0g. E.48 (March 1116). For other examples VQTZA. 29 and note 5.
" 00. A.
settlement of the differences between king and pupe, this can havo done the ahbey nothing but good in the eyes of bath."' Cava's religious influence and reputation probably reached their peak in 1176 when it provided the monks for William 11's new and prestigious foundation of Monreale, intended as the house monastery, mausoleum and show piece of the Sicilian dynasty.'07 That Cava r ~ ~ o n kshould s staff and Cava custonls bc observed in what was intcndcd as the: grcatesc abbey in the kingdorri shows how highly the Holy Trinity was regarded. Xt also s h w s how far Cava had travelled in the hundred and fifty years since it first emerged into historial record, and indeed in little over a century since Abbot Peter had left the still relatively poor and obscure monastery for his voluntary exile in thc Cilentn, But from 1070 onwards it had been "like a grain of must.ard seed, whitcfi a man took and cast into his garden; and it grew, and waxed a grcar tree:'. ( h k e xiii.W).
" 'MGIII C:onsr. t, 588 no, 413. C3nc of the papal ncgotrators, Card~nalWuhald of f . Praxedrs, rcqucstcd a prrvllege fbr Cava frorr~thc Arcbb~sboprtf Bencvcnto xn f>ecembcr 1158, Mdtteicl:cr~scsEi, 'Due bolle 1r1cdice3-LtI no. 3 ( A r ~ z Ilk~g. tf.34)). Ia7 Ccltalngcl rllrtstrato del tafitlfnrru di S . '%faria .Vtli9vu rn: .Monvcralr, rd. G. A. Garufi (Ilocumcnt~pcr scrvtre a h stnria di S~clha,Ser. 1. xlx, Palernlo 19029, doe, r-ro, 15.
THE ABBOTS O F CAVA Alferius Lco Peter I Canstable Sirneon Fake Mananus Benincasa Peter XI Balsamon
NOTES ON THE FAMILY OF THE LOMBARD PRINCES OF SALERNO
(1) The five sons of Cuairnar V arc named in this order by Amatt-ts VEII, 12, p. 352, and by a charter of his widow, Gemma, of Dcccmbcr 1070, CDC IX, 30&11 no, 99 (Arm. Mag. I3.1).
(2) Of Guaimar V's daughters, Sic'ttelgaita marricd Robert Guiscard in 10158 as is welli known. Gaitdgrirna (I), Countess of Sarno, identified herself as a daughter o f Prince Guaimar in charters of May 1082 (Arm. Mag. P3.24) and jaxtuary 1086, in which she specified hixn as 'prince and duke* ((ofAnlalfi), thus ccrtairlly Guaimar V and not Cuai~narIV, A. Sanfelice di Montcfartc, La Prima I"am@lia di Guaimario IC" Principc di Sialerno, Fribourg 1936, 35-6, from a copy of 1287. Cava, Arm. IMag. C.2, ed. ihid., 33-44, and (better) Mknager, Recueil I, 19S202 no. 58, vvhict.2 ~nakesher a daughter of Roberr Guiscard, is @ace Menagcr) a later forgery. See above n. 48. The 1086 charter names Caitelgxima" three husbands, Drogo, Richard and Count Affredus, and that of 1082 makes clear that her son Richard, Count: of Sarno was the pmdduct of hcr third marriage to Affiedus. In June 1093 Gaiteigrima made a third donation to Cava, b r the soul of her brother Gisulf, olim priutcclps, Am, Mag, C.27, thus further identifying her descent, and showing that GisulEwas by this date dead. Gitelgrima (2), widow of Jordan X of Capua and daughter of Guaimar of Salerno, gave Cava property at Maddaloni, near Gaserta, inJune 1104, 6. de Sivo, StoYia di Culazia C:clqana e Maddalorri, Naples 1 8 6 5 , 34% no. 5 (Arm. Mag. D.48). At some unknown date after 1090 she realafrid to Hugh de Faida, as recorded in the undated Arm. iWag. D.49, which begins, 'Nos Ugo de hi& et Gaitelgrin?a principissa fitia quondam hone nlemorie domini gtlaimari principis qui sumus vir et uxor" and was ta benefit their souls and that of her former husband, Prince jorclan.
174
Atzglo-Nonnan Studies
IX
If GaiteIgrima (1)'s first husband is to be identified with Drogo de Hauteville, Robert Guiscard" elder brother, then she had already been mareed and widowed by 1052. Certainly her son by her third marriage was old enough to be associated with her in the charter of May 1082, By contrast, Gaitelgrima (2)" eldest son, Richard II of Capua, vvas born no earlier than 1078, since he appears to have still heen a minor in January 1093, Rqeftn di S . A~gcloin Fomis, ed, M, Inguanez, Montecassino 1925,84-4 no. 28, Gaitelgrima (2) can thcrcfore have been only a baby when her father vvas murdered in 105.2, and was certainly the child of the prince" swidow, Gemma. But is seems probable that Gaitelgrima (3) was the child of a previous wife of Guairnar V, and probably his oldest child since his sons were undoubtedly Gemma's children, as proved by the charter of 1070 cited above (Arm. Mag, B.1). That they were only halfsisters wouid exgain not just the disparity in ages, but vvhy the pl-ince had two daughters with the same name.
(3) The rrlarriage of Count William of the PTincipatc to a daughter of Guido is mentioned by Amattcs IV, 22, p. 197, Her name is given by m u charters, Menager, 'Les Fondations Monastiques', 91-2 no. 14 (1080)- William's will and ibid,, 9%100 no. 26 (1103). (4) For the Jcscenr of the lords of Giffoni, see h,Mag. D.9 (I(f96)and F.28 (Hz*, the latter a rescript of the will of Guaimar the younger, dated March 1114.
(5) The most important document for the desccndano of Guaimar V's other brother, Pandulf, is a charter of August 1 1 0 of John son of Pandulf son of Prince Guaimar, who records the rebuilding of the church af St Sophia, Salemo, by his mother, Theodora, daughter of Gregory, consul and duke of the Romans, and a subsequent agreement with his brotliers Gregor): and Guaimar, A m . Mag. D.28, edited by Fedele, ASRorrr xxviii, 1W5, 19-22. For Theodora there survive several charters, most notably her agreemat with Bishop Amatus of Paestum (perhaps the later chronicler of Montecassino!) of February 1054, by which time she had become a nun, CDG VIT, 221-3 no. 1194 (Am. M q . A.35). She was still alive in August 1M0, GDC VIIX, 144-6 no. 1 x 2 (nm xit 65). Gregory son of Pandulf son of Prince Guaimar donated several churches to Cava at Capaccio in May 1092, A m . Mag. C.34. For his descendants, Caralogus fironurn, Commentnrio, 127 art. 443. Emma, daughter of John son of Pandulf son a f Prince Guairnar, and hex husband, L a m p s of Fasanella, made a donation to Cava in October 1134, A m . iZ/fag. C.14, Jordan of Cometo, son ofjobn son of Pandulf son of Cuaimar the etdcr, is recorded in A m , Mag. G.24 (March 1137). He must therefore have been Emma's brother. Pandulf s daughter, Sichelgaita, and her husband, Ascittinus of Sicignano, made a donation to Cava in May 1086, Arm. M q . 6.2. (6) This reconstruction of the descendants of Guaimar of Capaccio is somewhat conjectural. The 1100 charter of his brother John refers to 'Guaimario et Gregorio fratribus meis, ac filiis ipsorum Panulphi et Theodorae'. It is not thus clear whose children they were. Since Gregory" ddescendants used 'Norman" names, and this branch mainly Lombard ones, it seems more probable that
'The Pltbhey (If Cava, its Pvt7perry i l r d Rcngactous
it.l
tlze Norman Era
f 75
Panduif was Guairnar's son, an opinion shared by Cuozzo in the index to the G'iltaEogus Bavor-)trm,Gmmentauio, 497. William dc Mannia, son of Pandulf, pave two charters to Cava in May 1134, Am. Mag. G.12 and G. 13, Emma de Mamia gave a donation ta Cava inJanuary 1167, with the consent of her nephew Gisullf, Am. Mag. H.46. Pandulf's putative brother Guaimar is less of a problem. We possess the vvill of a Guaimar, lord of Capaccio, oll3ecember 1137 which mentions also his wife Sybifla and son Guaimar, but not who his father was, Awn. LWag. 6.29. H o w e r , the necrology of Salerno cathedral recorcfs the death of 'lord Guairnar o f Capaecio son of G u a i m a r b o 5 5December 1137, AVecvcllogiodel Liber Coajkatucrm di S . ~Wlxtteodi Salevno, 188.
(1116, April) Count William of the Principate and his vassal John of St Paul swear to protect the property of the abbey of Cava artd its men. Cava, A m . Mag. E .47, (kfeneventan script).
In nomine damini dei ctertti ct salvataris nostri ichsu cirristi. Anno ab incamatione eius millesin-rucentesimo sexto dccimo, Temporibus damini xtostri Guilielmi gloriosi principis et ducis mense aprcli nona indictione.1 Ilum in palatio ecclesie sancti maximi que constmcta cst intra hanc Salentitznam civitatern coram presentla domini petri gratia dci venerabilis abbatis monasterri sanGte et individue trinitatis quod constructurn estl foris hac civitatc in loco metiliano essc. Ego petrus iudex. durn ibidenl adcssent domirrus Guiliclrnus gratia dei troianus episcapus, et dominus robbertus capuanamm princeps, et iohel cornestabulus suprascripti domini/ nostri principis et ducis, et robbertus ebulensis dominus. et Iordanus qui dicitur de mrnito et SaruIus de cammarota. et raggcrius filius arzlaldi qui dicitur de gualgana, ct petrus qui dicitur de samo, et berardusi filius quondam alferii, aliiquc camplures ydonci homines. inter quos ctiam adfuit Cuilielmus coxncs de prirrcipatu filhs quondam robbcrti comitis de principatu. Qui videlicet Guilicfmus comes coram suprascripto domina episcopo er/ coram ornnibus supracriplis varonibus et ornnibtls aliis qui ibidem aderant. sicut eidem Guilielmo comiti placuit. per sacramcnmm ad sancta dei evangcfi(a) ipsi domino abbati iuravit et iurando assecuravit ipsi domino abbaci eiusquei successoribus et partibus ipsius monasterii amnes homines et rcs stabiles et mobiles ipsi darnino abbati eiusque succcssoribus et partibus ipsius monasterii pertinentcs. tam illas quas nunc ipsc dominus abbas et partesl eiusdern monasterii tencre et possidere videntur quam et omnes alios holmines et res quas ipse dominus abbas riusque successores et gartes eiusdem monasterii quolibet mcado habituri sunt.1 Ut nullio temporc ipse Guilielmus conles de haminibus vel rebus stabilibus seu mobilibus ipsi domino abbati pertinentibus nee toflat nee toltcre Giciat ncc patiatur per illos hsrnines a quibus ipsc comes Guiliclmus illud defendere poterit, Quad si ipse comes Guiliclmus vcl ailiquis ordinatus cius aut aliquis alter homn ksius csmitisl dc horninibus vel rebus ipsi domino abbati eiusquc successoribus et gartibus ipsirls monasterii pertinentibus tuXerint vel tollere fccerint, seu patictur per illos hornines a quibus ipse corncs Guiilielmus tllud defendere patcrit; tunc quindecim diebus postquam de ipsis hontinibus vel rebus reddendis ipse comes GuiXicXmus a partibus ipsius n~onaisteriisummotus fuerit, onlnes ipsos/ homines vcl rcs ablatas hamittibus vcX partibus ipsius ~rlonastcriireddat vel reddcre faciat, Quad si casdcnl res ablatas aut bomirres ipse comes Cuifielmus infia predicros quindeciml dies reddere non potuerit, alios homines vel res similes iltis que ablate filerint, vel pretiurn quod eas valeat. hominibus vel partibus ipsius manasterii infra prcnoninatul termi (sic) num ipse comes Guilielmus reddat vcl redderc faciat, Et ut o m i a suprascripta que ipse Cuiitielmus comes ipsi domino abbati iuravit et iurando assecuravit ipsi darnino abbati eiusque successorxbus/ et partibus ipsius mclnasterii semper firma et inremerata permaneant. lpse comes Guilielmus fideiussores ipsi domino abbati pro parte sud et swcessontm eius et partiunl ipsius monasterii posuit. suprascriptas (sic)/ dsminurn robberturn capuanomm
The Ahhey qf CiwaI its Idrc?pcrv nnd Berr~factovrirt the LY(jnr.runEm
177
priacipem. Et suprascripturn iohelcm predicti domini nostri principis et ducis cornsstabuXurn. et iamdictum robberturn ebulcnscrn domkum. In super et iohannes qui dc srtncto pauilo dicitur qui ab ipso cornite in castro ipsius cornitis de agropoh prc esse dinascitur, iussu ipsius cornitis senioris sui ad predicta sancta dci cvangelia in caden1 prtsentia. coxam suprascriptis egiscapo et varonibus iuravit, ut sic ipsc iohanr~essernper suprascriplum sacramenturn cornitis ex sua parte ipsi dorrlino abbati ciusyue succcssorihus ot partibus ipsius rnonasterii obscrvet sieut ipsc comes ilXtld observare iuravit./ Nec non et ipse comes et predist(us) iohannes de sancto paulo ad ipsa dei evangeli(a) ipsi domino abbati iuravcsunt sicut supprascriptum est. ut totum illud quod per ipsum sacramenturn ipsi domino abbati ciusquc suceessoribusi et partibus igsius monastere (sic) assecuravcrint semper obscrvent sine fraude et omni ingenio quod ad damnurn ipsius dominj abbatis et successarum cius et partiutn ciusdem monastcrii pertineat. Et taliteri tibi iohanni nvtario er advocaro qui inter fuisti scriber precepi. Memarans quomodo suprascriyta eccfcsia sancti maximi et de omnibus ad ea pertinentibus ipsi r~lonastcriopcrtinet. per suas rationes. quod turn supcriusi disturbatuni eft; Iegitur robberti. Ego qui supra Petrus iudex.
+
ES
TO THE SAINTS OF
Tl-fE Norman antagonist to the Anglo-Saxon saints is a farnifiar tigurc. His portrait i s most strikingly drawn by David Knowles in his masterly 1940 study of The monastic order in England.' The attitude of the Normans towards the English Church, Knowlcs observes, gave rise to complaints on three counts. First, thc EngIish monasteries ctaimed to have beer1 robbed by the Normans of land and wealth. Second, there were complaints about the imposition of knight service on monastic lands. Finally$ 'A third grievance, quite as widespread, is more curious. The Norman abbots, it seems, frequently outraged the feelings of their monks by their disrespectful attitude towards the old English saints." Among the offenders are cited the abbots of St Albans, Abingdon, Malmesbury and Evesham; St Cuthbert is said to have been an objoct of Norman sccpcicism; and attention is drawn to Archbishop LanPranc's initial hostility towards the English saints. T o other writers on the history of the post-Conquest Church, Norman scepticism - or worse - is simply an assumed condition of the time. Thus Barlow writes generally of the scepticism of the Norman a b h ~ t s ;follthern ~ boldly of 'the contempt in which these saints were held by the Norman conqueror^"^ and Rollason with more restraint of 'the scepticlsrll of certain late eleventh-century churchmen It i s my purpose in the towards the gerluineness of the Anglo-Saxon sair~ts"~ present paper to propose a radical reinterpretation of the relationship between Normal1 churchman and English saint,7 The complexity and importance of that relationship cannot be recovcrcd either by the anecdotal approach of Knowles or by the gencralising approach "My specla1 thariks arc due to 13rofcssor Eleanor Scarlc fc3r her advlec. and n~roiiragerner-rtdurrr~g rhc preparation o f this paper, 1 should afsa ltke to thank 1% I>, I>urnv~lle,X3r M, J, Franklin and Dr P. Hyams for tbcrr helpful cummcncs and suggestions. "I). Krxuwlcs, The rvzonastit v r d ~ rtrr Gt'glnnJ, Cambridge 1940, 2nd edn 1963, 1 17-19. Knowics, 1 18-29, A E 11W, F, Barlaw, 7 % Eti,plisft ~ clztrrch ffllih-11%. tolldon 1079, 191: Xmfrartc, like tnany of the 11ew Nornlan abbots, was sccptlcal of tksc Old English saints, partly because oEthclr 'k"uncoutl?'hnar-ncs, partly hccause rhcrtl wcrc no Livcr; or Legends m Lat~n.' R. W, Southern, Surnt Ans~Etna t d ltis hicyraptzer: n r r ~ d yc?f mono~ttrIife urtd droilrght 2~159-c.1 1 ~ 7 0 , Cantbridge 1963, 249. 1). VV, Rollason, Tltc ,Zlildnth Ieaqcxid: a .study i n tvrly rncdgevczl I~agro,qvtzphyit1 E11glilrrri,StuJ~esin the Early Hrstory t t f B n r a ~ nLc~rcster , 1982, 5% II-tofiasortconcedes hocvevcr that arritudrs ta the Et-rgltsh sa;~ntswcrc not always dctcrnl~lledby rac~alconsldcratic3ns. The studtes of the Ely salnts and of St Edrnuizd which follow are cond~-n\edfrom S.J. Rrdyard, 'Iltlz~ro.iryaI ~ainisqf AugIo-Sax"# Iir!pinnd, Cambndgc Studies in Medieval Ltfe and Thought, fi~rthcom~ng, ctls h and 7.
of the other writers, The interaction of Norman monk or abbot with the long-dead heroes of the Anglo-Saxon Church can be understood only by derailed analysis of the individual cults and by the location of these within the context of the post-Conquesc history of the religious communitks on which they were centred. Only rarely, however, do the sources permit such detailed analysis. I begin, therefore, with studies of two abbeys whose records arc of exceptional value. And 1 move on to a reconsideration of tbose incidents cited by Knowles as exan~plesof Norman disrespect for the English sam ts. The first case-study concems the abbey of Ely and the dynasty of royal ladies, descendants of the East Anglian king Anna, who Werc venerated as patrons of that house. Foremost among these was Anna" d~aughterEtheldreda, Foundress and first abbess oEEly; her cult was established within sixteen years of' her death c.671 and received further in~getus following St. Ethclwojd's refoundation of Ely in 970, And from the tenth century at the latest there existed at Ely subsidiary cults of Sexhurga and Eormenilda, respectively sister and niece of EtheMreda, of a third sister Withburga, whose relics were translated h m East Dereham in Norfolk, and perhaps also of Eormenilda's daughter W e r b ~ r g a . ~ Thc post-Conquest history of Ely and its cults can be reconstructed in part Gom a series of early-twelfth-century hagiographical works,' in part from the monastic hif tory compiled between 1131 and 1174 and known as the Libev Eliensis. l o 7^hr advent of the Normans was violendy disruptive of the church of St Etheldrcda. In thc early 1970s Ely became a stronghold ibr the most famous of native rebcllians against Norman rule - that of Wereward 'the Wake'. The local tradition asserts a close connection between the monks and the rebels in the island, and makes it clear that King William's price for reconciliation was high: thc monks W C ~ Cable to purchase their pardon only by despoiling the richly For dera~lecidlscuilslon of the pre-Conquest hliltory of the ELy t-ufts ilcc H~dydrd,ch. (I, T h e s e works arc as follows: St IitI~~ldrtndaA prose titi", cornpletcd before 1135, 1s prrservcci rn C:arnbr~dge, Corpus Clirtsri College, MS 3% (fixls 3-33~);a Ltfe ccIosely related to this 1s found In Trrnlty Collegc L>uhlitl, MS 172 (pp. 259-75); and Book I of rite Liher Eiicnsis I~kcwzsr;wkcr the k r r n of-a saint's Life and M~racles(Liber EIiorsfs, cd. E. Cl. Blake, Royal I-fistortcaE Socrcty, Camden 3rd scr, 92, London 1062). For discus'ilori of chcsc works and of t h e ~ rrelatzorrsh~pto one anotl1c.r see Lihm Elictls~s, xxx-xrcxr; Ridyard, cb. 2. The Corpus Llfe is &3IIowed En the MS (fo'ols33v-55) by a ~netncalvcrslon corrtposed by (;regonu\, a monk of Eliy, prob~blyin the ttmc of Henry I: scc l-ihar Efirnsts, xxx 2nd n , 13; fi~dyard,ch. 2. Sexhtrvga A E.i"a, apparently a reworklng after 1 I06 of an oIdcr text, IS contalxred m Czarnbr~dge, Tnnity Gltllcge, MS 0.2,1 (fo1s 215-28) and, wltli sorile vanaaons, n-r London, BL, MS f;:ottoi~ Caligul". viti (fbls 108-20v): see I,tb~r Illiert.si\, xxxiv; Ridyard, ch. 3. Xn the Cotton MS the Life rs assoaatcd (fots 93v-95) with a sene5 of elghe Icssons for the samr's festival. These occur also ln C:c,rpus 3% (folr 69--7I-v) arrcf appear co be an abndgtment of the Latin Llfc.. d-t"idrhurgn Livcs eorx-rposcd dfrer 110b an3 perhaps sharlng a cornnlon sourcc, are contarried In Trtntty 0.2.1 (fbls 336~-4Ov)dnd ln Corpus 393 (fob 59-6"): see Lrber Izllazsis, xxsvnt and n. Jr Rzciyard, ch. 2. A collcct~or-,of miracle\, ofwhlch tlse earlzest reIares to the period 113145, survives ln C:al~gula A. VHI ffols 102-"i"7): R~dyard,ch. 2. fionnrrtllda A short account of the saint's ",&, wrtb two posthurr~ousm~raclcs,a preserved ~n"I"r~nlty 0.3.1 (fols 228-=3Ov), Corptn 393 If015 71-51 and Caligula A. vgrl ffofs 95v-8): see R~dyard,ch. 2. ""or full drsct~srlonof the date, duthorsh~pand value clfthe cornp~lat~orl see BPakc's rntroductlon to Llh6.r Eltunsts.
Post-Co~aquwtA ttitrtries la the Saints of t)zc A tlGqlo-Saxc5rrs
181
decorated images of the Blessed Virgin and the Ely saints." Perhaps more important, however, was the fact that the early years of Norrnan n ~ l esaw a severe crisis in. the abbey's position as holder of lands ar-rd lordships. Both the Domesday Survey and the Liber Eliensis preserve a dismal record of 'invasions" of the abbey's lands by the followers of the Conqueror,'qTExc result was prolonged litigation: many issues remained unresolved in the reign of Hcnry I, perhaps even in that of Henry XX.13 And the situatiori was conzplicated by the additional problem of adjustment to the abbey's new role as provider of feudal military service. l4 Therc were problems too within the Church. A recurrent dispute with successive bishops of Cintoln concerning their rights of jurisidictiorl over the abbey culminated in 1109 in the creation ofa new bishopric at Ely. " She monks remained as the inhabitants of thc cathedral priory, with the bishop as their titular head; but the prior and canvcnt gradually attained a degree of insticutional independence. Thc process was marked by conflict on two counts. Xt was necessary, first, to divide the abbey's landed endowment irz order to provide for the distinct nceds of bishop and convent: this led to wranglirzgs which lasted until the reign of Henry 11. Second, the establishment of the bishopric brought the threat of episcopal control to the monks' own doorstep: resistance to episcopal claims was one of the principal preoccupations of thc twelfth-century community. l 6 There can then bc little duubt that for the coxllrl~uxtitvo f St Etheldreda the decades following 1066 constituted a period of crisis. ~ v e n ~ a l l o whi nr a~ rncasure of nronastic exaggeration, it seems Eikcly that the monks' invoIverlrtent in Hcrewardk revolt singled out that community as 'the special prey of the Norman spoile~";'~ and the political embarrassment of the house was cornpcrundcd by internal disputes which were to continue beyond the end of Norman rule. It remaills to consider the history ofthe Ely cults in this p e r i d of crisis and transition. The editor of the Liber Eliensir, E. 0. Blake, prcsented a gloomy picture. Writing of Ely's twelfth-century hagiographicaZ tradition, he suggegtcd that "he production of a Life and rniraclcs aE St EtheXdreda are testimony less of a lively cult of the saint chart of the doubrs a d disrespect ofthe generations af n~onksand laymen in the century after the Norman invasioxl'." X hope to demonstrate that this interpretation seriously underestimates the very substantial body of evidence which docs point to a continuing 'IivcIy cult' of St Etheldreda. More than this, the Ely traditions - and especially the fasdnathg blend of historiography, hagiography 2nd prupaganda preserved in the Lihcv L~rbcrI:[~r.nsri, it, 102, 104-7, 109-1 1 . For the dlfficuItzes 1nvo1vc.d In rcconsrructnrg the tillstory of Ely drtnng t h ~ sperrod w e L~bfarE ~ I I V L I S I S , ~ I V - 1 ~ 1 1 . " E,g. I,rber !;fit*~zz~i~, 11, 107-8, 119, 131-2, 134; cf. Irlgttrsttrrt rottrrit?Nts C:oirtahr!~rrr~sl.\, %rihlrtrtlir Errgtrisrrgcl Elltltisrs, ed. N , E. S . A. E-Iarrt~leon,Royal Sucrcry of Lrrcratnre, London 197h; E. M111c.r. 'I1tra~ h h e yatzd htsliirprrc of Ely: the sorral ilrrstor-)litfiltr ~c~/135la~tlro/ f"~tat~.fr~>ftt flrtvferrrhrcttrrrr y rc) tlrc einly fotirt~e~irlzccnttiry, (:arnbrtdgc Studtcs m Medreval Life arid Tfrougfrt, r ~ . * 1 , 1951, 66-74 " M~llltr,Ely, 66-7; cf. idetri, T h c Ely Iard pleas in the rclgn of Wrjlran~1'. EI#tl 1x11,1947, 438-36. l4 d~lllcr,EIy, 67-8; Lilter Elr~rrrie,11, 134. " "itbar Elrerrsu, n, 118, 12-7, 140-1, Err, 2-7, In The conflict, between bishop arrd prlor and cozlvcnt 13 a darnlnarit rhcnle o f l,rber F::1tt71.\1,, X3t)ok III. I he crcatznn af the dlsclncr estates IS dlscuised by N ~ l l e r ,Ely, 75-80. " J J.. Round in F'cW E.ssrx, 11, 3441-1. " Idihrr Eliensrs, xIix, "
Elie~sis- enable the historian to do far more than simply assert the continuity of cult. They provide a rare and exceptionally valuaMe insight into the mechanism by which the Anglo-Saxon cults might be adapted in accordaxlcc Tivith the preoccupations of post-Conquest monastic politics, The first such adaptation took place in 1071-2, St Etheldreda, according to the local tradition, played a not insignificatlt part in the reheilion of the English, Thus it is recorded that the rebels admitted no man to their company unless first he had swom an oath of loyalty on the body oF St EtheIJreda." A royal soldier captured by Wereward was allegedly sent back to the king with a report that the island was defended not only by its natural inaccessibility but also by the patronage of 'the saintly ladies Etheldreda, Withburga, Sexburga and Eorn~enilrla'.'~Finally we are told that the Conqueror, following his defeat of the rebels, came to the monastery and, "tanding far from the holy body af the virgin, Rung a mark of gold onto the altar, not daring to come any closer; he feared lest the wraith of God should come upon him on account of the wicked deeds which his followers had perpetrated i n that place'." In nuo ways this account is of central importance First, it seems to point, beneath a number of semi-legendary anmdotes, to a reality in which, during the troubled years after IM6, the monastic patron saint came ta he regarded also as the patron of the plitical cause which the monks espoused. St Etheldreda became the champion of the native cause; her shrine became a rallying point of rebellion. Second, this account makes it clear that the relevance of the cult was not limited to the period of rebellion, In this context it should be noted that the objective tmth of whether or not the events happened is less significant than the fact that a writer of the twelfth century believed them either to have happened or to be worth inventing: their incorporation into the Liher Eliensis provides striking testimony to the fact that St Etheldreda, the protector of Ely and vindicator of its rights, was rro less important to the monks of thc ~ r e l f i hccntuq than to those of the seventh or the tenth. The English abbot Thurstan was altowed to remain in office, despite threats oE deposition, until his death in 3072 or 1073.22He and his monks did not of course change their attitude towards their traditional saints. But even under the Noreman abbots thcrc is no sign of the 'ddobts and disrespectbof generations of monks. Thurstan" successor n e o d w i n e (3073-1 075/6), a former monk of Jumikges, was remembered as a hard-headed vindicator of the abbey's rights whose only fault lay in his death after little more than two years: he does not make a convincing adversary of the Anglo-Saxon saints.23Nor does Godfrey, the monk who administered the abbey in the long vacancy following Theodwine" death, "serving its interests no less than if be had been abbot",24
" l,iher Eiirnsis, ii, 102, I,iber Eiirnsis, li, 105. Lihev Eliensis, ri, 111. 22 For T l ~ t l r ~ t a abbacy n'~ sec 9. KnawIes, 6, N. I. Droake and V, C . M . London, ?he heads ojrejgious hocfses, En,gtand and Wnlt-v,940-1216, Cambridge 15372, 45; Liber EIierisb, App, 13, 412-23. For Wilhan~'sthreat to depose Thurstan, probably dateable to 1070, see Eiber Eiirnsis, ii,112. 23 For Theodwrne's abbacy see Knawles, Brooke and Idondon,45; Lihvr Elirrisis, ii, 112-13; App. D, 412. L4 Liber L:lfiertsis, ii, 1 15, For Crodfrey's dates see Knowles, Brooke and London, 45 (20751682);Liber LJIl'msis, App. 13, 413 (107541). 20 Zi
f i s t - C o n g t c t ~ l :Attittides to
the Saints qf tho Atlglo-Snxoas
183
Abbot f imcon, who succeeded probably in 11)82,2%seemson the other hmd to have given his monks some trouble, He is condemned by the Ely historian For his acceptance of abbatial blessing from Kemigius of Lincoln, for a number of Yinvasionsbvvhich took place during his abbacy, and for his importation of a number of Winchester monks who showed scant respect for the church ofEly .26 It is conceded, however, that Simeonk failings were a result rather of advancing senility than of Norman arrogance.27And he was remembered also as a man who regarded the Ely saints with more than a minimum of reverence, The Libev Efievlsis records that $ul--ing Simcon" time the professional hagiographer Coscelin of Saint-Bertin spent some time at Ely and composed a prosa on St Etheldreda.2xIt also incorporates a series of miracles, two of which are clearly dated to Sirneon" time and all of which may have been committed to writing at his beh~st.~"nd in one of these Simeorl birnsclf appears as the champion of St Etheldreda: when one of his monks is struck with madness Simeon is quick to propose a rexltedy: k c do not know who could better assist him than that mistress whose servant he is; if be is placed before her he will, we bClievc, speedily recover his health. Go, therefore, and, Ieading him under a strict guard, diligently keep watch at the tomb of our mistress and pray for her inte~cession."~ Sirneon" successor, Ricllard, clearly shared his He can~pletcdthe rebuilding of the abbey church, begun by Sinicorz, and on 17 f3ctober 1 I[&, 'The royal lady Etheldreda . . . was translated into the new church . . . and with most fitting praise was placed behind the high alter in her bridal The relics of Sexburga, Eormenilda and Withburga wcre likewise laid to rest in the new cl~urcfx,~%ndthe history of the Norman conquest of Ely ends with a poignant illustration of the continuing importance of the daughters of Anrla, The Norman abbot Richard, on his death bed, saw the virgin most dear to him, the most holy Withburga, standing close by. At once he fixed his gaze upon her and with a cry addressed those who were standing by: G o away', he said, 'brothers, go away. Behold my lady Withburga comes; behold, she stands here. Do you not: sec h e r X a n you not see her standing here? Oh mistress, have pity upon me,"'
Xf hostility to St Etheldreda existed at all during this period, it came not from within the church but from those aristocratic con~panionsof the Conqueror 25 KrlowIcsI Brooke and Lor~dort,45; Llker Eiierrsrs, App. I>, 41 3. Stmeon was prlar o f Wtnchsstcr cathedral and brother of Walkelin, bishop of Wt~zchcstcr, Z"Liltcr Elzensts, Ir, 1 18, 135, 137-8. 27 Liher Elicrl~is,11* 135, 137. 1,il'lc.r Eliensis, ii, 233. It is not poss~blcco iderltlfy Gosceltn\ prt~sawith any of the extant works 111 honour of St Echeldreda. '' Lihev l ~ ~ i ~ r zrt,a s129-33. , Of thcsc only the first and Iast are actually dated to Slrneotl\ abbacy, but the ptdcirig of rhc others berwecn these strongly suggests that rhcy wcre believed to belong to the sarnc pcnotl. Llher Ellen.~is,i t , 129. 3' RzcbarJ, forrrlerly a nlorrk of Bec, ruled 1lfXl-2 and 21 103-7: Knowles, Brctoke and London, 45; L~htrEliertsis., App. I>. 413. " I.rr"rt.r I.i/ic.rrsi~,11, 143; cf. Vrfa Wlrlthuyqe, fols 66-7. 33 L I ~ BEY t l e t z ~ ~11,~ ,145-8; cf. Mm W'rrhhtr;qc, fols 67-13, 34 Liher Eiirpttsis, n, 150.
who bad the most to gain &om undernzining the position of the church. Prorni~~cnt anlong these was Picot, Norman sheriff of Camhlridgeshirc and one of the most notorious despoilers a f EXy. Picot, when rebuked f i r his "invasions' and for his failure to show due respect to St Ethcldreda, allegedly replied with archetypical Norman arrogance: 'Who i s this Etheldreda whom you prate about, that I have usurped hcr lands. I know her not, and I will not rclease her lands',35 But this incident is difficult to interpret. Its context strorsgty suggests not a climate of hostility towards the English saint per .se but rather a situation in which such hostility was a by-product of a quarrel with the church of Ely which was cssel3tially tcnuriat in nature. Picot's '"Inow her not' is significant less as a statement of ignorance of or disrespect for the saint than as a refusal to acknowledge the landowning rights of her church. And the Picot episode, whm viewed in this light, becomes a f central importance not as an illustration of the decline of the English cdts but rather as a key to an understanding of the adoption of those cults by the Norman abbats of Ely. The nlor~asticpatron saint of the Middlc Ages was par m ~ l t e a c ethe vindicator of the matel.ial m d political status ofrhc religious house upon which his or her cult was cerltred. Thus, when the Norman abbots of Ety found thcir material and political position open to challenge, they met that chalknge in part at least by recourse to the Iocal patron saint. Blake's proposed alignment of N o m a n monk and N o m a n layman agair~stAnglo-Saxon saint accordingly msunderstands the temper of the p o s t Conquest decades. At Ely during those decades the issue of nationality seems to have been aln~ostirrelevant. "Thc Norman abbots, it seems, regarded themselves primarily as abbots of Ely, only secondafily as Norman conquerors. Their reputations depended upon their effectiveness in defending and enhancing the position of the church carnmittcd to their care; and in pursuit of that priorrty they were prepared to utilisc any tool which canle to hand. The Norman abbats and the Anglo-Saxon saints accordingly presented a united front against Picot and his kind. The point i s underlined by one of the most telling stories of the Lihev EEr'ensi~,~~ A certain Gervase, an agent of Picot, showed hin~self'a mighty cncntly of St EthcXdreda, and, as if he waged a special war against her, attacked and oppressed her possessians whenever and wherever he could" The abbot, wearied by continual conflict, decided to draw St Etheldrcda? attention ta his plight: he instructed his monks to seek thc saint's mercy by singing the seven peniterztial psalms at her tomb. At once he was summoned to a lawsuit against Gervase; hut hefore he could reach the appointed place he lcamed to his relief that his litigious opponent was &ad. Cervase" death, it appears, was occasioned by a quite unrttmarkable heart attack: hut that was not how the Eiy monks wished to remember it. Instead we are told that St Etheldrcda had appeared before him in rhc company of her saintly sisters and had vented upon him the full force o f her wrath: 'Are yau not the man who in cantempt of me has so often harried rmy men, whose patron I am, and \ y h ~ still persists in infesting my church? Takc this as your reward, so that others will learn by your example not
" Llfier E ! I Y P 11,~ ~131. I ~ , The lnclident Ir probably to be dated to S~meori'sabbacy: see above, 11. I,rh~r ilftenstr, t r , 232. Like the abbacy: w e above, 11. 29. 76
I'tlccrt
29. madent. this scenzs to have taken place dur~ngS~meon's
to plague the followers of Christ.' Thereupon she raised her staff and, 'as if to transfix him', drove its point into his heart; her sisters Scxburga and Withburga followed suit; and Gcrvase survived just long enough to explain to his servants precisely what was happening to him, And in case the reader should remain in any doubt as to thc import of the story, the compiler adds a waming footnote: the story of Gervase's cnd was rapidly publiased, so that 'Fear of the saint spread through all her neighbours, and for many years no noblc, judge, thegn or man of any note dared seize any possession ofthe church of Ely - so manfully did the holy v i ~ i neverywhere protect her properties.' The Norman abbots of Ely, it is clear, inherited and utilised the cults of St EtheIdrcda and her saintly 'sisters" In 1109 the abbey of Ely was transfarmed into an episcopal scc and a new era inaugurated which saw the institutional separation of monastic community and bishop'sjamilia. What was the effect of this separation on the cults of Ehc Ety saints? The most striking kature of 'the time of the bishops' is the contrast in tone between Hervcy" episcupate (1 109-31) and that o f his successor, Nigel (3 13169). The former was remembered as a period of regeneration and growth marred only sIighcly by the first run~blingsof the grand quarrel between morlks and bishop.37It seems to have wimessed an important drive to promote the cults of the Ely saints, and there are indications that Hervey's personal role in that promotion was of some importance. He was very probably responsible for the updating of the Etheldreda legend by the commitment to writing of a series of n~iracfesattributed to his own tirn~.~%orethan this, wc know that new Lives of Etfictdreda were pmrfuced before I 135 and that the hagiography of Sexburga and Withburga was re-written following the translations of 1l(Ki,3"As Abbot Richard died in 1107 it is plausible to scc Wervey as the instigator of a large-scale programme of hagiographical work: such a programme was perhaps conceived as a logical sequel ta the 2 106 translations and was perhaps intended to establish as clearly as possible the contit~uitybetween the old abbey and the new bishopric. St Ethcldrcda appears throughout the nliraclcs of Herveyk time ir-i her traditional guise of protector of the church of Ely and vindicator of its rights, The miracles indicate too that the saint's festival was being observed at E ~ Ythat , ~the elierrtelc of her shrine included persons of continental as well as of native o r i g i i ~ , ~ 2nd ' that there may even havc been a degree of IocaX rivalry For tiervcy'r cprrcopatc wc L,thrr E!tartct\, 111, I-41, for h ~ rciat~ons s wlth thc monk5 of Ely bee E. 0, Blake, b H i ~ ~ d rIiftrt~>tr, i~7 f3c)ok III', unpuhllshed Ph.1). rfics~s,Univcrrlty ofC:an~bridge 1955.
37
60-78. 38 Four ~nlraclcsatrr~butcci to f - i c r v ~ ) "eplscijpate ~ (the first datcd 1116) conctudc the Lr& of" St EtheIdreda In Corpus 393, 'T'tlesc art incorporated ~xttothc Llhcv P:irerrsr~along w ~ t hseveral other nriraclcs ds\lgncd ru Hcrvcy\ rime: togcther these o c c ~ ~ pBook y III, cc. 27-36, of whlch rbc first 1s a general tncroduction cntlt1c.d "mu., auctorrl rSe n~lracults sanctc R,deIdrcde qrlc conttgcnlnt telnpor~busf4crvcl eprrcopl" 39 See above, 11. Y JO L~herX:lrensrs, 111, 31, a cure \vhlctt 1s s a d to havc taken pfacc on chc fesc~vll of the samt. The post-Conquest llturg~caltourccs arnptv corrobordtc thc Impression ufcc>nttriu~ty of cult affordccf by rhc L~herE/:lrrrr~tsand tile Ely haglograpby. For chc post-C:orrquesr EIy calendar see F. Wormald (cd ), Er~~qltshRencdritrttrv kal~rrriirr~iifier A I ) 1 llE1, 3 vols, Heilry Bradshaw Socrcry "1 a r r l X I , Li>ndon l"311946, 11, 1-19, 4".lher I:IIIYI~JIS,'LIB,30 ( B a f d ~ i n )3.,5 (t~~ac;tcr 12alph). It 1s of coursc postrblc. that thcse were ch~ldren of P.,ngll.~bparents wtlo had bcer~~ E V C I nmrc I fashlonahlc cont~nrntalname\.
between the churches and the cults of St Etheldreda and St E d m ~ n d , " ~ Following the accession of Nigd the sirnation was less happy. The overalX tone of Nigel's episcopate was one of conflict - conflict bemeen bishop and monks exacerbated by Migel" costly and dangerous involvement in the civil war of Stephen" rreigne49t Ethclbreda, as was her custom, was infinitely adaptable. In the hands of a highly partisan monastic historian, she became a powerful vindicator of the monks in their stmggle against lche bishop and his advisers. Thus o m of Nigei" associates, a certain Waster Ranulf, who was foolish enough both to oppress the Ely monks and to institute a conspiracy against the king, was finally betrayed by the merits of St Etheldreda: Nigel, duly impressed, was persuaded far a time at least to treat his monks with more respect And elsewhere the Ely histotian notes in a matter-of-fact way that Higel, against the wishes of the monk% %ad set up a powerful castle of stone and mortar in Ely, which he held against the king and which was quickly reduced by the merits of St Ethcldreda"43 In the late eleventh and twelfth centuries, therefore, the N o m a n leaders and community of Ely took. over the cult of St Etheld~da,adapted that cult to the changing purposes of the new age and recorded that adaptation by the production of hagiography and by the incorporation of that hagiography into an official and highly biased monastic history. But, they did more than this. The compiler of tbe Liher Elifusis, when incarporating the legend of St Etheldrsda into his monastic history, seems to have re-wrltten that legen$ in a number a f significant ways. He noted, first, that St Etheldreda? fwndation at Ely was . ~ errlphasised established on the site of an earlier foundation of St A u g ~ s t i n eMe the pcrsonai nature of Etheldreda" association with Ely by stating that she received the island as a dowel- from her first husband4? and that she briefly withdrew to the religious life there between her two marriages." Thus, in. accordancc with the twelfth-century preoccupation with continuity, he establishcd as Frrmly as possible both the antiquity of the religious life at Efy and the continuity of St Etheldreda? o w aassoc7iation with the island. And he w m t further: he provided a new analysis of Etheldrrda's role as abbess. He stated that she was made abbess by the Northumbrian bishop Wileid, perhaps hoping in this way to justify the claim of the twelfch-century community to exemption from the jurisdicti~llof the And he cmphasised that St Etheldreda was able, with the help of the same bishop, to obtain a papal privilege fur her aQ
s
L t l ~ rEl~ertsis, Irt, 36, St Etbcldreda's cure of an lnhabltarlt uf Bammgham, "no llonge a monastcrro Sanrti Edmundi" Cf. Lrhar Eltensis, xil, 35, where Edmund is t~arnedamong t h o x saints who failed to come to the aid of "masccr Ralph'. 43 The histsxy of Nigel's tplscopate is the dorrtindne theme of Liber I?Lzensrs, I n , 44-143. For dlscuss~onof t h ~ sperlod see App. E; Blake, "Historia Eiirnsrs, Book Ill", chs 3 and 3. M kihrr Eliensis, i i ~ ,31-3. '$ 1,iber Eliensis, 111, 62. 46 Liher Efiertsis, 1, 15; cf: p. 4. 45 Liher Elrensrs, 1, 15; cf. p. 4. T h ~ s statement 1s at vartance w ~ t hBede" account, In V V ~ I CEly I ) 1s dcscrzbed as a rrgici of six hundred faxnlltes within thc pn~vtrtciaof thc East Angles (Bede, Hz~tavzn rcclrsiastica 'qexzrts An
42
Post-Conquest Attitudes to the Saiutts o j the Augfo-Saxons
I 87
community. Wilfnd, he claims, brought back from Rome 'a privilege for the monastery of EXy as the glorious abbess Etheldreda had . . . requested of him, so that tbc house might stand more securely against the inmrsions of the wicked'.,JoThe abbess of the seventh century had been most egectivety recreated in the image of the twelfth. A conlparison of the case of Efy with that a f nearby Bury St Ednlunds is instructive, For the community of St Edmund the Anglo-Saxon period ended in 1,065.In that year King Edward appointed as abbot his own physician B d d w h , a Frenchn~anby birth and former monk of Saint-Denis,g"~ldwin\ medical skills were rare and highly prized: he became in tun1 yhysicim to the C o n q ~ e r o rThe . ~ ~abbey of Bury St Edmunds accordingly entered the Noman era in a political position diametrically opposed to that of rebeuious Elp: it remained quite securely in favour. Its status may even have been erlhanced by the shortcomixs of its ncigtlbour. Antonia Gransden has pointed out that the liberty of St Edmund, 'as a loyali bloc under its French abbot, was an invaluable asset to the Norman monarch",53and there can be no doubt that St Edmund's abbey was appropriately rewarded, Baldwin's abbacy witnessed the confirmation of the community\ llandholding and legal r i g h r ~ , 'the ~ expansion of the town of BurySSand the construction of a new and impressive abbey 'Baldwin's greatest achievement was to ensure that the abbey emerged from the post-Conquest period richer and more powerful than it had ever been before"S7 That period, howver, bxought problems to ever1 the most favoured community. Bury St Edmunds, like Ely, suEered a number of invasions of its properties: it is recorded, for instance, that an unnarrled folfower of the Conqueror invaded one of the abbey" estates and that Robert 3 e Curzon2and his followers tried to seize the manor of S ~ u t h w o l d , And, ' ~ as at Ely, a further , later problem came from within the Church. Arfast, bishop of ~ l m h a m and Herbert Lnsi~~ga, bishop oFTlzetford, sought to establish ttlc East A~rndiansee at St Edn~urid's abbcy, a measure which threatened both the wealth of thc community and the-status of its head. More generally, the East Anglian bishops attmpted to exercise jurisdiction over the abbey, the monks in turn seeking exemption from episcopal control.5' fn the years after 1066 therefore the abbey of Bury St Edmunds, although in a I , ~ ~ Eiletzsis, vY I, 19. Thcrc ts no other evidence that a prlvllegr was ~ssueddurtng rhrs pertod 111 fatpour of Ely. '' Hennalrt~~ c ~ r i / ' ~ ~ ~ i dI tI a ~ ~Pde 0Y~tttiracz11is 1~ S ( I I I C ~diad1tft4ttdt ~ (henceforth. ated 2s Wermann), in nilmzorial~ ufSt Edtnt.trrdVsnhhey, ed. T. Arnold, 3 vols. KS 185)(M,1, 26-92!, at 5 6 % Knowles, Brooke and London, 32. 52 ijerrnann, 58; A. C;ransden. %~dldwtrt, abbot of Bury Sc Edmunds, lif65-l4B7', anre I V , 1%1. A5-7[3, at 66. 5 V C ; r a n ~ d%aIdw~n', ~~~, ft7, 54 W e r ~ l a r l t67; ~ ~ C;ransden, YBaldw~n',67. 55 K. M. Thornson, X(;eaffrey of VVcIl.s, l>e ir(f~2znttir .~ircrrE~inrtittdr( N H L 2393)', Attalerto Rvllandtattn xcv, 197'77. 15-42, at 2 5 4 ; also H. H. C . I ~ V I S ' T,t ~ rn ~ o n k sof St Edmurrd, 1071-1 148" H N C ;xf,~ ~ 1955, 227-31). 54 Hcrmar~n,84-5 '' Gransden, 'lX3aldw1n" 67. " ~ C ~ T Z I ,584, ~ M I 78-841. I, X;lobcrt 'de Curzon" whost acttn~ptedinvasion is dated to rhc first year a f W~llranl11's rczgr?, ts perhaps to he ~cienclfiedwith the Robert de Ckurcy who w~cnesseda royal charter at L~ncoIilrn lftW: see Gransden, %aldwa~', n. 4% ReGeesrd~, no, 3%. " For Udldwfn" strruggiic agarnrt the clams of Arfast sce Hermann, 60-7; for t h s artd for chc
pditically more advantag.ous position, faced a series of problems closely analogous to those experienced at Efy. It adopted, moreover, genetally analogous methods to seture their resolution. Those methods comprrsed a two-hld recourse to law and to propaganda. And the value of the community's patron saint as materid for monastic propaganda was not lost on Bury St Edmund" foreign abbot. At Bury, as at Ely, there was no alignment of Norman rnonk and Nortnan layman against Anglo-Saxon saint. At Bury, as at Ely, a foreign abbot quite clearly regarded the cult oE the local patran saint as one of several tools which might be utilised to defend the rights and to further the interests of the church over which he ruled. Baldwin's grasp of the situation is shown by the fact that he commissioned from a certain archdeacon Hermam a collection of iMir~cr^rla,which would take the history of St Edmund and his csmmutzity up to the 1 0 9 0 ~ Mere . ~ a series of punitive miracles forcibly demol-rstratcthe inability of the unnamed invader, of Robert 'de Gurzon?and his misguided followers and even of Bishop Arfast to escape from the wrath of St Edmi~ncl,~' It is interesting too that Mermann attached considerable importancc: to the royal stams of his suhject, The local importance, the popular appeal md the political usefulness of the monastic samt seem to have been enhanced by that status and by Edmund" cccznequenr portrayal as patron not just of a religious house but also of the whole province of the East Angles. And perhaps Edmund's royal srattls had a further significance which the late-eteventhccntury community f n u ~ duseful. St Edmund" abbey, whose mison dP@trewas the guardianship of the saint" relics, succeeded not only to those relics but also to the ;.&tical status o f the saint: there could lac no clearer statement of the political dominance and thc consequent inviolability within East Anglia of the community of Bury. Under Abbot Baldwin" guidance, therefore, the legend of St Edn~undwas brought up to date and adapted in accordance with the requirements of the post-Conquest era. And, as at Ely, new circutnscanccs may also have pronzpted the rc-writing of the past: Antonia Gransden has suggested that Baldwin encouragtd the intcrpotatior~of the earliest Passio Edmtindi, writtcm in the %80s by Abbo of Flcury, in accordance with the anti+piscapal propaganda so inrgortant to Bury in the lace eleventh century .6z Baldwin" interest in St Edmund was 11otlimited to the updati~lgand perhaps
cc~r;ltmuatlonof the .jcruggIc agalxtst Loslnga see Knowles, 581-2; Gratlsden, 'Baldwin', 69-72. Hcrn3ann citatnzed fp. 27) to be urrtting at the request af BaIJwin and the monks of Bury; hrs work, w h ~ c hends abruptly soor1 after an account oESt Edmund's translatlan En 1095, was probably completed withm a few years of Baldwin's death m 105)7. For fiem-tann's pplacc wxth~nthe Bur)r t~aglograph~cal craditron see esp. It. M. Thorrrson, T w o verslonr of a saint's Life froin St Edrnuned"~ abbey: changlng currents In XIIrh century nlonastlc style', Rc>vueBkt.rrkdictirrr ~rrles~t., 1974, 38.WlR; 60
Illdyarcf, ch. 2. Hcrmann, 58-9, 78-80, 0 2 4 . Like the L ~ b r rHlrnsls account of C';ervasc.\ smtscrablc end, the story uf Robert 3 c e l Curzotl>r~ds w ~ t ha telling message: "Sic Itayuc x~mdlctaDei, flecrlon rneritunl nlartyris [Eadmundrj, crrcurnvci-ttores propulsav~t,sttpergressures retrogrddav~t,ornnes qui ad hoc lncorlvenlens lcrarit stuporcm fncncls affcat; ncc alrqua corunl sine rlgno notabills rcmanszr. Qura vindex est I3omlnus de l r ~ os r ~ ~ n l b uut s . apostolus praedtx~t,ut glona slr a yut m sacrula slrculomm vrvtt. Amen.' 62 C;ranrdctt, 'Uatdwtn', 72, For ci~sc-ussion of thls pomt see Kldyard, ch. "7. For d ~ most r recerlt edition of Abbe" II;"a,sio Edmutldt .iec Three t t v e a qf Iittglt~ltsarnb, ed. M. W~nterbottorn,Toronto Mcdicval Latin Tcxts 2"373,67-87. 6'
Post-Couzqclt'ft Atlitud~sto the Saints
ctf^ the Att*gl;rlt)-Sa~on~
189
rewriting of his legend as an instrument of monastic propaganda. We adopted a quite deliberate policy of enhancing the prestige ofhis church by the promotion of Edmund's cult. That promotion receives its most poignant dlustration in Hermann" saccount of a young Italian boy cured by a relic of St Edmund which Baldwin, ert rotrte to Rome, "nd placed in the church of St Martin at L ~ c c a . ~ " And it reached a spectacular climax in $095, when the body of St Edmund was soIemnly translated to Baldwin" sew abbey church." By thc year 1100, when the abbey acquired its first genuinely 'Norman' abbot,."$the survival of St Edmund was assure$66and his function within the post-Conquest community already quite clearly defined, Prominent among the cases of Norman disrespect for the English saints citcd by Ktlowlcs is that of Abbot Paul of St Albans, who 'slighted the tombs of his predcccssors, and referred to them as uneducated simpletons"."' The authoriv for this statement is the Gmta ahbnt8tm monaskrii sarzrti Albani, composed in the thirteenth century by Matthew Paris and for the immediate postxonquest period based primarily on a source of mid-twelfth-century date,68Here Paul is roundiy conden~ncdfor the fact that he 'destroyed the tombs of his venerable p ~ e d a s s o r s the , noble abbots, whom he used to describe as mdes rt idi~tas'.~' One point is immediately strikixrg: there is not the slightest indication that those predecessors were regarded as saints either by Matthew himsdf or by the Anglo-Saxons. Paul's action may have been, as Matthew forcibly states, quite unlbrgivable; at the very least it was politically inept; but it cannot be adifuced as an instance of Norman disrespect for the English saints, There is, moreover, no trace of such disrespect for the one individual, a saint of the Anglo-Saxons if not an Anglo-Saxon saint, whose cult was of vital importance to the abbey - St Afban himself, In one instance Abbot Paul appears in close alliance with the saint. Matthew explains that Paul's attcrnpt to reclaim HC~IT);IRII, 67-9. Ilermanr-1, 84-43, X-Xermann precedes h ~ accorint s sf rhe tra~lsfarlorlwith a ktatemene that arnutld thts tlnw a rurnour arose anlong certa~ncourtters that St Edmund's body war rzat really at Bury; the courtrcrs accordingly rccomr~~ended ~ecularisat~on of the abbey. "I-h~s~nadcrrtwas cliearly a product o f pol~trcalcotlfllct between the abbey of Bury ancl the court: of W l l l ~ ~Ruitts n ~ and 1s ttz rro scnsc rtldlsat~veof sigr~itlcar~t ctgposit~onarnong the Norrnan la~tyto the verlcraeiorl of St Ednzund per .re: see Rzdyarci, ch. 7. I iernla~zngoes a n to note (pp 88-9) thar the relics of saints Borulf arldJurxni~lus were likewlst translated rcs the new abbe-): church. 65 Robert f (1 100-21, s o n of Hugh, ear1 of Chester, arzd a for~ner monk of faint-Evrclul: Knclwlcs, Brooke drld London, 32. Survlvrnp cafegldars demtzt~strarethat both befi~reand after the Conrltlerrt St EdmnniJ,was anlong the most wxdely venerated of Ertgltsh sarnts, The feast of' his deptss~tronoccurs m F. Wormald, Etqqlish kaicndars hti;-tru A . 13. 1 1013, Henry Bradshaw Sucrcty 72, Loncfsn 1934, nos (3-20; of these no, 19 is a Bury calendar of c. 1050. The same feast i s commcnzorarcd In Wormald, 4fic7r 11@:1,1,29, 44, 61, 78, 110, 127, 143, 159, 178; tr, 18, 37, 54, 73, 89, 102, 117. 6 W ~ u w l e . s118-19, , Paul (l(n7-93)was a rnonk of Caerl and d ncpbetli o f Archbishop Lanfrdnc: Knowles, Brooke and London, 66. 68 C;est~ahbattlm mnrznsmrrti ~nttrttAlhanr, ed. M. T. Rxley, 3 vols, IiS IXS7-9. For the rtuthorsh~parrd sources a f thc work see cspeclalfy R. Vaughan, d2f;ltiheurI%rts, Ganlbrldge Studlcs 3n Medtcval Life and 'fhoughc, 11s 6 , 1958, 182-9; 6es.stn abbatrrm, i, ix-xv~i. " T f ; e s t antrbntrtm, 1, 62. Matthew notes thar Paul's actlor1 was dtrtrr~nznedeltfrer by his cantempt h r his p~dccessorsbecause ofrhcir English birth or by his envy of them hccause they were almost a11 of royal or arlsrocratlc stock vvh~Iche h~xnsrlfwas af humble urlgln. The abbot is cr~tlrlsrdIn p a r t ~ n ~ f a r for 111sfallurc to move rbc rcmamr; o f 3llnsrns regls Offar, fundarclns noitn' to the new church rh~chhe consrructcd. 63
64
190
Ar~~qlo-Nommrzn Studies IX
certain estates which bad passed into the hands o f Odo of Bayeux and Remigius of Lincoln was successful partly thrw& his own persistent rquests, partly through good hard cash and partly because of the offenders' fcar of St Alban.70 Thcreaftcr Matthew follows an account of the exactions of William Rufus after I'aul's death with a description of Archbishop Anselrn's vision of Rufus-death at the hands of St Alban.7"n view of their p~servationonly in late sources, wc cannot be sure that these stories represent genuine traditions o f the postCony ucst period, But analogy with the Ety and Bury material certainly suggests that they are wholly consistent with the use which we might expect the post-Conquest abbots to make of the pre-Conquest saint. From the time of Paul's successor, Richard (1097-1119), ;.z former monk of Les~ay,'~ w e have evidence for the celebration of Alban" feast and for the dedication, to him of the reconstructed abbey The abbot" personal acceptancc" of the saint is suggested by his presentation to the community o f a tapestry bearing a representation of Alban's passion.74 And, more generally, Richard" attitude towards the English saints is illuminated by the fact that in 110.4 he received a nliraculocrs cure while attending the translation of St Ctrchbert; he later expressed his gratitude by canstrueting at St Albans a chapel dedicated to the northern saint,75Finally, the Norman adoption of St Alban was uriderlined on, 2 August 1129, when the saint3 relics were solemnly translated into a magnificerrt new shrine prepared for them by Richard" successor, Abbot Geoffrey (111H6).76 If thc post-Conquest promotion sf St Alkan's cult was perhaps less ostenatious than that of the cults of St ELhddreda and St Edmund the reason is to be sought, I would suggest, not in Norman scepticism but in the fact that throughout this period possession of the relics of St Alban was disputed between the church of St Albans and that af I E I Y . ~ ~ The Abingdon cvidcncc is more difficlllt to interpret. Here debate must hinge upon the attitude towards the English saints of Adelelm, Engijsh by name but a Eorrrlcr monk cafJumiPges, and abbot from 1071 until 1083.7" Abingdon was not rich in saints. The relics of St Vincent, fourth-century protomartyr of S p i n , arc located there by a pre-Conquest vernacular tract on the resting-piaces of the saints in England: possession of the whole body is implied, but in fact the C;esra abbntjdrrz, I, 53. C:esta a b h a t ~ m I, , 65. St Aiban appears in thrs narrative not s~ntp'lyas the local patrort of St Albans but rather as protomartyr iltz~lortrm,as champion of all the salnts whose churcihes had suffered at the hands of Wilham Jl. Knowles, Brooke and London, 66; Cesta ahhatrrm, I , 66. 7s Cats ilbbalattrm, r, 69: Abbot Richard ordairted that a payment of thirty shillings should be nlade (annually) by the cell of Tyncmouth to the church of St Alba~lirtfestv gt4sdemt; Gesta ahbarurn, x, 70-1, on the dedication of kcctesiarrt. Beat1 Afbani" For the post-Conquest St Alban" calendar see Bltormalcl. (ed.), A$er 11011, i, 31-45. '"C;cstcz ahhatctm, 1, 69-70. 7 5 C;esf~ 'abhafutlm, 1, 70; for rhc date of the trarlslat~onsee bclow, p. 196, 56 Ccsta nhhat~rm,1 , 8 5 4 . Geofhcy de Gorron (111 9-46) came from a noble farndy I n Nomandy and Maine and bad been prior of St Albsns: KnowLes, Brooke and London, 67;Gesta ahhutum, i, 72-3. That the retics had previously bccn moved from the Saxon church Into Abbot Paul's slew building can be inferred both from the dedication of the rtew church and from the fact thar Matthew, who waxed so v~rriolicabout Paul's mrscreacnlcnt of his predecessors arrd of Kmg Cjffa, would hardly have failed to contrnent upon any digfiting of Atban" relics, 77 FOX. this ~ I S P U E Csee Vaughan, 198-2M; Liber EIimsis, i ~ 103; , xxxv~i-xxxviil, 78 Krrowles, Brooke and London, 24. 7'
192
Anglo-Norman Studies I X
Adelelm is unambiguously consigned to the latter category." His primary failing, it is claimed, was to alienate the property of the cfiurch by bestowing it upon his Norman kinsmen. The author goes on to describe his refusal to allow the feasts of St Ethefwold and St Edward; he n~akesparenthetical refcrencr: to Adelelm's one good deed, the purchase of three estates from the king; and he concXudes with a blunt account of how that abbot met his death immediately after speaking slightingly of St Ethelwold: he leaves his reader in no doubt that the two events were causally connemd. The Chmlzimn itself tells a very different story.87 Adelelm is prescnred as an effective defender of the abbey's rights; his care ior the religious life is noted; so too is his enrichment of the church. His hostility to the English saints receives no mation; his death is sudden, but there is no hint of divine vetlgtanec, The truth of the matter cannot now be recovered. Xt is not impossible that the author of the De abbatibtrs had access ta an authentic tradition which was unavailable to or rejected by the author of the Chronicon. Adelelm succeeded in diffiwlt circumstances, his predecessor Ealdred having been deposed for his pan in the conspiracy of Bishop Ethelwine of 13urham.88It may have been difficult for him to gain acceptance by the monks. A letter of Lanfranc asking Adelelm to reinstate two monks who had Ieft the house, and implying that the abbot was at least partially responsible for what had happened, indicates that there was some and such conflict may have provided a context for the abbot's hostility to the saints traditionally venerated by thc community. It is equally possible, however, that the thirteenth-century writer's assessment of Adelelm's conduct in general and of his attitude to the saints in particular was a product of his own fertile imagination. Whatever the case, it is important to note that any hostility shown by Adelelm was rnorc than offset by the activities of Abbot Faricius in the first decades o f the twelfth century. Faricius, Italian-born and Malmcsbury-tminedtao was an assiduous cafleaor uf relics. He was present at the Winchester translation of St Ethelwold in I I l l , and here apparmtly acquired an arm and shoulderblade o f che saint."' He may have obtained the relics of other Winchester saints at the same time.92 He also acquired relics of St Aldhelm, St Wilftid and a number of universal saints.93And in 1116 he carried out a thorough inspection of his cummunity's relic collection and ensured that the rcsults were carefully
Mala Abbas Ethelelmus feat Abendonie' jC:hronicon, The account of bis abbacy 1s headed 2831, 87 Chrntzicon, ~ i 1-1 , 1, esp. 1 I . " Knowles, Brooke and London, 24; Chrorzicon, 1, 485.4. Rn Lar4rarrc's letters, no. 38. " Onowles, Brooke and London, 25; Chronicon, ii,44; Gem pctnt$ccrm, 192. '"or Far~cius"acquisition ofthe relrcs at the FlEX of the translation see (Ihronicon, ii, 6; for the date ofthc translation see Annales tmonasrici, ed. H, R. Luard, 5 vols, RS 18649, 11, 44 (Atzrzalesmorzasterii cle IKntotzia). Thc relics of St Etbdcvold ("spatula mtegra, et bracbium et digltus, et de capillis cjus') arc reccjrded in the Abingdon retrc Iist of 11 36 (C/zroniron, ii, 257). '' The Abingdon relic 1st ~ncXudesalso the relics of saints Swithun, B~nnus,Judoc alzd Edburga ( C F t r o t t i c ii, 158). For a plausible suggestion &at these relics were Ixkew~seacquired at the crat~staitionaf 1 2 1 1 sec X. C , Thomas, 'The cult of saints\eIics in med~eval,England*,unpublislxc.$ I%.T>. thesis, University of London 1974, 154 and n, 5. " Chronicort, ii, 46-R; cf. il,155-8 ( I 116 relx Iist).
86
11,
committed to writingaY4 The Chmrzicort also rekrs to his special devotion to St Vincent and notes, without going into detail, that he observed the saint's feast with greater honour than did any of his predecessors.gsThe tract De abhatihtrs supplies the additional information that he was rcspansible fclr grading in c~ppis the feasts of St Vincent and St Ethelwold." Abingdon had had an unfortunate history: its great men had gone on to greater things and had died in other places, Before the Conquest the cornrnuniry had consoled itself with the partial relics of St Vincent, perhaps also with those of Edward the Martyr - both great names, it is true, but of limited value as local patrons. Faricius did his best to remedy the situation by acquiring not only the relies of universal saints hut also those of his predecessor Ethelwold and d o t h e r saints who had played an important part in the history of the West Saxon Church, The post-Canqucst Abingdon calendar, though late, bears witness to '~ no doubt beause it lacked the whole remains of a single his c f f ~ r t s , Abingdon, saint to whom it had a unique claim, never ranked a m m g England" pprincjpal centres of pilgrimage and of devotion to the saints: but, such as it was, it probably reached its zenith mder the rule of the Italian-born Abbot Faricius. The case of Malmcsbury is analogous to that of St Atbans. Knowlcs, citing William of Malmesbury's Life of St Aldhelm, informs us that the second Norman abbot, Warin,98 h a s so surfeited with the relics of English saints that hc turned a number out with a jest','' 'This, however, is not quite what Willian~ says. His complaint is that Warin, "bclitrling the d d s of his predecessors', was seized by revulsion for the %holy bodieshnd swept them away from their pron~inentposition on either side c t f the high altar to an abscuire comer of the church of St Michael." The holy bodies in question were those of Warin's predecessors, Therc is no suggestion that those predecessors were regarded either by William or by the English befbre the Conquest as saints. Willlam's special indignation is reserved f i r Wlann" ejection of Malmesbuq" founder, Meifdulf 'of holy memory" and of satictt.rs Iohannes S ~ ~ r t ~whom i s , the monks allegedly revered hardly less than St Aldhclm hin~self." O L Each of these appears in the verr~acularresting-place neither, so far as I have been able to 94
(:lirclrltcotr,
VS
c:Jllmtitiol?,11,
155-8. 4%. "'Chronriot.~,11, 287. 97 Wornlald, d f i r r 11Cdll, r, 15-30 The carlrcst evtant text of the c~icndar, preserved in C:dmbndgt., Unlverstty L.ibrary, MS Kk, I 3"Cfols lh-71, datcs from thc Iarc tb~rreerlthcenrtrry. " X ~ ~ l ~ oofn kI Ire who ruled Malmssbury from 1070 to c 10")l: Knowlcs, Brclokc and London, 55; C;i.sra portt?ficrtrrt, 421, 431 Aidizrlnrr whlcb forrrls 13ook V (pp 33tW.3) of Wtlliarn's CGutt~ Knowiics, 1 I") ccltrng rhc t 11,
t~rlt~jiltdm, 421. Ci1.m ~ I I I B ! / ~ ~ ~ ( F421 P Z . : 'Is, cunt prjnlliixl i d abhat~amvcntr. anrcce\\orun3 h i t 2 parviprnden~, t ~ p oyi~i3darrrcr nausla S a r ~ c t a r u rcorporum ~~ fercbatur. C k ~ adril~qucsattctae tncnlorlae Mc~fdulfi ct cctcrorlirrl cpl, o11tlr ibl ahbates posreayrtc tn plurzbus locrs dntlrtlte\, ob reverentianl patron1 sul AIdhcImt xc In loco rumulatunl; Irt jussxsscnt, yuos arltlyultas vcncranda ln duobus lap~delscrarens ex utrdquc par&! alranr, Jlrposltlr iItrcr ckjjusque ossd ligrle~srtltcrvallrs, rcverwrer $tatuerat; hacc, ltryuam, omtlta pariter conglohata vclut: acervurn ruderum, vclut rcliqulas v ~ l ~ u rmatlclptomm, n cc-tlcslae fi3rlhus al~cnavrt.Et nc quid impuderttlac dccssct, etlarrl sanccun1Johannem Scomlm, qiienl pcnc par1 quo Sanctum Alcthc'tx~~urtl veneracrctnc rnctnachi colrbant, cxtuht. Hos lgltur ornncs rr1 cxtrcnlo ar~gutobasil~cacSat-rct~Mtct~ahttrs,quarr~lpse dilatan er esaftarr jusserac, rncons~dcrarc ocilll laptdzbusquc pratcfrtd~praccc*plt.' ''I See ahovc, n. I00 I"' L~cbcrn~arlt~, S C C ~ I O41. ~
194
A~glo-hrortnanStudies IX
ascertain, in pre-Canquest liturgy or hagiography. William's own language herc does not necessarily imply that he regarded them as saints, though elsewhere he speaks of john as a martyr."' Tbe line bemeen a speciaUy respected forebear and the object of a hesitant and purely domestic cult is a fine one, and vvc canilot be sure whether in the gre-Conquest period either Meildulf or John had crossed it. If they were indeed casualties of Norman s q t i c i s m they were very minor casualties. '" Morc &an this, William's whole account of this incident may be untmstworthy. An earlier Life of St Aldhelm was written by Fanicius of Abingdon, probably vvhile still a monk at Matmcsbury: here no rei;erence is made to Warin" ejection of either 'predecessors' or 'saints" I"" The divergence between the sources may derive from a difference in their nature. Faricius set out to write a straightforward Life of the saint; William intcndd to locate the saint" life and cult clearly within a framework of monastic history,i06 William's discussion of Warin" treatment of his predecessors might therefore have been considered irrelevant to Farxciusharrative. But an alternative explanation may lie in William" attitude to Abbot Warin. William plainly disliked Warin, blaming him in particular for wasting the substance of the abbey and for placing conccrn for his o m influence above concern for the community. '" In these circumstances we are justifxed in wondering bath whether Warin's Qection af the "holy bodies' actually took place and whether, if it did so, thc indignatian of contemporaries was perhaps less than the indignation of William. Bath Wijtiam and Knowles acknowledged &at Warin to some degree cornpnsated b r his other activities by his retention and promotion of the cult of St Aldhelm.1008 Here coo, however, some ambiguity is worth noting. William of Malmesbury explains that Abbot Warin was initial1y uncenain of Aldhelm9s sanctity but was 'cconvertedbn hearing of one of the saint" curative miracles and accordingly detcrmiried to translate Aldhelm's relics: in general, we are told, that miracle brought about a great improvement in the saint" reputation among the Normans."' F~ariciustells a rather diEerent story. The curative miracle is rdated with no reference to Abbat Warin's feelings about St Aldht=lm.""O CZesta pont$curn, 240, The feast of ioharznes ttir Dei is cntercd on 28 January In the sixteenth-century calendar ascnbed by Wormald trz Matmesbury (,4jer 11H1, ii, 75-%I); Meildulf receives no mention bere. ms Vita S.Aldhelrtzr f i v i r i u uuctorr, In 17utrokl;tlia Jafinn, Ixxxix, cols 6&88 (hereafter cited as I4ta Aldiielmi), Fariaus became abbot of Ablrlgdorl 8r-t 1 1CX) and died in t f 17 (Knowles, Brooke and London, 25). Wrlliaxn of Matmcsbury begar1 his V ~ IAldzrlrrri LI with crrtictsms of Fancius" work; he completed his verslotr of thc satrlt" Life In 1125 (Gc~raporrtt)icum, 330-2, 442). '06 Grstcl porttificum, 331 , "O" (:fsfd panl!ficl.tpn, 431 * laQ" Grstcz pant$nrm, 421-5, esy. 421-2; cf. Knowler, 1 19. "O" C;es#.ra ponrl$rum, 4223: YC:ujuuarnen sanct~tatisambiguus et mcertm primo f u ~ tquia , non ejus votis ad m~racqlommexll~btt~oncm famularecur. Verrrrrtamc-n occurnt labant8 pietas Sanctl, ut duhiecdtrs ~ ~ u b ~depellerct, l ~ ~ r n ccrt~tlrdrnlslucern ~i-tfut~dcret . . . Eartuns ~ltud,coranr civili poputo, palarn fnur~ach~s omnibus, nlagno apud Norrlrarlnos ad fior~ofificent~ant Sancci h e mcrcnzento . . . Hoe vtso, cum rlichll abbatl excus;lbihs cunetatior~isessct reliquutti, ad rolendam pretiosiss~rn~ confessorrs hor~or~fxccntiarrl suae mcntis exc~tavirindustriam.YAldhrlm\ seftcs were translarecf by Bishop Clsmund of Salisbury fotlc~w~ng a preliminary examrnatton in which War111and Abbot Scrlo of Clouccster (1072-1104) ascertained the nssuum . . . integrrtas. ""O Wra Aldjzflmi, cols 8 t-2. '03
m4
It is fnilJowed by a wmmary. ofthe history of Aldhdm's relics up to the titrle of St Dunstan, by whom they were buried out of fear of the Danes.'" Faricius then explains that Warm, 'being for a time uncertain about the most holy body', enjoined a three-day fast, with the singing of psalms, 'in c>rderthat the relics of so great a bisrMp might be found7:"9is doubts, it is plain, concerned not the sanctity of Aldhelm but whether after so long a time his relics would actually be where they were supposed to be, The abbot's snlind was duly set at rest, and the translation followed a week later, on St Aidhelm" fcast day,'" Again the divergence of sources is not easily explained, It is not inlpossible that Faricius, a Eorcigrler hin~selr,may have wished to whitewash the activities of Malmesbury's foreign abbot. More likely, X would suggest, the 'error' was William's: it would have been the casiest thing in the world Eor William, deliberately or accide~ltally, to garble Faricius' straightforward translation narrative in accordance with his own Iow opinion of Warin" character. Certainly the translation, which William of Malniesbury datcs to I0"l,"la sct the seal on Norman approval of St Aldhelm and ir-ritiated a period of active promotion of the cult. Two Lives of the saint, those of Faricius and of William, were pruduced bccwee~l1078 and 1125."Varicius' work ends with the translation; William" continues and provides a valuable insight into the Xaecr history of the cult. The saint's feast was reguXaxly cclehraited at Mafme~bury;"' Archbishop Lanfranc himself decreed &at Aldhelm be vencrated as a saint throughout EngXarrd;""?thc Murnlan abbot Godfi-ey encouraged the cult;''' and
"'
Vita Aldltrlmi, cols 82-3. Vita Aldhc>Jmi,col. 83: Tracerat in eodern menoblo abhas Wannus, plur~busrebus vir crud~tuset
rnonasrlcae retigiosltat~sdoctr~tlaprarditus, qux vita ct moribus pollentern gregeni sibi cornrnisst~m rcgebat monasticis tradition~bus,Qul algquant~sperde carpore dubitans sanctlsstmo, ~ndlcttfideli congregationi tr~duanumagerc jqunaum. psaitrnos devote locls congruls clecanrare, amn~husyuc. nlodils ante drvlnae conspecturn clenrcntiac humilrari, quatellus csmnipocentls I>er rnrsericord~atar st^ praesulis reiiquras reperircnt." Vita A/diic.ftnr, caf, 84. Far~crricdocs not statc that thc translariol~was planntd prwr ro thc examlr~ations f the rrtrcs but this can perhaps be lrrfcrrcd both from the claboratt arraIrgenzerlcs rnade for the cxaminatlon, In which Warrrl was assrstcd by Scrlo, abbot of St F'eter's. C'1s OUfCSECT, and, ntorc Imporeaszt, from the trnrtng of the cxani~nation:it was surely mare than co~ncrdencediat this took glace a week bcfore tbc saint" fe.;tlvat, thus nlaklng poss~blethc translattort of the refgcs on the rrlvst appropr~atcday of tbc year. Cesta potttfji~i.(~l, 423. See above, n. fO,5. ""6C;estu ponf!(iru~n,426-8 (a defornred youth, Eolcw~ne,1s cured by St Aldhclm rn nclralr 1y113, 1081)). 4311-5 (a cr~pplcdwoman IS cured at M ~ ~ I I E C S ~patrr-tr U T ) ' dfrhtr~ante fislsrtls, in the tlnw of Abbot Cisdfrcy (c. I - c. 1106: Knowles, Brooke and London, -55)).4354(in thc tmte of Abbot Godfrey a crippled gsrl rs taken to Mafmerbttry on two consccurlve of the saint. wtthout ,~CCCSS; she finally receives a cure or1 the third attempt), 438-")(a cornmenc chat the saxtit's feast 1s always attended by rabble sceklrlg to take advarltage of the \vorshippcrs; dur~rlgWilliam's youth one of them behaves tt~decenrlytc:, tbc saint's chrzt~c),440-2 (a cure w~tncrscdby W~lIxamof a dun& man ~ t . the salnr'c festival), 4-42 (a cure wltncssed by Wllliani of a bl~ridwornan at thc sairrt" ftst~val). "' t ; ~ ~ potttifictttn, ta 42%: Lanfranc, o n bemg infi>rrncd by Warln of Aldhelm" m r e of Folo~rinc, "nerita confrssoris cx pradigia metlens, legern irr totarn promulgavlt Angliarn, qua eum lncunctal?ter haberl et call pro Sarrcto prataperet', Tt~ere1s no srrggesrlon m WhIlarn" account that Lanfranc had fr~tilertoopposed the cult o f St Aldhelnt, CV~lli~~m gocs on ca note that an annual l s ~ rwas rrz~n~ednarcly instituted on AfdheIm's kast day, 'uut quos non ~nvltabatconfrssoris sanctltas vcl rnerclum advacaret avidztas'. ""BI"hrs rs the carnc Godfrcy tvho haci prcviorisly served asprot irrnlor of Ely (above, p. t 82; Kno\vles, 13rookc and L,ondurt, 55). W11tlanz ofMa1mclsbury notes t h d r St Aldhclm pcrforrncd many n~lraclt*s
thc beneficiaries of Aldhelm's miracles included Norman clergy and lay~nenas well as English.""" 'Even the great name of St Cwthbert" writes Knowles, 'was not proofagainst Norman scepticism.'"' The evidence cited is that of TIormce" where it is stated that in 1104 the body of St Cuthbert was exhurtled, on account of the incredulitos of 'certain abbots'. "' By analysis of the contemporary and near-contemporary sources produced at Durham itself this alleged inrredulitas can be placed in context and an accurate assessment of its nature and importance provided. Largely as a result of the turmoil of lort them politics, the early post-Conquest years at Durham were troubled."' In 1069 Robert de Comincs, appointed earl of Northumbria by the Conqueror, was murdered at I)urham, thus signalling the beginning of the last general uprising in the tlarrh.12VishopEthelwine of Durham, outlawed in 1069, ww later invotvcd in Hereward" rebdlion and died imprisoned at Abingdon.I2" The first conleinental bishop, Walcher, created earl in 1076, was murdered four years later. 'ZJ And the episcopate of his successor, William of St Calais, was interrupted by a three-year exilc following his irnplicatinn in the 1088 rebellion against William Rufcrs."' Throughout this period the relics of St Cuthbert were among the principal assets of the church of i3urham. The function of the cult can be traced by reference to Symeon" history of tile community and to two series of miracles collected between c. 1083 and c.1 104,'27The shrine of St C:~~thbertis nowhere portrayed as a rallying point for rebelIion as is that of St Ethcldreda. "'But it is emphasised that the saint acted as protector of his community and of 'his people' - a r ~ din the carly post-Conquest years this could lead him to support those hostile to Norman rule. Thus, after the Nurthumbrians' murder of their Nornlan earl in 1069, bath the church and the city of Durham were savccI fronl the Conqueror's first ptrnitivc expedltiorl by a dense fog sent by St Gutfibert to confound the royaf farces. 12" 111 the t m c o f t h ~ sabbot and 1r1dct.d ~mpliecthat all the mtracles contained in cr. 272-8 a f h a Lrk took place during Godfrey" tame; 111 onc of these ~ t is : the atsbor htmself who suggests that balsam from the samr's tomb b t used to effect a cure (Gesfa potttlfii~fm,433, 438). ' I 9 CC;estczpont[ficicttm,428-31 (Osmund, btstrop of Sal~sbury, ohtazns by request a rshc of St AIJhelnr, by whlcb two a f hls archdeacons - Everard, later hlshop of Nowrch, and HubaId - arc subsequcntEy cured), 437-8 (Ernulf dc Mesdin 1s cured at Maltneshury by balsa~r~ taken from the sarnt" storrtb), lZ0 Knowlc5, 119. 121 Worcester, ii, 53, "2 For ths ptolittcaii background to I3urham's postXonquest history see W. E. Kapelk, The 'Vovmarr Corrgtcar c?frhr Pti,rrh: tkr reginn and its trantfi)rtlzntrott, ItXB-1135, Umversity of North Garolirla Press, Ghapct Hill, 1979, 106--57. '" Symcon aE Ilurhanr, Histonn Dunelmenjts rcclesmc~,In Symewnrs moriaclzl cyer't anmra, ed. T. Arnold, 2 vols, IPS 188S3, 3-135, at 98-"3 Kapelle, 121-19. """" Syrrzeon, 105; Kapelle, 124, '" Symeon, I~H-6, 113-17; Mapcllc, 124-5, Z37-8, 13941. 'Lh Symeors, 127-8; Kapelfe, 146, 149. '21 Far the dates of these nrlracle groups see B. Cnlgravc, ‘The post-Sedan rll~rdclesand trans1aao~z.l of St Cuthhcrt" ~n C , Fox art3 f3. Illckens (eds), ' I ~ ~P LJI YE ~ YCL I I"J ~ ~ ~ Y(~Z> JS t ~ t ~ r t h -IZidruj~~, ~ t ~ ~ ~ rC:amhr~dgc 1 9511, 30'7-32. ""8ee above, g, 182, '* Symeon, 9)-loO. TIzcrcafZer the saint cont~r~ucd tcz protcct h ~ apeople from thc wrath of tfrs C:onqcreror: Illshop iErheltv~neand the rnonks a1tegcdly fled with thc saznr's body to L~ndisfame, whtch despite a hrgb tide they reached ~ 1 1 t dry h ket: (Synreun, ZOi)-I; Mlraclc 6, Colgrave 312).
Post-Conqt-rest Attitudes to the Saints 4 t h e Arzglo-Saxons
197
The irrlporrarlce of St Cuthbert, however, was not limited to the time of Durham's last native bisfrop, A number of stories corn the time of the first continental bishops indicate that these were not slow to perceive the usefillncss of Durham's patran saint. Thus we are told that soon after the appointment in 1072 of the Lotharingian Walcher, King William while passirtg through Durham demanded to see for himself the body of St Cuthbert, threatening to kill all the nobiliores et natu m a i m should the community 3 claim to possess that body prove false. Bwt before any inquiry could be made William was seized by an intolerable heat and Red from the church and thc province, not stopping until he had crossed the Tees,""oUohson writes of tbis period that "even thc notoriously ruthless William I was compelled, like the two continental bishops be appointed to the see of Ilurham after 1071, to come to terms with what was now an irresistible legend" But the relationship between bishops and legend, I would suggest, was nlsre positive than tbis, The story of William" flight is perhvs best understood as an object lesson to that king's successors and agents on the inviolability of the church and people of I>urharn,133Two further stories likewise have the appearance of examples p o w mcatrvqev Ips atltres. 111 the first the royal tax collector Ranulf is taken ill while trykg to do his job in I2urham, not recovering until he leaves the diocese;133in tfic second a Norman soldier who attempts to steal some unguarded treasure from the church meets his death at the hands of the vengeful saint,"4 In each case an attack on the material andlor political status of St Cutfiberr" church was InevoIv~d;in each case that attack was 110 XCSS damaging to thc continental bishop than to his English congregation. 1 would suggest that the legend ofSt Cutbbcrt, and the associated promotion ofhis cult, were potent means by which Walcher and his successor Witiiam sought to define their church" relations with Norman secular authority and, in a frontier region, with a potential!y unruly Norman laity. Thc of St Cuthbert was no less useful to the continental bishops of I>urharn than to tkcirr AngloSaxon predecessors. fn 1083, under Biishog WilIiarn of Saint-Calais, the congregation of St Cuthbert was transformed into a regular Benedictine monastery."' The transformation took place, Dobson points out, "midst a, wave of conscious and indeed almost antiquarian re~ivalism"~"" It was a revivalism which, altl~ough originating among the English, had been adopted with s o m alacrity by the continental bishops of Ilurharn, Bishop Walcher, Symeon notes, had been quick to support those monks from Evesham who sought to rrvive the monastic life in the places made holy by Cuthbert and the Northumbrian saints, Symeox~,If.&. 1%. B. Dobson, Dtrrllanz I3rtc1ry, 1400- 14511, 26. '32 S y r n e o r ~ ~ ' ~C C O L I Tof~ ~that rnc~dentconcludes wtth the statement: "Quo rrtdrcio magnunr l)el confessorem Curhberru~ni b ~requiesccrc Otebatur, et populum, iJeo prohibente, laedrre nnn perm~rtebatur.' "' Jyymeon, 107. TIM%incldcnr probably rook place In 1073 or 107'4: it is precckd by an accrotint of Wtfl~am'sScoctlsh cxpcdition of I f f 7 h r s r J fi>lIowed by a dtscnpt~onof the monastic rcv~valIn thc north, wl~lchbegan In 1073 or 1074 (KapeElc, 134, n. 56). its po1itlcaI context 1sdiscussed by Kapcllc, 139-5: "this story must bc a twelfth-century monk" sway of saylng that W~llramhad tned to tax Northumbria . . . and that chc Pjorthurnbrrans had drivctl our the tax c ~ I l e c t o r ~ ' , '34 Mrracle 7, CoIgravc 313 (dated litX0); pr. Arrrolci, Symrotrrs, 11, 333-5. 13s Sy~rreot~, 12(1-4; Knowlcs, 169-70; Ilobson, 26, f30bs011, 26. L3"
"I
His attitude had been determined, in part at least, by his reading a f Bede's Ecciesr'as~r'colhistory and Life of St C ~ t h b e r t . Bishop '~~ William similarly wzs encouraged to effect the final translformation of llurham itself by his reading of allspecified ancient writings. E38T o the ncw community the presence and power o f St Cuthbert were central points both of faith and of propaganda. The c ~ a t i o n of that community is itself portrayed by Syn~eonas an act of devotion - as a transfer of guardianship over the relics of St Cuthbert,'3g Indeed the m o d s went further: thc establishment of their community was in rlo scnsc an innovation but was rather a return to the constitution and the ideals of Guthbcrt" Lindisfarne. '" The function of the cult closely paraHcled that already outlined: the. new community succcedcd to the inviolability of the And so we come to the events of 11OZt.I11that year, we are told, in an accoullt produced about twency years later, Durham" sew cathedral church 'was almost finisbed, 2nd the time was at hand for transferring into it the venerable body of Father Cuthbert, to occupy the place prepared for it . . . and receive the meed of worthy ~ e n e r a t i o n ' . The ' ~ ~ passage is important in confirnling what we might almajy have concluded: veneration of St Cuthherr was to he of centrai importance within the new Norman cathedral of Durham. But, apparently around this tinle, a problem arose. There was a differmce of opinion about St Cuthbcrt. The points at issue are quite explicitly stated. There were some who doubted whether the saint" bboy was actually present at Durham; and there were others who doubted its incorruptinn - 'a thing . , ,which they were wel aware had been conceded to a very few only of holy men"'"" There was, it is important to note, no doubt whatever that Cuthbert was a saint and should be venerated as such. The monks adopted thc ratimal curprate solution to their problem: they sct up a committee, which before the scheduled translation opened the saint's cofin and found the body to be both present and incorrupt.'& But the committee's report did riot end the matter. First the bishop, Flarnbard, while not denying Gtschbert's sanctity, was not easily persuaded of his i n ~ o r r u p t i m . " ~So~ond,and more seriously, the abbot of an unspecified neighbouring monastery, hearing of the committee's report, raised a further Synlcon, 9-10; cf. 10tbt3: I?obson, 26. Symeon, Ill-1 1, cf. 120-4. "* Symcon, 11, 122. 140 Symcon, 1 1: 'Slcquc ad 11lunr monaeh~caeconversatlonn a r d ~ n e mncm ncrvu~nInstltutt, sed antlquum I>w rcrrovante restlruit." "l MIMCICI8-12, 13, 15, 17, f:ol;gravc 313-17; pr. Amolci, Symettrzrs, I f , 33556. "WUP t~ttrt~cttiis er tr~ttsl~ttotlzl?14~, III Art~oId,I;ymcc)nis, I, 24%;M~racle"1,Golgravc3lT 329 for date. "4j 1% mtraailic translbxrtonrhtts, 247-8: 'Inter haec tarn frequcntnlm miract~lorumopera non eactem dpuJ omnes Falrl dc pracserltle sacrl corpuns beatt Cutbhcfl~,qualn de Incormptlnne habebdtzlr oplr~tcz.A h namque ~lltld~ n u l ante t ~ ~ hanc aeratcm VI quaciarn occulta alio translatunl vanis slhl co1-?jecturlssomnlabant; atque scpulcbrurn, llcct nunc tails depos~trcareat commn~daro,non tarnm cvacuarl vrrttltlsrrt gforta, sed, ad i n d ~ a u nprlstinx ~ ~nhabicatons,nunc qrtoytlc celebr~tereffuigcre m~raculrs.A ~ dutcrn I secras qutden~rellyulas ~hidcrncontmerr, sed human1 carporis cornpagem per rot saecufortrm voiun-t~t~a ~ncflssolutatnpcrmancre, jura dicebant: excedcre narurac; et, licct vgrtus I31v1na o t l ~ n ~ b uqtmd s vult ec yuonrodo vuit imperct tlatttns, hanc ramen In hqirs cc3riporis Incorruptlone nu1bu.t yur vcl nlanll vcl vlsu explorassct tcstlmc>nlosib1 patcre; axque ~ d e dtffictlc o slhl dc hoc, quamhbet sancto corpore, crcdcre mexpcrrurn, quad rdro pauclssirnts allorurn sarrctorum cc~rporlbttsnovcrar~tconccssum.' "1"~ tntirar ults et trun~latrirnrhtd>,249-54 L45 De rtttrrzr trlls ar rmraslartonthru, 254. "@
13tjst-Conquest Attitudes to the Saints $-the A~rglo-Saxons
199
objection.146Again there is no suggestion that Cuthbert's sanctity was called into question. The abbot's complaint was procedural in substance, political in tone: the examination of relics, he argued, should not have been exclusively an internal aEair; vested interest might: have played havoc with honesty, More specifically, he, as Durham's neighbour, should have been consulted: dignity, it is clear, had been offended. Thc result was a second, public cxamirlation of the holy body, after which it was with duc ceremony laid to rest behind the high altar of the new cathedral."' The events of 1104 confirmed and strcrrgthcncsd the central psition of St Cuthbert within the spiritual and political life a f the north.""Kt is unhrtunate that we cannot with ccrrainty iderltidji those whose doubts initially called this process into question. It is nowhere stated that they were Normans, though some of the most obvious candidates were certainty Norman. It is unlikely, though not impossible, that they came from among the Durham monks. "" More likely, the "doubters" came Eram orlcside the community and from among its critics. They may have irlcludcd the bishop, Flambard, who was said to have
" "Me nriran~(iset translutionibus, 1 5 5 4 . It a later rrzads clear that- the abbot in quistlon must have been either Stcphcq, abbot of St Nary", Vork, or Hugh, abbot. of St German", Selby: De ntrrarttlrs et trarzslatiunihus, 258. la' II)e mirnct4lis at translationibtrs, 256-61. St Guthbert was accornpan~edto the new cathedral by the relics of nzany other Northurnbriar1 saitlts whlch had been found by the rnoriks when they opened the coffin. Ofthese the head o f St Osurald alone was ailowed to rematn it1 the cof6n; thc others werc rcmoved 2nd placed In separate caskets. See UP mtrac~ftset trntrsI~~~tonihr~s, 252-3, 255, 3M). A rwctth-cerrtury account by Reginald o f 13urham supplies the detail that the rehcs, whicfi did not sharc Cuthbert's privilege of zncorruptlon, werc removed and separately preserved because thur decomposrt~orihad damaged Guthbert" coffin (Reginaldi mortnchr Utrnelmarsis lihcllr4s de adtnruandr.t hmti Ccrtlrhcrti virtiitihrrs qtrae navrllis parratae suni temporibus, cd. J. E"Zair.te, Surtccs Soc~coy1, tonclorl 1835, 85). '48 13obron r~ghtlycommctlts (p, 26) that "the century which followed the foundation of the Uctledlct~nemorlasrery of Ilurham, and rbc subseyucrrt hrghly ptibllc~sedtrdtzslarlon (m 1 Itkt) of S ~ ~ r Cuthbcrt's it shrine to ~ t snew poslr~on ~nznzedzately beI11t3d the high altar of the r-rcw Romanesyue chotr of hts cathedral church, i s probably that of the northen1 sa~r~t'st most magrr~ficent poschunrous rr~umphs'.Frzr thc cult of Sr Cuchberr In the tv~wlfthcentury see esg, thc rnlraclc collection o f ileg~naldof Durham. "'"The Latzn of the Ue miractrlis et trrltl~laitonrbttb@, 148) does nut exclude the pass~biIitythat snnlc o f the Iltlrharn rnnnks (like Ear~cltlso f Ab~ngdon)k l t a Ilrtle rrepldat~onabout the presence and condit~csnof a holy body wh~ctlllad after ail had a remarkably chcquercd histar).: T a l ~ t e rhzs ablariollcm sanctr corponc coycctant~bus,iIIir. lncorruptlonexrz rlon adnzlctazcsbus, sffin~~antium 11Iud et adesse, ct incorruptuln perdurare, fratrum fidei detrahebatur, ~deoyuepudor allquanrrspcr anxtus ingerebatur. Quapropter ~ p s fratres, l nlentibcls ad Ikunr ac preclbus convcrsl, orabant ur Qui esr '\xn~rabtIrs111 sanctxs surs"" H~-lrc Sesc, ostensionc tatltae virtuc~s,m~rabtferr~ ostendcret, ec duhiunl m dub11s rndicils nornlnl suo darts glonam excluderct." The ~mplicatlon,however, is that the monks ds 2 group had been distressed by external yrrescioning of tlzegr good faith tn the matter of the rehcs of St Cuthbrre. And thereafter ~tseems clear that thc sctelng up of the corrrmittce to venfy the presence and lilcorrupclon o f the reIrcs was a measure ut~dertakenby the cornnlon collsenr of the rnankr tn order to firreitall external cr1ttcisn.t or1 the occastorl of the translauon: Ymmmente ltayue IilI. kal. Scptcmbris, d ~ cscrlrcct qul ad sollemnen~trarlslatlor~cm Fierat praefix-lltus, intentnr consrl~un~ fratrcs, ut, quaniarxt rlerrro supererat yui pcr euperinlentu~n cdoceret, psi, yuanrun2 13eo pcmlittentc Ilcercr, qualiter arca corpus sanctum slnguta composlta, qualiter ordinata essent expforarent; atque ad 14 dic vcnturo transportandurn quacquc d l g ~ ~eta conve~zicntiavidercntur, r~~attlrlus pracpararent; oe v~dellcet,cunl hora fcsrlvae processlonrs Instlrcrlt, ahqua ex ~trzprov~dcnt~a dlfficultas ~mpedlmcrttum fac~at,atyrlc Ita, ex mora exspectatfoa-rl unlversorctnl q u ~adverlerinc Ingratd, agcr~dgssotlemn~busobsequi~rfiat Irljurra."(l)c ~ntr11ctfli.sYI troti3ltztti)ttih~b,348-9.)
refused at first to believe the comnlitteek findings on the state of the body and who subsequently preached a rambling and irrelevant sermon an the occasion of the tran~lation,'~'They probably also included the "certain abbotskefrrrcd to hy 'Florence' - among them perhaps the neighbouring abbot whose procedural/ political camplaint prompted the secorld examination of the relics. The e3bjections of such men as these represented a chalImge less to the saint than to the relic-owning community, Flarnbard's attitude is intelligible as a symptom of the worsening relations between bishop and m o n k which were to characterise L3urhal.n in the twelfth centtlry."9nd to the abbots ofneighhouring hauses the wealth and influence of Durhanl may have given rise to a little healthy competition which was expressed in an attempt to discredit the asset upon which that community's fortunes were founded. "?That the critics or rivals of thc Durham monks should seek to hinder the translation of 1104 is striking testimony to the success with which St Cuthbert had been brought, by churchmen both English and Norman, to serve the needs of a community radically different from that of 1066, One of the most well-known incidents in the post-Conquest history of Christ Church, Cancerbury, is an informal discussion which took place betwem Lanfranc and Anselm ora the fubject of the English saints in general and of St E l h e a h in particular. Thc conversation was recorded in Eadmer's Vita Ansehi, completed in c. 1121, and was incorporated, ayparer-rtly from that sourcc, into the Vita Lar-~fravrciwritten about twenty years la&r.'= Knowles, using the later and bricfcr account, explains that Lanfranc "deplored the English cult of worthies of qucstionablc sanctity, atlcgitlg St &jfieah as a case in point'. Anselm, in contrast, showed %his veneration for E I h e a h h r ~ d'succeeded in converting Eanfranc",'" Other writers too have ir~terpretedthis ixlcident in similar fashion and have ranked it highly arnollg examples of Norman scepticism of the English saints."" want to dwell for a moment on Eadmer's Du miracr4lrs et rrnnsiatronrhus, 254, 260. V . ScammeII, Ht~*ghti14 Ptjnlftset, bishop Llurtznm, C~rnbndge1956, 228-67, ' 5 2 The Ilurharn monks at the time wcrc alleged to have remarked that the ne~ghbour~rrg abbot must, by casting doubt upon their good faith, have been arnllng c~therat thc rum ofthc communtty or at their own expuLs~onfronl it (Symeon, 256). Iii3 The Lfe qf St A n s ~ f m ,archbishop of Grrtevbrtry, by Eerdmev, ed. K. PC". Southern, Nelso11's Medieval Texts 1962, 50-4 (hereafter cltecf as Vila Anseftnrj; Vita henti Lilnfrarzci ~rciliepiscopi Gantaavietzsis (attrib. iVTilo Crispin), in I'atrologia Intina, cl, cots 19-5-58, at 56-7. For the date of the Eta Artsdmi see K r a Anselmi, ix-xiii; Souhem, 314-20: for the date of thc Vita &acfyarzcr see M . Gibson, Lnnfrarzc $Be[, Oxford 1978, 296 (c. 1141-56). "4 Kn~wfes, 119. Knowles acknowledges that Lartfranc kcrtamly canle to appreciate some, at least, of his saintly precfeccssors, for the hagiographers C3sbcrri and Eadnler worked at his bidding'. Lmfranc's scorlversation wlth Ansclm probably rook place durit-rg the latter's visit to England in 11179: see Vita Ansralmi, 48 and n. 1, concerning Anselrn" arrival In England in that year, and 50, where the conversation ts said to have taken ptacc: \n 1111sd~ebus'. t5"arlow, 106h-I1M3 191: Imnfranc, llke many of the. new Norman abbots, was scept~calof the Old English salnts . . . m t l c making changes in the rltuat . . . be cast doubt cltn the traditional calendar, suppressed some festrvals, slighted St X>unsrag~,and was particularly worrled about thc prctserlce of Elfieah" Gibson notes (p, 171) that Lmfranc ~nt~alfy stlsperlded the cults of Elfieah and Dunstan and that after submitting the casc of the fornxcr to Arxselm hc "gave way gracefuitlly'. Rollason (p. 59) ates the mcident as an exantple of thc sceptinsm of sorne late-c.levrmth-centu~): churchmen to the English salnts but notes that srtch sccpncism did not nccessarify reflect a differet~ce of opinion between Normans and Enghs1.1;he charactertses Ansetrn as 'a devotee of saints Elfieah and X3unscant. '5"C;.
Post-d"orrquat Attitudes to tjze Saints of- the At~~qlo-Saxons
20 1
report of this conversation - the earlier and fuller account - for it is important to assess its tone correctly. It is introduced by, and is perhaps an illustration of, Eadmer's belief 'that there was nobody at that time who excelled Lanfranc in authority and breadth of learning or Anselm in holiness and the knowledge of God', 156 tanfranc, we are told, expressed his hesitancy conccming some of the English saints, because the accounts which he had received of those saints did not secm to constitute wfficient grounds for their veneration. In particular the account which the English had given had not satisfied him that his predecessor E l k e a h , killed by the Danes in 1012, merited the title of 'martyr'. "The facts were laid before Ansclnl and his opinion ought."^ He was able to demonstrate by 'solid argumerrthhy in the sight of God Elfieah did indeed merit the title of rnarryr. f"B AnseIm's personal veneration For the saint does not enter into it; therc is nothing in Eadnler's account to suggcst that he had even h a r d of Eltheah. It is plain that Lanfranc had some reservations, both about Elfheah and about other English saints. Those reservations came f'rorn a man sincerely cuncerned to act appropriately on tbc basis of sound authority; there is nothing to suggcst that they arose from scepticism, cotlten~pror hostility; and nothing but confusion can result from overdrawing the distinction betwren Lanfrarrc's 'dou b t s h n d Anselm" "veneration" Finally, Lanfranc" expression o f besi tancy meerrring St Elfhcah must be placed in context by more &an a passing reference to its sequel. Lanfranc, 'instructed' by Anselm's argument, esprcssed his intention to 'worship and venerate St EIphege with all my heart, as a truly great and glorious rnartyr of Christ", This, Eadmer notes, 'he at'tcnxrards ikithfcllly carried out, and even ordered a careful history of his life and passion to be written. This history was nobly written at his command by tfskern, a monk of Canterbury, of happy memory, who MirQte it not only in plain prose for reading, but also put it to music for singing; and LanFfa~ichimself for love ofthe martyr gave it the seal of his eminent approval, authorised it, ordered it to be read and sung in the church of' God, and in this respect added no small glory to the tnartyr" szanle.""" &lfieah% relics wcrc treated with revcrcrzce, "O And in Lanfranc" Co~lsiittlrtiorrsfor C h i s t Church his feast appears amellg thssc of tfic second rank. E i r a A I I S C I Y50. ~~I,
"' Lfikl~4 h ~ ~ ~-51-2. ~ / ~ ~ t t , IS8
I >to Lft~.ft?ltni,52-4, at 53.
"'Vtru Arzst.lnii, 53-3, Southern narcs thar 5trlctly spcak~ngonly the hymn (now lost) seems to havc bcen lvrltten on Lanfranc's order, thc Life (pr. Actn Satrctnvtrr~t)fallawmg larer: I/i"rcr Anselmt, 54, n. I . IbU SCCbeIow, p. 203. The ~ I I O I I C I S I I C~ ( t t ~ ~ t ~ t t t t tqf' o t iLur$Vattt, s ed. I), K~QWICS,NeI\0;1*s M~dlevalTexts 1951, 59, tanfranc's Constitjtriolzs (or Drcrtetrt) wcre addressed to Henry, prlor a f Chnst Church from c. 1074 to 1096 (K.tlr1wlc5, Brookt and Lor~don,33). Thcy arc dated to the decade 1079-89 by (;lbsan (pp. 24)..1), who argues, crrlrlg the b'lta Ansrlmi, that 'As Elphcgc appears. In thc kalcndar, the Ilerrf*ral.ar!fkr?ct cannctt be cdrher rhstn 1079'. The f."ifa 14nsrirrrt, hcstvever. contains no stacemcnt that I arrfranc hadl goire so far as to ahohsh the cult of Elfieah pnor ro 1x1scclnvcrsatlon wrth Anselnr; ~ r : cannr>t tirerefore bc usctf to t.stablr\h thc date of the Corr~tltuftotrs. Two prc-Conquest calendar.; car1 wlrh some confidcncr he atrnhutcd to CZhriist Ghtlrch - that In London, BI , Add. MS 37517 (the Hoswarth X>.ialcer)and thar ~n 1-ondon, EJL, rvlS Amndet 1.55. "T?lc k>mler was, attnbutcd to Chr~stChurch by F. A. Ckisyuer and E. U~shop,Tku Bosworrh Aaitet, London ft3(JX, 126, arid to St Atrgust~ric'sby Worrnald, Bt;fi?rc 111M, no. 5; a convincing case li>r Its C:hr~st.Church origln 15 madc by 1'. Korhammer, 'The ortgtn of tltc Boswurrh Psalter" ,itt?cylcr-Snstarr
The same Corsstiturr'rltissuggest that Christ Church" other major patron was less fnrtur-rate: no provision is made for the feast of St D ~ n s t a n , "But ~ a rather differcr-rt picture is prescntcd by a Life a f l3unstan written by Osbem and taking the history o f the cult up to the 11380s.'63 Here Lanfranc appears as successor and associate of llunstan and as promoter of his cult, The Life was probably written with Eanfranc's encouragcntent; certainly it is unlikely thar its stories about him wot~ldhave been circulated without his approval: its testimony canlzot be ignored. Lanfranc on his accession in 1070 faced three problems of immediate local urgency. The first conccmed monastic discipline, the second nlonastic rivalry and the third monastic property. Central to Lanfranc" p r a g r a m e for Christ Church was the irnpositior~of Norman leadership and of new customs upon the often recalcitrant n~enlhers of the English community," the redcfir~itiorlof relations with St Aug~stine"~ in 1070 the "onlinant monastic coxnmunity3in Cant~rbury,"~and the reclantation of lands and privileges alicr~atcdby his compatriots in the years following 1(%6."6These interests are reflected it1 the miracles of Osbern" Vita Dtrnstwni. Twicc St Dunstan is poruayed as a supporter of Lanfranc in his effort to improve the monastic discipline of the English within his conixnunity. "'The first Norman abbot of St Atlgustine's is miraculously brought to acknowledge the power of Christ ~ C3sbern provides a vivid ;tcc~l.tntof encourageChurch's St f l ~ n s t a n . "And Eyeland 11, 1973, 173-H7, at 175-8. 'The latter was ct3nsldcrcd by Ulsfhop d calendar of the tare eleventh ccr2tury hut must hc placed earlier than thtr on palacographlcat grout~ds- Wormald, Ndi~rc.1 1 t 1 , no, 13 (101&-23), Korhdmmtr, 179 (c 1014k30). The Uostvnrt'tl Psalter calendar dates cithcr f'iorn beforc i%:lfheati'"scath o r fro111 bcfbre 111s recognltxon as a saint, The cabsdar 1~1ArunJt.1 155 I I I C I L I ~ ~A~lfkt.teGah" S passion (1Mprrl) ;tmoxtg ~ c sm q o r fcasts. Ir1 the tvvelfttl century the fitrast czf his trarlslatron (8 Jurlr) a11d itr uctavc wcrc 'rctcfed to rhzs calcr~ctar Atld the rwclfth-century calcr~darof the C:anrcrhury Psalter (London, BE. Cotton MS Cklba E. IV) lncludcs ,4flfieah\ ppasslon, tranrlation and c>rdtnatlorl(M. It. Jarrlcs, TI~Y C:atit~"rb~r)r 12si~lter,Lor1do17 193.5, fols 2, T?b,4). FOPthe Iatcr C l ~ n \ tChurch calcndar scc. Worn~ald,After / l l X j , 1, M-Xf), ""21b~on ilotcs (p. 172, n . 1) chc posr~bllltychat the Teast of the house' (C3c)rrsarrttrons 55) may have beer1 chc feast of Iltlnitan rather than chc more obvrous kast of thc Tnnlty. Dunstan's dep~)s~t10~1 occurs a~rlongthc major feasts of rhc caletzdar In the Boswarth I?ziIter and of thar in Artindcl 155 (Wormald, Rtshcm, Vita I 1 ~ ~ r t a n144-53 t, (a monk Egetward is seizcd by madness, threater~sto spread scandal about thc contmunlry, and 1s eventually cured through the intercession of St Duxtstan; Lanfranc hintself i s among those who advrse supplication at the sdrnt" tomb), 155-6 (Edward, a former archdeacon of London who has beeoxnc a monk at Canterbury, reeks to return to the world; he 1s prevented from d o ~ n so g by Sr Ilunstan). For comnsents on these rtorles see Macdonald, 1714, Soutfiem, 348;Barlow, lllh&1154, 190-1. "'Osbern, Kt@Lltittstanr, 143 (two knights who have krffcd a nephtv of SsotIand, abbot of St August~t~e"s, seek refuge with the rellcs of St !>unrtan; a tcrr~blcvIszon persuades Scottar-td to forglvc them). Eadmer, En a L ~ f eof f3unstan cor~iposedprobably c, llC1.59 (Southern, 281, n. 2) appended to his accuutit of tbrs inclriene a story accard~rrgto whrcb Abbot Scarfand experzenced a vlslon of St 1)unstan corning In glory to h ~ church s crn the eve of h ~ festrval s f Vita snrzrti Dunstani nrch~cpiscopi(;;mrunrtmsir, 1r1 Srubbs, 102-249, at 234). A furthcr story rn which a krjight of Thanet
Post-Cotzqrctst A f t i t ~ hto the Saints nJ'thr Atgh-Saxons
203
rnent given by St Dunstan to L a n h n c as he prrspared to rcclaim Christ Church lands alienated by Odo of Bayeux, earl of Kent. '" E m more telling is a passage of hirecr speech attributed to the saint in a version of this miracle produced by Eadrner."' St Dunstan, expressing his support for Lanfranc, cornden~nsado's actions co~ztvame et te: there could be no clearer statemeIlt of the alliance of Norman churchman and English saint in defence of a common interest. Lanfranc's initial hesitancy concerning St Elfheah was short-lived. A similar hesitancy concerning St Dunstan, indicated by the absmce ofhis feast from the Constitutions, was, it appears, similarjly short-lived, Osbern's Vita Dtinsl~nr' suggests that Lanfianc came quickly to appreciate the usehlness of his community's patron saint: Dunstan" legend became a vehicle for the pursuit of present aims. Lanfranc came also, it appears, to regard St Dunstan with deep prsonal devotion: when his life was threatened by illness he received a cure horn the Anglo-Saxon ~int.~*'i~;recan infcr from Eadmer" Vita Dunstrxni that Dunstan" feast was being observed before 1087,'72 And the relics of both Elfieah and Dunstan were translated with due reverence to Lanfranc's new cathedral church. If they were housed Xess prominently than in the old Saxon building or in the chair later rehttt by Anselrn the explanation is probably to be found rather in Lanfranc's concern h r order and grogartion than in hie; hostility to the English saints per se.lY3Into tanfranc's cathedral wcrc translated not only the relics of Ilunstar~and Elffieah but also those of Canterbury" other early archbishops; and Qsbcm" Vita Dunstant' incfudcs twa rriiracles which, we arc told, may have been attributable either to X3unstan or to the bother saintskf Christ Church and which were publicised at Lanfranc" Thus well before Lanfrainc" death in 11189 the scene had been set both for Norn~an assimilation of Christ Church" sma,lsr patrons and for a more wide-ranging obtains St l3unstank aald tn a Iawsuit agamt the abbot of St Augustinc's seems likew~seto refleer the rivalry between Christ Church and St Augustinc's ((Osbern, fits Dwnstani, 156-8). "'Osbern, Crita D~nstani,143-4. Eadmer, Vita Duttstani, 238-9, a1 ,339, "' Osbem, Vita Dunstani, 151-2. Clsbern goes on to note (p. 153) chat at the same cinie one of Lanfranc's chaplains was cured c)f a fever by thc sa~tlt, '" Eadn-ter, Vita Dunstani, 2334: Abbot Scotland of St Augnstinc\ (jlC)7(N7)experiences a v~sion on the eve of St 12unstan" feast of the saint coming in glory to h ~ church, s The story docs not appear in Osbern" Life of St Runstan; it IS however unlikely that: Eadrner would have used it t f he ha3 kriown that St I3unstan" feast w a s not observed d u r ~ n gScotland" lsfetime. Thc tweIfrh-cencur); Christ Church calendar o f the Canterbury I'saltcr ~ncludestwo feasts of X>unstan, the depositioit on $9May and the ordirtatton on 22 October (James, fols 2b, 3b). "Thelatter feast and an octave ofthe deposinc>n were added ~ntl-tc twelfth cmtury to the calendar of EL, Arur~dct155 (Wormald, B@rc I1lB, 1'79). Nexthex Osbern nor Eaclmer descr~bein their I rvccl of Durtsran the final removal of the saints to Latifranc" slew church. Osbcrn does, however, note that dunng rebuilding the rcltcs of the saints were moved with great reverence first to the ovatori~mof the Blessed Virgin and subsequently to the refectory because there was nowhere else 'rn qua vel divinum servitiunl fieri vel retiquiae sarictorunl congrue et kabiliter lo car^ passent"(Vit~ Dirnstarai, 142-3, 148-c); cf. Eadmer, Vita Dunsrani, 232, 2.38)- For the location of the relics In a gallery of Lsnfranc" rnew cathedral church sce Eadmer, f>r rcrliguiis S , Al-tdoetfi, ed. A. Wtlmart, Tdnreri Cantuarie~~s~s cantor13 noua opuscula dc sanceonxm ilcrleratlone ct cthsccracir>ne~R ~ e w Srictncr-5 R ~ ~ ~ ~ E I VV, ~ S V1934, S 362-7 (1 have been rrr?iablc to T I I , also A. W, Klukas, 'The archrcectural implications of the consult thrs work); S O L ~ C ~ C3C10-7; Uecrffn Latlfiartn', ixt?t~ vt, 1983, 136-71, where Larrfranc 15 perceived as being determlutedfy "an-Saxon'. "'O~.bcrn,Vita Ulirtstirni, I 53-5.
sanctification of the community~past which seems to have characte~sedthe early twelfth century and to have found its expression in the hagiographical writings of Eadmcr. "75 V(lc cannot begin to understand the relationship of Norman churcbntan and English saint unless first we divest ourselves of what, on exanzina-tion,dissolves into a myth of Norman scepticism. That myth has been faurldcd upon an expectation of scepticism and a consequent misreading of the available evidence. In particular, two crucial distinctions have been insufficiently acknowledged. The first, highlighted by the cases of St Albans and Malmesbury, is that between saints and predecessors: the early worthies of a community's histoq cannot be designated victints of Norman scepticism towards the English saints unless first they can be shown to have been venerated as saints by the Anglo-Saxons. The second distinction, of ccntral importance in the cases of St Cuthbert and St Aldhelm, is that between scepticism ofan individual" ss;mcticy and doubts concerning specific aspects of that individual's cult - most usually the presence and/or incorruption of the body. Such doubts may have bcen a product either of internal trepidation prior to a planned translation or of extcmal attack upon the prestige of the relic-owning ~omxnunity."~ They arose, it appears, against a background of assiduous promotion of cult, and they Feerrx to have bad no detrimental c&ct upon that promotion.'77 Only in the case of Abbot Walter of Evesharn (1077-1 104)"' can a convincing argument be made for the existence of Norman scepticism towards the Engrish saints, Walter, we are told, subjected ail those relics "about which there was doubt\to a kind of We are also told that thereafter kc translated the relics of ordeal by
Most strxking IS the case of the erghth-century archblshap Bregw~tlc.N o trace ofthis archblshop m found in the ven~acularresting-place list (in which Ijunstan appears as the sale patron of Chnst Church) or m pre-Conquest: calendar.; or hagiography. In the cdrly 1120s d sudden and not entlrely succe.isful attcnlpt: was made to promote h ~ cult, s prompted apparently by the Interest of a foreign visitor In acqu~ringthe archbishop" body. The rp~sodcresulted in the translat~ona f thc b0die.i o f Uregwxne arid the tenth-ccnrury archbishop Plegmund and in Eadrnerk con1posrtion of a Life of Bregwlne. See B. W. Scholz, 'Eadnzer's Life of Xfrcgw~ne,archbrshop of Canterbury, 751-764', 'rraditio xxit, 1966, 12748, Eadmcr's srztlngs alsa ~ncfudeda Life of the tenth-century archblshop Oclo (I-"atmlogia Iurir3a cxxxn~,cots "$3344) who likewise appears .m rro pre4;onquest calcmdar o r hagiographicag source, It1 other cases subsidrary mfts which we know to have cxrsted be&~rethe G o n q u s t were promoted and more firll~lyintegrated into C h r ~ s tChurch histor~ograptlyby the writings of Eadmer; hts L ~ f eof St Wilfrrd (Patrologia fattna chx, cols '713-52) ar?d L)r rtjltqrriu sartcti Ar-rdoeni each f;lU into t h ~ category. s Thc evidence from Ely and Bury Sr Edrnunds I~kewlsesuggests a strengthening and prol~feratlonof subsidiary cults 111 the late eleventh and early twelfth cenwries, and rt nzay be tentatively suggested that this was a more general phenomenon closely rclatcd to the rnonastlc politrcs and h~star~ography of the Norman per~od(see Kidyard, chs 6 and 7). ""6f above, n. 64, for an incident tn wkrlch the yucst~oningof Bury's possesslor1 of the relrcs oESt Edmund formed a vehicle for an attack on the status o f the abbey. "' Ir~beed~t 1s scrrkrng that by provldirxg thc community and ~ t hagiographers s wlrh an opportunity to dcmcanstratc the soundness of their clarrns such doubts may ult~matelyhave enhanced the prestige o f both salnt and community. In rhcse clrctlntstanccs we miglitt be justified in wandering whether the activtt~esof the doubters were on occaslon exaggerated by hagiographers and mor1astlc Ittstorians. "6 Ki~owIes,Brooke and London, 47. Walter was a firmer rrionk of CIaen. "79 Acta p~clharrrmvivovtrnt, in Chrilntcon ahbatine de Evurhutn, ed. VV. I). Macray, RS 1863, 320-5, at 323. The work was written by t>ornmic, prlor of Evesharn tn the first half of the twelfth century: see IV. Lapidge, "nonrir~~cof Evesham ""Vita S. Ecgwlni eplscopl et confessc>ris"', Annlrrta BollanAia~ln
fist-Cartgl.rfst Attitudrs to the Saivats of the An'qlo-Saxons
205
St Credan; "'more than this, he dispatched St Egwin on a fund-raising tour to finance the rebuilding of the abbey Walter's grasp of the situation was wholly typical of the Norman bishops and abbots with whom this study has becn concerned, Those churchmen were characterised not by scepticism towards the English saints, by conten~ptof them or by hostility to them, but rather by a businesslike readiness to make the heroes af the past serve the politics of the present. The Norman adoption of the English saints cannot: be explained as a, public relations exercise intended to diminish tensions between Normans and English within the post-Conquest religious conznlurlitics - though this may well have been among its consequences. Nor is there any evidence that these saints were foisted upon the Norman ecclesiastical leaders by aggressively English factions among their sutajects. The key lies rather in the stat-us and ftllzction of the loat patron saint. That saint was a crucial part of the equipment used by the religious community in the defrnitior~both of its internal relations and of its relations with external secular and ecclesiatical powers. The legend and cult of the saint were essential to the proper functioning of the religious community: and the Norman churchmen had nothing to gain by rendering their institutions incarable of functioning properly. A reinterpretation of the Norman reception of the English saints suggests a comparable reassessment of the post-Conquest hagiographical tradition. It is camrnonly believed that Norman scepticism of the English saints was a direct product of the well-atwsted absence or inadequacy of English hagiography, and hence that the widespread production of saints%ives and Miraders after the Conquest is to be understood as an attempt, usually by the English or by sy~npatheticforeigners, ta convince the Normans that the English saints were worthy of ene era ti on.'"^ I would suggest that, perhaps in a m ; ? j s ~ t sy f cases, the inspiration for post-Conquest hagiography fay efscwhere. It lay with the Norman churchmm who perceived the uscfu1rless of the English saints and who xcvi, 2078, 65-104, at 66-9, esp. 69, n. 1. Uornlnic notes that the testing was carncd out on the advice of Archbishop Lanfranc and that the relics which suwivcd included those of St Credan and St Wistdn. The same inctdenr is reported tn a Ltfe and Miracles of St Wistan which is pfinted by Macray, 325-37. The work took its present form In the chirtemth century but was based on an earlier ong~nal,possibly by X3omin~chimself: see Lap~dge,69; L l , W. Rollasan, T h e cults of murdered royal saints m Anglo-Saxon England" ,%lo-Saxon fingland XI, 1983, 5-22, at 7; J. 6. jennings, T h e wrxtings of Prior Dominic of Evesham" EHR Ixxvli, ISJ34. Here it is noted that Waltcr found in hzs church tnany relics, that he began to wonder haw a rlati~nwhich stemmed from so many holy men could have been defeated by the Normar~sand that he came accordingly to doubt the sanctity of b ~ church" s reiics. Arta probonrm viuondm, 324. "Yhrcmicon ahharia@n"r Evesharn, 35 (130ok I f of Dominic" Lifc of Egwln, completed after 1203: see Lap~dge,73-5). Dominie also wrote a Life of St Odulf, a ninth-century Brabantine missionary whos;e relics were translated to Evesham In the first halfof the tenth ccncurt;: Lapidge, 68, 69, n, 1; the work 1s partxaIly printed by Macray, 31.3-18. Here it a stated that Walrer planned to send the relrcs aE St Odulf to Winchcornbe in the hope of ralslng money for the new church; the saint being reluctant to leave his church. however, the shrine becamc immovably heavy. '" For the ~rradequacys f Enghsh hagiography see Barlow, 191; Southern, 24%") for the purposes of the post-Conquest hagiographers see Rollason, 5%-(i(f; Blake In I-her Eliensis, xllx (czred above, p. 181); A Grartrden, Eftsrartc~lioritrr4g r n Et2,qlatid c, 550- r. 1307, Ithaca NV 19774, 1015; T, Harn~Iean, GosccIin of Canterbury: a cnclcal study of h ~ slife, works and dccon~prlshmenrs', 2 vois, unpubl~shedPh.13, thesis, Universiry crf Virgln~a1973.
realistad that those saints could be successfillfy utilised orlly if their history was fully docurnen~dand their function effecrlvcly p ~ b f i ~ s e d ,In" ~terms both of publicity and of veneration the Norman Conquest was perhaps one of the better things ever to happen to the saints of the Anglo-Saxons.
'" T w o noteworthy examples are Osbern" Life of Elfieah, commiss~oncdby Lanfranc, and I-ltermann" collectlion of St Edmund's smiracles, commissioned by the foreign abbot Baldwin (see above, pp. 201, 188).
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Fk. 1 Denmark
THE purpose and function of the Danish geometrical Viking fnrtresses of c. 980 (the Trellcbsrg type) has been much disputed over the years, They are known from archaeology but not merltioned in a single written source, In order to understand them we must also investigate their context as known from both archacsXogical and written sources. This can now be done on a much sounder basis than before, h r during the last decade or so Viking research has been wr)i active in Denmark, as in other countries, Much new material has been found, and two s f the fortresses and some other large-scale Viking structures have been precisely dated by dendrochronology.' Today b u r gcometrical Viking fortresses are known from Denmark. They are spread over the country: Trelleborg an the island sf fjaelland; Nonnebakken on thc island of Fyn in tkttr town of Odense; Fyrkat in northeast Jutland; Aggersborg in north Jutland, on the shore of the LirnGord (figs 2-2). There may possibly have been more of them, and it may be noted that the group is known today by chance: thc excavation of the first of the fortresses, Trelleborg, was started in 1934 as a trial excavation by the National Museum only because the young motor cyclists from the nearby town of Slageke wanted a convenient area to exercise their machines, Their eyes had fallen on this ring-work - which they did not get. Trelleborg (figs 2-3) caused a ensa at ion.^ Nobody had thought the barbaric Vikings able to plan, organise or construct such a sophisticated stmcture, and the l c a m d world consequently had to rethink their collcclpc of Vikings. The country was now searched for parallels, and the first to be identified was Aggersborg (figs 2 and 4). After excavation of a limited area immediately afier the second World War the paraltel was clear. Aggersborg was aniy much bigger than Trclleborg, and thc excavations went on, with interruptions, till 1952,3
' A A~urvcyan3 a fult bibliography up till 1980 of all monuments mentioned In t h ~ samcle can be found in E. Kocsdahl, Ei"ikrn2 Age Denmark, London 1982. For these monumerlts there will be rct2-renccs below only to the major publication and to works after 1981. It will be ~ndicatedwhen tI~crci s a sumnlary ~n the E n g l ~ ~orh Gernlar~Ianguage. P. Norlund, Trelleboq, Nordiske Fortrdsminder IV:I, Ksbenhavn 1948 (English Summary); T. E. Christ~anscn,Trcllcborgs alder. Ark~ologlskdatering', [email protected] Oldkyndiqhfd og Wisitlrie 1982, 84-110 (full English transfaaon); N , Bonde Sr K , Christensen, "Treltebnrgs alder. Dendxokronologisk datcrrng', Anrht?r;r~r*for tzordisk C>ldkynJighccl i?,q Htsforrr 3982, 111-52 (611 Engbsh trandation). E. 140e~ddhl, 'Agg~\rsborgin the f t ~ k ~ nAge" g Proceedrrtqs (tf the Egitclt I/i'kirg t"rtr;qress (H. Bekker-NrcXsez~et af , eJ,), Odensc 1982, 107-122; idem, %g~ersbargproblemerf , Berrtnitg-fm tredip rvr~g2,ql(qevrkrr8gc.a.ytnpo~ft(~i (C;. Fellows-Jensen cr al. cd.), Arhus 19%. 59-74; idcm, Vikingcmes
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F
artd
Trellehoyg. Smle I:4HX)
The Danish Goomuruical Viking Fortrases and rtrel'r C2ontrxr
21 1
Next came Fyrkat, excavated in the l5)50sa4The last to be identified was Nonnebakken, also in the 1 9 5 0 ~Very , ~ little was left of that fortress, for here there had been a nunnery in the twelfth century (hence the name), and most of the rampan was removed in 1909. The rest is now covered by the suburbs of Odense, so excavations must partly take place in gardens and are consequently difficult. (It is not n ~ u c hof a cansofation that the author Mans Ghristian Andersen, born in Odense, once cslrxposed a romantic poem on Nalrne'bakken - certainly not one of his best). But Viking artefacts (coins and jewellery) of about 980 have been found here. The ring-work is further k n o w from a sixteenth-century mgraving, and modem mcasrrrements confirm that there was oncc a circular rampart of Fyrkat" diameter, O f the inttlmal f a p u t and of houses there is no safe evidence. So, by the beginning of the 1950s a unique group of four Viking fortresses had b w identified in llenmark; since thPn no more have vpeared. They dit'fercd in size, but their plan had clearly been conceiveit by one mind, and everybody agreed that they must he conternparay and that only the king could have ordered such prestigious fortresses built in four regions of the country at the same time, Consequently, royal power of the Vikirzg Age now aka had to be reconsidered, for Viking kings used to be seen merely as war-leaders (and perhaps religious leaders) called upon when their courltry was threatened by attack, and with quite insufficient economic means and power to do any thing of importance except protect their own or raid other courltnies. With the eyes thus opencd by the geometrically pIanncd fortresses, more and more archaeological material has been gathercd over the years to suppart a cSlange of view of the power possibilities of Viking kings. And when historians started to reread the written sources in this light, they agreed. As everybody knows today, Viking kings vvere much niore than warriors, and Viking soeietry was not urrorganised or barbaric, it was Scandinavian and different from that of Chxistian Europe, But of course Vikings sometimes behaved in a barbaric way, like so many athers. The most important teatures the fortresses have in cammm are the fallowing (fig. 2): outer nrcular walls with gates at the Four points of the compass; gates linked by two axial roads and a ring-road around the inside of the rampafl; dtchcs concentric with the rampart but sepamted from it by a berm; large, bow-sided houses arranged in quadrangles: one or more irz each of the quarters of the fortress"ground area. There was probably a smaler rectangular hwildirlg in the court-yard of each quadrangle. The building materials vvere mainly oak timber, turf and earth. Just outside the ratnparts of Fyrkat and TreIleborg was the fclrtress\ccmctery, also organised in accurdance with the overall geometrical systenz; we have not yet fsund the cemeteries ofAggersboq a d N w e b a k k m , TreUcborg further had a gmmetrially planned outer ward wicfl 15 large, radiaIjy arranged buildings probably built at the same tinre as the fortress itself. Aggcssborg" "Kongsg%rdcog borgc I middelalderen" d4*ggrrs.sho~ ,qdelr'rafcmI{l)ar (F, N~$rgadxJet al. cd.), f-fcming 1986, 53-101 (English c;tirt.lmaryf. 0. OISC"IS, )I. Schlllidt, E. Koesdatrf, Fyrkar. Eft jysk j~ikir?eehn[gt I I . K@be~lkavnIt17VEngllsh summary); H. Andcrscn, X ~ n g h o g e n saIJer', Sknfk f984:2, 1.5. C>lscn, Schmrdt, illocsdaht, Eyvlrctt, passim; H. Thrane ct a]., O~CIIJ-C* Bys Hi-qrorit. I , Odcnsc f 982, f"Tff, 204t:
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The Danish Geometrical Viking Fortre:sses attd their Cuntc~xt
315
Ail the fortresses are situated on a tongue of land stiGking out in a low-lying area and with water on one ar more sides. The areas chasm for Fyrkat and Trelleborg were, however, too narrow, so here enormous in-fillings were necessary in order to niake space, and at both Trellcborg and Aggersborg civilian settlements were cleared away before work upon the fortresses was begun - not a peacetill event at Trdleborg, as is shown by children's skeletons found in wells of the earlier settlement. ft was chicRy in size that the fortresses differed: the interior diameter of Trelleborg is 134 nletres, that of Aggersbarg is 240 metres and that of Fyrkat and Nonnebakken half of Aggersborg": 120 metrcs. Alsa the width of ramparts, berms and ditches varied, and the size of the large houses: from 28.4 to 32.0 metres, Therc were further minor constmctional differences. As already mentioned, the date of the fartresses must be and is the sanle, That of Trellebrg and Fyrkat is based on dendrochranolqy and Zlully supported by traditional archaeological dating of artefacts. (Dendmchronology can tell us when timber was felled, and we know that oak timber was then used immediately afterwards; the date is therefore that of the canstructi~nof a feature,) Nonnebakken is dated on the basis of two coin hoards with 33 coins alzd some jewelfery (which in fact onf y tells us that something happened here at the time of the burial of the hoards). Aggersborg is mainly dated by its relationship with the group as a whole and particuiarly with Fyrkat. These m o fortresses have, e.g,, certain complicated inner constmctional details of the ramparts in common. All the evidence paints to the years immediately around 980, and sorne s f the timber used for Trelleborg could cvcn be demonstrated to have been Felled in the late autumn of 980 or the early spring of 981, wslich is also a plausible date for the ather three fortresses. The archaeological evidenm, in this case post-holes, also shows that the fortresses futlctioned for only a very short time. Neither the timbered buildings nor anything else was ever repaired, and it has also been observed that those pasts of the Fyrkat fortress which were built on the in-filled area very soon started to disintegratc, to sink a d to slope. The evider~cedoes not say exactly how long the fortresses lasted: perhaps 1(r-2[%30 years? After 30 years they would certainly have been ruins, for pasts dug down in the earth cannot survive longer in the Danish climate, All that remained to be found of the constructional features, whcm the fortresses were excavated, wcrc traces of post-holes fiom the rotted away posts of buildings and other structures; a very low earthen rampart; traces of the ditch and, as mentioned, same timber at Trelleborg and Fyrkat, mainly from the interior of the rampart or fmm the ditch. Since excavation, Trelleborg and Fyrkat have been slightly restored in order to make the layout clearer to the public. Postholes have been marked with white corzcrete, and sorne of the earth of the ramparts has been repiled, whereas Aggersbnrg and Nonnebakken were left as they were, An in~pressionof the fortresses' lost splendour and of the resources their building required is best obtained by reconstructions. This aspect has been thoroughly investigated by the architect Hoiger Schmidt and by the director of the Danish National Museum, prafcsssr Olaf Olscn (figs 5-6). Tbe ramparts, mainly built of turf and earth, had a complicated inner timber-construction, and they were timber-faced all over. The gates w m
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covered, and ail the streets were timber-paved. The large, bow-sided buildings were a11 ofcxactly the same plan, and they were of exactly the same size within each fortress, They had a large hall spanrling thrcc fifths of the entire Iength, The constructional details of these houses havc hcen a matter of niuch Aisputc., but suffice it to say here that the full-scale reconstmction of one of the 28.4-nletrcs-loxlg Fyrkat houses shows 2x1 elegant house dominated by curved lines, 1.e. thc long sides, the roof rldgc and the longitudinal roof lines (fig, 6).6 This reconstrrlction of course also confirmed that very cotrrpetent large-scale planning and great resources of man-power and timber were pre-requisites for the once enorlnous building progranlnlc: bur great fortresses at the same time (the carpenter-foreman of the reconstructed house has, e.g., estinsated that the dressed timber far one house, when spread flat out side by side, would take up the spacc &half a hotball-ground. This would mean cight football-grounds of timhcr for the sixtecn Fyrkat houses - not to speak of timber for the rampart and mare than twenty-four football-grounds for the forty-eight Agersborg houses). Some of ttic building-timber of these royal fortrcsscs would undoubtedly also have been carved and painted. The house type (with a cexstraf ha11 and a smaller room at each end) is now known also from villagc excavatiions, and it is probably safe to characterise it as a type often used for living-quarters by wealthy farnlers of the later Viking Age in Denmark. One might therefore easily believe that all the big houses af'the fortresses wcrc once living-quarters, and the whole d e r l y arrangenlent canvcys to modern eyes the inlpression of soldiers%barracks. But the archaeofsgicat evidence tells us that they were not alt meant to live in: some of thcse buildings must havc been work-shops, stables, stores or the like. And we can say (from the graves and the artef'acts found and from smaller features of the houses) that here lived not only men "dtt also women and children, and further that not afl mcn were soidicrs. Some had been craftsmen: goldsmiths and silversxa~iths producing jeweliery, and iron-smiths, who - we guess - produced good wcapons. Thcrc were even con.sb-nlakers at 'frelfeborg at some stage. It is thercfnre not possiblc to decide the size of the garrison of any of the f~rtresses,and rathe. than barracks in our sense the evidence would suggcst very special and very organised royal manors, strongly dcknded by their protected situation and by thcir ramparts (it must, however, be mentioned here that thcre is no cvidencc of a specific residential building in any of the fortresses). The evidence of fctreigrt contacts points towards the Scandinavian peninsula: Norway and Sweden, and towards the Baltic, There is only cane item connected to England: a bronze pcr~dantfrom 'T'relfcborg imitating an early coin of Etlrclr~ad".~ Thc geometrically planned fortrcsscs havc neither predecessors nor successors in 1:)enmark. The type is unique. They are, f'urther, the earliest Danish royal fortresses known, and after them we know of no others (nor of private fortresses or castles) for more than a hundred years. Thesc wcrc episode^.^ H. Schmrdt, Trcllcbnrghusc.t. og Fyrkathusct', + V a t r u r t a l r r t i.4r/?c!dsrrmrlcI1% 1 , 13243; tdent, hygrllngcn a f et vikingce~dsbuspi Fyrkdt', ?\;atrtlrralmus~cts 'A~hty~f~nttlrk 1985, 4%50. Ys,,especially C3lsct1, Schmrdt, Rocsdahl, Fj~rXzat1-11. V .I-loesdahl, 'T'hc cnd of V~ktxlg-age fortlficat~orls112 I3mmark and what followed', f:/taraztr (;nillard XII, Cacn 1985, 39-47. "CIII
218
Anglo-Nt~rmnnStudies l X
Of their architectural background not much can be said, although parallels havc been sought all over the world for many years. Geometrically planned fortresses of the Viking period are, however, now known from Flanders (fig. 7). The rnost extensively excavated one is Souburg on the island of Walcheren; it resembles the ilanish ones in having a circular rampart and axial strects through the centre. But the other elements arc difkrent and (as in Ilenmark) the houses are of a local type. The Flanders fortresses are, further, not clocly dated. Perhaps there are, somewhere on the Continent, fortresscs not yet discovered whencc the idea of the layuut of both the Danish fortresses and those of Flanders sprang? Fortresses of various other types were, however, widespread both on thc Continent, in England and in thc Eastem world. Any far-travelled Viking would be well acquainted with the idea of fortresses, including royal ones.' T o summarize: the h u r Known Danish geometrical Viking fortresses wem built in different regions of the country within a very few years at the cost of enormous resources and probably to an entirely new architectural concept. They are thc earliest known royal fortresses in Denmark and were strongly defended. The life lived Itere must in some ways bavc resembled that o f ordinary royal manors (none of these are known from excavations), but the architecture was very prestigious and must have been extremely impressive. The fortresses, however, functioned for only a very short span of years. But why were the geometrical fortresses built - for what purpose - and whcre did the resources come from! For a long time (almost until their date was finally fixed by dendrochronofogy) the dominant and well-known theory was that they were built by King Sweirl Forkbeard freig~iedc. 987-1014) as winterbarracks and training camps for the Viking armies who plundered England and conquered that country in 1013, and again ptundercd and conquered it under Swein's son, Cnut the Great. It was also thought that only the silver of England could havc paid for the construction of the fortresscs. England's wealth paid for the Viking conquest of England!$* This was an exiting and cogent Viking theory, which (sadly) has bad to be dismissed. For the Fortresses were atready planned and probably under construction before the second wave of Viking attacks on Etrglarrd ever started. These are recorded from 980 onwards, bur at the beginning certainly not arganised as large-scale royal Danish adventures. Swein Forkbeard is not known to havc taken part in them before the W0s and onwards, and the fbstresses were ruins before Cnut was King oF England.'"uilt in about 980, thcy must have been related to the very different political situation of the late
VJ.A.
Trrmpe-Burger, Qost-Souburg. Pravmce of ZeeIand: A Prel~mlxlary Report o n the Excavation of the Site of an Arrcicnt Fortress (1969-TI)', Benclrtett van dt. R.O.B. 1973,33545;idem, ‘The ggcomctr~calfort-ress of C3ou;r-Souburg (Zeeland)" Cft4teatr Caillavd VII, Caen 1975, 215-19; Cjifsenand Schnlidt, E'yrkar I; D. M. Wilson, Civil and ,b#iliravy Ennqi~zeerinzq irz Viktrg A~:d~cundirravier, First Paul Johnsrorlc Memorial Lecture, National Maritime Museum 1978, T h e classic work 1s 0.Olser~,"Txclteborg-problenrer. De dar~ske vik~ngebarge015 deres h~storiskebdggrund" ,Scilndicz 28, 1962, 92-1 12 (English summary). Cf. e.g., Christiansen, " See, e.g. El. It. Loyn, Thr );/ikin<(~sin Britain, London 1977, 81-92; on Danish military argal~isatiunin the Vikzng Age, see N. Lund, 'The arnllcs of S w c ~ nForkbeard and Cnut: leding o r frd?" An*qlo-Saxtlrz En'qland 15, 1%6, 105-18,
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Fig. 7 Pjrzik 0 1the excavated pavt (tf'Sotdhut;q orr the islutzd Holland, The cxtental diameter is IS0 metre-$
of' tlrallilerm ill sotrtlzern
years of king Harald Bluetooth, which nlust now be sun~n~aGzed." Written sources on Viking X2enmark are few and short, and, although Harald Bluetooth is the first Danish king for whose reign we can get a sort ofcoherent picture, there are large black areas. This must he stwssed, Harald Bluetooth died on 1 November in e. 986. The date has recently been rediscussed, and the evidcncc still points to this pear or the previous or the fallowing. 087 is the last possible year and a strong candidare.'-) The hnresses werc, &en, built less than a decade before his death. X-larald reigned for a Iang time. Adam of Brernen, writing a hundred years later, says it was Gfc-y years, which must a f course not be talcen literally. Ver)i little is known of his early days, except that he was the son of King Gorm and Queen Thyre, who founded a new dynasty in 1)erzmark in the second quarter of the tenth century. King G o r n ~probably died about 050, but we may assume that G o r n ~and Harald had then been co-kings for some time, That w o d d not have been unusual for a Scandinavian country, Corm died a pagan, But about 960 King Elarald was convcrtcd, and Christianity was from now on the official religion of Denmark. Throughout his reign, he had to face threats &om the Gernlan realm, but he seems to have been successtirl in keeping Dennlark entirely free except for a decade aftcr 9774,Sometimes he was allied to the Slavs, and he was probably connected to the Slav prince MistivnJ of the Obodrites by marriage to his daughter Tofa. Marald also won the overlordship of N o w a y , which probably fasted until shortly after 974, the year wflext he was defeated by the Germans at the hordcr-wall of Dancvirke. The Germans thereafter had some influence in the border area: it is known that they built a fortress and kept a garrison there, and we may gucss that they also took control of the rich Danish trading centre of Hedcby , The years around 97hmust have been diftiicuft atso in other ways, For it was about 970 that the flaw of Arab silver into Scandirsavia suddenly stopped, which must have caused grear ecorlorrtic problems, especidly in Sweden and Dmmark, " And it is hardly coincidetltat that a large prodwtion of thin Danish coins of the tractitional type was started c. 9775, and that the equally thin Danish coins of the so-called cross-types, which were introduced c. 975180 (i,e. around thc time o f the defeat at Dancvirke and the constmction of the fortresses) got: even thinner ( d o m to c. 0.20 g) around 985,lS En 983 the Germans were, however, defeated and thrawrl out of the area by Danes (possibly led by Harald's son Swein Forkbeard), by Slav Obodntcs led by prince MistivoJ, and by yet another Slav tribe, the Lutizes. But Harald's long rein and his life ended in a revolt led by Swein Forkbeard. He died in about 986 and, according to Adam of Uremen, was buried in Roskilde. Harald'r
" A. E. Christensen, Vikrr~qt*tiJc.rrsIJanttgark, K ~ b c n h a v n1969, 3235C I. Skovgadrd-Pcrersen e.e a]., Banmarks Historic f , Kebenhavn (Gyldcndaf) 1976, 1591-c P. S. Attdcrsert, Sarnlit~'qerzat) 3+'iyqe t7.q krrsrnin,qetr at) Ilzndet, C3slo 1977, ppd\sirn; H. H. Andersen, 'I3ie ESpdfrung IJarlenrarki, ~ r Jahrc. n 983'. Z t ~ i t s c ! i r ~j ii r Ar~/tiic?f~'ft~ 18, 1984, 101-106; N. EZefskou, 'In mars vcl rcgr-ro I)anorum', E;Civk~hrstcln~ke S~rnltrz~ger 1985, t 9-33, '' Re6kou. '" i'. ,I.. Sawyer, ' ~ ? z P .4.z4~'qf the Ci.kittLqi^,2nd ed. 1971, 114fE idem, krttl,qs and litklft
The Danish Geounerric~I Vikr'ag Fortresses
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contemporary, the Saxon chronicler Widukind, who relates the story of his conversion, describes him froni hear-say as "good at listening and slow to speak', We might add (except perhaps for his last years) that he was a great kirlg and a clever politician. Investigations of the last decade have pointed to Harald Sluetooth as thc king behind a series of large engineering works. First and fnremust, he had most of the Jelling monutnents built (figs &-9)." They were re-investigated in the late 1970s and arc thc grandest of all Viking monuments, celebrating King Harald's parents, Gorm and Thyre, and his own great achievcmcnts, and, so it seems, demonstrating a programme of peaceful trar~sitionfrom paganism to Christianity by the blend of pagan and Christian monument types. They wcrc crected in at least two stages, a pagan and a Christian one, the fatter probably in the 9Hk in order to celebrate the Conversion. Jelling is the memorial of a new Dat~ish dynasty, displaying power, wealth and grandcur, Among the oldest elen~entsn ~ u s tbe the sn~aljerof the twa rune-stones (fig. 8:1>),which acmding to the inscription was rrected by Gorni in memow of his Queen Thyre, its original place and context is unkrzown. Thcre was, further, an enormous stone-setting here (A-B), probably in the shape o f a ship, which would be a well-known type of Viking monument.. If it was a shipsetting, it was by far the targcst we k~mwat: Only part of it was preservecd under the southern mound ((2).The stone-setting seems to have been related to the northem mound (H), which is the largest burial mound in I>emarkt today 65 nletres in diameter 2nd 8.5 metres high. It held the burial of a very high-ranking man in a wooden chamber (K) llug down in an old bronze Agc mound 0). Remains of grave-goods date it to around the middle of the tenth century, i,e. the time ofGorm%death, which, tagethcr with the whale context, suggests that it was hc who was buried there by his son according to splendid pagan rules, it is the only royal grave fronl prehistoric times in Scandinavia of which the dead person has been (we think) safely identified. According to a dendrochronatogicd date, the southern niound (C) cannot have been built beforc c , 960, i,e. about the timc af the Conversion, though the concept of a mound is basically pagan. This mound is even bigger than the north mound, today 77 metres in diameter and 11 metres high. It held no gravc and may have been built as a memorial or for public ceremonies on the large flat top (which easily takes a bus-load of people). It war certainly built for display. And, like other mounds, it was carefully constructed of turf and shaped by using a template, The large rune-stone (figs 8:E and 9) clearly dates from after the Conversim. It was placed exactly between the centres of the two mounds and carries the famous inscription: Xing Harald commanded these memorials made to Gomi his fither and to Thyre his mother. That Haratd who wan for himself all LJenmark and Norway and made the Danes Christians.TThe stone itself - a large pyramidical boulder - is the finest of alr rune-stones with most of thc script or1 one side, a large picture of an animal and snake on the other, and Christ on the third side.
" 6. Kor~lrtup,fiongehgrene I jelftn'qe, K38'senbavn 18775; K . J. Krogh, 'The royal Vikzng-Agc Monuinena at Sjell~ngIn the light of recent archaeological excavations" ,iiicta Auchaeokogira 53, 1982, 183-216.
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Fiy. 8 Schematic drawing of the je(ling morrlrments. A-B: rrrnains of stone-sertiny; C: southem mourtd; D: Kirg Gormi. me-sfone; E: King Haraid's nrnestone; F: the preseflt. stoNr c h t f ~ ho j C. llOU, which hdd thwr wt~oden predecessors; G: the
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To the north of the stune there was a large, wooden church at least 30 metres long and planned with a grave (C)at the east end of the nave. The church was found by excavating the floor area of the present stone church (F). The grave contained most of the skeletal remains of a middle-aged man who had first been burled elsewhere. The loose bones had been wrapped in cloth wovcn with gold threads, and the grave a'iso held twa splendid strap-ends corresparzding closely in style to gravc-goods from the north mound. Everything suggests chat this is the second grave of king Gorm: that Harald after the Conversion had his father, the faunder of the dynasty, moved from the pagan burial mound to a grave in the new church between the mounds in order to give him a Christian burial. This idea is supported by the fact that no human bones were found in the burial chamber in the mound when it was first investigated in 1820. It was also clear then that the chamber had long ago been disturbed by entrance from the top, and that the entry hale had been carefully r e p a i ~ dagain. This does not suggest common grave robbeq but chimes with the idea of a well organised entry in order to get hold of the bones of the old king. Germ" Christian grave was slightly to the north of the church" saxis, as if to make room for another grave. Perhaps Harald had planned that place to be his: that he sl~outdrest beside his father in the church of his great monument. But he was, as already told, buried in Roskilde (in the first predecessor of Raskilde Cathedral, where Danish kings and queens are buried today), and na more monuments were erected in felting, Another great engineering work from the reign of Harald was the 700 metres long and about 6 metres wide bridge across the wide and marshy river valley at Ravning Engc, c. 30 kilometres to the south of Jelling (fig, I).'' It is the largest Viking Age bridge known from Scandinavia and also the oldest k n o m bridge hcre. It was, just like the brtrcsses, built in the years very close to 981) and never repaired. Btidge-building is remembered as a very good deed on many runestones raised by newly converted Scandinavians, No stone tells us who built this bridge. But considering its size, its date and its clnseness to Jelling, Harald Bluetooth s e m s a very likely candidate. It eased the way to Jelling from the south and made the access grand, It also eased the transpart of troops and trade-goods to the south, for it was on the great north-south Jutland road, the Army- or Ox-road, A likely person behind the solid earthen rampart protectirrg the big trading centre of Wedeby, and that protecting the fortress or market-place of Aarhus, is also Haraid BIuetootk. None af these ramparts (fig, 1) is precisely dated by dendrochronology, but the evidertce points to a ~onstmctionaround the middle of the tenth century." These arc the oldest known dcfences of permanent: settlements in Denmark (except for certain M T U C ~older Iron Age strucmres) innovations like the Ravning Bridge and the Jelling monument. There is, finally, the border wall of Danevirke, which had protected Denmark against southern enemies since 737 (the date is based on dendr* chronology). Danevirke has many phases and wall stretches, each built to
" T, Kamskau, 'V~kingetidsbrocnover Vejle 5-dal"
~h.:ationalnztrsecfsArh~dsmark 19t10, 25-32. H. jankuhn, f-iaithahu. Ein Handrlsplatz der Wikirgerzeit, 8th ed,, Neurniinster 1%6; H. W. Andcrscrt ec af., hrhus S@nBevvctld,Kgibenltavn 1971, 30-39, 262-73, "
"fhlc,Datzish C~c~ornet~cnl Vikitzg Fortresses and
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answer the political and technological needs of their particular period, and all facing south (fig. 1). '' The largest building cnterprise kerc, which also changcd the line of defmce, seems to belorlg to the year 968 (dextdn,chrono1ogical evidence). This is again the reign of Warald and the very year, when - according to the Saxon Widukind - the Germans expected a war against the IJanes. This stretch of 13arlevirkc includes the wall which connected the town-rampart oEE3cdeby (to the east) to the Main wall, first built in 737 but now strengthened. It includes, further, the construction of the Curved wall (to the west), altogether hlruning a fourteen kilometres long zig-zag line across the root of the Jutland peninsula, from the east to the marshy areas of the western side. It must have been this Danevirke which was ovcrruxl by the f;ermans in 974. We may a s s m e that Harald not only had the military organisation, the expeditio or IVdi~z~gat his disposal, but also was able to claim work on his great enterprises -- at Icast those of the geometrical hrtrcsscs, the IJanevirke, the Hedeby and Aarhus ramparts and the Wavning Bridge - a public obligation such as had long becri established in Western Europe for the builditrg of Fortresses and the construction of bridges, together with service in the army . 2 T h i swould also fit in with the focus on royal power so openly demonstrated in Jelling. It is in the light oE the political and cconomie history of King Harald" reign and in the light of his other anihitious enginwring works that the gcometrical fortresses of the Trellcborg type should be seen. As has just hem demonstrated, they arc far from the only grand monunlents of the reign of this king, On the contrary they fit extremely well, for apart from churches we cannot point to arxythi~igspectacular built by any of his successors or predecessors for a very long time, Marald's sworks also bear a c o m o n mark: new, large-scale and
prestigious, Let us firtally look at the topography of the f'crur fortresses (fig. I). They were built in different regions of the country and were all well situated for the control of rnatjor roads. But Aggersborg - and only large Aggersborg - was further situated on an inlportant waternay, the LirnGord, which must have been by far the best routc for ships passing between the Baltic and the Nordl Sea. The LintGord was safe water, which was not the case of the routc passing north of Jutland around the Skaw, where waters arc oftcn rough, There was most probably also an extra outlet to the open sea directly towards N o w a y immediately to the west of Aggcrsborg, by a strait which has now disappeared but is identified by geologists. This strait would have made it possible to reach Norway by ship horn Aggersborg in less than a day withnut difficulty, The three other Fortresses had either nn access or rather complicated access to the open sea, lying at the very bottom of long fjords or kilometres up a river. Bff~~ilt in c, 980, the political and economic background of the fortresses was a decade of disaster: the loss of Eastern silver; defeat by the Gernlans at Danevirke and possibly loss of the rich trading centre of Wedeby and the royal income from " 9. H. Arlderserz et al., h n r v r r k e , K ~ b e l ~ h a v1976 n (German surnmav); idem, Jyllnt~ds Vidrl, Arhus 19377; ~dctrt,'Ilas Ilanewcrk alt, Ausdnlck mltrelaltcriichcr Defcstigur~gskunst', Ci~atrau C2~zillardXI, Caen 1983, 9-17. '' E.g. N. Brcloks, 'The devrloprrlcnt of rnllltary obligatlorls In clght- and ninth-ccr~turyEngland'. fi!qland befi7rr dtc C:onqgdes.st (P. C:lcmucs and K . Hughes cdsf, Carnhr~dgc1971, 69-W.l; t u r d , l07t
it; loss of overlordship of rich Norway, which meant no tribute and no soldiers from there, The fortresses wcrc, however, also built shortly before the reconquest of the border area in 983, but that success may, as already mentioned, have been Icd by Swein Forkbeard, who a few years later led the successful revolt against his father. The puvose of these prestigious and welldefended tbrtresscs looking into the country - not out (except Aggersborg) - tkreforr: seems to have bem primarily to control a country ready to revolt. Soldiers frorn here could quickly see to probkms needing military solutions. We rnay also guess that Vikings frorn the fortresses took part in 983, when the Gernlan border fortress was overnrn. Xn times of danger the fortressesYinhabitants would fee1 safe till help arrived, while the daily lifc in many respects would have been like that on a large royal manor, Royal rights and duties would probably also have been exercised from here -just as we arc told they were from Aggersborg (a later Aggersborg) in 1086, when Denmark next saw a revolt against a king, Cnut the Holy, and had him killed. But large, circular Aggersborg may well have had additional functions: a base fur the reconquest of Norway or rmewed influence or raids there, and a strong-hold from which tolls might be taken f i r passage on the LimfJod. Further, for those coming from the west or north, Aggersborg held the key to the realm, for it could easily control this all-important waternay, With its strategic situation Aggersborg may possibly also have been a royal Viking nest whence the king" s e n went out to sea and foreign countrtes for booty, King Harald must have needed cash greatly - a need, which his son Swein so successfully i-ttlfilled by exploiting Englande21 But we know, the fortresses did not last long. 'They may well have becn given up or overrun in Swein Forkbeard" revolt and ended their lives with their king about %6 or shortly after. There is some evidence of fighting at Trellebarg: many arrowheads in the outer face of the rampart and mutilated men in graves of five or ten, Part of the reasor1 for this successful revolt was probably the bad luck of the 970s. But it rnay have been an additional cause that Harald" reign saw too many attacks on old traditions, including too much public work OM his large-scale building enterprises (Danish historians of the twelfth centtlry, Sven Aggesen and Saxo, hint at that). He may well have tried to strengthen royal power along West European lines. If the fortresses, as it seems, were built primarily in order to strengthen King Harald? control over Ilenmark, they were not successful. But together with the other large buifdlng e~erprisesof his reign they clearly demonstrate the great organising ability and the resources of tenth cenmry Dennlark and its kings, which is the backgrourrd of Swein" and Cnut's conquests of England. But tbe fortresses themselves had llothing to do with that,
"
Cf. Sawycr, Kttqs and Vikir~gs~ 124C T. Kcuter, "Plunder and tribute ~ r the r Carolingian Emp~re',
T R H S 5th scncs, 35, 1985, 75-94.
Certainly, by the latter part of the twelfth century the mlt of the VuXtus had became the central feature of the communal calendar, and it was on tbc feast of the Exaltation of the Cross (14 September) that it received o a r i n g s fxom both the citizens of Lucca arld communities subject to tucchescl authority, The first colnplete set of Lucchcse statutes to survive, which contains detailed regdations for these festivities, dates only from 1308, but there are rclevar~tsurviving fragments of a code a f 1261, while in 1246 the ccjmmutlc was taking punitive actio11 against the inhabitants of the Carfagnarra who bad refilsed to render homage to thc santa cvoceV5 Most important for our present purposes is an accord, dated 1181, between the canons of the cathedral and the consuls of the Fratemitas 5 , C v t l ~ i s .This ~ document, in which the offerings made at the cathedral on its great feast days are divided betwee~tthe clerk of works of the cathedral as such @herrrrtiqtrus upravius $, Martini) and tho C)yerrrritir S . filttrs, suggest strongly that filtrrs Snrtc-tw was identical with S~rzctaCmx, and that it had achieved the stacus which the Virgill Nary ct7joyed at Sicna, the Baptist at Florence, or St James at nearby Pistoia, as the patron on whose feastday the compulsory offerings were made that symboliscd subjection to the authority of thc commune. The later twelfth centuq, when the larger urball centres were expanding their control further and further into the surrounding countryside, was the Eorrnative period of these civic cults, It is highly unlikely that such honours were paid to the Vultus in William Rufus's lifetime, but highfy likrly that it was in his liktimc arld just after that the Eourldations of its filttlrc" preeminence in Lucchese life were laid. The type of the Volco Santo is distinctive, The cmcified Christ is shown clad in a long garment which is here girdled at the waist. Thc notion of thus concealing the Saviour" nakedness seems to have been Syrian in origin, arld the type is illustrated in a fresco at Santa Maria Antiqua in Rome, thought to have been painted by Syrian monks fleeing from Iconoclast persecution early in the eighth-century.7t is an imeresting fkct that the twelfth-century legend of the Vultus has it arriving by marvellous means in Italy from Syria in the eighth century. The garnlent is to be found in late tenth and eleventh-ct-ntury manuscript illustrations of thc crucifixion from Fulda, Reichenau. Echtemach and elsewhere. The significance of the girdle, which occurs neither in any of thesc nor at Santa Maria Antiqua, seems to be to underline Christ's priestly character in accordallec with St John's vision of the risen Christ in the first chapter of Revelatian, where he i s clad in 'a garment down to the foot, and girt about the paps with a golden girdle'. That the crucified Christ should be shown clothed also marks out the Vultus and its derivatives f r o n ~the mass of sculpted
St~~ttctcl deI C:t~rnut?edr L ~ s c adt.11' arrna 1308, .Cfrmorrr e L)ocu~-letztiper scnJrrealln stcyrtu trrrca, 3 , 1x1, tucca 1f(67, 3546; 13. Barsczcchlnt, Kqqrrlrotramt~nro~ p r uil t't~ltu Sanfo, hhrrorre I. r)c?curttt't~t~,5, 1, Lrtcca 1844, t 1-1 3; Cirrsta I,ucarzontm, ,W<;I-i, n,\er., 8, 310. Udr\occh~tlt,Ra*qrontzmaztt>,16-17'; rhc text lr ajso in ,%Ic"t-nnrrrr Zdommt~r-ltr,4, H , tucca 1836, 144-5. 7'hc corlst~lsarc allottcd a11 the car~dlrsoffered a t thc Feast of the Exaltar~oncxccpt for those off2xed by tf-trcc. named commun~t.~es. 13. Talbot Xllce, Byratztrnr Art, I-iar~~iandsworth 1968, 746; .hf. (;c~ugh, 7 h c Clrtqrns r?f'fJzrrstion Art, I,o~ldnn1073, 187-3.
The Holy Face qf Lucca
229
crucifixes which had been made in the west from the later tenth century s n a g At this point it is necessary to summafise, as briefly as possible, thc legend of . ~ narrator is a deacon, tebsinus, who is the coming of the Vultus to L u c ~ aThe athewise unidentified. He tells how one Cualfredus, oddly described as a "subalpine bishop', was guided by a vision, while on pilgrimage to the Hcjly Land, and discovered the image of the crucifid Christ which Nimdemus made after the Ascension as a permanent memento of the Saviour. Instead of taking steps to ensure that the precious object went straight to his own cathedral church, as any real bishop would surely have done, Gualfredus and his companions placed it in an unmanned boat and entrusted it to the waves, which conveyed it to the coast o f Tuscanp, near Luni, It is tempting here to recall the legend of the conveyance of the relics of St James to Spain, also in an undirected boat, which was being popularised around the year 1100 as Compostela under the vigorous Diego del Gelmirez grew to greater and greater heights as a centre of pilgrimage." Nor ws this the only story of a miraculous cruciiix whick, was current in thc west at this period. Honorius of Aueun, in a sermon for the feast of the Exaltation of the Cross, gives one version o f the celebrated tale of the crucifix of Beirut whichjettcd blood on a group ofJews who were abusing it.'" Xeboinushow tells us that the citizens of Luni were unable to lay hands on the skip, but when the bishop of Lucca (also alerted by a vision) appeared upon the sccne, it was obedient to his call and yielded up its treasure, The mert of Luni were compmsated Eor their failure to obtain the crllcifix by the gift of an ampoule of the Holy Blood which also appears to have been part of the cargosEz The cmeifix was borne in triumph to Lucca and there located near the western entrance to the cathedrai, in the positiorl which we know the Vultus occupied early in the tweffch century, The date of the tratlsaction is givm as 742, the second year of the reign of Charles and Pepin. The vital intervention of bishop John, who ruled the church of Lucca fronz 78811 to 800/t, has Icd to the plausible suggestion that the date intended was 782, the semnd rsgnal year of CharXernagnc" son Pepin as king af Italy, and chis has been generally accepted as the ktrueVdatc.'3 The legend as we have it is clearly of twelfth-century date. It has been pointed out that the main body of it is composed in the Leonine Gursus which was V C . Sch~llcr,Iconclgruyhy of C'hrrsth Art, 2, Eng. trans., Landor1 1972, 141-5, sunlrnariscs the iconography of the Crucifixron in the west. Flgs 45575, 327, 337-385, 387 and 3934 show examples Byzant~rleand wcstcrrt of the clothed Christ, The tunic also appears in represenratlons of the 13tepostriun from the Crass (figs 5411,547, 548). * Texa 1n Barsacchirsi, Ragionamento, 53-6; 6. Schnurer 8i J, Rltz, &nkt Kiimmengis lrtzd Volto Santo, f36sseldorf 1034, 127-33. " OR.Eletcher, Saint Jamrs 's Gtapult: irhr Lt$e &and l*irnes6ofDlcgo Gelmrvez of Sarzfiagnde Compwtelu, Oxford $984. Honorius of Aurun glves one version of the story of St James's miraculousjourney to Spain In a sermon for his feast-day, fitrologia Latina, 172, 9133-4. *' Pafrulagza Lalina, 172, 1fK13. For the Beirut icon, which was also attributed to Nicodemus, see Frugoni, U n a proposta" 18-19; P. Lazzargni, II Volta Sarzto rJi Ltiica, Lucca 3982, 5~5-60.BL Add. Ms. 35, 112, a miscellany dating from after 1158 which once belonged to the abbey of St PtAartin at "fournai, contains both the Leboinus narrative (fol. 18) and the Beirut story, which was based on a sermon of Pseuda-Athanasius (fol. 87). '"In thc Luni ampoule and the cvidmce for ~ t sarnvaf there m the Garaltngim period, see H. Schwarzmarcr, Lucca ~tnddas Rerch bis xum En& des 1 2 . J;lhrht.hlan&rrs, TGbkgcn 1972, 355-7, " Schwarzmaier, 3 4 , 3454; Frugor~i,'Una propasta", 16-17. T h e general accreptance of the date 782 was expressed rn the commernoratlve celebrations and publications at Lucca in 1982.
devised by the papal char~cdlorjohn s f Gaeta, who reigned bt-iefly as pope Gelasius X I (1 118--1119).'4 If this stylistic f'act provides a t e m i ~ u sa quo For its composition, it has been further suggested that the legend is posterior to and dependent upon the miracle stories which f o I h it in many manuscripts and which are clearly of mid-twelEth-century date." The last part of the legend is not in the Leonine cursus. Hcre, Leboinus, while supposedly still in the Holy Land after the dispatch of the Vultm, is infcrrmed by Syrian custodiat~sof the Holy Sepulchre that relics of the Passion were to be found conl7claled in the back of the crudfix, and that fragments of wood left over from its making had proved to have mitamlous properties. If this passage is a later addition, it may have been made necessary by the addition of a relic compartment to the Vulitus, the acquisition of new relics of the Passion, or even the replacement of an bld" Vultus by a new one possessing this featurt.. At its earliest then, the legend in its presmt form mighl: be a product of the circle of bishop Rangerius of Eucca, who reigned from about I097 to 1112. Narlgerius witl detain us Eurther as the author of a vast verse biography of his sainted predecessor, bishop Ansetxn If, Ansetrn was expelled &om Lucca by the imperialist parry in about 1080, and d i d a member of Gotlntess MatilAa's holy entourage, Rangerius as bishop was cieeply invotved in resmring post4rrgorian normality to the church of Lucca. Me encountered Anselm of Canterburl?.at the Vatican councit of 1009, when, he surpnsed the exiled arcfibishap by launching into a passionate disquisitiorl on his unavenged wrongs," He was the author of a treatise De antrl~tet baculo, which he dedicated to John of Gaeta," Another member of what Schwarzmaicr has called this 'circle of high literary culture" with its papal connections, was Cualfredus, bishop of Sietla. Me too was the author of controversial works, in one of which he used the Lco~~ine cursus, and on the strength of at carmetz he wrote in praise of C:odfrey of Bouilfon, is believed to have visited the Holy Land. Was this Cualfredus the model for the tnysterio~is"subalpine bishopkl2o found the V ~ l t u s ? ' ~ Whether or not the tcgend was the product of Rangcrius's circle, there can be little dispute that the earliest indcpcndent Italian evid~mccfor the existence and cult of the Vultus canles .firon1 his episcopate. Xf English historians are most Iikcly to be interested in the Vultus because Rufus swore by it, Italian historians, or thasc whose primary interest is in Italian history, are most likely to be irlterested in Rufus" oaths because they seem to furnish the earliest incontrovertible evidence for its existmce. ~ h first ; Italian evidence, however, comes in a little flurry within a few years of Rufus" death. In September 1107 pope Paschal IX wrote letters to both the bishop and the canons of Lucca, in which he referred to the division of offcririgs ad sacvaritrm F"tllt~ls,l 9 The obituary of the canons records that dukc Svatopulk XI of Bohemia, who died in 1109, left an . ~ ~ inventory of the altars offering of two gold marks ad honorem sancte c r n r i ~ An k h w a r z m ~ ~ e34(1-2; r, Frugot~l,21. Frugor~z,21-44. " b~admcr,112-13. " "L-IGFI,I,ibufli Jr Lttc, 2, 505-33. " .Z/I(I2f-!, Litlellr JP L i f ~3,, 733-4; Schwarzmatcr, 341-2. l9 I'atrolr?qia Larina, 163, 226-7; j. von Iqfiugk-Hartung, Acta I'ont$?ct.trrr Ron~attommIriedita, 3 vols, Tiibrngcn 1881-Stuttgarr 1888, 2, 190-1. Zo Schwarzma~er,348, "
''
in the cathedral which must date from before the rearrangement that Rangerius undertook in 1109 records one altar mite crucem veterem and another ante V~ltzam.~TThis verbal juxtaposition does not prove that the VuXtus was a cmx nova, but it is suggestive; and if we are ~ g hint aiisun~it~g that the Vultus was a cross, we know also that another, older cross, ofwhose nature we car1 have no idea, had held an honoured place in the cathedra!. Finatly cithcr in 11 18or 1120, a chapel in honour of the Vultus was consecrated by bishop B c n e d i ~ t . ~ ~ Taken with Rufus" oaths the chronoliogical clustering of this evidence seems significant, Even if the Vultus had by the 1O%ls been in the cathedral of San Martino for some time, and this possibility cannot bc excluded, it was undoubtedly emerging into a new or renewed prominence around the year 1100, and only now does evidence of this celebrity begin to survlve, For those who wouid maintain that the substance of the legend is sound and that the Vultus came to Lucca in the eighth century and from then on was the object of pilgrimage and veneration, the problem remains the yawning chasm b e w m the legendary date and the first solid evidence for the cult, The fact that bishop John in about "17 founded a church D o r n i ~ el i Salvatoris hard by the cathedral may indicate that like churches all over the Carolingian Empire the churc--bof Lucca had acquired relics of the Passion, which may even have bccn housed in a ? ~ ~either cross-form xcliquary. Was this, perhaps, the origin of the crux ~ r t t l s Of a cult of a cross, or the name Vuitus Sanctus, there is however no trace throughout the intervening three hundred years. There is, furthermore, a piece of negative evidence. While Rufus's father was conquering England, the cathedral oFLucca was being rebuilt, Bishop Anselm I began the rebuilding in 1060 and when elected pope Alexander 11 the following year took the unusual step of retaining control af the see. The new church was consecrated in 1070 and in 1071 the pope mminatcd his nephew, Anselnr 11, to succeed him as bishop. This Anselm, we have observed, was expclIcd From Lucca in about 1080. Throughout this whole period a strean1 of papal reprimands, from Leo IX: and from Alexander himself, but above all from Gregory VXI, makes it quite dear that the canons of the church of Lucca in no wise differed, as to their use of'hmily connections, their temporal expectations, and their dilapidation of ecclesiastical property, Erom the ruling cLss o f the church elsewhere in Italy and in Europe." This fact. and the whole complex of events that surrounded the expulsion of Ansclm XI from his see, were clearly much in the mind of thc author (whom it is temptkg to identift as Kangerius) of a sermon delivered in, contrnernoration of the tonsecratiil~~ of the cathedral.zs He recalls the rcbuilding and the all but incredible generosity of the Luechese people which had made it possible; he describes the consecration and the disposition of the church" collection of relics that was made in 1070; but, "at is the use to you of possessing relics of the saints, like some hidden manna, if P, Guid~,'Per Ia Storia dclla Cactcdralc c dcl Volto Sanra', Bnlletttno Srovico Lttcc/grrse, 4, 19.32, 189-741. Cuidi argued that the c m x verrts and the Vultus were one and the sanrt, but this has not been ger~erally accepted. " 2C;esta L~tcarzorrnm(above, n. 51, 287. Schwarzmaier, 35948. " I-"atrolt;qia Latins, 143 {Leu 1x1, 671-2; 146 (Alexander El), 138S91, 13%-3, 1393-5; 148 (Gregory VII), 487, 619, 55.16-7. 25 Guldi, 1824.
you spurn thcir lives, shudder from thcir labours, seek not their crown? And a little later: 'Are we to believe, beloved, that we can live against Christ's precepts and achieve the glory of the saints! Wherefore let us change our ways, put aside our discords, and correct our deceits and perjuries. Let us return to the unity of peace.' The point of this discourse is clear enough, but it is striking that nowhere in the sermon is a great cross, or any object under the name Vultus Sanctus, mentioned among those things of which the audimce should be mindfut; nor does the aufhor deem it necessary to say where in the church it may have been located. Yet the fact remains that we know from independent evidence, m t least that of William Rufus, that something called the Vultus Sanctus did exist, and was celebrated, at the end of the eleventh century. Is it possible to explain this odd silence! I believe it is, if we rum to a passage in Rangerius's verse life of bishop Anselm. Contemplating the sad spenacle of Lucca as a stronghold s f imperialist schism and corruption, Rarrgerius refers to the unparalleled wealth and beauty of the city, which are being abused.16 He sketches a scheme of decline through succcssivc ages. There was the golden age of austerity and heroic bishops, of Martin himself and Frediano, the patrons of the see. A silver age ensued, which though infenor to gold was to be preferred to bronze, This age was marked by lavish benefactions to the church; m e is reminded of the 'all but incredible generosity of the Lucchac people' which had made possible the rebuilding of the cathedral. 'Thus once the Lucchese people in their actions exhibited the honour of light, from whi& Lucca has its name; clergy and people, like the mind joined with the body, strove each to sanctify thcir several ways.' There now follow four lines of crucial importance: Ast ubi dividls norz est X I I O ~ U Set peregrina Reiigio celebrent cacpit habcrc crrscem, t l t solet, ex opibus et libertate fmendi, Et pudor et probitas et saccr ordo penit. It is clear that it is the clergy" pprtdor and yvnbitas that have perished; Rangcrius goes to on complain of thcir affectation of secular dress, What concerns us most, however, is his assocjation of the unbridled opulence that has destroyed morality with the fame of the cross: 'Fcrtreign (or, alien) religion began to make the cross famous (or, much-frequented).' If these words mean what they seem to mean, Rangerius saw this fame as the work of outsiders to Lucca, and most likely as the work of peregyiyli indeed, pilgrims, We seems to see it as a phcnornenon a f recent occurrence, and there i s more than a hint that he does not entirely approve of it. It nzay not be the only hint of lukewarmness about over-frequented shritles that he Iets drop. Can we in fact hazard the suggestion that the cult of rhe Vultus was a g-enuinely 'popular' one, bound up in its origim with the pitgrim trailic and not with the bishopric as such?27 This would clot he so strange a situation. For Rangerius as bishop of Lucca the bishop-saints Martin a d Frediano were, very properly, emblematic of the scc. 26 The Wtu Metricu 1% in MGH 30, 11, 2 152-1307. The passage d~scussed here oscup~cs124)3-5ti(l, lines 4355 Ef, " The crucial lines are 4429-32, 1 am xndebted to members o f this conference for their d~seussionof the interpretation of the word perqqrina. For another dubrous reference to poputaufcsorc to shrines see below n. 32.
Thosc who prey upon the bishopric 'Martinurn violant" and he speaks, conventionally, of the goods of the chwch as being the goods of the saint, the bonir Martt'~~l.~"Also historically inlportant to the bishops of Lueca was the African martyr Regulcts, whose relics had been brought to the cathedral in 782 by that same bishop john to whom legend attributed the acquisition of the V u l t ~ s Otto . ~ 11% privilege for the church of Lwca in %1) described the cathedral as the 'church of St Martin and St Regul~s'.~' Regulus wan a place in local custom; there was a vintage fair and races were run on his feastday (I September)." 1111 1070 Regulus occupied an honoured place in the crypt of the rebuilt Whcn, some time between I119 and 1124, pope Calixtus I1 awarded bishop Denedict the right to wear thc paltiurn on certain great fcast-days, chc feasts of Martin and Frediano and the cornmelnoration of the dedication of the cathedral were included, although not, as it happens, ReguIus; but there is no mention of the Fcast of the Exaltation of the Cross, which, as w e have already seen, was by the Z 280s the commune" great day .3Vor nlucb of the twelfth century thc canclns of the cathedral wrangled with the regular canons of the church of Sari Frediano over their respective rights on certain great feasts. It is quite cfcar, from the records of successive efforts to scttle these disputes, that what nlattcred was who was going to be permitted to celtbtatc and to retain the offerings on the feasts of Martin, KeguZus and F r e d i a n ~Once . ~ ~ again there is no nlcntion of the Exaltation of thc Cross in this context, This, it: scerxrs quite clear, was thc cornn~une'sdayy, The first recard of the existence of consuls at Lucca, the conventional criterion for the existence of a commune, conles from 1 2 It was a few years later, as we have scen, that the Vuftus acquired its own chapel in the cathedral. Thc text of the 1181 agreenlent between the canons of the cathedral and the consuls of thc fraternity-of the Holy Cross, to which reference was made earlier, nlakes it plain that the consuis wcrc laymen, and that part of the purpose of the agreement was to firnit. their claims to a share in offerings made at the cathedral, Would we be justified in drawing from these scattered testimonies a ter-xtativc ZK
P'tfil iMt*t~i~a 1259, 1. 4899; 1254, 1 . 4644. Schwarzinater, 867. KC~UIUS'LI t r a ~ ~ s I a t ~1saIn n Acfa Sarrcromm, I September, 2 2 3 4 . '' ,Zlfemitrir cr Dc~acnzenti,5 , iiz, Lucca. 1841, 401-2. f'S~tcttrrcc?defl' anrro 1308 (abovc, n. 51, 35, 201. In the Strrrr-lml.trcenstn, Lucca 1490, tib.3 cap, xxxvr, the races are still run ari ltcgulus's day; m the same chapter of the Ltrcmsi~Civitatis Stcltl-iranrdpewime ~nsti~guta et qtdrsm ncctrrarirsime rnzpvt3Aw, Lucca 1539, they have been shrftcft to 14 September. 32 C;r-~idt,183-4, In I 109 Ra~igcrlus relocated thcsc relics and otllers (185-61. His reasons for so doing may strengthen the susplclon that he had reservations about pilgrimage and popular devut~on.Pope rn Alexander had placed Rcgulus Err the crypt: 'visurn est viro sapicmti thesaurum ~ s t ~ ~loas occult~or~hus commendare, ut quarlto rarror et difiaXtor pateret accessus, eo gratior et utifior forel: lntugtus, ytna et cot~dtanacontemptatro et ad vstum patens pnrno ammrratxonern tollere ac de~ride faseidium gcnerarc cotct. Sed dun1 per negl~gent~arn custodum er ~mportunitatempulsanttun~sacra ltla intentgo ssIveretur, et: locus llle nor? tarn rams fieret prctalil, q u a n ~frequcns et pcrvius vanitati, vlsum est hts, quorum inrererat, warn cc occaslonern confabufarmnr clauderc. et corpus sanccurn de tencbr~sad fuccrr1 revczcare." 'j 13atroIoUqftz kutrrla, 163, Z3W-1. Whexr In 1126 P-lonorzus II granted a ssrrlilar privileyc to the archbahop o f Plsa, both the Irlverttio~iand the exalt at lor^ wtrc ~ncludedamong hrs priv~legeddays, Pnrr~lo~qia, 166, 1261-5. 34 Krgc"sfnde-1.1Caprtnla Lii Lucca, cds P. Guldr tfi 0,tbrenti, 3 vols and index, Rome 191(&39,1 rr. 779 (Cat~xtus11, 2120); 2, n. 1314 (1 173); 3, n. 1714 (1194). l5 1). Waky, The Italian City Republics, 2nd ed., Londorz 1978, 27, glvm a COnVenlenE short Ilst, 29
conclusion that thc cult of the Volto Santo, >pouuXar9 in origin, was essentiaily and intinlately bound up with the growth of the conlnlune? There is a parelld, not from very far away in l-usany, which may be illun~inating.The patron saint of tbe cathedral church of Pistvia was the ancient bishop of Verona, Zeno, who had received church dedications all aver Italy. From at least the early twelfth century, howevcr, there is evidence of papular devotion to the pilgrim's saint, St James, at Pistoia. Already in the prinlitive coXfectior~of statutes which dates from 1107, it is proclaimed that the consuls shall be men apt to do honour to Cod, St James, St Zcno and the peoplc ol P i ~ t o i i a in , ~ 1133 ~ the abbot a f Valfontbrosa, Atto, became bishop and had a great deal of trouble with the secular authorities of the city. ~n 1138 he excommunicated the consuls for violating the sacristy of the church, Atto, howcver, was clearly a shrewd operator, arzd hc nlade use of a link between Pistoia and Cornpostela, in the person of one Hainerius, who had become mlr6qlsttrr witlarum at Cornpostela after spells at the schools of Paris and Winchester, to obtain relics of St J a m s in 1144.f7A hospital of San Jacopo soon carrlc into being, and the saint had his own ofice of works to &minister his property at least by 1174.'* The early fourteenth-century vernacular statutes of the Opera make it plain bow fimly lay, at least by this later dare, was the membership and control of this institution, and in view of what we know of its tvvelfth-century origins thcrt seems little reason to doUbt that that had always been thc case.39 Even if we have managed to shed a little light on thc circumstances in which thc Volto Santo rose to fanlc in the years before and alter 1100, we are no nearer to establishing an exact date for hs first appearance in the cathedral of San Martino. Was it ncw with the new cathedral? Did its intensely staring countenance gcneratc waves of collective emotional exciremmt among bands of pilgrims which swept it to international celebrity? The popular appcal of the term VuXtus or Volts may have been aided by the contrast between the new cruclfix which actually represented the Saviour and the plairr crux vehrs; yet wc carknot know for certain that the crux vett-~swas not also figured, appearance of such a phenomenon in the age of the First Crusade is not of course in itself surprising. The Cross was an emblem in cvcryonc's mind, the sufferings of Christ a nlatter of increasing devotional preoccupation and a wrong to be avenged. The author of the twelfth-century legend ofiered the following explanation for the name: 'Just as a face, when seen, establishes the identity of him whose face is seen, so the representation of rhc precious face expresses our Redeemer incarnate and for our sakes banging on the cross, represented so to speak with particular katures. "' 1-0 Stnrlrrtt dszt fJort~o/rdei Co#n~rrlrdt Pistt~lii,cds N. Kauty & 6. Ssvlno jl)rctola I"$?, ICli. For Jantcs" rcllcs at Pi$tora, Acta Siznctovum, iu113 6, 35-8, 5948; fix Atto, Nail 5, 196302, and A. I%rates~1x1 Drmiortario hrt3'qrrlvqfil.o diss, cttlng 1%. 4, say%, 'Lt~nlcll\ ' u ~ ~ uC s ~ ~ I $ Ct b r l ~ t u (1"Ufrc?/oIryra ~' Larlna, t72, W).
3"
j7
The Holy Face 4 l t . r c c a
235
Lucca's geographical position assured her of a glace in the great movements of the age. The city had for centuries been a staging-post on the road to Rome from north-western Europe, Thcre was a flurry of hospital foundations there in the early years of the eighth ~ e n t u r y . ~ Now, ' in thc late eleventh, there were. more. The hospital of St Martin and St Alexander near the ncw cathedral was receiving a wealth of donations around the ycars 1076-7 and tbereafte~.~Wll the major churches of the city seem to have had dommented hospitals in the last years of the eleventh century and the very early ycars of the twelfth,43Lucca's connections with the First Crusade were examined long ago by M a n ~ e I l iOne ,~~ of the most striking testimonies to those connections is the ~uritsusletter addressed to all Christendom by the clergy and people of Lucca in October 1W8, narrating the discavcry of the Moly Lance at Antioch as wittlessed by a Lucchcse citizen who had gone to the Holy Land cMm A~~qlorum nnvib~s,~~ 'The atn~osphereand the. comings and goings generated by the First Cmsade; the mure general phcnomerlon of pilgrimage; the complicated social context and aftermath of the investiture struggle in Italy; the stirrings of the comrnurzal movement; all came together to provide the background to Ihc burgeoning cult of the Volto Santo. Vet the tin~e-scale indicated both by Rufus" oaths and Rangerim's poem must suggest that it did not suddenty appear a few years before 1 100. If we arc to make one last attempt to establish an earlier terninus ad q u m for its advent, it is necessary to scrutinise another piece of evideme from English sources, The claim that abbot Leafstan of Bury St Edmundk, who died in 1065, went on pilgrimage to Kornc, admired en route 'the great cross that is venerated at Lucc~',took its measurements, and had a copy of it niadc for his church an his return home, rests on an entry in the Bury registers, as interpreted by John Uattely in 1745.46The passage in question occurs in an account, to be fotlnd in the Liher Albus, of the altars that were set up at Bury between, roughly, the Norman Conquest and the mid-twelfth century, In fact the meaning of the passage seems to be that there was a tradition among some monks of Bury, at the time the account was written, that this was the origin of the antrnrcnt and venerable cross that stood on the altar of St Peter. Others, exemglifjring the persistent tendency to attribute a vast and vague antiquity to holy objects,
Kcferenccs to haspltals and durlcttrans for thc upkeep of" pllgrlms at Luccct before the legendary date of the corning of the Vulrus can be found In (Lhrnnri~e Docrrnz~titr,5, 11, 6-7 (720), 10-1 1 (7245); 4, i, 68-70 f"12t),-10-2 (729), 79-80 (750), 834 (7541, 1.Uj-9(the will of brshop Peredco, 778). 42 RPRPSIL~ def Gapitnlo, 1 , nn. 414, 416, 417, 424, 429, 432, 444,44% 456 ctc, 43 Kqqestt?, 1, n. S7fi (San Ercdiano 10CW); n. 647 (S, Picrro Magglare 1104); rzn. 709, 72 1 fS, M~cheIe Irt Foro, Santa Maria Forzspcrrram If 1 I), K. fvlansclli, 'Lucca c Lucchesi nel loro rapport1 con la Prsrna Crc>ctatd',BoIlettlfzoSIOYICC~ Lt-tcckcrsr, 12, 1941, 15848. P Kiant, 7.3~11 daccimcnto lucchese. riguardante fa Prima Crocrata', Attr dclla Rrnle Acc~zdernia Lctcehtls~,22, 1883, 589-95. J , Batrely, itntiqtittates S , E d ~ ~ r ~ tBi~cqi, i t l f Clxford 1745, says of Leofstan, 42, ‘Hit cum Roman proficiscererur (& crucern mag-nam, quac cciIirur 111 Civitate Lucana, rn itinere videret, ea q u d exprcsslus habcrct formam &. magnirudinem 1)ominici corpons, ad cjns mcnsuram, don~um reucrsus, ailam fierl fear, quae 111 altars D. Ikceri erect&, n~~rltcuI~s clara, in rnagna venerationc babcb;itur.Xc)rnurcr C3s Ritz, Sankr Kiirnnzem~s,245, derlved thrs reference from A. Vanattard, An Acrilurlt Of the Holy Gross qf' I,trcca, Rome 1898, 32, without sccing Xlattcly or his source. 4'
@
believed it dated from a time before there had been monks at Bury.47 The compiler of the account now makes an observation which, though bearing no relation to the cross, may shed a little light on the tradition of Leafstan's pilgrimage, He remarks that Leofstan was supposed to have obtained a papal privilege fclr Bury; what became of it he does not know, and he is dearly not at all sure that it ever existed,48Now it is beyond doubt that LeoEctan" successor Baldwin did ga to Rome; that he did visit Lucca; and that he did obtain fmm Alexander I1 what is generally regarded as the first papal privilege for Bury." Was there later a party at Bury that wished to transport the histolry of the abbey's privileged stams and relations with the papacy back befsre the Conquest! Might the whole tradition of Leofstan's pilgrirllage have grown out of that desire! Once again, there can be no certahty, and the fact that the register entry does not provide conciuslvc proof of the existence of the Vultus before 1065 does not deprive it of its interest POr us. Herman, who wrote the treatise De mivactrlis Sancti Admundi late in the century at the behest of abbot Baldwin, mentions Leofstan without mentiming any pilgrimage of his, and when he records Baldwin" own visit to Lucca, be does so in terms which betray no awareness of any previorts contact between Lucca and Bury.$@I-Xe rxlakes no mention of any great cross at tucca, but the whale point of his account is that Baldwin was, on this occasim, the purveyor rather than recipient of spiritual benefits, for he gave relics of St Edmund to the cathedral of Sm Martino. Therc can be no doubt of the truth of this. In the early twelfik century Edmunll had an altar in Lucca cathedral stiprupuvtitum, His name appears in Lucehese calendars from the late eleventh century to the fourteenth, and his relics and a book of his passia are recorded in an inventory of 1239,'%t some point between Baldwin's visit and Herman" composition of the l>e mimc~listhe monks Siward and ' E a d ~ cprepositus\isited Lucca and were informed of a miracle that St Edmund" relics had perf-orn~ed The relationship between the cathedral of Lucca and the monastery of St Edmurrd is attested in. the obituary of the canons of the cathedral which was compiled down to 1120. A Leofstat~is in fact recorded in the obituary, though not identified as an abbot. The name Thurstan occurs twice, which raises the possibility that one of the rcferer~cesat least might be to abbot Baldwin's sacristan. it is tempting to identify 'Athcricus diaconus de S. Edmundo' with Barlow, English Church 1000-1066, 20-1, n. I, quotes the passage from BL Add, Ms. 14, 8-47, fol. 21. It is also to be found in Harlclan 1005 fols 21 7v-218. 'Sancca vero cmx, yue ibidern erecta est, sancta cst t c antiqua, et ab antecessoribus nostris in magnt sanctitatis vcmeracione venerata et muIta tl~iracula anrc ipsarn perhibebant celebrata. Nam quldam ante monachos intraduct~sin ecclesianl sanctt Edmundi longu~1.1 ternpus ibidem hanc fuisse putant; alii qwndo Lcofstanus abbas ivle Rotnarn cmcern sacram que venerarur in civltate Lucana in ttinrrt contemplasse, quam expresslus habere formam tt: magnitudinem dorninici curporis, prtbear & nlensuram eius sumptam domurr~reversus hanc ad nlodunl eius et secundurn ipsam f i e r i fecisse." 48 This passagl*, not quoted by Barlow, ~mrnediatelyfo1'o)lovv.s the foregoing in Add. 14, 847 and HarIeian 1G6: ?Ir"rxv~leg~um eiusdern abbatis quad surnpstt ab apostoltco ad fibentatem nostri rrlorlascerrl quo devenit vel sl p o u t rninime scio, ac s i nullurn sumpscrit, .;K hoc vcrius ita hoc tcmporc obfiviorii tradlturn cst," 4Y A. Gransdcn, Baldwin A&ot c3f Bury St Edmuad", 2065-14B7" ante, 4, 1981, 65-76. For Alcxandcr 11's privilege, 70, and for forgeries uf pre-C;onquesc royal charters, 77-2 and n. 80. 50 hfemi~rialsqjf Sf Edmund's Ahhey, trd, T. Amold, 3 vols, RS, 189M>, 1 , 67-8. Guldi, 171-2, 52 rZIJe~z~rial~, 1, 68-9. 47
The Holy Fact. of Ltrcea
237
the 'Eadric prepasitus' wwho bore news of St Edmund" ltalian mirade baclr to England. The mention of a Codefredus, given the frequency of the name, proves nothing, but it would he pleasant to think that this might be abbot Robert" sacristan, whom we shall have occasion to mention in a moment. The fact is that there was a well-estabtished link beween Lucca and Bury, inaugurated perhaps by the pilgrimage of at least one ahhot and perhaps m a , and cemented by the gift of St Ednlund" relics,5J In 1107, Anselrn of Canterbury went to Bury. Eadrner tells us, not only to perform the delayed consecration a f abbot Robert, but to consecrate the "reat cross' there. This cross is more fully described in the Libev AEbt(se5' In 1138 the cardinal legate Alberic of Ostiat consecrated the altar of the Cross, but the crass itself had been made long@ante, commissictned by the sacristan Cadfrey from the painter Wohancus, 'with many great relics concealed in its back" ,is cross had acquired a n~iraculousreputation and the author comments: 'It is indeed befitting that the son af Cod should honour the form of his holy cross, on which he deigned to redeem the human race, with virtues,3t cannot be doubted that this vvas a figured cross. So, obviously, was the older cross which vvas, or came to be, associated with Leafstan, for LeoEstan reputedly observed that 'it had the express form and size of the body of the Lord" There were then m o great crosses at Bury in the early years of the twelfih cenmry, just as at the sarne date there were two, the Vultus and the cmx vetus, in the cathedral ~ E L u c c aIn .~~ view of the documented contacts between the two churches in the later years of the eleventh century, we would not be surprised to be infomed that the cross commissioned by Godfi-cy in 5107 was modelled on the Vultus. The Bulry tradition, however, has nothing to say on this point, and we can in the end neither prove nor disprove that the older of the Bury crosses was derived from a Lucchese exemplar. There arc many missing links in the Bury evidence, yet indirectly it lends strength to the contention that the holy object which was venerated at Lucca and vvas called TiJuXtus by Rufus in the 1094)s and by pope Paschal and other Italians in the following decade, was indeed a cross. The evidence, enigmatic though it is, nf Kangerius's poem, points in the same direction. There is obviously na need to search for an explanation of how tidings of it arrived in Englaxld. The pilgrimage network in general and the demonstrable connection between Lucca and Bury in particular would suffice. Akhot BaldMrin was Rufus" ppbysicIan; was it part of his bedside manner to chat soothingly about holy objects he had seen on his travels? The weight of the evidence inclines one to the belief that Rufus was bearing witness to the existence of a cult which had g r o w from obscure roots, although in favourable conditions, over the twenty or thirty years befare IWO, By whatever mearls kc had obtained his knowledge of the Vntttls, he was picking up and transmitting an echo of the turbulence of an Italian city in the age of the Gregorian reform and the birth of the commune. Scbwarzrna~er,398, n. 86. Eadmcr, 185. R. W. Southern quotes the relevant passage of the Liber Albtrs in his edition of Eadrner, Vita Atzselmi, London 1962, 138-9, n. 3, from Marfeian 1005, fol. 21 8, The sarne passage is to be found in Add. 14, 847, fsl. 21. S5 It is presumably possible that 'Leofsran\' cross was a copy of the cmx vctus. The use of the grcsent terise (oenerattrr) by the author of the regEscer entry, however, irnpl~csthat as he understood it the older crass was bclieved to be a copy of the cross venerated at Lucca in his own time, and this should rncan the Vuttus. 53
54