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�JI TWV 1Ttl'c5{WV ioaavia EAEYOV. "14. and Rochette 1995. J I have useful collections of ancient passages relating to the use of Ibrures. sign language. and non�verb81 communication. U Compare too Xenophon', Mossynoeci who are said to speak to themselves, laugh aloud in private. and dance (A nab. S. 4. 34) . .. Comp.re Cic. Dt O,al, 3. 223, where facial expressions and Restures-which exprna the emotions of the mind-are said to influence everyone, for everyone feeis the HI'I"&e emotion•.
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The Egyptians. before Psammetichus became their king. thought that they were the oldest of mankind. But Psammetichus when he hecame king. wanted to know which were the oldest. and from that time the Egyptians conoider that the Phrygians are older than themselv .. , bllt that they. the Egyptians are older than anyone el.e. For Psammetichus. when he could not in any way discover by inquiry which were the first people. devised the
1.
The Experiment and its Background
71
He took two newborn ch ildre.n of just ordinary people and following plan. gave them to a shepherd to brmg up among his Bocks. The manner of their be thIs; the kmg charged that no one of those who upb ringing was to came wIth the chIldren s�ould utter a word and that the children face to face m a . lonel y dwelhng b y themselves. At a suitable time the should be kept brIng the goats to them, give them their fiU of milk, and shep herd was to other matters. PsammetIchus did this and gave these take care of any orders because he wIs hed to hear from those chIldren, as Soon as they were done with meanIn gless nOIses, which language they would speak first Th'IS� happened. For when two years had gone by as th� sh indeed was what herd was pe rfo rming his tasks, he opene d the door and we�t in and e children feU before hIm and reached out their hands, calling out 'bekos'. At first, when the shepherd heard this, he remained silent about it. But as he came often and paid attention, this word was frequently spoken by them. So he signified thIs to hIS master and at hiS command brought the children to his presence. When Psammetichus himself had heard, he inquired which of mankind called something 'bekos'. On inquiry he found that the Phrygians called bread 'bekos'. So the Egyptians conceded and, making this their measure,judged that the Phrygians were older than themselves. I heard this story from the priests of Hephaestus in M emphis. The Greeks tell, among many other foolish stories, one to the effect that Psammetichus had the tongues of certain women cut out and made the children live with these women. This is what they said about the rearing of the child ren. (David Grene translation, slightly adapted.)
:
What is the provenance of this tale? Herodotus mentions priests in Memphis as his source for the trial and its surprising results, but it is unlikely that the story is Egyptian in origin. The greatest difficulty in assigning an Egyptian provenance is that bekQs sounds too much like an Egyptian word. Psammetichus surely would have noticed this resemblance to Egyptian and used it to prove the primacy of his own language and people.' Commentators also nore that the tale includes many Greek-more specifically, Ionian- elements, most notably the scientific approach used to tackle the problem.' Several scholars suggest that Herodotus' account W1IS written in the wake of his predecessor Hecataeus, who perhaps pre ' sented the 'foolish', that is. tongue less women version of the trial. Herodotus' rejection of this alternate version seems inrenckd
to
E4r.-pt. • Lloyd 1976, 10 (ad Hdt . 2. 2) ...fers to one of the EIf)l'tian names fw 1 56 Bakt, and the Egyptian word for berad. pa-alM: Off too How and WeUs 19"8. i. (ad 2 . 2 . 5) and s e e Salmon 1 9 5 6. 323. B,Ir", is in fact the Ph�'![ian word fw boa6-
see
Hipponax
fr. 1 2 ,
\\·t'�t. Ht"rodorus mention!: an Egyptian Yr"Or'd for .......
. 'U.u�C7T" (�. 77. 4) . ) OACI lM t.ordMo- ,,", • For the Ionian d<m�nt. .ee L10vd 1 976, 9"" 1 1 (od Hdt. •. • ....... _rences in Vannic
72
3. Psammetichus' Children
make the herdsman version appear all the more credible: the experi. ment and its results are plausible.' A whole series of assumptions underlie Psammetichus' experi. ment.' The Egyptian king assumes that there was a nation which pre.dated others, a group of first people. These people spoke an original tongue, a first language which preceded others. This first language was unique, the sole original tongue. It has not changed over time and is still in use . The king does not conceive of an oldest people without any language nor does he expect that the two isolated children will remain without speech . Psammetichus believes that language is innate in humans. 7 Perhaps language is innate because it is granted by the gods, but this is not expressly stated by Herodotus. When other influences are removed, this innate, possibly divinely given, original tongue is the 'default' language available to humans.' Thus Psammetichus assumes that the two children, when left to their own devices, will acquire the language of the world's first people. While Psammetichus does not expect this first civilization to be primitive--for he thinks that this earliest society is his own Egyptian one--h e nonetheless places the children in a situation sim ilar to that of a rudimentary and undeveloped society, allotting them simple shelter, a plain diet, restricted society, and speechlessness. The king does not anticipate that the two infants will speak this first language from the moment of birth . He assumes that they will follow the usual development of language in babies: meaningless sounds, which are then followed by articulate speech, in this case, in the world's first language. Finally, Psammetichus supposes that the
first language must be a verbal one, and the use of a single word of speech suffices to indicate the acquisition of this tongue. , See Lloyd [ 976, lhJ (ad Hdt. z. z) on Hecataeus: compare MUlier 1997, 2 " - 1 3 . Salmon ( 1 956) thinks that t h e story was i n v en ted by a Greek in order to mock
Psammetichus. Even if this is true, Herodotus was duped by his source, for there is no indication that the historian finds Psammetichus ri d ic u10u s here. At the same time . elsewhere in the Hirtory Herodotus continues to refer to the Egyptians as the old.... people (e.g. 2. 15), wh ile treating the PhrYllian. as younger (7. 73)--00. Froidefond J 97 I , 1 4 1 . , See the discussions in Borst 1957. i. 39-40; Benardete 1969. 3 2-5; Lloyd 1 97 6, 5�; Harrison I 99R , text near nn. 1 3 1-4. , RobinJon ( 1979. 2 1 7 ; ad Dissoi Logo; 6. 1 2 ) ca l ls the experiment 'the- clearest extlnt eumpll" of an "innatene�s" theory of this sort'. , Whil4! B enardete (, f/6Q. 34) h as sUR:R:ested that this oriRinsl languBR:e was rhoutJht to be- an Adamic one of divine, natural names for thin�t. this is not immedi. atelY applrent from Herodotus' text. The phr••� ' de faul t !le tti nA" is that of Harrison 1 998. t...:u near nn. I J:I-J.
1.
n;
The Experiment and its Back".ormd Psammetichus and Modern Linguist.
metichus' ideas about language might a modem-day Which of Psa Many modern thinkers would agree with th scho lar share. Egyptian king that there was one original language, a pr is often assumed that human speech evolved language, for it onIy . r remvented . 9 Nowadays, however, it is generally neve was d an ce on world's first language came out of Africa, not thought that the . Phrygia.' o Present-day Imgulsts share Psammetichus' desire to learn something about the original tongue of mankind, but often th eir approach to the questi � n is to work backwards, reconstructing protolanguages on the bas Is of comparative historical material. (Psammeti chus and the G reeks had no concept of genetical1y related
�
languages and did not really recognize the different historical stages of a given language.)" Modern linguists attempt to reconstruct a super ancestor of languages, a language termed by scholars
Nostratic, which unites several phyla or families of language fami
lies: Indo-European, U ralic, Dravidian, Afro-Asian, etc. Nostratic
is based on a careful comparison across linguistic groups. Some researchers go even further back in time, and attempt to trace Prata Nostratic, an ancestral protolanguage. " Both Ancient Egyptian and Phrygian, incidentally, belong to the Nostratic superphylum. " Modern scholars, unlike Psammetichus, d o not expect th e world's first language to be one that is still spoken today, a language which will then point to the world's oldest people. At the same time, some modern researchers do attempt to study the links berween early peoples and protolanguages. Scientists have constructed a genetic family tree of humankind, in which humans are grouped according to the similarity of their DNA. These groupings of humans based 011
genetic studies correspond fairly closely to the proposed groupinls
See e.g . Burkert 1996. 18: 'Lang uage is linked to an uninterrupted chain olhit has. ne,'er-- in tens of thousands of years--been reinvented..� See too Danesi 1993. '0"-1 ; Aitchison 1996. 169; Pinker 199 •. '59 ere. � is 0100 . "halt s.ries of polygenetic h yp oth e••.--...ee Lyons ,<)88, '4,-a; AanleIf ,_ ,... Eeo '995. " 4; Crystal 1 997. '93· ,. See •.g . Leakev 1 994. 8�; Aitchis n 19'j6. 5S...()3· .. Se. e.g. Harri�on 1998. section 4 (,Th. imqined relationship ,*- GIoIok and f ign languB1(es'). U See Dan.si 1 991. '0"-1; Aitehison 1 996, 168--<1; Pin�r (l_ 15'-') - . th.,. hypothetical o�igin.l l.nIlU81(" are speculati,... and cont1'O>"Oftiol' . " Egyptian belonlls ro the Afm-Asion phylum (=SoutiMm �) ... Phrygiln belonllS to rh. Indo-European phylum (= NonIIem NoocnoM:). •
torical tradition; it
o
ore
3. Psammetichus' Children
7.
of languages (and superlanguages) when arranged according to a family tree of reconstructed similarities: the branches of the hypo_ thetical linguistic tree seem to match the major racial divisions of mankind. This is not to say of course that genes have any intrinsic connecti on with specific languages, or that a child's genes will dete r_ mine the language she will speak. We shall see that this view was already elegantly refuted in classical Greece. The correspondence between the genetic tree and the language tree simply points to the fact that 'when people migrate, they take both their genes an d their language with them'. This modern matching of genetic stocks with linguistic families is controversial and far from certai n . ' · Psammetichus has n o doubt that the children in h i s experiment will speak a language: he sees language, a specific language, as innate in human beings. While no modern scholar would accept the idea of a particular language being present in human beings from the out set, most would grant that some sort of readiness for language is innate in humans. The existence of a language gene or language instinct is a highly moot issue nowadays. Some researchers argue for an innate human language organ enabling the acquisition of language, while others contend that children are able to acquire language as quickly as they do because a universal grammar, rules which underlie all the (syntactical) instances of specific human lan guages, is part of the 'hardware' of the human brain. Other thinkers stress the part played by individual intellectual achievement, a method of trial and error, in acquiring language. In short, there is today a wide spectrum of views on the innateness of language, rang ing, on the one hand, from speech being almost entirely the product of culture to the opposite view, that language is almost entirely a biological capacity. Most modern-day researchers would grant at least some weight to the biological view."
'4 The quotation is from Alrmann
1997. 128.
See Cavalli-Sforza 2000 , esp. ch. s;
compare Pinker ' 994. 2S8; Ait,hison 1996, [69. If Pinker ( 1 994) is perhap.! the strongest advocate of a Ian�ua.R:e ins n c ; Chomsky
ti t I.C)6�) argue! for a universal grammar; Sampson f 997 IS a vociferous opponent
?' then vtews.
(e.g.
For the middle ground. see e.g. Aitchison
I QQO,
37: humcm la nguage
11 an e-xample 'of mnately guided behaviour. in which the outline framework and learning �chllmllma are prOVided by nature, and the details filled in bv ex.perience'. She.connnues(46): 't8nllU8f1ecan be ,eparllted from general tntelligenc� . . . language ha It. own tpecl.lized circuit within the mind/hrain·.
I.
75
The Experiment and iu Baekgyaund Ontogeny and Phylogeny
further assumpt�on held by P�ammetichus is that the develop . ment of language In Isolated children is analogous to its ori 'nal
A
�
development in humankind. The king expects that the two chil ren will retrace the p�th taken by people of old, speaking their language. The idea that chIldhood recaptures the childhood of man or in the notable phrase of Darwi n's Supporter, Haeckel , that 'ontogeny . recapitulates phylogeny' IS not one that modern investigators into
the origin of language would reject out of hand.'" There is of course a difference between Psammetichus' approach and that of modem researchers. If the king expects the children simply to speak the first language of long ago, modern thinkers use children to learn the stages of earliest speech , the process by which language first
emerged . Physically, the position of an infant's larynx is like that of
chimpanzees and the larynx descends to its mature, lower location
only after a child is several months old, reflecting the evolutionary transition. More interesting for our purposes is the fact that young children make sounds-to get attention, to request something, to
describe a situation-before they actually understand the concept of assigning a name to an object.
In parallel fashion, modem
researchers argue, early man may have used a variety of sounds-
lip-smacking, imitations of natural sounds, grunts while heaving an
object-and formed several proto-words, without actually naming
things. Once children appreciate the power of naming, this can lead
to a great spurt of word acquisition, a desire to keep learning words
and naming things. Similarly, perhaps, the understanding of the
naming process by early h umans and the development of a reper toire of different sounds was a further stage in their development,
leading to actual, full-fledged language. Children do teach us some thing about the beginnings o f language and we shall see that modem linguists find it tempting-and potentially illuminating--to use
children to learn
more
about the origin of spee<:h, just as
Psammetichus does. The\' refrain from such 'impossible, unnatural and illegal' experiment , " for ethical and, at times, prectic81 to
�
The following j. based on Aitchison
1'1'/6, 93-104. who h.. . u...tW cIioalsIioa
of how the rule 'onlo�en)' recapitulates ph)'l"ll"ny' doea-end does .---holtl - the acquisition of lanJjZuQ,zt>. Set' too Bornstein 1996. esp. Isa; DaDeIi 1t9J� . ... Aa; Stokoe and Marschork l WQ. 1 69 (qu<"ed b
Muller (in Harrts 1 996. 9) �ribeo Pummetidwo· ....... ....
llter re·enactments of rhl' tflal. " Thus Max
3. Psammetichus ' Children
reasons, but not because Psammetichus' idea of using young children is senseless. Finally, Psammetichus' assumption that the first language used by humans would be one of words is not a hypothesis that all modern scholars would accept. We shall see that some thinkers today believe in a language of gestures as the first lan guage, rather than a verbal tongue. In classical Greek, the very words used for language--terms such as ),,,yoS", rf>wv�, or y),waaa indicate that language is thought to be synonymous with speech." Psammetichus' Scientific Inclinations
Psammetichus' curiosity and scientific inclinations appear else where in Herodotus' History. for we see him performing a second experiment. Psammetichus attempts to sound the depths of the springs of the Nile. using a rope thousands of fathoms long: once again he executes an open-ended trial whose outcome is not imme diately apparent. The king's sounding line does not reach bottom, leading him to conclude that the springs are bottomless. Herodotus find the results of Psammetichus' second experiment unconvincing and he doubts that the trial actually took place (2. 28)." (It is worth noting again that Herodotus expresses no such reservations about the linguistic experiment.) Later writers will embroider this picture of an experimenting king. Clearchus of Soli. a Peripatetic, amusing ly combines elements of both of Psammetichus' experiments: the king, we are told feeds young children only fish from birth in order to discover the sources of the Nile. Other children are trained to go without drink in order to explore the sands of Libya. In this Peripatetic account, the Egyptian king is once again cruel and curi ous, depriving children of a normal upbringing in order to discover (geographical) facts. 20 Herodotus also provides us with further evidence for Psammetichus' interest in the language youngsters speak. The king, he recounts. dispatches Egyptian children to his Ionian and Carian mercenaries in order to have them learn Greek. These bilingual .. Robinson 1955. '21-3 (= 1969. 10<>-3) discusses the Greek words used
guag.'. See too below, Sect. 5 . " t.
for 'Ian
HerodotulI uses what seems t o b e a technical word for experiment, 8ulft'''po.
when describing both of P8ammetichua' trials (2.
�8.
4; 2. r S. 2); see Christ 1 994, 172
and 182-3 with n. 40. BenBrdete 1(}69. 4 1 , interprets both experiments as an attempt
to 10 back to beginninJPi,
,. Clcorchu. of Soli fr. 98 Wehrl; = Athen. 8. 345e. It ••ems cle.r that the "oi&'r of
h.. text .hould be taken I. children, not slavea.
I"
77 origin of the Egyptian class of translator ( children are the • 2. 1 54. 2.' " Here too the kmg elects to send young child see 2. 1 64)· ren away " . " . from home for Imgulstlc purposes-m this case, perhaps , because he realizes that children are better at learning second languages th adults. These children-turned-interpreters are lucky to survive t results of their tutelage so :-veil, for Herodotus brings three other instances of children learnmg a second language and in all three cases the children pay dearly for their knowledge of another cul ture." Here, as in our experiment, Psammetichus' cavalier treat ment of children does not seem to harm them. The king's desire to have Egyptian youngsters learn Greek is surprising for the Egyptians, Herodotus teUs us, were unwilling to adopt foreign cus toms, Greek or otherwise (2. 9 1 . 1). They also took great pride in
The Experiment and itl Backgroond
:
their language. Just as the Greeks look down on those who speak a foreign tongue, terming the speakers of an incomprehensible lan guage barbarai, the Egyptians call all those who do not speak their language barbaroi (�ap�u.pou, 8; 1TU.YTa, 0' A'yu".Tto, K�{OIl<1' TeNs ..." IJ+{IJ, 0fLoy>'wlJ<10U, 2. 1 5 8 . 5)· In the Egyptian scheme of things, the Greeks, then, are barbarai (that is, speakers of an unknown lan guage) and-in consequence--are thought to be less civilized. The Greek mercenaries from Ionia who will teach the Egyptian children Greek, said to be the very first foreigners who settled in Egypt, are described by Herodotus from this Egyptian perspective and called
Scientific Cont rols and Isolation
Let us return to Psammetichus' l inguistic trial. Given the king's background assumptions, the experiment is carefully planned and executed. He even uses several controls. Psammetichus takes newly
" The Scythian kin� �k,les who i. taught Groek languOl!" and lelten by his mother (4. 78) is put to dt'ath ht'cltu.!'t" of his attachme-nt to Greek V".}"$.; dw ..... Pelasgian children taught rht> Anic tongue- and Athe-niln W.�"$ by thetr c:aptift Athenian nlot hers «(,. I � oS) a rr t' Xt'('U t("d for t hinkj� the-m.llel\'eS superior; Md. a hYMen IS young�ter tUf()ft"d in an.'htry Ilnd the- Scythian lartguagt by ierved up .s . dish ", the l\1
�
Sc��
tol.am Scythi.n (Hdt. 4. 1 171; .ee c.., low, Sect. �"3" The- word dAoy,\ooo� i!l fou n d in an Nrl)' 6th-('ft'lt. n
��� "
3. Psammetichus ' Children
born children, presumably in order to ensure that they will still be
without speech of any kind. We don't know their sex-later versions often ensure that there will be a boy and a girl"-and they seem to have been chosen at random, from families who are not distin_
guished in any particular way (dv9pwtrWV TWV E1r£TVXOVTWV). Perhaps only ordinary people could be compelled by the king to hand over their children for experimental purposes, but the infants' very
ordinariness and randomness make for a more objective result. The children have no particular characteristics-genetic or otherwise- which would affect the outcome of the experiment, their acquisition of a language. Another necessary and obvious precaution is that no one is to utter anything in the children's presence. Here the mean ing of the term t/>wv� in Herodotus' description of Psammetichus' command EV'TEtAaf-Llvos p:TJolva avr£ov atn-wv fJ-TJoEf-L{av rjJwv�v Uva, is crucial: did Psammetichus order the shepherd to prevent the mak ing of any
sound in the presence of the children or did he forbid the t/>wvTJ indicate articulate language or sound? Elsewhere in the History, Herodotus uses the word "'wv� to refer to
speaking of words? Does
articulate speech, a cry or voice, language, and the cry of animals." Further along in our passage
t/>wvTJ
clearly means language, for we
are told that the king wishes to know which language the children will first speak 7ivnvQ 4>wv�v
frII�ovo, trpw-r7!V (2. 2. 3 )
and this is
glossed several chapters later as -r{VQ y>'WOOQV trpw-r7!V dtr�oouo, (2. I S .
2 ) . I t seems that i n the king's directive "'wv� means articulate lan guage rather than sound: we can assume that the herdsman himself was silent in the presence of these children, but the goats were not. ]f the children did hear the goats, then it is likely that it is the ani mals' bleating which inspired the children's 'word' bekos, not their acquaintance with the Phrygian word for 'bread'. Ancient commen tators already voiced this suspicion, which frequently arises in dis cussions of the experiment." Indeed, in classical Greek sources, the Greek ..,nlers in Egypt-see Meiggs and Lewis 1969, 12-1 J (no. 7(a), l ine 4), and Levy 1992, 201 n. 35. U See Salmon 1956, 32 1-2 n. 3 . who points out that the neuter form 'Ta. 1TruB[a is
ueed consistently to de!cribe the children .
rbwv�. Translators often translate rpwv'lj here as I word " IS to utter a word in front of the children. Compare Herodotus' use of 1'OVTO 1'0 I n our paS!a�e. when referring to btkos as an actual word , . For anCient comments see Suda � 22Q 8.V. POfl1'A7IVt; E Tzetz. Ar. Nub. 398a ond E ad Apoll. Rhod. 4. 257-26><. Fehling ( 1989, 1 4 1 ) suggests that Hdt. himself expect. ht. readers to draw this condu8ion. A wide range of later thinkers also claim that the "".... bl••tinll lie. behind the children'. opeech-oee Launay IQ80, esp. 405 •
1
.. See P?welt 1966, 377 S . Y .
1.�. no
D,ne
1�1r�
I.
The Experiment and it. Back,,-ound
sounds made by young children are sometimes bleating of sheep or goats.2•
Isolation from Society
�
79
compared to the
�
The c ild �e� a re to be ra sed in � s? lita ry hut by themselves (b O'TinI . , a. 11"11-'11 (1T (WUTWV KHalia, aUTa) . The hut is at least minimally structure constructed by men, for it has a dOOt" a ted, sop his tica whic h the shepherd opens. In later variations on Psammetichua' experiment-real and imaginary-the children will live on a desert island, in a forest, etc., often without any real shelter. Psammetichua isolates the two infants in this hut and such isolation prevents them of course, from learning the local language from their surroundings: But the isolati on is not just a separation from local sounds; it is a psy_ cho logical and social isolation as well. We are told very little of how the goath erd took care of the children other than giving them milk. Did he bathe or clothe them, hug Or play with them? Since the shep herd was instructed to raise the infants in a hut, but among his Oocks (Tp'�('V ES TO. 1TO{/J-v,a), we should probably understand that he treated them much as he treated his sheep. In a similar, much later trial conducted by Frederick 1 1 of Hohenstaufen ( 1 194-125°), aimed at discovering which language isolated children would speak, foster mothers and nurses fed and bathed several peasant infants without speaking to them. The youngsters die, in the words of a contem porary chronicle, because 'the children could not live without clap pings of the hands and gestures and gladness of countenance and blandishments'. 2 7 While attested cases offeral children demonstrate that youngsters can survive without love or language, this account of Frederick's experiment is a particularly vivid reminderof the social and emotional factors which are a part of the learning of language!' and 411; Katz 1 98 " 1 34-5; Genette 1995, 1 > 3 and 367 n. 30. While it is cIeor howtbo animals' bleating could give nse to the first syllable 'be' of bf-ko.r--dte second, ·kos\ is
easily explained-see e.g. Launay 1980, 405- In some ancient accounts (t.,. X Nub. 398a) rh. children are said to produce the 'word' fJ<. in the wake 01 thegoatS-�fj( yap cPnot ..:nt T(1 1l'pO�QTQ.. " See Ar. Wasps 569-72; Aes. Sept. .H8 (with 1:); Eupolis fr. 1 1 2 K-A., where_ words for animal bleating-�A'1xQo"o, and �A�xt--ere used of yuung chiIdrea; Pollux S. 88. See furt h " r Golden I QQ4. esp. 377-83, who collects char� oI infants' and childrt"n'� �rt'ech in Greek sourC'es. . , of . F� �, U The contemporary souret.' on Frederick is tht chronicle Brother Salimhene ( 1 22 1 -87)--<;'" Holder-ElIll"r (I 90S-'31. 3$0 - - $N».s.ftt lint' ap/aum ('/ gestu t't l,tiriafacie; et #JI,,_fiN �"' '' '''''--' --'' u FOTchildren oftht" " ild St(" below, St'Ct, 3.
less
Tzetz. Ar.
So
]. PSQmmelichus' Children
Modem scholars stress that emotional relationships are a signi_ ficant factor in a child's acquisition of language. Human sp eech has been described as 'vocal grooming', a replacement for the social interaction in which animals engage when they groom one another. The attachment between parents and their children and the com munication between them are closely related: each encourages and feeds upon the other. Many-but certainly not all-adults use a special form of language, termed ' motherese' to communicate with their young. Linguists note that 'motherese' has specific qualities which facilitate the learning of speech. These qualities include varied and exaggerated intonations, simple and slow utterances , and special expressive sounds. For a child raised in a loving family 'the word simultaneously emerges as the basis of the child's communi cation, the material of her social life and the organising principle of her thinking'... The shepherd who cares for the children in Psammetichus' experiment is silent and presumably unaffectionate so that the youngsters are deprived of a great deal more than the sound of speech. Variant versions of the experiment where tongue less or silent mothers are said to care for their children provide a better means of encouraging the children to learn to speak. ,. Such mothers, we may imagine, would live with their children rather than appearing several times a day just to feed them as the shepherd does, and they surely would find some silent means to express their affection for their young. Silence is a more crucial factor in Psammetichus' experiment than solitude, for the shepherd who cares for the children is a regu lar visitor. He functions as a third party, a representative of the out side world." The shepherd's presence is critical in guaranteeing that the infants stay alive: we shall see that later thinkers will be crit icized for not making provisions for the survival of the children whom they isolate in thought. A male herdsman-unlike the " Bnken 1 996. I Q; see loo Ailch,son 1996, 66--7 ; Crystal '997. 237. 24 ' ; Sampson
1997. 88-<); Born..ein 19Q6. I 5 Q-{> J . Compare al.o IVlalson 1972. 5 I and 56--7 . .. Tonguelcs. mothers: E vet. Ar. Nub. 398d. Silent mother(s): E rec. Ar.
Nub.
is a
J98e; ETzelz. Ar. Nub. 3Q80; EThomas-Triclinius Ar. Nub. 39Rb. Compare loo Ihe
'foolish' Greek account of tong ueless women mentioned by Hdt. Golden 1 995
study of instance! of ancient Greek 'motherese' and baby talk.
JI Sce J ..�unay ( 1 980. 404), who sees the shepherd as a kind of royal deleJ(ate. In the variant anCient versions of the experiment where wet-nurses or mothers care for the
ch�ld,en the kinl( sends a special emi88ary to pay iI visit and silently check whether the
ch.ldren hlye lewrned To speak.
See Suda fJ 2Z9 S.Y. fjfl(fai)..,.,"f (and l.� vet. wlb)--note a,� 1rQ.pt'A8(iv� SH tuo I yet. AT. Nwh. 398d.
Ar. Ntlb.
I.
The Experiment and its Bat:kgrUUnd
8.
women, presum�bly wet-nurses, whom Hero tongueles� dotue altemate versl�n at the end of our passa ge--cannot mentions In the by chlldre the hImself and this explains the pr e8e!\ce of course feed We are specifically told that the goats are brought of the goats. into hut (lTraylV•.,v C1"'� IlTyas), rather than, for the chil dren's examp le, . l kmg the m outsIde and bringing in the drink the shephe rd m ." In . versIOns of the trial the goats are said to have several later ancIent
?
�
children, strengthening the suspicion that the actually suckled t e bleating of goats IS the source of 'bekos'. The combination of iso herdsman, and nurturing goats reminds us of various lated chi ldre n,
�
ancient tales of foundlings, most notably Herodotus' own story of Cyrus the Great. Cyrus, Herodotus tells us, was taken from his par ents, removed to the wilderness, and brought up by the shepherd
Mithradates and his wife Kuno. Later it was said that he was raised
by a bitch (Hdt . 1 . 1 22). In effect, Psammetichus is deliberately cre ating two children of the wild by means of his experiment; we shall return to such feral children below.
In tere stingly, we do not find the two children in Herodotus' tale speaking to one another: both use their first word to address the herdsman. The shepherd does not eavesdrop on an exchange between the two, but is approached by the two children,
and uttering the word
bekos."
gesturing
In much later thought experiments
influenced by Psammetichus' trial the two solitary children will stir
one another to speech and develop a language together. Here. hav
ing been granted, it seems, a word of language, they turn outwards.
If, as Psammetichus seems to think, language is truly innate and not
dependent on external stimulation, even one child would have sufficed to produce a first word for communicating with the shep herd. Indeed in ancient variant accounts of our experiment the king is said to have isolated a single infant, who then addresses the king's representative with the word
bekos on his own. s, If 8 single child is
sufficient to establish th� world's first language and people, we <:ell
U See Lloyd 1 976. 7 on co\\ horns which may h..\.-e been used as milk bonIet ill Egypt. U This also h8.pPt'ns in othe-r ancient versions where the king sends an t!lftilslr1 (.bow. n. J ' ): the... too the children immecIiMoty observe the child,,'n ,il.nth-
TIIomos-TricIiNuo. AI. I'M. " Single child: l'IRudi.n. In Eut,opi.... 2. 25' ..... 398b; E rec. Ar. Nub . .1Q�f; .1.' "... Ar. NIII>. 39&. H.... _ con ..,.,... ...... ...., gifted c hild of the wild. Tar..n. who teach.. him""lf not to speeII: booc 10 ...... lAM Gre)'aroke'. son ,in!lle-h.nd�dlv manlll" to c\ec�r tIw ....... Iido ....' ., -
address him, ratht"T than on{" anotht"T.
mustroted alphah"i,' prim.,.
;E
8a
3. Psammetichus' Children
perhaps see Psammetichus' two infants as a double confirmation, with his experiment producing the same result twice over--both the children, taken together and separately, arrive at the same first language. Here it is worth comparing an intriguing thought experiment found in an anonymous sophistic tract generally dated to the begin ning of the fourth century BCE, the Dissoi Logoi (6. 1 2). The author argues against the idea that language is innate--Psammetichus' view-and suggests a trial in thought to prove his claim that speech is acquired from one's surroundings. I f one were to send a newborn Greek baby to be raised in Persia and isolate him from the sounds of his native language, he will speak Persian, the anonymous author claims, while a Persian baby removed to Greece will learn to speak Greek. This thought experiment is an elegant armchair refutation of Psammetichus' actual trial. Simple reflection suffices to demon strate that children acquire language from those around them, and there is no need to tear young children away from their families and experiment with them for over two years. The author of the Dissoi Logoi could have proved his point by dispatching (in thought) only one child to a faraway place: the use of two hypothetical children in reversed situations serves as a double confirmation of his thesis." Psammetichus may have used two infants in order to establish the results of his experiment twice over, but it is likely that the children are somehow meant to stimulate one another to speech and commu nicate with one another, even if we only see them addressing the shepherd. Speech is a social act and Psammetichus probably used two children in order to create the barest minimum of a society. Two later actual experiments where children are isolated in order to investigate which language they will first speak involve an even lar ger number of children. Frederick I I is said to have isolated several children, while Aqbar the Great of India ( 1 542-1 6°5) reportedly used some twenty infants in his test"· We find larger numbers of children in linguistic thought experiments as well (below, Sect. 3). These bigger groups of children are used-in thought experiments and actual trials-to create a virtual civilization or society of Jf See further Gera lOOO , :1:1-)0; MUlier 1997. :II O. " See Sulek 19119. 647-8; Cry.,,! 1997. 1)0 quat.. a different account of the nperimen t. Jam.. I V of Scotland ( 1 47)-1 5 1 ) . the third royal imitator of P_richua. is ..id to have uaed only IWO children in his experimen se. Crystal t-
1997. >90.
2.
First Words and First Gestures
83 time, the same greater t�e number At of en. subjec ts under childr . to r�mforce the experimenters' final results. going these trials s�rve that language is innate' he doea not, While Psamme tlchus thmks . I�t�d children to produc the ISO at as we have seen, expect . antiCipates that the childrene words will fint once, as newborns. The kmg before voicing articulate words, and th·IS, make incoherent sounds I y wh at happens. Meaningless babblings folwe are told, IS. exact . lowed by recogmzable smgle word utterances is, of course, the nts of eve en�e normal sequ . wh�n a young child learns to speak and stages of language Psammetichus �s acquam�ed With these standard b acquisition. Anstotle (HlSt . An. 4· 536 5-8) also notes that when young children �nd their voices, they cannot articulate clearly, but mumble and hsp. In the Laws (79 I e-'79za) Plato's Athenian stranger states that a child makes a great deal of noise until the age of 3 for he can communicate only by cries and wails." The Egyptian king expects even isolated children to follow these stages: this innate language is produced in the same way as any other tongue. 2 . F I R S T W O R D S A N D F I RS T GESTURES The Word Bekos The children's first word, bekos, is in a language unknown to the shepherd. It seems that he is able to distinguish this unfamiliar first word as a word-rather than just one more bit of babbling by the youngsters-because it is accompanied by significant gestures. The children do not simply make the sound bekos one day; they fall upon the shepherd when he opens the door and utter the word while stretching out their hands. These movements underline the fact that they are trying to communicate something by means of the sound they voice. The shepherd will subsequently emure that �kos is in fact a genuine word, a deliberate pronouncement, by waiting for the children to repeat the word, and they do, in fact, use the word again and again. While gestures and word are intertwined in our &<:COunt. it is \IIIIe ful to look at the two separately for a moment, beginning with the youngsters' word, bekos. If we continue to assume that the kiDc', trial actually took place, it is not impossible that the two chiIcIrea
" See too Arist. Aud. 80 , '5 and the further referen<:el cite4 by Gow. ..... )77.
M. as�.
3. psammeticlaus ' Children
came up with the sound bekos at some stage, repeating a fatniliar baa-ing sound." The sound bekos in and of itself is not an incon_ ceivable result; it is the king's interpretation of bekos as a meaning_ ful word which is the most incredible part of his experiment. Psammetichus understands that the children are using the P hrygian word for bread and all three elements of his interpretation-the children's knowledge of Phrygian, their mention of bread, and their use of a sound as a specific word or name-- raise insurmountable difficulties. It is inconceivable that children raised in solitu de would articulate a recognizable, known word in Phrygian or any other existing language. Where would the knowledge of an actual , specific tongue come from? Their acquaintance with the concept of bread is no less problematic. These isolated milk-fed children should not know what bread is, unless we imagine that the shepherd munched on a loaf of bread while attending to them. What does ' bread' mean to a child who--according to the conditions of the experiment-has never seen or eaten a loaf? Renaissance writers commenting on Herodotus' tale will already wonder whether it is possible to use a word with no knowledge of the corresponding concept underlying it. ,. More generally, these isolated children should be incapable of using words, for they do not have the primitive concepts, the bare cognitive tools needed in o rder to assign words to objects. We can not grant them any meaningful words, in the sense of a name for an object, even in a hypothetical language of their own joint inven tion. +. Nor can we allow that they take the further step of agreeing upon the representation of a concept by an arbitrary sound. Nonetheless, there may be another way to interpret the result of the experiment, the word bekos: we can accept the outcome of the trial even if we reject Psammetichus' interpretation of the word. The two children produce their word bekos together and the com munication between them may have been something like the .. See above, n. 25, on the more problematic second element of hekos. 'kos'. ,. See Launay 1980, 406. who refers to GuilIaume Postel and Simon Goulard . For
I modern schofar see e.g. Salmon 1956, 3l:5.
40 See Stokoe and Manchark 1999. 169: 'One of the spoils of the cogni tive revolu· twn has bee � general acceptance of the assumption that language devif'Iopment onto· l<>«ic8f1y . . . IS facilitated by the availability of a primitive conceptual system in which conceptI and linM'uistic units are I n rouRhly a one.to.one correspondence. In the case of children acqu1rinM' their firsf language. the situation results from the fact that the �anfUage used by adult! in the environment is already keyed to divlding up the world In w..� th.t makeCORnitive and culturally/environmentafly relevant senile,' No adult . .... dIVIded up the world inhabited by P.ammetichus' children.
2.
First Words and Fim Ge.ture.
exchanges bet ween twins." Twins, particularly thoae aged around z-the age at which Psammetichus' children are said to have uttered their first word"--often indulge in phonetic play and speak to one anothe r in a private language that is unintelligible to other•. Psammetichus' children, like twins, are at the same linguistic level and spend even more time together than do many sets of twins. The private lang uages of twins with their idiosyncratic sounds, gram mar, and vocabulary may be dIfficult to decipher, but nonetheless can generally be explained in relation to the forms of speech uaed around the pair." Perhaps Psammetichus' children, who were not exposed to any forms of speech or sounds other than the bleating of goats, prod uce the word bekos to refer to the most important event in their daily lives, the arrival of their caretaker with their food. Ancient scholiasts-and later thinkers who followed in their w� took bekos to be an imitation of the goats' noise, but seemed to think that this utterance was simply a meaningless sound, with the children speaking 'goatese'. Perhaps the children were doing more than imitating a sound: their word bekos could have been an onomatopoetic means of referring to something associated with the goats, such as their milk or perhaps the goats' keeper, the herdsman. We have already noted that for children raised in normal circum stances, words are not the first stage of language development. Babies first babble nonsensical sounds and then produce meaning ful utterances, single words, which very often do not function as names, but are holophrases or one-word sentences. These early utterances by children are used in a variety of ways-lIS questions, statements, and commands-and both gesture and intonation help convey and distinguish the different meanings of such single words. It is only later that single words voiced by young children are used as actual words and serve as nouns. verbs, etc." Bekos could be such " See Crystal 1997. 29" and 249
fOT this suggesllon of twin-like lingWstic ploy..,
Psammetichus' L'hildr't"n. The sugRe� t ion that htkos stems from the two childrea�.
blbble WIS made alreadv bv Gui llaume Postel in 1 S 3S-- LI"""Y 1980.401·
the two childn:n a�oIder ad_ U In some ancient Jt(�()l;nts of the expenment even 4: .rTzetz. AT. Nw.. 3q8a; sw. _ U19 pronounce the word hfkos It the Age of .1 , .• . fJ'K.a'A�v. (and l' ve!. Ar. Sub. 39Mb); .rm:. Ar. Sw.. 39&· who arvues that � -" u Crystal 1 997. 249; �('e ton Bi c kerton 1990. 1� I,
or
by twins exhibit tht' ft"�turt'S n e;> 8ssi�ns to protolanaua,es (Sff .bo\"�. $ect: . a.a).. See e.g. Jespersen 1 9 2 1 , l R5-? (or an mstan(,.'e of Danish rA·'m: who spob: t � created by tnemsel\,E"8 In Isolation, an idioiE'Ct. which boft . cielr rftatioa .. � .. See Aitchison t QQh. Q3-104; Crystll "197. 138-.t7; AI_ 1997. doo. _
86
]. Psammetichus' Children
a hoiophJ1lse, a word which is related in meaning as well as sound to the bleating of goats. The children could use such a 'word' without having to make use of sophisticated concepts to map out and divide up the world around them." Moving beyond that one word and developing their own idiolect ab ovo would be an infinitely more difficult cognitive task for the experimental children, and indeed we hear in Herodotus only of a single word uttered by the two. But again accepting for the moment the truth of Psammetich us' results--the two young children may have come up with one holophrase referring to the arrival of their food . When the pair rushed to the herdsman uttering bekos , they were signalling, per haps, their recognition that food was on the way and demonstrating just how eager they were to receive their milk. Or they could have been expressing their delight at the arrival of their caretaker. Bekos would then mean something like the request 'milk, now!' or perhaps an acknowledgement or recognition of sorts, 'wonderful, milk is on the way' or 'here comes the man with the goats. ' We can in fact assign a variety of different meanings to the children's word in our attempt to interpret their alleged first pro nouncement. We have already seen (above, Sect 2.2) that in various theories on the origin of language, the postulated first word of the primeval language is a useful pointer indicating the most pressing concerns and orientations of the first speakers according to that theory. Here it is worth turning briefly to four famous glottogenetic theories of the eighteenth century-those of Vico, Condillac, Rousseau, and Herder-and the various first words suggested by these thinkers. Each one of these four modern theories is of some relevance to Psammetichus' trial. Or, to put it another way, we can interpret bekos in four different ways, applying each one of these theories in turn. Vico ( 1 744) thinks that the first word of human ••
.. Compare the 16th-cent. thinkers Postel and Du Bartas (Launay 1 980, 407-8)
who take bekOl 8S an animal-like, passionate cry expressing hunger. rather than an articulated word . ••
Compare Salmon 19 5 6, 3 26---7 . who sURgests that the children are reacting with
a Pavlovian response to the shepherd's arrival at a fixed time every day (Kill
'T�V �f1"P'
J."ay,viulJ a., atyaS') with the goats. It is interesting to compare Jean hard's report on thef1rat word ofthe feral child under his care, Victor of Aveyron (�t"e be tow, Sect. 3), Itl,.d tried to reach Victor to use the word lait to express his desire for milk, but Victor w?uJd !laY lait only after he had received milk , HR an exprpssion of joy, hard term. d'lIe UN' of langua�e 'merely I vocal sign of the pos!II ession of a thin g'. and IC'"," thlt thie i. not a uaeful mean,. of communication. See t he translation of fwd'. roport (orill. pub. in 1801) in M.loon 1970, t a l-a.
2.
First Word. and Fir.t Ge.tJ4re.
beings was mimetic, an imitation of the frightening lIOWld of thunder. In parallel fashion, bekos could mean that the children
were imitating not a frightening sound, but the welcome noise of the goats, their sou rce of sou�d and sustenance. Condillac ( 1 746) . imagines a paIr of Isolated chtldren beginning to speak when one asks the other for help in reaching a desired object. Applying thi. to
Psammetichus' trial we can imagine the two children turning as one with the request beko$ to the shepherd, asking for their milk.
Rousseau ( 1 7 8 1 ) stresses the emotional impetus of speech and his
imaginary first speakers are moved by feelings: one turns to the
other with the request 'aimez-moi'." According to this view the
children, in unison, are greeting the beko$ man, calling for some sign
of affection from the shepherd. In the fourth theory, Herder's
Urmensch ( 1 772) is so stirred by the bleating and feel of a sheep that
he is moved to name it. Here we can suppose that the pair of children are affected by the sight and sound ofthe goats, using the word beko. to express
their recognition of the creatures. A plea (Condillac), an
onomatopoetic word (Vico), the awareness of an animal's existence
(Herder), or perhaps a call for affection (Rousseau): all could have a
place in Herodotus' tale.'B Let us examine the significance of first words according to
Psammetichus' interpretation of bekos. As far as Psammetichus is
concerned, the children's first word beko$ is important because it discloses the world's first language, Phrygian. It is not the particu
lar word voiced by the youngsters that is important, but the lan guage to which that word belongs. We need not understand that
bekos was the very first word of the Phrygian language, when the Phrygians were the world's first people and first speakers. Even if
the 'original' Phrygian civilization included bread and all that it entails-sowing, reaping, winnowing, milling, and baking-it is difficult to concei " e that bread would be the Phrygians' first word, that is, their greatest concern or chief preoccupation."
It is the
children who fastt'n upon bread as their first vmrd, and since they voice the word while falling upon (or before) the shepherd and
47 We have set'n that Rousseau discusses the- ori�n of Ianautce in twO .. th. EssQy 0" tItt 0"';' of z...ww- (do. IO� ......
work•. This 'e'nac", is from Sect. 2.2 .
.. See Tubanl 1<1'16 for an illuminati"ll diacu..ion of ctoo. theorie.s on the- origin of lanRuaRf' and aee .bow-, Sect. I.a. .. See Salmon IQ�6. J'�: Launay 1q80. 40�.
...
,ea-.
88
3. Pfammetichus' Children
stretching out their hands, they seem to be importun ing him. ,. The children are rather urgently requesting bread (w hatever the diffi culties in understanding how they have arrived at this concept). Apparently their simple, raw diet of goats' milk is not sufficient and the two-year-olds are asking to be fed as members of a cultured civ ilization with cooked food. " One scholar sees the request for bread as concomitant with the use of language: the children are signalling that they are older and ready for the next stage of life, speech and solid food. They have acquired spoken language, leaving their indistinct animal-like murmurings (KvlI'�J.'aTa) behind, and would like a civilized, human diet as well." In a much later execution of Psammetichus' experiment, performed by lames IV of Scotland (1473-1 5 1 3), a pair of infants are placed under the care of a mute woman, and provided with a great deal more than goats' milk. They were given, according to a later account, ' food, drink, fire and candle, clothes, with all other kinds of necessaries which is required to man or woman'. It is not clear if all these accoutrements of civil ization led to any acquisition of language by the children. Our source for lames's trial states that while some people said that the children eventually spoke good Hebrew, he is not certain that this was so . .!J The word bekos, incidentally, left its mark on much later thinkers. The Flemish doctor lan Van Gorp (Goropius Becanus) ( 1 5 1 8-']2), inspired by the tale of Psammetichus, gave himself the nickname Becanus from bekos. He believed that the world's first language was Flemish-the so-called Scythian hypothesis-and noted that the word bekos is close to the Flemish word for baker, 'becker'.'· so Th e word 1rPOf17T{1T70VTa. may mean either that the children fall upon the shepherd-in the Ivet. Ar. Nub. 398d we find the parap h rase ""poO'
&oliand (pub : orig. in [576; edited in [899 by J . G. Mackay). The e x pe rimen t itself le dated over eighty yean earlier, to 1493. Bont ( 1960, iii/I. 1 0 I 0-1 r ) fi nds this non see� the j ame, IV experiment u the sole pouible exception to the fact that no substantial co nt ri bution. CO the iuut' of langusa'e orilii'i n were made b et ween 1000 a n d r 500 CIt . •• In flKt. lNcJru il rel ated to Greek Mw or ' roaat'. white beJrol 19 conn ected to the conter:nporary chronicle scarcely credible. wh ile Hewes ( 1 992, 6)
2.
First Words and Fir't Gelturel
..
word is found in a laudatory poem Another play on the introducing Cave Beck 's scheme for a universal language to be written in numbers, The Universal Character (1657). characters � nd The writer of �hls p�efatory poem notes that the word 'bekos' voiced by . Psarnrn etlchus chIldren was prophetiC, hinting at Beck', efiortl to speech . H find a common There is one other instance of a speaker uttering his first words in Herodotus' History and these first words are of crucial importance. The Lydian king Croesus has a mute son who breaks into speech for the first time as a young man. He speaks in a critical, life-and-death
situation, when a Persian soldier is about to kill his father. Cr
talking to the end of his days ( 1 . 85). There is something extraordinary about the speech wrenched out of Croesus' mute son-an oracle had forewarned Croesus that his son would fint speak on an unhappy day"-and we should not be surprised that his
very first pronouncement is a complete sentence or that he speaks fluently thereafter. Psammetichus' children, who begin with
one
word, are considerably younger and their speech is expected to fol
low the normal pattern of language acquisition. Their vocabulary
apparently remains at this one-word level for a considerable amount
of time, for we are told that the shepherd will hear them repeat this
single word, with no hint of further development. Croesus' .son
speaks out of fear of an impending evil, the death of his father, and it is the extreme situation which causes him to bUTSt into speech. "
Indo-European root which is reflected in Greek '"'-aaw or 'cook '. For Van Gorp. 1IIe Launay 198o, 4°8--; Olender 199%, % and 146 n. 8; Hewes 1992, 6; Eco '995,96-'1.
Leibniz will coin the word 'goropiser' to describe the tracing of poor et)moIocieo>
see &0 '995, 100- 1 .
" Katz 1 9 8 1 , ' 3 5 . Hdt. I . 8 s . 2; compare the earli�r words o fthe Pythian or8Cle gi\"eft to Croes:sa
56
on comprehending the mute and hearing the voiceless ICUt t(� """'.... .. ..; ;c,wfUIlf'Or clKOtlW ( 1 . 47. 3). Golden 1 995. 12 sugg�sts that the story of Croes\lS� " should be read as a re"-ersal: normally the day of I child's first word was • joyoul OM,
Pease 1920 brings some ancient \'ariations on the story of Croesus' 90ft. incNrcIiftc Pliny's statement that he tirst spoke at the '8" ofsix months (NH 1 1 . 270). .... PIiooy maybe referrin� to ('rt.)("�u�· other son, Atys_ " .Hr. al.vs " Ka' KaKa'; lpp'lf< O/>W...,. Hdt. I. 8S· 4: c<>mpo� ""'" � �
"�'" in Our p8SSB�f",
The expression P,","",' ...... is used � MOre" 11*, ..... sped up ollly .�r s...idoe « c.n.do " (d'7rRS' Tlo;' ROTW'" ;.c-"""",, �os 5 , 9.1. a). Here too theft it . -- _ .
• group of alii.. overcome their fe,... and
spoken fr�ly
3. Psammetichus' Children
Perhaps we �ould understand that Psammetichus' children pro duce their word under a similar compulsion or desperation. However we take the word 'bekos', the most likely reason for the children breaking into speech is that they are attempting to commu_ nicate a hunger of sorts. The hunger could be for milk or bread, or it could be an emotional need, a desire for the human company of the shepherd.
First Gestures The children's gestures of supplication or blandishment, which accompany their first word, also point to a strong emotion or need. They utter the word bekos while falling upon (or before) the shep herd and stretching out their hands (avo,yovTt T�V !JVP7IV Kat €(JLOVT' Ta 7T(u8,a a�(fX1 7Tpo07T{7TTov-ra 1'/3£KO)" lr!>wVE:oV 0PfYO V TU Tas- XE:ipas). These motions and gestures reinforce their one-word verbal mes sage: the movements serve both as a kind of vocative, a way of greet ing the shepherd, and a means of importuning him. When jointly pronouncing their first word, the youngsters deploy identical move ments and gesticulations: gestures are no less common to the two than their speech. The children's 'language' of gestures seems to be richer than their verbal vocabulary. At the most elementary level, we see them using two motions-falling upon the shepherd and extending their hands-but only one word. Modern studies show that young children when still in their one-word stage of speech often use gestures along with the single words. At a certain point in the child's development, the gesture in such gesture-speech combi nations conveys information which is different from that signified by the word." We could apply this to Psammetichus' experiment and understand that the children use gestures to elaborate and underline their one word of speech." obstacle overcome before they break into speech. When Hdt. refers once again briefly to o�r e��rim�nt h � uses a di ffere?t �hrase: z. 1 5. 2: OV8E lOft OcpiU5 <5 8Ultrftpo.y 1'''''' , 111'f1]OOtlOL, ft'O&hl-WY 'EYQ'. TurO y'\wooa.. "'PWT'IV ,. S« Goldin-Meadow 1999. esp.
1 1 8-2.0. ,. Compare MBndevilIe's apt comment in The Fable of the Bees (Kaye 1 9�4, it. 190) [H343-4j: ' . . . Signa confirm Word', .8 much a8 Word. do Signs . . . When an Infant, rn broken Imperfect Gibberish, calls for a Cake or a PI"y-thing and at the . ..me tI�e pomts at and reaches after it, this double Endeavour makes a stronger Impre8l'Oft upon u , than if the Child had . . . spoke its Wants in plain Words, with· � . out makIng any SliM . . .'. This is precisely what occurs with Psammetichua' childrm.
2.
Fi rst Words and First Gesture.
91
Where d o these gestures come from? Were they independently the children? A great deal of research has been done in invented by gestures and sign languages. Studies show that deaf recent y ears on with a speaking non-signing family, that is children liv ing to sa living in a l inguistically dep rived environment with deaf chi ldren they can learn, develop signs of their own, known out any language as home signs, in order to communicate with their surroundings. Such sign s take on a form close to language with many home signer.
�
distin guis hing, for example, between gestures used as nouns and gestures used as verbs. The gestures used by such deaf youngsters do not resemble gestures used by their parents and generally seem to be invented by the children themselves . 'Even the lack of a model does not prevent the human child from communicating with self .60
and other' The deaf children investigated in these modern studies are nor mally single children who live in society, in their parents' home.
Could Psammetichus' children, hearing children, who live in a lin
guistically deprived situation, have devised gestures to communi cate with one another (and the shepherd) ? The children's environ ment, as we have seen, is not just linguistically deprived, it is
also physically and socially--and consequently cognitively deprived.·' Their surroundings are wanting in every aspect, other
than the bare physical necessities needed to keep them alive. The children's lack of cognitive tools and basic concepts should make it difficult for them to acquire any form of language, whether gestura!
or verbal. Yet it is worth noticing just how universal the gestures used by the children are: they fall upon the shepherd, possibly grasping his knees, and stretch out their hands. These are gestures of submission and supplication which are found in a wide range of cultures and even extend to the great apes of the animal kingdom."' Are the children using a gestural language ? The argument that language originally began with gestures is an old one, but it contin ues to win the support of modern-day adherents. In a recent formu lation of the theory i t is suggested that gesture and meaningless non-present, usiRc 61 [Continuilt10n of 4uotel 'Wo. the hert'-and.now and about thethe segmented and \'ombinRtOT'iai representational format that is the ....... of hurnan Jangual!e '. Goldin·� I.adow IQ99. . . 6 . •• See Bornstein I QQ6 and see above� Sect. J and n. 40.. u Burkert I QQ6. 8,......s WIth notes on Il l-la; ae.ken 1 996. SI; .e - L....,.
1980. 406 an d c()mp�l'"e e.a.
11. 1 . 500-1.
3. Psammtticnus' Children
vocalizations were the origin of language.·J At a later stage, the vocalillations used with gestures became differentiated, and sounds
f
arbitrary sounds, became symbols for meanings . With the advent o these spoken words, gestures became a supplement or elaboration of
speech. The children in our tale could be at this p re-word stage, if
we understand that they use significant gestures while making a meaningless sound, a sound influenced by the goats. From this per
spective--that
of the
primacy
of a
language
of gestures
Psammetichus' intention may have been realized: the gesturing, babbling children could be an instance of ontogenesis recapturing phylogenesis. There are two children used in Psammetichus' experiment. What happens when two signing children get together? Present-day researchers have studied the results of encounters between deaf children equipped with their own individual home signs. When a
community of such children was created virtually overnight in schools for the deaf in Nicaragua, the deaf children learned to com
municate with each other using gestures, but such communication did not yet amount to an actual full-fledged language, only a pidgin. When younger children joined in and were exposed to this pidgin, they then turned it into a creole and a true sign language emerged. Researchers conclude: 'The Nicaraguan data indicate that the emergence of a true language is dependent upon a community of users and does not arise spontaneously in individuals,'·' In sum, we can imagine that Psammetichus' community of two culturally impoverished children have developed, at the very most, a pidgin language of gestures.
3.
LATER V A R I A T I ON S ON P S A M M E T I C H U S ' T R I A L
Re-creating the Experiment Psammetichus' children were not the only youngsters to be raised in silence as part of an experiment. We have already encountered three further trials performed by three kings, Frederick I I of Hohen staufen ( 1 1 94-1 250), James IV of Scotland ( 1 473-1 5 1 3), and Aqbar ', ' See Stokoe and Marschark '999, Corballi. and Lea 1999 include. several artldet which support the theory of an original language of gesture,; see too Kendon 1991 , Hew.. ( 1976 and (992) provid.. general lurveys of the history of the geoNre or'lIn theory, ... Emmorey 1999 . 1 39.
J. Later Variation, on P'amtnetichw' Trial
en
India ( 1 542- 1 605) .•' It surely is not a coincid e1\Ce th.at the Great of rulers are the ones to execute such heanless trials. Thew autocratic . not just are philosophically minded, inquisitiv ers e indi experiment kings who can carry out their plans, harsh and viduals, but coId h they may be. Perhaps only reigning, aut blooded thoug ocratic d dare to experiment this way with young children. monarchs woul " ancient versions of Psammetichus' experiment In all the various
ment of cruelty: mothers forced to raise their children there is an ele who have their tongues cut out, children women nce, sile who in �ontact ,:" hatsoever, even a single child brought up have no human in speechless solitude, Without the solace of the company of another ' The later rulers, Frederick, lames, and Aqbar, are human being.b similarly unfeeling in their pursuit of knowledge, but their ques
tions, assumptions, and the conditions they provide for the children all differ. Frederick believed that Hebrew was the world's original Ian guage--a popular hypothesis over many centuries.b. Nonetheless
he was interested in determining the first language of isolated children. He had silent foster-mothers nurse and bathe infants in order to see whether their first tongue would be Hebrew, Greek, Latin, Arabic, or perhaps the native language of their parents." It is these children who are said to have died from a lack of tenderness.
Frederick does not seem to expect that the children will speak the
world's oldest language, but he shares Psammetichus' assumption that the children will come up with a known, recognizable tongue. " See e.g. Crystal '997. 230 and 290; Danesi I 993. S-{); moot detailed is Hewes Sulek I989. 647-8. t4 Even in the variant versions in the ancient scholia it is another Egyptian kiIII: who i •• aid to have performed the experiment- i.e. E vet. Ar. Nwb. 398c says door ir wa.the Egyptian ruler Sesonchosis. Only in the Thomas-Triclinius scholia Ar. N•. 398b do we find that an unnamed group of rivalrous Phrygians and Paphl� put one child to the test. I992. S-{) and
" Tongueless wet-nurses: Hdt. 2. 2. 5; Suda /l U9 S.v. /1<..0<>.,/,,<; Eve<. Ar. N". 398b. 398c; E rec. Ar. Nltb. 398f. Tonguele,. mothers: Evet. Ar. !..... . J98d. Goets: lad Apoll. Rhod. 4. 257-{)2C; Suda /l 229 5." . /l<.. ai�,/,,< (and E""t. Ar. Nwb. J9IIb). Single child: Claudian. In Eutropium 2. 2 5 1 -4; EThom••-Triclini... Ar. N... J9IIb; l rec. Ar. Nub. 39 Rf; E wt. Ar. Nub. 39&. Silenr morhe",): Ire<. Ar. N•. � r Tutz. Ar. Nflb . 398a; l' Thom.s-Triclinius Ar. N... 398b . Koca I"'; .. See BoTSt 1 95 7. i pass",.; Rubin I 998; &0 I995. 74-{). 1 I.t-'� Olender 1992. 1-5 etc . .. Salimben. (Hold�r-Ellller I90�-13. 350): .oeI.... ..... ..-- Htb""" /i"pam haM"�t que I>ri..."jwro. ,,� G_ .oeI u..;.... NI .4""'"'-_ tnlt li",.,6", PQr�"'''''' $110",,,,_
3. Psomncetichus ' Childr8fl
Frederick's experiment seems to have been well known.
twO
Some
generations after Frederick's trial, in 1 290, we find a written
exchange between two Jewish scholars, Hillel (ben Samuel) of Verona and Zerahiah (ben Shealtiel Gracian) of Barcelona, on which language an isolated child raised by mutes or silent nurses would first speak. Hillel of Verona argues that the child after some initial stammering will speak Hebrew, while Zerahiah of Barcelona thinks that such children would bark like dogs. Zerahiah also includes an interesting argument against the very concept of a pri. mordial, innate language, stating that if there were such an original inborn tongue, then everyone should be able to speak this first lan guage, without ever hearing or learning it.'o (This is an argument which could be applied to Psammetichus' Phrygian-speaking children as well.) In another Jewish scholarly text we hear of a king who challenges Jewish sages on the primacy of Hebrew. He is then instructed by them to isolate two children from birth, raise them in and subsequently test them at the age of 7 to see if they can
silence,
speak Hebrew. The king takes TWO Jewish children, a boy, whom he circumcises, and a girl, and places them in a dark room. Unusually for tales of these kind, the monarch is said to care for the children's needs himself, in silence. When they are 7, the king addresses the youngsters in Hebrew and they are able to respond fluently in that language. The king of this tale then performs a second such trial-a control of sorts-with non-Jewish children, and the result is said to
be that the uncircumcised boy can use only sign language, while the girl speaks Hebrew!" James IV, our next historical king, took two young children for his linguistic experiment, and had a mute woman care for them. He provided them, as we have seen, with relatively opulent soundings, but the alleged results-Hebrew-speaking children-were already questioned by the source reporting on the Scottish king's trial. The third historical royal experimenter, the Indian Moghul emperor Aqbar the Great did not expect the children in his trial to acquire
whow ideas on
,. See Blumenfeld 1 857, 1 3 S� (in Hebrew). Hillel', pupil Ahraham Abulafia
language may have in fluenced Dante-will argue that Hebrew was undoubtedly the world's tint language but it is nonethele�s ridiculous tu argue that
I\ICh chi ldren will .peak
Hebrew. See Eeo IQQS, +9'-5 1 ; Idel IQHQ, 1 4- 1 5 with nn.
7)-s on 1+1>--7. tI T hi, tale is found in 8 commentary on the famed medieval scholar Rashi
19110, 3 19'-'0 (in Hebrew) and .ee Idel IQHQ, '47
n.
( 1040-1 105) by Ovadiah 'he Prophet. a scholar of unknown date--oee Liebennan
75.
3.
Later Variations on PJammetic/uu ' Trial
9J
. "';".1 speech. His aim was not to find the w orld'• on__ any form of t?e c h I'ld ren ' s first form of �peech but rather to language or demondre� learn to speak from l18tening to others. strate that chll He rai.ed nce m order to demonstrate that the children sile n i ts infan would Aqbar does not choose his children at random the remain dum b. does. He is said to have purchased some tw�nty way Psam metichu� mdlgent mothers and housed them chi ldren fro m their in a la provided the children with a society of soundl::: building. Aqbar caretakers: silent guards and tongue-tied wet-nurses. From a con tem porary Persia� account we learn that after four years 'they had talisman of speech and nothing came out except no part of the for the noise of the dumb' . " These results are by far the most convinc
ing of those fu rnished by the royal experiments . It is posaible that such 'noise of the dumb' included gestures and signa: an earl., eighteenth-century account states that Aqbar's speechless children learned sign language from their mute caretakers."
Feral Children There are a great many other reports of children who were brought up without the sound of speech. These youngsters are not subjects
used in experimental trials, but abandoned children who grew up in
the wild. Feral children raised without language are the products of natural experiments, so to speak. Unlike the children of the roy.J
trials, they were not deliberately sacrificed upon the altar of science, but were left to fend for themselves in the wild by accident or, at
times, by the design of their families. Reports on such children, who
were often nurtured by animals, date back to the fourteenth
century. Accounts of children of the wild become-perhaps sus piciously-prominent in the eighteenth century, when Enlighten ment anthropology. with its interest in man caught between na�
and society, was a t its height.7' Wild children isolated from society seem to be an excellent testing ground for providing answers to
•
" The quotation is from the Akbanaama of Abu'l-Ful as cited by CrysOll '99', alo. Sulek 1 989. 647-R quotes a different account of the eXpE'nment, in � it is added that man\' of the child«n 'became the nu,.,.,lings ofmother een!I'. Jl See Borst ;963. IV. 20,50 ( Nal-hTrigt'), This source. dating to 1705. does not CltW'oo respond alto�f?the"r to tht' two t"srIit"r reports on the eXpt'riment (Ibo\�. Pn!'\'iou! ft,)" and states, fol'" inSTanl'e. that Aqbar isolated 1 2 c:h.i1dn!'O for la )"�n. ,. Mllson 1 97 2 . Mo-2 has a con\'f'nftant list of �3 � mst'MC'e6
et ....
childr.n datin� from t H4 to lq6 t ; see tl.... Cr�'Stal l997. 191; Doneoi .993. ] ....... an addition to th. list, � hr Hurundl boy. FM the 18d>..,...t. 'expIaMft' of_ ill ouchchildren .� Furmi"ari 1974, r.p: .,q-80.
3. Psa1fl_t;,hus' Children
series of questions on the basic nature of man." Are humans born
human or made human by society? Would man in a state of nature be more than an ignoble savage? Are ideas innate in people? Is
language? Wild children, infants, and youngsters, who were aban_
doned to nature, reduced to a feral state, and then returned to civil_ ization were observed-and taught-in an effort to discover the answer to some of these questions. ,. How
do
these
historical
feral
children
compare
with
Psammetichus' children? Few of the children featuring in reports could stand upright when first discovered and none had any language to begin with: many subsequently learned to walk, but only a few acquired speech, despite
their teachers' efforts."
Psammetichus' two children who not only speak but also fall upon the shepherd-from an erect position-are exceptional and do not fit this pattern. The two most interesting cases of wild children from our point of view are Victor of Aveyron and the two sisters Amala and Kamala of Mid nap ore. The two girls were raised by wolves with cubs, as cubs, and were aged one and a half and eight and a half when
they were discovered in the forest in 1920. The younger sister,
Amala, died fairly soon after being brought to an orphanage, while Kamala survived for another eight years and eventually learned to speak in rudimentary fashion. These sisters who lived together among wolves and were never completely isolated are the only recorded instance of
two feral children
who spent their time in the
wild together and in that sense they come closest to reproducing the conditions outlined in the Herodotean experiment. The two girls certainly did not spur one another to speech, but this is not surpris ing, since they grew up among wolves and the younger sister was virtually a baby when she was discovered, probably too young to talk. Victor of Aveyron is a particularly interesting child of the wild because his story is so well documented. Jean hard, the doctor who attempted to understand and educate this
enfant sauvage, kept
detailed (and intelligent) records of the process. Young Victor had spent many years on his own in the forest and was brought to civil" Indeed, wild children remain an object of interest and controversial source of knowledge on tne acquisition of language in our own time�ee t.R- Pink er tCXl 4, 391-2 n. Sampeon 1997. 87-<) on 'Genie'. '. See the interntinlll' di.cu88ion in Lane 1 976, 'C)-39. .. See Mal..,n 197', ch . • �.p. 47-8 .
3.
Later Variations on Psalflmetichw' Trial
" �g� d about 1 2 . ltard tried to teach Victor to .,... ization in 1799, ally only reacted to sounds connect ed to foo4 or The boy, who orlgm ement, gradually began to pay attention to to his confin human ned to respond to his name and could produ voices. He lear ce IIOI1le sounds, but he remained mute and never vowel and consonant e more than a few near-words. Victor did develop articulat to d rne lea . signs and gestures in order to communicate with a whole series of others and he responded to their gestural language. He also learned written names, adjectives, and verbs and eventu to recognize some ally wrote himself." hard's work with Victor reinforced his convic tion that humans are not born human but are the product of society. In his repo rt on the Wild boy of Aveyron, he suggests a hypothetical experiment along the lines of Psammetichus' trial which would underline just how feeble humans are in their natural state. 'I have not the least doubt that if we were to insulate at the earliest period of infancy two children, the one male and the other female, and were to do the same with two quadrupeds, chosen from the species of brutes that was the least intelIigent, these latter would shew themselves much superior to the former, in the means of providing for their wants and in taking care either of their own preservation or that of their children.' While Itard does not speak of the acquisition of language here, it is plain that he would not expect two such inf.ats to speak. '·
Enlightenment Conjectural Histories: Condillac and Otltns
Condillac
itard was a follower of Etienne Bonnot de CondiIlac ( 1 7 1 5-80) and attempted to educate Victor in accordance with CondiIlac's theory of the development of human understanding, beginning with ID attempt to awaken the boy's senses. ltard's hypothetical trial involving two isolated children may also have been influenced by Condillac, for in his writing Condillac uses a thought experiment involving two secluded infants and his experiment, like that of Psammetichus, is concerned with the origin of language. CondillK is one of a series of Enligh tenment thinkers who include scenarios of
.. ltard', IWO report. on the wild boy of Aveyron _no first published in .... ... '8o? ltard in I\lal,on ' 972. I 16-26 and . b6-8 i .. doocription ofVictw·. ...... oflonguage; 'e' lOO ' 27-36 • • 47-SO• ' 58-1/• •ba-s and M-bon.. .... _ .. 7.-80. See too Lane '976. 1 1 1-.6. ' 3
3. Psommetichus' Children
an isolated primordial pair as a part of their analysis of the origin of language and other civilized arts. The theoretical variations on Psammetichus' experiment formu_ lated by Condillac and others are perhaps more interesting and use ful than the actual attempts to reproduce the Egyptian king's trial which we have encountered so far. Thinkers who share the scientific interests of Psammetichus and the other experimenting kings, but lack their royal prerogatives, need to carry out their test of young sters in thought alone. These hypothetical trials have none of the wear and tear-and cruelty--of actual experiments and their results are inventive, useful, and no less plausible. We have already looked at an elegant Greek linguistic Gedankenexperiment going back to the early fourth century BCE, where the anonymous author of the Dissoi Logoi sent off (in thought) a Greek infant to Persia and a Persian baby to Greece. This hypothetical trial not only disproved the con tention that a specific language is innate or that the first language a child speaks is related to her race; it demonstrated that a child acquires language from her surroundings.·o More modern thought experiments often use their isolated children in a similarly produc tive and stimulating way. At the same time there is a weakness in these linguistic thought experiments: if Psammetichus and the other actual experimenters arrive at times at unexpected results, there is no danger of that happening with armchair trials. Thinkers who engage in hypothetical trials can obtain precisely the results they desire. A good instance of the wishful thinking that can be couched as a thought experiment is supplied by the Sevillian humanist Pedro Mexia (c. 1 495- 1 5 5 I ) , a contemporary of Erasmus. He argues that the children of Psammetichus ' experiment speak 'goatese' and adds that if two youngsters were raised in the desert they would end up speaking Hebrew to one another. Whoever is very curious about these matters, Mexia adds, can repeat the experi ment, but it is clear that thought suffices for him. S I Such argumen tation can scarcely be termed a rigorous experiment. Let us rerum to Condillac and his Enlightenment contempo raries. Thinkers in the eighteenth century devoted a great deal of attention to the origin of language. 'It is safe to say that no other century has debated that question with greater zeal, frequency, le
See further Gera 2000, 22-8.
'1 See Bont 1C)60, iii/1. 1 142; lee too 1]8, and 196 . , iii/2. 1752. See too Launay
1910. 4 1 2- 13 (who refen to Mexia aa Piene Meelie).
3 · Later Variations on Psammetichus' Trial
99 consistency, and depth of insight: �' The relation between language and thought and language and society were favourite themes of the Enlightenment.8J Such deliberations were part of an interest in the wider question of the nature of humans. We have already seen that eighteenth-century thmkers sought to define the difference between men an d animals, and to determine the extent to which humans are a product of culture rather than nature. Thus when Enlightenment thinkers t � rned to t � ials meant to discover the origin of language they were Interested In the broader consequences of the inquiry and in this respect they resemble Psammetichus. The Egyptian king investigated the world's first language in order to resolve the weightier question of Egyptian primacy . He performed his linguis tic expe riment because he was unable to come up with any other means of establishing the identity of the world's first people. Subsequent ancient versions of the trial will preserve this emphasis on using the children as a means of determining the world's oldest people, rather than establishing a point about language as such." It is only later that the experiment was viewed chiefly in terms of its linguistic implications. The Enlightenment investigations into the origin of language were similarly intended to provide answers to more general questions about reason, society, and culrure. Cond illac, for instance, was interested in the origin of language because he saw humans' uniqueness in relation to other creatures in their ability to reflect, and reflection, the connection of ideas with one another, depended, in his view, on proficiency in the use of lan guage. The ultimate aim behind Condillac's inquiry into the origin of language was to in vestigate the nature of thought: progress in lan guage, he thought, was the key to the progress of the human mind." Psammetichus' experiment was, in a sense, an unnecessary initia tive, because no one had doubted that the Egyptians were the fint people until he performed his trial. When Enlightenment figures discuss the origin of language they too attempt to answer a questioo which in the eyes of many of their contemporaries need not have been raised, for the common view was that language was a divine aUt u
Aarsleff 198., 147. " See Formillari 1974; Schreyer 1978. ' 5-'7; Aarsleff '98a, ,..... Apoll. RhocL •• as""" •• In Hdt.'s phra.ing or"",. y
100
3. Psammetichus ' Children
to humans. This meant that Condillac and his contemporaries needed to acknowledge-1lr perhaps pay lip service to--the biblical concept of an original, god-given language before turning to their own accounts of how language was invented.'· Here we see the advantage of using Herodotus' account of Psammetichus as a start_ ing point for speculations on the origin of language, since the tale is not derived from the Bible and avoids the thorny issue of scriptural authority. Psammetichus' trial-unlike, for instance, the biblical story of Adam naming animals-was both stimulating and open to refutation, and that must be one reason why it was so frequently cited by thinkers over the ages. In book 2 of his Essai sur I'origine des connoissances humaines ( 1 746), Condillac imagines two children left on their own in the world: 'Suppose that some time after the deluge two children, one male and the other female, wandered about in the deserts, before they understood the use of any sign.' Condillac suggests that these children, who come together, will use involuntary cries of passion, accompanied by gestures, a 'language of action' (langage d'action), in order to express their feelings and needs. One child would gesture or cry out when experiencing some strong emotion and the other, Condillac imagines, would respond sympathetically, having used a similar cry when she felt the same emotion herself. After a time, specific gestures or cries would be associated with particular sources of danger, pleasure, etc. and these signs would be used deliberately rather than involuntarily. Very slowly, articulated words would be used alongside the cries and gestures and then gradually replace them. Condillac suggests that these first children and their offspring-and here we see why the two original children in his hypothetical scenario are specifically said to be a boy and a girl" would not be capable of producing a great many articulate sounds at first. Only gradually would young children in succeeding genera tions learn to take advantage of their flexible tongues (Essai ii. I . 1-8) . 17
••
See Formigari 1974; Schreyer 1978, Zo- I ; Ricken 1994, ch. 10. See Launay 1 980. Katz ( 198 1 , 1 34) terms Hclt. 2.2 'the c1assical testimony that captured the imagination of early modern Europeans', but adds that PsammetichuI' experiment 'was for moat early modern Engli9h scholars important but not conclu Mve empirical rvidence' . .. Compare Katz 1981, 1 3 5 who quotes a report on a French philo8ophical confer... ...... h66J) whe re it w.. argued that P.ammetichuI erred by uling two boys [,ic]. If • boy and IIIfI had been u.ed, the.e French thinke.. claimed, the girl would have .po ken fint, becaule of.omen'. facility for speech. U
3· Later Variations on P'atnmetichu.' Trial
101
Condill ac's expectations concerning the speech of i80lated radically fro� t�ose of Psammetichus. The E ch ild ren differ gyptian . language IS mnat�, while Condillac i. explaining king beheves that the grad�al � �Olutl0 nar� mventlOn or creation of language. Psammetlchus ISO l ated ch 11 dren are real, youngsters of his time and place, while C ondillac's imaginary ones live 'sometime after the deluge', that is, Noah's flood. Yet Condillac's two children-a pair
of isolated mfants who are used to explore or retrace the lint language--clearly owe a great deal to Herodotus. At the same time there are other influences at work. Condillac terms his Essoi a
supplement to John Locke's Essay on Human Unde,standing and Locke already uses the conduct of imaginary children on a desert
island as a basis for an argument.8• Condillac was also acquainted with several contemporary reports of feral children and these too may have inspi red his scenario of abandoned children.90 An earlier
writer, Bernard Mandeville ( 1 67crI733), also used an imaginary
'wild couple' in his hypothetical reconstruction of the origin of lan guage and it is likely that Condillac was acquainted with his work."
The primordial or 'savage pair' found in Mandeville's Fable of the
Bees ( 1 728) are without language but have no need of speech. They find it difficult to pronounce various sounds, because theiI tongues
are inflexible, and they express themselves with gestures and looks rather than speech. After many years spent together, the wild pair slowly communicate by means of sounds as well.
Their children
whose vocal organs are more flexible add further sounds (either
accidentally or deliberately) and subsequent generations continue to add to spoken language." It is worth noting that Mandeville's primordial couple are presented throughout as adults, rather than
isolated children, and they seem more a pagan version of Adarn and Eve than a variation on Psammetichus' children. Locke, actual �ral
children and Mandeville's imaginary wild pair. then. may all lie behind Condillac's children, but in view of the wide and sustained interest in Psamnll'tichus' experiment we can probably n ' 1 doubt not
but
If a ('olony of young children should
be placed in
where no fire was, they would certain"" neither hive an,' notion of such
assume
1ft isIMd
name for it, how gent"�al1y soever it w�s recei,'ed, an d k�"..-n all the work! besides,' J. Lodce, Esm,.. ( 'mlur"i"ll Human { lndtTStattdirtg ( 1 . 3. 1 1 ). '10 He writes in Co,moiuanus i. 4. lJ of a Lithuanian bear child; Me' Mehoa I,7'&, oudt. J�o.nd 80-1 for further referen",. to wild child..... in EaIich_ ...n.on 18 Rousstlu.
" See Schreyer
178 .
.. See Mande,·,IJe in K.ye ' 924.
ii. -14"10.
. ... ...
J. Psammetichus' Children
102
that Herodotus' tale was the chief source of inspiration." Already in 1 578, the doctor Laurent Joubert ( 1 52'}-83) interpreted the Egyptian king's experiment in a manner similar to Condillac's approach: he took bekos to mean that the children had created a new language. Joubert saw Psammetichus' children as a nuclear society of two and suggested that the youngsters invented a language of their own, out of necessity, just as Condillac's children will do later on." Joubert is one of several Renaissance scholars who recast the modal form of Psammetichus' experiment, analysing Herodotus' factual report, written in the past tense, by turning it into a hypo thetical trial written in conditional form."' We have enco untered
this
kind
of transformation-in
form
and
substance-from
reported account to thought experiment already in the Dissoi Logoi. Condillac's scenario using two imaginary children is composed along similar l ines and his youngsters are plainly intellectual descendants of Psammetichus' children.
Maupertuis, Rousseau, Smith, and Herder Condillac's ideas on the origin of language were extremely influ ential and later writers would return to his scenario of two isolated children." One such Enlightenment thinker was Pierre Maupertuis, the cosmopolitan president of the Berlin Academy from 1746 to 1 759· Maupertuis attempted to bring all humanist and scientific disciplines under one roof. He wrote a composition on the origin of language, but his version of the exposed children experi ment appears in his Lettre sur le progres des sciences ( 1 75 2), a wide ranging essay on the directions scientific research should take. Maupertuis first proposes that two or three children should be brought up in isolation so that philosophers can discover the world's original language, limited though it might be. He then suggests a second experiment where several societies of such children are formed, with each society composed of children whose parents U
An acquaintance with Psammetichus' experiment
is
widely attested i n the
learned writing! of Renaissance and early modern Europe; see in addition to the ref. erencn dted in n. I above, Launay 1980 (on 16th cent.); Katz 1981 (on 17th cent.); (;enette 1 99 5 . 367 n. 30. oa.. See L.unay 1980, 4 I J-14 . ., Me e.... 'M.is les enfll n u qui seroient en relic compaiR:nie, if est vraisemblablr q...e pour communlquer ensemble . . . il imposeroient des noms . . . I , See Demonet. LI""'Y '99) . ..p. ')� ; Launay 1 9110. 4 1 ) .1.0 has this quotation from loubett . .. Aarokff '98'. 148; Ricken ' 994. I ..., ; contT"t Schreyrr 1978. 17.
3· Later VariatiotU on P,ammetichu ,' Trial
·OJ speak widely differing la ��uage9. His intent was to lee whether th ere was. one or several orlglnal lang �ages. This trial would pt"ovide . information not only about the o rigin of languages, but about the themselve s, according ideas to Maupertuis.·' Ten yean of n rigi o later Samuel Formey , secret � ry of the Berlin Academy, will propose . a similar e xperiment, involVing two generations of isolated humal18. a dozen children of the same age are to be generation first the In iso lated, and cared for physically, but kept from any acquaintance with speech or the arts of civilization . . These children will grow, repro duce, and need to take care of their young. Fonney argues that such parents ofthe wild will not know how to feed their children, let alone invent a language." Rousseau was influenced by Condillac, both adapting and criti cizing his ideas." In his description of the beginnings of speech found in the Essay on the Origin of Languages, Rousseau also uses a primordial pair of sorts, but they are not an isolated couple left to fend for themselves in a barren place. The two are members of a larger society, a people who live in a fertile land with a mild climate. Rousseau pictures a young boy and girl meeting at the well and their first words 'aimez-moi' are, as we have seen, born out of pleasure, not need . 100 This loving young pair is not used by Rousseau to demonstrate later stages in the development of language. Adam Smith, in his ' Considerations Concerning the First Formation of Languages' ( 1 761), uses both savages and children when discussing the formation of language. He begins with the by now familiar scenario of 'two savages who had never been taught to speak, but had been bred up remote from the societies of men'.'" 9'1
Maupertuis's 1 7 5 2 Expenoences mitapltyrlqun. part of 8
largtr work entided
Lettre sur le progr" des sciences in (EutJres (Lyon. 17bB. repr. Olr... . 1965) li. �.JO.
1 83-4; Gnmsley 1 9 7 1 . 2 with n. 3 . e •, 'Review of the Principle �leans Employed to Disco\,er the Origin ofl..anguae�
See Aarsleff 1 982.
� des homaes)
of Ideas. and of Human Knowledge' (Reunion des princip.ux moyens pour dl'couvrir l'origine du iangage, des ide-es, et des connoissances
delivered in 1 762 and printed in hi, A nt;-E",ilt ( 1 763). See Stam 1970. 109 (an,h78 n. a8); Aarsleff 1982. 1 9 1-2. U See e.R:. Dis("Ouru (m In,quolit.\O i (Masters I96.t.. 1�1
146-7); see also Stam I �76. 80-2; Aarsleff 198,. I S()-7.
:=
St:arobinlki .""
I" Rousseau. HS.Wl\', (Ohs . 10- 1 1 . There is no such f.."QUple In RousseIu's odler out· line of the heginnin s of lanR:uage found in his Di.srotl�« abO\·"t, Sect. a.a.. 101 Smith in Rry(,t� l Q83. ZO,;; the 'Considerations' subsrquendy 1ppMI"t'd •.-
�
introd. '3-7 and 20.1 n. Mand.ville',
of Mortal Snlti-.. Smith
Fable .nd · C�ndill.c·. 1.
appendix to The Thenr\'
was
acqueiMe
wido
E� Shin .,76, 3s-..a aad ..,.. .....
104
3. Psammetichus ' Children
Smith does not mention the age or sex of these savages and does not put them through their paces in order to outline the origin of speech. They are there simply to point to the beginnings of language, for Smith is more interested in tracing the progression of language, once it has begun, and the development of the parts of speech. Here he turns to children, using the speech of modern children as evidence for the development of language long ago. The fact that a 'child that is just learning to speak, calls every person who comes to the house its papa or its mama', is for Smith an indication that primitive humans originally used the names of individuals for whole species, ,., while the fact that a 'child, speaking of itself, says, Billy walks, Billy sits, instead of I walk, I sit' shows that pronouns were a relatively late development.'·' Smith's savages are very shadowy figures, while his children live and speak in the here and now.'·' When he uses contemporary children to recreate the language of the past, Smith reminds us of Psammetichus, but unlike the king he does not experiment on these children in any way: he simply observes their everyday speech. Condillac also plays a part here, for Adam Smith uses the youngsters to trace the various stages of speech, just as Condillac does, even if Smith's children are not hypothetical beings of long ago. At first sight, thought experiments are much easier to perform than actual trials, but this is not always true in relation to Psammetichus-type trials. Paradoxically enough, the thought experimenters we have encountered are more actively involved with raising their imaginary children than the kings who make use of live youngsters. The royal experimenter simply isolates children and orders others to tend to their physical welfare, leaving them to their own devices for years on end. Those who perform trials in thought must take these hypothetical children through their paces, manoeuvring and manipulating them, in order to recreate or illu minate the processes by which humans first acquired language. In 101 Bryce 1983. ;104. Compare Adst. Physica 184"12-14: I(o.� TO. 110.,81Q 1'& �f." 7TpWTOY wpoomyoptttH, 1rQJ.'TQS TOtrs- &y8pa.� 1faT(pa.fj lCat 1A-1JTEpa.5 Tas yvvaiKRS- vaT*pOY Oi a,oplCn TOUTW .. i.tlTfPOIf. 10J See Smith In Bryce 1983, 2 1 9. Vico, Herder, and others also used children's speech at evidence for the development of lanjiCuBge in primitive man; see Danesi
1993. ch . J ••p. 65 If.; Berry 1974. ' 3 6 .
... Yet ther e wu an equivalence oharts, in the 1 8th-cent. view. bf'twef'n children .... lavor••• i.•. primitive people (of old}--se. '.R. 8erry '974, 1 36 ; Se.hreyer 1 984, JJ3-4;
S,mone 1998 . •06-8 and .e. further below. Sect. 5.'.
3 · Later Variatiom on Prammetichu.' Trial
'OS
complex scenarios, the children's progreal some of these must be mto adulthood. These descendants of Psarnmeti monitored well be very can demandin en g creatures, for even children chus' childr found in imaginary scenarios, need to be of the mind, children cared win�ing essay on the origin of language for. In his prize( I 77z), . , Herder attacks Condlllac s theoretical use of two children left to their own devices in the desert. Children such as these, Herder argues, must perish or turn into animals. How could they survive in the desert ? And how could they possibly be engaged in a mutual exchange from the first moment? 'Of all this I understand nothing'
�
Herder states as a refrain, after outlining each stage of Condi1lac' scenario. 'o, Herder, as we have seen, views language first and fore most as an act of cognition, and that must be why he has no use for a p rimeval pair of children stirring one another to speech. He uses a
single primordial figure instead. According to Herder, a single human invente d the first word and this word serves as an act of recognition (of a bleating lamb), rather than an act of communica tion. He adds, 'The savage, the hermit living alone in the forest,
would have had to invent language for himself, even though he has
never spoken it. It was an agreement of his soul with itself and so
necessary an agreement as it is necessary that man is man.' Herder does not think that post-diluvian isolated children or wolf children
can teach us anything about the origin of language, arguing that aberrations are poor guides to a species as a whole. I .. Yet it is pos
sible that Herder's bleating sheep-the phenomenon which stirs the
first man to speech-owes something to Herodotus' goats.'o,
Modern Versions of Psammetichus' Experiment There were many more discussions, analyses, and reworkings of Psammetichus' experiment in the eighteenth and nineteenth
cen
turies.108 In the twentieth century the influence of Psammetichus' children is most apparent in a variety of thought experiments con
ceived by modern researchers. In three recent works on linguistics
10' Herder in Gode 1q661 99-100. Herder is either unfair to Condillac or .... quainted with Part i of his ES.'Q}__ee Wells t987. 35�; Aanle« l9l\a. 1'1'"'106 Herder In Gode 1966, l 1 Q 8nd l a3 ff. . '" Cf. Trabant 1 996. 46: 'Herder's slory is comple�ly and expIicidy Adoaic._ hi. Lamb is of eou ..e nothin� .Ise than the Ago... o.i.' ,,, Se. e.g. Hew•• 1 976, 484�; Bont 1960, iii/. . 1 3 17; 1'161. 'ii/a. 1 +47 1764-5; Genette 1995. xxxvii. ") . and 367 n. 30; HlrriU
3. Psammetichus' Children
and the origin of language, the following three experiments are outlined. Picture two married couples who belong to the most highly advanced cul ture imaginable. Each of the four people have achieved the highest degree of intelligence possible with respect to all the other denizens of their cul_ ture. The four are in a boat in the middle of the ocean. Both of the females are pregnant. and it so happens that they give birth at exactly the same instant to two healthy babies. As soon as the babies see the light of the day, the four adults fall overboard and drown. This means that the neonate. who were born of the best possible 'genetic material' have not had any con� tact whatsoever with other human beings. Fortuitously. the boat reaches the shore of an island on which no other human being had set foot. The babies are mistaken as cubs by a pack of wolves. The wolves proceed to take the human neonates into their care and to nurture them as they would any cub. Untouched by human beings and culture, will these 'human' neonates develop speech spontaneously in the same way that they would develop a physical organ? Or would their progeny have to rein vent speech tabula rasa over many centuries of serendipitous happenstances ?IOq
Take an infant born to parents of completely homogeneous monolingual linguistic background going back . . . ten generations; remove the child at birth and place him/her with adoptive parents whose own language, and that of the entire surrounding community, is . . . completely unrelated to the language of the child' s biological parents and ancestors. Linguists will pre dict that the child will learn the language of his/her adoptive community as fast and as easily as slhe would have learned the language of the biological parents . 1 1 0 Take four families speaking four divergent a n d unrelated languages, leave them in a desert island with all the necessities of life, give them a basic lexi con of 200 words for most elementary things and actions and expect the development of a new natural language. ' "
All three of these hypothetical trials, were formulated i n the last dozen years in attempts to solve three different problems relating to original or first languages, and all have their roots in Herodotus' tale. There are many more such adaptations of Psammetichus' trial, in thought, by contemporary researchers. ' " IM Danesl 1993. Z-3, who refers to an unknown author of this hypothetical sce nano and terms the trial a paraphrase of one of the oldest and most ingenious ever imagined (clearly referring to Psammetichus' trial. which he discusges shortly there after). 1 10 Thomason ( 1 99 1 , 248--Q ) puts forward this thou�ht experiment, which ia tntended to test the rheory rhar children are genetically predisposed ro learn a specific lAnguage, nor jUtt language in general. 111 Nocentmi 1992, 469, referring to an experiment proposed by Bickerton and
�iY6n. H.e addl!l, 'unfortunarely the subjects refused the proJect . . . ' and rerms this kind. of trlMl a 'forbidden experimenr'. I11 See too Hewes 1976, 488: 'An imaginary PSBmmetichus experiment , uffecting
4 · Ancient Reactions to the EXPeriment 4.
A N C I E N T R E A C T I O N S TO T H E E X P E R I M EN T
s return t o the ancient world and Psammet In con clu sion, let u ichus' . ent. Herodotus , account of the experimen t per_ origin al exp erIm . " mmetlch us ImmedIat ely left its mark Upon Greek formed by Psa the story may deed, have been well known even before In ers. read H erodotus, for he recor s-and ridicules-an alternate version. seen above , Sect. I , may This varia nt verSIon, whIch as we have . stem from Hecataeus, states that the chIldren were raised by women . whose tongues were cut out It is interesting that more than one be involved: to perhaps it is the children's mothers said is an om w who care for the infants . These mute women surely breastfed the children and it is possible that they lived with the youngsters, form ing a fam ily of sorts. This version provides no natural explanation for the resul ts of the experiment: if there were no bleating goats where did the word 'bekos' come from? Psammetichus is also painted here in even darker hues, for the king cruelly deprives the women of the power of speech, in addition to using the children as experimental creatures .
�
Aristophanes provides evidence for the immediate popularity of Herodotus' tale. I n the Clouds (398), Aristophanes has Socrates coin the compound �'KKf(J'X'7V' 'babbling prelunar idiot', when referring to Strepsiades' primitive ways.II' The first half of this unique term, �'KKE, seems to be a reference to the word bekos of Psammetichus' experiment: ancient scholiasts who comment on Aristophanes' text link the bekke of the Clouds to the bekos of the linguistic experiment. This would mean that for Aristophanes' original audience the tale was quite notorious-the very half-word bekke suffices to hintat this story of primeval language. The scholiasts who explain Aristophanes' text proyide a series of variations on Herodotus' report. In their various accounts, different elements in the story are changed: the identity of the king who
an infant members of our spec ies (and eliminating their elders. while still penniaq the infants to survive and grow up) \,'ould obviously set hominids back. to �onc,
in spite of the superh cortical and yocal tract adaptations our ancestors have e"'oh� for us . ' Also H.w", I Q7/i, +93: ' J d oubt if the progenv of. hypothetical pair or If"l"P ofpresent day Homo saptens sapinu prorected from any contact Ytith an on,oinc t. iuage syste-m, would 1\'·tnH'nt speech in less than man�· thousand geMTarions. and the attainment of a. Restunl system might requirt' most ofthat rinw: 11) Sommer�tt"in 's translation ( 1 9S.J. 49 and 18a). The- S'f'COI'Mi htlf 01. dw word. it thought to be a v a ri ati on on tho .pith .. "PO"'��W>< meeni.., oIdK U- " -'
. 08
3 . Psammetichus' Children
performs the experiment, the number of children involved, the age when the children produce their first word, the caretakers who tend to the children, the world's original language, etc. In essence ,
though, none of these variant accounts is all that differen t from Herodotus' original story and all seem to stem from his History. ' " The perspective, too, remains the same: the chief problem to be
resolved in all these variant versions is the identity of the world 's first people. The question of the world's first language remains a side issue, a heuristic means of arriving at an answer to the main question. Indeed, there does not seem to be a single instance in c1as sical literature of an individual interested in the identity and nature of humankind's original language per se. We have seen that the linguistic thought experiment found in the
Dissoi Logoi is an early-and sceptical-reaction to Psammetichus' trial, refuting the idea that language is innate. In this sophistic text, probably composed some dozens of years after Herodotus' own work, the author is interested in the question of a first language, but his focus is different. The writer of the Dissoi Logoi discusses not the identity of the world's first language but the way in which language is first acquired. He argues that we learn language from the commu nity at large, without having any specific teachers of speech (6. 1 2). The identical claim appears in two slightly later dialogues of Plato as well, in the Protagoras (3 27e) and the Alcibiades ( I . 1 l 0d-I 1 raj. Both the sophist and the characters in Plato's two dialogues, Pro tagoras and Alcibiades, turn to language learning because of their interest in-what they argue is-a parallel question, the acquisition of virtue. Protagoras in Plato's Protagoras, Alcibiades in the
Alcibiades I, and the author of the Dissoi Logoi all point to the anal ogy between learning virtue and learning Greek: both, they claim, are acquired from earliest childhood, from the general community, with no one specific teacher responsible for the process. We learn language (and justice) without knowing who our teachers are. ' " The means by which virtue can be acquired-the question if virtue can be taught, and if so, by whom-was a much-debated issue
in the fifth and fourth centuries BCE. While the parallel inquiry
raised in these texts, that of language acquisition, may not have been equally compelling, these discussions indicate that the question was 1 1.
- Golden '995, I I -r a , 1 1 ' See further below, Sect. 4. ] .
See Vannicelli 1997. 2OC;-r:z for a convincing demonstration of this point and
4· Ancient Reactions to the ElCperi11lfflt
I"
time. " . The problem of h0.w children learn to speak aired at the ested �he .Greeks of the clasSical period and the anawer clearly Inter the Dwol Logo. and by the Platonic speakers is one that supp lied by d acc.ept, namely that children pick up speech from their we toO woul v t, w l thout consclO �s learning or a specific teacher. , n en iro nmen . us does I n hiS experiment i s t o remove metlch Psam at the en Wh surro the � nding society, from which children nonnally vironment, . e The kIng then expects to hear the world's first-and learn languag What would the author of the Disroi Logoi and innate-lan guage. Protagoras and Alcibiades expect to hear rom the Platonic children? If they are consistent in expecting lan Psammeti chus'
{
one's surroundings, they should expect silence, guage to come from no speech, and bleating (or bekos) sounds, if tile hear ren child he ift children are exposed to goats.
After perfo rming his experiment Psammetichus concludes that Phrygian was the world's first language, while Egyptian was the
second . We do not know on what basis--other than national pride
the king decides that his own language must have been second. Nor do we have indication as to how (or in what order) other, additional languages arose. In any event, according to Herodotus' story, at
best, Greek can only be the world's third oldest language.'" In the Dissoi Logoi experiment the primacy and uniqueness of the Greek
language are also far from apparent. When the author of the Dissoi
Logoi notes that a Persian baby can learn Greek with the same ease as a Greek infant, while a Greek child loses his Greek speech by being transported to Persia, he seems to do away with the usual
qualitative distinction made by the Greeks between their language . and barbarian tongues The thought experiment proposed by the sophist indicates that there is no essential difference between (leam
ing) Greek and Persian: both are simply different human languages spoken in different places. Elsewhere in his work (ch. 2) the autho£ stresses the relative value of customs and practices, and points out that what is considered seemly by one ethnic group is considered
the 11. See Hardson IQQR. tt"xt near n. I S I , who finds in Herodorus' discussion of ..Iationship of lan�ua�es and Psammetichus experiment 'th half--7· CT)....I men� �. •ignificant role p layed hy ·mother".', hut notes th.t sp«:ial child-
'" See
e
not found i n every I,:ulturc. ' 11. Pact L1oyd ( 976. � a nd cf. Harrison 1998, text near nn. I �I . ...... poiDb 0111 that in the ('r�tyl"'; \425--•• 600 ; cf. ... d) _ barborian ... _ ... . M older th.n Groek.
1 10
3. Psammetichus ' Children
inappropriate by another. Thus-to cite one of his more sensational examples-the Scythians find scalping one's dead enemy and drink_ ing wine from a cup made from his skull perfectly respecta ble, while Greeks would not be seen in the company of such a person (Diss()j
Logoi 2. 1 3 ). This sophistic author is eager to point to the two sid es
to every question in his Twofold Arguments, and his hypoth etical linguistic trial leads to the conclusion that languages-like customs -are in essence conventional, the product of one's society. This does not necessarily mean that all customs and all languages are of equal worth, but such arguments do set specific practices-and individual tongues-in a wider comparative perspective. Psammetichus' trial left its impression on Romans as well. Quintilian refers to the experiment when he argues that speech is learned through the ear, so that infants raised in solitude could not have acquired the faculty of speech. Propter quod infantes a mutis nutricibus iussu regum in solitudine educati, etiam si verba quaedam emisisse traduntur, tamen loquendi facultate caruerunt ( 1 0. 1 . 10). Here Quintilian describes the experiment rather loosely, without mentioning either Herodotus or Psammetichus, but simply the directives of kings. He also allows the children the command of sev eral words
(verba quaedam), rather thanjust one, even when denying
them any real form of speech. The phrase mutis nutricibus is ambigu ous, for it may refer either to the inarticulate goats or to the mute wet-nurses and we cannot be sure which version of the experiment Quintilian is referring to here--he may have remembered the passage from Herodotus only vaguely. We have seen that various thinkers envisioned the world's first lan guage in very different ways. In the eyes of some, this primeval tongue was a language of harmony shared by a wide variety of crea tures. Others imagined an Adamic language where words reflect the essence of the objects they denote. 1 1 9 On the other end of the scale we find primeval language depicted as a primitive and undeveloped
form of speech. Virtually all the later European thinkers whom we have looked at see language as developing slowly from simple begin nings, with the original language a simple and limited form of com
munication. That is why children are used by these thinkers to I'" Or thIS early language, if not actua11y Adamic. was thought to be well formed . Itructunlly regular, and capable of expressinR: the highest concepts, 'dS in Friedrich SchleJ(el', depiction of Sanskrir-see Morpurgo Davies 1998, 68-q.
4 . A ncient Reactions to the E%peT;�nt
�
III
ct the eginnings of speech: if language was originally reconstru . . prI mltlVe, chddhke human beings of a fairly limited develo ped by ch ildren can help reconstruct their ways. Psammetichus' men tal ity, hould be noted, have a different role: they simply repro ch ildren, it s worl d' s first language with no hint of the way that language e th e uc d We shall see below, Sect. 5.2, that in Herodotus' came to be. r , foreign languages are generally fashioned in accordance
Histo y them . Yet Phrygian, as a primordial language, with those who speak inte restmg or revealing: Herodotus does not character is not at all uage in any way and it seems to be simply an ordinary ize the lang e of ordinary civilized people . We should perhaps tongu ed civiliz this that in Herodotus' view, the world's first people conclude from were cultured, but essentially ordinary. The most outstanding qual ity of Phrygian , humankind's original language, is a negative one, belying expectations: the world's first language is not Egyptian and primeval form of speech. it is not a particul arlY In conclusion, Psammetichus' experiment is a complex, para doxical affair . On one level, the experiment was a huge failure. The
reaso ning un derlying the king's trial is absurd and his alleged results are incredible . If the experiment ever took place, the king himself mus t have been sorely disappointed by its results and the
youngsters he used may have never recovered from the experience. Yet, on a deeper level, the level of conjectural or philosophical history, Herodotus' tale could not have been more significant. Fewer individuals have left a stronger mark on the history of
linguistic thought than Psammetichus and his children.
4
The Invention of Language
Who invented language? I n ancient accounts of the age of Kronos language is taken for granted, with human speech simply present from the very start of that ideal time. Very little attention is paid in tales of the golden age to the beginnings of the primeval human beings who live in close communion with the gods, and even less notice is given to the origins of their speech. I This is not true of the chief alternative model used by the Greeks to describe the original state of humankind, that of primitive men who originally resemble animals and subsequently acquire the arts of civilization.' Accounts of human progress are an important source for speculation on the origin of language, since speech is often-but not always-included
as
a significant step in the acquisition of civilization. In such
progress accounts we encounter primeval men before they have developed into civilized, speaking human beings. We accompany these beastlike creatures as they develop into full-fledged, articulate human beings, and observe, at times, how they acquire language after a period of initial speechlessness. I f in the golden age we know only of the possession of speech, in progress accounts we learn of the acquisition of language. There is often a before and an after, a pre linguistic and post-linguistic stage, in narratives telling of man's
progressive ascent from lowly beginnings. Consequently, when looking at the varied accounts which tell of humankind's primitive, primeval state and the subsequent establishment of civilization, we can ask a whole series of questions relating to the origin of language, 1
See above. Ch. z, passim.
, U xkull-Gyllenband 1924;
Lovejoy and Boas
'935; Havelock 1 957; Guthrie 1957
..p. ch. 5. and 1969, iii. 6<>-8, 7
1 97 3 ; Conacher 1 980, 8z--(I7; Blundell 1 986, esp. ch. 7. al1 discuss ancient theories of progren. Gatz 1967. 1 44-6 presents a salutary warning about di$ltingulshing too sharpl y between these two models-a descent from a golden a�e and an ascent towards civilization-and note! that a whole series of ancient writers make use of both approachel in different writings; see too B1undell J 986, 1 05-6.
I.
113 questions which were not relevant t o golden age accounts. W.. a god, a man, or a group of men the source of human speech ? Wh' h of the arts and techniques of civilization preceded the acquisition f language and which came after speech? Was language acquired all at once or only gradually, in stages? Where did words come from? In this chapter we shall look at the wide spectrum of answers given to these questions, answers found in a variety of ancient narratives telling of the development of human civilization and speech. Ancient pro gress narratives are presented in rather different fo rms. There are Kulturgeschichte texts, offering a hypothetical 'historical' recons truction of the life of early man. These analyses of cultural progress, which present a logical, connected account of man 's movement towards civilized life, can include a description of the development of language.' Elsewhere, we find catalogues of inventions or achievements which led to the improvement of man'. lot. Such lists do not offer a connected or comprehensive history of civilization , but at times the very order in which human achieve ments are enumerated can be illuminating.' Here too we sometimes find reference to the invention or acquisition of language. We shall see that discussions of the beginnings of language can also be found in other contexts, having little to do with the rise of civilization. The following survey of ancient sources telling of the invention of language is thematic, rather than chronological.
Gods as Inventors of Language
':
I.
G O D S A S I NV E N T O R S O F LANGUAGB
The inventors of Ianguage are said to be either gods, individual men, or groups of men. The simplest hypothesis, perhaps, is that a god invented language and granted speech to men. If language is attri buted to a divine source, the questions of why or how speech came about need not arise. A god can grant language easily, to all human beings, and such a welcome gift does not have to be examined QC explained. ' Which ancient sources actually state that speec h is a gift of the gods? At first sight, we might expect our earliest texts to staR
, S..,Cole 1967, I-I .l and 48-50 on the different kinds of progress nornti-. Gau 1967, 230-1 has a vast C'ompf'ndiumofancient referenC"eS toprimirivt' Nl'fy1'lleft--M!t: hi. lla. 5-6. Blundell 1 986, 1 2 9 n. 2 has . list ofp",-Socraric cultuRl hiotorios. ..... Cole 1967. 50--6 \ist� later BC'C'Qunts . • Compare Col<' I Q67, 50 n. 8 with Conacher 1Q80. 86 (and pos.r;..). . , " • S.., AlIen 1948, 3 7 : 'The theory of . divine origin rep.-ts a - ...!tvel of thoullht . . . " int" It calls for no inr.lIKtual speculation:
,
114
4 . The Invention of Language
that a god invented and gave language to men. The idea of gods 8S givers of arts goes back to Homer, but in Homer arts are given by deities to specific individuals or to limited groups. Athen a, for example, grants good sense and skill in weaving to Penelope and to
the Phaeacian women." It is only in later, post-Homeric sources that we find gods both inventing various arts and transmitting these dis coveries to humankind as a whole. In the Homeric hymns, for instance, Hermes invents a lyre, while Hephaestus and Athena teach men to build houses so that they will not live like animals in caves. ' I n Homer, humans, of course, already possess language,
a
mortal form of speech, and no mention is made of its source. We do know that this language differs from that of the gods.' There are sev eral instances in Homer of gods granting language and implanting speech in mute, non-human individuals, but these deities do not actually invent language. They grant specific creatures the power of speech, giving them the ability to use a language already created. We have seen that Hera endows Achilles' immortal horse Xanthus with
articulate speech (Iliad 1 9. 404- 1 8; see above, Sect. 1 .4). The mas ter craftsman Hephaestus grants a human voice
(avS�) to his golden
mechanical handmaidens (Il. 1 8 . 4 1 9). The power of speech makes these subordinate women more efficient instruments, voiced or speaking tools.' Here we are reminded of a mortal craftsman whose statues are said to speak, Daedalus. Euripides' Hecuba wishes that she could be a statue fashioned by Daedalus with every part of her capable of speech; Daedalus' speaking statues are found in comedy as welL 'o This legendary human sculptor, like Hephaestus and Hera, does not invent language or bestow it on mankind; at best, he grants the power of speech to inanimate objects. In Hesiod, as we have seen, two gods, Hephaestus and Hermes, endow Pandora with human language. Hephaestus places human speech inside her Od. 2 . J J �I7; 7. n o- n , , Hymn 1 0 He""", 39"-54; Hymn 10 Hephaeslu, '-7. Se e too Pindar, Pylh. 1 2 . 6 ff.; Ae9Ch yl ua, PV 44zff.; Eur. Suppi. J94 ff.-the two tragedies are discussed below. F unh er texts are ci.ed by Kleingjjnther 1933, z6-39 and O'Brien 1967, 58-<1 wi.h n. 6. • For a discussion ofthe language ofthe gods in Homer. see above, Sect. 2 . 3 . • Compare the animals that are like speaking creatures (woiO'U' EOtKtJ-ra. 4wY�"t1w (Tlt.o,. 584) wh i c h Hephaestus fash io ns on Pandora', golden tiara. Athena and HephaeatuI are also said to have built gold statues which sang (Pin dar. Paean 8. 70-1). .. Eur. Hie. 836-40 (wi.h E); Pla.o Comicul fr . 304 Ko-A. See Ka..ell 1983; Morri. 1992, 220ft'.; Steiner aoo l . 143-3. •
I.
Gods as Inventors of Language
115
Hermes gives Pandora a voice (�v) together with (aVO�v), whil � . deceitful tales. This seems to be a new, specifically human lies an d devised b y the gods (Erga 6I ff.; see above, Sect. Z. 3). language
Hermes fact, the god most often credited with the invention of HerIDes is, in As the messenger god, he is frequently associated with language. ication, and inter."�etation. Hermes is found on speech , commu� pi votmg doors, and IS mstrumental in relating inside thresholds and giving external voice to internal thought. He and outsid e, including the tongue in sacrifices. 1 1 Hermes' very name is used is also offered the words for speech, for tpJ.l.TJvE{a means the expres to form one of s by words." A 'leader of speech, ruler of wise voice'. ought sion ofth and the 'interpreter of logos to mortals', Hermes is a master of com munication who is also an expert in devious, persuasive speech." The god not only equips Hesiod's Pandora with lies and deceit; he uses duplicity in his own affairs as well. In the Homeric Hymn to
Hermes
the very young Hermes first lies to Zeus about stealing
Apollo's cattle and then persuades Zeus to allot him a place among
the gods. The two brothers Apollo and Hermes are both gods of communication, but are characterized very differently: 'Hennes the mediator and the man of wiles, Apollo the utterer of truth that sped unerringly towards its mark like the flight of an arrow.'"
What of Hermes as an inventor of speech? It is possible that
Plato's Socrates refers to this accomplishment of the god in the
playful etymology he finds for Hermes' name in the Cratyiw (40?e-" 408b). Socrates first characterizes Hermes as someone whose
activities all deal with speech: he is an interpreter, a messenger. a deceiver, etc. Socrates then derives 'EpJ.l.�5"-Or the god's alleged
original name Elp<J.l.TJ,-from the words " pEw (to speak) and E,..,.,.....
(or TO ,ipm 'J.l.�(J(lro). It is worth noting, incidentally, that it is the namesetter or � of
(devised), since Hermes devised speech
U See Gambarara 1989. esp. 8
!la). n See •.g.Xen. MmI. 4 . 1 . 1 2 and the further ",��in SedleY I97l, 60. n y),Q,u"')S .jy'l'o...ja ao4.>l< 16"".opo � (Nonnus, Diotryr. a6. � ...... ""'i.. w".;tro (Orphie Hy"," .8. 4). If Zaidman and Pant.1 19Q4. 1 96-7. � too Detien"" anct V..- .97I. .'; 0a,. 1989, 1 10- 11 .
1 16
4. TIu IrtVention of Language
the Cratylus who is said to have given Hermes his suitable name: if Hermes had invented language we would have expected the god to have named himself. Etymologies aside, Socrates of the Cratylw rejects the idea of tracing first names to the gods, seeing this as too easy a solution to the aporia of the source of (correct) first words. Socrates compares resorting to the gods when dealing with the ori gin of earliest words to the tragedians' use of a deus ex machina to resolve their difficulties (425d)." I t is probably only later, from the first century BCE onwards , that Hermes is presented as an inventor of language, presumably as a result of the syncretistic identification of the god with the Egyptian deity Theuth. ,. Diodorus Siculus provides evidence for Hermes as an inventor of language . I n the first book of his Bibliotheca ( I . IQ fr.) , Diodorus narrates the mythical history of early Egypt, where man's accomplishments are not the result of a gradual process, but follow from a series of specific inventions by individual inventors. These outstanding inventors are subsequently granted immortality as a reward for their wisdom and service to humanity, according to Diodorus' euhemeristic account; several become kings of Egypt. The originally mortal Hephaestus for instance, discovered how to keep a fire going, and became Egypt's first king. Osiris, the third ruler, caused men to stop their cannibalism and during his reign, Hermes introduced language, writing, music, astronomy. Here it is plain that Hermes is identified with the Egyptian god Thoth or Theuth, who is credited with the invention of writing, the develop ment of language, mathematical calculations, and the division of the calendar. ' 7 Diodorus tells us that the common language was first articulated by Hermes and many nameless objects gained a name; he also states plainly that Hermes invented writing." Most scholars understand I 1 Socrates' partner in the dialogue, Cratylus. believes in a namegiver who assigns
philosophically sound names which reveal essences and this leads him to postulate a divine inventor of words (C1at. 438c}--see below, Sect. 5. Elsewhere in the dialogue (397c) Socrates himself allows the possibility that some words originated with a superhuman power; see Baxter 1992, 42-3 .
•• Sce Gambarara 1989. 89'-91 (with notes on 96) and the further references there.
" S•• Ploto, Phaedru, '74c-
writing Ind several other things, but not language; see further below, Sect. 2. Bunon
197z, 77-9 brings Borne relevant Egyptian !lources on Theuth's inventions. Cicero
(Ow Natura DeorNrfI J. 56) points to Herme8' identification with Theuth and men�
!"'� yelp �O�OL' ",pliJTOII �� T�"
"f. IIrO&vr)... 8uU,(JC1'OIl atap8piU9.qIlB' lIro.t tro"\"\d. T(iW "�I' T( f.U�f1UI 1'WY ypappa.'f'wv YEvlo:8a.1 Diad. I . 1 6.
tMHui hi. invention of laws and letters. 11
d....."" ." "", 1'UXfW "pomrrop{a.�,
I.
U7
Gods a. /1IVmtor, of LanlfUQge
reference to a common language and the coininc of Diodorus'mean that t�e g�d invente� language as well, but this point names to. Elsewhere In hIs work, Dlodorus refers again to the tradi is moot. Hermes invente� words and speech, only to reject the that n tio Horace, too, describes eloquent Hermes, who m.'o c1ai guage as a means of civilizing primitive humans." brings lan Some of the strongest bits of evidence for the ancient view of Hermes as an inventor oflan�uage are negative. Philodemus, appar ently criticizing the Stoic Dlogenes of Babylon, states that no pious person (ovS•• ,u(J',B�,) believes that Hermes invented speech." The second-century Epicurean, Diogenes of Oenoanda, argues in his long philosophical inscription that the arts are not a gift from the gods, but the product of men's needs and experience over time. Diogenes denies Athena any part in the invention of houses and clothing, and dismisses the hypothesis that Hermes taught the first words to earliest men, calling this view patent nonsense (1I'£p�..;,s yap au-rT] y. aoo.\",xta fr. 1 2 Smith). The fact that Diogenes finds it necessary to ridicule the idea in such strong language probably indi cates that this characterization of Hermes as the inventor of lan guage was still popular in his time." (We shall see below, Sect. S, that Diogenes then goes on to attack the hypothesis that there single human creator oflanguage.) It is worth noting that in of these texts-with the possible exception of Diodorus 1 6--<\0 hear anything of the process of formulating or transmitting lan guage: it is simply a gift from Hermes. In one further source Hermes does not invent a single language, but divides languages among men. According to Hyginus (FfIINla I
,
CE
was a
I.
none
we
" Co)e(1967, 101h), 1 8 5 with n. 26) argues forcefully that in this passoge Hermos does not invent or articulate language per se. \\"h at he does do, according to CoIe. is create a common koi" e for the Egyptians, who already have many dialects, and t..J::I*IICi their vocabulary by coinln� new words for objects which have no designation.. 20 Diod. S. 75; compare too I. 43. 6: the Egyptian priests say that Hermes was me inventor of the arts a n d technolog)·. For marC' o f Hermes' in,'enrions and dlsc:ovt:ries.. see the sources cited by Thraede 1962, 1 196 and 1>20"'1 and the discuoaioG .. Kleingiinther 1933. 29-3 1 .
11 Mereuri, Jacundt ntpos A tlantis qui ferol nJtMs 1Ia.i... ,.".,.. tie« Jw-IIi 10. 1-3); compare too O"id's r�working of Ho....,.,', ,tan&& (Fm'. 5. 66s-1). In the Satires ( I . 3. 99 11". ), Horace describes human ... de.-eiopu., I...,... _ .... own; see below, Sect. J. U Phi)odemus, D. Mw;cQ i,·. p. 105 Kemke = SVFiii. fr,90.pp. a3.-s(Dioee of Blby)on).
(Od.. I .
U See too Antho/.,la Lat;"" • . 15.8 (=C._. B,q. 1 5a1). wiMR tt... io termed the inventor of money and ginr of ape«h Iwri ...... .c ....... ...... """
the further ref�..nce. cited by Ni.Mt and Hllbb.rd
'970- "H·
1 18
4. Th� ImJerltjon of Language
1 43), men originally lived without towns and laws under the rule of J upiter, speaking a single language (una lingua loquentes) . Mercury then divided languages among the nations and discord arose. Perhaps we should understand here that Hermes first devises these various languages and then distributes them to men." Euripides ' Supplices Hermes is not the only god credited with the invention of language. In Euripides' Supplices, an anonymous god is said to have given humans speech. In this tragedy, Theseus delivers a speech (201-13) in which he describes primitive man's ascent from beastlike begin nings to civilized life. Theseus' account is one of a series of passages telling of man ' s cultural development found in fifth- and fourth century Greek literature. These accounts of human progress-in the Pramelheus Vinetus, Sophocles' Antigone, Gorgias' Pa/amedes, the Hippocratic tract On A ncient Medicine , Plato's Protagoras, etc._re thought to reflect sophistic ideas in circulation at the time. In all these narratives, primeval man is said to have originally lived an animal-like existence, gradually improving his lot: there is no decline from a golden age. In some of these writings, humans are responsible for their own progress, while in others, as in the Supplices, it is a god who enables men to acquire the arts of civiliza tion. In Euripides' play, Theseus credits an unidentified deity with establishing order for confused and brutish early humans: alvw 8 J O� -I]11-'v �lOTOII lK 1T€rpVPI1-'VOV Kal. 8TJpLl.u8ovr; 8�(iJll 8Lf:aTa811-�aaTO
I praise the god who brought order to our life from a confused and beasdike state. (Eur. Suppl. ZOI-Z)" The adjectives used here to describe the life of primitive man,
"£t$vpp.tvo, and OT}p,';'ST}S, confused and beastlike, are key words, 14· Gatz: 1967. r6:z. notes the likely inAuence of the biblical tale of the Tower of Babel here; see too Rose's comments ad loc. in his edition of the Fabulae and see too below, Sect. 2. on Phoroneus. It In some anthropogonie�.g. Archelaus DK 60 A4--early men are barely dis tinguished from animals; see further Blundell 1996, 79-80. 0' Brien t 9RS argues per luaaivrly that the doctrin� of man's moral and primeval brutishness can be traced no earlier than this very passage of the Supplires and that ideas about man's primitive MJlinnings first circulated in the third quart�r of the 5th cent. There are, however, earlier. 6th cent. references to man's prOR'ress-most notably Xenophanes fr. 1 8..et the di.cov�rie8 made b y men i n the history of civili28tion; see too the references collected by O'Brien 1 967. 5�b; KleinlJunther 1933, 21>-<). For general discu..ion. of theM' prolJre•• p...ugea see the biblioRraphy cited in n. :z. above.
�
I.
Gods as Inventon of LanlflUlge
1 1,
:
ot er p �og�ess ccounts. These word., along wida recurring in adjectIve �T�ICTOS, disorderly, may h ave been another favourite first descriptIon very of the animal-like existence found in the of produced by a Greek thinker, and then been used time early man catchphrases, m subsequent depictions of primev and again, as al passage from the Supplices , a god is responsible men .'· In our fOt" granting the arts of ci� ilized life, including speech, to men, but the . S nonetheless presen ted as a serie8 of progres civilization he br10gs I ments. The arts granted by Theseus' god are described velop de sive in an asc ending order of sorts-intelligence, language, agriculture
houses, navigation, commerce, divination--and such an order � more commonly associated with narratives in which it is human
beings who gradually develop civilization by themselve8 ." The very first act of Theseus' beneficent god is to grant humao beings intel ligence; next comes speech. In Euripides' words:
ErTa 8' aYYEAov 8065".
1TPWTOV JLEV £v9£is- �vE"af.v, yAwaaav Aoywv
First he implanted in us intelligence, then gave us speech, words' m_ ger, so that we might understand discourse. (:0103-4)
These brief lines encompass a great deal more than a declaration
that language is
a
gift from a deity, the kind of statement we have
already encountered in relation to Hermes. Here we find traces of an
interest in the process of language development. The god's first gift to men is intelligence
(."punov p.€v €v8.ls O"W
thought precedes
language and is a prerequisite for speech." Next, speech allows us to communicate our thoughts to others in words
y).wO"O"av .l.6ywv Sou,).
« [Ta 8' ayyEAo.
Intelligence then comes into play again, so that
we understand what is spoken
(WO"T' y'YVWo"K£
tragic hero tells us that speech originated with a god, his description 16
For 1wlwpfJ-IvOf; see Lammli 1962. i. 63 fr. and the p.� cited by
Oierauet
1977,29 n. 24. For 81'/PH�S"l!> see the references in O'Brien 1985. 265 n. S and DienueI1977• •8 n. 17. Da"i.. 1989. 1 8- 1 9 with n. 5 brings further uses of._.
See Conacher 1980, 88-Qo esp . n. 1 6 . Commentators note a s.imilar link between speech .bsence in t>.asts-i n Euripid ..• Tro. (67'-Z): ""; a,
la
and inteniae� ita •• " fw
..... .,; "".w&< �
lott T' tlXP1}<7TOV rfJ <j,tl(1Et rE �E{",ETa( (Ye-t an animal i s ,"oiceless by n.tu.ft:� .... . i� nature). �xC!'nmt analysis .. .. n For this interprNlItl0n of Sup!>l. 203-4 st'e Coll.ni's COIIIment.ry a d loc. (")75. ii . • 63). Collard righdy stresses thot the two linoo __ 0 rounded unit. 'lntelliR
intelligence and wantin� in
niClte thought in word$.: th� process in novene allows <-
t
'IF 01 .... .
130
4. The I1f'Ve1Ition of Language
nonetheless includes a rudimentary attempt to analyse what lies behind language and to trace the relation between thought and speech. This brief analysis may well owe something to sop histic ideas on the subject. '0 Prometheus In another fifth-century tragedy, the Prometheus Vinetus, we again find a god credited with granting a series of inventions and capaci ties to humans. ( It does not much matter for our purposes if Aeschylus is the author of the play, for even those who deny authen ticity generally assign the tragedy a date in the 440S or 430S, a date even earlier than that of the Suppliees.)" I n two linked speeches (443-7 I , 47&--506), Prometheus describes the series of discover ies and teehnai which he has freely presented to man. There are significant parallels between Prometheus' account of the rise of civilization in the P V and that of Theseus in the Suppliants. Both passages begin with a description of primitive man's sorry state, both present their catalogues of gifts in an ascending order, moving from humans' elementary physical needs to more sophisticated activities, and both include some of the same arts-farming, archi tecture, navigation, and divination-among these gifts." The author of the P V describes primitive man's original, pre-civilized state in some detail. His hero Prometheus portrays early humans as dreamlike creatures who confuse everything at random (tq,vp av £1K'f/ 1TQ.V'Ta P V 448-50). They are witless (V7J1T,aV� civ'To.� 443) and without judgement (a'Tfp YVWI-'7J� 456)," and as with the deity of the Suppliees, Prometheus' first gift to them is intelligence. The god gives them sense and makes them the master of their minds (tvvav, tlJ7)Ka Kal q,puwv 11T7)�6).av, 444). The second gift found in the Supplices is language, and while we are not actually told that Prometheus goes on to grant humans ,. See Gatz 1 967, 149. J I For the problem of the date and authenticity of the P V see e.g. the useful survey in Conacher 1980, 1 41-"J4; see too the brjef disc uss io n with further bibliography in Griffirh 1 98 3 . 3 1-5. The Supplices is usually d ared to the 420S; see Cona rd 1975, i. S-14. U Sce the useful deta i le d comparison of the two passages in Conacher 1980, 88-Qo. H CIIY ( 1 98q, 1 14-16) notes that in the Hymn to HeNrIes the younJit Herrnts encounters a 91ow-witted old man (lines 92-3), who seem� to represent a pri mitive
ph� .of humin existence, pre.aRricuJtural and pre�politica);
the hymn's old man is remlnlacent of the early, uncomprehendinfi{ humans of the PV.
I.
Gods as Inventor, of Language
J:a.
implied by our text. The confused and witleM sp eech, this is early ainly seem to lack language before Promethe humans cert taka wing. They do not make proper use of thei his them under ey ee or . . out · vam an d h�ar wIth listening (K>'60VT(s 00..ears; they loo k. In expressI latter thiS On seems to imply that they d �KOVO� 44 8) ; comprehend speech. J4 If Prometheus does not explicitly ata he gave humans language, he does ten of his gift of two more advanced skins which are associated with--.md certainly require language, the arts of number and writing.
:-
:=
Kat p.�v cip,8p.ov� l�oxo� oofJ,op.aT'JW, ;.t71upoV av-rois, ypapop.a.f'WIJ TE (JVV8EOEtS' J.'v�J.'''fJv Q.7TaV'TWv.. J.l.OUaop.�TOp' ;pyaV'J7V And indeed I discovered for them number, outstanding among subtle . devices and the combmmg of letters as a means of remembering all thing. , the Muses' mother, skilled in craft. (PV 45�I)
The god's gift of language is, it seems, 'disguised' in these sub sidiary skiIIs." Prometheus is, of course, a god, a beneficent deity who grants mankind a variety of arts as gifts, and that is an import ant feature of the PV as a whole. At the same time the detailed cata logue of his beneficial inventions is presented in a way not wholly suitable to the god. For one thing, elsewhere in the play, Pro metheus is first and foremost the bringer of fire. The fire he steals and conveys to men has a threefold role; it is an actual physical gift, the source of further technology, and a symbol for an the arts. '· Yet Prometheus fails to mention fire--and technologies based on fire in his speech on the gifts he grants mankind. (In fact, a great deal more is missing from this list of technai; the god ignores the social and political arts as welL) A second point worth noting is that Prometheus' catalogue of inventions is arranged on a graded, evolu tionary scale, and consequently resembles progress accounts in which it is humans who gradually and successively discover the arts of civilization to meet their changing and increasingly sophisticated
J4 The expression in lines 447-8 /3Anrovr�s i/3A.«rOff ,",nr". I(� .... ...... is apparently proverbial-see G riffirh's note Id loe. (1983. 16s)--4>utthe voriocioa '" the verb in tine 448 ","\i"OJ'TfS" olil( q�_�I.!.Or compid� words . See Dierauer lQ77. 3 2 n . 4 (and compare 4 0 n . s)· " Thus Conard IQ75. ii. 1 6 , (Id S,,/>p/. 2C3-41: .... H.veioc* "'51. 51 '"'" , that ta....... . _ ...... Gontinelta 1961. 79 n. 1 . Kahn I Q8 1 . 103 s"",,,15 btcause it does not con�titute- a trt"". .. See PV 1 1 <>-1 1 . '53-4. 6 n- t J : O'Br;�n 1 967. 60-4·
4. The blVnltion of Language
needs. When the god states at the end of his speech 1Taaa, T'XVIU �poTo,a,v l" I1po,.."e'w� (P V 506), we are meant to remember that his
name means 'forethought' and appreciate the play on words: all the arts come to mankind not so much from Prometheus as from (human) forethought and intelligence. Indeed, from the l ate fifth
century onwards, Prometheus often serves as a symbol of human intelligence, inventiveness, and ingenuity. J7 It is not unlikely, then,
that the catalogue of Promethean gifts in this section of the PV is
modelled upon descriptions of human discoveries and inventions made over the course of time.
2. CULTURE H E R O E S A N D F I R S T M E N : P A LA M ED E S , THEUTH, AND PHORONEUS
Here i t is worth comparing Prometheus, the divine hero, with a human 1TpWTOS EVPET1}S, Palamedes. Palamedes is described as inventor from at least the sixth century
BeE
an
onwards: Stesichorus
already knows him as an inventor of letters." He is no less a culture hero than Prometheus in classical Greek literature, and the two resemble one another in their resourcefulness and inventiveness." Both Palamedes and Prometheus are credited with some of the same discoveries and inventions, most notably numeracy and writing.'· Scholiasts commenting on our speech from the PV state that Aeschylus assigns Prometheus' inventions to Palamedes as well. Palamedes may well have learned these things from Prometheus, the scholiasts add." Modern scholars tend to view the relationship between the two great inventors the other way around and argue that it is likely that the author of the Prometheus Bound made use of " See Conacher '980,4<;-5 1 ; Griffith 1983, 166--] (ad 450-506), 177-8 (ad 506); O'Brien 1967, 60-4. u .E"M'Ja{x.opo� . . . TO,.. ITa.AalL�&r]1I k"� (VfJT/"lvaL [se. Ta. O'TOtXEi'a] (PMG 2 1 3). J9 For the relation between the figures of the two culture heroes, Prometheus and Pal.medes, see O'Brien 1967, 60-4; Thr.ede 1962, 1 1 98-Q. Kleingiinther ('933, .8 and 8:l) contends that Palamedes first became known as an inventor in 7th cent. Argos and wo originally known for his in\'enuon of weights and measures. Phillips 1957 suggests tha t the figure of Palamedes stands for Minoan arts which were inherited and developed by the M ycenaean Greeks. to For Palamedes' in .... entions see e.g. Gorg. Pal. 30, Alcidam. Ulix. aa, and the further references cited by Wuat 1941, 1505-8. 4 1 See in particular Aeschylus, Palamtd,1 fr. I82a I I I Radt (transmitted as a lCholioft on the invention of number at PV 459 ,l(a& J-LW o.p48J-LOll , , .): I(a, JATJlI Tav,.'1" �JI .'".OlJ' ntJAo.�¥TJ 1rpoai}t/J•., [sc. Aelchylu81' taws S4 KUx4!i'"OS' J,ro TO" Ilpop.'f]fJlws IJ-LfJ9. ,...nu .
2.
Culture Heroel and FirJt Mm
III
by Palamedes in which the human hero enumera..... !... a speech � �.. 1.. � entl Ons . " d mv discoveries an a Palamedes tragedy underlines the A fragment from raern ween Prometheus and Palamedea. The hero tella how blances bet to the Greeks by order introducing them to the he b rought UIe
number.
of
['!TEtra 1TaaT)) 'EUaSos Kat fvJ.4,.uXxwv f3tol.l StcPKTJ O' OllTa TTptV TTftf,VpJAivOll (J-YJpatv 8' 0JUJ,ov 1TpWra jUv TOV TT6.va� ap,8f'0l.l 7JUp 7JK ' ;�oxov aOtjU,ClP.a:fWI' of all of Greece and her allies, which had previo Then I ordered the lives ua Iy been confused and beasthke. Fltst of all, I discovered all-wise nwnber' outstan ding a m o ng subtle devices. (Adesp. fr. 470 Nauck' = Aea. Palamedes fr. I 8 1 a Rad t)" .
Palamedes' description of the art of number or arithmetic (u,.9� v . . [foxov ao4>.ap.O.Tw ) is identical with that of Prometheus in the PV
(459), and he uses the same key phrases to describe the chaotic and
animal -like life of the Greeks and their allies {J,ov . . . "'E�"� 9�pa{v 9' op.otOv which we have found in the accounts of pre-civilized man in both the P V and the Supplices (above, Sect. I with n. 26). Palamedes is assigned, in a variety of sources, the invention of arith
metic and writing, the arts which are closely linked to-and in the
PV implicitly refer to-the invention of language.
Was
Palamedes
seen as the inventor of language as well ? a
Apparently not. There is an inherent difficulty i n supposing that
historical figure--or a legendary, mythological figure who is
assigned a historical setting-invented language." How could the
"PWTOS EUpET�S of speech be a named figure who belongs to a recog
nizable world which is filled with other speaking figures, and still be said to have invented language? Plato's Socrates points
to
the
difficulties posed by viewing Palamedes both as a historical figure
and the inventor of a primary art. In the Republic (7. 5ud), Soc:rales argues that while Palamedes supposedly invented number at Tray. thus facilitating the ordering of the army and the counting of ships, one can hardly
imagine
that before Palamedes
came
aIoa&.
41 Thus Sommeutt"in 2000, 1 21-1 with n. 8, who thinks that the P.,. .. ..,...
P�/Q".,tks. the source of inspinhon for �. IpOeth; compare Klein�ilnlh .. 1933. 83. U For discussions of th,s adespotMf fra,ment and its .nribution� .e O�.... . ..S. "71� with n. J:Z; Sommerstt'in 2000, lal-3; Corwcher I� �wl.'" .,... 1. .. See the remarks of I'hilli,lS 1957. 27t.-7.
dec:ldtS after Aeschylus'
4. The Int1e11tion of Language
Agamemnon had no idea how many feet he had'" If it is difficult to imagine an innumerate Agamemnon at Troy, a mute Agamemnon is an impossibility. The historical setting assigned Palamedes points to a major difference between the mortal culture hero and Prome_ theus. Prometheus is a deity, remote in time and space, while Palamedes belongs to the 'real' world and the 'historical' period of the Trojan War. If some of Palamedes' inventions overlap with those of Prometheus, the hero of the P V also grants to humans more basic or crucial arts, such as fire, the domestication of animals, and navigation. Perhaps because he is a 'historical' personage, and not a hero of long ago who is lost in the mists of time, Palamedes is gener ally credited with the invention of secondary arts or subsidiary skills, rather than more primary discoveries. He is said, for instance, to have invented fire beacons, rather than fire, or three meals a day, but not agriculture.'· By the same token, we should allow Palamedes his discovery of arithmetic and writing but-unlike the case of Prometheus in the P V-exclude the possibility that he invented language." In some sources, Palamedes is not credited with the intlenlion of writing, but only with the addition of individual letters to the Greek alphabet, removing him even further from the inven tion of speech . " Another culture hero worth mentioning here is the Egyptian god Theuth, as described by Plato. We have already encountered Theuth in relation to Hermes. In Plato, Theuth also bears a strong resemblance to Palamedes and many of the discoveries assigned to Palamedes are attributed to Theuth in the Phaedrus (274C-d). Theuth, too, is said to have invented mathematical arts-that is, .., Adam in his commentary ad loco ( 1 907. ii. 108) interestingly notes that the knowledge of number is one of the characteristic differences between man and the lower animals-see PI. Tim. J9b and [PL] Ep£nomis 978c. Speech, of course, is another such marker .
••
See e.g. Gorg. Pal. 30; Soph. Nal4plius fr. 432 Radt. In later sources, such as
Philolltratus' H�'Di(us (33. I), Palamedes ;s depicted as a universal culture hero with powera doser to those of Prometheus, inventing the seasons and cycle of months, and naming the year----gee Kurke 1999. 250; see too Blundell 1986, 1 I .
•, Compare Kurke 1999, esp. 250-1 on Palamedes' list of inventions (in Gorgias Pal. )0) 3S representing 'a kind of second-order organizing principle'. with e.g. the military tactics he invents used to organize fighting men, while weights, measures, and number regulate material property. Compare too the characterization of
Theuth's inventions in Ferrari 198" 280-J n. 21 and see immediately below .
.. See e · K· Theophr••lu•• Pep/�J fr. 735 (Forlenbaullh); Plut. Qua,,!. Cont>. 7lk-f; HYKinua, Fab. 277 and the further ooure•• ciled by Wuot 1942. 2506 and Jefhry 1967. 1 55� with n. 10.
z.
1%,
Culture Heroes and Fir't Men
geom etry, astronomY--1l8 well a8 games, draughta dice arithmetic, imp ortant of all, writing." In the Phaedw .. Theut ' h _ ._ .' and' most . mon ( �ote n"a 8,."," . . . TciJ Sa,,,,,", z7 c), , a al 4 but elte termed a god his status IS more flUid and Socrates is uncertain if he where in Plato divine man (E.iT£ ns BEGs 'i�' Kal 9EIo� dv8p
�
Both Palamedes and Theuth point to the distinction between first- and second-Ievel--or essential and non-essential--arts and
inventions and we find two interesting uses of this distinction else
where in Plato. I n the 'city of pigs' outlined by Socrates in the
beginning of the
Republic (369a ff. ), there are men to provide food,
shelter, clothing, and the other essentials of life.'o Builders, farmers, weavers, and shoemakers form the core of the first simple city: clearly theirs are the essential crafts. Carpenters, herdsmen, sailors,
merchants, smiths, and other craftsmen are then added to the city as well. When Glaucon insists upon raising the standard of living,
Socrates includes yet another echelon of non-essential craftsmen such as sculptors, painters, musicians, poets, actors, children's ser
vants, barbers, cooks, confectioners, doctors, etc. These additional
arts transform the city into an inflated and luxurious place. We find
another description of the bare minimum of civilization in the open
ing of book 3 of the Laws (676aff.)." The Athenian Stranger of the Laws does not attempt to go back to the earliest existing state to trace the very beginnings of civilization and civic life. He sees civiliza
tions as repeatedly flourishing and then failing, in cyclic fashion, and consequently investigates a hypothetical primitive state, estab lished by survivors of a catastrophic flood. The survivors are shep herds with no memory of city craft or the use of metal and tools.
They are lonely and glad of each other's company, and lead a simple life, living on milk and meat. The god is said
to
have ensured that
technologies such as fire, pottery, and weaving survived from before .. PI. Phaed•. 2,.C'-d. See Ferrari 198,. 280-1 n. al
on P.lamedes and Theurh .
and N;,htintMo 19t5. 1�
.. Uxkull-Gyllenband 1924. 20 sug!l<'Sts that Plato', 'ciry of pip' - �
by ProtBgor••.
" See Cole
196" 9,-106 for a detail«l anolyoia oltt.n�.
1 36
4. The Invention of Language
the cataclysm to allow men to develop, and it seems clear that speech is preserved as well (678e-679b)." Humans have clothing, bedding, housing, and other necessary utensils, but lack many of the more advanced civilized skills, such as the art of writing (680a) . Such men seem to need a Palamedes or a Theuth, rather than a Prometheus. The Athenian Stranger, incidentally, presents this age of innocence and simplicity as an idyllic time. The survivors will subsequently form a community, wall their cities, and codify laws, thus leading to a full-fledged civilization, complex and contentious. One further group worth noting in this context of culture heroes are first men. The Greeks have no overall generic ancestor of humanity, no Adam, and we find instead a series of first men who serve as the mythical ancestors of inhabitants of different areas of Greece. These first men are transitional figures, men who are of divine, autochthonous, or miraculous origin themselves, but who then proceed to beget historical descendants, thus serving as fathers of their different tribes. Phoroneus, the mythical ancestor of the Argives, was one such first man, and he is an antediluvian, that is, he lived before the flood of Deucalion. Phoroneus is the son ofthe river lnachus and the ash tree Melia and is termed in the
Phoronis, an
anonymous epic dated to the seventh or sixth century BeE, the father
of mortal men." We learn from a much later source, Pausanias, that
the Argives believed that Phoroneus-rather than Prometheus was the source of fire for men. Pausanias also states that Phoroneus introduced scattered men to communal life, founding the first city. Elsewhere he is termed the first king and is said to have initiated the worship of Hera." While Phoroneus is assigned an important role in civilizing humans-giving them fire, initiating religious worship, gathering men into an organized community, and serving as a king-he nonetheless is not said to have invented language. Such an
invention seems beyond the ken of even first men. Indeed there is a
certain tension between the role of first man and that of culture hero,
as
we can see from Pausanias' discussion of Pelasgus,
a
first man of
Arcadia. Pelasgus, said to be born from the earth, is also a first king. H Compare the myth of the Polit;cus (2.68e fC see above, Sect. 2. 1 ) where men be-gin fully grown and funy intelligent, with the world revolvtng under d ivine guid· ance. A fte r a while, the god release, the world, and men gradually lose all memory of divine ordn. Do t ht'y lost" languagt'u weB? u 'fro/,II» �Tciw tl",9"w1J'wV Pho,onis fr. J. See too trPWTOJl a.�puJ1rot' Yf)lla8a4 Acu.il.uI FGTH 2 F 233 and se. Plato, Tim. 220. t. PaulI. J. 19. s; a. 1 5. 5; HYliCinu8. Fah. 143.
3· The Great Myth of the Protagorae
1*7
d huts for shelter and introduced the use of I._L· He invente . " -'- the eatmg 0f acorns. Pausanias, while telling of t"coats and suggests that others must have been born ents, at the accomplis hm Pelasgus could hardly have been a king without sub same time , for other first men wh are � introduce various features of jects." There Deucahon for Instance IS said to have founded Ch •• '';.�, civilizationd been a first king after the flood--but none of these built temples, an named heroes is assigned the invention of speech.'. Not all G reeks saw themselves as descendants of first men and some, most notably the Athenians, described their origins in another way. They viewed themselves as autochthonous, created Or arising from the earth. Perhaps such first, earthborn men come to light equi pped with language, but Greek is nowhere presented as an autochthonous tongue." 3.
THE GREAT MYTH
OF
T H E PROTAGORAS
Let us return to Prometheus. Prometheus of the PV bestows upon humans a whole series of arts, with the power of speech apparently following upon his very first bequest, that of intelligence. In the famous myth of the beginnings and evolution of human society, attributed to Protagoras by Plato (Prot. 320c8-323e4), PrometheWi is again a beneficent culture hero who grants men unique gifts, but the god plays a smaller role in actually shaping humans ." In Protagoras' myth, men start out in life naked, unshod, without coverings, and unarmed, and Prometheus steals for them technical wisdom together with fire (1"�V £vnxvov ao>'o.v aVv TnJp< Prof. 3Zldl-2). This gift of practical sagacity-the use of fire and its tech nologies-seems to be the equivalent of the intelligence bestowed upon humans by the anonymous god in Euripides' Suppli4fIU and the faculty of reason given by Prometheus in the PV as a first gift. .• In the two tragedies, the gods continue to grant men further arts and abilities, including speech, but Protagoras' Prometheus simply u
.. Apoll. Rhod. J. l o8f>-<;l. For some further first men and cultur-e heroes .... Sib. J914. 27-9 (with notE"� on 105); Guthrie 1957. 21-8 with notes on l l a-IS; 0·... Paus. 8. 1 . 4-5 .
1985. '74 with n. 44. n See Loraux 2000, esp. 47-8. . U It is impos$ible to dl.�tennine the extent to which the $Ophlst
'
� �WII
ideaoand writings underlie the myth narr.ted by the PI.tonic � '�'. Set •.g. Morgan '000. I J6 with n. 4; H., dock IIjS 7 . 40?-
debate.
·
�
,. � G ..,hrie '957. � ..... .. .SO
4. The /1If!ention of Language
u8
gives men these basic technical skills: humans then develop the fur ther arts and crafts by themselves. In Protagoras' myth, then, Prometheus does not bestow speech upon early men but sets human beings on the path that will allow them to devise language by them selves. Interestingly, religion is said to be the very first thing humans turn to after being granted fire and practical wisdom, even before they develop language.
E1'/'E'S� M 6 a.y9pW1TO� 8Eta� f.4ETEaXE f.40{pa�, npw'Tov f.4Cv ot(� T�V 'TOV 8EOU avyyoELav �4>w"" lLaVOy 8€oVs Cvoj.L£afl,l, Ka, €7"";XE'PEt. {JWj.LO.JS 'TE 1SpV€C18a£ Kat aya.v.aTQ 8EWIII .
Since man shared in the divine, first of all, because he was akin to the gods, he worshipped them uniquely among living creatures, and began to estab lish altars and statues. (Prot. 3ua) The priority assigned to religion in this outline of the develop ment of human civilization is curious. For one thing, we would not expect Protagoras-an acknowledged agnostic, if not an atheist-to place such emphasis on homage to the gods. It is also difficult to understand how religious worship and the construction of altars and statues could have come before language and before the feeling of piety (al8w,) which men will acquire only later, when Zeus bestows the political virtues
(Pro!. 322C).
Commentators generally explain
away this depiction of religious worship as man's earliest activity.
They point out that such devotion to the gods is simply a part of the mythological trappings of Protagoras' tale, and the priority of reli
gion has been interpreted as 'a handsome compliment to the divine
"givers" of all the arts' .60 Whatever the intent of our passage in the
Protagoras,
it is worth digressing and taking a brief look at both
these suggestions-that is, that religion preceded speech and that men built without using language for communication-as they appear in much later Western writings.
Religion and Protolanguage The assumption that religious feelings precede language certainly features in later European thought. Indeed, sentiments related to the divine were sometimes seen as the very impetlls of language. Vico speaks of a 'divine . . . language expressed by wordless religious acts or divine ceremonies', a language preceding articulate speech. 100
t�l l ;
' 91 . , 1 68. Renehan 198 . , :15 '-:1 collects paSS8R'e� in later authors, from Aristotle Vla.tOl I9.56. iX4x n. I I; see Guthrie 1957. 88-q with 1 4 1-2. nn.
Kerferd
onwarda. which stren that man, alone of all the animals, shares in the divine,
3 · The Great Myth of the Protagor.
129
elf was inspired by fear of the heavens, according Speech its 10 . ers, too, contend that recognition of the nwmnout. V·c or I o." Oth heavenly b0 d'les Iay at the very foundation of Ianguage. .. awe of the Max Muller, language began with a first According to sig&-a than a gestu e or a sound-meant to rather � graphic sign, refer to men's very first obj ect of worsh ip, the sun. The intuition of the ted m huma ns by God at their very creation , was divine, im plan . names by different peoples in Muller's view. rent diffe n (It is give g that M (jIler, a scholar of Sanskrit-the ancient Indo not surprisin uage used in a great body of religious tens--sought Europ ean lang e and religion in this way.)" to link languag Another theo ry is that language was invented by men of religion. The Soviet linguist Nikolai Marr ( 1 864-193 4) suggested that the words of al l languages could be traced back to four original ele ments. Each o f these four elements was connected with a certain
tribal totem, invented by shamans or magicians for secret, profes sional purposes, according to Marr. (Stalin himself would
argue
against Marr's theories in 1 950.)6' In our own time, Eric Gans, uti
lizing the work of Rent� Girard, argues that language first arose in a sacral context. Speech developed from the cries which accompanied the collective ritual sacrifice of a marginal member of society,
according to Gans. He suggests that early language possessed an exclusively religious or ritual function. The original vocabulary was
rare and sacred and consisted of a set of variations on the name of
god."
(Gans conceivably would argue that the early humans of
Protagoras' myth begin speaking by devising names for the deities
they worshipped.) Another theory is that language developed from
mantras or ritual chants which accompanied the perfonnance of
rites: speech originated when meanings were attached to manrras, by chance." Other modern scholars speak more genentlly of rituals as preceding and leading to the development of language. Terence
Deacon, in a recent comprehensive analysis of the co-evolution ol the huma n brain and language, suggests that ritual may underlie
language. He sees the development of symbolic thinking-«ndCOft sequently language-as growing out of ritual practices." ., Vico. New Sci,nu. Q1Q; 377; +47; see above. Sect. 2..2 • .. See Gans l QQQb. and Olender 1 992. ch. s· .. See Be.ken 19<;16. 3-4. 106-7; Robins 19')0, 229'"'30· l� .
•• See S,aa l '994. 3 s80-. and compare B"I'Itct1 .996, .... .. ... .� .. See Gans 1 4 8 . , esp. 1 0- 1 3 . and
.. Deacon tQ97; se-e too Kni(itht 1998.
I 30
4. The ]1tfJention of Language
Archaeological findings are also used to link religious worship and language, but in reverse fashion: the ritual-related material remains of early humans, such as deliberate burials, symbolic grave goods, and cave paintings, are sometimes thought to demons trate their possession of language. Such artefacts, it is argued, point to human cognitive and communicative capabilities, with people clearly thinking about (and discussing) the concepts of self, life, and death.·' The rich material culture of Upper Palaeolithic people, who lived some 35 ,000 years ago, is particularly interesting . It is thought that Upper Palaeolithic people chanted or sang ritually in front of their cave paintings of animals.·' Such Palaeolithic paint ings are perhaps analogous to the statues of Protagoras' myth: we can picture, if we like, Protagoras' first men chanting to their sculp tures of the gods, with their chants then leading into speech. In the ancient world, Protagoras is unusual in having religious rituals precede speech. Other Greek thinkers who sketch the devel opment of civilization normally describe religious practices as aris ing after the acquisition of language. Both in the PV (484-99) and in the Supplices (2I 1 - 1 3 ) , a beneficent god grants the skills of divina tion and interpretation of omens and sacrifices to humans only after he gives them language. In other accounts, such as that of the Stoic Manilius (Astronomica I . 61i--9 8 ), early humans develop language by themselves and only subsequently turn to worship of the gods and the interpretation of divine signs . Epicurus and his followers, Lucretius and D iogenes of Oenoanda, also included both a descrip tion of the beginnings oflanguage and an analysis of religion and the fear of gods in their surveys of the origins of civilization. Book 12 of Epicurus' lost work On Nature (7Tfp' cpUUfW,) dealt with mankind's cultural development and apparently told of the origin of language before discussing how men first came to believe in and worship the gods: religion, in Epicurus' account, arises only after men possess speech and this is true of his followers as well.·· We shall see below that according to Epicurus, Lucretius, and Diogenes of Oenoanda, speech is due to the natural and creative powers of humans. Indeed, ., See e.g. Lieberman 1998, 80-1 and 139 and see the further references below, nn . 61 79and 1 5 1 . Leakey 1 994. 1 09-11..
n See Lucretius , 5. 102.8 ff., 1 16J ff. and Diogenes Oen. frr. IZ. 1 6-2 0 Smith; both of which appuently derive from Epicurus, Nat., book I l.. See Obbink 1996, 306 and the fu rther evidence he cites there for the content of Epicurus' lost work. See too Long and Sedley !987. ii. !45� and compare Epicurus. Ep . Hd!. 75�
DRN
for I eimillT sequence of 8 diacul8ion of religion following upon an analysis of the ori·
,in oflln""Rge.
3 · The Great Myth of the Protagoraa
IJI
humans t o nurture the natural development o f ·tis up to language . for the tranquil and self-sufficient Ep icurean g ..... ltbese acc ounts, . real role m the world, do not influence the developmen who have no tion . 70 of civi liza . is removed from the realm of the g""" In general, once language _.... _ , speech, a universal �pect of human civiliza of rce sou tion, mWlt the . When European thmkers of the seventeenth centu be explained me dissatisfied with the belief that language was ca of divin be was granted to humans by God, they turned els ewhere ancestry and ount for the origin of speech. Language became s ecu in order to acc were, and assigned to humans: speech dropped from its larized, as it high status as God's creation and became a property of ordinary lowly and uneducated ones, in the seventeenth creatures, even H century. R ichard Simon, one of the earliest scholars of modem
_:! ;
�
biblical criticism, cites Epicurus, Lucretius, and Diodorus of Sicily
on the beginnings of language, when he attempts to refute the idea of a God-given language in his Histoire critique du Vieux Testa1rleflt of 167 8. These classical writers provided Simon with a basis for a natural explanation of the origin of language. Simon, incidentally,
also used the writings of the Church Father Gregory of Nyssa when
outlining his theory, for Gregory argued that God did not create a do so themselves . " Simon hoped to avoid being accused of heresy, but nonetheless scandalized his contemporaries. Slightly earlier,
language for primeval humans, but gave them the capacity to
Simon' s contemporary, Bernard Lamy managed to eat his cake and Rhetoric of 1 675 credited humans with the
have it too. Lamy in his
creation of language, basing his arguments in part on Diodoms of Sicily, but then disavowed this 'fable' and presented the 'true' biblical account.7J The question of the divine origin of language continued to trouble eighteenth-century figures. Johann Peter Siissmilch presented to the Berlin Academy in
1 756 his argument in
favour of language coming from God. In a paper subsequently pub lished under the title 'An attempt to prove that the first language originated not from Man but from the Creator a1one','· 70
For the Epicurean gods 8ee above. Sect.
" See de Grazia 1 980. f1
a.a with. n. 75·
Gregory of Nyssa, Contra Ew"o",;v," 2. 253� (p. •87 J....).. .
n See Ricken 1 99+, 1 3 4-«; Eco 1995, 86.
SUssmikh
U....... IOick .
M.nlchen, sondern allein vom Sch6p�r erh.l_ habe'; die -'- - ...... • 1766. ,. 'Versuch eines Bewei.e. daB die ente Sp.-.cM ihren
1 3::1
4. The Imul1Ition of Language
argued that language is orderly and beautiful, and consequently could not have been formulated by chance, but needed a reasonable being to design it. Since man could not have reasoned without lan_ guage, God must be the source of language." Siissmilch-perhaps the last of strong voices in favour of a divine origin of language--was responding to an earlier lecture that same year by Pierre Moreau de Maupertuis which took the human invention of language for granted. Man, Maupertuis argued, discovered and perfected a use ful too\" · Samuel Formey, the Permanent Secretary of the Berlin Academy, was then careful to formulate the subject of the 1 759 prize essay in open terms: Could man left to his own devices, invent lan guage? And how could he do so?" Johann Gottfried Herder would win the prize with an attack on Siissmilch's views: he argued in favour of humans developing language by means of reflection, because of their cognitive faculty." We have seen (above, Sect. 3. 3) that one way to circumvent the fraught issue of the divine origin of speech was to outline a purportedly fictitious scenario of how lan guage could have developed by those isolated from human society. Another option was to assume that after the flood, or after early humans were dispersed in punishment for building the Tower of Babel, people became bestial and speech was lost. While thinkers who deny the existence of gods and see religion as a product of human minds often find it necessary to explain the human invention of language, our myth shows that attributing lan guage to a human source need not entail godlessness. Protagoras, who sees language as coming after--and possibly in the wake of religion, nonetheless allows that men developed speech on their own. The intelligence which makes human speech possible is of divine origin in Protagoras' myth, but language itself comes from human creativity and ingenuity.
11 Roulseau was similarly concerned with the relation between language and thought, since, in his view, early humans needed words in order to refer to concepts, and concepts in order to form words. Siissmilch apparently formulated this aporia independently of Rousseau; see Stam 1976, 102; Ricken 1994. 145-6. ,. See Stam 1976, 97-103 for a good summary of the arguments of MBupertuis and SilHmilch. " The tiNy question of t769 was formulated in French: En supposant les homme, abandonnes .. Ieur facultes narurelles, lont-il. en erat cl'inventer le Imgage? Er per qUIll. moyenl parviendront-ill d'eux-mfmea " cette invention' ,. See Stam 1 976, I I 1-1.7 for a useful discussion of Herder's views.
3· The Great Myth of the Protasoru
Building and Language
••
stion i n t�e Protagoras myth that What of the sugge building pre_ ge? M odern thmkers often assume that early gua lan ed hurnana ced . an d controlled fire--that IS, possessed Protagoras' 'ft of used tools 1"!)v lVTE)("OV aoq,{av aiw 1Tvp{-welI before they turned to 8� eh H()TTIo h abilis, the tool user, and homo ereelus, who used fire' pr-�-.1 �e. ,. Language and building . h omo sapiens. . iOUS are often the loquac . ient writers when describing the progress of civiliza linked by anc 5) and the Greeks used metaphors from construc_ tion (below, Sect. the elements of speech, the 'building blocks' of tan tion to descri be
guage, j ust as we do. Dionysus of Halicarnassus, for instance, hu m analogy betw een a builder putting a house together ofstone, timber,
and brick, and the good arranger of words, carefully combining nouns, verbs, and other parts o f speech. Lucretius extends this anal of the world: he compares the composition of ogy to the fas hioning physical objects by means of different arrangements of atoms to the composition of words through different arrangements of letters.-
The most striking Western tale linking building and language use
is, of course, the biblical story of the Tower of Babe!. Protagoras'
picture of pre-linguistic men constructing altars and statues of the gods is, in effect, a reversal of the story of Babe!. In the Bible,
men
incur divine wrath by building a tower meant to rival the heavens
and are then punished by a confusion of languages; here, mute men build objects, perhaps jointly, in order to celebrate the gods, and
their ability to speak comes only later. Irish grammarians of the seventh century CE will contend that the very materials ofthe Tower
of Babel-the clay, water, bitumen, etc.-represent the various parts of speech: the structure of language and the construction of the
tower are analogous. 81 In a twentieth-century variation on the Babe! myth, Wittgenstein outlines a simple builders' language. Wittgen stein imagines 3 primitive. four-word language, with a vocabulary
" On homo habili, and homo er«lus see Bickcrton 1990. ch. 6. For thewxod qws tion of the date of th.· be�lOnin�s of languag<' and the likelihood that .... _
a1r..dy possessed
lanR"alle. see e.ll. Beaken 1996. UJ-4; Leakey 194. DV. laS"90
Is�; see too below . n . 1 5 1 . C"",p. I ·"b. 6 ; Lucretius. DRN 1 . 81 5-�; 9...... etC. Soot .. Dion. Ha\. Friedliinder 1 94 1 and compare the discusslOl1 in tM C..ry4as l�� - ..... ilia words from primary elements (obo"e. Sect. a.I). Arisroc>t- .... • ..".
D.
.
deac:ription of the tralledian AI!8thon bendil\fl verbel timben ... ..... ... .... ond gluing ,onll' (OR�th
.. 80. Eco 1995. 1tr- 1 7 .
1 34
4. The /mJentjon of Language
consisting of four elements taken from the world of construction: 'block', 'pillar', 'slab', and 'beam'. The builder calls out these words
and an assistant brings him the corresponding items . " We can, if we
wish, imagine Protagoras' early humans beginning to speak by developing precisely such a builder's language, inventing (together)
names for the parts of the altars and statues they construct (to
gether)." Another very concrete language worth noting in this context is described by Jonathan Swift in Gulliver's Travels (pt. 3 ,
c h . 5 ) . Swift tells o f men who express themselves not by means of words but of things, 'since words are only names for things'. These learned men of Lagado carry on conversations by displaying the things they carry about with them in a sack. Swift may in fact have been influenced by Aristotle, who,
in the
Sophistici Elenchi
( 1 65'6 If.), says that since we cannot carry with us the things we wish to talk about, we use words instead of things, as tokens
(av!,-po>'a)."
Perhaps Protagoras' early men conversed in stone, metal, or wood the materials of their altars and statues-before learning to use words.
A rticulated Speech: Xenophon, Diodorus, and A rchelaus
I t is time to look at the second stage of human cultural progress in
Protagoras' account, language. Plato's Protagoras has a brief but
tantalizing description of men inventing speech, after building altars and statues for the gods. ;"'�'Ta ,pWvT]V Kai. ovofLaTa Taxv SLT1P(}pwoaTo Tfj TEXV'lJ
Next man quickly articulated speech and names through his skill. PTot· 322a)
(PI.
Here, unlike the texts we have seen so far, it is human beings who develop language, using the skills they already possess
(Tii T£xVn):
Prometheus' role in the growth of civilization is limited to the initial provision of fire and technical wisdom. We do not hear of a single 11 Wiugenstein '953. 3. 92; see Harris 1980, 41-3 and 53-4 for an analysis of Wittgenstein's elementary language. u It is interestinR to note ill passage in the Platonic Alcihiades ( 1 I U-C) where Socrates, when demonstrating that Greek speakers aIJ agree on the meaninR of words, uses 'stone' and 'wood' as examples of quintessential words. (For sticks and atones as 'paradigms of the contemptibly commonplace', see the passaH:es collected by DlI!nyer (2001. 1 23 ) in his note ad Air. I I I bl l-C I . ) See too the first words !!iUp poeed ly taught by DioRenes of Oenoanda'g hypotheti<.:al schooiteacher (fr. t 2 Smith; below, S<e'. 5) . •• See Whitaker 1996, t r with n. 5 .
3· The Great Myth of the Protagoraa
rn �t�r of speech and men apparently develop language human inve a J omt effort. No coherent theory of the develo of together in p �ovided here and the process is 8ummar is ge a angu a l . ct phrase: man articulated Speech (.L difficult. succm . '!'W"'1V ' • • • mvente d) names d an ( ("at o vo,.aTa) . We can underSI1/p8pW (7aTo) ps, that P �otago �as' brief description encompasses two stand. perha of the mventlOn of language . The early humans different fac ets of seems, articulated speech, that is. produ ced sounda the myth . it deliberately in order to signify something. They also coined names that is. settle d upon individual words to be used to designate specuk objects." Speec� , we learn from this passage, is created through sound and meanmg: words must be both articulated and assigned a referent. If articulated sound points to a unique human physio logical capa bility, naming underlines a unique human mental capacity. This passage from the Protagoras may be the earliest extant refer ence to the phonetic articulation of speech." Subsequent Greek writers will return to man's unique control over his tongue and dis tinguish articulate speech from the confused, inchoate sounds made by animals or primeval, pre-linguistic man." Xenophon discusses articulat� speech in a chapter of the Memorabilia ( I . 4) devoted to man's unique abilities in relation to other animals. abilities whichhe owes to the gods. Xenophon mentions man's erect stature, his abil ity to use his hands. and his flexible tongue; articulate speech is one more divine gift.
��
1(1( p.�v y),(Zl"TT<1V yE 7T(1VTUW n;'v �cf>wv lXOVTWV� �QV1JV njv T
I S Se e the discussion of Ax 1 984. 9&-102. I '4-[5. who l'OCO!l"iaes lhat tIM --' &.O.ua7'a in our passa�e implicitly refers not only to the physical articulation 01 .-. but to semantics-i.e. a�$l�nin� a meaning t o words----u �lIo .. See Ax '984. 98. I ntorestinj!ly. 'he absen"" of reference to � speedI iD Eur. Suppl. '03-4-50• •bow, Set" . ,-has lod S<:aJigor and othor 0<:h0I0rs to......t line 204b to wS" YEYWl'tOKfO' 0"' (or 011'0.) i.e. a god g_,oe humans speK:h .... we MY .peak out durly·. in phu:e of the transn"lined tt"xt _cme: Y'�.. ... 'so, that we migh' understand di.wurso' . S.. Coli or
conjecture. " S.. Ax ' 984. Q&-I 1 8:
Dior.uor '977. 3 ''''4;
Limmb ,1j6a, i.
al"'; it. I�
4. The Imlention of Language
DiodoTUs, in an important passage to be discussed below (Sect.
S), describes the voices of early men as meaningless and confused before they begin to articulate words (see TiJ� "'w.iJ� 8' a
Xenophon and Diodorus mention the peculiar human capacity for signs ('"11'0.,"". Xenophon; "'w.-ry� 8 ' a
speech, rather than the use of words as signs." At the same time, both Xenophon and Diodorus are well aware that speech is more than articulated noises: these distinct sounds need to be used to
denominate objects, that is, they need to be formed into words which refer to things. DiodoTUs will go on to depict early men coin
ing words," while Xenophon, in a later section of the same chapter of the
Memorabilia ( 1 . 4. 1 4)
will stress that man is unique in his
mental abilities, not just his physical capacities. Just as
a
creature
with the body of an ox and the mind of a man cannot do what he likes, states Xenophon, so too a man with hands-or, we might add, an articulate tongue-but no intelligence lacks any advantage.'o Words-a combination of sound and significance-require both the unique physical qualities
and the unique
mental capabilities which
Xenophon attributes to humans. I t is possible that a discussion of the origin of speech and man's peculiar ability to manoeuvre his tongue in order to produce articu late speech was found already in the writings of Archelaus. Archelaus, the fifth-century pupil of Anaxagoras (and teacher of Socrates),
wrote
on
the
beginnings
of living
creatures.
He
thought-in accordance with earlier Ionian tradition-that men, (notes). Lammli brings further ancient references to the role played by the tongue, palate, and teeth in producing speech, Dierauer 1977. 13. with n . z8 notes that the early Greeks of pre-sophistic times scarcely distinguished between animals' charac teristic sounds and human speech. seeing the animals' va r ious noises as their indi vidual languages, parallel to that o f unintelligible foreign ers .
.. Thus Lammli 196Z, i . 8 1 -4. and li. 1 50-1 esp. nn. 583 and 585. who compares, a.mong other ancient parallels, the discussion in the Hippocratic fT'pi capHwv 18 (xiii. zoo loly). where the unknown author argues that without a to n gu e to articulate we would not be able to speak dearly and would produce only one .'�ound (� Bi y.\waaa
. . . ,",01A; a<J.t/r?v{C.u/. �II ai �� � y.\ w(Jaa dp8poi . . OVoI( av C1a�iw5 B,aMyolTo. &.\.\'.ry IKa.C"ta ,..,(1.' Ta �o"�W"(J.). La mml i (i. 8 1-4. 136-4') also points to the analogy between
creating orderly speech out of confused sounds and the more general fashioning of order out of chaos which is common ly found in Greek cosmogonie�. " ,(tIt '"'POlO &.\.\�.\our; n8'".,.a,r; aup.po.\a, Diod. I. 8. 3�ee bel�w, Sect. s . For other early diSCUSSion of the relative wisdom of .. nimals and men, aee Lonjoy and Bo•• 1935. 38Q-9 1 ; Dierauer 1977. chs. A .nd B. esp. 3 1-5.
3 · The Great Myth of the Protagoraa
In animals � �riginally derived from earth and had the like other .... but lIvmg creatures were subsequently born from one diet of slime, en were then separat�d f��� and establi.hed another. ies, laws, and arts, that IS, CIVIlizatIon. Animals like leaders CIt ' e e city to think (vous), according to Archel aus b ut men, hav th capa others.v, than Archelaus slowly not re only mo � di8 uaaed. use it and the evolutIOn of civilization: supposedly he was origins of man state that sound (or voice) is due to the concussi f the first one to s of the physical p roductio n of speech air." This analysi of the beginnings of language, found in a been part of a discussion survey of the development of civilization. Archelaus may also have discussed the relation between words and the objects they denomin said to have contrasted TWmos and physis, convention ate, for he is and nature, when speaking of justice (see further below, nn. l 08 and 1 1 5 )'" W hile modern scholars have very different assessments of Archelaus' significance and originality, it seems safe to say that Archelaus discussed the invention of speech by men."
�
,
a�imals
so:
maY::e
The Nature of Protagoras' First Languoge
What was man's original language like in the myth of the Prolago ros? When Protagoras' early humans invent speech, they already possess a capacity for rational thought. This ability to reason may, in fact, be innate, for humans are distinguished from animals even before Prometheus steals fire for them. Unlike the early men of Euripides' Supp/ices and the Aeschylean Pr�tIrtas Vinetus, the primeval men of Protagoras' myth are not called beast like or confused. From the very start they are differentiated from other living beings, who are termed Ta cL\oya (PI. Prot. 32ICI), mu1le or irrational creatures'" Since men are equally speechless at dUa point in Protagoras' tale, we can either take Ta cL\oya as pointing ahead to the future differentiation between speaking men ad
6oA4. s�; compare A I . 1 7· 1fpWror SE ElTtE .pwvTt'>' ,..{YEO'IV n)v roti dip05 trA;E� (OK 60 AI. 17). la ... M.Jaus was not the t1rst-see OK 59 AI06, wh.� Anu...... ArcheiIoot' teieher, is ,aid to have described sound as . product of collision of ur. .. DK 60 Aa: )lPX.Aaos . . . JM!a'. ro &....... ,,'" "'".".. .. ...... .&.., aw ..... eee 60AJ. .6 for B \'�r\" similar gtatement . . .. Se. Limmli 1 96�. i. 112-4 (with notes in ii. 1 5 .-2); Ax 1984, 0J6-3; ICMII ."" 101-3; O)Brien 1 98 �. 276 with n. '\3.. See Prol. 3 . . C4: .ft . . . .tU� ,.,... and oompaft 3*41>' ...... .. ..... .... �.u.,.I...... 'lik• • beast, irrationally' is UMd. 8ft O'BrioIl •.a" a13 ..... ,.... ICIOO , 140-1 with n. ' 5 . " DK n
4. The j,lfJention ofLanguage
speechless animals, or else we can understand that while other crea tures are indeed irrational and unthinking, humans are already capable of reasoning, even if they lack the ability to communicate by speech. Men are certainly rational creatures once Prometh eus steals technical skill and fire for them, and they immediately demonstrate this rational capacity by turning to acts of religious worship (3:ud-3zza). Their second action as rational creatures is to invent language. The further inventions the men of our myth devise imme diately after creating language are clearly intended to remedy their earlier, un equipped state. We are told that they invent houses, clothing, shoes, coverings and utilize nourishment from the earth, because they originally were naked, with no shoes, coverings, or weapons." Similarly, perhaps, men-rational, but wordless-felt their lack of language from the very start. Speech, it seems, is the most important equipment of them all. Presumably these early humans coined names together, and did so because they found speech to be helpful in some way, but Protagoras does not tell us so. He does tell us that men joined together out of fear of beasts (Prot. 322b) and speech, of course, would make their banding together against animals all the more effective. But it is possible that early humans' immediate purpose in using words was simply to express their emotions to those around them, and their strongest feelings could have been fear of wild animals, gratitude to the gods, or per haps joy at finding allies in their struggle for survival . Here (com pare above, Sect. 3 . 2) we are unable to assign a hypothetical first word to Protagoras' original tongue in order to characterize the salient features of this protolanguage. This early language could relate either to humans' emotions or to their needs. Nor do we know anything of the nature of the first names in this language. D id Protagoras' rational early humans use natural, inherently correct names which reflected the essence of the objects they designated or were these original words linked only by conven tion to the objects they signified ? Here we should leave the Protagoras of Plato's dialogue and turn to the actual, historical sophist and the evidence for his views. Protagoras is said to have engaged in two, possibly distinct, linguistic activities, discussing both Jp8oE1TE1a and OpIJOTTI'> ovo!-'aTwv, correct diction and the correct.. Note in
(33 1<).
"'jIVIJD4S
. . .
particular the direct contrast between I{at f(J9ij-r4S JCa.i Vrro6if7fl$ ",at ,?UfHTO (Jl.11) and "0)1 6i 4)1fJpwnoJl ""'JDc),.' TI[ ..ca., tDu,,66'1'TOY K41 QUTp4YTOV
3. The Great Myth of the Protagoraa
1 )9
of names!' We know that Protago ras distinguished the thr nenders of nouns ( DK 80 AZ7) and criticized Homer for not . ee the word ""v'� poet makes g 'wrath' femlOl1le, .... ./ .� . ender correctly: the appropnate masculine, Protagoras complains g rather than the. more , then, Protagora engaged in an analysis of the � (D K 80 Az8) proper use of w.ords m a literary context, .attempting to make lan guage grammatically neater or more effective rhetorically'" Did he deal with the correctness �f names more generally, arguing that words should reflect meanmgs and fit the objects they designate? Here it is important to remember Protagoras' relativist approach to measure of all things so that reality varies from real ity: if man is the person to person and even. varies for the same individual from time to time, there can be no smgle natu �al1y correct way of describing reality. If the actual Protagoras did not believe in unchanging essences , it would be inconsistent for him to posit naturally correct names which reflect unchanging essences'" The men of our myth should, then, have invented names which were conventional and arbitrary, rather than natural, if they behaved in accordance with the sophist's own ideas. And yet an earlier thinker than Protagoras, Herac1itus, was able to reconcile his theory that all things consist of opposites and are in a perpetual state of flux with the idea that names do reveal something about the objects they denominate. Names, in Heraclitus' world, can teach us about at least half of opposing, dual concepts. Since everything essentially consists of opposites, names are always insufficient as a medium to convey essences, but they do contain relevant information about one half of the concept. Perhaps Protagoras, in similar fashion, could reconcile his relativistic outlook with names which were nonetheless natural. Unfortunately, Plato's text gives us no hint as to how the process of assigning names actually worked . ess
100
DK 80 tu7 .. .. opO.,,,
('�
,8Sd-386a. See too FehIin� 1 905. ' ' '- 1 7 ; Buter 1990, 14MI; G...... ..... ..· -."9; Kerferd 1981. 68"'9. VI.stos 1 9-46. 53"'4 with n. 19 (= 1993. 3.53--41 - theto i. no ancient e"idence for Protllj!or . •• upholdIng the oon.....a.-l ....., -
DIInina· 10, s.e ..p . DK la
S.. 8. B J ' .nd .ee Slui�r 1997. 169-70: Sibo ,,140 'S.
'4°
4. The IRtll!1Ilion of Language
Later in the Prolagoras, there is an engaging description of the means by which a young child is taught virtue: the community at large, together with a whole series of teachers educate the youngster (Prol. 32sc-326c). Plato's Protagoras stresses the analogy between learning virtue and learning language from one's surround ings (Prol. 327e-3 28a).'·' It is likely that once language was invented, a child was taught the meaning of words by her family and teachers in much the same way that she was later taught to understand the more abstract concepts of virtue. Protagoras explains that children are taught moral excellence by example and demonstration, with par. ents and tutors stating 'this is just, that is unjust; this is noble, that is base; this is holy, that is unholy' . '.2 We can extrapolate backwards from this picture of parents, servants, and teachers teaching a child right and wrong to their teaching an infant language, again by means of demonstration, with the adults indicating which word designates which object as well as the right and wrong use of words.'·' Even if this is Protagoras' understanding of the way young children learn to speak Greek, we cannot draw an analogy between this method of language acquisition and the process, undertaken by early men, of inventing speech for the first time. In primeval times, there was, of course, no general society already well acquainted with language, a society whose members could teach primitive humans to speak.
Language and Law-Abiding Societies Indeed, the early loquacious humans of Protagoras' myth are unable to form a society. In this tale, the possession of speech and the ability to build houses are not enough to guarantee a society, let alone stable life in organized communities. Men, we are told, join together and found cities only after they feel threatened by animals, but they are then unable to stay together without the political arts. 101
Compare Eu ripides' Supplices (913-1S), where Adrastus points out to Theseus
rert it does not yet understand
th at courage can be taught to men)just as a child can be taugh t to speak and hear mat· . . . � a' f.Va.vap{a 8USa.KTOS (i'fTfP Kat. fJp'�,; 8,&lUKt'rQt
AJy*.,,, aKOUfU' (J' WJf �a.fJ7jaw OUK IX"" Note the QKOUfU': as in the earlier Suppl. passage (above, Sect. J), language is a two-way channel for speaking and listening. ItU 1'0 f'ill MKOLOIo', TO Of «OtKO... , lICa, TOS", flrv KaA.Ov, TOOt' �� al(1Xpov, 1<0; TOSf flfV 0010", T6& Sf 4"'0(1{0", Pt Prot. 3 z S d. 10); Compare the description of a child's acquisition of ia ng uage in the Diuoi Logoi
(6. r 1-1:3): we lea rn to speak from our paren ts�ome of us more and some of us fel!, tome . from fathers and some fro m mothers. See too Diogen es of Oenoanda's ironic delCr.ptio" of the way the alleged first teacher of language Roes about teachin g words . to the multitudes (fr, 1 2 Smith; below, Sect, 5 ) ,
3· The Great Myth of the Protagorae
141 mon ton�ue nor a common enemy suffice to keep men Neither a com Protago ras myth and they need Zeus' extra gIn" . L._ of a together in . '. T< "a, of",,!v) in order t . (a.a'" · ncy and Justlce dece of e sens 0 remam . ( Pr�t. 3 � 2b-c). It is interesting-and . e�ed clttes puztogether in or ine Interventton IS needed to get societies going zling-th at dIv able to create speech by themselves L were en m whl'le . anguage . been the creation of a group of early men: presumably seems to have �ether and assIgned the meanings of words as ajoint to ed ork w they venture, agreeing on the names to be given to objects in what amou nted to a c ontractual agreement. Such a compact is crucial if likely, the words of their original language were con: as seems most ventional, rathe r than natural. Yet these house -building men-who could, it seems, join together to produce a Janguage--did not form a social unit or city at first. They were scattered and did not live together in communities (o.viJpCJJ1rOL
�
'
,.. Modern comment;lWrs try to resolve this problem in different ways. Taylor ('976, 8.ad Pro/. 3 2 2 h I ) su��.sts that men lived .t first in primitive social units, lib those of families, 'since the d("\,elopme-nt of such institutions as llllguage . . . praup poses at least a rudimentaq' form of community' . Se-e Kerferd 1 98 1 . 140, who COB .. tends that language ne-(Od not hen-eo be-eon social in origin (but otttn no aItema� e:q:alanation of it$ source heoreo); he- think$ that Protagoras' men did not necessarily trw in any sort of omm u ni t y at first; Set' too Keorferd 1953· '" S•• Havelnck 1 95 7 . 2�. �4 and ' Q2-3 . Col. (1967, , . n . 2) notes the � Herodotean expreo��i(\n� y>"�OI.1("'." /4>Wl"�I· �'O�(;{fU· and SiK'1" ,'O�;{t'u'" ciring Hdl. J . 142· n·. inIH· 3; 2. 42. 4; 4 . , 83. 4; �. Iof>. SO. too S,am 1976. 10,-8, who notes H"","" pretltion of Aristotlo, Pol. ' "74·2�-30. wh ..e Lycurgu•• Ch.rondas, ancI ocher la",·
c
riven 1ft mentiont-d. Hamann IUIP and the de\"\�er \)f l�\\"s.
tRkes OnomacrituS to
be- bott. tt. iftYM.tor of lID..
1 43
4. The Invention of Language
quite arbitrary: other societies have different languages and differ_ ent notions of right and wrong. Here we come to the complex issue of rJ>';(n� versus .Ol'-O�, nature versus convention, an issue which often arises in accounts of the origins of human society. I •• Are laws-Qr for that matter, words-natural and somehow divinely sanctioned? Do they possess an absolute validity or are they simply convention_ al, a human construct? How did the rules of justice originate through a god, a gifted mortal, or a group of humans working together? We will return to some of these complex issues immedi ately below. In Protagoras' eyes, language differentiates men from animals and raises them above other creatures, but speech is nonetheless not a force powerful or cohesive enough to guarantee civilized life. Laws are necessary as well, and these can be developed only through the help of the gods. Perhaps we can explain this difference between the origin of language and the origin of moral codes by looking at an exchange found in another Platonic dialogue, the Alcibiades. Alcibiades, like Protagoras in our dialogue, points to the parallel between learning language and learning justice. He states that from earliest childhood he has learned of justice and injustice from the many, just as he has learned to speak Greek from the community as a whole. Socrates suggests to Alcibiades that the many can be good teachers of Greek, but not of justice, because while all agree on the meaning and use of words,justice is a much more controversial area. Indeed the many can disagree on issues of morality and immorality to the extent of killing one another (Ale. I . [ [od-r I2d). Words, it appears, are easier to formulate and agree upon than rules of behaviour. Isocrates, writing a decade or so after the Protagoras was com posed, believes very strongly in the power of language, for he argues that speech and the art of persuasion are, in fact, tools potent enough to guarantee an orderly society. We find in his Nicocles (5-6) an elo quent description of the all-pervasive power of language. (Isocrates, a teacher of rhetoric, is not disinterested in his praise of persuasive speech.) In most of our abilities we are no better than, and even inferior to, animals, according to lsocrates, but our faculty of speech makes us unique. ,.. See Guthri. '969. vol. iii. ch. iv • ••p. �84; Kahn '98 •. e.p . • 0.; Bett .91!9. rh.
14' l....."" .,/"ov S' >i,..;" TO'; ",« 0.." 4,u�.I.0VS "'" �.I.0W "p(x ..l..�_ u{,. • . ... .... . , . ,,... .." .. -r , . . 8 wS ' C ' cU.I.Q KCl' � .. /Wv).."I8wfU'" ov �o�o" TO� ,"'IP' W� "'I-" 4"'"'I,u"YI)I-'fV. v ".&A", q;Ktaap.l �aL 1I0!,Ot!f : 8�J.'�8a K�' .,IX1lar f�P01UV� KcU OXfSOv ti"'(UlTQ 'Ta'" fUfJ-'7XQv'fj}J-Eva AoyoS' 1JJ.l-lV (any 0 aVYKa'TaaKEvaaas . �J.4wv
3· The Great Myth of the Protagorae
anothe� and m.ake clear whatever We wi.h not us to esc�,:,e from the hfe of wlld beasts, bu t Coming together, only allo wed laws, fixed mumtles, and d iscovered ans. Speech ' com hat e founded gs n h t the all virtually us we :Stablished for
persuade one Our ability to
i
have devised. (Nuot�:�'"
One particu lar virtue of language mentioned here by !socratea, our ability to make clear to ourselves whatever we like, reminds us of Xenophon's description of articulate speech as allowing us to sig whatever we like, although Isoerates refers to the nal to o ne another while Xenophon refers to its sounds.'o, Another speech, of tent con passage of Xen ophon's Memorabilia (4· 3· 1 1- 1 2) is even closer to Isocrates' words here. The gods implanted in us a rational element (>'OYI(1,..&") Socrates states, and gave us speech by means of which we parti cipate in all good things, teach one another, share in things, legislate laws, and rule ourselves politically. '" Xenophon, like Isocrates, sees speech as preceding-and underlying---<:onununi_ ties, laws, and political life. Isocrates, incidentally, is not particularly interested in the ques tion of the origin of speech and the other arts. In one composition, he attributes many of the arts of civ ilization to a single person, the Egyptian Busiris, and in another he credits the city of Athens with such innovations . ' ' 0 Several centuries later Cicero praises the pow ers of speech and persuasion in a fashion similar to that of Isocrates. In the De Inventione ( I . 2) we learn that early bestial men lived by brute force with no religion, laws, marriage, etc. until a great and
'" This paragraph is reproduced in AII/ido';" 254. Slightly ial<:r in tt.. Ni<ecI4s. this praise of speech per se wiIJ shade into a discussion of rhetoric. the art of speatiac properly (r� . . . My", w< ��· iT"c-; �fLciS" QlirOUS' 1rfPC J... al' flov),,,8WfJ.6· (Isoc. •VicocIes6)w1dl Jf 4i CMfJ'4(Pf'V mlP1'"Q a.U�),ol" n ;/3ov),op.€8a. (Xe n. ltl� . . . 4. 12). Uxkull-GyUm.... 19:14. rQ-n wit h n. 21 point� to the parallel between ]socrates' worcIs eA.W .. IJWf)'90VTfS" "'&).(I� wl({a(l.p.{I· ICa,' vO�ovr ;8i1A�o leQ' .,.q.,.a.{ � (N..... � ..
Archelaus' descrip t ion of man's unique accomplishments n1 � ... rq.. ..'D'OM\S' KGt'Ta. llia olJl>Iar T] oQJ' ( O K 60 A.. . 6; see abo'\"'e. �xt neuM. 91-'). It, 'TO 8i 'Ca, ;p�TJv€tal/ &�. S, �S" ,,",..-raw TWw m� � '" � 8a&laIl:0t'TtS' Irac /lCOtVwvOIjIJn- ICtlt J'op.oVS' r'''� di �� (.w.. .. .J. la)... , ...et Goo*Wt ..... .. .. lit &Sin!, I""si...; l'a"'I/. •8-S0; ..., Edelstein 1967. 8S n. a and 83-4.
4. The /1If!ention of Language
1 44
wise man persuaded them otherwise. He assembled scattered men
and introduced them to useful and honourable occupations. In
Cicero's De Oratore ( 1 . 8. 33- 1 . 9. 37) we hear more generally of elo quence which gathered scattered humanity into one place and led it from a brutish existence to establish social communities and laws. So states Crassus, one of the dialogue's speakers; Scaevola will argue that it was not the snares of eloquent orators which led to the establishment of cities, but the reasoning of wise and brave men. I I I
Indeed, in Cicero's D e Republica ( 3 . 2. 3), w e find reason (mens) accredited with developing human speech (see below, Sect.
5 ).
Cicero, like Isocrates, is not especially concerned with the precise inventor of language or the beginnings of speech: it is the use to which speech can be put which interests him. This link between language, laws, and cities continues in later ancient writings. Horace in his Satires
( I . 3 . 99-105) has a vivid (mutum et turpe
description of early beastlike and inarticulate men
pecus)
fighting one another with claw and fist for acorns and dens.
Once these men invented words with which to articulate their cries and feelings, Horace tells us, they began to avoid war, build towns, and legislate laws. Speech leads to a more peaceful, law-abiding way of life. Other classical thinkers doubt that society is so easily formed and ordered. In a fragment of a fifth-century BCE satyr play, we find that not even laws-let alone the power of speech-are enough to guar antee civilized behaviour. The play is the Sisyphus, once generally attributed to Critias, now often assigned to Euripides. ' " In a strik ing speech, Sisyphus describes a time when men lived without order, like beasts
(a:TaKTO�
.
.
.
�'o� /(a, OTJp'wSTJ� 1 -2 )
"
1
with neither
reward for the good nor punishment for the bad. Humans then instituted punitive laws which prevented men from transgressing openly, but men continued to go unpunished for secret misdoings. An ingenious and clever-minded man then invented religion and fear of the gods as a deterrent. He persuaded men that all-seeing II1
Compare Phi 1o, Leg. AlIeg. 2. I S for a similar brief mention of wise men invent· 1f'POYI-'QOt 'Ta. O ll o ,..l.Iun 8/"T"at;; see too Pt Crat.
inI 18ngu...�e: a�v.; TOUt; 1f'PWTOVS' 1"O'� 4O . b and 4 1 1 b . and below, Sect. 5. , , , 'Crill•• ' TG, F i . 43 F 19 (5nell)
=
tion. and useful commentary which deals with many of the questions raised by the fr..ment, ,"cludin� Its authorship. See too Kahn 1 997. I I1 For these two favourite keywords in aCl:ounts of early man, see above, Sect . 1Comp.r" too the PaLaWltd.J tlde.p.
OK 88 B.S. Davie. 1989 has a text, transla
fr. 470 Nauck
(discussed above, Sect. 2) where
men are termed 8"ptwS'1� but clearly pogsess IBnauaRt".
3· The Great Myth of the Protagoras
,+s in heaven who could observe even COvert acts gods existed and . ' h us ' �ymcal gd?ers . S ISYP speech sees conventional pun. ish all wron up �n a deceptlOn perpetrated by a single resting as ality r o shrewd m fabncates the race of gods. This individua man, who simply l take. of Zeus In Pr�tagoras' myth, bringing ait/Qs and over the role dike to Imagined gods. It is worth noting that men by means of hiS rel"gio product of a sole inventor, while punitive laws � is said to be the er established by a group of men. ' " If Sisyphus were to go back and describe the origin of language in his account of the development of civiliz ation, clearly he would assign the beginnings of speech to Inventor be a clever individual or a group of humans, but would the men? And would the motiv �ti ?� behind the invention of language be to introduce order and clvlhty or to deceive (or perhaps to do both)? In a sense, men are moral, according to Sisyphus, because of words: the shrewd inventor of the gods uses persuasion and decep tion to introduce his very delightful and effective teaching (see S,8aY/J-a:rwv �[j'OTOV "C1TJy�oaTo 25), hiding the truth with a lying tale.
�
Sophocles and Babel We hear briefly ofthe human invention of speech in an earlier drama of the fifth century, Sophocles' Antigo1U!. The outlook of the chorus in the famous ode 7To""a Ta 1)OV<1 (332 ff.) is less cynical than that of Sisyphus, but no less complex. In this choral song, it is humans, and humans alone, who are responsible for the arts of civilization. Wondrous man knows how to navigate and to plough the earth with animals he has domesticated. He also knows how to snare, hunt, or tame creatures of the land, sea, and sky (nZ-53). The chorus continue:
Kat �8'yjJ.a. Kat. cil/E"jLOO' �pOI/TJ� Ka.' 4O'TlIYOfloOVS opyQ� �«TO temper that
And he taught himself speech and wind-like thought and the regulates cities. ( 3 5 4-6)
Next the chorus describe how man learned to build shelters apinst the arrows of frost and rain (357�). The ode makes it plain that Sophocles shared with his contem poraries an interest in the origin and development of civilisation....
tu See lines 5-{>. Davies 1 989. 2C>-- 1 notes that rlte humans whoin_It... � ... commended for rht'ir crf"8tl0n: it i� only the ingenious invenlOfol�"" ."'" tTlyed IS . praiseworthy wpWf"O' f"v.M�S' .
. '" See •.g. Soph . I'a!a"" dts fr. 438 Nauclt (=4'79 Ratk); N...... fr. )9t � (c4)2 Radl) and th. furth�r r.fer.nces cited by Nestle 1910, ..... . ,...., . .... .".
4 . The ]tftJention of Language
At the same time, his account is clearly not intended to be an order. Iy, step-by-step narration of man's ascent to civilization and the art of speech is mentioned here relatively late, only after the discovery of navigation, agriculture, etc."· In this very brief account, man is said to teach himself (.o.80.�aTo) language. There is no hint of divine assistance of any kind, and no indication of the means by which he did so, either as an individual or group venture.'" Speech and thought as swift--or immaterial-as wind (c/>fUY/i-a Kai d.E/i-oo, �pO"'I/i-a) are linked here, as in the later play Supplices (above, Sect. 1) and perhaps Sophocles is hinting at the inextricable bond between reason and language. The third element mentioned in this single phrase is daTUV0/i-OU, opyas, a civic temperament or an inclin. ation towards social order. Language, here, is not just the partner and voice of thought. Speech is also a social, civilizing tool leading to the formation of regulated communities, and the construction of houses, the next of man's activities described in our ode. In the few words that Sophocles devotes to the beginnings of language, we find then, a link between language, thought, and society: speech is both a cognitive tool and a social instrument. Greater stress, perhaps, is placed on the social use of speech, for language leads into the men· tion of laws, communities, and houses, that is the poIis. We have already looked at Aristotle's discussion of the causal connection between speech and the establishment of cities and laws (Pol. 1. 2. 12 1 Z53a9-- 1 8; above, Sect. Z.2); Sophocles is more elliptical. Yet, as one scholar puts it, 'Aristotle's . . . analysis of the intimate bonds between human discourse and the moral fabric of a political society in Politics I. z. 12 reads like a gloss on Sophocles. ' l I B Sophocles' ode presents the ambiguous nature of human ingenu. ity and accomplishments, for the chorus go on a few verses later =
discUSBe8 Sophocles' exploration of civilization in his plays; see in parcicular 4, 52-9,
93-8. ' 33-'7 • • 61..{,. 24'-S. 3 3 3-40. 392-<} on the role and status of language. Uxkull Gyllenband 1924. 1 0- 1 1 argues for the likely influence of Archelaus (above, text near
nn. 9 ' -4 and n. ,08) and Anaxagora. (frr. 4. 21b) on Sophocles' ode. See too Kahn 198 • • 96-7, 104-S · '" See Griffith '999. 1 8 . (ad Ani. 332-'7S) and .88 (ad Ani. 3 S J..{,4). '" In their commentarieo ad loc . • both Jebb ( 1 89 ' , 73-4) and Griffith ( 1 999. 188) not� th� rare reflexive use of the medium '8t&J.�a'to here. Jebb understands the verb
that man developed speech 'for his own benefit, by his own effort' and re.ritH thi. u a,"� laVTDJI E8{&..�(, i.e. 'he tBught himself by himsel r rather than I uftMntanding that men taught each other--<:ompare Griffith-but this seems a mia'" .- of the collective .inllular noun 'man'. See Schrijvers 1974. 358--9 with n. 60.
to mean
11'
SWiner 1 984, 354.
4· Fire and Language
l4'7
to note that resourceful man can turn to good or to ving the laws of the land and the gods' justice viI. Obser lead but dwelling with evil will undo ({4{lro>',,) a Ci "o� l ofty city the mastery of nature are at beat two-edg Technology and ed instru_ g to Sophocles, and they can lead to overw . g ments, accordin eenm , .In th e more negative sens o -to oHva acts le errib e."> These lin� t and the message of the Tower of Babe!: men-in their remin d us of e their buildings and cities. The builders at Babel pride-ean los ' with the loss of their common tongue as w of cou rse, punished lessons of that tale is that men need to and one of the to build together. Dante has a compelling vers freely if they are ion ofthe biblical story in his De VuIgari Eloquentia ( I . 7. 4-'7), in which he places particular emphasis on the link between building and lan
(Ant. 365-'7 1 )
� �
:
:�
communicaU:
guage. In Dante's account, the builders of Babel are allotted new languages according to their various trades. Each group of crafts
men and workers speak a different language, after they are punished and the more highly skilled their trade, the ruder and more barbar ic their new tongue, according to Dante. Nimrod, king of Babylon, is said to be the chief instigator and master builder of Babel and in the Inferno (3 1.
67-8 1 ) we find that Nimrod is left without language
altogether, speaking a tongue no one can understand. 120 Dante's
wicked builder has gone not only from a tall tower to being city
less--compare Sophocles' iI.p'rro>'., a7To>',s--but from speaking a lan guage comprehended
by
all
to
uttering seeming gibberish.
Interestingl y, Nimrod is also associated with fire: he is said to have taught men to worship fire, threatening those who refused to do so with death by fire.
!2t
4.
F I R E A N D LANGUAGE
In the ancient world, we find a strong link between language, build
ing, and fire in the writings of the first-century lICE an:hitect and engineer, Vitruvius. In his treatise De
Arcltit«n.ra, Vittuvills
describes the development of early men, and he includes the discov
ery of fire, invention ofspeech, and beginnings of building as part of
, .. See Genesis 1 0 : 9" I o. The depiction of Nimrod .. mMlIK II'Chitoct 01 ...... ill found in both Jewish and Christian sou"'__ Babylonian ToImIod ..... z.. '" See Griffith
1 999. 179-80(ad A"t. 332-75 ).
Ub etc.; Auguotine. D, Ci" ita" INi (16. 3-5). . .... '" Again this ot ry is found in both jewi.'untl CluiMian _ a..ir
o
l8: I); Clement. Reco1{ftitiollS
I. 30.
4. The Invention of Language
his progress account. Indeed, according to Vitruvius, men learn to speak as a direct result of their ability to control fire. Primitive
humans originally encounter fire when it is created by branches of trees rubbing against one another. Men, terrified at first. flee. but
they learn to appreciate the benefits of heat and to feed the acciden_ tal fire with logs. These early men then summon others. in dicating by gestures the benefits of the blaze. They subsequen tly develop a
language together. moving from gestures to sounds . words. and full-fledged speech in a series of steps. At this point, early humans
upright. dexterous. socialized people who are gathered in one (De A rchitectura 2. 1-3.
plac�turn to the construction of houses
�). Before investigating Vitruvius' outline of the stages of speech.
it is worth looking more closely at the connection between the mastery of language and the control of fire. First. a very brief look at the part played by fire in Greek thought, a role far more extensive than that allotted to speech. Fire has an important function in cosmogonies. zoogonies. and anthropog onies. Anaximander sees the sun, moon. and stars as being formed from a sphere of flame. Empedocles speaks of a fiery core to the earth and has human beings drawn out of the earth by fire. In the Protagoras myth. humans and other living creatures are created out
of a mixture of fire and earth. and things compounded of these two elements, that is. water. and air. These examples could be multi
plied. ' " Fire also plays a crucial role i n the development of civilization, as we can see from the figure of Prometheus the firebringer. In the
PV
Prometheus proclaims that fire is the teacher of all arts to humankind and a great resource. l ZJ Prometheus of the
Protagoras
myth steals technical wisdom together with fire from Hephaestus. because men could not have acquired or used technical arts without fire. m In the cycles of lost and renewed civilizations outlined in Plato's
Laws
(above. Sect. 2). the ability to use fire survives the
recurring cataclysms. so that men can redevelop the arts necessary
... Anaximander: OK I2 A 10. Empedocles: OK 3 I BS' and B62. Protagor.. Prol. 3 'od. See too e.g. the further passages disc uss ed by Blundell 1 986. sf>-? 68-<} .
myth: PI.
a(MaKr.zAo� ·rJxVPJ� 1rt1C"1'/'i !3po'toir; ."I.fn'JII.. 1«(1, IJ./yrr.r .,.,.opo� (PV r 1 0-1 1 � see too Iine9
3 1-'. 39. 4'-3. tU
? ·j J-4)· ,,. PI. Prol. J 2 1 d. Compare PHny NH 31'). 200, who, when . cfllft, and induatries, concludes that there is almo8t norhin� that finilhed arate by means of fire (nihil pae1l� non igni p�'fi(l).
discussi ng i!'1
variOU3
not brought to a
4 · Fire and Language
149
ing (678e-6 79b). Xenophon, in his Memorabilia (4 3) . 'O l' T liv · , ", o-p ronged out I'me 0f the development of civilization. dudes a tw We seen (above, Sect . 3} Xenophon's claim that have already thought . . guage underhe the pohtlcal and social arts·, he asSignS and lan a of the technological arts F' alle l role to fire as the source . ar . Ire, P Mem . 4 · 3 · 7 ) , IS a partner in every art and every Socrates says ( _ p�op e fashion for themselves; none of the venience which im _ IS mdependen t of fire. m Both of these original ant necessities of hfe language--have been granted to men by cap acities- re and the gods, acco rdmg to Xenophon, but men then use these gifts as a basis them selves further. Both in the Protagoras myth and in to develop the PV fire is not only a necessary prerequisite for the technical arts: italso serveS as a symbol of man's participation in the divine.'" Fire, then, can represent the divine or, at times, the rational ele ment fou nd in humans. In Heraclitus' view, fire is both an arche typal form of matter and a force which directs the structure and behaviour of things. Individuals are most alive when hot and 'the dry soul is wisest and best'. (Heraclitus' views will be taken up and developed by the Stoics, who describe god as a designing fire, ....up rExvlKoV.)'" According to Democritus, mind and fire are of the same nature and the atoms of soul most closely resemble those of fire. III Aristotle's pupil Theophrastus again points to the many facets of fire. In a short scientific essay On Fire (1r
�
;:�
�
of lire. m In another work, devoted to inventions and discoveries, Theophrastus states that wise Prometheus was the first to give men a share in philosophy and that is why the story was told that Prometheus invented fire. I 30 Promethean fire is removed here from 70 �vp
. alJv£pr) �' o� 'Tf�OS' Tro.Ct�\I rlXV'1� ,I(� 7fclVTa o� ��£;a: £w,n W�
Ka.fQOKfOOCOYTO,t . . oU8�I' atwAoyoJ' O,VEV 1ftJPos u.,8pw1rO' ,.w� "/105 TOt' �_ � l(aTClcnc:fv4CoVTadMt'm. 4· J. 7)· Ul See Conach e r IQ8o. Q I; O'Brien 1 967, 61-3 n. 17. R; B30. 890. 864. 866. .rc. Stoics on �: Long and m Heracl i tus : O K 22 1l " Sedley 1987. 46 A.P (i. 274-9: ii. 271-'7). m Democritus: DK tJR A. 1 0 1 ; st'e too e.g. Guthrte IQ57. SI. 5�and 1 31 ft.. 2). IU
Democritus is sa id to httn' v.-ritt('n a work ('a�s of F;� mid (If Utt n..:.r " Flft (alrla',"fp' ,"VpOS I(Qt T{Vl' fl' 1fVp, D K 68 HI l e). butthe work mlY bespurious. SetC_ 1 967. 5 7 with n. 32.
� TOV ,"vpos ,,",U(lL) ;&lnlrct'Ta� (Xfl SUVG,...flS" rw. . dtrAc:Uar Ott I,. I. I . . Fr. 72Q Fortenb
4. The Invention of Language
its physical, technological use and becomes the blaze of philosophy thought incarnate.'JI This wider perception of the nature of fir; points to two possible interpretations of the view, held by some ancient thinkers, that fire preceded language. We can understand that the physical control of fire by human beings came before and led to their use of speech, as, for example, in Vitruvius' account, but the claim may also imply, at times, that it is fiery thought or intelli_ gence which preceded language. Cooking and Culture
An important use of fire is for cooking and sometimes we find that cooking and a mild diet, rather than fire itself, are said to be the chief ingredient underlying civilization. Here we return to the view, found in earlier chapters, of diet as an important marker which dis tinguishes humans from animals. According to some Greek writers, people become truly human or civilized by learning to control fire and cook their food. Moschion, a tragedian of uncertain date, describes primeval men as cannibals, in a brief account of the devel opment of civilization.'" Early men, according to the fragment of a lost play by Moschion (fr. 6), live in caves or ravines and know nothing of agriculture. They kill one another and subsist on human flesh. Presumably these brutish men do know how to speak, for they have laws, but law is weak and violence shares Zeus' throne (lines 15-16). It is only gradually, over time, that Moschion's humans acquire the arts of civilization. They discover cultivated grains and vines, agriculture, building etc. and become civilized. They also turn to a more regular-presumably cooked-diet and begin to bury the dead to prevent any further cannibalism . Moschion, incident ally, is indifferent as to how these changes come about over time, raising all three of the most common explanations furnished by ancient thinkers to explain the development of civilization. Human acquisition of the arts, Moschion states, may be due either to the 7)5) and another of the invention of the art of words (T'XVTJlI "\0ywJI') by the Syracllsan Corax (fr. 7360-c). I II
cov�r�d th� art. and techniques of daily Iife(Seneca, Ep . "". 7, 1 1 - 1 3 . 20-6. 31-. = fr . •84 Ed�l.tein-Kidd). IU M08chion is generally dated to the Jrd cent. OCR, but this tragic fragment (fr. 6) Compare Posidon ius' claim that philosophy--and specific phil osophers-dis
of 5th. and 4th-cent. progreu accounts; see G uthrie Hi. 81-2. For the practice of cannibalism by early humans, see too above, Sect.
containa clelr verbal echoel 1969.
2+
4. Fire a7ld Language
151 ess of Prometheus, or to necessity, or to the teacb ing of inventiven es 20-2). nature (lin the comic writer Athenio, we find to • a flgUe-lnIn a fra gment of ' . · k109 coo as the OrIgin of civilization H on sage as eek p , too ere, h . . . c . , b east rk I e men who indulge in allelophagy. A there are pTlmltlve, . er man b egms �o roast the meat 0 f.sacrificial cattle, according to clev cookmg then develops In earnest, leading to a series Athenio, and Pleased men subsequen tly begin to live toget ies. cac deli her, of . . nltles and CIties · · . .J3 Athenio, a Greek forerunner of forming com mu presents us with a playful exegesis of the raw Claude Le vi-S trauss : . DlOdorus Slculus' euhemeristic account of earl and the cooked. In Egyp tian history ( 1 . 1 3-16), it is Osiris, the third king, who brin abo ut the end of cannibalism. Osiris, together with his sister introduces culti vated cereals. IJ4 Hermes is said to have introduced his innovati ons in language, writing, sacrificial practices , and music during their rule (above, Sect. I ) . Fire, on the other hand was first king, Hephaestus, according to Diodorus invented by the very here. In the Hippocratic treatise On Ancient Medicine, cooked food is not described as the impetus to the rest ofthe civilized arts, but diet is an important factor in furthering progress and distinguishing early humans from animals. On Ancient Medicine, a work generally dated to the end of the fifth century BCE, includes a description (ch. 3) of primitive man starting out with the same foodstuffs as animals and slowly developing a more suitable diet over a long period of time. Human beings experimented with their crude and beastlike food, winnowing, grinding, sifting, kneading, mixing, boiling, and baking, and thus they gradually learned to prepare a diet suited to their constitution. These trial-and-error innovations in diet, under taken out of necessity (dVo.YKT]) and need (X/X'T]), form the basis of medicine according to the Hippocratic composition. 'J5 Once again it is worth noting the parallels between diet and speech: both lan guage and cooked food lift men above animals and help them over come their physical inadequacies in relation to other creatures:
� Is!
is untft1Oia. with ut Athenio fr. , K.-A. (= Athen. '4. 6�ff.). Atllenio's d.� I sting the 4th. Jrd, or 1St cent. B<'E: _ K.-A. ' 9113 . iv. '3· ocho!,,,, ,u.II.Ie '" Compare PIut. Or Is. cl O,;r J 56•. UJ For In exceJ]ent di$(,l �si(ln of 0" .4ftC"ifwt Me.riftt as a docuIDetM 01 � I hiatory agoinS! the backRround of �th-cent. KCOUnts of the �elci""" Blundell , 9116 . 17&-80· tion oee Jouanna 1 9QO. H-4Q; Off
t�
4. The Invention of Language
necessity is the motivating factor in their development. 0" Ancitflt Medicine includes a detailed description of the experimental prOCe_
dures which lead to the gradual development of human diet, but no
similar fifth-century document on the process and various stages of
language invention survives. We shall see below that all such extant
descriptions were written several centuries later.
The Source of Fire We do find relatively early accounts of the process of fire-making. In the Homeric Hymn to Hermes ( 1 08-I S), a hymn assigned a date
BCE, the infant Hermes invents a fire drill made of laurel and pomegranate wood. He is said to be the first to transmit this technique ('EPI':ijs TO, TTpWTt(JTo. TTIIP'7'a
between the sixth and fourth centuries
TTUP T ' av'S", ... I l l ) . Hermes does not, of course, invent fire and a
whole series of gods are associated with this powerful force. Hesiod
is an early source for Zeus' use of fire. Zeus wields bolts of fire, a powerful weapon, against his opponents. He also grants heavenly fire freely to mortals until the separation at Mekone, when he is angered by Prometheus. Prometheus then steals fire, carefully hidden in a fennel stalk, and brings it to men. 1 3. Hephaestus, the master metalworker and craftsman, works with fire in his forge and in the Protagoras myth he is the source of the fire which Prometheus steals for men. In a later account, Hephaestus' role broadens and he is portrayed as a teacher of the uses of fire. Other gods associated with fire are Hestia, goddess of the hearth, and luminous (tI>oifios) Apollo who can create a dazzling, frightening fire . l J 7 This list o f deities connected with fire points t o a notable difference between fire and language. The part played by fire in Greek thought-and myth-is far more extensive than that allotted to speech and we find a series of patron deities who point to the source and different uses of fire. If gods create, bestow, steal, and preserve fire, as well as working and destroying with it, they do not use or manipulate language in the same way. There are, of course, gods associated with speech. Hermes appears-albeit in different , .. See e.g. Zeust conquest of Typhon. Hes. Theog. 820 tf. and see further Detienneand Vernant 1 978. 77-83. On Prometheus and Zeus see Hes. Theog. 56t-9; £,,0 47-5'; on the golden age, above, Sect. '.3. ' 11 Hephaestua teaches fire arts: Istros FGrH 334 F 2. Apollo's fire: Htmlnic H""." 10 A[>ol/o 440-']. For the way the characterS and .kill. of various gods .r. defined in relation to their uet of fire, see Detienne and Vernant 1 978, 280-3.
4. Fire and Language
1 53 dating to different eras--as a creator of both fire and of !an. pollo, for example, uses a special form 0f I guage, and A . anguare' atIon, to enhance communication between divin r ula men and orac . also, as we have seen, a special language of gods gods. Th ere IS 2·3)· Yet we do not find the gods inventing, d'ISpetl8. ect. S ve, bo (a ' . . . usmg, or preservmg language, the way they do ing, tran smlttm g, with fire. There are human inventors associated with the discovery or well. We hav � alr�ady encountered (above, Sect. 2) spread of fire as Phor� ne �s who IS saId t� be a firebringer. Phoroneus an, m rst fi a gIft of fire when mtroducing scattered men to must h ave used hIS g the first community . Interestingly, accord social life and foundin (Fabulae 1 43), these early men lived Hyginus e in assag p a to ing without cities o r laws, but did speak a single language , even before Phoroneus' rule. Here, it seems, speech precedes fire."" Hellanicus assigned the discovery of fire and of armour to the people of Lemnos. ". The Elder Pliny tells us that Pyrodes son of Cilex created fire from flint ignem e silice Pyrodes Cilicis (NH ,. 11)8), but this seems little more than a play on words.'" Pliny immediately adds that Prometheus is to be credited with the preservation of fire in a fennel stalk. There is, incidentally, no inventor of language to be found among the hundred-odd divine, heroic, and human inventors of arts and crafts named by Pliny in his catalogue.'4I Discussions of the invention or source of fire feature more frequently in ancient writings than accounts of the origin of language. At the same time, Greek thinkers often point to speech as a criterion to distinguish humans from animals (above, Sect. 2.2), but only rarely refer to fire as another such marker. Diogenes the Cynic is said to have pointed out that animals manage quite well without fire, and he blames Prometheus for bringing fire to mankind. The use of fire, Diogenes argued, is a negative practice leading to softness, luxury, and ulti mately a more difficult life. '" It is again worth noting (above, Sect.
SOu rces
1)1
...,ho
\
notes the suggestion that the early epic �
underlies this passage of Hyginus. See West 1 997, 3 1 5 .
Ut FG,H 4 F 7 I b: EV A1}J.'V� rr"w1'w5 fVpltJ.r, Tt) 1'f mip lCol 0.1 o.r�. � F 71t, where fire is not mentioned. and see KleingO.nther 1933. 127 .
... See Schilling 1 97 7 . 2012-3, who not only notes the significant - ...... but suggest. that the name of Pyrodes' father, Cilex, i. a W
Pliny's text.
", NH 7 . 1 9 1 -209; see esp. 19'-3. Pliny d_ list a aeries ol ia....... ...... ...... tributed to the ancient art of writing. '41 Dio Chry•. 0,. 6. aa. 25-<1; see too the further oo_c*d by 0010 "", .,..
4. The Invenrion of Language
1 54
:1.4) that while Cynics were willing to give up
all the 'refinements' of
civilization. including cooked food, clothing, marriage, and the avoidance of incest and cannibalism, they never considered relin_ quishing their use of speech. We do not find any Cynic disavowal of human speech and while Cynics often delighted in shocking onlookers by their public displays of unconventional behaviou r, no Cynic is said to have flaunted silence. Perhaps the strongest objec
tion by a Cynic to any form of communication is the statement attributed to Antisthenes that people should not be taught to read for fear of being corrupted by others. ' " If fire, in the Cynic view, is superfl.uous and the root cause of much evil, language is not.
Mastering Fire and Mastering Language The use of language and the control of fire are perhaps humankind's greatest abilities. These capacities are universal-language and fire are found in every known human civilization-and exclusively human achievements. , •• Modern researchers note the many paral
lels between these two capacities. Both the mastery of fire and of
language underlie all civilizations and were undoubtedly part of the civilizing process; both are overarching capabilities which lead to a whole series of further developments; both involve a mental process, as well as requiring social interaction and a technical or
physical ability; both greatly enhanced humans' ability to survive in
their competition for resources with non-humans. Finally, both needed to be mastered only once, for after fire and language were first acquired by humans, their continued use depended on social organization and cultural tradition. ,., While some ancient narratives attribute the coming of language and of fire to single individuals, other Greek and Roman writers share the modern view that the use of both fire and language must have developed in stages. Modern thinkers suggest that the mastery of fire involved three stages of increasing control: ( I ) the passive use of natural fire for heat, light, and cooked food, (2) the ability to colItJ
Anriathrnes: Diog. Laert. 6. 103; �ee too Dio Chrys. Or. 1 0 . 16 and Philemon
fr. 96 K .-A. for negative evaluations of human reasoning
(8U1WDID. and .\oyo5
respec·
h y el y ) all superftuous. Contrast Diog. Laert. 6. 73 and 6. 2:4 where Diogenes the Cymc is slIid to attach Rrcst importance to .\oyoS""'""""'"5peech and/or reason .
. ". See Goudsblom 1992, esp. 1-3. He notes. that modern anthropologists ignore, at time., the plyotal role of fire in human civilizations .
... s.,. Goudsblom ' 989, esp. ,6'-3; 1 99 2 . chs. '-4 and 9. In ch. 6 orhi. book h. of the practical usea of fire in ancient Greece and Rome.
tftCludee . lurvey
4· Fire and Language
I JJ and preserve fi�e, and (3) the deliberate kindlinc ort, nsp tra t, lee ola . stages are very sImIlar to the scenario 8uggelt fire. These ed by have seen e that according to Vitruviul (De Vitruvius. ,.. W . fire has a natural ongm, for the first fire which ArchltectuTa z. 1 -3), feed and preserve comes from tree branches rubbing humans will These early humans, who overcome their against one anot her. fear to app � eciate the great advantage of heat, of flames and learn then fire gOing. Here, Vitruvius' humans oflong ago add logs to keep the . t h e gl' fts supp I'led by nature-beyond the kind of go beyond USing In sheltenng In a cave or feeding on fruit--and action invol ved by dint of their own efforts. They also act sa ters mat e rov imp gro up, with no particular individual credited with the discovery preservation of fire. The fire-feeders then call in others, using ges tures (nutu monstTantes) to demonstrate the benefits of fire. Perhaps these additional men are needed for gathering wood, for fire is more easily preserved by a group.' " After men begin to associate together through the discovery of fire, they gradually learn to speak with one another, according to Vitruvius' account, and the process of lan guage acquisition which he outlines is similar to that involved in the mastery of fire. Here, too, men move from a natural phenomenon in this case, their ability to produce sound-to learning how to refine and develop this natural gift by articulating sounds. The next stage of language acquisition is one of deliberate creation, with humans coining words, that is, usi ng an articulate sound to signify an object.'" The progressive mastery of language by Vitruvius' early humans seems to be the product of a group effort, as was their domestication of fire. It is worth noting that while Vitruvius sets out succinctly all the stages l eading to the complete mastery oflanguage, he does not tell us, in parallel fashion, how men reach the final stage in domesticating fire, learning to produce fire at will. Not all modern scholars agree with Vitruvius' hypothesis thllt fire preceded l anguage, and they approach the issue in two rather different ways, using both psychological reasoning and archae0logical evidence. The psychological argument is thllt only if
0:
... Goud.blom ( ' 989, 1 6 '-3) hases this model oftheacquisitionoffi.... .. ___ lined by Jame. Frozer; see too Goudsblom 1992, ch. I . , n S ee Cole ' 967, .1' and 35. 01 , .. Modern .tholo .. do not seem to note these parallds t.et- ... .... surprislDl iD. domesticlltinli/: "rt.' and thost' of lanaulg.;" acquisition . This is t-specially the c... of Goudsblom ' 911Q, an analysis of the do•• link, � ,,-' -...
of fire and their capacity for communication.
4. The Inv,nrio71 of Language
humans possessed some sort of language would they dare to con vince one another that fire could be approached and tamed. 'It is hard to imagine fire, which all other species fear and flee from, being tamed and handled by a species with no kind of secondary represen_ tational system . . . a language, even a protolanguage, uncouples stimulus and response allowing its owner to look objectively at things that . . . might arouse emotions too violent to control. " 49 This claim is speculative, and other modern thinkers side with Vitruvius and reverse the sequence, claiming that it was their experience of fire which stimulated the imagination of early man to invent speech. ". Archaeological remains provide a firmer basis for argu ment and scholars generally agree that such remains indicate that homo eTectus was the first human to use fire extensively; they are less certain that homo eTectus possessed language abilities. '" Language, of course, does not leave the material traces that fire does. Classical authors are similarly divided on the question of the chronological, causal, and psychological links between language and fire. Diodorus of Sicily and Lucretius are two ancient authors who published their works not long before Vitruvius, and they may have influenced him. '" Both Lucretius and Diodorus discuss the origins of language and of fire, but their accounts differ from that of Vitruvius. Diodorus, in fact, includes two (inconsistent) accounts of the discovery of fire in the first book of his Bibliotheca. In a general survey of the beginnings of humankind (discussed below, Sect. 5), Diodorus describes language as the very first art of civilization developed by early humans. Unlike Vitruvius, he imagines that primeval men began to use fire only after they learned to speak. Diodorus also tells of the discovery of fire in his narrati ve on the early history of Egypt (see above, Sect. I ). ' " There he states that fire , •• Bickerton
I !.
1990, 1 4 1 .
See Hewes 1992, 1 6 , who surveys earlier discussion and compa.re Goudsblom 1992. 1 3-14. Goudsblom IC}8Q argues that fire was conducive to the development of language. ISl See Leakey 1994. xiv (but see 1 29); Lieberman 1998, 80; Beaken 1996, 84 and 93-4; Goudsblom 1989, 164 and 1992, 17. See too above, Sect. J . In Vitruvius wrote rhe D e Architeclura after 27 BeE, while the terminus ante quem. for Diodoru8 is 30 BCI!; see Cole 1967. 1 5 with n . • , who finds no firm evidence for Diodorus influencing Vitruvius directly. but pays close attention to the parallels between the anthropological texts of the two writers in chs . I I 2, and 4 of his book. Vitruviua mentions Lucretius and his contribution to knowledge (De Arch. 9, prlef.
I" On the relation between DiodorUH' two accountl of the beginnings of civilizl"
17)·
lion, 1ft Runon 1973.,
SO-I and the further references below. n. 1 6 1 .
4. Fire and Language
1 1'7
b y a si �gle individual, Hephaestus, when a Iightnm, W88 discovered tree and It caught fire ( I . 1 3 · 3). The man Hephaeetua bolt struck a flames, added wood to the fire to keep it going, enjoyed the and others to see the fire. Hephaestus was subsequen d vite in then tly . by dIscovery his becoming the first king 0f Egypt, for rewarded . ' ' dorus . I n th'IS aI ternatlve, euhemeristic veraion of accordmg to D 10 . again disagrees with Vitruviua. He fire, DlOdo�us the discovery of e of �re--a IIghtnmg bolt-in heaven rather than on locateS the sourc earth, an d he has a smgle, named individual recognize its benefits and discover the way to feed a fire, rather than a group. We first hear of sp eech-po ssibly the actual invention of speech by Herme&- during the reign of the third king Os iris (above, Sect. I). Lucretius also discusses the discovery of fire when telling of the beginnings of language and civilization . . . He describes the ways in which humans could have learned to use fire, mentioning both light ning bolts (to which Diodorus will return) and the friction of tree branches rubbing together (to which Vitruvius will return). Both the lightning bolts and the sparks from trees are presented by Lucretius as natural, random phenomena: his fire is not a gift from Prometheus. The sun, Lucretius adds, taught humans to cook.... Unlike Vitruvius and Diodorus, Lucretius does not elaborate on the stages by which humans learned to control fire. In his account, fire is part of the process which leads to human acquisition of speech, but only part. Housing, clothing, fire, and, above all, family life cause humans to become softer and it is then that we firsthear oflan guage, as early men communicate in stammering fashion, by means of cries and gesture, and begin to form a regulated community with their neighbours . ". Lucretius and Vitruvius, then, agree that fire came before language, but point to very different effects of fire which brought about speech, while Diodorus (in one of his two accounts) argues for the priority of language. •
or footno� of sorts t:Klei 011 to " tU Lucretius' account of fire is an appendix earlier account of the ori�in of civilization in DRN s. IOJ l-a8; he tften�" pfOtress account a t lines 1 1 05 ff. '" DRN 5. loQI-1 I 04. See Gale 1994. I,�, who n_ that � � l\ely plays with the idea o f fi re .s • gift from '-veft, repJ.cihl � .... • lIIunderbolt. , .. DRN 5. 101 1-.3. We will rerum to Lucreti...' idea on \:ho ..... ef�
below (Sect. 5: see too Sect . • . •).
4. Tht! IflfJention of Language s.
MBN INVENT LANGUAGE TOGETHER
Vitruvius, Diodorus, and Cicero Let us look more closely at Vitruvius' description of the develop_ ment of language . The passage is compressed and difficult: several phrases can be understood in more than one way . ' "
I n eo hominum congressu cum profundebantur aliter e spiritu voces cotidiana consuetudine vocabula, ut oprigerant, constituerunt. deind
;
significando res saepius in usu ex eventu fari fortuito coeperunt et ita sermones inter se procreaverunt. In this gathering of men, as they breathed forth different sounds, they fixed aniculate sounds by chance in the course oftheir daily routine. Next, signi fying the things they used more frequently, humans began to speak by chance according to the event. '" Thus they produced conversations among themselves.
(De A rchitectura z. I . I )
W e have seen that communication between Vitruvius' early people began with the gestures used by some to summon others to the fire. Next, as these men were gathered together on a daily basis they took advantage of their natural ability to produce varied-but confused--sounds and began to articulate sounds deliberately
(vocabula).
".
These deliberate sounds are then transformed into
words when they are assigned meanings, with the first words refer ring to objects of everyday use. People repeatedly made use of a chance association between sound and meaning as the need to coin a new word arose. They then began to speak, presumably after fur ther increasing their vocabulary and learning to string individual words together, although Vitruvius does not specifically say so . Finally, there is full-scale communication with men initiating con111 F or various proposed emendations of Vitruvius' text, see Spoerri 1959. 141-2 and the further references then�. 1 51 Cole 1967. 63-7 suggests translating ex eventu. fari fortuito (oeperunt 'began to 'peak because of this fortuitous event' and thinks that the fonuirous event is the suc cessful use of communication at a moment of crisis. I �" For this interp reta t ion of ,t'ocabu/a as articulate sounds rather than words, see the convincing at�uments and parallels-particularly Diad. 1 . 8. 2-3 and etc. Rep. 3. J (both discussed below)--ad duced b y Cole t967, 6C>-1 nn. 1-2. If we take "ocabula to mean 'words' we can perhaps undentand that these first words are individual ones, with different objects assigned different sounds by different people. Coining stand ardized words to be u�ed by the �roup as a whole would then be the next stage oflan lu.a� development . O r else these original words are shared hy all and the next stage of language outlined by Vitru\lius in\lol\les expanding speech to larger syntactic block•. Neith�r of these interpretations is immediately apparent from Vitruvius' t�llt .
5· Men Invent Language Togethn
151) with one an� ther, These talking , upright men then ea versations uses, accordmg to the author of De A rchitectura, to build ho velop, step by step, other crafts and disciplines , de ntly ue seq to conjecture that the men of VI'truVlua safe ms ' , account It see . guage because It wa� advantageous to do s O , j u st as we developed lan they found It benefi:lal to use and preserve fire. sre told th�t Utility cy-and not, fo � mstance, a desire to express snd exp edlen emo reason for Vltruvius' original language. In this tions--are the guage IS developed by a group of people actmg ' together, acco unt, lan · a � ce a p I h � d c aymg a part in the process, Nature with both nature . With their ability to emit different sounds and the supplies humans refine this natural ability in order to produ learn to cont rol and While Vitruvius' text is difficult it seems sounds. ulate artic , inct dist safe to say that chance is involved in both the formation of the first srticulate sounds (see ut optigerant) and the assignment of meanings to w ords , the linking of signifier and signified (see ex eventu . , , jortuito) . ' bO O ne further point to be noticed is the role played by time: Vitruvius describes the invention of language as a process which develops in stages, over time.
and':..
�
Diodorus oj Sicily
We find a more detailed account of the beginnings of civilization and the process of language acquisition in Diodorus Siculus In the first book of his Bibliotheca ( I . 8), Diodorus describes primitive humans' .
gradual ascent to civilized life, where men progress by theiT own efforts, taught by necessity. 'b' Diodorus' narrative of humans' ascent to civilization, written in the first century BCE, has sparked a great deal of scholarly interest because it is thought, by some, to be based upon anthropological speculations by Democritus or another fifth-century BCE thinker. The overall framework of Diodorus l . 7-8-a description o f the origin o f the universe, followed b y an account of the first li " ing creatures, including man, and then an out line of the beginnings of civilization-seems to follow the sequence of cosmogony, zoogony, anthropogony, and, at times, anthrop ology, found in pre-Socratic writings such as that of Anaximloder
,.. See, however, Spot.·rri 1 959. 142 with n . 32 and compare p�vious nute. .,. This progress account precedes his more cktailedand Egyptian civilizotion (.ee abo\'e, Sect. , and Sect. 4). TI.- two ...:.aa... Diodorus on the de\'elt)pment of civiliution Ire seen b,,· some scholars as�
early
ntherdi&ennt � ,!"
' �e e.g. Spoem IQS9. ..p. 1 6:-3. aof>-7. Cole ,967. '74� .... . 4oI8iIocI hypotheoi. on the original ordering and in�rwe.\'intl of DiodoNs' two -'
1 60
4. The Invention of Language
and Archelaus.'•• Many features of Diodorus' cultural history are reminiscent of the fifth-century descriptions of early man that
we
have looked at above. Diodorus' first humans are said to lead a dis.
ordered and beastlike life (I. ,i-raK"T'P Kat 0'1P'W&.' {3(4' 1 . 8. I ) and we have seen that these are two recurring words in early accounts. I., There are several close verbal parallels berween Diodorus' acCOunt
and the Protagoras myth: both tales use virtually identical words to tell of early men who are scattered and dispersed before they learn to come together, of wars with wild animals, and of men learning to articulate speech. I .' While the exact relation between the passage in Diodorus and specific writings of the fifth century remains an open question, scholars are generally agreed that many elements of Diodorus' account, both of content and of wording, go back to the fifth century. '" It would be particularly interesting for our purpos. es to know if the detailed outline of the origin of language found in Diodorus could be dated as far back as the fifth-century BCE, but this too cannot be established for certain. I •• The account of the means by which men discovered the best kind of diet for themselves, found in the late fifth century Hippocratic tract On A ncient Medicine (above, Sect. 4), points to the possibility that a similar outline of the stages of language development was composed at that time, but no such text survives. According to Diodorus, primeval men are attacked by wild ani mals and it is expediency and fear which draw them together and
, •• S�e Havelock 1957.ch. 3 esp. 74-5 and app. toch. 5 . 409- 1 2; Blunde1l 1 986.ch. 2; Guthrie 1957. 3 1-<); Kahn 1 9 8 1 , locr3 and above. Sect. 3. on Archclaus. I .' Compare in particular the opening of the Silyphus fragment (aTuKToS" • • • ptO!; Ko1 B-rypufJ&r]) 1-2) abov�. Sect. 3. with Davies 1 989. 1 8-19_ See too O'Brien 1985J 264-5 with n. 5. • ..- Scattered and dispersed: c11Top6.8'rjv PI. Prot. 32Zb; Diod. 1 . 8. I; coming togeth er: J'1}TOVII' . . . r18pot�£o8aLPI. Prot. 322a; ci9po,'olLooV) Diod. 1 . 8. 2; warring with ani mals: TOlo' 1'Wlo' DTjpUulo' 1ToAe'JLoy PI. Prot. 3zzb; '1ToA�JLotJJL£YOt1) J-LElo' wo TWV 8TJp[w-v Diod. r. 8. 2; articulating speech: tPw-v�v Ka.l 6v6�a'TQ . . . 8LTJpOpWo:aTo PI. Prot. 322a; 8Lap6pow TaS �'en� Diod. I . 8. J . See Morrison 194 1 , Q-IO; Guthrie 1 969. iii. 8 r . '6t The bibliography on the source behind Diodorus 1 . 7-8 is vast. See in particu.. lar Cole 1967. who expands and refines Reinhardes original argument for the Democritean basis of the passage in Diodorus. Compare Spoerri (1959 and 196r), who contends that late Hellenistic sources probably underlie our text. but accepts that many motifs do go back to the 5th cent. BeE. Havelock 1957. 406 and Blundell 1986. 72 n. 22 include further bibliography. For the overall 5 th-cent. origin of the Diodorus passage, see Guthrie 1957. 14trl n. 9; Kerferd 1 9 8 1 , 1 4 1 with n. 2. ... Havelock (1957. 77-8) poin.. to po.sible 4th- and 3 rd-cent. BeE influences on thit aection of Diodorus. such u the use of the word tMroKfl�El'a.-which he translates .. 'Iubetantive data'�and Diodorus' division of the olJ(olJ�''II'f'J world into linguistic are...
5 · Men Invent Language Toge�r
161
em to help one another ( 1 . 8. z). Their continued aallOciation teach th gs about an awareness of each other' 8 Ch8raetera . .... " , slowly brin � , I £� TOU KaTa !'"'KpO. TOUS a.u.'1� wv (llf.y..W<1K£W
nmous I . 8. z). Tb. utIOn of a social sense then leads to the deveIo pment of gradual evol lOdorus seems to say here that society or at least a social language. D sorts precedes speech and calls it forth Iflater h'nk . t I era aWareness of conceive of speec� and sociability as an insoluble such as Rousseau , proble�, wIth society necessary for the inv d-egg -an en ick ention ch language md Ispensable for the formation of soci of language and .
.
that social sensitivities precede and lead to Dio dorus thinks
guage.
,"
.
.
:�
.
Or p erhaps DlOdo rus IS saymg something else. While most comword Tunous in Diodorus' text to mean 'charac mentatOrS take the k that Diodorus is claiming that men gradually learn ters', and thin another's b eh v io u before they begin to speak, to recognize one . , Lovejoy and Boas take TU7TOUS as signs and translate 'they presently
�
�
Accord ing to this interpretation, some communication by gestures took place among D iodorus' early men even before they developed articulate speech; here we are reminded of Vitruvius' primeval
came to understand the signs they made to one another' .'"
gesturing men who summon others to the fire. The Christian writer Lactantius (c . 240-3 20 eE) has an account of early society quite simi
larto that of Diodorus and there he suggests that first men usedges
tures before vocal speech. Lactantius' early humans are said first to signify their desire by gestures and only afterwards to begin to develop speech
(primo nutibus voluntatem suam significasse, deirrJe
linguistic men
and we shall encounter in the following chapter
sermonis initia temptasse).'·· Lucretius, too, assigns gestures to pre
ethnographic descriptions of foreign, remote peoples who never go
beyond gestures to actual speech, l ?o
'" See above, n. 75. and see Stam 1976. 81-', The actual question oftbe c:bicbD and egg is raised by Plutarch as one of the topics of his Q. Syt«p. 635H38a. ,... Lovejoy and Boas I Q 3 S . 221 with n. 39. '" Inst. Div. 6. ' 0. ' 3 -14. Spoerri 1961, 7<}-8 I with n. 83 notes thegratsinlillri ty between Diodorus and Lactantius. but thinks that there are no gest\IftS in Diodorus I. 8; he takes T""O"< (75 n. 68) to mean '[menschIiche) Gestalt'. �' iOUrce is unknown. but may have been Cicero---1>ee Spoerri 1959. 158 L 8; CM 1967. 64 n . 10. Cole ( 1 967. 63-'7) thinks that the eccounlS of Diodorus. VitNvius, .... Lactantiu$ contain traces of a theory according to which the very tint Kt of � nication was a non-verbal one, used in a crisis; this succeslsfu act then .. tO ... ..... ut! development of speech. no Gestures in Lucretius: below, text near nn . 209""" 10; rernotI � Sect S-l· ·
16:1
4. The i7ffJention of Language
There is one further sentence in this passage of Diodorus which
suggests the possibility of gestures being used by early men even before they turned to speech. " I Diodorus, after outlining the begin_
nings of language, turns to the acquisition of other useful skills by primitive men. Humans begin with no clothing, housing, fire, or cultivated food and gradually learn to live in caves during the winter and to store fruits. They master the use of fire and slowly develop the technical and social arts ( 1 . 8. 5-8). Diodorus then concludes his description of the advent of civilization by characterizing man as a creature who has necessity as his teacher and is well endowed by nature, possessing hands and speech and sagacity of mind to help him along. '" Language is presented here virtually as an innate endowment, along with hands and intelligence. We have already seen (above, Sect.
3)
that Xenophon discusses human beings'
hands, flexible tongue, and mental capacities-as well as their erect stature--i n a single chapter of the Memorabilia Socratic Anaxagoras-who may underlie
(1.
4). The pre
Diodorus'
narrative
here--links hands and intelligence, stating that man is the wisest of creatures because he possesses hands. ' " Diodorus adds a third ele ment, language, and sees these three unique endowments of men as co-workers «(Jvvvn. Ctptp KaL aVJ.'EP'YOVS' I£XOIITL '"por Q"al"TQ ;r.'po.r 1((1, Aai'o)' 1(0., ljJuX71r aYXlllo,QY (D1od. I . 8. 9) . • " Aristotle. De Part. Anim. 10. 68,&: .itvaea.yopa.t IJ.£II o�" t/>'10L bU1 1'O XEipo.s IXEL' �fI!O..,,,,.w.rt1TOY ftwu T'WIJ '�tlJlI tI.,9pw-rroll ( = DK S9 A I 02; compare B2th). See too the ltatementby Galen, De Usu Pa,tium 3. t (= iii. 168 Kuhn) Xflpo.t �£v S� �6votQ"choorw.. (�.. drrlJpw-rrO{ lax..", opyovQ. ",pI",ovrQ (cpcp ao�rp. (Aristotle himself argues the reverw, i.e. that man received hands because he is the wisest.) For the importance of hurtMn hand. see e.g. Xenophanes DK ZI B I 5 and the further references cited by Dickerman '909. '7""9 and Renehan ' 98 . , '49. Se. too Vla.toJ '946, 57 (= '993, 3J"'); Spoerri '959, '48-52.
5· Men Invent Language Together
16J
off the ground. In consequence, human. would only be their food or baa or moo, for they would not be capable of . able to bleat I t is thanks to hands, Gregory conclude" that late speech.
a::
speak.'" Let US look more carefully at Diodorus' descrip tion of the ltaca which a group of early men produce speech together.
by �5" tJxu�) 8' da�fLov Ka.l CJtJYK£XUI-L'VTfS OV�) EH: TOV KaT' oAiyo,", L ... -13 .. t ....,.,pow �1If , . " �'\'\�'\o �f VS' .. 'T,0.v�a ) a �'l-Lr• o,\, a 1TfP' fKclOTOV 'feW imOKf.�" �'fnr;, Kat, �PO) vdav. 'V EPI-L a7TQ.V7'W", ,"(pt TTJV 7TO'TJO'a£ Q.UTOIS �al.lJ t/J a 71 WP'I-LO
YV
ngless and confused cries by slow degrees they � From meani ech and by agreeing among themsel�� on expresoiona for every forms of spe . object ID front of them. created a mutually mtellIglble mode ofcommunica_ . (DlOdor us 1 . 8. 3)'" erythmg ev about tion
Diodorus' primitive humans go from uttering senseless, conftHed to slowly articulating sounds. At this stage, apparently, men oises n produce articulate, distinct sounds but attach no meaning to these utterances. Next they begin to coin words together, agreeing upon specific sounds , which serve as symbols or tokens for each of the various objects they encounter. 116 Their linguistic capabilities expand and eventually they are able to communicate to one another
about everything. Diodorus' early humans seem to cooperate from the very start in creating a language together, jointly settling upon
the words to be used to designate objects. Here it seems plain that
language comes about as the result of a social compact with various members of the group suggesting to one another the sounds used .
tokens to signify specific objects (Ka, 1TpOr a.u>iAovs �.II:rsro uvp.po).a), that is, suggesting words, and these words are then
accepted by the group as a whole. The continuation of this passage of Diodorus makes it plain that
the first forms of speech are conventional in more ways than one: BOt
only are they the product of a convention or an agreement be�
members of the group, but there is also an arbitrary reIatioe.
between word and object, not a natural fit. Diodorus posits . series
of first languages, rather than a single original tongue, and be IhiRb
.., See G regor y of Nyssa. D. Opij. HOWl. c. 8p. 148d-14911 ond_CoIo 1967. ....·. Dickerman 1909, 1 5- 1 7 esp. n. I. brings a series f OOUIUS linking honds 1IDIi ...... and notes that the two are ·consociatae·. us
o
This translation IS an adaptation of Guthrie 1969. iii.. 8 1 . For ...... . cca-
11. . See Whitaker 19Q6. 9-l l for . lI..fuI dioc:uoion of .. ....... ot ...... . .
munication or speech �H' abo\'e, n. n,
linauistic context.
4 . The IrlfJention of Language
1 6.4
that different groupings of men went through the same phases of creating a language in different areas of the inhabited world. Each grouping developed its own form of speech. Not everyone speaks the same language, Diodorus explains, for each group composed words by chance (oux op. o�wvov 1TclIlTaS' IX£Lv T�V 8uIAfKTov, £KQ.a-rwv W� £TuX£ ouvTa�avTwv Tas >..�..� I. 8. 4). That is why there is every conceivable form of language, he concludes. Here Diodorus tells us
that different groups of humans produced a first language in many regions of the inhabited world and did so together, by agreement. Different groups reached different agreements-and consequently different languages. The phrase W� £TUX£ 'as it chanced' seems to indicate that names in the different first languages were assigned to objects arbitrarily, by chance, with no natural affinity between word and object. ' " Here i t i s worth looking a t another account o f the beginnings of language, that supplied by Cicero in book 3 of his Republic, which was composed some two decades before Diodorus' Bibliotheca. '" Cicero's outline of the stages of language development is very simi lar to that of Diodorus, but he differs from Diodorus in the under lying factors which lead to speech. Cicero says nothing of social interaction between pre-linguistic humans and has men begin to develop speech under the influence of reason. The opening of book
3 of Cicero's Republic is lost, but Augustine tells us that Cicero
speaks there of weak and troubled early humans for whom nature is
a stepmother rather than a mother; men do, however, possess a
divine spark of intelligence and reason. '" We can now turn to Cicero's own words:
[mens] . . . eademque cum accepisset homines inconditis vocibus inchoa rum quid dam et confusum sonantes, incidit has et distinxit in partis et ut signa quae dam sic verba rebus inpressit hominesque antea dissociatos iucundissimo inter se sermon is vinclo conligavit.
And when [reason] found men with stammering voices uttering unformed and confused sounds, she separated these sounds into distinct classes, asaill7ling words to things as a kind of distinguishing mark. Thus with the most pleasant tie of speech she bound together previously solitary men. (D. R.p..blica 3· 2. 3) Compare Alien 1 948, 31'>-7; Vl••,o. 1946,
. ,. Cice-ro'. D. R�fNhliCQ i. dated to ,S I BCR.
on If_
tlitJirw, ;".;, i",�,,;i �' mml;! (Augultine,
�2 n. 1 14 (= 1993, 3 5 3 n .
Contra /u/iamlm. 4.
la.
1 4) .
60).
5 · Men Invent Language Together
It,
.
men, hke those of Diodorua, use only confl1led an4 Cicero' s early Reason-presented here vl·... . . sou nds at first. -IIy aa an out_ . ..... • 111choate h pendent � n�Jty, :at er than as an integra) pa rt ofh urnan.side, inde and dlstmgUlshes these noises so that men produu then sorts Istm ese " d Th ct soun ds are then formed into word. soun ds. articulate . ssIgned to objects as markers of 60118. It is worth noting which are a . unds ."'�Ich need to be sorted here and the queation ofthe that it is so sslfymg of the world, with its manifold objects and sorting or c1a . does not arise. Language, according to Cicero then phenomena, serves as a bond to forge ties berween people and ' __ ;Hv create a soc ,. . a chrono I o�lcal sequence of ( I) rational thought, Cicero outlines . (z) speech, and (3) socIety, m thIS b�lef history of early humans. By mens as the Impetus to speech-rather than referring to the abstract positing that language arose from a group of intelligent, rational
humans acting in concert-Cicero circumvents the difficult ques
tion of how pre-soClal humans can create a language together, a question raised, for example, by the Sect.
3). Society,
Protagoras
account (above,
in Cicero's view develops only in the wake of lan
110 guage, while reason precedes speech. We have already encountered several ancient authors who like
� to
Cicero, think that thought precedes and serves as the stimul
language, but these authors make no mention of the reverse phe
nomenon, the influence language has on thought. Dio Chrysostom provides a rare description of the reciprocal effect of human speech and thought. In his Olympicus Dio includes an engaging description
of early men for whom reason comes before language; these humans transform thought into words, delighting in their newly discovered power of naming. He states that early humanity was particularly
close to the divine: surrounded by the heavens and earth, the stars and the sea etc., men could not remain without understanding. Dio then goes on to describe humans 'uttering the sweetest and . distinct sound. and taking pleasure in the pride and intellectuality
of human speech (aya1TwvTEs T�S av8pw11'l"'Is ....,.,;s ..0 ,...u,- ... l",C7�I'OV). stamping symbols on things that came into their pa- IIi ception, so as to name and point out everything they thought (l".8£I'EVO' crVl'{3o>.a Tois Els a;C1�C1'v a�"tVOIJI'£vo's o.s ..... ..0 � 6v0l'a'Elv Ka, 0'l>.oVv), easily acquiring thereby memories and
.... , .. Compare Cic. D. Olf. l . �o-I where _ and lpftdl(.... . ...,.;.j _
to und�rlie human sOl-iif't�· .
1 66
4 . The I11Vention of Language
conceptions of an infinite range of things ' . I I I Here, Dio not only points to the role speech plays in expressing thoughts and percep_
tions; he also notes how thought and memory develop in the wake of language. Returning to Cicero, Diodorus, and Vitruvius, we find a strong parallel between the stages leading up to a language as depicted in
these three authorsl"-confused sounds, articulate but meaning_ less utterances, the assigning of names, and ultimately full-fledged language--a nd the stages of language acquisition by children. Infants, modern researchers note, first cry and coo, and then babble, practising the articulation of sounds. Next young children learn to use single words and discover the power of names. Children then continue along the road to full-fledged language, combining words and forming increasingly complex syntactical units. I " The phyl ogeny of language found in Cicero, Diodorus, and Vitruvius is in many ways parallel to the ontogeny of speech, as we know it today, and perhaps even as the ancients themselves knew it. It is possible that Cicero, Diodorus, and Vitruvius (or their sources) were uncon sciously attributing what they had observed of children's acquis ition of speech to primeval man. Yet, the process of developing a primeval language is plainly more complicated than that of a child acquiring an already existing tongue. ' " When words are assigned to objects, it is not only sounds that need to be distinguished and ordered: the objects, too, must be organized and classified. For children, the world is divided up into segments by their parents, but who classified and distinguished objects to be named for primeval humans? Cicero, Diodorus, and Vitruvius are not troubled by this question. These ancient thinkers imagine early humans confronted by a world full of objects, external objects regularly found in front of them-compare Diodorus' '"lP' Vitruvius'
£Ka<1TOV
res saepius in usu-to which
TWV
tJTTOKflM-fVWV and
they gradually attach names.
Speech is the naming of external physical objects and not, for ex
ample, the external expression of inner thought or feeling .
.. , Dio Chrys. 0,. 1 2. 28; the translation is that of Russel1 ( 1 99Z , 1 79) in his commentary.ad lac. Compare too 1 2 . 6S where Dio notes that men, lacking except tn relation to voice and speech. have an incredible wealth of language, Miving names sometimes more than one--to everything they perceive. IU See Cole I Q67. ill n. :z fur other ancient sources which list these stages of Il n Jlu a.,r. mo�t notably Hor. Sat. I . J. 1 03-4. IfJ 80 rnatetn JCWh is a very useful survey of the beJlinnings of tnfant communica tion; 1ft too Aitch180n 1996, ch. 8, and above, Sect. 3.a . ... Sft' Ilbove. Ch. l passim.
5· Men Invent Language Together Democritus, the Cratylus, and C01IfJentitnralutrr . that Diodorus not only tells of the gradual seen , SUccenl� We have . early humans, taught by necessity , develop which by ges sta speech' upon the nature and creation of names ' fi tn rst lan_ but also tou. ches " ongma ' 1 1 anguages rus are accidental haphazard guages. DlOdo ' many sc h0 I ars t �ace th"IS view of language , with its arbiaffairs, an d relatIOn between imperfect) name d and obiect , , back to tra ry (an ' commentary on Plato's Craty lus, Proclustells Democritus. '" I n h IS saw names as conventional (lUu«) rather than us that D emoc ntus natural (",vu..) � nd he cites four a �guments made by Democritus to claim: ( � ) the eXistence of homonyms, that is, one substantiate thiS word for two different objects, (2) the existence of synonyrns or two different words for a single object, (3) the fact that names can be changed at will, and (4) the existence of things for which there are no words . . .• The comments cited by Proclus on the limitations of lan guage and the lack of a one-to-one mapping between words and things would fit nicely into a discussion of a piecemeal and random form of language developed by early humans. Democrirus seems to have discussed the evolution of society and culture and he may have included an analysis of the origin and development of language as well. '" Some scholars suggest that the discussion in Plato's Cratylus (4 27a-d) on the means to build words from basic elements is influenced by Democritus' atomism: the Atomists refer to letters 188 I t is also worth noting that Democrirus supplies being like atoms. us with the earliest instance of the use of the word ciAoya to refer to
, .. See e .g . Guthrie 1965. ii. 473-5; see too 1969. iii . z06n. und cornpon IIonor 1992, 157-8 n. 241 ; Vlastos 1946; Cole 1967. 67�. See too abo"" for the oIIqjod influence of De mo cri t us on D iodoTUS 1 . 7-8. , .. O K 68 B26 = Proclus. In Cratyll"" 16. The four features.re termed�, If1oppo1To)l. fLf"'rWv1.Jp.o).', l,rlWUP.OI' ft's pecttvely. Bames 198:1. 468-70 otf.ers a cIifRn:nt interpretBltion of the intent and content of Democrirus' words here. For a modera recasting of Democritus' arguments. see Harris 1980. 103-4. Democrirus also refen. puzzlingly. to the relation b.rween word and thing and the "alidityof names wheD lot describes the names of gods as aYMI'QTQ ,,",v�.,.., (OK 68 B142), ,.. riously ..-lot ed. by commentaturs as '\'oiCl"d i m ages '. 'statues with ,·okes'. 'imqes in 3CND4.. ... 'speaking 1 mag es ' . The attribut ion of this fr.�nt to Democrirus tnIIy be- . scribII error-see B8xt�r 1<;192. 1 5 8 with n. :t4S and Steint'T zoo1 , 123 .ith n. 177. See Guthrie 1965. ii. 475--6; Cole IQ�7, �8 n. 17; Barnes 1982. 41>3-70 fut dilrennt .......
pretations of th is ("nl�matlc fra�ment. ... lb54-Set It. Cultural h istory frR�ments of Democritus: OK68 ."75; AISI; B, too the further frRRm.n" c ited a n d discuS9td b y Havelock 1957. I I�. Set. a.1 It. OK �7 A�. Se. G"ntinett. 1 9 � 1 . 60-7; Kraus 1987. 164-7 Md abo"", wilh n, 36,
4. The Invention of Language
168
creatures without speech (or reason), that is, animals, and this too would suit a context in which (early) speaking men are distinguished from animals. U. Yet we cannot be certain that Democr itus dis cussed the beginnings of language, even if we are willing to credit him with a rudimentary semiotic theory . ' oo An interest in the conven_ tional (or natural) relation between words and things does not nec essarily entail an investigation into the very origin of language. '·' (And, as we have seen throughout this chapter, the reverse is cer tainly true: a discussion of the beginnings of language need not touch upon the nature of names at aiL) Plato's Cralylus is devoted to a lengthy examination of the cor respondence between words and obj ects, but barely discusses the origin of words and language. In this debate between Cratylus, Hermogenes, and Socrates on the nature of words, it does not much matter who the source of words, the name giver , is: it is the character of his words that count. ,., Hermogenes of the Cratylus argues that words are correct designation of objects simply because of conven tion and agreement, while Cratylus believes in a natural fit between word and thing. Socrates will argue for a middle ground between these two views. The source of words or namegiver, termed a VOfLOIJ£T"'�, ovofLaTolJiT."s, etc., is presented in the Cratylus in several different ways. When pressed by Socrates to explain how original, naturally correct names first arose, Cratylus will imagine the name setter to be divine.'·' Elsewhere in the Cratylus namegivers are said to be human, either single individuals, sometimes termed skilled or 119 DK 68 B I 64. In this fragment Democritus compares the attraction of like to like into herds i.n the animal world with the aggregation of atoms, but scholars sug gest that there was 8 comparison with men forming societies as well. See Uxkul1· Gyllenband ' 924. 3 ' ; Havelock 1 957. 1 1 8; Cole 1 967. 1 1 0- 1 1 . 1 00 See Barnes I98z. 468---70; Bexter 1992, 1 5 6--60 for two different suggestions on the content of Democritus' semiotic theory. '" See esp. Fehling 1975. Z I S-Z9. Pinborg '975. 69-70; Barnes 1 982. 466-,; Sluiter 1997, 178-9 etc. also distinguis.h between these two questions. 191 The Pythagoreans are said to have been the first thinkers to have introduced the figure of the namesetter or ovop.a:To8bT1S. Pythagoras supposedly gave the second place in wisdom to the one who set down names for things (0 'Toi> 1Tpd),,.,.acl 1'0. &.O,u.a.TIl. 8ip..tvos); first place is reserved for number, The Pythagorean inventor of names. like that ofthe eTatyluJ. is an indeterminate figur�ither a god. daimon, or divine man-and .hould nor be identified with Pythagoras himself. While Pythagoras introduced a whol e series of new words, he dearly was not an inventor of langulie per se. s.. Ael,an, VH 4. '7= OK 58 C.; lamblichu •• VP 8.= OK 58 C4; Cic. True. I. '5· 6. and the di.cussion. in Krau. 1 987. 39-40; Vogel <966. 1 3 5-6,
,,8-30. n'
eTat. 438c; see 397C and 42Sd.
5· Men Invent Language Togethn
...
er, or else groups of humans, often situated in the (too) clev seem to be barbarian na�esetter8 aa well. .. • past. T ere the Cratyius touches only bnefly upon theearlieat In n sio us c fonnof . We hear of prImary names of an orig inal I (Greek) sp eech. been equently embellished and di8to "ed.' which have subs to have been first found in foreign languag be� words are said es lore . . b y th e G ree k s. , •• N one of this IS set in any sort of being adop ted t In the Cratyi�s. We learn nothing of the namegiver'1 social contex for inventing speech; there is no discussion f the motive or reason the developm nt ?f civilization; no talk f the � place of speech in of commumcatlon ; no reference to the sur necessity or benefits tances and wider human community. As! one rounding circums it, 'on the Cratyius view, the ' " name-giver puts or entat m com might as well have bestowed his gift on apes or peacocks'.'" Plato's namesetter is no named TTPWTO, dJpETfJ>, divine or human , who brings a crucial element of civilized life to helpless humans: he is a sha dowy, abstract figure, virtually a convenient device to explain our use oflanguage.'·· It is customary to use the contrasting terms conventional (9£"",) and natural (",60(') when discussing both the origin oflanguage and the relation between words and things. This distinction goes back to ancient authors, but the terminology is confusing.'" Wc have already seen how the language developed by the early men of Diodorus' account can be said to be conventional; at the same time it can be termed natural as well. The gradual evolution of speech, going from meaningless noises to articulate sounds and then actual words, is a natural p rogression, as men gradually learn, to their
�en::
�
�=
;
... Single (clever) individuals: 3898, 404c, 4248, 4310, etc. Group: 4OIh, 41'" 439<,elc. Ancient: 397c-d, 41 . b, etc. Barbarian: 3_. 19' erat. 4. 8a-<; see 399a and 4'4C"-d. In some passages of the e,."".,. fin< names are taken as simple, more basic elements of language which under�· Iy and not necessarily temporally-more complex words. See e.g. 421�X widI Robinson '955, esp. 226 (= 1969, .06) and Anagnostopoulos '973-4, esp. ] . ....S; both argue persuasively against 'he idea 'hat the er",),l", is c:oncemod .nlb .. ..... ginof languag�. Compare wo Baxter 19930. 41-3. ,.. eral. 409d--.,; see 389d...., ; 4�lC; 4�5H. ttt Barnes 1982, 468. '" See Kretzmann 1 97 1 , 1 2�; compate Roaenmeyer l� 5 1-I; ...... '955, U5� (= '969. I 04�). n. See e.g. Aulus Gelhu. '0. 4. �; Ammonius, J. Ari.,. • 1",. )4. .s .. (� Proclu., J. (',olylll", 1 7 . The latter tW<J authors noto that theft is --'-,. . .... diotinclion betw�n 'na,ural' n d 'convenrional'. See \00 ,,110ft ..... �. sa-s " Fehlini 1965, � 1 8 tf.
a
4. The invention of Language
1 70
benefit ' to communicate. No individual, either divine or human arrives on the scene with a ready-made form of speech, so that in thi sense, language has
a
�
natural origin. At the same time this language
is produced by the collective agreement or compact of a society of humans, and meanings are attached to words arbitrarily, so that convention underlies the language as well. In the next account of the beginnings of human language that we shall look at, that of Epicurus, the earliest form of speech is natural in an entirely new way.
EpicuTUS, Lucretius, and Diogenes of Oenoanda We have seen that Epicurus probably discussed the origins of lan
guage when writing about the beginnings of civilization in book 1 2
o f his lost
On Nature.
There is also a brief account of Epicurus'
views on how early humans created a language in his extant Letter 10
Herodolus (75-6).
This section of the
Letter
is a virtual minefield,
with scholars arguing vigorously over the exact wording of the Greek text as well as its precise meaning.'oo Epicurus apparently discussed the origins of civilization at length in book
Nature, but in the Letter we find only a brief sentence on
12
of
On
the role of
nature in the development of civilization, before Epicurus turns to a discussion of language.'ol Nature, we are told, both teaches and is educated, sometimes by necessity; it is also augmented by the discoveries of reason. Epicurus then outlines the development of language--where he immediately makes use of these concepts of nature, necessity, and reason-and states:
. . . ��
�
�
�
�
Dl'OI-'Q.'".,Q. £� apnS' J.LTJ 8 a£, YE�'(]8a" AA ' mhoS' Td� q,rJOHS' T V dJ)8p '",CJJIJ 1(0.8 £lCaora EOvry ;gm 1Taoxovaa.,,- fra8TJ KOL, ,8,0. AaJ.LtJaJlouao') r;paIlTaoJ.LOra uStw!;' Tall aip« £KTrEp:TfELJI OTEAAOJ.LE'1I0V lx!>' ilCa.OTWJ) TWJ,I Tfa8wv Kat. TWV r;paVTaop.aTWV. wt; av 1TOTE KOf. � 1TOpa. TOU'; T01TOUS' T
. . . in the beginning names did not come into being by coining. Rather, the
very nature of humans-in their different tribes-experienced individual feelings and received individual impressions. Each of these feelings and impressions caused them to exhale and dispatch air in their own individual
(Let/iT to Herodotus =
manner and also according to ethnic differences from place to place. Diog. Laert. 1 0. 75)
Sedley 1973. esp. ' 7-2J; Vlastos 1 946; Brunschwig 1 994; Snyder 1 980, ch. I j Long and Sedley 1 987 all have useful commentaries. I have used the text-and ad ap.od the tr.n.lation--of Sedley 1973: see 100 LonR and Sedley 1987. i. 97 and ii. 98. ,e' For a dilcu811ion of the wider framework of cultural development succinctl y outhned by Epicuru5 in the opening of !f'ction 75 of the Lefttr, See' Brun.schwiA 1994, 100
32-4·
I,. This is all that Epicurus tel ls us of the first _tage of 1.____ -"5_. la · play a part aa ge, reason and conventIOn well, acc0rdthe second sta ter. h ing to t e Let
5· Men Invent Language Together
t11'fP O ll SJ a U ,ftO). KO t)l�S K0.8: lk:�(]T
;8l1"! 'TC1 tB,o. 'TE�-ryVa., 1TpOS 'TO 'TclS &r�a�lS +-r. � OIJS YEv,(a8al, a�'1A,a.tS Kat (J':v'TO�'T?wr 8"1AOv,dvaS" " ",0. 8J "cl 03 pdJ,.,.Eva -rrpaYi-Lo,1'o, E £ �cPfpolI�;at; 'TOUS' avll£LOO'Tas '7rapEY'Yutlao1 nVClf 4.BOyyOVfo (ft1VO 1'OVS (PflJ oJv) �",aY Ka.o8EV'Tas -ava�w�oa" 'To uS' �( 'TCP ).oy,a� ;Ao,u.,o� •.,.. f at-nav OV'TWS' Epl-L"1VEvaa,. 1'}� 1T)..f.{a'T7Jv
Later words wer coined jointly with in each tribe in order to make desig uous and more succinctly expressed. Also the men who nations less ambIg were aware introduced certam unseen entities and brought words for them men gave some uttera Hence nce under sage. compulsio n and othen into u chose words ratIOnally and It IS thus as far as the principal call1le is con self-expression achieved they . (Letter at to th Herodotus = Diog. cerned Laert.
10.
�
76)
Epicurus' ideas here are strikingly original. All the Greek thinkers who preceded him saw language as a fabrication of sorts, by humans or by gods: speech is either an instant invention or else a slowly evolving product of society. Here Epicurus argues for a nat ural origin of language in the strongest sense of the term: names are evoked-actually prompted-by nature, with men's feelings and impressions giving rise directly to sounds. Epicurus' first men speak under the compulsion of nature (-TOV, (p.£v ow) UV4)1K4a8o.,.o.s o.vo.4>wvqoo..), and it is only at a later age that humans use reason (TaUs S' rcjl >.o)l.op.
... See Sedley ' 973. 1 8- ' Q and SQ, who comp.�n addition ... Lw:retiIa S . l028 1IQlura subegil (see below)-the frogment of the Ep�, DoeoIriooo
Lacon ,vun � TQ5 trPWT'Q� TI.':w ovo�Q.rwl· �'5 � � (I- �� lOU lxvii. 7'-10). SedIe". notes that .iva�.... is uoed of primili...., iMtiIoc:trve tpeech . Origen, Co"'"" Col•. I. S4 = U- fr. lJ4; S-- '" IU Bunting fo rth. ....na: Proclus I" Cral\'/u," ,6 = U.ener fr. l15 .
4. The imJention of Language
moment of its emergence'? Perhaps . ••4 Long and Sedley have a fas cinating hypothetical outline of the three stages of language devel_ opment according to Epicurus. They suggest that when primitive men instinctively uttered different sounds in reaction to different feelings they were able to communicate in a rudimentary way, using uninflected nouns, adjectives, and verbs for sensations (such as 'pain' or 'cold') and immediate sense impressions (such as 'horse', 'blue', or 'run'). The conventional refinements introduced for clar ity and conciseness were inflections, conjunctions, and pronouns, according to Long and Sedley. In the third stage, words were given additional, more theoretical meanings by knowledgeab le men.'·' While we cannot know if Epicurus envisioned the several stages of language in quite this way, it does seem clear that Epicurus saw early men as using speech, a distinctly human form of language, from the very start. This speech is quite distinct from animal communica tion, for Epicurus and later Epicureans drew a sharp line between animals and humans. If in the societies outlined by Diodorus and Vitruvius humans begin to communicate with senseless cries and only gradually articulate meaningful words, in the Epicurean scheme they master language from the beginning.'·o Another important innovation found in Epicurus is that he imag ines a series of original, natural languages rather than one single uni versal tongue. The fact that there are so many different languages was used prior to Epicurus as a strong argument for the convention ality of words. Hermogenes, for instance, presents this claim in the CTatylus (38Sd-e). Epicurus turns this argument on its head and contends that it is precisely because language is natural that we find a variety of natural tongues. Climates, circumstances, and races vary in different places , and divergent languages simply reflect the lO" Thus Brunschwig 1 994. 34. who makes use of the phrase OI'O,IJ.Q"TQ Kfl.i P�""QTo. found in Diogenes of Oenoanda (fr. 1 2 , ii. J 3-14 Smith; see below, text near nn. 2Z�:l) to substantiate this claim. (Brunschwig also discusses-and dismisses-the argument that Epicurus' first stage of language is a private one, with each individual producing his own unique langu3R;e.) Compare Vlastos 1946, 5 1-3 (:::: 1«;193, 35'1-4): 'In Epicurus' first stage, we find a system of natural sounds which though rough and ready is language in all in essentials', and nore his disagreement (n. 16) with those who contend that the first stage includeS! only emotional crieS! with no words for exter nal objects. Compare the reservations of eo le 1967. 6 1 n. 3 . lDI Long and Sedley 1987. i. 1 00 . Their division into a basic a n d more complex language reminds UI!I of Bickerton's discussion of protolangu8ges and his distinction between pidgin and creol�l!I; see above, Sect. 1; , 2. ,.. Me V I.lto. 1946. 5 1-3 ( = 1 99 3 . 3 5 '-4); Brunochwig I994.34; Cole 1967. 6 1-2.
5· Men Invent Language Together
171
natural responses evoked by these varying facton disparate, . 0( nt, ethmc group, and surrou ndings. Diodorus environ m� explaiat ages lang as th� product of different convent � of the dive rsity ional . reached In the varIOUS earhest societies of men,. E . agreemen ts. ' . . PI. Wit h h nature t IS diverSity. ts The influence of crunate, cu rus credi . e on In d'IVI'd ual languages is a subject that geography, and rac win . Intellect uals of the eighteenth and nineteent occup y Eu ropean h centu ries. Charles Nodler (178O-1 844) is a notable representative of this app roach : He speaks of t? e transparent skies, swaying palm trees, and COOIng doves which mfluence the 'limpid, euphonic and harmonious' languages of the Orient and South. In the harsh N�rth cracking fir trees, crumbling rocks, and the crash of falling catarac� lead to langu ages with 'raw and clashing vocabulari es', according to Nodier.'0 7 It is likely that neither Diodorus nor Epicurus would be unsympathetic to such an approach. In a sense, Epicurus also reverses earlier arguments on the source of natural, Adamic names. The contention that the sound and meaning of a word correspond perfectly was used in two diametric ally opposed ways by Greek thinkers. For Cratylus of Plato's dia logue the claim that there is a perfect fit between word and object compels him to conclude that the namesetter was divine. Epicurus, on the other hand, argues that names are natural-that is, they arise naturally, virtually instinctively, from the very impressions, feel ings, and objects that they describe and ipso facto are a perfectly accurate reflection of them-precisely because he wants to explain human accomplishments without allotting any role to deities. We have already seen (above, Sect. 3) that early modern critics of the Bible made use of Epicurus in the seventeenth century in order to provide a secular, non-theological explanation for man's linguistic abilities. Eighteenth-century French thinkers will continue the attempts to demonstrate how languages could arise without divine intervention, by contending that words were originally mimetic, vocal imitations of things. Charles de Brosses, for instance, 8J1VtS in his Treatise on the Mechanical Formation of La�s ( I ?6s) dIM
18 . io qote>t
'" This passage from Nodie,s Notio... .l_ai,.. . li..,..u. of 3 ed by Genette 1995 . 1 22-3. Genette surveys these discussions of ....... he .... 'I!fomimology' • the ftexihility of each langu"l!" as it responds I<> the Ioc.t � " character of it� spf'ake-rs. in the- writinllS o f de Br'OS8eS. Gebel in. .It.� Renin. Olender 1 992 and Linl'oln 1 999 point to ....... of dw ""'"' - ...... ....... tions of the studi.. undertaken by 19th�nt. phi�. � .- ..
�
lTe linked.
4. The Inverttion 0/ Language
1 74
a 'primitive, organic, physical and necessary language' underlies 811
existing tongues. Epicurus' ideas on the origin of language Were 38 influential as they were original. 2 "
Lucretius The most important extant Epicurean is Lucretius, and in book 5 of his De Rerum Natura Lucretius provides us with a detailed outline of the primitive beginnings of humans and the development of civil_
ization (925-1457), in which he includes a passage on the origins of language ( 1 028--<)0). Lucretius agrees with his mentor Epicurus that language is the product of nature, but his exposition of the question differs in several interesting ways. For a start, Lucretius' canvas is much broader: he presents a full 'historical' survey of humank ind 's cultural development and locates the very beginnings of language in a specific context, at a particular stage of cultural progress.
(Epicurus may well have provided such a framework in Book 12 of his lost
On Nature.) We have already seen (above, Sect. 4) that
Lucretius imagines that early humans begin to communicate in a rudimentary way once they have acquired houses, clothing, the use of fire, and-most important of all--established families. Early men soften under the combined influence of fire, sexual passion, and family life, and turn to their neighbours in order to form social pacts which will protect the weak
(DRN
5 . 1 0 1 4-27). The circumstances
surrounding men's first efforts at communication seem significant: humans have mellowed because of their improved physical and psy
chological situation and they use the rudiments of language with a
wider circle of neighbours in order to achieve a social aim, the guarding of weaker members of society. Language is not created here in a vacuum: Lucretius' humans communicate in order to real ize a political objective and they have a specific message to convey to their neighbours.'o, The poet tells us that these early efforts at fash ioning a social contract are done in stammering fashion, by means of cries and gesture (vocibus et gestu cum ba/be significarent 5. 10:12; see above, Sect. 2.2). Earliest language is, then, a rough and ready affair, JO'
See Harris 1 980, 56-7. who quotes the passage from de Brosses. Stam 1976,
2121-7 discusses the Ideas of two additional 'eighteenth century Epicureans' who see
language as a mechanical invention. Pierre Gassendi and Jutien Offray de la Mettrie,
the aurhorof Man a Mac/lin. (L 'Hrmmre Machine) .
... S.� VI ..,o. 1946, 53-5 ( = 1 993 , 3 54-6). Compare too 'he modern theory of Dncon ( 1997. ("sp. 401-8) that symbo)ic communication, and ultimately JanAuage, .roar rhrou6(h the need to represent a s.ocial contract.
5·
Men Invent Language Together
1 7,
h conveying their ideas to others by meana of falterina wit men nd gestures. Some commentators think that these sounds a 1t3n\ estures should not be granted the statuI of a la mers and g nguage ...... _..I . , f )'mg lstlc orm of communication, pre� but the IIOCiai are simply a create to wish men seems e to require a real mean. of compact thes lIO
exchange. Lucretius then points out how producing both sounds and gea. stmctlve acts for humans . Even children tures are natural, I� too Impelled to use gestures and instinctive ly POint yo ung to speak, are of them, Lucretius notes. Infants are innately to things in front powers, he adds, just as calves are aware of natural oftheir are aw the
use to be made of their incipient horns, cubs of their claws and teeth The natural power o and young birds of their wings the infa nt here seems to be its ability to designate objects-if only by pointing-rather than its use of gestures in communication , but it is
(1 030-40).'''
f
worth noting that Lucretius includes gestures both when outlining the beginnings of children's speech and when describing the Ian.
guage of early humans. In other words, Lucretius, too, uses the behaviour of young children (ontogeny) to recapture that of earliest humans (phylogeny), just as Cicero, Diodorus, and Vitruvius do.''' Lucretius goes on to make use of further examples from the world of animals in order to demonstrate how natural it is for men to emit
different sounds in response to different feelings and objects. m He
argues
a fortiori:
if inarticulate animals naturally emit various
sounds to signal their various sensations and feelings, how much more likely it is that mortal men, equipped with vigorous voice and
tongue, were able to indicate different things with different sounds
(1056-90)."4
" . See e.g. Konstan 1973. 44-5: Long and Sedley 1987.ii. rooforthis� .. pre
linguistic. 111
(Le. scym1lr) and Latin ones when describing the calvH, panthers, and cubs of 5· 1034-8. Sed le)' ( 1 998a, 56-7) suggests that this hints at the Epicurean .�tdlat humans naturally produce different sounds and languagtS in different rqrionB. '11 On Lucretius' use of ontogeny to illustrate phylogeny, see Schrij"ers 197.. esp. See too above, Sect. 2.2. In this passage, Lucretius mixes Grec:k-derived won:ls
In Lucretius note� that animals make no;s6 in 1"eSponse to emorioM (_l. while humans re"'I I,, "bi....'.. (res) .. well (e.g. 5. 1087-90)· Se., \1..tOS 194(), 54 n. 1 6 (= 1 993. 3 5J n. 1 b); Sohrij"ers IQ7•• H' n. l l ; Snyder l980. 1
353� (on gestures).
Sect. 2.2, on thf' natural �x p r��$ion offf"elings. 114 Lucretius ' u�t" of antmals to explain human �nour l:aen' - -
Epicu_n; see Lonfl " nd Sedl.,·
I Q87. i. 6-4-5 for an attetnpl to j4IItitJ ... .......
and compare Brun:!lchwlll lqQ4. 34 ·
4. The IfIVe1Ition of Language
Language is created when the two innate abilities discussed by
Lucretius--designating objects and uttering different sounds in response to different stimuli-are combined. Lucretius ties to gether the two factors of sound and designation (or labelling) in a pair of compressed and difficult lines: at varios linguae sonitus natura subegit mittere et utilitas expressit nomina rerum It is nature which compelled men to emit the various sounds of speech and usefulness which fashioned the names of things. (DRN 5. 102B--9)
Scholars generally understand that both these lines refer to the first, natural stage of speech, with no hint here of the second, con
ventional phase of language described by Epicurus . ' ' ' Both sounds and names, vaTios sonitus and nomina Terum are natural and instinc tive, according to Lucretius, but are the making of sounds and the use of labels simultaneous events or two consecutive stages in the development of a first, natural language? It is easier for us to make sense of these lines if we posit an intermediary stage between sounds and names, a stage when men realized the convenience or useful ness, the
utilitas,
of naming. Once early men understood that the
individual sound they instinctively uttered in response to a particu lar emotion or object could be used as a label for communicating with others, they would then naturally attach names to things, that is, use these natural sounds as names. In naming they would, pre sumably, be making use of their natural power of designation." · Lucretius also pointedly rejects the idea of a single inventor of language who taught others to speak, using a three-pronged argu ment. First, he raises the question of why a single individual-and not everyone--should have the power of speech ( 1 043-5 ) . Next, Lucretius wonders how this individual could have a preconception of speech and realize the potential of language use by himself, with out hearing words from others ( 1 046-9). And finally, he asks how the speaker could compel others to learn what seem to be meaning less sounds, comparing the process to teaching the deaf ( 1 050-5). This last question raised by Lucretius-how a first language speak er ever caused a second person to realize that he was using a sound . . . Se. S.dley 1973. 18 and Snyder 1980. 1 f>- 1 8 and the furth.r bibliography there. m See Sedley 1973. 18 with n. 91 (who quit. rightly points to the parallel between DRN ,. loa� and 5. 7 1 -a); Bailey 1 947, 1 490-1 ; Cole 1967. 6 1 n. j; Snyder 1980, .6-:12. Spoerri 'Q�Q. 1 37 IiIrgues for a single-stage first language.
5· Men Invent Language Togetkr
'77 referentially, to represent a concept--ia 0 ne �hoed (or a gesture) by a .'1' modern researchers to this very d y
Diogenes of Oenoanda
ater, Diogenes of Oenoanda, another Some th ree centuries � follower contmue to poke fun at the idea of a singl Ill w rus, icu Ep of e inventor cond century c�, Diogenes erected a huge of speech . In the se. mural . inscrip tion o utlmmg the teachmgs of his master, Epicurus. Extensive fragm� nts of Dlogenes' inscription have survived, and it is clear tha� he dlscusse? b �th t �e origins of man (fr. 1 1 Smith) and the b eginnmgs of clvl!tzatlOn, mcluding language (fr. 12). In the latter fragment, Diogenes tells of men devising housing and cloth ing, and discu sses their learning to use a loom . Learning to weave is according to Diogenes, a slow process which occurs overthe passag; of time. Weavmg---or any other skill (T<'XV11V�hould not be assigned to Athena or one of the other gods, he adds, for all teclmGi arise from needs and chance happenings, in conjunction with time.'" This is a very clear statement of the view that men are responsible for the progress of civilization with need, chance, experience,'" and time all playing a part. Next Diogenes turns to the origin of language, where he vigorously rejects the idea of eithec a divine or a single human inventor of speech.
Kat nov tf,Oovywv oi EV£KEV (AEYW 8£ ,eVv TE &vo,"UlrWV lCa.l TWV p"uJ,TOJr• ., f.rro{f}a4vTo "nlr; 7rpWTar;; avatjJ9EV{fH!> 0; chro yijr;; "MEr;; aviJpc..nro,), #'� ,.w�,;. tra�ap.f3&.�wp.€� €iS' OtOQ,OKaAtav. w� q,aatv '..WES', (1f'f.�a� y? � '1f � A£CJ'x,a), P.Tf"E TWV t/JtAOa0f,wv 7T�aTEVWfKl' TOtS' AeyoVCJt KaTa SEOUl IC
teaching that names were assigned to things, so that humans mi3bt haft
3 Smith)'"
signs to facilitate their communication with one another.
(fr.
n,
'" S.., e.�. K en don 1 9 9 1 , '03 (and the passage hequotes � from � 111 1faoa.r [se. TiXI'QS) yap JylYVrJoa.v at Xpti04 JC1l; "p'."�""nS' � ,...; �{fr. • a. ii.8- l Il. in the � ..... u_ Perhaps Dio�e-nes' "*-pt "Twan�ee the- qUOtllrion
should he understood 8S ·e-xperie-n«s·. rather than ·chance halppenia'al , u, This i. a 'smooth· v....ion of Smith's tut ( 1'193 • • 6M) ... .. .. .... .. Ia..,..m " .. ......,• doubtful lett.rs. and with the supplement lX"'o{• ...".,.. •ohollrs. rather than Smith's sUgR\"Stion l�•
... .)0<.
4. The Invention of Language
The most interesting phrase in this passage is that used to describe the content of the first utterances by early humans, OVOI-'41"(I ,,01 p�,...aTa. Normally ovo,...aTa /(at �l-'aTa refer to nouns and verbs, which would mean that D iogenes claims that early men speak an articulated, well-ordered, syntactical language from the very start. Some modern commentators even make use of D iogenes' phras e in order to elucidate the nature of original language described by Epicurus, arguing that it was a well-formed language from the first. m Other scholars suggest that ovo,...aTa Kat p�,...aTa should be understood here as 'words and phrases', which would mean a less developed original language: the first sounds emitted by humans were perhaps only the rough shape of what would subsequently become nouns and verbs in a language with grammatical para digms.'" We have seen in the case of Lucretius how a natural lan_ guage could have developed in stages, and such a gradual evolution seems well suited to Diogenes' approach. In this very fragment (fr. 1 2) , Diogenes describes the development of weaving as a process involving several stages: men first use leaves or hides as clothing, next use felted and then plaited clothes, and finally invent the loom and weaving. Language, too, could have arisen naturally, but gradually. Diogenes, like Lucretius, does not describe the later stages of language outlined by Epicurus, where convention and the deliberate coining of words play a part. Diogenes is at his sharpest when ridiculing the idea of a single inventor of language. He rejects outright the claim that Hermes taught humans to speak, and then has fun imagining the way a human inventor of language would go about communicating his great discovery to others. This section of the stone (fr. 1 2 , iv. 6-v. 14) is more damaged, but the gist of Diogenes' argument is clear. How, asks Diogenes, at a time when there were no kings and no writing-because there were no sounds--could a single individual assemble such vast multitudes?'" One would need an edict to bring U'
See above, n. 204. Compare too, Horace. writing before Diogenes of
Oenoanda. who has primitive men use verbs and nouns once they begin to articulate their cries and feelings in speech: donee verba, quibw voces sensusqut notare"t Mm;" tUIlfIU i1ffJenert (Sal. I. J . (0)-4 � see above. Sect. ) ). Verba clearly is p��1'a. while ".,una i. o,.6J'4.,.a� tee too Snyder 1980, 21-3. 1U See Bolllck 1977. 795; Smith 199J, J7J and 45J n. 8. Compare too Diogen..• � of the exprealion 1'4S frPWT'GS' tiya4J}/vtcJr which is used of primitive instinctive 1ItIennC.. (above, n. •0.). U I The text here read, 08V,IJTOJi" . . . o[vpa.]yayti... ,uJi" '1u'a. Ta. [TO]04c)t' ft'A�'" ha,
5. Men Invent Langlg l4 e Togetlwr
179
ch an assembly, continues Diogenes, and even if the people about su led, how would the inventor of langua Were assemb ge go a.... .. _.. .... . others? Would he use a stick, like a schoo'--UIl.... ter, and teaching ' g, • th"IS IS to be called a " stone " . 0 bj· ect, say m uc ' th18 "Woodn, to h each " , or "d og �' , " cow" , "don key" . . .'. This 8ect this "person ion of the breaks off here, but enough has survived for us to lee inscription genes elaborates Lucretius' arguments against a . how D io smgle '1 arIy pIayful description of human . fi nd a slml be' namesetter. We a first language in the writings of Gregory of N being taught mga Y88a. ' not create language, contend s t hat G od did wonders Gregory, who . mumcated some form of speech to humans. Are we to hoW God com -he asks sarcastically-seated beside Adam and Eve imagine God like some pedagogue or grammarian, giving them a lesson in verba come full circle from early Greeks desc b and nouns ?l14 We have ri
ing the divine invention or bestowal of language upon humans to a Church father-no less-ridiculing the idea of God granting and didactically drilling people in grammatical forms.
�
The Greeks clearly recognized the crucial role played by language in
the development of civilization. Speech is presented as a
unique
human capacity which contributed to the transformation of early
beastlike men into full-fledged civilized human beings, whole advantage over animals lay in their rational, social, and technical
capabilities. We have seen that the origin of language is attributA:d most often to a god o r to a group of men, with no named human indi
vidual credited with the invention of speech. '" In some accounts,
language follows upon the formation of an early, rudimentary soci ety, while in others society is the result of humans' ability to com municate with one another. It is worth noting, incidentally, that in
the Bible language apparently precedes society, for Adam names the animals in a social vacuum, before Eve is created: Adam possesses
fW[x.jV.....4 (fr.
,,� ...
[ 2, iv. 6-10) . William (1907, 81-2) SUggests that ""OS' [0 words, not people, and thinks that Diogenes' argumeat is Iblt It 1 ..... .... writing, no single person could remember the mISSeS of words he in....tecl lDII ...lect them all together. For the difficulties raised by this interpretation, _ cw-
1962, [64-6 .
... Contra E....",i..m 2. 397, pp.
327-3 Jleger. ... For the semi-divine Orpheus as I namegi_ of aorta ... OK I aI, _ .. [-2; .� too c....tyI.. 400C. ...... 1Iuw ._ I �
Derveni papyrus xviii [xxii),
convincingly portrays Orpheu. IS oomeone who refuIUona ODd -..- ....... Ianguaae. only occasionally introducina ne... _ ... \00 G...a..- •.... .,...
4. The Invefttion of Language
speec h even before human social intercourse is possible."· In yet other progress narratives, thought is said to have preceded and led to language, but we rarely hear of the reverse effect, the influence language has on thought. In the accounts we have looked at, language is viewed essentially as nomenclature, and the acquisition of language is seen as the abil_ ity to affix names to objects. Early humans encounter the physical
objects found in the external world-pre-existing, neatly demarc_ ated objects-and set about attaching a vocal sound to these objects as a label, after they have learned to articulate sounds. We are not
told how the actual process of assigning names and inventing words works, and for an ancient account of the rationale behind the creation of words, we must turn to the literary critics, who discuss the original creators of language when describing Homer and the neologisms he coins. Homer, said to resemble those who first named things, creates new words which are exotic, vivid, and onomato poetic, imitating the sound of an emotion or an action.2ll Other ancient authors may well have imagined the process of coining words quite differently. Most ancient thinkers do not go beyond visualizing speech as a collection of names or words for actual physical objects. '"� Outside
of Epicurus, we hear virtually nothing about the way in which more abstract words and concepts were created and even Epicurus does not seem to go beyond the view of language as a series of words . While several accounts present the development of language
as
a
process, with speech developing in stages, over time, none of the narratives we have looked at provide any real description of the transition from a protolanguage of individual words to a full-scale, full-fledged working language with morphological rules and com plicated syntactical structures. The question of grammatical para digms and syntax does not arise in these ancient accounts of the beginnings of speech, although Manilius perhaps hints at such structures when he states in his progress account that the barbarous tongue of primitive man learned to accept
laws. ".
Perhaps the most striking feature of these ancient writings on the u.
Gene8is z: I Q-20. See Harris and Taylor 1997. ch. 3 . esp. 4 1 -2.
13' See Demetrius, III Eloc"tiOflE 94--6 and 220; compare Dion. Hal. De la. 68. u, Compare the dilculllion in Harri a 1980, ch, 2, �Ip. 33-44.
V.",. • 6; Dio Chrys. Or.
... 1ItfIt " Jj"�Q N4J flU"" IHJ,bta,,, 1,,11 (Maniliu8, Ast,o"om;ca 1 . 85).
COffIP.
5. Men Invent Language TogtlMr of language is the brevity and spareness of the aa:ou ..... Latin, prose or poetry, early or late-virtually none 01 or eek Gr the fact of a first language. We we ratives go much beyond these nar sp eech is granted to early humans or developed by them• toId that . . about the character r purpoee n xt to no Informatlon � but are given � h . Ther are no colourful scenanos of early speec Ial ord � of this prim rni ng to expr �ss their thoughts, needs, desires, or feel humans yea . have no real Idea of what the first words of their newly we d an Ing5, h would have bee�. The nature of humankind's fint coine d speec . proved no less elUSIve In these progress narratives than has e ag langu en age. the gold of s unt acco it was in
tl·on mven .
5
Between Language and Speech
I . I N T R O D U C T I O N : L AN G U A G E , S P E E C H , AND COMMUNICATION
In the previous chapters, w e have encountered a series o f assump_
tions which the Greeks held about language. For one thing, lan guage and speech are virtually interchangeable concepts in Greek
eyes, for language is almost always discussed in terms of its expres sion through a vocal channel, as speech. So too languages are usually seen simply as a collection of words, a multitude of names. Another assumption is that, outside of golden age society, speech is the exclusive prerogative of humans. The possession of speech, "oyo�, is often thought to entail the capacity for rational thinking as well, and logos is, according to the Greeks, a specifically human ability,
beyond the scope of animals. This chapter deals with a series of creatures, human and animal, who seem to challenge these assump tions. These beings are capable of communicating, but do not do so
by means of ordinary speech. Most of these creatures possess some
form of language but do not speak; others speak, but do not have a full-Hedged language at their disposal. The unusual modes of com
munication used by these gesticulating philosophers, barking sav ages, weaving women, and talking parrots underline the distinction between language, speech, and communication, and we can no longer use the terms interchangeably. Language is a notoriously difficult concept to define, but it can be clearly demarcated from speech . Speech is the vocal expression of language: it involves both the possession of language-a mental system of signs and the rela tions between them-and the vocal, physical articulation of sounds. One cannot speak without having a language, but one can possess a language without exhibiting it vocally. I And so, for instance,
linguists now recognize sign language as a full-Hedged language, I
In fact language need not be expressed externally or used for commu nication ; aet
Lyon. 1988, 1 47; Don.si 1993. 28.
I.
Language, Speech, and Comnic mu ation
11] tongues' in . its grammatical at . le to spoken , ructure and comp arab power. C ommumcatlOn-more specifically annn . al expreSsIve . . ls muc h more I"Imlted than speech 0r Iangug . CatlOnunl mrn ge co . may b e vocaI -e.g. a dog barkin g-but creatu Communlcatt' �n rea sound of means by te do not necessan'1y possess . Wh o c ommumca . desl �n features outlmed by the linguist Charles language . The to lstmgUlsh s�eech from the systems of commu Hockett in o rder ammals are quite useful at pinp ointing the much by used n atio nic . wider rang e of human language. Some outstandin g features umque ' I acement', the ability to tell of matters age are 'd ISP langu an um h to or place from an immediate situation, 'arbitrari_ remov ed in time ness', the abs� nce of a ?y lo�ical relati �n etween a physical, linguis_ tic sign and Its meanmg, productiVIty , the ability to produce an endless supply of new utterances rather than a fixed, limited num ber, and 'cultural transmission', or the fact that a specific language is learn ed and not insti nctive. J The Greeks did not, of course, formulate or recognize the dis tinctions so carefully-and recently--drawn by modem linguists, but they did write, at times, of interesting creatures who point to the differences between language, speech, and communication. The following chapter is not meant to be a survey of all such beings, but a sampling of some of the more interesting ones. The linguistic capacities of these figures is closely related to their level of civiliza tion or place in society. Often, humans at the margins of Greek society-women, slaves, and children-are thought to possess only a limited form of language and are not considered fully articulate. Creatures even more remote and exotic--non-Greeks or non humans-are assigned, in some ancient writings, yet lower and more basic forms of communication. The simpler, more restricted means used by an imals to communicate also serve to define the exact limits and contours of speech, which is considered a uniquely human capacity. Modern thinkers explore the nature and extent of animal communication both for scientific purposes and as an ethical issue, with implicatio ns about our right to make use of sentient, intelligent animals. We ha ve already seen (above, Sect. :1,4) that Greek writers found the philosophical and moral questions I1Iised by communicating animals no less compelling.
�
�
, See e.g. Cryst.1
t 997. 222-7.
, For a critical discu..ion of Hocken'. des;,n
Crystal 1�7, 401)-1 . Deacon 1�7, unique features of human lanRua�.
H.... I.... � illuminatiIII ....... ., ..
(eoaues, _
ch•• 1--4 i. an
5. Between Language and Speech
1 84 2.
THE
L A N G U A G E S OF P R I M I T I V E P E O P L E S
Let u s begin with the non-verbal languages o f primitive peoples. European thinkers of the seventeenth and eighteenth centu ries often assumed that the culture of contemporary 'savage ' peop les pointed back to earlier stages of their own civilization and language,
or as John Locke famously said, ' I n the beginning all the world was America.' When European travellers first encountered the native peoples of the New World, they thought that the culture of these exotic people reflected earlier stages of human development, including speech. In this fashion, ethnography merged with anthro_ pology, for the investigation of actual people, distant in space was linked to the attempt to reconstruct the beginnings of civilization, the study of humans distant over time.' In Greek writings, the assumption that primitive peoples preserve an earlier, original way of life is often more implicit than explicit, but some Greeks did study the primitive peoples of their own time in order to investigate their earlier selves.' Thucydides, for instance, is a strong advocate of the argument that contemporary barbarian practices can teach
the Greeks much about their habits of long ago." In Plato's Crazy/us (397c-d) we find an interesting use of this kind of anthropological
'perspective' when it is stated that early Greeks believed in those gods in whom barbarians believe today. ' In the Republic
(452C) we
learn that ancient Greeks of long ago, like the barbarians of today, thought nudity laughable. We do not, however, find ancient writers consciously using contemporary barbarians to investigate the beginnings of speech ' Nonetheless, the rudimentary or near lan• See Pagden 1993; Todorov 1984; Schreyer 1987. J Sikes 1 914. ch. I ( 1 -24) notes that while Greek thinkers made use of examples from barbarians, they preferred to draw comparative anthropological conclusions from animal life. 6 See Thuc. I . 5-6 esp. I . 6. 6: 'ft'o';Ud S' av Kat. &.\.\0. '1" 5' &'1TOSlfltlfllf TO "'0..\0.1011 EM1JllurOIl OJLOlOT(KY1'tJ. Tep IIVII {Ja.ppapuajJ SttlITWfLf:POV. See the further references col lected by Tuplin 1999. 61 n. 3R. , See too LaWJ 680b (on political institutions). Vitruvlu.s provides a Roman in.ranee of this approach. He contends that the primitive types of buildings still used in Gaul and Spain, in Colchis and PhrygiB, as well as remnants of t"Brlter buildings at Athen9, Marseilles, and Rome, point to the development of architecture from rude origins (z. 1 . 4-5 ) . • In fact, we find the opposite approach in Plato's C'ratyiul (425e-42f>a; compare 42. 1 d), whe-re it is argued that certain Greek words were oriJitinally found in barbarian languagH; !let' above, Sect. 2 . 1 .
z.
The Language, of Primitive People,
,a,
. exotic peoples in Greek ethnography can provide a guages used by as to how Greeks saw the earliest form oflanguap. clue, at times,
Non-Speaking Savages: Dogheads and Fi,heateTI
of two primitive peoples The non-verbal languages depicted in . Dogheads the phy, and the Fisheaters , are partlCU. nogra eth ek Gre . . . . ' C teslas, wrltmg at the beginning of the larly ilI umm atmg. fourth sents a • detai�ed picture of the Do centu ry BC E, . pr� gheads . (KVVoK<4>aAo .) m his lndlca. Cteslas was the first Greek author to d devote an entire book to the marvellous people, places flora ' fauna of Indi a and while his lndica did not survive, �e do e considerable remains-summaries and fragments--of the work. Ctesias tells us that the Dogheads or Kunokephaloi, are half. human, half-canine creatures with the bodies of men and heads of dogs . They are black like other Indians, we are told, and have teeth nails, and tails like those of a dog, but only bigger. The lifestyle of the Dogheads is also a provocative mixture of human and animal, or natu re and culture. They live in caves rather than houses, and do not work the land, but h unt their food. They can only cook food by broiling it in the sun, since they do not know how to light fires. They also raise cattle and goats and drink milk. The Kunokephaloi sleep outdoors, but on beds of dried leaves, and they wear skins of wild beasts as clothing. They have intercourse with their wives on all fours, like dogs, Ctesias tells us, and consider any other fonn of sexual relations to be shameful. The Dogheads are the longest-lived of any human race, living to be 1 60, or even 200 years old, and they are exceptionally just. They are not belligerent and harm no one. This surprising mix of qualities-people with the head, tails, IOd sexual mores of dogs, who are also very just and long.liv� across normal ancient ethnographical categories. Faraway peoples, peoples who live at the edges of the earth, such as Ctesias' Indims. are generally of two v e ry d ifferent kinds: they are either exception. ally noble, beautiful. and just, or else they are close to beasts in their diet, sexual practices, and lifestyle. Ugly, animal-like people who
':
also possess moral beauty are unusual . ,. The Dogheads do not just defy ordinary ethnographiW CIte gories: they straddle the border between animal and hWllUl. ..d
� " (" • FG,H 688 F 45 . 3 7 . 4<>-3 ; F 4SP ..,By. FOT two V<'ry diffNent hittoricity of) Cto.i.s DOllhe.d•• Off Romm '991. ,8-30 ond "-- '....
,.,.
,. See Romm .991, .....
. ; I-'-t ..... ......,.
1 86
5. Between Language and Speech
their language, too, deviates from the normal division between animal communication and human speech. The Kunokep haloi according to Ctesias, have no verbal speech but bark like dogs an d i � this way comprehend one another (cpwvT,v li. litaMyo vTa, ouli'/J .{av o' Ka, ,1>.a>'o,). We find here, then, two different levels of com munication: barking is used as a means of communication within Doghead society, while in the wider Indian world, the Dogheads understand the speech of others and use gestures, in addition to barking, to express themselves. Their powers of comprehension are fuller than their powers of expression: the Dogheads are sufficiently rational to understand the full-scale language of the I ndians, even if they have no ability to articulate words. " In this fashion, the Dogheads, though speechless, are integrated into Indian society as a whole. Indeed, they communicate well enough with their gestures and barks to be able to engage in barter with their Indian neigh bours. They also pay a yearly tribute to the I ndian king and receive gifts from him in return. When describing the Dogheads, Ctesias seems to be playing with a variety of categories: these creatures are noble and savage, human and bestial, and their unusual barking, gesturing language is con sistent with their overall hybrid nature. Later writers will have difficulties with the taxonomy of these ambiguous creatures. Are Ctesias' Kunokephaloi humans or beasts? Ctesias classifies them as human, while AeJian sees them as animals, precisely because they do not possess articulate, intelligible, human speech. " The Dogheads
1 1 FGTH 688 F 45 . 37 (note that au1'"wlo' is an emendation), In the course ofthis sen tence, Ctesias (or perhaps his epitomator Photius) uses the word cJ,w"'� in two different way., first as speech and then as sound. See F 4SP Q C= Pliny, NH 7. 2 3 ) pro VOCt lalratum ede,e and F 45P Y (= Aelian, NA 4 . 46) Kat cJ,81woVTQt I-L�'" OV[){II, tiJpvoV'Tat 8/. T'1ji l'" �"'''' 7",lJwv r/Jw�s lrra{ol)(ll . See mo Pelliccia 1995, 55-6 n. 89. IJ See Pelliccia 1995. 104 on this distinction between comprehension and vocal Ilbility and compare above, Sect. 1 .4, on the similar position of Ody�s('us' men wbo an turnltd Into non-!IIpeaking SWine by Ciree (Od. 1 0 . 239-4°). If Aelian, NA (4. 46): J.'�1-L'111 8; aVTcLw [se. of the DOJ(headsJ J� TO;� dA6yol�
J",o,,,�1)1'. IfUl .:IIfD'I'W'i · ;"apfJpoll ynp Kat eUG'1I-LOll lta.' rh·9pwlI'I1I'1J.' cJ,wp�v OVIt (XOUO'lI, See
2.
The Language. of Primitive Peapk,
117
" rticularly iIIuminating instance of the way the I'IIlgWttjc are a pa
can reflect their overalI level ' bemgs . rtOUS of cuIture skiIls of va ' beds of leaves, cloth ing ' th t h elr from ani These creatureS-wI d cooked b � the s�n-posses s a bare minim skins, and foo um of civdo not qUIte bUIld houses " weave or cook , but thar ' 1·lization . They . . ore th� n a sImple state of nature. Their clothing lifesty le IS ,:, of ani. theIr nudIty, b�t IS not as sophisticated as the woven mal skins hIdes others, they Itke to cook their food but cannot 1ight clothing worn by . . I anguage IS more than natural elr animal communicaa fire, and th f�lI-fledged speech. I < Once again it is worth tion, but less than not tcular hnk between language and diet: the Dogheads ing the part
�
speech or cook their food with fire, but they do cannot artic ulate of sorts and eat food cooked by the sun. Ctesias uage lang a ve ha presents a picture of a society where civilization, including lan
guage, is still in the making. The rudimentary arts and techniques used by the Dogheads are a very basic version of the sophisticated arts developed by other peoples. Here, ethnography coincides with anthropological conjectures on the state of early man, for the Dogheads seem to represent life at an early, primitive stage before the development of full-scale technology. And so, the language of the Kunokephaloi. which is a midway station on the road to speech,
teaches us something about Ctesias' views on the development of speech. His creatures are rational enough to comprehend actua1 1an
guage and to use unarticulated sounds and gestures to communi cate. Actual speech, Ctesias seems to be saying, was preceded by
thought, unarticulated sound, and gestures. The Fisheaters are another instance of a primitive, unciviliad
people who
do
Agatharchides'
not
use
speech,
and they are described
iD
On the ET)·thraean Sea. Agatharchides, like Ctesias,
was from Cnidus. and he composed his ethnographic work in the second half of the second century BCE. The composition did DOt survive. but Diodorus of Sicily and Photius pro\-ide extensift, parallel summaries of Agatharchides' account of the Fisheaten
(1x8vo>ayot).
I '
The lifestyle of the Fisheaters is " ery simple.
FGrH 688 F 45. 37 and
F 451'
They
(Photius .nd PIinv) and romp'''' ....ristotl<. HiII. AL
•. 8; Philostratus. 1';1. Apoll. � I . 2.
. Camp. re the devt'\op nl
.
188
5. Betw.m Language and Speech
have neither cities, nor fields, nor the rudiments of technical ans. They wear no clothes and hold wives and children in common (fr. 3 1) . They live, of course, on fish, which they catch with their bare hands, using thorns and rocks as well. They apparently do not know how to use fire, for they cook their fish in the sun (frr. 3 2 and 34). Agatharchides praises the I chthyophagoi for their uncomplicated
way of life, noting that they abstain from war, eschew navigation, and have no need of written laws. Their needs are minimal, they desire neither power nor wealth, and this, claims Agatharchides,
makes their situation idyllic (fr. 49, only in Photius, not in Diodorus).
I t is not clear how the Fisheaters' lack of articulate language con tributes to this utopian picture, but Agatharchides stresses the speechlessness of at least some of the Fisheaters several times. When the Ichthyophagoi celebrate, we are told, they entertain one another with inarticulate songs. When they search en masse for drink, Agatharchides likens them to a herd of cattle, who roar rather than
produce articulate speech. I . One group of Ichthyophagoi are said to be particularly 'insensitive' (
eign visitors and display no emotion when they are insulted or attacked. They even view the killing of their women and children with equanimity, according to Agatharchides, showing neither pity nor anger. When such untoward events occur, the Fisheaters simply look on steadfastly and nod their heads at one another; they do not d isplay any hint of normal human feelings. Agatharchides con cludes from their behaviour that this group of Fisheaters do not pos sess a common language, but regulate everything concerned with their way of life by habit, nods, inarticulate sounds, and imitative gestures. " Presumably Agatharchides thinks it unaccountable that :Z I .
Burstein 1989. 37-8 notes that Diodorus is fuller. but Photius' wording is closer to that of Agatharchide •. See too Jacob 1 99 1 , 1 ) )-46 for an excellent .n.lY"is of Agatharchides as ethnographer; he notes that modern scholars consider Agatharchides' account fairly reliable and accurate. t6 Inarticulate songs: fr. 37: T'ais- dJ,lap8pot� c;,6ai� a..\A.�A.ov5" 4tUXClYwyOVV7'U Diad. 3. 17· I; cf. ytl/(w-rQt . . . ffpOt; c;,oair; dvap8pots (Photius 4503 1 0- 1 1). Roaring cattle: ftapo. "'\,;ato 5" . -ra.is: ay/Aa,S" 1'WII fJowv. 'n'QY'TWY �W�tI a�ti...'Twv OUK lvap8pov. aAA-a �xov �6yov .!..o....AG...... (fr. )8: Diod. 3 · '7· 3). n Photi us fr. 41 (= 4sob8- l l ) 0601 (�.,.,o:ty <> ovyypaf/;fut;) lywYf yo�i'w �� Xa.pol(TiJpa fVyvWOTO... (xr:n, �UTOUt;. J910P,tiJ �. KG' V"U�OT', �XO,t; f'C KOt �t�'1T'l(n �'1Awot'1 &,o"rfit<" ".uTa '1'« rr� TOY Ilio". Compare Diod. 3. t 8. 6: �'OA'K"'� P,f" �� Xp";o6ol, J"�"tTur" 3J &,Awo..t &,a TW... X"pWy �'dO'1,.,.a.l...e" " ;/lCOOTO TcOV "pOt; T�V Xpfiov dV1']KOJol1'WV (.hey do not U� 1anlluI/le but signify everything havinll .odo wi.h .heir need. by imi ..we I�ure. of their handll).
z.
The Language. of Primitive Peopu.
rlt
of people capable . speech would simply nod when hurt ill thI'· way. If . they are sIlent, It must be because they cannot articulate lileir fedand h �ve only nods and gestures at their ditpoeal. ings in words, t�archldes states that the Fisheatera have no moral Aga e her sew El sensibilities: whIle they can �eel pleasure and pain, they pay 110 attention to honourable or .�Isgraceful matters." We should aIao recall that they have no famlltes and hold their women in common People who have neither a common moral code, nor regulated sociai groupings have no real society." This would explain the Fi3heate ' lack ofspeech: they are not socialized enough to evolve a fuU-Bedg:' language. An undeveloped society and an underdeveloped language gO hand in hand .'o The pre-verbal language used by the Fisheaters is said to consist of nods, inarticulate noises, and descriptive gestures, and wq used for communicating about everyday matters. As with Cteaias' Dogheads, this description of a primitive or near language is inter esting for what it reveals about Greek ideas on the stages and forms of human communication which precede speech. We have seen in the previous chapter that many accounts of the beginnings of lan guage point to articulated sound as the first step on the road to speech; here, greater emphasis is placed on gestures as part of pre verbal communication. Agatharchides' remarks on the crmtmt of the Fisheaters' language are also noteworthy: these primitive people communicate about the everyday necessities of life and do not, 85 1ft have seen, express their feelings. Agatharchides stresses the truth of his description ofthe 'insensi tive' and speechless Fisheaters, citing his source, an explorer dis patched by Ptolemy 1 1 1 . " Could this explorer actually ha� encountered such a society of non-speaking--and non-� humans? Modern researchers point out that there are no knowII human societies without speech and it seems safe to conclude dIM " Fr. 31 = Diod 3 . 1 5 . • and Photiuscod. '50, 449..�. Again. it is notdoor "'" this fits in with the utopian presentation of the lch.thyoph.agoi.
relat:ioos widl_ GlUt' tt Note, however, the Fisheaters' peaceful and harmonious .id. group ofanother sp«ies, the seals. Agatharchides de$cribes their �� i,tene< as vi rtuall v an unviolable treaty. (fr. 48; .:.-., .�- -- ......
4Sob l J ; compare D iod. J. 18. 7)· . " See Burstein 1 1)89, 79 n. I and compa... CoI. I'/67, 8an. 6on _ _ of morality a� R hasis for �(\('iNY. � too ab<:wlt, Ch . ... "..m., on tile link t.tdeveloping a langua!!" and d.v. lopi ng a socifly. . . 11 Fr. 41 (Diod. J. 18. 4). The explorer i. an � '-"- �
B.Tltein 1 989, 79 n . 3 .
1 90
5. Betwent Language and Speech
this was true in Agatharchides' time as well. (We nonetheless find arguments made for the existence of undeveloped , non-speaking humans as late as the end of the eighteenth century, with orang_ outans, for instance, thought to be such savage humans.)" Ptolemy's explorer may well have described what he though t he saw when observing a foreign and very exotic people. Perhaps the seem_ ingly incomprehensible sounds which accompanied the Fisheaters' gestures were real words in their language. In other words, the Ichthyophagoi may have been unintelligible to outside observers, but nonetheless spoken an actual language among themselves. Perhaps their nods when those around them were harmed were the equivalent of other peoples' terrible sobs and wails, but outside observers did not realize that these were emotional reactions. Here it is worth looking for a moment at the accounts furnished by early European explorers of their linguistic encounters with the wholly unfamiliar native inhabitants of the New World." When Columbus confronts a foreign tongue in the course of his voyages, he either does not acknowledge the language as altogether unknown, and imagines that he recognizes familiar words in Indian tongues, or else he denies that the strange form of speech is in fact a language. Thus, Columbus writes of his desire to take six Indians back with him to Spain 'so that they may learn to speak' . " To speak is to speak a European language; Indian forms of speech fall upon deaf European ears. Other early voyagers described the Indians whom they met as 'no more than parrots' . " Some explorers of the New 11 See Rousseau, DilCourse on Inequality, Note x (Starobinski 1 964. 208-14: Masters 1 964. 203-13). The eccentric Scottish philosopher lames Burnett, Lord Monboddo ( 17 1 4"""99) was a strong advocate of the argument that speech is not uni ve..al among humans. In his Of the Origin and Progress of Language (I 773-<J'), he argued, in the wake of Rousseau, that oung-outans are not animals but humans. He also contended that there were herds of wild, speechless men living in the woods of Angola. Monboddo believed that speech did not develop naturally, but arose in the context of communal work, after society has been formed. See Stam 1976, 62.-5; Thomas 1983. ' 30-'; Simone 1 998 . •oS-<). IJ See Todorov 1 984; Greenblatr 1 99 1 , ch. 4; Pagden 1 99 3 . ch. 4. H Modern translators, wittingly or unwittingly, changed this to 'that they may learn our language'. See Todorov 1 984. 30 and compare Greenblatr J 9 9 1 . 95, who notes more generally that Indians were both thought to be unformed, cultural blanks, 'as naked in culture as they are in body', and at the same time imagined a. Virtual double! of the Europeans, fully conversant with their lanJZuage and culture. U See Greenblan 1 99 1 , 99 and . 8 1-2 n. 30. See too the further descriptions of the unintelliKibJe lanlUage of 'primitive' peoplea cited by Thomas 1983. 42 and
3 1 8.
2.
The Languages of Primitive Pe�lel
I tI
ed to non-verb�1 communication, when fNltrate(( World turn by .. . mon language with the Indians . Columbua be ara Wltnea , . Iack ofco m . ifficulttes Involved In communi�ating by signa and gestu 10 the d res. ands, for Instance, that Indians who raise their He un derst hands welcomin a�e g t him, shou when in fact they are threa the sky and him. HIS own attempt to convince Indians to approach en ing to kill men dance to the beat of a tambourin e is similarl him by having hiS Other peoples' gestures and expressions of unsuccessfu1. '· emotio paren t or self�evident and we can sympathize, perhap. are not trans , of sixteenth century Europeans when faced with the puzzlement with a Brazilian ceremony of welcome by means of copious
:
�
tears."
Perhaps , then, Agatharchides' source simply misread the Fiah ways of communicating, and did not understand their lan ters' ea guage and gestures for what they were. Pliny, when describing
numerous, exotic tribes of India, notes that there are so many
different national languages, dialects, and varieties of speech that a
foreigner seems scarcely human to someone of another race. We can
compare Leibniz's reaction in 1 69 1 to the exotic languages of America and remote parts of Asia and Africa which 'seem to be so
different among themselves and from ours that one would say that it is another race of animals'." Pliny then goes on to tell of a tribe, the
Choromandi, who are forest dwellers with shaggy bodies, grey eyes, and doglike teeth. They are without speech (sine ooce), and shriek horribl y, according to Pliny.19 It is not, of course, only classical writers or early European explorers who considered speakers of III
unfamilia r language to be without speech altogether, and in a wide variety of cultures, the word 'mute' is used to designate foreigners, down to this very day. ,.
The Greeks, like so many others, found it difficult to recogniR that other peoples had a legitimate, authentic language and cult1H"e oftheir own. In Sophocles'
Trachiniae ( l o60), Hencles divida lbe
.. See Todorov 1984. 30-3' Greenblatt 1991 . 89-<1 1 . " See Greenblatt ' 99 ' . 9 3 a n d 98-cj . .. Pliny. NH ,. I . , . Aarsleff 198•• 99 n. 39 i. the
sou� of mis quoeatiooo r.
,. See Pliny. NIi ,. 2. 24 (= FG,H , , 0 F l . th. soIefnsmentofT__ � wi� unknown. apparently Helloni..ic• •uthor). Pliny aoes on 10 � of die A.. and p....umobIy - ... tribe. described b,' l\ leaa.thene •. who ha,', no Leibniz.
(NH , . • . 2S).
.
mouths
" See Werner 1 <183. Sl!, and s.. G....,nbl.n 1991. CjO. See T....... ..... ,..,. who not.. that the A.tec. int.rpret their own ....... os ...f
5. Betweeft Language and Speech
world into Greece ('E.ua�) and an a:Y"W(7(70� or tongue less land, and dy"w"(70� serves as a poetic synonym for {3ap{3apo� or barbarian.
Barbaroi are, first and foremost, people who do not speak Greek, but gibberish. The word barbaros was, it seems, at first simply ono
matopoetic, reflecting the burbling unintelligibility of foreign speech to Greek ears. Only later, at the beginning of the fifth century
BeB, did the word acquire the more negative connotatio ns we now associate with the word barbarian ." Incomprehensible barbarian
languages were often likened to the sounds made by animals, espe_ cially birds, and this may suggest that in Greek eyes barbarian speech was less than a full-fledged language, and closer to animal communication." There were of course a whole range of languages spoken by the peoples who surrounded the Greeks and some Greeks
recognized that not all foreign languages were identical. Plato, for
instance, stresses that humans cannot simply be divided into two groups, Greeks and barbarians. There are countless barbarians who never mix with one another and who speak different languages, Plato states
(a:rr£{po '� Politicus 262c-d).
000'1,
Kat al-'£{K'TOt� Kat d.avfL�wvo,s '"POt; aAA'I]'\a
Speaking Savages Ctesias' Dogheads and Agatharchides' Fisheaters demonstrate how exotic and unusual people are assigned particularly bizarre forms of language in Greek writings, and are not even thought to speak. There are other foreign peoples described by Greek authors who are less primitive and strange, and these peoples are said to possess a form of actual speech; nonetheless, there is a clear link between their level of civilization and the character of their speech. This interplay between language and culture is particularly apparent in the descriptions of barbarian languages found in Herodotus." In Herodotus' ethnographic surveys, a people's language generally reflects their overall character and state of civilization. The peoples said by Herodotus to have a peculiar or unique language of their Ji For changing Greek attitudes to the 'barbarian\ see Hall 1 989. passim. and the
extmaive bibliography found there. See too Tuplin t 999. 54-'7.
See e.g. Aes. Ag. [050-1; Ar. FrolS 680-2. compare 93; Birds 1<)9-2.00. compare See too Harrison 1 998, text near n. 71 and the further references collected by TupJin 1999. So with n. 14; he notes that barbarian speech is compilred to the sound of • •pluttering frying pan aa well ( Eubulu. fr. 108 K.-A . ) u HarrllOn 1 99 8 I1 a n excellent study o f Herodotus' conception o f foreign l an ....... . U
. 68 1 .
2.
191
The Languages of Primitive PeOjJu ,
s�ngu ar In other ways as well." Thus the re. �en,�ra y7r�'O own apalO I (.J'1I.P'Y,," I') are a ba�d people, judici oul, and Argip t, wh� mam y on the frUlt �f a panicular tree. violen ythlanIvetribe While t wear Scythlan clothing, they speak areaa Scof their own (and :: w � v v Il. i/){1Jv ''''''
'
11
'
n0n
0
.
,
.
oVO£l-'t11
""
'
,
,
''' '
a
0
y
• or
III
�
name
to
men
in Gftek
)f Not every exotic tr ibe i n Herodotus i s assigned. a lanauage of lIlY kiDd ... ... hi'torian often does not touch u po n the form of spe«h US«! by ,'Vious peopIes, when he does assign singular pf'opJes a language-, it is unique. " Compare Diod. 3- H. 1-3 and see too Galen. CH C.."."... c. • (Mo ...... 3 Edlow). who contend. t h at althoullh neither Penian nor Ethiopian sipify ."" to Greek speakers. PerSIan is a superior I.n� beca..... of its -"Cl. Ooopetn ;' laid to have spoken the lanlluages of the Troglodytes and t:ho EthicpioDa. ... .... Itveral other tongu•• (Plut . .4., . •, . 3-') . .. Modern linguists tell u. thlt the... Oft in r.ct .... ...... ...... ,..... _. See Harri.on t �Q8. text near n. 8a. wfto S\JIFIICO thM ...... .... . cieltc:ribing a taboo on the U!ilf' of pt'nonal names.
194
5. Between Language and Speech
'clad in beasts' skin, eating raw meat, and speaking an unintelligible language'." This is remarkably close to Thucydides' description of the Eurytanians 'who speak a dialect more unintelligible than any of their neighbours and are believed to eat raw meat' ... Returning to Herodotus, we find that he also points to the link between a people's overall way of life (8[al'Ta) and language. The Budini, Herodotus tells us, are pastoral nomads and eat lice, while the Geloni cultivate the soil, keep gardens, and eat grains. Neither their language nor their diaita is the same, he states (4· 109). If strange, unique people need a unique language, peoples whom Herodotus describes as having merged or joined together somehow often merge their languages well, supposedly speaking a mixture or blend of the two original languages. The Geloni, for instance, are Scythian dwellers who were originally Greeks. Herodotus claims that they speak a language partly Scythian, partly Greek (Kal yA.w(J"l7 'Ta. I-'iv EKIJ8'KiJ, 'Ta. 8£ 'EA.A.')V'KiJ XP£wv'Ta, 4· 108. 2). So too the Ammonians are said to be descendants of both the Egyptians and the Ethiopians and to speak a language in-between the two (Kal >wvTJv I-" Ta�ri al-'cp0'T£pWV v0l-'{�OV'T'� 2. 42. 4). It is hard to know what such hybrid tongues, half-Greek and half-Scythian or partly Egyptian and partly Ethiopian are meant to be. Were there really such halfway languages with perhaps a commingled vocabulary and some sort of mixed syntax and morphology?" Here too, as with the unique languages of the bald and just Argippaioi, cannibalistic Androphagoi, and cave-dwelling Ethiopians, Herodotus is not so much describing actual languages, as depicting what the languages should be like, in view of the character and origins of their speakers. Foreign languages in Herodotus, then, seem to be fashioned in accordance with those who speak them. The two most exotic lan guages-those of the squeaky Ethiopians and nameless Atarantes perhaps hint at primitive forms of speech which are somehow less than full-fledged languages. Here it is worth comparing the conclu sions Europeans thinkers of the seventeenth and eighteenth cen turies drew about the earliest form of language from their study of as
" See Leach 198.,66 and Greenblatt 199 1 , 184 n. 55. Thu c. ] . 94. s; see above, Sect. z.]. " See L10yd 1976, 19
3· Ge,'ures and Mute VMeel
195 vage ' forms 0f 8�eech. Eu opeana thou el(otic and 'sa ght the AIDer. � extremely simple, with' for exam I p e, a .rnaI\er · dian languages ID . no �bstract terms. At times these New and ock st al l(ic World Ian. le nt1clzed-Qf�en by people with no real know guages were roma ledge presented as rich, poetic tongues, able to expreu of them-and . I e word .4. E uropean 'students' of India . a smg entire i mages m n languages went so far as to develop 'a conjectural history of Ianguage, I e terms to complex ones, from metaphor . which goes from slmp icaJ utterances to logical ones, from the unified speech-actto the deco�_ guage of the syllogism ' . 41 Herodotus' analysis of 'pnnu_ posed lan . unsurpnsmg . . Iy, far more rudimentary tive' forei. gn Ianguages IS, In Her�d � tus' Histo ry , we also find that there can be . able lingUist ic gaps between certam kmds of people . There is a � adventurous Nasmonians, members of a of young · 1 72) (2. 32; see 4 locust-eating, women-sharing Libyan tribe. These young men ven ture into unknown and uninhabited parts of the Libyan desert, where they encounter very small black men, said to be wizards. Neither of these two exotic peoples can understand the other's lan guage. Here we can compare the account of the Carthaginian Hanno, who in his Peripius (c. I l ) teUs ofa (presumably) Ethiopian tribe, who spoke a language unintelligible (&aVwTQ 8' �) even to the Carthaginians' interpreters, the Lixitae. There are people so different, so 'other' as to be completely unintelligible to anyone else, including interpreters. In other instances, only a series of intermediaries and interpreters are able to overcome the linguis tic barriers between various peoples. Herodotus tells us that the Scythians deal with their remote and near mythical neighboun by means of seven interpreters in seven languages (4. 24) and pem.ps he is describing here a chain of seven interpreters, each t:rInSIatins
unbri�
from one language into the next. 3.
G E S T U R E S AND MUTE VOICES
Gesturu
In one incident in H erodotus, linguistic difficulties are circwIa vented by means of gestures, which serve as a last resort ""- there is no common language. When Amazon women arri� �
... . �,. Sot .. See Pagden '993. ch. 4: G reenbl.n 199'. ell . 4: La_ ..... too lbove. Sec!. 3.3. " Pagden '993. ' 34' see his discussion in . .1>-34·
5. Betwena Language and Speech
on Scythian soil, the Scythian men do not know what to make of them (4. 1 1 1-17). They do not recognize the Amazons' language, clothing, race, or even gender, and at first the Scythians take the Amazons for men and do battle with them. Once the Scythian war riors realize that the Amazons are female, they break off all fighting and approach the women in stages, eventually indicating by sign language (rji /lE XElP! ;>pa'E 4. 1 1 3 · 2) their interest in sexual contact. Subsequently, after mating with the Scythians, the Amazons will set up house with them and learn their language, albeit imperfectly." Gestures also play a part in a lively scene in Xenophon's Anabasis, where local Armenians dressed in native clothes serve feasting Greeks, who are conducting a symposium of sorts. The Greeks wear hay wreaths, instead of the usual ivy or myrtle, and , we are told, use sign language to the Armenians as if to mutes (WO"7TEP
3· Gestures and Muu Voict.
hands. Hands, he states , virtually speak, expraeing
I.,
cIetnenck
'
requests, and threats Hands can indicate a wide promises, : and refer to quanttty, number, and ons oti of em place of adverbs and pronouns' by pointing to take the pIaca and
time. They:
..
people. . . . This p assage of .Qumtthan reflects a broader view of gestures 81 ' more than simple expressmg and immediate capable of matten. In . nt accoun ts, gestures are said to replace speech ancie me so and serve virtually as a full-scale language. In a lively tale found In ' LUCtan, . gestures and movements �uffic� to replace words: a dancer in Nero', court is so good at conveymg sdently the words of songs that Nero'. guest asks if he may take the dancer back home, in order to use him for his polyglot subjects.·' In this as an interpreter story-aa opposed to the passages in Herodotus, Xenophon , and Aeschylua the movem ents of the dancer go beyond an immediate situation and are said to convey actual words, rather than to mime needs and
desires.
In two ancient tales, people capable of speech turn to gestures in order to express themselves freely and without fear. Aelian has a fas
cinating story of a tyrant who forbade his subjects to speak to ODe
another for fear that they would conspire against him. They
nonetheless manage to express themselves through nods, gestures,
and facial expressions, and the tyrant then prohibits the use of these movements as well. When his downtrodden subjects resort to tan
to express their feelings, he also tries to ban theirtears, but this lads
to his death at their hands. In a similar story, the tyrants Gelon IIId Hieron are said to have forced their Syracusan subjects
to
kftp
silent. The Syracusans then learned to express themselves with
their feet and hands and eyes, leading to the invention of dance.
When the Syracusans were freed and instituted a democracy, Cor. began to teach them the rhetorical use of words.·'
Elsewhere we hear of p hilosophical pantomimes. Athenaeus (I.
20b-c) tells us that a dancing philosopher nicknamed
M�
.. Quint. 1 1 . 3 . 85-7. While Quintilian speaks of • uni�er.saI � ol.--, he nonetheless describe� 11. series of conventional gestures and dis� ..... c.g. Greek and Roman gestures in his discussion in t 1 . 3; see further G"',,,I . .. Lucian. Salt. �4; compare Jup. T,ot. 1 3. whe� He"""" s_ 1hot he "- ID
"lIOrt to gestures bee.use he is not a pol�'glot and does not ..-I< doe ....... . .. Scythians. Persians, Thracians. and Crlts. On thr &.nC'lmt vie-.. 01. ... • .. aUlonomoua lanllua"e. cap.bl. of conveyi,,!! wonIo. _ fvrtllor MeMiIIiD ..... .. Aelian. VH
'4.
u; R.b. IQ3 '.
24-{): see roo 269-'/0-
5. Between Language and Speech
silently explicated Pythagoras' philosophy, in a clearer fashion than
those who taught with words. Gestures, in this tale, are superior to
words. Here we have come a long way from the concept of gestures as a primitive pre-verbal form of speech. The children in Psammeti_ chus' experiment (above, Sect. 3 . 2), the primeval pre-linguistic humans found in the scenarios of writers such as Lucreti us and Vitruvius (above, Sect. 4. 5), and the Dogheads and Fisheaters (above, Sect. 2) all use manual signs to communicate because they
have no words at their disposal, but Athenaeus' dancing phil osopher finds such gestures more lucid than words. Clearly his is a language of gestures, a full-fledged, sophisticated form of communi_ cation.
Deaf Mutes Gestures are also used by those who cannot speak, deaf mutes. We know very little about deaf mutes and the use of sign language in the ancient world. We have already seen that Xenophon's miming Greeks compare their Armenian hosts to mutes. In Plato's
Cratylus
(422e-423a) Socrates refers to the way mute people use their hands, head, and entire body to communicate with others. Such signs are mimetic, according to Socrates, and he considers what the signs for something light in weight and up above, something downward and heavy, and a galloping horse must be like. While Socrates does not discuss here the overall linguistic capabilities of those who are mute and use such signs, he does imagine them trying to describe both abstract qualities and a moving creature ' "
Magistro (3 .
In the dialogue
De
5), Augustine points out the wide range of the gestural
communication of deaf mutes and actors, while at the same time noting their limitations. Augustine states that people carry on con versations with the deaf by means of gesture. The deaf themselves use gestures to talk and answer questions, to teach and make known to each other all their wishes--Qr, he adds, at least most of them. Augustine then points out that actors can tell entire stories silently, without using a single word. When pressed by his interlocutor Adeodatus, Augustine concedes that such an actor would be unable to convey the meaning of the preposition
ex by gesture.
Quintilian tells us that gestures and nods take the place of speech for the mute
(et in mutis pro sermone sunt 1 1 .
3. 66) and he may
be
.. See PI. ThttJel. zo6d (where deaf and mute people are said to be unable to jndi� cite what they think about thing.).
3· GeJtureJ and Mute Voie"
... . these motions VIrtually the status of a lan""- . . ,, -.e, In VIe. aIlotting of . ' n 0 f ' speak"mg hands. Philo (De eCI atiO his appr ConJuno", that people who have had their 1 1 ) notes tongue8 Cut� LI'nguarum · • • xpress whatever they IIke (a av OEA>1"w"" ;"'0"1)p.a1>01l'" ' Can e )• no leSS successfully than those who use words (ovx �TTOV T1js 8.u Ao,.",", "po�op6s). They do so by means of gestures, nods, glancel and . ' too gestures are said to be as ments, and here ' expressIve other move . . DId these ancIent thmkers really believe that a s. rd wo as gestura! as good as speech 1. Perhaps. It is worth recallin language was g again recogmzed the flexibility and range that modern researchers of lign their status as fully developed languages only lan guages and a few .
decades ago :· Enl ightenme n t thinkers of the seventeenth and eighteenth cen interested in deaf mutes and the gestures the turies became quite
interest in the origin of language. Diderot in used as part of their Lettre sur l 'education des sourds et muets ( 1 7 5 1 ) and James Bumett, Lord Monbodd o in his Of the Origin and Progress of Larrguage
ru:
(1773�2) thought there were parallels among the
means of com mun ication used by deaf mutes, savages, children, and the fint human beings. The deaf were thought to recreate the way early
humans developed a first language, a language of gestures. Other Enlightenment figures were interested in developing a new lan
guage, a uni versal language of gestu res, which could be taught to the
deaf.,a Greek and Roman thinkers did not study the deaf in this
fashion and indeed some ancient writers did not assign mute human
beings full linguistic capacities. At times we hear of the sounds
uttered by the deaf, rather than their gestures, and here emphasis is
placed on the fact that deaf-mutes are incapable of producing the
sounds of speech. In a medical tract attributed to Hippocrates, we
are told that those who are deaf from birth can only produoe one
sound. SI Ammonius, commenting on Aristotle's Ik lrrurpre"'"
in the fifth centurv' CE, notes that people who are deaf from blrth make certain inart iculate sounds, but do not use names and voerbs. Ammonius also discusses the distinction
between vocal �
.. See above, n. 2. William StokO<"-the key figure involved in � '" languages as autonomou •. full-fledged I.ngu�an his ..-a. in.. ... .... guages in the late I 9 �O�; l'ce the valuable discussion of Rft Icm. ll�
.. See R�e 109<1. esp. ch•.
1 2-13; SimoM 1qq8. 208 and aa' ....
1975. � l l-�3)· 1 8 (xni . Jt P.eudo-Hip Po"rate•• "'pi ""-P"o" oee lbove. Ch. 4. n. 8S. 172-3; Knowlson 1 96 .1
(=
. las-4; Eoo 19t$.
100 JoI)'); ore Ax I.... 1 I....a: ....
5. B�tween Language and Speech
which are significant by nature and those sounds which are sig nificant by convention. Naturally significant sounds are the barking of dogs, the sounds of people affected by emotion-groaning, guffawing, etc.-and the inarticulate sounds of children and people who are deaf from birth." Here, Ammonius links together animal emotional humans, deaf mutes, and children and states that ths; sounds they make signify no thought. It seems safe to say tha does not allot any of these groups a full-fledged language. t he This brings us to the philosophical problem of what makes the deaf human and distinguishable from animals, when they lack One of the defining characteristics of humans, articulate speech. Porphyry will maintain that it is absurd to decide whether a creature possesses reason or not according to whether its speech is intelli gible, or it remains silent or not. This is tantamount to saying that the gods lack logos because they do not speak, argues Porphyry. " Yet for Greek medical writers, at least, loss of voice is linked to loss of intelligence and loss of life. Often the loss of voice or speech indi cate a terminal illness in Hippocratic writings." Voice is the breath of human life, as a Swiss doctor of the early eighteenth century put it," and for the Hippocratics loss of voice is perceived as loss of life. Gaining Speech: Croesus' Son and A esop
We
can learn something of the status of the deaf in Greece from the story of Croesus' son. We have already encountered this deaf mute son, who breaks into speech for the first time in order to save his father's life (above, Sect. 3.2). Croesus has, in fact, two sons: the successful and persuasive Atys, whose eloquence and powers of per suasion lead him to an untimely death, and this unnamed deaf son, who rescues his father. The power of speech is critical for both the Lydian princes: Atys' skill in speaking-his ability to persuade Croesus to allow him to join a hunt-costs him his life, while his mute brother saves their father's life when he utters words for the first time. ,. Croesus has an ambivalent attitude towards his deaf mute son. He has done everything he could for his disabled child (TO It AmmoniulI, /11 Arilt. de Int. 23, 2.-<); 30, 25-3 1 , 2. Busse. " Porph. D. Ab". 3. 5· 4. Compare SeX!. Emp. PH I. 73: supposing that . man were mute-, no one would eaU him irrational. I. See Montilllio 2000 , 228-33 and the Hippocratic clse histories cited there. .. The doctor is Johann Conrad Amman, who specialized in vocal disorden--tee JU. 1999 . 6'-4. ,. For.n Intere.ting an8ly�ill of Croesus' two sons, see Sebeok and BrBdy t979.
• l� 1f'(lV l e ,0r advic '
3· GestuTes and Mute Voiu.
1 . 8S I), even turning to th e DeIphlc . 0I'8C1e but he nonet he iess considers him of no a CCOunt (see T� , " . . . ov" .rVat "'Ot �OYt'o,...at 1. 38. �). HerodotU3 too fim
(IIn-OV br'1To,�""
EpOV
. tr .. e son as destroyed or useless because of h' IS mutena. describes th -.1. a, p S 'TJ' "uxp ' I : then concedes that 8 (SI'� (1PT�' this lOll is otherwIse a ecent sor Ta "'•• Q Q '1T"tK�S, 54>w.o, Si I. 8s I) how of h e rescued his father b y speak ing . I t just before telling nd son changes from worthles s to worthy, from . ., 11rJtmr that this seco . pre cisely when he breaks into speech for the fi t . to human, cs tune. Henceforth C roes us ' unnamed mute son is able to speak: one imagspoken from the start, he would have been given a ines that if he had
�
;�
3 �. 2!:U�
��
name as well.
Aesop is another, rather different figure who gains the power of speech. Accordin g to the Vita Aesopi, this ugly Phrygian slave capacity to hear, but is mute. Even when he is begins life with the Aesop is quite capable and manages by dumb show unable to speak, to prove his innocence when accused of stealing figs (1-3)." Aesop
is granted speech by the
goddess Isis,
and piety towards her priestess
(4-7).
as
a reward for his kindness
When Isis bestows a voice
upon the sleeping Aesop , she is accompanied by the Muses. Asked
by Isis to endow his voice with excellent speech, the Muses grant to
Aesop the invention of stories (�Oywv dip'",Q 7)" and the weaving
and construction of Greek tales. The scene in which Aesop discov
ers that he can speak is both charming and illuminating. He wakes from a nap and names out loud the objects which surround him-a
wallet, sheepskin , sheep, etc.-and is then surprised to discover that he can actually speak (8). Aesop's use of speech begins with the naming of names, so that once again we encounter the assumption that the acquisition of language is essentially the acquisition of names. Aesop will go on to do wonders with his linguistic capabili ties; he becomes eloquent and artful, and kno ws how to interpret riddling bits of writing as well. He also gives voice, in • sense, .. animals, by means of his fables.
n The referencE'S are to sections of thE' G re<:emion of the Via.; see Perry It)$&, .... 3S�. According to th� W re""nsion. Aesop is not mute. but slow "h'eod. .... , booming voice (/3pn8{,.yAwooO. 001 /lo�- I). . It Ot �rhap. we should understand 'the disco",",! of won\a'. s- "..... DiIIerr .. � 1 099 , etp. •69 and 27 5 . \Oho stre.ses tM important "" pi.,..! by leio, and the invention of hmRuBRe i n Aesop's Vit•.
5. Between Language ami Speech
Losing Speech : Cratylus Both Croesus' son and Aesop go from silence to speech, and in both instances there is something supernatural about their acquisition of spoken language. The philosopher Cratylus moves precisely in the other direction, from speech to silence, and he does so of his own volition deliberately choosing to become mute. Cratylus, it seems
�
relinqui hes speech out of despair. Aristotle tells us that in the en
d
(i.e. at the end of his days---see immediately below) Cratylus thought that there was no need to speak, but simply moved his finger. 59 Aristotle mentions Cratylus' renunciation of speech when telling of his extreme version of the Heraclitean doctrine of flux. Cratylus does not believe that one can step into the same river once, let alone twice, and he apparently finds words no more stable or reli able. We have already encountered a rather different Cratylus in Plato's dialogue of that name. Plato's Cratylus believes in fixed, nat urally correct names. Indeed language, according to Cratylus of the
Cratylus,
can teach us about the essences of things (above, Sect.
2 . 1 ) . The difference between Plato's Cratylus and Aristotle's figure is probably best explained by a change which took place in Cratylus himself: Plato, it seems , describes the younger Cratylus, while Aristotle tells of an older, disheartened man. Cratylus, apparently, has gone from an extreme belief in the power of names to an utter disillusionment with words.·o The speaking Cratylus is described as someone who uses few words: he is knowledgeable and brief (''''''(J7"'1l-'ov,d� .
f3paxv>'oyw7"a7"o�),
Cratylus.·'
notes
Proclus
in
his
commentary
. . Ka, on
the
I ndeed, Cratylus is silent for much of Plato's dialogue.
Elsewhere, Cratylus is said to hiss and wave his hands about. Aristotle provides this description of a hissing, gesticulating Cratylus and he attributes it to Aeschines the Socratic. The context in Aristotle is that of speakers who accompany their words with ''I
Kpa:TtJAo'" . . . �') TO TlfA.nrratOlol oU8(1)
CPfTO tJ,.tl' "'('YEU'. &"\"\0. TO ... 5aKTuAov ;K{",f.l ,",OVQI'.
Awn. M€taphys. 1010' 1 2- 1 ) . See Mouraviev 1999, 23-55 for a very full collection of teatimonJa rel a ti ng to Cratylus . •u See Allan 1954; Cass in 1987; Baxter 1992, 25-30. Cratylus is reminiscent of Thamyri8, the mythica.l Thracian poet who is struck dumb for dalming to sinR better than the Must"�. The MU!'Ies take away Thamyri9' wondrous voice and make him for11'" how to play the cithara (/I. z. 594-600). 8o.h C rY y l u . and Thamyri. are red uced to .dence preculely becauRe of the-ir great confidence in their linJlui�tu: powers. Ilol
Proclus /" (',atylum
f
1 4.
J. GestureJ and Mute Vmetl
ao,
_""otiona! gestures, so that we can assume that CratylU1 rnade thete movements wh'lI e speaking, rather than as a subatituw sOunds an d . the no longer speaks he also restncta When Cratylus ." rds o
Weaving and the Language of Women
Philomela is a mythological figure who does not speak. She did not choose to dispense with speech, but was deprived of language by force. Her brother-in-law Tereus raped her and then tore out her tongue. Philomela nonetheless manages to communicate with her sister Procne, Tereus' wife, through the 'voice of the shuttle' (..; r;s K(PKaiO� q,wvfJ) , as Aristotle describes it, for she weaves an accountof her experience." The two sisters then take terrible vengeance upon Tereus, murdering his child and serving him up as food. All three Tereus, Procne. and Philomela--end up losing their human voices, for they are transformed into birds. Commentators point out that it is not by chance that the two sisters are Athenians. while the brutal
U ,],r ,"fP;' Kpani'\ov AloXil'l1S' o'rt 0'404'",... Kac. � X'poW &.4""-' (Arist. � 1417b t-2). See. hO\\t�\'{" r . ;\loura\,lt"\' lQQQ. 27 (ad Tso). "'ho sUQ'Nts � 8uw{Ct&lli to oui CI" Y(�Jl' i . f' . :-:.ilf'ntly. This would me-In that thE- murr Cra�·h.. resQc:\lt.t -' � � I. _.. od with both hands: .ee ton Ca.. in 1'187. 142-3. � T_ (fr. S'9S .. Ari't. Potl. t 4H".1b--7 : he ,s ref.rrinM ", Sophoc�' lo
9i1-1oo n . • (ad
Rtdt).
H); .ee too Fort... Itv'It([ 1_�I07 .�
5. B�tweetl lAnguage and Sp�ech
and unsophisticated Tereus is a Thracian: Philomela's ability to speak through inanimate matter reflects her superior level of civil_ ization. Tereus may have extinguished Philomela's Greek when he cut out her tongue," but he seems unaware that lossvoiceof speech need not mean the loss of language or the ability to commu_ nicate by other means. It is likely that already in Sophocles' lost tragedy TeTetu, Philomela weaves words or writing on her tapestry, rather than a picture, which would mean that her textum is, in fact, a text." Tereus, who belongs to a less civilized society is incapable of deci phering such writing. (A woven picture, on the other hand, would be more readily understood by the Thracian.) Philomela retains her human language and technical skills, despite Tereus' attempt to dehumanize her through isolation, rape, and the cutting out of her tongue, and she uses a medium of communication even more sophis ticated than speech, writing. The barbaric and barbarian Tereus is match for the literate Athenian woman. Subsequently he will be no match for the sisters' savagery either, and in the end, Philomela, who is transformed into a swallow, will be incapable of either writing or producing intelligible speech.·' Philomela's tale demonstrates how silent, inarticulate material can speak in the hands of a cultured human being, and ancient writers stress this point. Nonnus notes that the woven cloth speaks for mute Philomela, while Achilles Tatius declares that Philomela's art provides her with a silent voice: her weaving hand mimics language (1'-'I'-£iTaL 'T�V y'\W'TTaV � Xdp).·· In Ovid, Philomela both weaves her story and uses gestures for further communication, asking a maid to convey the woven cloth to Procne.·· 10, incidentally, is another figure in Ovid's Metamorphoses who manages to retain her communication skills, even when she is no
,101
See too Anthologia Palatina 9. 4S r , line 4 . 2 1 3-14 and compare e.g. Apollod. Bihl. 3. 14· 8
1 �93. 204-5, . 7 See , DO,brovypap.p.aTO, �B(J(l 1rI(1I'..\4fI . 0"
.., SwaIJow8 were often associated with unintelligible barbarian chatter in Greek ..... ritings; see e.g. Aes. Ag. 1050-1 and Dobrov 1993. 22 2-3 with n. 74. Interestingly, in earli�r Greek sources Procne becomes a nightingale, while Philomela is trans formed into a swallow, but in later Roman accounts it i� the tongue less PhilomeJa who ill turned into the songbird; see Forbes hying 1990, 249 and the references cited
lhere.
". Nonnu., Diorry•. ... . 3 2 1 ; AchiJI�8 Tatius 5. 5. 4-5; see Bergren 1983. 72. Montiglio 1999 . 26()-7o compares the description of weavinA' ss a silent lanA'uage in A.chill.. T.tiuI 5. 4· 4-5 10 parallel de.criplion. of dance . .. {)Yid. M.,. 6 . 57f>-9. See loo Mel. 6. 609. where Philomela'. hand i • •aid 10 acr for her yoiu, ,,'0 fJO£. IIft(MW ",it.
3· Gertures andMu� Voku
..
voice. After 1 0 has L z and l oses her brutal i ed a cow, she nonetheless mana ""etl nped 81111 · sfo rme d mto ran ges to reveal _ t n he t . her father Inac us, by tracing her name inth d 'dentity to e uat Wltha d 0f speech (littera pro . I g letters mstea verbis).'. Wri . ho of, usin omen who �ave lost the �ower of Spe ech nonethe allows these � . thelf human � olce and Identity: they are silent, to retain bllt not to alternative modes of communication. mute, thanks Philomela weaves her story. W It is sign ificant th�t eaving Was the actiVity of females in the ancient world : goddeuea quintessential en, a� d slave girls all worked at the loo m. As aristocratic wom most IdentIfied with women, weaving was often form of work what were thought to be peculiarly female power8--Qf invested with intelligence, of deceit, or even of death -and all comm unication, of nts are found in Philomela's tale. 71 In most versions of ofthese eleme
human h
.
:
�
ela is said to have woven letters, rather than a pic her story, Philom ture, but weav i ng could be used for the creation of images as well. Homer's Helen weaves on her loom the many contests of the Trojan
War, as it is being fought around her, and Homer is clearly referring to B
pictu re of sorts. Helen weaves a story, both literally and figunl
tively.72 Even plain pieces of woven material carried the signature of the women who wove them: Penelope, Arete, Electra, and Creusa all
recogn ize their own handiwork, sometimes many years after they
have woven it.71 An inanimate textile can tell a tale or at the very
least record the identity of the woolworker, and this form of com munication is virtually restricted to women. ,. Most weaving women can
speak as well as work wool, and skilful weavers often possess Indeed, the goddess Athena is said
wise thoughts and crafty words.
to grant to some women wise or subtle thoughts along with dexter ity in woolworking. O ne of the recipients of Athena's gifts.
Penelope, is exceptionally pro ficient in weaving cloth, wiles. _ words. Penelope fends off her suitors both by means of persuasi¥e 1993. in an iDterestiDc....ty ol 70 Ovid. Met. I. 6 1 1-747; see esp. I . 649. De Luce tb.motif of the power of speech. i.e. the relation between humanity ODd onic:uIoty• • the M.t. • discusses both 1 0 and Philomela. " See e.g. Buxton 1 994. 1 22-8 and Blundell [998. 65-7a. " 11. 3. 1 25-8. Compa .. too the picture ofthe giganromachy woven ��'. peplos by the young �irl. of Athens (PI. E.diJyplo. 6IH:) and _ Schti4 '" s......
1996. ch. I . " Od. 7 . 2 34-5;
1 9. 2 [ 8 and 22S�; Aes. C..... a3' ....; Eur. l• • 4.7'"&S" See Berg ..n 1 983 for .n i\lllmin.tingdiKU"ion oftiltlinb� I\IIP and weavinll in Gr«k thought. She terms _""'I tilt .... ....... .....,
-po, ucellt'fl('t' (7 1 ) .
"""�
5. Between Language and Speech
speech and the shroud which she weaves and then unravels. " The Calypso and Circe, described as dread goddesses endowed with speech, sing as they weave at their looms. They are deceitful, powerful, and seductive figures who prophesy as well." We have already encountered the cunning and duplicitous words which the gods give to Hesiod's Pandora, the very first of the race of women (above, Sect. 2.3). It is worth remembering that Pandora is also taught the art of intricate weaving (1ToAIJSatSaAov {cm). v>o.,. Erga 64) by Athena. Pandora's hand is no less proficient than her tongue in creating complicated designs full of artifice. Weaving, then, is often linked to female communication, cun ning, and deception, but the figurative interpretation of weaving is not restricted solely to women's activities. In Homer, males weave as well, but metaphorically: gods and heroes weave clever tricks, speech, and counsels." After Homer, weaving will serve as a metaphor for poetry and song-making as well, and perhaps Calypso and Circe, who sing as they weave, influenced the early lyric poets when they compared their songs to fabric." Most significantly of all, weaving is also used to describe the process of building up or constructing language." In the Politicus (277d-278b), Plato speaks ofthe interweaving (alJ/L1TAoK�) of letters into syllables: he describes how young children are taught to recognize the vowels and con sonants which are interlaced to form syllables and words. This is weaving on a phonological level; much of Plato's dialogue is occu pied with the metaphor of political weaving. In the Sophist (262a-e), weaving is mentioned in relation to syntax.·' To form a significant sentence or logos one cannot simply string together a series of nouns (clv6,.aTa) or a series of verbs (P"ri/LaTa), argues the Eleatic Stranger. Verbs and nouns must be blended or woven together into a harmo nious union. Here we encounter a view of language as something more complex than a concatenation of names. goddesses
...
81
Od. z . 88-- 1 22; see 7 . 1 08-- 1 I . Qv81jEooa: Od. 1 0 . 1 36; ] 1 . 8; [ 2 . I SO; 1 2 . 449; see above, Sect. 2.3. Weave at their looms: Od. 5. 61-2; 10. 220-2. Deceitful (SoAoEoaa): 7. 245; 9. 32. See further Nag)er 1996, esp. on their prophetic powers. 71 See e.R. P.tX}OV5 Ka' p...qM.a . . . ij�woyJI. 3 . .1 1 .1; S6.\ou; lta1 JJ.1JTU' �lyov Od. 9. 422. . JI See Snyder 1981 and compare Scheid and Svenbro 1 996, 1 1 1-2 I . 19 Inrerestingly, Hermes, who, as we have seen, is often credited with the inven a tion of language, ia slIid to have invented weaving a8 well---see Tertullian, De PalliD 3 7f
16
MW..) 9.05
(" FG,H 659 F9b) and Col. '967, 20 and JIH) . .. s... too PI. Soph. 2590; Th,a,t. 20,d-a02c. .. See Scheid .nd Svonbro '996, 1 22-4; Denye, ' 99 ' , 1 4fr64. It i. worth noting
4 · Speaking Animal.
4·
S P E A K I N G A N I MALIJ
Women and Slave!
wo men are thought to be particularly prO4:..: Weaving . • .... __...::t!l It . . tmg, bu t e I sew h ere women 's hnguistic ab'l' ca um I ltteaareCOln_ . com m .. ' antmals. of . se In Xenophon's 0e pared to tho ' peaks of his young wife's ability to use s s �homachu . . worWl. Be' . l"_ lore wife hiS notes, he had been ge, carefully supervised 50 their marrta see, hear, and speak as little as poss ibl ( e ,. 5; see 3. that sh e would . she has been sufficiently tamed and dome.12-13). N ow, however, carry o n a convers�tion, Ischomachus states, tieated by hi� to using h d words associate d With t e omestlcatlon of animals (£"..; � ' ,.", ,..,. • 0 \ ' I) ' () , ' .1 , 'lG�v"o tu,:,,< ,,"aMY£<' al,. 10). Critobulus' wi{e XElpo,,/8,,/s " v K'" <,.<,.. another woman mentIOned m the Oeconomicus, and her husband
��
is
barely talks with her. She was married as a very young child who as little as possible (3· 1 2-13). Here we that had seen and heard women are thought incapable of cultured discourse because they are
se�
not considered fully civilized human beings, but are more akin to children or even u ntamed animals." These women are not fuUy
proficient in ordinary speech, but their linguistic deficiency is par
tial and cultural, and can be remedied by their husbands' teaching."
Slaves are perhaps comparable to women in their linguistic
status. Aristotle speaks of slaves as participating sufficiently in /ofor
so as to understand it, but not to possess it (KOIVWVcUV '\<>you TOIIOGrw ci'\'\" p.� €XltV Pol. 1 2S4b22-3). While Aristode is referring here to slaves' powers of reasoning rather than their
ouov al"l)av< al)a, actual speech,
logos
does encompass both meanings,
intelligible
speech and rational thought." Slaves are outside the comrnunity oi rational discourse. for a variety of reasons-their birth, status, IDIIi thBta web, which is a complex of threads. interlaced by warp and woof� CM ClOMIIf.a
tale in a manner that moving a finger t as Crat)"lus does. c.&ru'lOt. " This is not the place for , full-fledged discussion of the cha� III women's speech in G reek literature. Lardinois a.nd McClure aocu is I I.&SIdW recmt toIleetion on the topi c with a full bibliography. " Hippolytus in Euripide' play of that name would like to mluc.. _ .. .. Ii.. ... speechlessness of a m m.ls . He sugges.. that women should be mode 10 dumb biting be..,. '<, th., they will neither be .ddressed norho.ull ....... �. Hi". 64S-a). For the assimilation of infant spe«h to ,hotof.nim.. _ ...... Seu. .. See P�I'OV ,_. '7� (",0.. 7. .... ).1. . . .. SteSchiltrumpf 1 99 1 . 2 1 .1 (ad Po/. t a53"7ff.), wh� noteS tt..' .......... .."'er than actual .�e
,,08
5. Between La1lgUage and Speech
command of language. Many of the slaves in the Greek world were of barbarian origin and did not speak proper Greek. ,. Perhaps that is why their Greek masters felt free to dominate them linguistically, as well as physically, changing their names at will. Slave owners commonly bestowed new names upon their slaves, controlling the identities as well as their bodies. Hermogenes of the Cratylus (384d)ir will point to this practice when defending his thesis that names are conventional, while the later philosopher Diodorus Cronus is said to have named his slave with the connective 'But then' ()IAAal-'�v), to underline this point." Diodorus' slave is used here as an animate tool to demonstrate point. To name is to label and to appropriate for one's own and while this process is natural and crucial for establishing the social identity of children (above, Sect. 1 . 2), the renaming of slaves means stripping them of their real identity and independent place in society. Mastery of language and mastery of persons go hand in hand here. While women such as the wives of Ischomachus and Critobulus may gradually attain to full-fledged linguistic capabili ties, slaves are deprived of their names and native language and consequently become diminished as human beings. a
Parrots and Corocottas
Ifthe language of women and slaves is assimilated at times to that of animals, the reverse process is also true: there are living creatures who seem to possess human speech. Two outstanding instances of speaking creatures are parrots and corocottas. Ctesias was the first writer to acquaint the Greek world with parrots. In his Indica, he describes the size of these birds, their colourful plumage, and, of course, their ability to speak." Parrots have a human tongue and voice (YAwooav avOpUJ1TL"'IV EX" Kat 4>CJJv�v), Ctesias states, and can speak Indian like a human being, or Greek if they're taught Greek." We do not have Ctesias' original description of parrots and their lin-
'6 See e.g. PI. Lys. 2z3a-b and AT. TheJm. 1 00 1--'1 for the broken Greek of slaves . ., Ammoniu9, In A rist. de 1nl. 38, 1 7 ff. ( Busse) and Simplicius, Cat. 27. 18-2 1 ; he i. 1110 said to have named two further slaves Mill, and Llf, and his daughter 'Theol"is'. See Sedley '973, 63. who suggests that Diodorus produced the slavea as a kind of walking argument against the contention that lanf(U3f(e was natural. Baxter 1992, 19 notes that Hermogenes' strong version of conventionalism entails treating IlInluqe literally III one's sllve. one's personal property to be dealt with as one .. See Bil'{wood [993· p'-.
.. �mfa, &J aUTO W(l7f.p &rt8pw."o� 7..sl""{, aJl (FG,H 6I8 " 4�. 8).
8�
'E'\�"J1'aT'.1 1J.�8n •
.-ra,
'E��"v,.,.,l
4 · Speaking Animal, • -. '1" lUes , Just a summary of his words by ._, 0.. gul'stic capabl notlut � and lit . I much more than IlQte t know I'f h e d'd ... . -ey•ed the we canno , WI..., . , polyglot potential Y a tal k'109 b'Ird With of rs de n wo . . et �en the ' makes it plain 0 f t h e IndlCa verSiOn ed viat that etes'JaS 'trelled abbre speak w h·I�hever Ianguage they are taugh t, India n if the that parrots is taught Indian, and Greek if taught Greek. Gr eek parrot . G reek�8 perhaps ounce d , I'd'IOmatlc the defining correctly pron Greek , the outstandmg factor ID determining Hellenic trait of a t are �e to make of a parrot who speaks ethnicity. Wha Greek? thmk a Greek.speaking bird cultur Surely we can not ed, and an · parrot, b arb anan. ' A creature Who can speak per_ Indian-sound I�g . or any other language with equal facility fect Greek , IndJan, , pomts I ' earnmg one angua e I · I S that much like fact learn ing 3IlQther. to the � the language he IS taught: his native language 10 The parrot learns arbitrary and a reflection of his surroundings, not'his to speak, is origins. Could we say the same thing about acquiring Greek' IS e opposed to barbarian, cultur ? etesias' parrot seems to destroy the polarity between Greek and barbarian and the distinction between animal and human in one feU swoop, for talking parrots present something of a philosophical challenge as well, forcing thinkers to define in what way the birds' speech can be distinguished from the strictly human capacity for language. We have already seen how the linguistic abilities of Ctesias' Dogheads reflect their whole manner of life. Caught be tween a bestial and a human way of living, they possess only half . language: the Dogheads can comprehend the Indian tongue, but are unable to speak it themselves. Parrots are, linguistically speakinr, the reverse of the Dogheads, for these birds are articulate but uncomprehending creatures . It is worth comparing here Herodotus' approach to talking birdI; he writes of such creatures only to dismiss the tale (2. 55-'7). A&c:r recounting the story of a speaking dove from Egypt who stated dill there should be an oracle of Zeus at Dodona, Herodotus provides . rationalizing explanlltion: the dove was in fact a barbariul _ whose speech sounded like the twittering of I bird. Once the _ learned to speak Greek. the dove was thought to talk in • h---. voice. For how. Herodotus asks, could a dove speak iD . � voice (l...., T'
Lenfant ' 999. ep. _,,,
:uo
5 . Betweetl Language and Speech
one whose language is Greek. In the
Persica,
incidentally, he is
equally accepting of the idea that there are animals who can COunt and we hear of the numerate cows of Susa. These cows know how to count to 100 and are perfectly willing to carry 1 00 buckets of water
to irrigate the royal gardens on a daily basis. If anyone tries to have
them carry even one bucket more, the cows refuse and cannot be
compelled to do so even by force, Ctesias reports
(FGrH 688 F
34a-b). The philosophical issues raised by birds capable of making articulate sounds were discussed by Greek thinkers from Aristotle onwards, and this question continued, in fact, to disturb Western philosophers for a very long time. · ' John Locke, for instance, grap ples with the problems posed by a talking parrot. He discusses the view that a specific parrot, owned by Prince Maurice of Nassau, was 'rational' and could 'discourse, reason, and philosophize' with more intelligence than an ordinary, 'dull, irrational Man' .• 2 Locke him self argued that humans' ability to use sounds as signs for internal concepts distinguishes their speech from that of parrots. In this latter statement, Locke was in fact following Stoic thinkers. They stressed that parrots are incapable of real speech, because they are incapable of thought. Human utterances are both articulated and issue from thought. Humans, argue the Stoics, differ from non rational animals not by uttered speech but by internal speech, for crows and parrots and jays utter articulate sounds. ·' Here we come to the distinction between spoken and internal speech, fTPOq,OP'KOS "6yo� and £vSt(i8.TO� "6yo�, a distinction which occupied the Stoics
and later philosophers.·' Parrots, incidentally, could be used to express externally the internal wishes and ambitions of humans. There are several ancient tales of resourceful men who trained parrots to announce that they were gods. In one version, the parrots
are
then recaptured and taught to recant, saying ' Apsethos shut us
up and compelled us to say "Apsethos is a god ."
'.s
" See Glidden 1 994; Sorabji 1993 . 80-<>. Whitaker 1996. 45-5 1 has a useful .ur· vey of animal communication vs. human speech in Aristotle. " 1. Locke. Euay CONer";"g Human UndeTJ/anding (2. 27. 8); .ee Ree 1999 . 1 1 0- 1 1 . •• Speech i .. ue. from thought: Diog. Laert. 7. 55 = Long and Sedley 1987, 33H; - 33A. Internal .pe<eh: Sext. Emp. Adv. Math. 8. 275 = Long and Sedley 1987, 5JT. Set Glidden '994. eop. ' 32-3, and Everoon '994. 8-<}. •• See further L.barriere 1997 . .. Hippo!. R.jut. 6. 8; ... too Max. Tyre 29. 4; Aelian. VH '4. 30; I Dio Chry•. Or. I. 14· These Itoriell are diacualed by Osborne 108'. 70-2 and 232-3.
4 · .:speak"" Animals
211
have to be taught to pron ounce the namea of men Parrots . ' whie last exotic creatures learn to u.e as o tt , ou r """' '. names by themco.� or ocottas, hyenas, are cor described as a m. The Ixture of ..I.... seIves ' . -and are saId to have extraordinary teeth. They reported . and wolf . ly . d h b . h elr eat y . t ImItating to indiv ns idual hurnsn VOICel IlIre huma · ·mten ded vlctlm . . �variou8ly said to lling to th elr be woodand ca . ren, or ordinary people In their hIld homes-by name. clltters, c .. mals not only know how to reproduce the soun ds of These ani . . . guage, they supposedly can Imitate indivl'duaI VOices, human lan. lIke those nearest and dearest to their victims . Tbe coro. . sOunding more than mImIcs for they appreciate the . socla I uses cottas, the n, are . ' d' s VOIce can be put. They also sound 0 f a fnen underto which the . pow er of names, uSing these familiar one-word labels to stand the viduals . The corocottas' capacity for speech is tern'fy'mg, entrap indi . the very slmp I e language at their disposal as a deadly use y the for weapon.
A Friendly Lion Let us conclude with a charming tale of friendly communication across species, the story of Androcles and his friend, the lion."
Androcles is a runaway slave who is offered shelter by a lion, after he
responds to the lion's silent request and removes a stake from his
paw. The lion shares the game he hunts with his companion and the
two eat together, with Androcles cooking his meat and the lion eat ing it raw .·B The two, in other words, form a society of sorts. After three years, Androcles leaves the lion, is eventually captured, and then condemned to be eaten by wild beasts. The wild beast is none other than his companion the lion, who also has been captured.
While the lion recognizes Androcles at once, it takes the man some time to return the animal's friendly greeting. Their unusual
con
nection then leads to the pair being freed. In this tale, the mute lion
who can only communicate by gestures is in no way inferior, either in memory or manners, to Androcles the man. The lion is
U\
exemplary host, who has a better memory than his guest and is mort " See Aeli.n. NA 7. Z2; Plin),. NH 8. 107; FG,H 666 F 1
(Dalion); 1'DrpII. Do
Abst·J· 4. 5. Diodoru s ( ] . .15. 1 0 = Agatharchides fr. 78b)callsthis tale r-ifuL s. of these ancient authors .,;all the hyena a (Tocottas (KpotrOfT'O.S) . .. See Aeli.n. NA 7. 48; con�pare Aul. Gell. 5. 14 and _ the
Otbome 1990.
.. In Gellius'
""'.
I<4s hia \'ersion (5. 1 4 . 15). Androcl.. h.. no fire ond
1 8.
....... iD
_t .,. iD ..
ala
successful
5. Between Language and Speech
at communicating both his needs and his goodwill. Androcles and the lion-a man who eats cooked meat and possesses speech, and an inarticulate animal who consumes raw meat--do not share a language or a diet in common, but they nonetheless manage to live in harmony for several years and communicate, as equals. The boundaries of language and culture can be respected-and yet superseded-by two companions of different species.
' '-: ' e >
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some Indo-European Metalinguistic Traditions' in: J . Puhvel (ed.), Myth and Law among the b,do-Europeans (Berkeley and Los Angeles), 1-17· -- 1995: How 10 Kill a Drag"": A spects of Indo-European Poetics (Oxford). WBBBBR, A., 1989: 'The Hero Tells his Name: Formula and Variation in the Phaeacian Episodeof the Odyssey', TAPA 1 1 9 : 1-13. WBU.S, G. A., 1987: The Origin of Language: Aspects of the Discussionfrom Condillac to Wundl (La Salle, Ill.). WBRNBR, J., 1 983: 'Nichtgriechische Sprachen im Bewul3tsein der antiken Griechen' in: P. Hiindel and W. Meid (eds.), Festschrift R. Muth (Innsbruck), 583--95· WBST, M. L . , 1966: Hesiod Theogony (Oxford). -- 1 978: Hesiod, Wo,ks and Days (Oxford). -- 1997: The East Face of Helicon (Oxford). WHITAKBR, C. W. A., 1996: Arislotle's De Interpretatione: Contradiction and Dialectic (Oxford). WILLIAM, J.. 1907: Diogenis Oenoandensis Fragmenta ( Leipzig). WITTGBNST!!IN, L., 1 953: Philosophical Iwestigations (Oxford). WOKLBR, R., 1 995: Rousseau (Oxford). WUST, E., '942: 'Palamedcs', RE , 8.2; 2500-' 2. ZAIDMAN, L. B., and PANTEL, P. S., ' 992: Religion in the Ancient Greek City (Cambridge) .
I N D EX L O C O R U M Bold numbers indicate a main entry. Passages appearing more then once on the same page are cited only once in the index. Achilles Tatius: 5· 5 · 4-5
Prumetheru Vinctus
204 n. 68
Acts of the Apostles: 2 1 n. 9 2: 1-4 Acusilaus: FGrH 2
F238
126 n. 53
Aelian:
De Natura Animalium Z 1 1 n. 96 7· 21Z I 1 n. 97 7. 48 Varia Historia
4. 1 7 4. 46 1 4. zz 14. 30
1 68 n. 1 92 186 n. 1 1 1 97 n. 47 ZIO n. 9 5
Aeschylus: Agamemnon
1050-1
1061 Cltocphoroe 13 1-a Palamcdes fr. 1818 fr. 1 8.. 111
7 1 10-1 1 25 3-4 44zff. 443--'7 1 459 476-506 484-99 6U-13
�
U3
I�
130 121 " 36
Sept.m cOIItTa TMbas
3 48
Scholia
ad PV 459 ad S.pt· 348
79 n. z6 1Zzn·41 79 n. z6
Aesop: Fables 384 387
Agatharchides:
1 92 n. 3Z, z04 n. 67 196
frr. 3 1-49 fr. 78b
Z05 n. 73
Alcidunas:
1:13, 144 n. 1 1 3 l 2:z n. 41
148 n. l24 lZ1 n. 36, 148n. U3 Ul n. 36, l 48 n. l24 1 1 4 n· 7
U"aa
aa n. 7 :IOn. 7 r.,.,. al l L t6
laa L .-
u8
Indtx Ulcorum Aratus:
Alcman: PMG 76
1 6 n. 6 1
9�1 3 6
Ammonius:
Jr. A mtotelis tk IJlterprdatioroe C-'ltarius
23, 2�
200 n· 5 2
30, 25-3 1 , 2
200 n. 52
34, I S 1£· 38, 17 1£.
169 n. l99 208 n. 87
Anaxagoras: DK S9 AI02
PhaeJlomtJla
162 n. 173
1 1 2-1 3
2 2 n. 1 5
Scholia
ad Phae71. 1 3 2
6 4 n. 146
Archelaus: DK 60 AI
1 3 7 n· 91
A2
1 3 7 n. 93
A4
1 1 8 n. 25, 137 n. 9 1 , 143 n. 108
Al06
137 n. 92
84
146 n. 1 1 5
Aristophanes:
82 1 b
146 n. 1 I 5 ,
Birds
162 n. 1 7 3
199-200
192 n. 32
1681
192 n. 32
Anaximander:
Clouds
DK 1 2 A,o
1 4 8 n . 1 22
A Jlthologia LatiJla 2 . 1 5 28
1 17 n. 2 3
A mhologia Pala tiJla 9. 45 1 . 4
204 n. 65
Apollodorus: Bibliotheca
3· 14. 8
204 n. 66
Apollonius Rhodius: 3· 1 08�
127 n. 56
Scholia
ad 4· 257-{,2c
78 n . 25, 93n. 67, 99 n. 84
Thomas Aquin.. : S,,_ Theologica 1 . 107
SO n. 10S
f)tuu.tiOMI Di.�tatae
LH
Verilate 9. 4 So n. 10S
398
1 07
658 If.
1 3 9 n. 98
93
1 92 n· 3 2
68C>--2
1 92 n. 32
Frogs
Thesmophon'azusae
52-4
1 3 3 n. 80
1001-7
208 n. 86
Wasps
569-72
79 n. 26
Scholia
Recentiora ad Nub. 398e
80 n . 30, 85 n. 42, 93 n. 67
Recentiora ad Nub. 398£
81 n. 34, 93 n. 67
Thomas Tric1inus ad
Nub. 398b
80 n. 30, 8 1 n. 34, 93 nn. 66-7
Tzetzes ad
Nub. 398a
78 n. :z S , 80 n. 30,
Index Locorum 85 n. 42. 93 n. 67 . 99 n. 84 Vetera ad Nub. 398b Vetera ad Nub. 398c Vetera ad Nub. 398 d
80 n· 3 1 • 85 n. 42. 93 n. 67
80 n. 30. 88 n. 50. 93 n. 67. 99 n. 84
Athenaeus: I. 20b-c 3 · 98d-f 6. z67ff. 8. 3 45e 14· 66oeff.
De Anima
57 n. 1 3 1
801'5
8 3 n . 37
Historia Animalium
58
Athenio: fr. I Augustine:
536'5-8
1 87 n. 1 3 36 n. 69 83
16'28-<)
501'z4ff. 535'27 ff.
36 n· 69 2OJ n. 6z Sophistic; Elenchi 16 S'6ff. 134 Fragments
420'16- 18
De A udibilibus
1 3 5 5'1-2 141 7' 1-2
8 1 n. 34. 93 nn. 66-,
Aristotle :
De Interpretatione
3 6 n. 69
De Dialectica
Metaphysica
1010'12-13
202 n. 59
6 10. 9 ff.
659'34
57
16. 3-5
n.
131
Physica
184'12-14 Poetics
1454' 36-7 1456'24
104 n. 102 203 n . 64 36 n. 69
Politics
Ia53'1-Z9 1Z53'6-7 U53'9-18 1 374'25-30 U54'aa-3 1 334'28-34
36--7 , 49 6 n. 2 1
1 46
1 4 1 n. 105 207 a9 n. 42
z9n. 4Z
197-8 33 n. S I 30 n·43 76n. 20 1 5 1 n. 133 59 n. 1 35. 1$1
Contra Iulianum
4. 12. 60 De Civitate Dei
D. Partibus A nimalium
-.
RnetorU;
164n. 1 79 147 n. IZO 44 n . S, 44 n. 87
De Magistro
3· 5
198
Serm01leS
180. 7. 7
son. 104
Dt Trinitau
1 5· I I . ZO
son. 104
Aulus Gellius:
5. 14 10. 4. a
Babrius :
3 1 1 n. 97
l 69 n. l99
Fa6tJGt A�
Preamble 1-13 ..... Preamble 14-16 JO
"
IruJex Loco"",,,
alo
Babyl-um Tol1ftUd:
Avoda Zora nb
1 47 n. 120
Hagigalt
(6a
58 n. 1 3 2
76 n. 20
Clement: PTotTepticus 4· 54
32 n. 50
Recog71itioftS
Callimachus:
HY"''' 4 (Delos) 8�
3::1 n· 49
( 89-90
32 n. 49
FTOlf"lntts fr. 199
32 n. 49
fr. 1 14
32 n. 49
fr. 192 (Iambus 2)
Clearchus
fr. 98
31-2
l. 30
147 n. 1 2 1
14
2 ( n. (9
I Corinthians: Crates: Beasts frr· (6-(7
3 0 n· 44
fr. 19
30• 62
Diegeus 6. ::12-32
3 1 n. 47
[Critias]:
6. 26
32
Sisyphus
Cicero: De /ftfJentione 1. 2
(43-4
De Na/uTa DeoTUm 3. 56
1 I 6 n. I 7 165 n. 1 80
De OTa/oTe
I . 8. 33- 1 . 9· 37
3 · 59. 223
144 196 n· 44
De Republica 3 . 2. 3
144. 164-5
3·3
158 n. I 59
Twculanoe Disputationes l. ::1 5 . 62
168 n. '92
Claudian;
Tt, EutTopium
:Z . :Z� 1-4
144-5
1-2
1 60 n. I 63
Ctesias: FGTH 688 F34a-b F45 · 8
De Officiis I . 50-I
1-25
8, n. 34. 93 n. 67
F4S · 37 F45· 40-3 F4 5P
210
zo8.-9
185--'7
185--'7 185--'7
Dalion: FGTH 666 FI
2 1 1 n. 96
Demetrius: De Elocutione 94-6
I 80 n. 227
220
(80 n. 227
Demetrius Lacon: P HeT<. l o l 2 lxvii· 7-1 0
1 7 1 n . ::10::1
In4e:c LoelWlllll
DeIIlocritus: DK 68 A7S A lol AI S I Bil e B26 11 142 BI # BI 54 BI64
1 67 n. 1 49 n. 1 67 n . 1 49 n.
1 87 1 28 1 87 1 28
1 67 n. 167 n. 167 n. 1 68 n.
1 86 1 87 1 87 1 89
16,-8
Derveni Papy rus: xviii [xxii]. 1-2 179 n. 225 Dicaearchus:
pio� 'EMcioo< fr. 49 fr. 50
62-3 63 n. 1 45
Dio Chrysostom: 6. 22 6. 25-9 10. 16 10. 23-4 1 1 . 22-4 1 1 . 22-3 12. 28 12. 65 12. 68
Scholia ad I. 14
2 1 0 n. 9S
Dissoi Logo;:
-
I . loll
1. 13-16
1 5 1)-60 16&-1 1 58 n. 1 59 136• 163-. 1 64 1 62 162 1 16 151
III
59 1l. I II ll6-1 7 1 17 n. zo 3l-5 1 93 n. 35
1117-90
a l l n. 96 3 s n. 6o 1 17 n. zo
IS4n . 1 43 6o n. 1 38 1 54n. 143 l 54 n. 143 2 10 n· 93 25 n. 25
Oiogenes of Oenoanda: fr. 1 1 fr. 12
frr. 16-20
...(i
1 56-,
Oiogenes Laertiua:
6. 24 6. 72-3 6· 73 6. 103 7· 55 7. 89
1 5 3 n. 142 ' S 3 n. 142 1 54 n. 143 52 52 3 n. 1 2 1 6S 1 66 n. 1 8 1 1 8 0 n. 227
Diodorus Siculus:
t . 7-8 1. 8. 1 3 1. 8. 2-3 I. 8. 3 1 . 8· 4 1 . 8· S-8 1. 8· 9
t. 1 3. 3 1 . 14. I I. 1 6 I. 43. 6 a. SS-60 3· 8. I-:J 3· 1 5-2 1 3 · 35 · 10 5 · 46. 7 5· 75
177 1 1 7. 130 a. 69, 134 n. 83. l 40n. I03. 172 n . 104. 177-9 130n. b9
Oionysius of Halicamassus
Dt Compositiow Vtt/Jo".
6 16
OK 90 2. 1 3 6. I I-n 6. la
Empedocles:
OK 3 1 BS 2 B6 a Bu8 BI30
133 n. 80 lSon. :127
1 10 I40n. I03 ... 98. ..... 1,.8 ft. IU 14I 8. IU 6a ..
lttdex Loco,.,,,,
a3a Epicurus:
uti., 10 H.,oQOM 1 30 n. 69 7 54 170-. 7 5�
ElyMOlogicum Magnum
s. v. iiWJpw1ro�
36 n. 69
Eubulus:
fr. 1 08
192 n. 32
fr. 1 1 2
79 n. 26
Eupolis:
E uripide s: Cyclopes
120 425� 489""90
Ion 1417-25
Genesis:
2: 1 9-20 2: 20 2: 23 3: 2-3 3: 20 4: I 10: 9-1 0
1 62 n. 1 73 I 80 n . 226 57 n. 128 2 1 , 57 n. 1 28 57 n. 128 21 21 1 47 n. 120
Genesis Rabbah:
58 n. 1 3 2 1 47 n. 1 2 I
Gorgias:
30 207 n . 83 205 n. 73 1 I4 n· 7 n�, I23 135 n. 86, 146 1 30 140 n. l o l 1 1 9 n. 28
Eu.tathius
Comrrtlntarii ad Ody...am
ad 3· 33Z (i, 1 3 1) 1 1 5 n. I I ad 9. 1 89 (i, 3 3 1) 6 n. 2 1 ad 9· 447 (i, 356) 14 n. 54 C_"lan·i ad Iliad.",
ad I . 403
I
Palamedes
T,oade,
671-z
3·
1 14 n. 10
Supplices
I 94 ff. ZOI-13 Z03-4 2 1 1-13 9 1 3-1 5
I 93 n. 3 5
De Usu. Pa,ti"m
8: 1 1 38: 1 3
Hippolytw
645-8
De Capljonib"s
2
5 n. 1 8 17 n. 65 17 n. 65
Hecuha
836-40
Galen:
5 1 n. 1 1 0, H n. l I S
Gregory of Nyssa: Cont,a E"nomi"m
2 . 253-4 2. 397
1 3 1 n. 721 79 n. 224
De Opijicio Hominis
8. I48d-I49a
1 63 n. 1 74
Hanno: Peripl"s
11
1 95
Hellanicus:
FG,H 4 F7 1 h-<:
1 5 3 n. 1 39
Heraclitus:
D K 22 B30 B3Z
149 n. 1 27 1 39 n. 1OO
Index LoCOfVnl 848
B6.4 B66 B90 Bu 8 Herodotus: 1. )4. 2 1. 38. 2 1 . 47· 3 1 . 73 1 . 85 1. 1 22 1 . 142. 3 2. 2
2. 15. 2 2. 28 2. 32 2· 42· 4 2· 55-'7 2· 77· 4 2. 91. I 2. 154· 2 2. 154· 4 2. 158. 5 2. 164 4. 23. 2 4· 24 4. 78 4. 106 4· 108. 2
4· 109 4· 1 1 1-17 4· 1 17 4· 172 4· 183. 4 4- 1 84
4. 1 96
139 0. 149 0. 149 0. '49 0. '49 0.
1 00 1 27 1 27 1 27 1 27
201 201 89 0· 56 77 0. 2 1 119. 200-1 81 1 4 ' o . 1 05 68- 1 1 1 pasrim. esp. 70-1. 78--<} . 81. 86 0. 46. 88. 89 0· 57. 90. 99 o. 84 76 o . 1 9. 78. 90 0· 57 76 1 95 ' 4 ' o. 105. 1 94 209 7 1 0. 3 77 77 77 77 77 193 '95 77 0. 2 1 1 4 1 0. 1 05 . 193 1 94 1 94 1 96 77 O . 2 1 195 1 4 1 o. 105. 193 193 1 96 O . 42
5 · 93. 2 6. 138
Hesiod: Erga 42-105 47-52 6, ff. 6, 64 78-80 9� 94-104 108 1 0<)-26 1 1 2-1 19 1 12 1 1 6-- 1 9 1 1?-18 120 1 27-201 146--? 163 276--8 Theog01lY '44-5 535-616 535-6 S61-<} 584 820ff. 82
ad TIIq. 535
119ft. " 77 11. :u
.,', )
47 1520. 1 36 1 1 4-15 St-s zo6 St-s 47 SS 46 46 47 46 62 13 o. 52. 22 0. 1 5 61-2 47 61 6, 10, 32. 49 n. lot, 60 47 0· 97 47
..s
1 52 0. 136 55 0. 123, 1 1 4 ft. 9 1 52 0. 1)6 5 1 0. loR 53 0. 1 14
48 0. 98
[HesiodJ: CIINI.,.. e/ W-
fr. 1 . 6-7
*»
",1 1 )
48 0. 99
Itttlex Locoru".
al.
HippocrateS:
0. A ftCintt M,mtin, 3
151-2. 1 60
[Hippocrates]: "fP' aopICWJI 18
1 36 n. 88. 199 n· 5 1
Hippolytus:
Rejutatio omnium Meresium 6. 8
2 1 0 n· 95
Hipponax: fr. 1 2 5
7 1 n. 3
Homer:
Iliad I. 250
1 . 403 I . 423-4 1 . 500--z 2. 279-& 2· 594-600 2 · 7C}Cr1 2. 804 2. 813-14 2. 867 3· ]-'7 3· 1 25-8 3· 2 1 2 4· 34-6 4. 433-8 4· 437-8 8. 1 85 1 3. :1 1 6 14· 2C}Cr1
17. 426-40 18. : U 9
18· 417-ao 18, 419 19· +00
9 n· 34 52 n. I I I 48 n· 99 91 n. 62 5 1 n. 107 202 n. 60 51 n. 107 2 5 2 n. I I I 2 2 205 n. 72 206 n· 77 1 1 n. 45 2 2 n· 4 15 S I n. 1 07 52 n. r l l 15 3 n. 8 H n. n3
1 14 15
1 9. 404-18 19· 407 1 9. 4 1 8 1 9. 420 20· 74 20. 248-<) 2 1 . 465 22. 248ff. 22. 260-6 22. 263 22. 346-8 23. 205-'7 23. 276-84 23· 40<) 23· 442-5 24. 2 1 2-13
Odyssey I . 22-6 I . 170
I . 183 2. 88-122 2. 1 16-17 3. 69-'74 3 . 302 5 . 6 1-2 5 · 1 96-<) 5 · 334-5 5· 334 6. 1 20-1 6. 1 2 5
7· 108-1 1 7· 1 I 0-I 1 7· 201-3 7. 205-6 7· 234-5 7. 245 8. 222 8. 294 8. 552-4 8. 575-6 9 · 32
1 5-16 • 1 14 3 n. 8. 9 n. 34 9 n· 34 15 52 n. I I I 4 9 n. 33
11 11 1 2 n. 47 11 48n· 99 15 15 15 n. 60 1 1 n. 45 48 n. 99 7 n. 27 2 n. 2 206 n. 75 "4 n. 6 7 2 n. 2 206 n. 76 I n .• 48 n. 99 SI n. 107 3 n. 8. 9 n. 34 9 n. 36 3 n. 8. 9 206 n· 75 "4 n. 6 48 n. 99 13 205 n. 73 57 n. 1 27. 206 n· 76 9 n. 33 a
8
9 n· 37 57 n. l a7. :l06 n. 76
lnd." Loccmma I n.
9. 83""4
9
9 . 89 9. 1125-553
1 - 1 7 possim esp. 4-8, 1 1-13.
9 . 422 112. 112 1 1 0. 1123- 14 112. 1 1 6-24
2126 n. 77
10. 1 16
112 . 1 24
10. 239 10. 3125 10. 3 25 11. 8 12. 61
I n.
ff.
12· 449
n.
1127.
Aph,odiu 1 1 1-16
5 2 n. I I I
1-'1
1 14 n· 7
Hermes
Hephaestus
S I n. 1127.
39-54
2126 n. 76
92-3
52 n. I I I
1128-1 5
2c6 n· 76
Hcraee:
IS
Odes
152
I. 112. 1-3
2c6 n· 76
1 17 n. 21
Soti,es
1 17 n. n. I....
2
I . 3. 99 ff.
1. 3· 1 123-4
14· 43
2 0.
14· 187
7 n. 27
1 5 . 264
7 n. 27
Hyginus:
15· 453
2 0. 2
16. 161
S I n. 1127
Fobvloe
17. 29 1-327
16
19. 1125
7 n. 27
19· 175
2
1 9. 21 8
2125 n. 7 3
Scholio ad Iliad 1 . 412 3
1 14 n · 7 12c n· 33
S I n. 1127.
SI n. 1 127
24· 298
54
7 n. 27
1 2 . 1 86 n. 1 2
3 n. 8
9 n. 37
19· 399-409
SI n. 1 10. 53 n. 1 1 6
1 5 2 n. 1 37
2126 n. 76
'3. 2121-2
19 · 545
SI n. I IOt 53 n. 1 16
Apollo 44<>-7
13. 222-3
19. 225--{)
5 1 n. 1 10, 53 n. 1 1 6
11 $
Hemeric Hymns:
S I n. 1127.
12. 1 512
ad Iliad 14. 291 ad Iliad 212. 74
1 1 n. 43
9 n. 34. SI 2c6 n· 7 6
1 0. 220-2 10. 239-412
2. 8 1 3-14
11 1 n.
112. 1 36
12. 353
9
ad Iliad
2125 n. 7 3
8 n· 3 c 16 7 n. 27
S i n. 1 1 12. 53 n. 1 16
l 66 n. 182.
178n. Ul
1 43
1 17-18.
277
l 24 n. ..s
larnbliehus:
126 0.
54. IS'
De VilQ Pyt�ric4 82
1 68 0. Ita
1�
S8 o. 1}4
1 nscriptions:
Meias-Lewis
7(a). 4
'7'1'40. U
a�
I_tea:
A",;,IorU :aS4
N�ot:le. � 6 7
Pmwgyricus � 8-S o 4B
143 n. 107 142 6, 143
143 n. 107 143 n. I IO 143 n. 107
!sUOS: FG,H 334 Fa
I S 2 n. 137
3: 28
20 n. 8, so n. 103
Jubilees
12: 2 S-6
20 n. 8
Imtitutitme. Divi1lQt
161 n. 169
167 n. 188
Lucian:
:/I
197 n. 46
Ve,a Historia
2. IS
3 9 n. 7 S 3 9 n. 7S 176 n. 2 1 6 39 n. 7 S 38 1 74 22 n. I S
l S 7 n. I S S 1 74 38, 1 74
38, 1 30 n. �, 174 176 1 7 1 n. 202 1 7S 176 1 7S I S 7 n. I S S I S7 n . I S4 39, 130 n. 69 4S 3 9 n. 7 S
Manilius: A.t,onomiea
1 . 6�8 I. 8S
Leucippus: DK 67 A6
S · 1 1 6 1-82
S· 1 39<>-1404 6. 71�
Lactantius:
6. 10. 13-14
a. 1090 If. 3 . 1 8-24 S· 7 1 -2 S· 146-SS S . 92S If. S· 9 2 S- 1 4S 7 S· 9 33 -44 S . 1 0 1 1-28 S . 1014-27 S . 1022 S · 1021h)o s . 1028-9 S . 1028 S . 103<>-40 S · 1043-SS S · I OS6-<)o S . 1091-1 1 04 S . I IOS If.
1 30 ISo
n. 229
Maximus of Tyre 2 1 0 n· 9S 29 . 4 Moschion:
fr. 6
Nonnu8:
Diony.iaea
46
4. 3 2 1 26. 284
Lucretiue:
IN R,,,.,,. Natu,a I . #"<1 39 n. 75 133 n. 80 I. 8 1 S-39 133 n. 80 1 · 9 1 :1-30 39 n. 75 :a· �S I
204 n. 68 l i S n. 1 3
Origen: Cont,a Celsum
I . 24
2 S n. 24, 1 7 1 n. 203
Indn Locorwn
Orpheu':
DK l 81 3
179 n. u5
m: cnphic Hym z8. 4
1 I 5 n. 1 3
5. 663-8
3· 14· &-8
D� MlUica
5 3 n . 1 19
iv, p. 105
5 3 n. 1 19
Philostratua:
59 n. 1 3 5
H.,oicw
Ovid:
Fosti
Philodeatl» De DeU
cnphica Fragments
fr. 8 3 fr. 91 fr. Z92
Q'UJeltUm" ill 0--. 1. 20 as ft. :a6
33· 1
1 17 n.
21
6. 1.
Philoxenus:
17 n. 65
PhororUs: fr. 1
l 26 n. 53
65
6. 57&-9
204 n. 69
Photius:
204 n, 69
cod. 250
65
449ft-45 Ib
6. 609 I S.
If£.
1 5 , 9&-102
Pausanias: z. I S· 5 z . 19 · 5
8. 1. 4-5
Philemon:
fr. 96
205 n. 70
65
1 26 n. 54 1 26 n· 54 1 27 n. 55
1 54 n, 1 43
Philo:
De Confusio ... Lingua,...," 31 6-8 11
199
l.qum Allegonaru," 1. 15
144 n, I I I
De Opi/icio Murrdi 148 as n. a6 ISO as n· :l4
187n . 13
PMG 8 1 9
1 . 10 1-18
Pindar:
OI)'lflpUm 2. 61-77
PlUart 8. 7�1
Pythimt 12. 6 ff.
H· :
;I
', ' '
.
' ;",
.
' ': ' 1.
.) ,
I I 4 IL ,
1 14 D. 7 1.. :
1 1 od-I I ad
14:1
l I od-l l Ia
I�
lB4d 38.sd-3· l8,SH
·
1�I'1L4
Plato:
Crotylas
..! 4,
..,..,.
AlcilUtks I
I l ia-<:
"
"'.::� . . :
,' :
l:14 n. 46.
2
�
: ,,,
" .'1. :
1 17 D. :Ia
Vita ApoUonii
MetJmWrphoses 64 1 . 7&-Z 1 5 65 1 . 7&-86 22 n. 1 5 I. IOI-IZ 1. 61 I-747
:u n. u
-
I)4 L I) ...
119 .. .. 111
238
Plato, Cmtyitu (rolll.):
38c)a 38Qd-e 3908 391c 391d-e 396b 396d 397b-c 397c-d 3 97c
397d-398c 3998 400d 40lb 404C 407�408b 409d-e 410a 4Ilb 4 1 2b 414c-d 416a 41 8a-<: 41 8b-4 19b 421C 421d 421�422C 422�423' 4243 424b-42Sb 424d 42Sd-e 42Sd 43Se-426a
437 H
1_,% Loco"""
169 n. 194 1 6Q n. 1 96 169 n. 194 139 n. 97 34 n. 1 9, S3 26 n. 29 2S n. 22 24 n. 2o 169 n. 1 94, IS. I J 6 n. I S, 168 n. 1 93 2S n. 22 169 n. 195 24 n. 1 9, S3 n. l I S 144 n. I l l , 1 6Q n. 1 94 169 n. 1 94 I I S-16 1 69 n. 1 96 24 n. 2 1 l44 n. I l l , 1 69 n. 194 24 n. 2 1 1 69 n. 19S 24 n. 2 1 169 n. 1 9S 24 n. 2o 169 n. 196 24 n. 2 1 , l o9 n. 1 1 8, 184 n. 8 1 69 n. 195 198 1 69 n. 194 27, 133 n. 80
aB
169 n. 196 24 n. 20, 28, I J 6, 168 n. 193 24 n. 2 1 , 109 n. 1 1 8, 184 n. 8 167
43 1 e 434c-d 435 c 438c
439c Euthyphro
61>-<: Laws
676a-{)80a 678d-{)79C 678e-679b 678e 680b 7 1 3C 791 e-'792a
1 69 n . 194 34 n. 20 24 n. 2o 24 n. 20, I l 6 n. I S , 168 n. 1 93 1 69 n. 1 94 20S n. 72
1:15-{)
22 n. I S 1 48--Q 62 n. 143 1 84 n· 7 22 n. I S 83
Lysis
223a-b
208 n. 86
Phaedrus
267c 274c-
1 39 n. 97 1 1 6 n. 1 7 , 1 24-S
Philebus
I 8a lf. I8b
1 1 6 n. 17 l ZS
Politicus
262c--<: 277d-z78b
1 92 1 26 n. S2 22 22-3, 62 29 n. 4 1 206
Protagoras
320c-3 23a 320d 321C 32Id-3223 321d 322a
1 27-47 passim 1 48 n. 1 22 1 37-8 1 38 1:17-8 , 1 3 3 , 1 48 n. 1 2 4
laB, 134-5, 1 38 n. 96
32aa-b 32ab-<: 322b 322e 324b 325<:-J26e 7....J28• 32 327. Republic
36ga-J72d 37 2ci-37J C 452e 522d Sophist
259"
262a-e Theaetetus
20 I d-202 e 206d Timaeus
220
39b
loo n. 164 141 IJ8 1 28 I J7 n. 95 1 40 140 108-<)
29. 6 1-2• 1 2 5 62 1 84 1 2J-4 206 n. 80 206 206 n. 80 198 n. 48 1 26 n. 5 J 1 24 n. 45
[plato] Axiochus
371c-d
29 n· 42
Epj"omis
978c
1 24 n· 45
Plato Comicus: fr. 204 1 1 4 n. 1 0 Pliny: Naturalis Historia
7· 1 . 7 7 · 2. 24-5 7· zJ 7· 191-209 8. 107 1 1 . 270 36. 200
Index LoCOTfllll
1 9 1 n. z8 1 9 1 n. 29
1 86 n. 1 I 15J 21 1
n.
96
89 n. 56 148 n. 1 24
...
Plutarch: Anlony
27. J-4 Moralia
J5 6a J70b 4061H! 6J5HJ8a 7J8e-f 941 e 959f-<)6J f 994d-e Pollux: 5· 88 Polybiu8: I . 67 . J-I 1
193 n. J S I S I n. 134
33
46 n· 92 161 n. l 6'7 lZ4n. 4A 29
58 n. IJ3 58 n. I JJ 79 n. a6 2 n· 5
Porphyry: De Abslinentia
1.4 I . IJ-2.5 I. IJ 2. 22 J. 1-'1 J. J . 6 3· 4· 5 J · 5· 4 J . 25 4· 2. 1
6o n. IJ7 58 n. 133 6o n. IJ7 58 n. I J4 58 n. IJJ 2 1 n. l o 211 D. 96 lOO n. 53 58 n. IJ4 63 n. l44
Posidonius: fr. 284
Z5D. 27. Iso n. 131
Proclus: hl e,.,,_ 14 16 17
101 n. 61 16111. 1"
171 11· -3
,69-. 199
1fIIk:c Loco"""
&40
Proclus (cOllt. ):
Sophocles:
Tlteologia PlatmUca
A "tig01le
5. ,...s
39
Prol�gotIU1I01I Syl/oge
pp. 24-{) pp. 269-70
197 n. 47 197 n. 47
354-{) 357-9 355 365-'7J
1 6 n. 61
DK 80 Az6 A27 Az8
145 n. I I 5
Phi/oct�tes
139 n. 97 1 39 139
J 83-5 225-3 5 927ff. 93 6-7
13 13 12 13
TeTeus
Quintilian: 10. I . 1 0 1 1 . 3. 66 1 1 . 3. 85-'7
fr. 595 TTachiniae J 060
Qumran fragments: 4Q464 frr. 2-3 3 3 n. 5 5
Statius:
Thebaid
J I . 442-3
Seneca: Epistulae
90· 5 90· 7-32
1 24 n. 46, 1 45 n. I I5
Palam�des
fr. 479
Protagoras:
145 6 147
Nauplius
fr. 432 Propertius: z. 34. 37-8
14�
I 6 n. 6I
Stesichorus:
25 n. 27 1 50 n. 1 3 1
PMG 2 1 3
J 22 n. 3 8
Straoo:
Sextus Empiricus: Adver.... Mathematicos
8. 275
2 1 0 n . 93
PYTThlmiae Hypotypo.es
I . 73
200 n. 5 3
Simplic ius:
/" A n.toteli. Cattgonas C_lIlllrium
27· J 8-z J
208 n. 87
I. 2. 6 14. 2. 28 Suda
{J 229 S. v. {J
78 n. 25, 80 n. 3 1, 85 n. 42, 93 n. 67
Tanhuma Yelamdenu/ MidTash TaTlhuma
Genesis J 1
33 n. 5 5
Ifide" Loco""",
Tauron: FG,H 7 I O FI
7· 4 8· 5
1 9 1 n. 29
Telecleides: AmphUtyortS
fr. I
3
3 0 n · 4S
206 n. 79
1 6 n. 62
5. 102-3
1 6 n. 62
1 6 n. 62 1 7 n. 65
1. 1
Fragments
53 1
582 5848
728-36 73 5
3 · 94· 5
149 n. 1 29 5 8 n. 1 34
149 n. 1 30 5 8 n. 1 3 4 1 49 n. 130 1 24 n. 48
1-8
9. prae£. 17
U n. I S
201
SS n. 121
l S. n. 7
1 47-8 Is6n. 1 5a
Xenophanes: DK al BI4 BI S
BI8
1 84 n . 6
49. 1 94 n. 38
22 n.
IS
Anohosis 4· S · 3 3 S· 4· 34
HelhrG€a 2. I . 1 5
Varro:
1 . 4. 12
6. ,6
15
De A remtectu,a 2. 1-3 1 47-8, I5s -1 2. 1 . I Is8-9
Lingua Lati"a
S. �
2Z n. 64
Vitruvius:
M�
6· 36-8
64
SO 163n. 173 1 1 8 n. as
Xenophon:
TibuIlus: 1. 3. 4 1-6
. �)
G
2. 6-,
Thucydides:
I. 5-6
44 n. 1I7
Vi/a Aeropi:
Z. I · 4-5
Theophrastus:
On Fi,e
1 . 125-8
7
I. 1 5 1
11. 19'"79
4· 26-45
Geo,gics
Testament of Judah: 33 n. SS
4. 45-6
4· 21-2 4· 4Z-S
:as: 3
Theocritus:
*4.
EckJg'leI
Tertullian:
De pallio
Virgil :
44 8. 87
1·4
26
1 . 4· 14
44 n. 87
25
1. 7. 1 3 3· 7
n.
45 n. 90
4·
1 96
196 n. 4J
194ft. 39 163
QS'4. 14J .. 101 136
ao
I4t
bfd�x lAcoru".
Xenophon, M_,abi/ia (COfIt.): n.
4· 3 · 1 1- 1 3
143
4· 3 · 1 3
liS
4· 4· 1 9
l o n· 40
12
Oecoftornicus 3 · 1 Z-1 3
1.07
7· S
1.07
7. 1 0
1.07
G ENERA L INDEX
Achilles
I 1, 15 20, 21 n. I I , 25 n . 26, 26, 49-50 n . 103, 57, 100, 1 0 1 , 1 26, 179-80 Adamic language 21-2, 24-6, 27-8, 3 5, 47, 53, 66, 72 n. 8, 1 1 0, 138, 173 Aelian 1 86, 197 Aeschylus 1 20-3 Aesop 3 1 , 5 5 n. 1 2 1 , 201 fables ' 9-20, 23 n. 1 7 Africa 73 African Eve 57 Agatharchides 1 87411 age of Kronos 1 3 , 1 8 n 1 , 22-3, 25, 3 2, 3 7-8 , 46-7, 5 8-61 comic parodies of 23, 30-1 , 41 , 62, 64 agriculture 48, 56, 62, 64, 1 19, 1 20, 1 24, 1 46 Alexarchus 32-3 Amala and Kamala 96 Amazons 77 n 2 1 , 195-6 Ammonians 194 Ammonius 1 99-200 Anaxagoras 1 36, 1 3 7 n. 92, 146 n. I l 5, 162 Anaximander 1 48 1 59 Androcles and lion 2 1 1-12 Androphagoi 1 93-4 animal(s) 1 6, 36-7, 1 1 9 n. 28, 1 36 n. 90, 160 communication 38, 172, 182-3, 186-7 , 1 92. 207. 2 1 1-1 2 domesticated 4, 14, 61-5, 124. 145 emotions of 37. 38, 4 3 . 175
Adam
.
.
,
. . , �'
10, 32.�, 60 3, 1 5, 34, 38, 43. 45. 4 9. 5 I n. 108. 60 . 7�. 84 . 86 n. 43. 88. 1 09, 135 17 -{i. 5 . 186. 188. 192. 193. 200 speak 3, 12. 1 3- 14. 15-1 6, 19-2 1 , 22-3, 29-32, 36. 42-3. 58-62. 20']- 12
lackjuatice sounds
see also humans apes and chimpanze es
I�
43. 75.9'.
Aphrodite
54, 62 1 1 5. 1 52-3 Aqbar the Great 82, 92-5 Aquinas. Thomas 50, 57 n. 128 Aratus 63-4, 65 Archelaus 1 1 8 n. 25. 136-7, 146n. 1 1 5, 16o Argippaioi 193-4 Argus, Odysseus' dog 1 6 Aristophanes 107, 133 n. 80 Aristotle 36-7. 43. 49. '04 n. loa, 1 34. 146. 162 n. 173 Armenians 1 96 Atarantes 193-4 Athena 6. I '4. 1 17. 177. JOs-6 Athenio 151 atoms 44-5. 149. 168 n. 1119 and letters 28 n. 36. 1 33. 167 autk 3 . 9. 5 1 . 54 n. Ill. 1 15 Augustine 50. 198 autochthonous men 46 D. 93. '" la6-? Apollo
Babel. To_ of a6, 1 1. ,.,. 67. 1 1 8 n. � Ila, Ill. 14'
Gnreral lndex
babies. speec h of 72. 79. 80 n. 30. 83. 85 . 88. 166 Babrius "r-20. 65. 6fr-'7 hdrbaros and barbarian languages 2. 24. 77. 109 n. 1 1 8. 1 69. 184. 192. 193. 196. 209 Beck. Cave 89 be.os 71 . 78. 8,. 83-90. 1 02. 107 Bible 2<>-1 . 26. 3 1 . 100. ' 3 ' . 173 bi-lingualism 34. 54. 7fr-'7 Bickerton. Derek 43-4. 172 n. 205 Blessed. Islands of 19 n. 4. 29 n. 42. 46 bread 9. 6 1 . 7 1 n. 3 . 84. 87--8. 90. 151 Budini 1 94 building and language 133-4. 14fr-'7. 1 59 Busiris 143 Brosses. Charles de 45. 173-4 Callimachus 2 1 n. 10. 3 1-2 Calypso 1 . 48 n. 99. 5 1 n. 107. 57 n. 1 27. 206 cannibalism 9-1 1. 34. 49. 58-9. 60. I I 6. 1 5<>-1. ' 54. 193 Carians 2. 76 Carthaginians 2 n. 5. 195 chance and language 1 29. '32. 1 57. 1 58. 1 59. 164. 177 children acquire language 38. 72. 75. 7fr-'7. 80. 85-6. 89. 9<>-2. 96• 98• 10<>-5. 108-9. 140. 1 66. 1 75 speech of 79. 83. 104. I l l . 183. 207 Sit aiJo babies; ontogeny and phylogeny; deaf children children of the wild 79. 8,. 95--? 1 0 1 . 102-3 I#!� 111'0 Victor of Aveyron Chinese writin« 27
Choromandi 1 9 1 Cicero 143-4. 1 64-5. 166, 175 Circe 12, 5 1 n. 107. 57 n. 1 27. 186 n. 12. 206 cities 1 26. 1 27. 1 37. '4<>-1 . '43 n. 108, 144. 14fr-'7. 1 5 1 . 1 5 3. 188 see also social communities 'city of pigs' 29, 61-2, 1 2 5 civilization 8 7 , 1 1 2-81 passim minimal 1 25-6, 187 stages of development 6 1 , I I 3, 1 1 9, ] 20, 1 2 1-2, 130, ] 37, 1 38, 1 42-3. 145-6, 1 57. 1 58-9, 174, 179-80 progress towards 18. 38, 60, 1 1 2-13. 1 I 8. 1 20. 1 28. 1 3 8. 1 43-4. 145-6, 1 5 <>- 1 , ' 59. 177, 1 87 classification systems 27-9. 165. 166. 1 85-6 Cleopatra 1 93 n. 35 climate and language 1 72-3 clothing 22, "7. 1 26. 1 27. 1 38, 1 54 . 1 57, 162. ' 74. 177. 178. 185. 1 87, 1 88 Clytemnestra 1 96 Columbus. Christopher 19<>-1 Comenius, Ian Amos 26-7. ,,8 n. 38 comic parodies, see age of Kronos Condillac, Etienne de 40 n. 77. 87. 97-105 convention(s) in laws and customs 10, 1 10, 1 37, 14 1-2 in naming 8, 1 38-9, 141-2. 1 63-4, 1 67--?o, 200. 208 cooking and cooked food 5, 49. 57, 59-60, 83, 1 5<>-2. 1 54 set also diet Corax 1 50 n. 1 30, 197 corocottas 34. 208, 2 I I
General lfllkz
Crates 30, 62 Cratylus 24 n. 20, 1 1 6 n. ' S, 168, 1 73. 202-3 Cratylus 24-6. 27-8, 1 1 5-16, 1 3 3 n. 80, 167-<,j, 184. 1 98 . 202. 208 see also Plato creoles 43 n. 86. 45. 1 72 n. 205 Crete. languages of 2 Croesus' son 89, 200-1 Ctesias 185-'7. 208-10 customs see laws
Cyclopes 1 . 4-6. 9. 1 3 . 1 5 . 47 n. 97 society of 4-6. 1 3 see also Polyphemus Cynic lifestyle 60. 1 5 3-4 Cyrus the Great 81 Daedalus 1 1 4 dance 1 97-8 Dante 50. 57. 147 Deacon, Terence 129, 174n. 20<) deaf adults 43. 176. 186. 1 98-200 children 91-2. 199-201 in Nicaragua 92 see also Croesus' son; mutes deceit 55-7. 64. 66-']. 1 1 5 . 145.
203-5 Democritus 149. 1 59-60. 1 67-8 Descartes. Rene 28-<,j Deucalion 1 26-'] Diuearchus 62-3 Diderot. Denis 1 99 diet I . 1 25 and speech 8-<,j. I D- I I . 23, 40.
44. 48-<,j. 5 7-8. 65-6, 88, 1 5 1-2. 1 87 . 1 93-4. 2 1 1-13 Dio Chrysostom 5 2. 1 65-6 Diodorus Cronus 8 n. 3 1 . 208 Diodorus Siculus 1 1 6-1 7. 1 36,
1 5 I , 1 56-7. ISH4. 166. I", . 1 69-70. 17:r:l, '75, I� Dlollen� of Otnoanda 11 7. 1 3D-I , ' 34 n. 83 . 14On. 10 , 3 177� Djssoj L ogoi 82. 98, un. loS-t O, 1 4O n. l03 Doghead. 185"'7. IB9. 309 earth 148 spontaneously produces
food
1 3 , 19. 22, 30, 38. 56, 65 Egyptian(s) 3, 70-1 . 72, 109, 1 161 7, 1 5 1 , 156, 159n . 161, 1� and foreigners 76-7 hieroglyphics 35 n. 60 Empedocles 62, 148 Enlightenment anthropology 95-{i 'conjectural' histories 69 D. z, 97-105 , 132 interest in l&ngllllj!e <}S-ICID, 199 Epicurus 1 3D-I , 17D-4, 178• • Erinyes I S Ethiopians 48n. 99. 193""4 ethnography l--a, 9-1 1 . 3M, I 84-<,j5 etymologies 25-6, 36 n. fi9. 45 n. 90, 47, 88, 1 1 5-16 Euhemerus 35 n. 60 Euripides 1 18-20, 13 5 D. 86 Eurytanians 49. 194 Euthyphro 25 n. 1.3 Eve 21 n. 1 1 . 57, 101 . 179 see also African
E�
feral children
,. children of me wiW fire 5 . 48, 60, 101 D. ... 18 •• I� 12S. 1a7, I�, 1 'Ho lis. •..,. 188
and IUlpllC 147-57• • "
Gerr�ral Ind�x
99. I oS.
first people 68. 73. 87. lZZ"""7 IN allo primordial pair; primitive humans and society first words. actual 41-:1. 86--c}0 . 103. 105. n9. 1 38 Fisheaters 1 87-<) I insensitive? 188-<)1 Flemish :I I • 88 Formey. Samuel 103. 1 3 :1 Frederick 1 1 of Hohenstaufen 79. 8z. 9:1-4
Gans. Eric 1 29 Garden of Eden 20. 2 1 . 26. 50 n. 103. 67 Geloni 194 gender. grammatical 139 n. 98 genes and languages 73-4 'Genie' 96 n. 75 gestures accompany speech 83. 85 . 90. 1 6:1. 20:1-3 language of 40. 76. 9 1-:1. 177. 1 86-7. 1 96-200. 203-4. 2 1 1 precede speech 42. 97. 100. 101. 1 07 n. 1 1 2. 1 5 5 . 1 58, 1 6 1-2, 1 74-5 . 1 86-7. 188-<) 1 universal? 196-7. 199 Girard. Rene 1 29 gods 20-1 . 36-7, 39. 40, 47-<), 50-1 . 65 . 200, 2 1 0 Epicurean 39, 1 3 1 , 173 grant arts I 1 4, 1 1 8-2.2, 1 2']-8, 1 30, 1 5 2-3 grant language 54-5, 65 . 72, 99-100, 1 1 3-2:1, 1 3 1 -:1, 1 68, 173, 1 79 see also human.; language of the god.; religion and ritual golden age 13. 1 8--67 passim end of 3 2. 46--c} . 54"""7 . 6:1, 63, 66 He ailD age of Krono.
Gorp. lan Van (Goropius Becanus) 88 Greek language :1-3. :1 1 . 24, 33. 5:1. 54. 67. 77-8. 93. 1 09. IZ7. 142, 1 69. 192, 1 94, 204. :10&-1 0 Gregory of Nyssa 1 3 1 . 1 62-3. 1 79 Hamann. lohann 40 n. 77 hands 1 3 5--{,. 1 62-3 , 188 n. 17. 197. 1 99. :104 see also gestures Hanno 195 Hebrew as primordial language 2.0, 2 1 , 33, 88, 93-4. 98 Hecataeus 7 1 -2 Hector 1 ] , 1 5 Helen 205 Hephaestus 54-5. 1 1 4, 1 1 6. 148. 1 5 1 • 1 52, 157 Hera I S . 1 14. n6 Heraclitus 1 39, 1 49 Herder. Johann 40 n. 77. 87. 105. 132 Hermes 54-5, 1 14, I I s-]8, 1 1 9, no n. 33. 1 5 1 . 1 5 2-3, 1 57, 177-8. 206 n. 79 Herodotus 20 I on foreign languages I 1 1 . 1 92-5. 209 on Psammetichus 68-<). 70-2. 76-7 , 1 08 see also Psammetichus' experiment Hesiod 10. 1 8 n. I , 32. 65, 67 on end of golden age 46--c}. 54"""7 . 6 1 Hillel of Verona 94 Hippocratic. 1 5 1-2, 1 60, 1 99-200 Hockett, Charles 1 83 holophra.e. 85--{, Homer 1-17
General lndelt coins words 180
diet and food in ' . 48 n. 99. 88 n. 52 on gods 50-3. " 4 hospitality in 6-7 languages in 1-4. 50-3 . 1 1 4 and Muses 5 1 homo erectus 43 . 1 33 . 1 56 homo habil;. I 3 3
homo sapiens 43. 1 07 n. 1 I :Z. 1 3 3 Horace 144
horses 1 5-16 houses an d housing 5 . 1 ' . 720. 79. I l 4, ] 1 7, 1 1 9, ] 20, 1 26, 1 27, 138. 1 4 1 . 1 46. 1 48. 1 57 . 1 59. 162. 174. I77. 1 84 n· 7. 185 see also build ing and language
Houyhnhnms 55 n. 124
humans camraderie with animals 12, 14, 200. 30 . 32 . 34. 48. 58-60. 62. 64 camraderie with gods 1 9. 4 tH} . 55. 65 unique characteristics of 8-<.1. 10. 36. 58. 88 n. 52. 99. 1 1 9 n. 28. 124 n . 45. 1 28 n. 60. 1 35-6 . 1 37-8. 1 54. 1 62 use animals 6 1-5 without speech? 1 89-90. 1 9 1 see also primitive humans and
society lambulus 33-5. 36 n. 65 Indian 208-<) intelligence and reason 39. 1 1 9-22 . 1 27. 1 320 . 1 36 . 1 37-8. 143 . 1 46. 1 49-50. 1 54 n . 143. 162 . 1 64-5 . 1 7 1 interpreters 1 9 5 inventions and inventors 5 S n. 1 23 . 1 I 2-8 1 pas.nlll. esp. 1 1 3 . 1 1 4. 1 1 6. 1 1 7 . 120 1-20.
12.2-7. '49. '53.
primary and leconda ry u,.. 10 204-5 Ionians 136 and Psammetichus 71. 76-?
:l1li'
Ischomachus' wife 207� I sis 55 n. 1 2 1 . 59. 1
5 1 . 201 Isocrates 142-3 isolation. social 7�. 95-7.
1 0<>-5
Itard. Jean 86n. 46. 96-7 James IV of Scotland 82 n. 36. 88. 92-4
Jouben. Laurent 102 Justice or Virgo 63
Kempe. Andreas 21 n. 1 1 Krono. 22-3 . 26. 29. 32 . 59 see also age of Kronos Laestrygones ' . 9. 10-1 1 Lactantius .6. Lamy. Bemard ' 31 language common 1<;-11 . 42-4. 46. 5458-<.1. 65 and cognition 12. 39. 42.. i4.", 99, 105, ] 19-20, 130, 132, 1 44. 146. '54. 165. 186-7. 210 communicative function ':1. 23. 3 1. 34. 40. 42. 82. 87. 138• 146. '54. 157. ' 59. 161 . 16s. '74-5. '79 corrupted or lost :14-5. 32. 42. 45. 169
design features 183
and emotions 3 [. 3'7-41. ", 100. 103. 138. ' 59. 170-20.
.118--9 in golden � 18-47"'" 20-1. 12-). 29. ) 1 . ]9. 6s-'r hybrid 194 inna� 71. 74. aa. 9&. �I. ...
IlIl\guage (e.".,.):
Ge1Ie,al Index
and love 79-80. 87. 9 1 . 93 . 174 as nomenclature 45. 53 n. 1 17. I So. :aOI non-verbal 1 85-<) 1 original 2 1-2. 24-5. 38-46. 57. 72. 75�. 91-2. 1 02-3. 108. • 10-1 1 , 1 23, 1 29, 163-4,
1 74-5 perfect or ideal 22. 24-5. 26-<), 53-4, 55� simple and basic 14. 28. 29. 38-46. 56, 59. 66, 1 1 0. 157. 171-2. 174-5 versus speech 76. 1 82-3 unintelligible 136 n. 87. 147. 1 95 language ofthe gods 3. 20. 2 1 n. 1 2 . 24-5. 28. 4or"54. 55 n. 1 22. 63. 1 14. 200 laws 5. 6. 9. 1 1 6 n. 17. 1 26. 1 37. 150• 1 53. 1 88 and language or"IO. 10or"10. 1 37. 1 40-5. 146• 1 89-<)0 and piety 0r"'0 Uvi-Strauss. Claude 36 n. 66. 151 LilHr Mrmstrorum 34 Libyans 1 95 �ke. John 1 0 1 . 1 84. 2 1 0 Lod",ick. Francis 3 5 Lotus-eaters I , 9 Lucian 46. 197 Lucretius 37-<). 42. 43. 45. 1 30-1 . 133. 1 57. , 6 , . 174�. 178-9
Luvian 2 n. 3
MandeviIle. Bernard de 40 n. 77, 56. 90 n. 59. 1 0 1 , 103 n. 1 0 1 MMiliua 1 30 M.rr. NikoJ.i 1 29 M...,.rtuia. Pierre I cn-3, 132
Mekone. separation at 47-<). 54� . 59. 1 5:a Mexia, Pedro 98 milk 8 1 . 84. 86. 88. 90. 1 25. 1 85 Monboddo, Lord (Jame. Burnett) 40 n. 77. 190 n. 22. 199 Moschion 1 50-1 'motherese' So, 109 n. 1 1 7 Muller. Max 75 n. 17. 1 28 multitude of languages 2. 2 I . 34. 35. 54. 1 1 8. 1 63-4. 172-3 . 1 7 5 n. 2 1 1 . 1 9 1 . 196 Muses S I , s s n. 1 2 1 , 20 I , 202 n . 60 music and song 17 n. 65. 45�. 1 1 4 n. 9. 1 1 6. 1 30. 1 5 I. 1 88. 202 n. 60. 206 mute(s) 80. 89. 93-5. 97. 1 07. 1 10. 1 24. 1 33. 147. 1 86-<) 1 . 196-205 Mycenaean(s) 2 n. 3. 16 n. 62. 1 2 2 n. 39 myth of races of men 4�, 61-5 see also Hesiod names 6-8. 193 assigning and coining 28. 75. 100. 1 1 6-17, 1 35. 1 38-9. 1 55. 1 58-9. 1 63-4. 1 65. 176. 1 80 correctness of 25. 1 38-9. 1 67-8. 173 divine 52-3. 1 29. 167 earliest or first 24. 38. I 1 6. 1 29. 1 58-9. 1 68-9. 17 1-2. 1 84 n. 8 power of 1 6-'7. 53 n. 1 1 7. 1 65. 1 66. 208. 2 1 1 see also convention(s); onomata
and rhemata namesetter 10. 25. 1 1 5-16. 168-<) nature as teacher 37. 74n. I S. 1 5 1 . ' 59. 1 64. 1 70- 1 . 176 nece8sity 1 1 " [ 2 1-2., 1 38, 1 ,5 1 , 170. 177
Gtmera/ lntkx
New World people. described by Europeans 1 84. 190-1. 1 93-5 . 196 Nile. sources of 76 Nimrod 147 Nodier. Charles 45 n. 9 1 . 173 nlmlOS and physis see conventions; laws nomothetes 10. 1 4 1 n. 1 05 Nostratic 73 number and numeracy 1 2 1 , 1 22-4. 1 68 n. 1 92. 2 1 0
Odysseus 1 . 4-10. 1 2-17. 48 n. 99 linguistic skill 4. 7. 8. 1 6 onomata and rhemata 1 35. 172 n . 204. 1 77-8. 1 99. 206 ontogeny and phylogeny 75-6. 92• 1 04. 1 1 0-1 1 . 1 66. 175 origin of language 38-44. 54-'7. 65. 75. 9 1 -2. 98-105. 1 1 2-8 1 passim, esp. I I S-17, 1 1 9, 1 2 1 , I 2 S . l 28-<}. 1 3 1 -2, 1 34-'7. 143-4 . 1 4 5 . 148, 1 55 . 158-<). 1 63-5, 1 68. 1 70-1 . 174-5. 177-8 seealso language. original Orpheus 59. [ 79 n. 225 Osiris 59. 1 1 6. 1 5 1 . 1 57 Ouranopolis 32-3 avid 64-5. 204-5 Palaeolithic people 1 30 Palamedes [ 22-6 Pandora 47-8, 54-'7. 66. 1 1 4-1 5. 206 Paphlagonians 93 n. 66 parrots 1 90. 208-[ [ pans of speech 43, [04, 1 33, 1 72 see also onomata and ,"_tQ PausBnias on first men 1 26-7 Pelesgus 1 2 6-7 Peleus I S Penelope 205-6
:eraian.(I) 33. 82. IOC}, 193 n. Hztt h�eaclana 8. 9. 1 3. 48 n. 99 Phdo 25 n. 24. 3 1 1 • 99 Philoctetea and Polyph emw 12-13 Philodemua 21 n. 12, [ 17 Philomela 20]-6 philosophers and wiae men
2S. 29. [ 44. I so n. 131. 168-t. 171-2. [ 77 danci ng [97� silent 202-3 Philoxenus 44 n. S, phone 3 . 54 n. 1 2 1 , 78, 1 [ 5. 1 86 n. 1 1 Phoroneus 1 18 n. 24. 1:16. 153 Photius [87-<). 20C} Phrygian($) 54, 68. 71 n. l, 72. ?6 . 78• 84, 87. 93 n. 66, lOO} I I I pidgin l anguages 43-4. 4S . 172 n. 205 Plato
�,
on early civil ization 22-4, 27. 4 [ , 62. f>6....? [25-6. 1� on an ideal language 24-S,
27-<). 53 on (first) words 11 5-16, IfiIHJ. 172-). 206 see also 'city of pigs'; C....",.-, 'ProtagorB$' Pliny 1 53. 191 Plutarch 45-6
poetry
precedes prose 40, 4$-4
polyglottism
«< multitude of lanaueces
Polyphemus 4-17 name of 8 ram of 4. 1:1. 14. 1 6 siRlS 1 7 n. 6S solitude 6-'1. I I-U
Porphyry 11 n. 10. 6,. _ Poaeidon 5. 1 ), 11
G_ral bultx Posidonius 1 8 n. 4, 1 50 n. 1 3 1 Postel, Guillaume 8 4 n. 39, 85 n. 4 1 , 86 n. 45 primitive humans and society 4-6, 14, 18 , 25, 37-8, 40, 4 1 , 42-3, 59-60, 72, 75, 1 1 2-8 1 passim, esp. 1 1 8-19, 1 3 5 , 13 8, 143-5, 15�1, 155, 1 57, 160, 1 64, 165-6 recurring descriptions of , , 8-19, 1 23 , 144 n. I 1 3 , 1 5 0 n. 1 32, 160 primordial pair 1�5 progress ue civilization Prometheus 47-8, 1 2�2, 1 27-8, 148--9, 1 5 2, 1 53, 1 57 n. 1 5 5 pronouns 43, 104 Protagoras 1 25 n. 50, 1 27 n. 58, 1 28, 1 38--9 'Protagoras', myth of 108--9, 1 27-45 passim, 1 48--9 , 160 protolanguages 42-5 , 73, 85 n. 43, 1 56, ISo see also language, simple and basic
PNnUTletichus interprets experiment 84, 87, 1 09 scientific 76--<:) Psammetichus' experiment 68-1 I I passim ancient reactions to 107- 1 ' u8umptions of 72-6, 93, 1 0 1 children i n 78, 8 1-2, 83-6, 87-8. 89-<}0. 100 n. 88, 162 cruel 75-6, 93. 1 06 n. I l l . 107 goats in 78--9. 8 1 . 85. 105. 1 07. 1 10 herd.man in 78-8 1 . 83. 86--7 itoletion in 79-80 and though t ellperiments 6cJ,
1 ' , 97-8, locH)
and modem researchers 69-70, 73-6. 1 05-6 purpose of 99 re-created 69. 92-5. 104 and tongue less women So, 93-5. 107, 1 1 0 see also bekos Pythagoras 58 n. 1 34. 65. 168 n. 192. 198 Quintilian 1 1 0. 1 96--7, 1 98--9 religion 1 38 invented 1 26. 1 44-5 leads to language? 1 28-32 ritual see religion Rousseau. Jean-Jacques 39 n. 76. 41-2. 45. 68-9. 87. 103. 1 32 n. 75. 1 6 , . 173 n. 207. 190 n. 22 sacrifice of animals 14-1 5 , 48--9. 151 Sanskrit 45. 1 10 n . 1 1 9. 1 29 savages 10, 1 0 1 . 103. 105. 1 85-95. 199 see also primitive peoples and society Scyles 77 n. 2 1 Scythian(s) 77 n . 2 1 . 88. 1 1 0. 193-4. 196 Secundus 203 Sesonchosis 93 n. 66 shipbuilding and navigation 4-5. 1 1 9, 1 20, 1 24, 146
sign language 92 , 94. 95 . 1 82-3 . 196, 198 see also gestures silence 50. 1 54. 1 97-8, 202-3 lee also mutes Simon. Richard 1 3 1 Sintian. 3
General Indta:
Sirens 56 n. 1 2 7 Sisyphus 144-5. 160 n. 163 slaves 3 0. 183. 207-8 Smith. Adam 103-4 social communities 4-'7� [0, 1 1 . 3 6-'7. 39 n . 76. 82-3 . 14<>-7. 148• 1 5 0- 1 . 1 57. 1 58-9. 1 6 1 . 163. 1 64-5 . 1 74-5 . 1 89-90 see also primitive humans and society Sophocles 145-'7. 205 sounds 38. 49. 5 1 . 75. 83. 85. 1 0 1 . 1 7 3 . 1 9
SWift. Jonathan 55 n. IZ4.
56 n. 125. 1 34 syntax 27 . 43..... 45 . 5 7. 58,74. 1 58 n. 1 5 9. 1 66. 1 80. zc6
Tanan 81 n. 34 teachers of language 10. 7�. 96-7. IOS-.). 134 n. 83. 140. 1 42 . 146. 176. 1 7S-.)
Tereus 20 3-6 Thamyris 202 n. 60 Theophrastus 1 8 n. 4. 58 n. l 34, 1 49 Theuth 1 16, 1 24-6 thought experiments see Dissoi Logoi; Psammetichll8' experiment Thucydides 49. 1 84. 1 94 tongue (s) 33-4. 38. lOO. 101. 1 1 5 135-6. 175. 203-4, zo8 Trojans 2. 3. I I . 54 twins. language of 85 Typho 51 n. 108
•
universal language(s) 10 n. 40,
20-2. 23, 26-9. 3 1 . 34-5. 42. 46. 66-7 . 89. 1 96. 198. 199 utility and expediency 64, 1 3 8, 141 . 159, 160-1. 1,6 utopias 30. 36. 46 language(s) in 32-5. 66
Varro 44-5 vegetarianism 38 golden age 14-15. aa, JO, 4448. 57-65
Vico. Giambattisla J9-40, .... 4s. 86-7. IZ8-9
Victor of Aveyron 86 n. 46, "-' Virgil 64. 65 virtue. 8C<juisition of I� .... 143 ., _ 18_
I-ux Locomm
Vitruvius 147-8. 1 55-7. I S8--9 . 1 6 , . , 66. '72. ' 75. 1 84 n. 7
'vocal grooming' 80
voice(s) 6. 2 1 n. '0. 3 ' -2. S I . 54.
200. 203-4
weaving 125. 177. 178. 187. 201 , 203�
whistled speech 4 Wilkins. John 26-? 3 5 wine 7--8
and concepts 39. 84. 86. 9 1 , 2 1 0 and objects 25. 39. 45.
1 3 2 n. 75. ' 34. 1 37. 1 38. ' S8, 1 6 3 . 1 65 . 1 66. 1 67--8. 1 7 1-3. 180 see also first words; names writing 97, 1 1 6, ] 2 1 , 1 22, 1 :14-5 , 1 26. 149 n. 30. 1 5 1 . 1 5 3 n . 1 4 ' . 178. 204-5 universal 26 n. 3 1 . 27. 35. 89
Wittgenstein. Ludwig ' 3 3-4
Xanthus 1 5- 1 6. 1 1 4
women
xejnia 6-?
and golden age 1 8 n. I, 63
and language 54-7. 1 00 n. 88.
183. 203-7. 209
Xenophanes 50. 1 62 n. 173 Xenophon 1 3 S�. '43. 149. 1 62.
196• 207
see also deceit. mute(s) words 44-5. 83-5. ' 33-4. I s 8 n. I S 9
articulated 38. 1 00. 1 34-7
Zerahiah of Barcelona 94 Zeus 10, 14. 3 1-2, 48 , 52. 54, 65 . " S , 1 28, ' 4 1 , '45 . I SO . 1 5 2