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)
(6)
where ZQ is the z-coordinate of the point of closest approach of the particle trajectory to the z-axis, Since SVT does not measure ZQ, a beam tilt along z results in a irreducible widening of the impact parameter distribution. In order to make this spread small compared to the natural beam width, SVT requires the detectors and the beam line to be all parallel within 100 /irad. Assembly of the SVXII barrels met (even exceeded) this specification,3 the z-alignment of the beam orbit is unfortunately more challenging. During the April-October 2001 data taking the beam slope was found to be significantly large: m , ~ 600 /irad, my ~ 150 fir&d, well beyond the SVT specification.
132
The effect of the z-misalignment on the impact parameter distribution was estimated using data of a special run taken with an approximately null beam tilt. A gaussian fit to the online impact parameter distribution gives a ~ 59 \im. In addition to the beam tilt, there are two more major contributions to the impact parameter resolution. One is the relative misalignment of the SVXII wedges. This can be easily corrected by performing the beam offset fit and subtraction independently in each wedge. The size of this correction to i.p. resolution is approximately 6 pm. The second major contribution to i.p. resolution is a consequence of the linear approximation used in the SVT track fitting method, which assumes a first order power expansion centred on the nominal beam position. Since during the April-October 2001 data taking the beam was very far from its nominal position (~ 4mm away) the effect of non linearity was significantly large: it degrades i.p. resolution by approximately 5 \im. This effect can be corrected in two steps: first the fit constants in equation 2 are recalculated centred on the measured beam position; second, the beam position fit is done on each wedge separately using a linear d—<j> relationship. With these corrections applied the impact parameter distribution was found to have a gaussian shape with a sigma of 48 fim in a run taken with the beam aligned in z.a All these corrections can be implemented in the SVT and applied online. But the best SVT performance relies on the accelerator capability to provide an aligned beam. Using a sample of events in which at least two good (x2 < 10) SVT tracks were found we have been able to calculate the true beam transverse size (O\B). The result of this study (described in detail in ref.6) for the run with negligible beam tilt is as = 33 ± 1 \im. Deconvolving this beam width from the above 48 firn we obtain ad ~ 35 /xm for the SVT i.p. resolution, in agreement with the design value. In October 2001 the first trigger tests using SVT have been done. A level 2 trigger was implemented requiring at least 2 SVT tracks with \ 2 < 25, Pt > 2 GeV/c, \d\ < 50 fim and a level 1 prerequisite of at least 2 XFT tracks. Figure 2 (left) shows the distribution of the second largest impact parameter in the event Using this data (corresponding to ~ 15 n& _1 of integrated luminosity) a small signal of D° —> Kir was reconstructed (figure 2, right).6 "Additional, lower order, corrections can be applied: like correcting for a residual non linearity in d and <j>, and for the misalignment of silicon layers within a wedge. However their online implementation in the online is less straightforward because it requires reprogramming of some SVT boards and adjusting of the SVT map which describes the detector geometry. The effect of these additional correction has been studied, and found to reduce the sigma of the i.p. distribution from 48 to 45 /im.
133 CDF Trigger oa Impact
D° -» KM signalfromtrigger tracks
1.3
1.4
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1.6
1.7
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1.9
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(KreXGeV/c2) Figure 2. Plots done with d a t a selected by the level 2 trigger requests described in the main text. Left: Impact parameter of the track with the second-highest impact parameter in each event. Right: Invariant mass distribution for track pairs assuming the two tracks to be n and K, and applying cuts optimized to select a D° —»• Kn signal.
4
Conclusions
The SVT is the new level 2 trigger processor dedicated to the reconstruction of tracks within the tracking chamber and the silicon vertex detector of the CDPII experiment. The device has been thoroughly tested during the early phase of Runll data taking (April-October 2001). The performance is already close to design. Jut.© S © i @ EtC €s§3
1. J. Spalding, Run~II upgrades and physics prospects, these proceedings. 2. S. D'Auria, Commissioning and Operation of the CDF Silicon Detector, these proceedings. 3. F. Palmonari, The CDF-II Silicon Tracking System, these proceedings. 4. C. Ciobanu et al, IEEE Trans. Nucl. Sci. 46, 933-939 (1999). 5. S.R. Amendolia et al, IEEE Trans. Nucl. Sci. 39, 795-797 (1992). 6. W. Ashmanskas et al, Performance of the CDF Online Silicon Vertex Tracker to be published in IEEE Trans. Nucl. Sci. (2001). 7. S. Donati et al, Nuovo Cimento 112A n . l l , 1239-1243 (1999).
COMMISSIONING A N D OPERATION OF T H E CDF SILICON DETECTOR S. D'AURIA ON BEHALF OF THE CDF COLLABORATION Dept. of Physics and Astronomy, University of Glasgow, G12-8QQ Glasgow, U.K. e-mail [email protected] The CDF-II silicon detector has been partially commissioned and used for taking preliminary physics data. This paper is a report on commissioning and initial operations of the 5.8m2 silicon detector. This experience can be useful to the large silicon systems that are presently under construction.
Introduction The collider detector at Fermilab (CDF) is designed to study protonantiproton collisions at a centre of mass energy of 1.98 TeV. The experimental apparatus had a major upgrade recently, in order to take advantage of the upgraded luminosity of the Tevatron accelerator. A general description of the apparatus can be found elsewhere in there proceedings 1,z and in the Technical Design Report 3 . The Silicon Detector is a high-precision microstrip tracker that covers the pseudorapidity region |^71 < 2, with an outer radius of 28 cm and a coverage of \z\ < 50cm along the beam axis, around the nominal interaction point. The detector consists of 3 subsystems: "LOO" is the innermost, single-sided strip layer at 1.35 cm from the beam line; "SVX" is a 5-layer, double-sided silicon microstrip tracker, made of 3 identical barrels placed along z, each with a 12-fold geometry along the polar angle (f>; "ISL" is the outer part 4 , consisting of one-layer, double-sided central barrel and two double-layer barrels, also with double-sided silicon microstrips, in the forward and backward regions. The three subsystems use the same front-end chip 5 ' 6 , the same control cards 7 and the same readout system 8 . They differ in the sensor geometry, the read-out hybrids and power supplies. The total area of the double-sided silicon is 5.8m2, and features 722500 strips read out by 5644 front-end chips. The chip is the heart of the Silicon Detector. It consists of a charge amplifier, a double correlated sample and hold circuit, an analog pipeline, a comparator and ADC and a threshold logic for sparsification of 128 strips. The analog pipeline is 42 cells deep and works at 7 MHz. The chip allows for Dynamical Common mode noise rejection (DCMNR) and dead-tilme-less
134
135
operation. Each chip is programmable with a 197 bit word to set bandwidth, signal polarity, DCMNR, threshold, calibration mask. The interconnection system includes 1.75 million wire bonds to single strips, 310 thousand wire bonds to chips, 10 thousand wire bonds to control lines and 816 connections to receiver/transmitter circuits that control more than one module (5 modules for SVX, 10 for ISL). Given the size of the detector and its flexibility in terms of parameters to set, the commissioning was a formidable task. 1
Commissioning
The Silicon Detector was extensively tested at the fabrication facility throughout the construction process. Each part had passed tests with very stringent parameters e.g. less than 2% of disconnected channels, no readout errors 9 . Functional tests were made at each step. All ladders had passed the tests before insertion in the barrel, but after barrel assembly 11 modules out of 360 have developed anomalously high noise on single channels or clusters of channels. We believe this problem is due to buildup of surface charge on the interface with the oxide layer. In fact it affects only a small fraction of detectors and only in layer-2 and layer-4. These are small-angle stereo detectors, their fabrication structure is different from the one of the remaining layers and they come from a different manufacturer. The detector was repeatedly tested during assembly and before shipment to the experimental hall, which is located a few kilometers away from the fabrication facility. The system grounding was always reasonably good and, provided that all the ground straps of the ladders were connected to the bulkhead, the noise performance was, for the majority of the devices, the same as measured on single devices before assembly. We could not test the Silicon Detector in the assembly hall because the electronics and power supply crates are mounted on the walls of the collision hall, while the cables had been installed on the main CDF detector. So the complete chain of readout, power supply and controls had to be tested all at the same time when the detector was rolled in. We initially cabled only a part of the detector consisting of 50 ladders. We finished the cabling during a one month shutdown of the accelerator. We tested parts of detectors as long as they wer cabled. The cables, the power supplies and the data acquisition components had been previously tested separately with one standard test stand and had passed the specification requirements. We repeated a detailed test of each component when it was in place in the collision hall. The power supplies and their cables were first tested
136
with a resistive load and voltages, currents, protection circuits and interlocks were checked. Then functional tests of the DAQ-related part were performed making use of a portable test device, that we called "wedge in a box". It consists of 5 SVX hybrids and one portcard, with solid-state cooling. This device was known to read-out correctly within a defined range of conditions so that functional test and debugging was performed on the DAQ and on its cables. This method was also essential to identify 3 low voltage cable bundles that had passed the passive load test but had a dispersion on the ground connection, due to mechanical damage. Once the "outer" part of the system was fully debugged, the real detector segment was connected to it and completely tested. The cabling and testing operation was long in time and required a large effort for a variety of reasons: the space available in the bore and the clearance for plugging the cables were extremely limited; the failure rate of component that were previously was higher than expected. It required a large, organized effort by 30 people. The main operating difficulty was due to the tuning of the interlock system that protects the system and was being commissioned at the same time. It had to allow the system to be powered under non normal conditions, especially high humidity, and keep the detector safe. A false alarm on the temperature was, initially, difficult to recognize and could block the cabling crew for several hours, inhibiting any power to the detector. Cables are assembled in bundles consisting of one voltage cable, one sense, one command, one bias voltage cable and 5 optical cables. A small number of cables had to be replaced: 4 voltage cables, 3 voltage sense cables, 6 data (optical) cables, 3 command cables out of 114 bundles. Also 3 FIBs (Fiber Interface Board) had to be replaced. The largest difficulty was due to the optical link between the front-end (portcard) and the Read-out (Optical Fiber Transition Module). The high failure rate was due to the light level mismatch between transmitter and receiver. A 9-channel optical cable is driven by a custom-made monolithic DOIM GaAs laser 10 . Five transmitters, (45 channels) share the same power voltage. They have been selected to have about the same characteristics, but the same was not done for the receivers. Some difference in light level produced a considerable error rate. In addition some receiver modules had flaky pin connections to the VME board. Re-insertion after contact cleaning was necessary for a large number of receivers. Another source of difficulty was due to the power supplies n : 35 out of 102 developed problems and had to be repaired. We had not received the PS modules in time for detector commissioning and were only able to operate a partial system. We have commissioned and operated 70% of SVX and 35% of
137
ISL. The LOO is only partially commissioned due to the late arrival of power supplies and also to wait for stable operation of the Tevatron beam. The ISL had a cooling blockage problem 2 , but the totality of the detector has been functionally tested, but only for a very short period to avoid overheating. The overall result of this test was that 3 SVX wedges could not be readout. For one of them the problem has been identified in a short between two signals inside the detector. This was not present before shipment. As a lesson learned, at level of system design, we should have allowed the use of standard protections for vital wire bond connections, at the cost of a more difficult procedure for test and re-work. Also minimizing the transport of the sealed detector, if at all possible, would be desirable. Two other wedges are being investigated during access in October 2001. 9 wedges could not be powered due to lack of tested power supplies, 48 ladders had readout problems related to optical power mismatch and could not be operated. 2
Integration
After test in the collision hall, the ladders were re-tested one by one with a stand-alone version of the DAQ program, checking for readout errors under "standard" conditions. Ladders that passed this test were integrated in the CDF DAQ. We operated 70% of the SVX and 35% of ISL. We had some difficulties also in this phase. Communication errors with the Power Supplies gave rise to spontaneous turning on and off of apparently random channels. This problem was solved by improving the timing of this communication, by decreasing the number of power supplies served by the same serial line and with software checks. In particular the PS Users Interface program was charged to add a number of tests that made it considerably slower than foreseen. As the light output of the DOIMS depends on their operating temperature, we had new cases of mismatch due to the increased light power when operating at - 6 ° C . We had to develop tools to synchronize the power supply to the daq system and to constantly monitor the operation in order to respond efficiently to any error message. The number of ladders integrated vs. time is shown in fig. 1 (a). The steady linear increase was due to the testing procedure, that had to negotiate time with "physics" data taking of the rest of CDF, so that we could operate the detector only in a fraction of time. In addition, we required the Silicon to be in off status during beam injection and unstable beam conditions. The availability of DAQ time was the main factor limiting a rapid increase of the number of integrated ladders. The setback around
138
Figure 1. (a) Number of Silicon modules integrated with CDF vs. time, (b) Timing pulse height vs. relative phase of the chip clock with respect to the beam crossing.
day 260 was due to a VME power supply failure and momentary inability to operate a part of the system. 3
Operations
We have collected to date 4.5 ph~l of Physics quality data on tape; this excludes detector studies and special runs to check the trigger rate. In order to operate the Silicon in the most stable way we decided to make full use of the chip capability and operate it in DCMNR-on mode. A fixed threshold of 5 ADC counts, about 16% of the most probable m.i.p. signal, gave a reasonable readout time, and occupancy completely acceptable at the present low trigger rate. We have not optimized the chip parameters yet, although we are already using the best compromise between having a uniform standard set of parameters and good performances. The first variable to set in the Silicon system was the timing, i.e. the relative phase between the bunch crossing and the issue of LI trigger to the chip. Failing to syncronize correctly would result in a loss of charge and "spillage" of charge in the neighbouring beam crossing packets. Before plug-in we have measured the delay of all command cables. They were all the same, within 2 ns. Using the the data from the first beam collisions we did a coarse and fine time scan, as shown in fig. 1 (b), and verified that all the detectors show a maximum at the same delay, as expected. The noise performance with and without beam are as expected and we are not experiencing any measurable pick-up from the beam or from the outer part of the detector. Some ladders have a 50% increased noise in those channels located above the support rails. This sensitivity to the infrastructure is
139
probably due to loosened ground connections and the problem is being-addressed during access. Otherwise the noise is the same as measured at the fabrication facility. Measuring the pedestal and noise is essential to operate correctly the detector. Two calibration methods have been implemented. Firstly, in "Datamode" , data are collected with free running trigger in read-all mode. Then noise and pedestals are calculated off-line and the parameters written to the calibration database. This method is intrinsically slow, because the calibration constants are available a few hours after the run is finished. Especially in the initial commissioning phase, when detector parameters and configuration were changing continuously, we experienced difficulties in monitoring the data quality due to the time delay between data taking and calibration data ready. The "X-mode" calibration will allow for a fast turnaround. All
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the calculations of pedestal and noise are performed by the VME cpu in the collision hall. The final result is then loaded in the database in a matter of minutes. The FIB module can also subtract on-line any residual pedestal, so that data will be ready for clustering and for taking part to the second level trigger (SVT) 12.
140
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Figure 3. Distribution of the peak of the Landau distributions. There is an entry in this plot for each ladder that was read-out. The dashed histogram refers to the <£-side. The gain equalization was applied to the small-angle-stereo layers. Entries with low charge correspond to ladders that were not biased, while entries with high charge are due to histograms with low tracking statistics.
The on-line data monitoring is performed on-line by analyzing a percentage of the data with off-line code. Cluster charge for all clusters and for those belonging to a track are monitored, as well as occupancy and track parameters. Off-line data quality is monitored with a larger statistics and makes use of the correct calibration constants. The cluster charge on tracks and the shape of the Landau distributions, corrected for the path lenght in Silicon, are checked both visually and with an automatic set of test. These include a Kolmogorov test on the Landau distribution, with respect to a reference histogram, as a powerful automated test that iags which ladders to look at. Other useful variables are the ratio between the number of clusters on tracks and the total number of clusters, the ratio between the number of clusters on $-side and the number of clusters on z-side. An example of pulse height distribution from SVX is shown in fig. 2-(a). The S/N was measured to be 13.3 and is in good agreement with the design value (11 to 17) 3 , even before optimization of chip parameters. By changing these it is possible to equalize the gain, betwen
141
relation between p and n side is shown. The distribution of peak position of the Landau distributions is shown in fig. 3, that is an overview of the detector pulse height performance. After the end of access we shall optimize the chip parameters to maximize the performances of the detector, but also important is that the detector configuration will be stabilized, in order to extract physics signals with constant efficiency. We have already used the part of Silicon that we have commissioned to reduce the background in the J/V> dimuon mass peak: in fig. 4 the distribution with Silicon in is compared with the one obtained using only the information from the central tracking chamber and from the muon central chambers: the width is only 20% better, but the S/N improved by a factor of 2.5. The Silicon information has also been used in the second level tracking trigger 12 .
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Conclusions The CDF Silicon Tracker is on is way to be fully commissioned. 70% and 35% of the SVX and ISL subsystems respectively have been taking data with beam collisions and have been used for extracting the first Physics signals. After an access to the detector that is occurring during this conference we
142
plan to be able to run 97% of SVX wedges and recover as much ISL cooling as possible. The detector will be fully operational for physics-quality data taking by January 2002. Acknowledgments We thank the Fermilab staff and the technical staff of the participating institutions. This work was supported in part by Particle Physics and Astronomy Research Council, the U.S Department of Energy, Istituto Nazionale di Fisica Nucleare, The Ministry of Science Culture and Education of Japan and Academia Sinica, Republic of China. References 1. J. Spalding, Run-H upgrades and physics prospects, these proceedings. 2. F . Palmonari [CDF Collaboration], The CDF-II Silicon Tracking System, these proceedings. 3. CDF Collaboration, The CDF-II Detector Technical Desiggn Report, FERMILABPub-96/390-E. 4. A. Affolder et al. [CDF Collaboration], Intermediate Silicon Layers Detector For The Cdf Experiment, Nucl. Instrum. Methods A 4 5 3 , 84 (2000). 5. M. Garcia-Sciveres et al., The SVX3d Integrated Circuit For Dead-Timeless Silicon Strip Readout, Nucl. Instrum. Methods A 4 3 5 , 58 (1999). 6. T. Zimmerman et al., SVX3: A deadtimeless readout chip for silicon strip detectors, Nucl. Instrum. Methods A 4 0 9 , 369 (1998). 7. J. Andersen et al. The portcard for the Silicon Vertex Detector Upgrade of the Collider Detector at Fermilab IEEE Trans. Nucl. Sci. 4 8 , 504 (2001). 8. M. Bishai [CDF Collaboration], The CDF Silicon data acquisition system for Run-H, these proceedings. 9. G. Bolla [CDF Collaboration], Testing And Quality Insurance During The Construction Of The Svxii Silicon Detector Nucl. Instrum. Methods A 4 7 3 , 53 (2001). 10. M. Chou et al.Dense Optical Interface Module (DOIM)Fermilab Internal document, Mar. 1996 11. Custom made power supplies for the SY527 system are made by CAEN. 12. I. Fiori [CDF Collaboration], The CDF on-line silicon vertex trigger, these proceedings.
T H E ASSEMBLY OF T H E A M S SILICON T R A C K E R , VERSION 1 A N D 2 C. CECCHI University
of Perugia
and INFN, Via A. Pascoli, 06100 Perugia, E-mail: [email protected]
ITALY
The AMS (Alpha Magnetic Spectrometer) experiment is a detector designed to search for antimatter and dark matter. A first version, AMS1, has flown on June 1998, on board of the Shuttle Discovery, during the STS91 mission. The complete detector, AMS2, will be installed on the International Space Station in 2004 and it is foreseen to operate for a period of three years.
1
Introduction
The AMS experiment is a space born detector which will search for antimatter and dark matter by measuring with the highest accuracy the Cosmic Rays composition, thanks to its large acceptance (~ 0.5 m2sr) and long observation time (three years). In this paper I will give a short overview of the AMS experiment 3 ; first I will describe the construction of the tracker of the AMS01 detector and I will then present the status of the construction of the new silicon tracker for AMS02. The performances achieved with the old detector, and the expected results with the new one, will be also discussed.
2 2.1
AMS01 The AMS-01 detector
The detector 4 is composed by a permanent magnet equipped with a tracker, which consists of 6 planes (two outside the magnet and four inside) of 300 /jm thick double sided silicon microstrip detectors, a time of flight system, based on scintillation counters, to measure the velocity of the particles, and a threshold cerenkov counter to discriminate between low energy hadrons, electrons and positrons. The magnet is made of blocks of Nd-Fe-B and gives a dipolar field of 0.14 T. The total acceptance of the detector is 0.5 m2sr, for an analysing power of 0.14 Tm2. The spatial resolution of the tracker is 10/xm in the bending plane and about 30 ^m in the non bending plane 5 .
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2.2
The assembly of the AMS01 tracker
The basic component of the AMS tracker is the so called "ladder" (a detailed description of the ladder assembly procedure can be found in *). The ladder is made of several silicon sensors (from 7 to 15) aligned and glued together. A foam reinforcement is glued on both sides of the silicon. On one side of the ladder is glued a upilex fanout to reroute the strips signal to the readout electronics, which is placed at the end of the ladder. A view of the components used to assemble a ladder is shown in Figure 1 (left). The ladders are then mounted on Carbon Aluminium honeycomb. A picture of the ladder in the bending side is shown in Figure 1 (right). To obtain a high quality detector, two aspects have been particularly considered: stringent requirements on the quality of single components and mechanical precision of the assembly procedure. For the first one, acceptance criteria have been applied on silicon sensors and on the ladder itself in order to fullfiU the final specifications. The most important parameters used to accept or to reject sensors and ladders are shown in Table 1. In total 65 ladders have been produced, 6 of them have been rejected because classified as bad. 21 ladders out of 65 were classified as marginal, meaning that they had one or more parameters close to the edge of the acceptance criteria. Ladders can be declared marginal or bad because of different
145 Table 1. Acceptance criteria applied on silicon sensors and on assembled ladder for AMSOl and AMS02. Silicon acceptance criteria Total leakage current Hot strips s-side Hot strips n-side Ladder acceptance criteria Total leakage current Hot strips s-side Hot strips n-side
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reasons, assembly problems, damaged sensors, gluing problems (insufficient glue, overspread), bonding problems (damages to substrates, failed bonds), high leakage current or bad electronics. At the end of the construction of the AMSOl silicon tracker the number of bad channels, on all the six planes was of the order of 9%. The second important point of the construction of the tracker is the accurate positioning of the sensors in the ladder. The alignment relies on a very precise cut of the wafers. Therefore the first step before the assembly is the check of the sensor cut. The distance between the reference crosses of the wafers and the edge of the sensor has been measured for all the wafer and a precision of the order of 3-4 /xm has been found. The performance of the AMSOl silicon tracker, in terms of the momentum resolution, which is strictly related to the precision in the alignment, is shown in Figure 2.
3 3.1
AMS02 The AMS02 detector
The future AMS02 detector will consist of a superconducting magnet equipped with a tracker, which consists of 8 planes (two outside the magnet and six inside) of double sided silicon microstrip detectors, of 300 ^m thickness, for a total of 7m2 of silicon detector. A time of flight system is present, as in the prevoius version, to measure the velocity of the particles. The apparatus is completed by a transition radiation detector to separate electrons from protons up to 300 GeV, a ring imaging Cerenkov detector to study heavy nuclei, and the an electromagnetic calorimeter to measure electrons and photons up to 1 TeV. The superconducting magnet gives an analysing power of 0.9 Tm2, a factor of seven more than AMSOl.
146
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3.2
The construction of the AMS02 silicon tracker
The AMS02 silicon tracker is made of 192 ladders of different lengths. The components for the assembly of the tracker are at an advnced phase of production: Silicon sensors Qualification and preproduction phases have been terminated. The production yield is of about 70%, taking into account the specifications required on number of hot strips on p-side and on n-side and on the total leakage current. Upilex fanout The first preproduction is finished, the second one is on progress. A total yield of 50% on K5 (long cables) and of 85% on K6 (short cables) has been produced, the yield been limited mainly due to bonding failures. Front End electronics 6 Production of capacitors and front-end hybrids is in progress, with a yield of about 80 % on both of them. The final goal is to produce 192 ladders, plus 30% spares, totally equipped and functional. The AMS02 silicon tracker is being assembled in three assembly centers, Pe-
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rugia, Geneva and an italian industrial research center G&A Engineering 2 . Due to the relatively large scale of the construction, an industrial approach has been chosen. This has several implications; in particular a stricter documentation is necessary as well as a strong interaction between physicists and the company. A large effort has been put in the technology transfer to the industry. The industrial research center G&A Engineering, will assemble half of the ladders, the rest will be shared between the University of Perugia and the University of Geneva. A total of 27 ladders have already been assembled at the rate of 1.5 ladder/week. The results from the first 6 ladders are available. An example is shown in Figure 3, were the noise measured in one of these ladders in shown. The results of these tests suggest that the quality of the AMS02 ladders is excellent. The future plans for the AMS02 tracker construction are organised in order to complete the ladder assembly by the end of 2002; after that the assembled ladders will be integrated in the tracker, and finally the complete test of the detector will follow. The flight for the AMS02 detector on the International Space Station is foreseen for end 2004, beginning 2005.
148
4
Conclusions
The AMS01 silicon tracker comprised 57 ladders, for a total of 2m 2 of silicon microstrip detectors. A lot of experience has been gained in assembly procedure and a good quality has been obtained in assembly accuracy and in module quality. The AMS02 silicon tracker is now in construction, and an industrial approach has been choosen, due to the dimension of the detector. The assembly is in progress in three different assembly lines. A total of 27 ladders have been assembled and the end of the assembly is foreseen for December 2002. References 1. 2. 3. 4. 5.
Talk of M. Pauluzzi at Vertex 2000. G&A Engineering s.r.l., Localita Miole 100, 67063 Oricola (AQ)-Italy AMS Collaboration, J. Alcaraz et al., Phys.Lett.B461 (1999) 387-396 G.M. Viertel and M. Capell, Nucl. Inst. Meth. A419 (1998) 295-299 J.Alcaraz et al. Nuovo Cim. 112A 1325 (1999) W. J. Burger, Nucl. Inst. Meth. A435 (1999) 202 6. G. Ambrosi, Nucl. Inst. Meth. A435 (1999) 215
T H E AMS I N F R A R E D T R A C K E R A L I G N M E N T SYSTEM FROM STS91 TO ISS W. WALLRAFF AND V. VETTERLE /. Physikalisches Institut, RWTH-Aachen, Germany E-mail: [email protected] J. VANDENHIRTZ LemnaTec GmbH, Schumanstrafie 18 Wurselen D52146 E-mail: [email protected]
Germany
We report on AMS tracker alignment control in space using artificial laser produced straight tracks (flight data AMS-01, laboratory tests AMS-02) as well as precisely measured high momentum cosmics tracks.
1 1.1
AMS experiment AMS-01
The large acceptance Antimatter Spectrometer (AMS) experiment l 2 has been operated successfully on the NASA STS91 shuttle flight (02-June-98 12-June-98, AMS-01). It will be redeployed, including major upgrades, for a 1000 day data taking mission (AMS-02) on the International Space Station late in 2004; see talk by R. Battiston at this conference.
1.2
AMS Si-tracker Tracker Alignment System TAS
AMS particle tracking is based on 8/6 (AMS-02/01) planes of double-sided Si detectors providing a maximum detectable rigidity (MDR) of 3000(500) GV by measuring the sagitta of the tracks in a 0.9 T superconducting (0.12 T permanent NdFeB) magnet. The sagitta can be determined with an accuracy of 22(25) fim. In AMS the position stability of the tracking elements is controlled using nearly straight tracks. Fig. la shows the laser beams and their measured profiles (recorded in space and transmitted to ground on June 4th 1998) in the AMS-01 configuration. From an analysis of the residuals for > 4 GV tracks individual ladder displacements have been derived 3 4 (for principle see fig. lb, results fig. 4).
149
150
AMS Laser & Cosmlcs alignment
Figure 1. a) AMS 01 Si tracker and t h e Tracker Alignment System. T h e insert shows laser profiles observed while AMS was in orbit, b) ladder displacement measurement with cosmic tracks (curvature greatly exaggerated, 10 GV sagitta 0.5/3 m m for AMS-01/02).
1.3
TAS technical aspects
Artificial tracks are produced by 1082 nm Laser radiation. Si is highly transparent at 1082 nm, provided the natural reflectivity (nsi = 3.3) can be reduced and shadowing by the metallization of the readout strips can be kept small. AMS alignment sensors are antirelective coated and use 10 /im wide readout strips in the Laser impact areas. Thus single layer transparency can be as high as 50%. It has been shown (AMS-01) that a Laser ray can be recorded in 6 Si layers in sequence 4 . The AMS-02 tracker (8 planes Si, SC magnet) will be equipped with 2 sets of 10 laser rays each, that traverse the Si in 2 opposite directions (fig. 2b) and do overlap in the central planes. These rays are detected by generating electron hole pairs in the fully depleted Si particle detectors 4 6 . Signals from the alignment rays are recorded exactly like the charged particle tracks. 1082 nm Laser radiation is generated with high efficiency in DBR-Laser diodes coupled to monomode optical fibres that deliver - via miniature projection optics - low divergence circular rays into the tracker (fig. 2a). At the photon intensities readily available from Laser diodes (> 108 / pulse) signals exceeding that of 1000 mips can be produced in the Si layer (thickness 300 /im) close to the projection optics. At adequate Laser intensities this approach allows high precision (< 2 fan) tracker stability tests in very short time (< I s ) . The fully operational system (20 beams) weighs less than 5 kg.
151
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Figure 2. AMS 02 Tracker Alignment System, a) laser radiation generation, b) basic configuration of 2 x 5 laser ray pairs.
2 2.1
TAS a n d A M S t r a c k e r stability STS91 flight
Overall the AMS-01 tracker 7 has been extraordinarily stable. Over the whole flight - including lift-off and landing - all tracking elements were found at their expected positions within ± 15 fun. Laser measurements (once per 3 orbits (on manual command)) were confirmed by observation with stiff (almost straight) tracks comparing extrapolated tracker hits with actually measured ones (fig. 4). Correcting for the time evolution of the small but finite displacements results in an approximately 20corrections are important only for the high rigidity tail of the cosmic ray spectra observable by AMS (p > 80 GV). The excursions observed are probably due thermal effects because they correlate with changes in flight attitude hence heating by the sun.
152
Figure 3. a) AMS-02 Si sensor transparency, standard and with antirefiective coating, b) high quality coatings eliminate front back interferences and distortions of the laser beam while passing through a sensor.
2.2
prospects
Based on AMS-Q1 experience a tracker stability verification along 10 lines and with better than 4 jura accuracy can be expected from short (< 10 s) runs 4 times per orbit. This measurement over an area of 300 x 100 mm 2 in the center of the acceptance is complemented by minimizing for high rigidity tracks over the full acceptance the pulls in the redundant trackfit with 8 points through the rather smooth and very stable AMS-02 B-field. The method of position control of Si trackers with artificial laser generated straight tracks has not only applications for space experiments. A similar system has recently been studied for implementation in the large area Si tracker of the CMS experiment 5 to be installed at LHC.
153
Figure 4. AMS 01 tracker stability during the STS 91 space flight; a) time line of y displacements (JLB), from stiff cosmic tracks; squares indicate Laser data. Frequency distributions of observed displacements in the AMS-01 (Laser) alignment ladders before b) and after correction c) observed for high momentum cosmic rays during the STS91 spaceflight; details are given in the references 3 and 4.
Acknowledgments NASA, DoE and DLR have generously supported this work. We like to thank the AMS collaboration and the Si tracker team for their cooperation. The meeting at Villa Olmo has proven again to be highly useful, many thanks to the organizers. References 1. 2. 3. 4.
U. Becker, ICRC XXVI, ice 1574, Salt Lake City (1999). W. Wallraff, JHEP-PREP-hep2001/211, Budapest (2001). W. Wallraff et al., ICEC XXVII OG 110, 2197, Hamburg (2001). J. Vandenhirtz Ein Infrarot Laser Positions Kontroll System fur das AMS Experiment, PhD thesis RWTH-Aachen (July 2001). 5. B. Wittmer The Laser Alignment System for the CMS Silicon Microstrip Tracker, PhD thesis RWTH-Aachen (November 2001). 6. Weihua Gu Characterization of the CMS Pixel Detectors, PhD thesis RWTH-Aachen (October 2001). 7. J. Alcaraz, et al.; A Silicon microstrip tracker in space; Experience with the AMS Silicon tracker on STS-91, Nuovo Cimento 112A, 1325 (1999).
P E R F O R M A N C E OF T H E BABAR TRACKER
SILICON V E R T E X
V. RE INFN-Pavia and Universita di Bergamo C. BOREAN, C. BOZZI, V. CARASSITI, A. COTTA RAMUSINO, L. PIEMONTESE INFN-Ferrara and Universita di Ferrara A.B. BREON, D. BROWN, A.R. CLARK, F. GOOZEN, C. HERNIKL, L.T. KERTH, A. GRITSAN, G. LYNCH, A. PERAZZO, N.A. ROE, G. ZIZKA Lawrence Berkeley National Laboratory D. ROBERTS, J. SCHIECK University of Maryland E. BRENNA, M. CITTERIO, F. LANNI, F. PALOMBO INFN-Milano and Universita di Milano L. RATTI, P.F. MANFREDI, INFN-Pavia and Universita di Pavia C. ANGELINI, G. BATIGNANI, S. BETTARINI, M. BONDIOLI, F. BOSI, F. BUCCI, G. CALDERINI, M. CARPINELLI, M. CECCANTI, F. FORTI, D. GAGLIARDI, M.A. GIORGI, A. LUSIANI, P. MAMMINI, M. MORGANTI, F. MORSANI, N. NERI, E. PAOLONI, A. PROFETI, M. RAMA, G. RIZZO, F. SANDRELLI, G. SIMI, G. TRIGGIANI, J. WALSH INFN-Pisa, Universita di Pisa, Scuola Normale Superiore di Pisa P. BURCHAT, C. CHENG, D. KIRKBY, T.I. MEYER, C. ROAT Stanford University M. BONA, F. BIANCHI, D. GAMBA, P. TRAPANI INFN-Torino and Universita di Torino L. BOSISIO, G. DELLA RICCA, S. DITTONGO, L. LANCERI, A. POMPILI, P. POROPAT, I. RASHEVSKAIA, G. VUAGNIN INFN-Trieste and Universita di Trieste S. BURKE, D. CALLAHAN, C. CAMPAGNARI, B. DAHMES, D. HALE, P. HART, N. KUZNETSOVA, S. KYRE, S. LEVY, O. LONG, J. MAY,
154
155 M, MAZUR, J. RICHMAN, W. VERKERKE, M. WITHERELL University of California, Santa Barbara J. BERINGER, A.M. EISNER, A. FREY, A.A. GRILLO, M. GROTHE, R.R JOHNSON, W. KROEGER, W.S. LOCKMAN, T. PULLIAM, W. ROWE, R.E. SCHMITZ, A. SEIDEN, E.N. SPENCER, M. TURRI, W. WALKOWIAK, M. WILDER, M. WILSON University of California, Santa Cruz E. CHARLES, P. ELMER, J. NIELSEN, W. OREJUDOS, I. SCOTT, H. ZOBERNIG University of Wisconsin, Madison The BABAR Silicon Vertex Tracker (SVT) consists of five layers of double sided, AC coupled silicon strip detectors. The detectors are readout with a custom IC, capable of simultaneous acquisition, digitization and reduction of data. The SVT is an essential part BABAR, and is able to reconstruct B meson decay vertices with a precision sufficient to measure time-dependent CP violating asymmetries at the PEP-II asymmetric e+e _ collider. The BABAR SVT has been taking colliding beam data since May 1999. This report will give an overview of the SVT, with emphasis on its running performance.
1
Introduction
The SVT design requirements and features are described in detail elsewhere 2 ' 3 . The SVT has been designed to provide precise reconstruction of charged particle trajectories and decay vertices near the interaction region. In conjunction with the BABAR drift chamber, the SVT is responsible for particle tracking. The design has been driven primarily by physics requirements, with constraints imposed by the PEP-II interaction region and the BABAR experiment. The PEP-II e+e~ asymmetric storage ring produces B-mesons couples at the T(45) peak with a boost j3j — 0.55 along the beam direction. The resulting average separation of B decay vertices along the beam direction is Az w 250/jm. To avoid significant impact on the CP asymmetry measurement, the mean spatial resolution on each B decay vertex along the z-axis must be better than 80 /mi 1 . To adequately recostruct B, r and charm decays, a resolution of order 100 /xm in the plane perpendicular to the beam line is needed. It is desirable that the SVT provide a tracking efficiency of 70% or more for tracks with a transverse momentum in the range 50 — 120MeV/c. This feature is fundamental for the identification of slow pions from D*-meson decays. The SVT is required to be able to withstand 2 Mrad of ionizing radiation. Forthermore, the accelerator environment demands a radiation monitor-
156
"- Beam Pipe
Figure 1. Schematic view of SVT: longitudinal section. The roman numerals label the six different types of sensors.
ing system capable of aborting the beams when detecting excessive radiation. Finally, the SVT must readout physics events at a LI trigger rate of 2000 Hz. Requirements and constraints have led to the choice of a barrel-shaped SVT made of five layers of double-sided silicon strip sensors. The modules of the inner three layers are straight, while the modules of layers 4 and 5 are arc/j-shaped (Fig. 1), to minimize the amount of silicon required to cover the solid angle, while increasing the crossing angle for particles near the edges of acceptance. To fulfill the physics requirements, the spatial resolution for perpendicular tracks must be 10-15 fim in the three inner layers and about 40 ^m in the two outer layers 2 . The inner three layers perform the impact parameter measurements, while the outer layers are necessary for pattern recognition and low pr tracking. 2
Performance
Due to a series of minor mishaps incurred during the installation of the SVT, nine out of 208 readout sections (each corresponding to one of two sides of a half-module) were damaged and are currently not functioning. There has been no module failure due to radiation damage. The SVT hit efficiency is measured by finding out if there are SVT hits corresponding to the traversed silicon sensors for reconstructed tracks. A global efficiency of about 97% is measured on the half-modules connected to functioning readout sections (Fig. 2). This includes inefficiencies from software reconstruction, dead channels, broken AC coupling capacitors, dead channels on front-end electronics and so on. The
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spatial resolution has been measured on tracks reconstructed by the SVT alone. The resolution (Fig. 3) depends on readout pitch, number of floating strips, noise, and is measured to be about 15/um and 30 — 40/xm for inner 1-3 and outer 4-5 layers, respectively. The reconstruction efficiency of slow pions from D* -¥ Dn decays has been estimated by comparing real and simulated data and found to be larger than 70% for pion momenta larger than 50 MeV/c (see Fig. 4). 3
Radiation Damage
A system of 12 PIN diodes is located near the first SVT layer to monitor continuously the radiation exposure of SVT and to protect the SVT from excessive radiation due to beam instabilities. The radiation dose strongly depends on the azimuthal angle: the diodes situated in the horizontal plane see about 10 times the radiation dose as the out-of-plane diodes. The highest measured dose at the time of writing (October 2001) is 920krad, to be compared with the radiation of budget at this time, 880 krad. Test detectors
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have been irradiated up to about 4Mrad and bulk type inversion has been observed at about 3 Mrad. The electrical properties after inversion have been measured and might allow regular charge collection;4 further investigations are ongoing to reach conclusive evidence. The front-end chips have also been irradiated up to about 4 Mrad: gain and noise degradation of about —3%/ Mrad and + 9 % / Mrad have been recorded, 5 respectively. According to current estimates, horizontal inner modules will accumulate a 2-3 Mrad radiation dose by the end of 2004, exhausting their planned lifetime radiation budget. 4
Conclusions
SVT has been operating efficiently since its installation in BABAR. The basic design goals have been fulfilled. Improved understanding on radiation damage on detectors and front-end electronics has been reached. References 1. The BABAR Collaboration, Letter of Intent for the Study of CP Violation and Heavy Flavor Physics at PEP-II, SLAC-443 (1994). 2. BABAR Technical Design Report, SLAC-R-457 (1995). 3. C. Bozzi et al., Nucl. Instrum. Methods A 447, 15 (2000). 4. I. Rachevskaia, Radiation damage to silicon by GeV electrons, talk given at the 5th International Conference on Large Scale Applications and Radiation Hardness of Semiconductor Detectors, July 4-6, 2001, Firenze. 5. A. Perazzo, private communication.
CHARGED PARTICLE TRACKING WITH THE HERA-B DETECTOR CARSTEN KRAUSS FOR THE HERA-B COLLABORATION Physikalisch.es Institut Universitat Heidelberg, Philosophenweg 12, 69112 Heidelberg The HERA-B experiment at DESY is a large acceptance fixed-target spectrometer using a silicon vertex detector, an inner GEM MSGC detector and an outer large volume honeycomb drift chamber for track reconstruction. The detectors are operated in a radiation environment comparable to LHC conditions. The tracking detectors had been finished at the beginning of year 2000 and have been successfully operated. They represent the worlds largest operated GEM MSGC system and the so far largest drift chamber system for high-rate application. We report on the detector operation, and summarize the performances achieved. We present the performance of the track finding algorithm and report on the reconstruction performance for the year 2000 data.
1
T h e H E R A - B Tracking S y s t e m
T h e H E R A - B detector was designed t o reconstruct decays of particles containing a b-quark with high accuracy. These particles are produced in proton (920GeV) nucleon interactions at t h e H E R A proton storage ring. T h e detector (see Fig. 1) is a forward wire target spectrometer with a silicon vertex detector, a large tracking system built of gaseous detectors, and particle identification detectors. T h e H E R A - B detector was operated until Aug. 2000, then repaired and upgraded during 2001 and will be ready for operation with
the HERA restart in 2002. T h e vertex detector system (VDS) is mounted in a vacuum vessel together with t h e target wires. It consists of 8 super-layers (each consisting of up t o 4 views) of silicon strip detectors with 50/xm readout pitch. T h e first 7 of these super-layers are mounted on R o m a n pots and can be moved to allow machine operation with increased aperture during injection. T h e particle rates in t h e VDS can reach u p t o 3 x l 0 7 s - 1 c m - 2 . In t h e center of mass system t h e coverage of t h e detector is larger t h a n 90% of t h e solid angle. T h e main tracking system of H E R A - B is divided into two p a r t s because the track density varies like 1/r 2 with distance r from the beam pipe. In the inner region (6-25cm distance from t h e center of t h e beam pipe) t h e tracks are measured with the inner tracker ( I T R ) . In this region the particle flux is u p t o 10 7 s - 1 c m ~ 2 . T h e inner tracker in t o t a l covers an area of 17m 2 . T h e outer region (20-600 cm radial distance from t h e beam-pipe) is covered by t h e outer tracker ( O T R ) . In this detector particle densities of u p t o
159
160
Figure 1. Top view of the HERA-B detector. The main tracking detectors stretch from the end of the vertex vessel to the electromagnetic calorimeter. The regions of the tracking system are labeled
10 s s' 1 c m - 2 are measured. The total active area covered by the OTR is 1000m2. The main tracking system starts behind the vertex detector. Several inner and outer tracker stations are installed in the magnet, where the chambers have to be able to work in a magnetic field of up to 0.85T. The tracking chambers are arranged in 0°, +5° and -5° stereo angles. 2
The Vertex Detector System
Charged particles produce more than 7 hits in the vertex detector which is sufficient for a stand-alone reconstruction. The tracks in the VDS are used to reconstruct primary and secondary vertex positions. This information can be used already on the second trigger level to cut on the distance of secondary vertices from the primary vertex to enrich the data sample with long-lived particles. The silicon detectors have a typical signal to noise ratio of 20-25 on the n-side and 15-18 on the p-side. The single hit resolution of the vertex detector is 3-4/Km. The vertex resolution has been measured to be around 40/jm. The very complicated alignment of the movable detector modules is stable and the positions of the system are known to a level of 2-7/mi in the direction perpendicular to the beam-pipe and 5G-250^m along the beam-pipe. This system is fully commissioned and reaches design levels.
161
Figure 2. a) Side view of the vertex detector vessel. The moving mechanism for the upper and lower pots can be seen. The protons enter the vessel from the right b) Side view of a single pot. The aluminum cover to separate the detector module from the primary vacuum is partially removed.
3
T h e I n n e r Tracker
The detector used in the inner tracker of HERA-B is a GEM MSGC. These chambers are a combination of MSGC 1 (micro strip gas chamber) and GEM 2 (gas electron multiplier), as shown in Fig. 3. Both devices produce gas amplification. At the GEM a gas gain of 20-50 and at the MSGC a gain of « 200 is reached. The division of gas amplification is necessary in the HERAB environment, because each device alone can not be stably operated in a hadronic beam with sufficient gas gain. The gain needed for the HELIX 128 readout chip 3 and a strip length of up to 25cm is at least w5000. The inner tracker system is built of 184 chambers with more than 140,000 MSGC strips. The gas used is a mixture of 70% Ar and 30% CO2. The chambers were designed for a maximal radiation exposure of 1 Mrad/y. The operation of gaseous micro pattern detectors in a hadronic environment is very difficult. It could be established that a careful conditioning of the GEM MSGCs in the beam is mandatory for a stable operation. Even after the training of the chambers, a slow switching-on procedure of the high voltage has to be strictly followed. In addition to the careful handling of the chambers, a fast monitoring system controls the high voltage and switches the system off in case of problems.
162
Figure 3. Schematic display of the GEM MSGC. The layout of an inner tracker chamber is shown on the right.
The most common operational problem caused by the conditions in HERA-B is a spark between the upper and the lower side of the GEM. These sparks can develop into discharges on the MSGC wafer or into shorts within the GEM itself. Both of the latter cases have to be avoided, because they permanently damage the chamber. The ITR has a GEM spark detection system integrated in the high voltage distribution system, which reduces the voltage applied at the GEM for « 1 minute after a GEM spark was detected. This protects the GEM from developing a permanent short from a spark. With all these measures it is possible to operate the GEM MSGC chambers in the high rate hadronic environment of HERA-B. On average the 150 inner tracker chambers installed in 2000 were operated for «1Q80 hours each. The inner tracker chambers had an average GEM spark rate of 1.2 sparks per chamber and 24h of operation. The GEM spark rate increases roughly exponentially with the applied voltage. The level of 1.2-8 sparks per operation day at voltages between 420 and 460V can be tolerated. The GEM voltages of all chambers were individually adjusted (420-460V) to reach a similar efficiencies. The individual adjustment was necessary to compensate the observed gain variations in the GEMs, which are most likely production induced. The efficiency level reached is shown in Fig. 4, efficiencies between 91% and 98% were measured, the design efficiency is 95%.
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The Outer Tracker
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The outer tracker uses honeycomb drift chambers (Fig. 5a). These chambers are built of Pokalon Cfoil (a carbon loaded polycarbonate). This foil is coated with copper followed by a layer of gold to increase the surface conductivity. The gas mixture used in these chambers is 65% Ar, 30% CF4 and 5% CO2. The gas gain in the chambers is typically 30,000. Occupancies of up to
164 20% in the central region are measured. The module dimensions are typically 20cm width and up to 4.5m in length. The complete outer tracker is divided into 13 stations, which are instrumented with more than 1000 detector modules. During the R&D for the outer tracker severe aging problems had to be overcome. In the 2000 running period the system was fully installed and routinely operated, but production quality problems kept the efficiency lower than possible with these chambers. This can be seen in Fig. 5b, where some chambers with a high TDC threshold could only reach an efficiency of about 85%. Other - usually non trigger chambers - reached efficiencies of up to 95%. It will be possible to reach a higher level in 2002 because the problems have been identified and largely solved. 5
Track Reconstruction
The main tracking system of HERA-B is divided into three parts: The magnet area, the pattern recognition area and the trigger area (See Fig. 1). The track reconstruction starts in the pattern region. The reconstructed track segments are then extrapolated into the magnet and into the trigger area using a Kalman filter-based algorithm. The tracks are then matched to VDS tracks and a combined re-fit is performed to determine the momentum. During the commissioning phase in 2000 the detector performance was lower than expected and the reconstruction algorithm had to become more robust against missing layers. A new pattern recognition algorithm based on space-points was therefore developed in addition to the existing one based on triplet seeds. The space-points calculated from hits in several layers are matched and combined using quality criteria. This algorithm proved to be very robust and fast. In a Monte Carlo study with a very pessimistic assumption about the detector performance (85% efficiency for the ITR and 90% for the OTR and reduced resolutions for both detectors), the reconstruction efficiency for a /i-track from a J/ip decay is 97%. In Fig. 6 a typical reconstructed event in the pattern recognition region can be seen. The hits in the detectors are marked by crosses, the reconstructed tracks and track segments are marked by the interconnecting lines. 6
Summary
In HERA-B, the first tracking system for LHC-like conditions has been built. The high track density poses high requirements both on the detector technology and on the reconstruction. The vertex detector system is fully com-
165
missioned and works satisfactory. The GEM MSGC technology used in the inner tracker is difficult to operate in the given environment, but it is capable of Milling the requirements. The honeycomb chambers of the outer tracker are a suitable means to cover large areas in a high rate environment. The reconstruction is working with improved speed and efficiency. The commissioning of the HERA-B tracking system was largely completed in 2000. Due to improvements and repairs that have been completed in the meanwhile, the tracking system should reach design performance for the 2002 data taking.
Figure 6. A typical event in the inner part of the pattern recognition area of the main tracker.
References 1. A. Oed, Position Sensitive Detectors with Microstrip Anode for Electron Multiplication with Gases, Nucl Instrum. Methods A 263, 351-359 (1988) 2. F. Sauli, A new concept for electron amplification in gas detectors, Nucl Instrum. Methods A 386, 531 (1997) 3. W. Fallot-Burghardt et al., Helixl28-x User Manual, HD-ASIC-33-0697, http://wwwasic.kip.umheidelberg.de/~feuersta/projects/Helix/helix/helix.html, 1999
THE ZEUS MICRO VERTEX DETECTOR A. POLINI FOR THE ZEUS MICROVERTEX GROUP DESY, Notkestrasse 85, 22607 Hamburg, Germany, E-mail: [email protected] For the luminosity upgrade at the HERA ep collider, the ZEUS experiment has designed, constructed and recently installed a Silicon Microvertex Detector. The design of the detector and the performance of prototypes are discussed. The readout chain, the adopted online and control solutions as well as the integration within the existing trigger and acquisition systems of the experiment are presented. Tests with the full detector prior to installation and the first experience using cosmic rays in the final environment are reported.
1
Introduction
The ZEUS detector at DESY is designed to study high energy interaction produced at the HERA e±p collider. In the year 2000-2001, the 920 GeV proton - 27 GeV electron collider has undergone a substantial upgrade aiming at an increase by a factor 5 in the peak luminosity, corresponding to 200 p b _ 1 integrated luminosity per year. During the upgrade shutdown, ZEUS has been equipped with a silicon vertex detector which, besides a general improvement and extension of the track reconstruction, will enhance the identification of short lived particles. 2
Detector Layout
The Microvertex Detector (MVD) consists of a barrel section with three double layers of sensors surrounding the beampipe and four wheels in the forward, outgoing proton, direction. Longitudinal and transversal views of the detector with respect to the beam line are shown in Fig. 1. The sensors are single sided and made of high-resistivity (3 — 6 kti cm) 320 fj.ro. thick n-type silicon into which p+ strips, 12 /un wide and with a 20 fim pitch, are implanted. The signal is read out via AC coupling of 14 /mi strips placed at a pitch of 120 /jm. The rear side consists of a thick n+ diffusion. Test beam results have shown that, using capacitive charge sharing, a resolution up to 8 fjm can be obtained for tracks perpendicular to the sensor *. In the barrel region two consecutive sensors of square shape (60 x 60 mm), with orthogonal strips, are glued and electrically connected together via a copper trace etched on 50 pm thick Upilex foil. The connection of the
166
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=
Figure 1. Transversal view with respect to the beam line of the forward (a) and the barrel sections (c) and longitudinal view (b) of the complete detector.
sensor assembly to the read-out hybrid is also done via a Upilex foil. This structure with a mirror one having perpendicular strip orientation forms a barrel module with 2048 read-out strips or 1024 channels. Five modules are mounted on a carbon fiber ladder that provides the required stiffness and support for the cooling pipes, cabling and slow control sensors. The forward section consists of four wheels, each made of two parallel layers of 14 silicon sensors of same type as the barrel section but with a trapezoidal shape and 480 read-out channels. Two sensors mounted behind each other form a forward segment and provide a two coordinate measurement via strips tilted by 180°/14 in opposite directions. A more detailed description of the detector layout and of the silicon sensors can be found in 2 . The read-out of the 207,360 channels is done via the HELIX 128-3.0 frontend chip 3 , specifically designed for the HERA environment. This 0.8 /xm CMOS chip is fully programmable and equipped with a 128 channel read-out system and a 136 step analog pipeline. The noise performance of the HELIX depends on the input capacitance (C) and is 400 + 40- C [pF] equivalent noise charge (ENC). Irradiation tests of the HELIX have been presented at this confererence 4 . During normal operating conditions the power dissipation of the HELIX is 2mW per channel while the power dissipation in the silicon sensors is negligible. Eight chips belonging to the same barrel module or the same forward segment are connected together in a programmable failsafe token ring and read out via a single digitization channel.. The analog serialized data are sent through passive copper links to dedicated 10 bit ADC modules 5 . The ADC system, after common noise and pedestal subtraction, provides strip clustering and two output data streams, the first based on cluster data for triggering purposes and the second for complete read-out of accepted events. The read-out is performed via VME Power PC boards running LynxOS and a dedicated software library 6 . The detector is operated at controlled humidity and temperature with dry air flow and water cooling infrastructure.
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3
Final Assembly and Standalone test with Cosmic Rays
After assembly completion, the MVD was set up in a test environment and connected to the final read-out electronics and control infrastructure including the final set of power and signal cables. An extensive test program aiming at the complete understanding of the detector prior to the final installation was performed including a scope test of the front-end electronics and cabling, tests and development of the data acquisition and slow control system, study of signal to noise and detector performance under nominal conditions. Finally a cosmic trigger using scintillator layers surrounding the whole detector was set up and 2.5 million of cosmic events were collected over a period of 3 weeks of continuous running. During the test two barrel modules (out of 206) and a single front-end hybrid were found to be faulty. A preliminary analysis on the cosmic events has been performed requiring at least two hits in both projections in the modules of the outer layer. The input for these calculations was the designed geometrical position of the detectors. A resolution of 70 /im in r — (j> and of 80 fim in the r — z coordinate was obtained, dominated by the systematic uncertainty in the position of the sensors. After alignment corrections the design goal of a resolution of less than 20 fim looks feasible. Results from the cosmic run were also an average efficiency close to the geometrical acceptance of the silicon sensors (i.e. 0.93), a total number of bad channels lower than 2 % and a signal to noise ratio, including the full read-out chain, of at least 13. The noise and pedestal levels have shown to be stable at the level of 1-2 ADC counts although attention has to be payed to environmental parameters like temperature and humidity. Low humidity has turned out to be also important for low and stable currents when operating the sensors at depletion voltage. 4
Integration within the ZEUS experiment
In April 2001 the detector and the associated electronics infrastructure was moved to the final location in the ZEUS experiment. Quick tests on the whole detector have been performed as well as the integration in the ZEUS data acquisition and in the slow control environment. Before the HERA luminosity running, cosmic runs including the MVD and the other ZEUS detector components, were successfully achieved. 4-1
The MVD Data Acquisition and the new Global Tracking Trigger
The ZEUS data acquisition system is based on a three level trigger. Because of the HERA bunch crossing rate of 10.4 MHz, i.e. 96 ns between consecutive interactions, the experiments have required a pipelined read-out design. A
169 First Level Trigger, based on a reduced set of information from the detector components, is issued after 46 bunch crossings and reduces the trigger rate to aproximately 500 Hz. Detector data, stored in deadtime-free pipelines, is subsequently digitized, buffered and used for a Second Level Trigger (SLT) evaluation which is performed first by the single detector components, within 10 ms, and whose combined result is used to lower the rate to 100 Hz. For accepted events the complete detector information is read out and sent to the Third Level Trigger computer farm where event reconstruction and final online selection are performed. As a trigger component, the MVD has stimulated the realization of a new Global Tracking Trigger (GTT), based on the combined information of the Microvertex Detector together with the existing Central Tracking Detector (CTD) and the newly installed forward Straw Tube Tracker. The GTT will provide efficient trigger and reconstruction capability already at the SLT. For the hardware, the strategy has been to use, whenever possible, commercial off the shelf equipment easily scalable and mantainable. After investigation on the performance achievable in terms of data throughput and process latency, a solution based on a farm of standard PCs connected via a Fast and Gigabit ethernet network has been chosen. In the final system, data belonging to the same event and coming from the different tracking detectors is sent, according to a dynamic list of idle processors, to one computing node where the combined information is decoded and a complete tracking algorithm is run. After processing the GTT results are sent to the Global Second Level Trigger and the list of the idle processors is updated. All data transfers are done using standard TCP protocol. For development and performance tests a playback capability has been provided: upon a First Level Trigger the component front-end electronics (currently CTD and MVD) is read out and Monte Carlo or previously saved events stored in memory are injected into the GTT trigger chain at the component VME interfaces, and sent through the system exactly as for regular data. Preliminary measurements using a high transverse energy dijet photoproduction sample with high track multiplicity as well as previously recorded cosmic events, have shown no appreciable increase in the system deadtime or trigger latency, being consistent with the performance of the existing ZEUS DAQ and trigger systems during data taking at the end of 2000. Concerning the algorithm performance, the same simulations have shown that the track resolution is significantly better than the existing CTD SLT 8 , and either approaches or exceeds the current offline tracking resolution for tracks with only CTD information. The vertex resolution of the GTT system, even using only the CTD, is significantly better (10 mm) than the existing
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CTD SLT (80 mm) due to the use of additional detector data not possible before because of the large processing time required. When including the MVD a nominal resolution of approximately 500 /j,m is reached. The efficiency of the GTT reconstruction to find the event vertex is similar to the present offline reconstruction, and approaches 100 % for events with 5 or more tracks. 4-2
Radiation Monitor
The MVD has been equipped with a composite radiation monitoring system to enable instantaneous and integrated dose measurements at several detector points and an automatic beam dump trigger. The designed lifetime of 5 years of operation in the HERA environment sets a limit on the integrated radiation dose that can be tolerated by the detector per year. A dose of about 250 Gy/yr can be seen as a safe limit for low signal to noise degradation partially recoverable by tuning of the front-end parameters. The system has proven to be an invaluable monitoring tool during the upgraded HERA machine commissioning. 5
Conclusions
The status of the new Microvertex Detector recently installed in the ZEUS detector has been reported. First tests in the complete environment and results based on cosmic data are encouraging. The Global Tracking Trigger concept looks promising and will significantly enhance the online tracking resolution. The luminosity run is expected to start early in 2002. Acknowledgements I would like to thank my colleagues from the ZEUS MVD group and in particular R. Carlin, U. Kotz, and C. Youngman for the useful discussions. References 1. 2. 3. 4. 5. 6. 7. 8.
M. Milite, DESY Thesis 2001-050 (2001). E. N. Koffeman, Nucl. Instrum. Methods A 473, 26 (2001). M. Feuerstack, Nucl. Instrum. Methods A 447, 89 (2000). J.J. Velthuis, these proceedings. T. Fusayasu, K. Tokushuku, Nucl. Instrum. Methods A 436, 281 (1999). A. Polini, ZEUS Note 99-071 (1999), unpublished. M. Sutton, C. Youngman ZEUS Note 99-074 (1999), unpublished. A. Quadt et al., Nucl. Instrum. Methods A 438, 472 (1999).
T H E R U N IIB U P G R A D E OF T H E CDF SILICON DETECTORS
S. CABRERA FOR THE CDF COLLABORATION Duke University, Physics Department, Durham, North Carolina 27708, E-mail:
[email protected]
A substantial portion of the Runlla silicon detectors of the CDF experiment will not perform adequately for the duration of Run l i b (15 f b - 1 ) because of radiation damage. The Silicon Vertex Detector (SVX-II) and Layer 00 will be fully replaced at the end of Run Ha. The Run lib silicon tracker has a baseline design that safely achieves the required radiation tolerance by using single sided sensors that are actively cooled. The new Run lib castellated layout contains more silicon surface area and has a more uniform radial distribution. It minimizes the number of hybrid and sensor varieties providing quick construction and assembly. The total mass in the tracking volume is reduced by eliminating unnecessary the passive material from the CDF volume.
1
Introduction
A successful Run II engineering run in 2000 established the 36x36 bunch pp operation at a center-of-mass energy of 1.96 TeV at the Fermilab Tevatron and produced (58 ± 17) nb~ of integrated luminosity for the comissioning of the CDF detector. Run II officially began in March 2001, and luminosity is currently being delivered to both the CDF and Dj? experiments which have started to carry out their ambitious physics programs 1 . Run II is divided into two distinct stages: Run Ha will collide proton on antiproton bunches with a bunch spacing of 396 ns switching to 132 ns bunch spacing at 2-1032cm~2 s - 1 of instantaneous luminosity, and Run lib will maintain the bunch spacing at 132 ns. The number of superimposed interactions per beam crossing a must be kept low enough to allow a comprehensive event reconstruction by the collider detectors. The latest prospects of the Run Ha luminosity levels are an integrated luminosity of 2 f b - 1 and a peak value in the instantaneous luminosity of 2-10 32 cm- 2 s- 1 . The transition from Run Ha to lib in the begining of 2005 will require a shutdown of approximately 6 months, primarily to replace the radiation dama T h i s magnitude obeys a Poisson distribution whose mean is a linear function of the instantaneous luminosity with a positive slope dependent on the number of bunches in the proton and p beam
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aged components of the silicon detectors of the CDF and DJ? b experiments. The goal for the three year Run lib period (2005-2007) together with Run Ha is to accumulate 15 fb~ by increasing the instantaneous luminosity to 5-10 32 cm -2 s _ 1 . One of the major efforts is focussed on increasing the number of antiprotons per bunch in the collider by a factor of 2-3 over the Run Ha value of 3.0-1010 in 2 to 3 years without a major interruption to the Run Ha program. The upgrades in the accelerator system for p production, collection, handling and accumulation are well described elsewhere 3 . 1.1
Radiation damage in the Runlla silicon systems
The capabilities of the CDF experiment for the total integrated luminosity expected in Run II are limited by the radiation damage to the Run Ha silicon tracker c , which is estimated to survive to approximately 5 fb _ 1 . This radiation damage will affect both the silicon sensors and the readout electronics. The silicon sensors of the Run Ha silicon tracker will suffer a deterioration in performance primarily due to radiation damage to the bulk silicon, through displacements of silicon or impurity atoms from their lattice sites. One effect is an increase in the leakage current that degrades the ratio of signal to noise. A second effect is a change in the dopant concentration of the silicon which leads to an increase in the depletion voltage. The SVX-II sensors are double sided and must be operated fully depleted, otherwise the strips on the ohmic side would remain effectively shorted together. These sensors are inherently limited in the bias voltage that they can sustain: the electronics on both sides of the sensors are referenced to a common ground and the applied bias voltage must be held off by coupling capacitors that can withstand ~ 100 volts. The increased depletion voltage will be the dominant mechanism leading to the demise of the SVX-II layers with double sided sensors that combine axial and small angle stereo manufactured by Micron (layers 2 and 4). The same mechanism will be dominant in the case of the single sided Layer 00 sensors. The SVX-II layers with double sided axial and 90° stereo sensors manufactured by Hamamatsu (layers 0, 1 and 3) will die as a result of the combination of both bulk damage effects. The integrated luminosities that can not be exceeded in order to maintain reasonable detector performance were evaluated for the different components of the Run Ha silicon tracker 5 . These limits were under 15 fb _ 1 for Layer 00 and Layers 0,1,2, and 4 of the SVX-II. Other SVX-II components like b
See 2 for a complete description of the Run lib upgrade of the D 0 silicon tracker. See reference 4 for a complete description of the Runlla silicon tracker of the CDF experiment.
c
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the Port-Cards 6 ' 4 ' 7 , that generate the control signals for the SVX3 readout chip, and the electronic components of the DOIMS (Dense Optical Interface Modules) connecting the Port-Cards with the front end electronics, are not expected to survive 5 fb _ 1 . All the layers of the ISL (Intermediate Silicon Layers) 4 will survive Run lib and will not need to be replaced. For mechanical reasons and the tight schedule for this upgrade programme a full replacement scenario of the SVX-II and Layer 00 systems was approved. 2 2.1
The baseline design for the R u n l i b replacement detector Comparison of the Run Ha and Run lib silicon systems
The baseline design of the replacement detector 8 ' 9 has been developed to accomplish several goals. In order to achieve the required radiation tolerance, single-sided highbias-voltage sensors will be used instead of the double sided sensors used in SVX-II detector. Therefore to retain or improve the tracking capabilities of the Run Ha silicon tracker at least twice as many sensors as in the current Run Ha detector will be needed. The current SVX3 chip will be replaced by a new rad-hard SVX4 chip. The new Run lib castellated layout (see figure 1) takes advantage of the entire volume between the beam pipe and the ISL space frame from 2 to 18.5 cm in radius. There is more silicon detector area given that the outer instrumented layers are located at larger radii in the Run lib design (see table 1). The mass distribution is better because the radial gap in the Run Ha detector between the ISL and the SVX-II which was occupied by passive material such as cables and Port-Cards (see section 2.3), has been eliminated. The wedge structure of the Run Ha detector, that maintained the same 12-fold <j> segmentation for all the layers, is abandoned in Run lib in favour of minimizing the number of hybrid and sensor varieties. This is required for the quick construction and assembly, and reduces the overall cost. Layers 2 through 6 (90% of the detector) have a uniform stave design and only 3 sensor types while SVX-II had 5 sensor types. There will be only 4 types of hybrids while SVX-II and Layer 00 have 12 hybrid types. The layers 0 and 1 together have 2 types of sensors, in comparison with the 2 types of sensors for Layer 00 alone in Run Ha. All the layers will use intermediate strips between the readout strips allowing smaller pitch and better hit resolution while keeping the channel count low. The total increase in the number of sensors from Ha to lib is ~250%
174 Power and Control Cables
Figure 1. Run l i b silicon tracker r-0 inner layout versus end view of SVX-II detector at the same scale. ISL detector is not included.
Table 1. The Run lib silicon tracker baseline design in comparison with the Run Ila SVX-II and Layer 00 detectors.
lib Layer L0 inner L0 outer LI L2 L3 inner L3 outer L4 inner L4 outer L5 inner L5 outer L6 inner L6 outer
lib axial R(cm) 1.95 2.35 3.35 4.55 6.45 7.70 9.50 10.6 12.5 13.6 15.5 16.6
lib stereo R(cm)
3.00 (90°) 4.90 (90°) 6.10 (90°) 7.35 (90°) 9.15 (2.5°) 10.25 (2.5°) 12.15 (2.5°) 13.25 (2.5°) 15.15 (90°) 16.25 (90°)
lib Ila
Ila R(cm) R(cm) 1.3 1.85 2.45 (90°) 2.99 (90°) 4.12 (90°) 4.57 (90°) 6.52 (1.2°) 7.02 (1.2°) 8.22 (90°) 8.72 (90°) 10.09 (1.2°) 10.64 (1.2°)
Ila
while the increase in the number of chips and readout channels increases by only ~24%.
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2.2
The silicon detectors
The silicon sensors for the Run lib detector have been chosen with regard to the existing and tested radiation hard technologies needed for the LHC: single sided sensors designed to be operated with high bias voltages to cover an increase in the depletion voltage due to bulk damage in the silicon. The sensors will be actively cooled to be operated at a lower temperature in order to survive higher radiation doses. The single sided sensors are also easier to manufacture, test and handle, avoiding problems during the detector construction. For the innermost layer the sensors will be identical to the Layer 00 sensors. For all the outer axial layers and outer 90° stereo layers the strip (readout) pitch is 44(88) (im. The outer 2.5° stereo layers has a strip (readout) pitch of 45.75(91.5) /zm. The axial layers 0 and 1 have a strip(readout) pitch of 25(50) /j.m. The 90° stereo layer 1 sensors have a strip(readout) pitch of 47.5(95) /xm. The 90° stereo sensors use well established "double metal" technology 10 to simplify readout by providing axial readout strips orthogonal to the implants. Consequently the level of noise will be higher in the 90° sensors, but still within the 40 pF limit for good performance with the SVX4 chip. 2.3
The data acquisition system
The stave is the basic structural unit of layers 1-6. The 156 staves of the outer 5 layers use a uniform design. Each stave is 60 cm long and it is supported at z=0 and ±60 cm. The z segmentation of a given layer consists of two staves, 6 readout modules and 12 silicon sensors. The stave for layer 1 is similar in concept to the stave of the outer 5 layers but both narrower and shorter. Each stave has built-in electrical bus cables and cooling tubes which are sandwiched between six axial sensors in the upper face and six stereo sensors in the bottom face. The electrical bus is a copper-kapton flex cable which is laminated to the carbon fiber surfaces of the stave. The sensors are glued on top of the cable. The core of the stave is fabricated of carbon fiber and rohacell, with integrated 2x6 mm PEEK cooling tubes to cool the sensors, the hybrids and the Mini Port-Card. The polyetheretherketone plastic (PEEK) was selected for radiation hardness and mechanical stability. A readout module is made up of two sensors wirebonded together and a readout hybrid, circuit board holding the SVX4 readout chips and related components. The hybrids are glued onto the silicon surface at one end of the silicon
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sensor in all layers except the innermost (see section 2.4). Four-chip hybrids are used for the outer 5 layers, three-chip hybrids for layer 1 and two-chip hybrids for layer 0. They are wirebonded to the bus cables to provide a connection to the cables coming from the Mini Port-Card. The SVX4 readout chip integrates and digitizes the silicon signals and replaces the SVX3 chip used in the Run Ila silicon detector. It will provide a lower noise and faster rise-time amplification, which allows for larger detector capacitances. It uses standard 0.25 fxm deep sub-micron technology, which is very tolerant to high radiation. The signal-to-noise ratio is expected to be 30% better. Some radiation tests in progress suggest this chip will survive more than 30 fb _ 1 . The Mini Port-Card (MPC) is a simplified version of the Run Ila PortCard (PC) d that uses five Run Ila transceiver chips to regenerate the control signals for the SVX4 chips, but eliminates the complication of optical readout. The MPC will be glued to the end of a stave and electrically connected to the end of the stave bus with wire bonds. The rest of the components of the Run Ila PC not present in the Run lib MPC have been moved to the new Junction Port-Card (JPC) e in order to reduce the mass and the required cooling. The JPC will be moved outside the tracking volume to the face of the central calorimeter location where the cooling required by the active components is available.
2.4
The innermost layer
The layer 0 configuration is axially 12-fold symmetric. The carbon fiber support structure with integrated cooling tubes will be mounted on the beampipe to support the silicon. A readout module in layer 0 consists of 2 sensors glued and bonded together. All Run lib layer 0 sensors are 2 chips wide while Layer 00 has alternating 1 and 2 chip wide sensors. There is only one type of sensor and hybrid which are almost identical to the Layer 00 n two-chip hybrids. Lightweight cables connect the sensors to the hybrids which are located outside the tracking region (|z| >50cm) avoiding the problem of fitting hybrids on narrow inner sensors and reducing significantly the material and cooling requirements. The use of these cables causes a degradation in the signal to noise ratio by the noise pickup and a higher readout capacitance, and thus they are only used on layer 0. d e
See reference 6 ' 7 for more details about the Run Ila Port-Card. See 8 for more details about the Run lib Junction-Port-Card.
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3
Conclusions
The CDF Run lib silicon tracker, which will replace the Run Ila detector because of radiation damage, has a baseline design which is comparable in performance and has many structural advantages. We have discussed this basic design and the components from which it will be built. The design includes 90° layers for precision tracking in 3 dimensions. We look forward to the physics this device will provide in Run lib. Acknowledgments I am indebted to the CDF Run lib Silicon design group, in particular I would like to thank P.Azzi-Bachetta, N.Bachetta, D.Benjamin, B. Flaugher, J.Goldstein, C.Hill, J.Incandela, M. Kruse, P. Maksimovic, T.Nelson, D. Stuart, K. Yamamoto and W-M. Yao for a very enjoyable collaboration. References 1. J. Spalding for the CDF coll., "The Run II upgrades and physics prospects'' , These proceedings. 2. A. Bean for the Dj? coll., "Design of un Upgraded Dj? Silicon Microstrip Tracker for Fermilab Run2", These proceedings. 3. M. Church, "Substantial upgrades to Tevatron luminosity", hepex/0105041. 4. F.Palmonari for the CDF coll., "The CDF II silicon tracking system", These proceedings. 5. N. Bacchetta et al., Run2b Silicon Working Group Report, CDF internal note 5425, September 2000. 6. M.Bishai for the CDF coll., "The silicon data acquisition system and front-end electronics for CDF Run II, These proceedings. 7. S.Dauria for the CDF coll., "Comissioning and Operation of the CDF SVX detector", These proceedings. 8. The CDF coll., "Run 2b Technical Design Report ", November 2001. 9. B. Flaugher and N. Bachetta (CDF coll.) internal talks: http://wwwcdf.fnal.gov/internal/run2b/Run2b-silicon.html 10. G. Bolla et al (1998-1999) "Silicon microstrip detectors on 6-inch technology", Nucl.Instrum.Meth. A435, 51-57. 11. T.K. Nelson, "The CDF Layer 00 Detector", Pub. Proc. The Meeting of the Division of Particles and Fields (DPF 2000) of the American Physical Society, Columbus, OH, Aug. 2000. FERMILAB-CONF-01/357-E
T H E B T E V PIXEL D E T E C T O R S Y S T E M L.MORONI * INFN Sez. di Milano, Via Celoria 16, 20133 Milano, Italy E-mail: luigi. moroniQmi. infn. it BTeV is a collider experiment approved to run at the Tevatron at Fermilab. The experiment will conduct precision studies of heavy flavor decays, with particular emphasis on CP violation, flavor oscillations and rare decays. One of its unique features is a state of the art pixel detector system, designed to provide accurate measurements of the decay vertices of heavy flavored hadrons that can be used in the first level trigger. This will insure the ability to perform precision study of a variety of final states and to search for rare phenomena with very high efficiency. The main design features of the pixel vertex detector are reviewed.
1
Introduction
BTeV is an experiment expected to be running in the new Tevatron CO interaction region at Fermilab. Its physics goals encompass precision measurements of all the CKM phases that can be extracted from CP violation observables in b decays, charm and beauty rare decays and flavor oscillations 1. This experiment exploits two important advantages of the "forward" region: the correlation in the direction of the b and b produced that improves the flavor tagging efficiency, and the boost that allows the implementation of an efficient trigger algorithm based upon the identifications of detached charm and beauty secondary vertices. The key element in this triggering approach is the pixel vertex detector. The pixel technology has been chosen instead of silicon strips because of the superior pattern recognition capabilities and stronger resilience to radiation damage. The geometry and readout scheme chosen are optimized for our physics goals through detailed Monte Carlo studies. A recent extensive beam run 2 that took place at Fermilab in 1999 validates the accuracy of our predictions. 2
BTeV pixel system overview
The pixel vertex detector is located at the center of BTeV, inside a 1.6 T dipole magnet. The detector system is located in a secondary vacuum, separated from the beam vacuum by a thin Al membrane ( « 150/um thick) that fulfills •REPRESENTING T H E BTEV PIXEL GROUP
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179
Figure 1. Schematic view of a pixel half plane. Clearly visible are the shingled support structure with embedded cooling tubes and the hybrid pixel detector modules. The top layer is the high density cable routing signals and bias voltages.
also the purpose of shielding the sensor and associated electronics from RF pick-up. It encompasses 30 tracking stations, uniformly distributed over 1.28 m. The telescope length is matched to the expected length of the luminous region (az « 30 cm). Each station is composed of two pixel planes. Each plane has about 500,000 pixels in a 10 cm x 10 cm area, excluding a small central hole in the beam region. Fig. 1 shows one of the two L-shaped structures that make up a detector plane. These structures are retractable, as we are planning to move them away from the beam during injection. The design of a system satisfying these requirements without degrading the intrinsic hit resolution achievable is very challenging and the key aspects of our approach will be discussed below. The pixel devices are bump bonded to the readout electronics being developed at Fermilab. The hybrid sensor-readout assembly will be hosted on "shingled" carbon composite structures that allow close to 100% coverage over the active area. These structures will include integrated cooling channels. The unit pixel cell is 50 /mm x 400 jim. The technology chosen is n+/n/p+, namely the readout elements are located on the ohmic side of the device. This insures that the device is still operational after type inversion, even if it needs to be biased below full depletion voltage. In this approach the key design issue is the technology adopted to insure that adequate inter-pixel insulation
180
is achieved throughout the sensor lifetime. More details on our strategy will be given below. The final version of the electronics will feature analog readout including a 3 bit flash ADC in each pixel cell. The technology chosen to achieve the desired radiation hardness is 0.25 fim. CMOS process, implemented by two commercial foundries. Prototypes featuring a few cells have demonstrated that even after being exposed to 32 MRad of radiation, the analog performance of this front end still satisfies the experiment requirements. The readout electronics is close to the beam. Its control signal and output data are routed to the periphery through two flex circuits, a high density one, with very minute feature sizes, carrying the signals to the periphery of the pixel plane, connected to more conventional flex cables that fan the signals out of the vacuum box. The hybrid pixel detector is attached to a low mass support structure. The hybrid detector is going to be attached to the substrate at room temperature and then maintained at a temperature of about « —5°C to — 10° C. The substrate includes integrated cooling channels. Prototyping work is under way in collaboration with ESLI Technologies. The total material in a detector plane is 0.9% of a radiation length, mostly consisting of the silicon in the sensor and readout chip. 3
The hybrid silicon pixel detector
This paper will focus on our recent results on the sensor development and the bump bonding R&D 3.1
The pixel sensor
We have performed extensive test bench studies on sensors with p-stop interpixel insulation, which were manufactured for us by SINTEF, Oslo. Sensors were irradiated at the Indiana University Cyclotron Facility. Fig. 2 shows an example of the current-voltage data measured from a p-stop sensor including 12x92 cells and 10 guard rings. The measurement is performed by applying the reverse bias to the backplane and grounding all the pixel cells. We studied both oxygenated and non-oxygenated wafers. We found no significant difference between these two kind of wafers. In most of our measurements the breakdown voltage exceeded 400 V and did not change appreciably upon irradiation. The depletion voltage does not exhibit a steep increase as a function of the dose after type inversion. For example, at a fluence of 4 x 1014 p/cm 2 , sensors with an initial depletion voltage of 200 V showed a depletion voltage of
181
200
300
400
500
Voltage (V) Figure 2. Current-voltage characteristics for a SINTEF sensor before irradiation and after 4 x 10 1 4 p / c m 2 fiuence.
about 120 V. Irradiated and non-irradiated detectors will be studied with test beam data to be acquired in the summer of 2002. The static measurements indicate that the p-stop approach may be adequate for our application.
3.2
Bump bonding studies
We have identified two vendors for our initial study: Advanced Interconnect Technology, LTD (AIT) of Hong Kong, to explore the indium bump approach, and MCNC in North Carolina, USA, to explore the solder bump approach. To establish the reliability of each technology, as well as its radiation resilience, we have fabricated dummy detectors with rows of daisy chained bumps. The study of the electrical properties of these strips allows us to identify open or high resistance bumps. The resistance between neighboring strips allows to identify shorts. The indium bump detectors were on an even finer pitch than required (30 /xm). We monitored the quality of the bumps
182 Table 1. Rate of occurrence of problems (per bump) for dummy hybrid detectors manufactured with indium bumps (AIT) or solder bumps (MCNC). The cooling and heating cycles are described in the text. Problem bad contact after 1 yr bad contact after cooling bad contact after heating
In bumps 2.1 x 1 0 - 4 2.2 x 10~ 5 2.1 x 1 0 - 4
Solder bumps 4.0 x l O - 4 1.4 x l O " 4 6.3 x l O " 4
over the period of 1 year. We performed thermal cycling (alternating exposure to -10°C for 144 hours and +100° C for 48 hours in vacuum) and irradiated the dummy detectors with a 137 Cs source up to a dose of 13 MRad. Table 1 shows the rate of bump faults, manifesting themselves as high resistance developed through the daisy chained bumps. It can be seen that both techniques are highly reliable. Upon irradiation, the indium bumped detectors developed high resistance in a systematic pattern, almost in every first channel in a group of four. The grouping is a pattern characteristic of the specific sensor design. This effect is attributed to indium diffusion, with subsequent oxidation accelerated by radiation. Oxidized indium exhibited higher resistance. This effect was more prominent in the first cell of the group, as the edge cells have more exposure to Oxygen. Solder bumped hybrid detectors were affected mostly by a deterioration of the Al traces, that frequently became extensively flaky and bubbly upon irradiation. Thus the bump failure rates are extremely small in both technologies provided that we take enough precautions to avoid exposure to oxygen, as accelerated oxidation is an expected consequence of radiation exposure. 4
Acknowledgements
I would like to thank Gabriele Chiodini, Maria R. Coluccia, Simon Kwan and all the Pixel R&D group of Fermilab for useful discussion. I am particularly indebited with Marina Artuso for her precious suggestions in preparing this manuscript. References 1. A. Kulyavtsev, et al. BTeV proposal, Fermilab, May 2000. 2. J.A. Appel et al, hep-ex/0108014; to be published in Nucl. Instr. and Meth. A.
MONOLITHIC CMOS PIXELS FOR C H A R G E D PARTICLE TRACKING YU.GORNUSHKIN, G.DEPTUCH, M.WINTER IReS, IN2P3-CNRS/ULP, BP20, 67037 Strasbourg cedex, France E-mail: [email protected] G.CLAUS, W.DULINSKI LEPSI,
IN2P3/ULP, 23 rue du Loess, BP 67037 Strasbourg cedex 02, France
20,
The increasing need of high performance flavour tagging capabilities in particle physics experiments has triggered the development of a novel - fully integrated silicon pixel detector, called Monolithic Active Pixel Sensor. The first MAPS prototypes adapted to the detection of minimum ionising particles (mip) were designed and fabricated in standard CMOS technology. Their first tests demonstrate that the sensors detect mips with high signal-to-noise ratio, detection efficiency close to 100% and provide excellent spatial resolution. The main aspects of these results are summarised in this paper, together with preliminary results on the radiation hardness of MAPS. An outlook on the R&D started to adapt and integrate the sensors for future vertex detectors is also provided.
1
Principle of operation and detector description
Monolithic Active Pixel Sensors (MAPS) constitute a novel technique for silicon position sensitive detectors which allows integrating on the same substrate the detector element and the read-out electronics. The principle of operation of MAPS optimised for charged particle detection is based on a concept similar to that used in CMOS cameras - a rapidly growing up alternative to the CCD technology in digital photography and video applications 1. A thin epitaxial layer of low-resistivity silicon (doped to the level 1015 c m - 3 ) is used as a sensitive detector volume. The charge generated by the impinging particle at a rate of about 80 electron-hole pairs per 1 /xm is collected by a n-well/p-epi diode, created by n-well implantation into the epitaxial layer. The electrons liberated in epitaxial layer diffuse towards the diode within a typical time of a few tens of nanoseconds 2 . Because of the three orders of magnitude difference between the doping levels of the p-epitaxial layer and of the neighbouring p + + wells and substrate, potential barriers are created at the region boundaries, that act like mirrors for the excess electrons. Such a detector can be fabricated through a standard and therefore cost effective and easily available
183
184
_ ^
Pi Pi Pi =. Pi
Figure 1. Schematic diagram of MIMOSA read-out electronics.
CMOS process. In order to validate the ideas presented and to investigate the potential of the technology, four prototype chips with pixel arrays of slightly different design were fabricated. The first two prototypes, called MIMOSA" -1 and -2, were fabricated in two different CMOS processes: MIMOSA-1 in a 0.6-/xm process featuring an epitaxial layer of about 14 /on, MIMOSA-2 in a 0.35-/xm process with less than 5 /mi epitaxial layer thickness. MIMOSA-1 (resp. MIMOSA-2) contain four (resp. six) independent matrices of active elements having slightly different design. Each matrix consists of 64x64, 20 /xm wide, pixels. The individual pixel is comprised of three MOS transistors and a floating diffusion diode. The diode was implemented in the center of each pixel in most matrices. For one MIMOSA-1 matrix however, each pixel hosted four diodes connected in parallel, and one MIMOSA-2 matrix hosted two diodes per pixel. This was supposed to reduce the charge dispersion and collection time, at the expense of increased noise reflecting the higher node capacitance and the smaller charge-to-voltage conversion gain. Compared to MIMOSA-1, MIMOSA-2's design incorporates few new ideas, including features improving the read-out speed and the radiation hardness. The thinner epitaxial layer of MIMOSA-2 was expected to translate into less signal than MIMOSA-1. This feature was compensated by a lower noise level consecutive to smaller node capacitance and very small diode leakage current. Basic prototype parameters, such as the total conversion gain and the pixel equivalent noise charge (ENC), were determined with a 5.9 keV X-ray source of 55 Fe. Scematic design of MIMOSA chips is presented in Fig.l. More details on the chip architecture, principle of operation, results of the device simulation and of the tests with the X-ray source can be found in 2 ' 4 . "standing for Minimum Ionising M O S Active pixel sensor.
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Figure 2. Left: Collected charge (most probable value) as a function of the cluster multiplicity. Right: Residue distribution of a track position measured by 1 diode/pixel MIMOSA-1 sensors (corrected centre-of-gravity method)
2
Test b e a m s t u d i e s
The first two MIMOSA chips were tested with a pion beam of 120 GeV/c at the CERN SPS. A beam telescope 3 of 8 planes of high precision silicon strip detectors, grouped in pairs of planes providing two orthogonal coordinates, was used to define the beam particle trajectory and intersection point with the MIMOSA plane with an accuracy of ~ 1 [im. The individual pixels were read out serially and an external 12-bit flash ADC unit digitised raw information from each pixel. The read-out clock cycle frequency used was 2.5 MHz for MIMOSA-1, and up to 10 MHz for MIMOSA-2. The off-line signal processing started with correlated double sampling (CDS) 5 to eliminate some dominant noise components. The remaining noise was evaluated from the first 250 events of every run and used to compute the pedestals subtracted from the CDS outcome as well as the noise entering the signal-to-noise (S/N) calculation. A cluster finding algorithm, using pixels with S/N > 5 as a seed, reconstructed clusters matching the beam telescope prediction. The charge collected in the cluster is displayed on Fig.2 (left) as a function of the cluster multiplicity. The values found are in agreement with the simulation results 6 . Typically, about 90% of the total charge was concentrated within a cluster of 3x3 pixels and the whole charge was contained within 18 pixels in most cases. As predicted, the 4 diodes/pixel option of MIMOSA-1 provided the most concentrated charge distribution. The charge collected with MIMOSA-2 (1 diode/pixel) was less spread than with MIMOSA-1, as expected from the thinner epitaxial layer. The coordinate of the track impact was measured using the charge distribution in the cluster. After a precise alignment of the prototypes w.r.t. the telescope, the v/idth of the distribution of the residue between the telescope extrapolation
186 Table 1. Major performances of the MIMOSA prototypes. Prototype Number of diodes/pixel Pixel noise (mean value) [e~ ENC] Signal-to-noise ratio (mean value) Detection Efficiency [%] Spatial resolution [/mi ]
MIMOSA-1 1 4 12 25 42 32 99.2 ± 0.2 99.5 ± 0.2 2.1 ± 0.1 1.4 ± 0.1
MIMOSA-2 1 9 22 98.5 ± 0.3 2.2 ± 0.1
and the MAPS reconstructed impact position varied from 1.7 to 2.5 /xm, depending on the chip design (Fig.2 right). The best resolution was achieved with MIMOSA-1, with 1 diode/pixel, the charge distribution being the widest and the S/N ratio being the highest. After subtraction of the track prediction resolution (~ 1 /xm), the intrinsic resolution of MIMOSA-1 came out to be better than 1.5 /xm. The performances of both prototypes are summarised in Table 1 and in 5 .
3
Preliminary results on radiation tolerance
The two prototypes were irradiated with 30 MeV/c protons and 10 keV Xrays. Irradiation effects were investigated by studying changes in the sensor response to 5.9 keV photons emitted by a 55Fe source. It was observed that 600 kRad X-rays provoke an increase of the diode leakage current by more than an order of magnitude. Similarly, a dose of 5 x 10 11 p/cm 2 induces a factor of 5 increase of the diode leakage current and a loss in the charge collected of about 40 %. On-going studies of sensors exposed to neutrons sources will clarify in which extend the observed sensitivity to protons is due to mechanical deformations of the epitaxy or if it originates from other degraded parts of the sensors (e.g. interfaces). Independently of the outcome of this study, present results on the radiation tolerance of CMOS sensors are encouraging, the first MIMOSA prototypes satisfying already the requirements of several applications (including those of a future e+e~ linear collider). Moreover, the influence of the temperature on the chip performances will be investigated in order to reduce its sensitivity and to recover (at least part of) the observed performance losses. Finally, forthcoming sensor prototypes will allow to continue exploring the radiation tolerance of the sensors and to design chips exploiting more and more efficiently the real potential of their technology.
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4
Outlook: N e x t R & D steps
The validity of the CMOS sensor detection principle for charged particle being established, the present phase of development aims to explore the technology potential of the sensors (by testing alternative sensing devices, by studying and improving the sensor radiation tolerance, etc.) and to adapt them to various applications. Recently, a third prototype was fabricated in a standard 0.25 //m deep submicron IBM process with 8 x 8 fim2 wide pixels, and a fourth chip was manufactured in a 0.35 ^m AMS process with no epitaxy. These new arrays, which host various sensing devices, are currently being tested. Aiming to validate the sensors as building blocks of future vertex detectors, the design of the first real scale prototype (MIMOSA-5) was recently sent for fabrication in the same 0.6 /jm process as MIMOSA-1. The chips have the size of a CMOS reticle (i.e. about 19.4 x 17.4 mm 2 ) and consist of 4 independent matrices of 512x510 pixels with 17 fim pitch. They are stitched together along one direction across the wafer. Ladders of 5 or 7 chips are being achieved in this way. They will offer the first opportunity to test on real scale the performances observed with small scale prototypes, to investigate the chip production yield and the properties of stitching, and to experience the read-out of millions of pixels. A crucial issue of the next R&D steps will be the design of fast read-out micro-circuits integrated on the sensor substrate and including sparsification. 5
Conclusion
First prototypes of CMOS sensors designed for charged particle tracking show that this detection technique provides excellent performances (e.g. S/N ~20-=-40, detection efficiency >99%, spatial resolution down to ~ 1.5 /mi). Whether the latter can be reproduced on real scale will come out from the tests of the first large device, currently fabricated. The coming three years are expected to allow designing fast read-out micro-circuits with sparsification integrated on the chip as well as to explore extensively the real potential of this technology. The outcome of this programme will determine in which extent CMOS sensors can be used in future vertex detectors.
References 1. B.Diericks et al in Proc. IEEE CCD&AIS workshop, Brugge, Belgium (June 1997),p.Pl;
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2. R.Turchetta et al., Nucl. Instrum. Methods A 458, 677 (2001); 3. C.Colledaniet al, Nucl. Instrum. Methods A 372, 379 (1996); 4. M.Winter et al., Proceedings of IEEE NSS Conference, October 2000, Lyon, France; 5. Yu.Gornushkin et al., Proceedings of the Vienna Conference on Instrumentation, February 2001, Vienna, Austria, and references therein; 6. G.Deptuch et al., Nucl. Instrum. Methods A 465, 92 (2001).
STATUS AND NEW LAYOUT OF THE ATLAS PIXEL DETECTOR P. NETCHAEVA INFN Genoa, Italy on behalf of the ATLAS Pixel collaboration [IJ
The ATLAS Fixe! detector is based on a set of radiation-hard electronics chips able to resist a dose of SOOkGy. The implementation of these chips in the DMILL technology did not give the expectedresults.Re-design of the radiation-haw! clips in DeepSubMicron technology is ongoing, but has implied a one and a half year delay in an already tight schedule. Major layout changes have therefore been necessary to allow installation of the ATLAS pixel detector at LHC start-up. This paper illustrates the status of the ATLAS pixel project, the motivations for the new layout, the way this should be implemented and the prototype fabrication and testing.
1. INTRODUCTION
The ATLAS Pixel detector has been already described elsewhere [1] and will be only briefly recalled here. This detector should be able to measure three space points in the pseudorapidity region up to |T|| = 2.5. It is made of two barrel layers, initially having 10.1 cm and 13.2 cm radius, plus so called b-layer of 4.3 cm radius. The main aim of the b-layer is to allow better impact parameter resolution for B-physics and for ©-tagging. The forward region is covered by set of 5+5 disks with internal and external radii of, respectively, 12.6 cm and 18.7 cm. The detector system is composed of modular units (fig.l).
Fig.l. ATLAS Pixel module.
Each module consists of a silicon sensor tile, sixteen front-end readout integrated circuits (FE chips) and a kapton flex hybrid. The flex hybrid distributes power and control signals to the FE chips and allows reading them out through a module control circuit (MCC). Passive components including termination resistors, decoupling capacitors and temperature sensor are also included. The sensitive area of a module, i.e. of a sensor tile, is 16.4 mm x 60.8 mm. The FE chips are connected to the pixel cells
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19Q
through bump bonds. The size of one pixel is 50 am x 400 um and each FE chip serves 18 x 160 pixel cells. The flex hybrid is glued to the backside of the sensor tile; electrical connections from the MCC and the 16 FE chips to the flex hybrid are done through ultrasonic wedge bonding. 2. RADIATION HARDNESS
2.1 Sensors
Radiation damage in the severe LHC "environment can result in a voltage for full depletion of silicon detectors, which may exceed the maximum allowed operation voltage, and thus requires the detectors to be operated only in partial depletion [1]. The baseline design of ATLAS Pixel silicon sensors is characterized by: ® n + pixels on oxygenated n-bulk material (double-sided processing) to allow partially depleted operation [2], • moderated p-spray isolation to allow for high voltage breakdown after the type inversion, ® a bias grid to allow the sensor testing before module assembly. The sensors radiation hardness to 10 years of LHC operation has been proven [3]. One of the proofs recently obtained is the interpixel isolation test, which demonstrates no ionization-induced damage (fig.2). The sensors under test have been irradiated up to 500 kGy with 20 keV electrons; bias voltage of 500 V has been applied during the irradiation. The I-V curves show the pinch off at higher voltages for the irradiated sensor, but the interpixel isolation (about 100 MOhm at 100 V bias) is still sufficient.
upteSMkSy, with 500 V Was during Irffufatfon j
so
Fig.2. Interpixel isolation test
The preproduction of 150 good tiles has been done; careful tests have confirmed that the ATLAS specifications are met. The production will start in January 2002.
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2.2 Electronics The four integrated circuits: FE chip (16 per module), MCC (event builder for 16 FE chips), VDC (VCSEL Driver Chip to drive data off-detector) and DORIC (to decode/encode clock and control signals) have been implemented in the DMILL radiation hard technology. Despite the large efforts of the Pixel collaboration this technology has not been able to produce the most complex chips (FE and MCC) with acceptable yield. Therefore the DMILL design work was stopped and maximum priority had been given to translate the various designs to the DeepSubMicron (DSM) technology. First digital DSM test chip had some limited functionality but worked roughly as expected. The analog test chip had been submitted to IBM and TSMC in February / March 2001. This chip contained the preliminary designs of analog blocks of 20 pixels and other analog circuits, as well as the final layout of the critical items. On-line results and first tests done after irradiation (at a dose of 610 kGy with 55 MeV protons) indicated little or no change in performance of the test chip. 3. INSERTABLE LAYOUT The failure of the DMILL design and the transition from DMILL to DSM has generated 1.5 years delay in the Pixel detector schedule and made impossible the "ready for installation" date initially foreseen (april 2004). This date was required to install the Pixel detector together with the Barrel Inner detector. The "Insertable" layout decouples the Pixel detector from the rest of the Inner detector and allows its independent installation later. This decoupling is obtained installing a 7 m long support tube together with the Barrel Inner detector. The Pixel system can then be slided in this support tube when the vacuum is broken and the forward section of beam pipe is out. The central section of beam pipe is integrated in the Pixel system and move with it. The Pixel system, services and beam pipe are prepared on surface, lowered using a temporary support and rolled into the support tube held by SCT barrel. The services for all but blayer should go out both sides. The b-layer services go out on one side to allow installation and dismounting together with the beam pipe in place. To fit the SCT bore the Pixel system had to be squeezed (the outer barrel radius has been changed from 14.2 cm to 12.2 cm) and shortened (fig.3). The number of disks is reduced (from 5+5 to 3+3); all disks have been made equal (8 sector each) and come closer to the interaction point. The inner radius of the Pixel system has increased from 4.1 cm to 5.0 cm because of the beam pipe radius increase. In total, the detector active area is reduced by 17 %. The Insertable layout has some reduced performance. In the plot for probability to have less than 3 hits (fig.4) we see some losses due to clearances in the barrel section.
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SECTION A-A 1& Side A view 676 MODULES LMER181J2S
<mmoui.es LMEMR w.i IBS MODULES B-LnYERR SOS
Fig.3. The new Pixel detector layout.
The peak at r| = 1.5 -f- 2.2 is caused by inability of getting the first disk close enough to barrels, while the peak at T) = 2.5 arise because the minimum inner radius of the disks must be compatible with the b-layer insertion. The Pixel detector material is increased at high r\ and become more asymmetric since b-layer services exit one side (fig.5). The impact parameter resolution degrades at low momenta due to the b-layer radius increase. 0.)
».2S 0.2
&.15 0.1 0 05
^ T O ^ i i u,
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Fig.4. Probability for less than 3 layers hit versus pseudorapidity for the Insertable layout.
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Mg.5. Material budget (X»). i i $ i t the previous layout, dark: Insertable layout.
4. LOCAL SUPPORTS It was necessary quite some ingenuity to preserve most of the mechanical design of ATLAS Pixel system already done, including both local supports: barrel staves and disk sectors. The shingled stave support (fig.6a) offers hermetic coverage over the full acceptance range of each barrel pixel layer.
Fig.6. Local supports: a) the bi-stave assembly: two staves with modules; b) tbe sector assembly with modules attached on one side.
Pixel modules are glued onto the carbon-carbon thermal management tiles (TMTs) to form individual mechanical modules. The TMTs have a machined groove, which accommodates a cooling tube, and makes contact to it through thermal grease. In the disk part the Pixel modules are placed on both sides of each disk to ensure continuous active coverage. This placement leads naturally to a sandwich construction for the disks with facings of high stiffness and high thermal conductivity on either side of a light core with an embedded coolant channel. A disk is divided into the angular regions, called sectors (fig.6b), of convenient size and cooling load. The set of quality control tests has been defined to estimate the local supports quality [4]. In order to achieve an acceptable lifetime of silicon detectors, the operating temperature must be maintained at or below 0°C. The temperature of the pixel silicon
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sensors is determined by the heat load generated by the electronics attached to the sensors, the leakage currents in the sensors, the heat flow from the surrounding power and cooling services and heat flow from/to outside the pixel detector volume. Since the heat transfer efficiency to the surrounding environmental gas is very low, the temperature of the sensors is driven by the heat dissipation efficiency of the cooling structures. Therefore, the transverse thermo-conductivity of the local supports has to be measured. The carbon-carbon electrical resistance is used for the local support heating. The power applied to one stave shingle in the test is equal and simulates the typical power used by one detector module in operation. The cooling is being performed with turbulent water flux. The temperature control is done with a thermocamera. An example of a good stave thermo-image is shown on-fig. 7s.
FIf.7. Local supports tamo-conductivity test: a) the good stave; b) the "defective" stave.
The temperature structure on the image corresponds to the stave variable thickness and, therefore, the resistance. A stave internal structure defect has then been simulated: the thermal grease between the aluminium pipe and the carbon-carbon TMT has not been put for a length of ~1 cm. The temperature distribution along the defective stave (fig.7b) is significantly different from the regular one; the defect can be easily identified and the stave can be rejected at this early stage. 5. MODULE TESTS
The main quality factors of the pixel modules are: threshold and noise, both their mean values and their dispersion over the entire matrix, the number of dead pixels and the
195 stability of all these values during the operation. To check the operation and define the characteristics of each pixel module the following laboratory tests are performed: • Digital test: digital signals are injected after each pixel discriminator; this allows to verify the proper functioning of the read-out chain. • Analog test: analog signals are injected at each preamplifier input; this allows to measure the threshold and noise values. After this test the tuning of threshold values for every FE chip is done. • Test with source: 109Cd (22KeV y), 241 Am (60KeV y), 90Sr (|3) are used to verify the whole chain (sensor-readout) quality. The self-triggering capability of the electronics greatly simplifies this kind of test. About 20 functional pixel modules with slightly different electronics, flex and bump design have been assembled during the period 1998-2001. The threshold value at which it was possible to operate them varied between 3000e and 5000e, with sigma values of 150-300e. The noise value is in the range of 150e-300e. The modules were operated on the SPS (H8, 7t+ 180 GeV beam) at CERN, laboratory results have been confirmed including good stability. 6. CONCLUSIONS A new Pixel detector layout that allows installation independent from the rest of the ATLAS Inner detector has been procured. This layout has minor acceptance and resolution losses, but facilitates installation, repair and upgrades. The mechanical changes did not offset the global schedule. The local supports design did not need any change and their production will start soon. The sensors pre-production has been successfully completed. The laboratory and beam tests demonstrate the good performance and stable operational characteristics of pixel detector modules.
REFERENCES 1. ATLAS collaboration, ATLAS Pixel Detector TDR, CERN / LHCC / 98-13 (1998). L. Rossi, The ATLAS pixel detector. Nuclear Instruments and Methods in Physics Research Section A 435 (1999) n.l, 2, pp 80-90. F. Ragusa, Recent Developments in the ATLAS pixel detector. Nuclear Instruments and Methods in Physics Research Section A 447 (2000) n. 1, 2, pp 184-193. 2. G. Lindstrom et al, Radiation hard silicon detectors-developments by the RD48 (ROSE) collaboration. Nuclear Instruments and Methods in Physics Research Section A, 466 (2001), n. 2, pp 308-326. 3. R.Wunstorf for the ATLAS Pixel collaboration, Radiation tolerant sensors for the ATLAS Pixel detector. Nuclear Instruments and Methods in Physics Research Section A, 466 (2001), n. 2, pp 327-334. 4. ATLAS Pixel Local Supports Requirements, ATLAS Project Document ATL-IPEP-0005.
T H E ATLAS SILICON M I C R O S T R I P T R A C K E R C O N S T R U C T I O N STATUS D. F E R R E R E DPNC,
Universite
Representing
de Geneve, the ATLAS
Geneve, SCT
Switzerland
Collaboration
The Semiconductor Tracker (SCT) is based on a large area of silicon microstrip sensors inside t h e ATLAS inner detector system. About 4100 detector modules must be assembled and placed on 4 barrel cylinders and 18 forward disks. Most of the modules are composed of 4 single sided detectors mounted back to back with 40 mrad rotation allowing the reconstruction in the other direction. The sensors are read-out by a copper/Kapton multilayer hybrid which holds 12 binary read-out ASICs. The commands and data are transmitted via optical fibers. T h e SCT is designed to operate 10 years in the LHC and, all the active and passive module components must survive a high radiation level. A description and a current status of the silicon detectors and the SCT modules will be given. T h e electrical performances of the prototype modules will also be discussed.
1
Introduction
The Semiconductor Tracker (SCT) which is based on silicon microstrip sensors, will be a part of the inner tracking system of ATLAS 1 and is embedded in a 2 T field. The inner detector 2 is composed of 3 tracking systems: a semiconductor pixel detector, the SCT and the Transition Radiation Tracker (TRT). The design of the inner detector is motivated by the physics requirements of a good tracking performance for the reconstruction of secondary vertices, track impact parameters, track isolation and the measurement of the high momentum particles. The SCT detector consists of 4 barrel cylinders and 9 forward disks on each side surrounding the ATLAS interaction point. It allows the reconstruction of 4 space points inside a coverage of \TJ\ <2.5. The size of SCT is 5.6 meters times 1 meter diameter. The expected mean event rate is 23 interactions every 25 ns bunch-crossing for a design luminosity of 1034 cm~2s~1, with fluctuations about that value. The high bunch-crossing frequency requires a fast front-end electronics response and an efficient signal processing. Due to the high radiation environment, damage is induced into the electronics and the silicon detectors. They are required to operate with the specified performance over 10 years in the LHC. The maximum expected cumulative fluence is 2 x 10 14 1 MeV neutron equivalent per cm 2 .
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197 2
The modules
The SCT module designs have been made to ensure hermeticity over all azimuth angles in the range \rj\ <2.5. Five varieties of module (Fig. 1) will be built: one barrel and 4 forward types (inner, middle, short-middle and outer). In addition to the good electrical functionality of the modules that is expected over 10 years of operation, all modules must satisfy the thermo-mechanical specifications. Up to 7 W on the electronics side plus 1 W on the detector side will be dissipated during operation. Since the detector leakage current is dependent on the temperature, the heat dissipation must be efficient enough to avoid thermal runaway 3 . A material of very good thermal conductivity (1700 W/mK) has been chosen for the detector baseboard or spine made of Thermo-Pyrolithic Graphite (TPG). Since this substrate is a soft material, components suchas BeO facing plates for the barrel and A1N bar-spines for the forward are used to have a sufficient module stiffness between the electronics and the detector parts.
Figure i. Pictures of a barrel (left) and an outer forward (right) module prototype.
The hybrid electronics has evolved independently for the barrel and the forward regions, allowing a specific design for each. The hybrids consist of a multilayer copper-kapton circuit that receives passive components and 6 ABCD readout chips on each side. A thermally conductive hybrid substrate (CarbonCarbon or carbon fiber material) is also used allowing the most important heat dissipation of the module. The cooling contact area of the barrel module is located on the hybrid connector side, whereas for the forward module it is shared between the hybrid and the detector part with an additional contact area at the far end detector side. The main electrical function of the hybrid is to read out the 768 strips on each side of the module. It provides various lines to the chips for the digital and the analogue power, the 40 MHz clock frequency, the commands and the data. In addition, the forward hybrid holds
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Detector
Module type
Barrel W12 W21 W22 W31 W32
Barrel Inner Middle Middle Outer Outer
Length (mm) 64 61.06 65.085 54.435 65.54 57.515
Outer/Inner width (mm) 63.6 / 63.6 55.488 / 45.735 66.13 / 55.734 74.847 / 66.152 64.636 / 56.475 71.814 / 64.653
pitch 80 (/zm) 207 (/xrad) 207 (/urad) 207 (tirad) 161.5 (zxrad) 161.6 (lirad)
Table 1. The various dimensions of the silicon detectors.
the receiver and transmitter chips for the optical communication links. For the barrel module, the optical components are put on a separate circuit called the "dog-leg". The 4100 modules will be assembled at 11 centers with the aim of positioning the detectors with an internal alignment better than 5 /zm in-plane and 10 fim. for the front-to-back plane. This tight tolerance is essential to avoid the alignment correction within each module for the track reconstruction. 3
The silicon detectors
About 16000 silicon detectors (~60 m 2 ) will be used for the construction of SCT. The sensors are made of p + -implanted strips on an n-bulk 4 silicon substrate. The strips are AC coupled through a thin dielectric layer (~ 300 nm) and biased via polysilicon or implanted resistors of ~ 1 MQ. The detector edge region design depends on the manufacturer and allows high voltage operation up to 500V. The detector are on average 285 microns thick with a bulk resistivity specified to be in a range of 2 to 10 kfi.cm with a mean value that drives the initial depletion voltage around 60 to 80 Volts. Each detector is composed of 770 strips with the first and the last strip connected to ground. The detector dimensions, shapes and pitches vary depending on the module type to be assembled (see Table 1). In August 2000, the qualified manufacturers received authorisation from ATLAS for production release and they started with a production of pre-series detectors. The series production started in Spring 2001 with ~80% of the detectors made by Hamamatsu (Japan) and the remainder processed by CiS (Germany). About 8 months after the production started, more than 35% of the detectors were delivered. The detectors are fully tested by the manufacturers and all the characteristics are registered into the SCT production DB 5 . Once the detectors are delivered to the test centers, they are inspected visu-
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ally under a microscope and the current behavior is systematically controlled. On a detector batch sample other specific tests suchas the full strip test (that allows strip defect identification) and the depletion voltage measurement are performed. The results are then compared to the manufacturer datasheet. The detector quality was found to be very satisfactory after some systematic tests in various SCT institutes. At this stage 1 to 3 % of the inspected detectors do not fulfill the SCT specifications mainly due to a visual defect or a leakage current excess. Post-irradiation behaviors The detector behavior is affected by high particle fluences. They cause ionization and bulk displacement damage. The effective doping concentration varies as the function of the fluence and the annealing. Above a certain particle fluence, there is a type inversion that occurs in the silicon6. This type inversion n —> p is typically observed around 5.xl0 1 3 proton/cm 2 for SCT silicon sensors with some dependence on the bulk resistivity. The excess of acceptor concentration is then unstable with time and temperature and above a certain annealing period it never stops increasing. Also the silicon detectors will operate at -7 °C to contain the reverse annealing effect. The maintenance of the SCT will impose a yearly warm-up that is equivalent to 21 days at 25 "C. The typical annealing that is performed on the irradiated detectors is 7 days at 25 °C which corresponds to ~ 50 V lower4 than at 21 days. The charge collection efficiency has been measured for several irradiated and annealed detectors (Fig. 2). 6 cm strip detectors were read out with SCT128A analogue chips running at 40 MHz. Using a Ru 106 (3—source, the plateau is above ~ 300 V.
Figure 2. Charge collection efficiency measured for Barrel, W31 and W32 detectors.
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In addition to the change of the depletion voltage, the leakage current of the detectors is strongly deteriorated. The excess of leakage current is directly proportional to the particle fluence4. Also at the operating temperature of the silicon (-7 °C) and after 10 years of operation the leakage current is expected to be ~0.5 mA instead of several tens of nA at the start of SCT operation. 4
The module readout performance
The binary ABCD 7 readout chip is developed and manufactured in the radiation-hard DMILL process technology. The chip series production started in August 2001. The electrical performance of the chips has been largely studied on barrel and forward modules. Un-irradiated barrel modules showed an average Equivalent Noise Charge (ENC) of 1400e~ which is about 100e~ lower than the 12 cm strip forward modules. The inner forward module, due to its shorter strips, has a noise of 1250e _ . The calibration and noise are measured using internal charge injection. Also a threshold scan is performed at every injected charge and the median response of the "S-curve" (fitted with an error function) provides the mean response value. Some electrical instabilities at low threshold have been observed only on the forward modules and this has led to a revision of the hybrid design. Some of the modules have been irradiated at the CERN PS with 24 GeV/c protons up to 3 x l 0 1 4 p/cm 2 . Then the standard detector annealing is performed by leaving the module 7 days at 25 °C (section 3). On those irradiated barrel and forward modules, the measured ENC increased to ~ 1800-2000 e~. To complete the full electrical readout performance, the modules are also tested in the test beam and in the system test. Beam test Various module types have been evaluated in beam tests at CERN SPS H8 and at KEK PS 112. Both the August 2000 beam test at CERN and the December 2000 beam test at KEK showed satisfactory results 8 ' 9 in term of noise occupancy, median charge, efficiency and residuals. The modules were mounted inside a cooled box, which was placed between layers of a beam telescope made of 4 accurate XY silicon planes. A pair of scintillators triggers the readout of the ABCD chips after an appropriate pipeline delay. The modules are tested in several conditions, for example as a function of the detector bias, the detector angle and the value of the magnetic field. The indication of the median charge (Fig. 3), which is reconstructed by making threshold scans, shows that unirradiated modules reach the plateau above a detector bias voltage of 120V whereas for irradiated detectors the plateau
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is obtained for all module types above 350V. This confirms the individual irradiated detector studies (section 3). At the plateau the signal-to-noise ratio is about 16:1 and 10:1 for the irradiated and non-irradiated modules. One of the most important design specification for the SCT module is the particle detection efficiency at 1 fC threshold that must be above 99% and where the noise occupancy must not exceed 5 x l 0 - 4 . The efficiency and the noise occupancy have largely been tested. Also at the bias detector plateau all of the module types work close to the specified values for non-irradiated and irradiated modules 10 .
0
100
200
300
400
500
Bias voltage [V]
Figure 3. Median charge versus bias voltage measured at perpendicular incidence in a 1.56T magnetic field. Measurements were made for unirradiated and irradiated barrel and forward modules (Module # 1 to # 6 ) .
System test Finally an electrical module must be stable when the readout is performed together with other modules in an environment that is close to the final assembled barrel and disk. Also a barrel sector and a disk sector have been equipped at CERN with prototype services like kapton power tapes, optical fibers, cooling pipes and blocks and an adequate mounting system. The noise performance and particularly the noise occupancy are tested for a group of mounted modules. The results are compared with those provided by the same modules previously tested on electrical stands. This test allowed optimizing the grounding scheme of the module and it has shown no particular degradation of the electrical performances. 5
Conclusions
Over the last few years, SCT qualified most of its active components. The series production of key items such as the silicon detectors and the binary readout chips has started. The silicon detector production and quality con-
trol are progressing well with 36% of the ordered detectors already delivered with a constant and good quality. The Barrel have been shown to have satisfactory electrical, thermal and mechanical performance. Ongoing forward module development is nearing this status. The unirradiated and irradiated modules up to the maximum expected particle fluence equivalent to 10 years of operation showed excellent results by doing individual test on a test stand, but also in the beam test and the system test. The module production inside various SCT institutes is about to start and the preparation of the assembly systems and the test systems are nearly complete. Acknowledgments The author acknowledges the support of the DPNC and the SCT collaboration in presenting a general status of ATLAS SCT at this conference. All his colleagues who contributed to the material that is presented here are particularly thanked. References 1. The ATLAS Technical Proposal, CERN/LHCC/94-43 (1993). 2. The ATLAS Inner Detector Technical Design Report, CERN/LHCC/9716 and CERN/LHCC/97-17 (1997). 3. C. Heush, A. Holodenko, H.G. Moser, Measurement of Silicon Detector Thermal Runaway, ATL-INDET-99-015. 4. P. Allport et al., ATLAS Irradiation studies of n-in-n and p-in-n silicon microstrip detectors, NIM A 435(1999) 74-79. 5. The SCT production data base, http://melb.unige.ch:3143/phyprdwww/sctprd/welcome.html 6. H.J. Ziock et al., IEEE Trans. Nucl. Sci. NS-40(4) (1993). 7. W. Dabrowski et al., Design and Performance of the ABCD Chip for the Binary Readout of Silicon StripDetectorsin the ATLAS Semiconductor Tracker, IEEE Trans.Nucl.Sci. Vol. 47, 1843-1850, 2000. 8. Y. Unno et al, Beamtest of Non-irradiated and Irradiated ATLAS SCT Microstrip Modules at KEK, IEEE 2001, procedings to be published. 9. M. Vos, proceedings of the 5th International Conference on Large Scale Applications and Radiation Hardness of Semiconductor Detectors, July 4-6, 2001, to be published. 10. G. Moorhead, proceedings of the 5th International Conference on Large Scale Applications and Radiation Hardness of Semiconductor Detectors, July 4-6, 2001, to be published.
T H E SILICON STRIP T R A C K E R OF T H E CMS EXPERIMENT M. BIASINI* Universitd degli Studi di Perugia, Dipartimento di Fisica, Via Pascoli 1-06127 Perugia, Italy E-mail: [email protected] The CMS experiment at the Large Hadron Collider will have a large Silicon Strip Tracker. The status of the project is here reviewed. The detector layout is presented, and some of the expected performances are discussed. The problem of radiation damage of silicon sensor is addressed, and the final choice for the silicon technology is shown. The construction of such a large scale detector requires an adequate organization, which is here discussed. Finally the present status of the Silicon Strip Tracker construction is presented.
1
Introduction
The wide range of physics accessible at the Large Hadron Collider (LHC) requires the presence of a powerful and robust tracking system. The CMS detector will have a Silicon Strip Tracker (SST) fully based on silicon detector technology 1 , z . The expectations for the tracking system are a good reconstruction efficiency for high transverse momentum particles, of the order of 95% for isolated tracks and 90% for tracks inside jets. The momentum resolution for high pt isolated tracks is expected to be of the order of few percent for tracks in the central region. In addition, other stringent requirements come from the necessity to operate in the harsh radiation environment of the LHC, from the request of minimum material in front of the calorimeters, and from the practical constraints of a large scale detector construction. 2
Detector Layout and Components
Starting from the inner part of the detector, the tracker consists of silicon pixel and silicon microstrip devices. Figure 1 shows a view of one fourth of the SST. The central region is covered by the Tracker Inner Barrel (TIB) and Tracker Outer Barrel (TOB), which aref complemented in the forwardbackward region by the Tracker Inner Disk (TID) and the Tracker EndCap (TEC). The detectors indicated in red are made of double sided modules, obtained from two single sided ones, mounted back-to-back. The modules *FOR THE CMS T R A C K E R COLLABORATION
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Figure 1. Side view of one-quarter of the CMS Silicon Strip Tracker (dimensions in mm).
Table 1. Number of components for each subdetector of the Silicon Strip Tracker. Subdetector TIB TOB TID T E C (thin) T E C (thick)
Single/Double Modules 1188/768 3048/1080 240/288 1648/432 2448/720
Detectors (tot)
Wafers (tot)
N. of APV ch.
2724 5208 816 2512 3888
2724 10416 816 2512 7776
13968 24192 4416 30208
which are closer to the beam line (TIB, TIB and first four rings of TEC) are made of 320/xm (thin) sensors, while the others are equipped with 500/xm (thick) ones, in order to compensate for the increased noise due to the longer strip length. The front-end read-out chip is the APV25, a 128 channels chip, based on deep sub-micron technology. The number of modules, detectors, wafers and read-out channels are shown in Table 1 for each subdetector. 3
Expected Performances
Detailed simulations of the SST have been developed in order to estimate the properties and performances of the detector 3 . Great effort has been devoted in the choice of materials to reduce the material budget in front of the calorimeters. Figure 2 (left) shows the contributions of different parts of the detector to the total thickness in radiation lenghts. Different algorithms
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Figure 2. Left: Contribution of the different components of the SST to the material budget (Outside refers to material beyond the active volume of the tracker). Right: Transverse momentum resolution of the CMS TVacker for single muons.
have been developed to reconstruct the information from the SST; in Figure 2 (right), the expected resolution on transverse momentum for single muons is shown, confirming a few percent resolution for tracks up to 100 GeV. Several studies have been recently done on the CMS tracker capability to tag jets originating from b-quarks. Figure 3 shows the results of an algorithm based on a track-decay-length, which gives a very high discriminating power (left). By combining the information from all the tracks in a jet, an efficiency is obtained of 60% for 100 GeV b-jets in the barrel region, for a light quark jets rejection of about 100 (right). 4
T h e Choice of Silicon Sensor Technology
Radiation damage is one of the main concern in the investigation for the use of silicon strip detector at LHC; as an example, ten years of running at LHC will give a fluence in the Inner Tracker of 1.6 x 10 14 MeV equivalent neutrons/cm 2 . The effect of radiation damage is, on one side, related to surface effects, like the increase of interstrip capacitance which brings to increased noise, and, on the other one, to bulk effects, like the increase of the leakeage current and of the depletion voltage, and the decrease of charge collection. Extensive R&D
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Figure 3. B-Tagging performances of the CMS Silicon Strip Tracker: Track-decay-length significance for 100 GeV b-jets and u-jets in the barrel region (left), and u-jet rejection as a function of b-jet efficiency (right).
programs have been carried out in the past years 7 , in order to investigate the sensor type, the geometry and the substrate, by means of simulations, irradiations, electrical characterizations and beam-tests. The final choice for the SST sensor technology is a single-sided detector, with p-type strips on n-type substrate. The read-out strips have an integrated AC coupling, and the bias is done with polysilicon resistors. In order to reduce the effects of radiation damage, a low resistivity substrate (1.5-3.0 MQ cm) is used for the inner tracker, and the crystal orientation is <100>-type, in place of the usual <111>. In addition, a mask design has been chosen with overhanging of metal on top of the p-strips implant. Finally, this choice is compatible with an industrial production on 6" wafers. 5 5.1
\
The Silicon Strip Tracker construction Organization
The construction of such a large system (~ 220 m 2 ) based on silicon technology has never been experienced before. Since the 16000 silcon modules will be assembled and tested in different laboratories, strong effort is put to guarantee good quality, uniformity and stability in time for the module production.
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Figure 4. Organization for the construction of the CMS Silicon Strip Tracker.
At the same time, extensive use will be done of deeply autornitized systems for sensor test, module assembly and testing. The following main steps are foreseen to happen in different labs after parts procurement 2 (see figure 4): 1) sensor quality assurance 4 ; 2) module assembly5; 3) bonding and testing; 4) integration on mechanics; 5) sub-detector assembly; 6) tracker assembly.
5.2
Status of the Construction
The construction of 200 modules of the CMS Silicon Strip Tracker is in progress (Milestone200)6. Silicon sensors from three companies have been received and sensor quality has been tested in the CMS laboratories, using the final procedure and specifications. Silicon modules are being assembled and bonded using the autornitized procedures. First modules have been completed (see figure 5), and preliminary tests both in the lab and on a test-beam indicate that they are inside specifications. Final tendering and contract signatures for the part production are underway, and the massive production of the CMS Silicon Strip Tracker will start soon.
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Figure 5. Picture of a final module for the CMS Silicon Strip Tracker.
6
Conclusions
The tracking system of the CMS experiment will be fully based on silicon technology. The layout of the detector has been optimized in order to match the expected performances. The outstanding problem of the radiation damage at LHC has been extensively studied and the final choice of silicon technology ensures full functionality of the Silicon Strip Tracker for the lifetime of the experiment. A detailed organization has been developed for the construction of such a large scale detector, in order to guarantee a uniform quality and match the schedule. First final modules have been produced, and the massive construction of the Silicon Strip Tracker will start soon. References 1. CMS Tracker Technical Design Report, CERN/LHCC 98-6 CMS TDR 5 (1998). 2. Addendum to CMS Tracker TDR 5, CERN/LHCC 2000-016 (2000). 3. M. Lenzi, Nucl. Instrum. Methods A 473, 31-38 (2001). 4. F. Hartmann, submitted to Nucl. lustrum. Methods A , (2001). 5. M. Lenzi, these proceedings. 6. A. Dierlamm, these proceedings.
T H E CMS SILICON T R A C K E R A U T O M A T E D M O D U L E ASSEMBLY M. LENZI CERN, EP Division, 1211 Geneva 23, Switzerland On behalf of CMS Tracker Collaboration In December 1999 the CMS Tracker Collaboration decided to make its tracking system entirely based on silicon detectors . The new tracker layout requires the assembly of about 17000 silicon strip detector modules, each one composed of silicon sensors and readout hybrid glued onto a carbon fibre frame. To guarantee the assembly of such a large quantity of modules with high quality but reduced manpower, an automated system has been developed at CERN. The system setup is based on a robotic machine, Aerotech AGS 10000 Cartesian Gantry Positioning System, equipped with high-precision positioning motors. The design of such automated silicon module assembly system is described and the performance in terms of positioning precision and assembly rate is shown.
1
Introduction
The CMS Tracker is composed of about 17000 silicon detector modules to be assembled in a few years with high and reproducible quality. A silicon module is composed of silicon sensors and read-out hybrid glued onto a carbon fibre support frame. In the outer CMS Tracker each module is composed of 2 different sensors whose strips are daisy-chained together by means of ultrasonic wire bonding 2 . To guarantee the assembly of such a large module quantity with high precision but reduced manpower, an automated silicon module assembly system has been developed at CERN based on a high-precision robotic positioning machine manufactured by Aerotech 3 . The pilot project has successfully demonstrated the feasibility of such a high quality automated module assembly and consequently 6 assembly centres, 4 in Europe (Bari, Perugia, Lyon, Brussels) and 2 in USA (Fermilab), are now equipped with similar systems and are almost ready to start module construction. The job to be performed by the automated system consists of the application of glue on the carbon fibre frame followed by pick-up and placement of silicon sensors and read-out hybrids onto the frame. The module layout has been designed to be as simple as possible in order to allow a fully automatic assembly 2 .
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The correct positioning of sensors and hybrids is ensured by fiducial marks on the individual module components and identified by means of a pattern recognition system using video images from a CCD camera. A photograph of the CERN gantry setup is shown in Fig. 1; the supply and
Figure 1. Closeup view of the gantry setup.
assembly platforms are also visible under the gantry working area. These platforms use vacuum to hold the module components in place during the assembly and they allow to build up to 3 modules at the same time. A glue dispensing system has been designed using air pressure to allow automatic application of glues. The vacuum and air pressure valves are interfaced through a custom designed logic circuit which is controlled by the robotic positioning machine.
2
Pilot project g a n t r y s e t u p
The gantry system setup is based on a robotic positioning machine, Aerotech AGS 10000 Cartesian Gantry Positioning System, equipped with highprecision positioning motors that allow movement along 4 coordinates (X, Y, Z and # rotation). The X and Y drives are linear motors with linear encoders which provide high speed, acceleration and accuracy. In order to achieve more precision and reproducibility, the X axis drive consists of two identical linear motors mounted on two parallel rails. The Y axis drive is based on a single rail that spans the two rail of the X axis. The $ axis drive is mounted on the Z axis which in turn is mounted on the Y axis. The Z and $ axis drives can move respectively
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100 mm and 360° with low speed but high precision. In order to build silicon modules, the Aerotech gantry system has been equipped with several additional mechanical devices, most of which have been designed and constructed at CERN. In the 50cm x 50cm working area under the gantry, one supply and one assembly platform have been located. The former has individual built-in vacuum chucks to hold in place the silicon sensors prior to their survey-mark scan and pick-up. Similarly, the assembly platform supports the frames onto which the silicon sensors and read-out hybrids are mounted. It also holds the hybrids in place prior to assembly. All the module components are held in place by individually controlled vacuum chucks equipped with sensors to detect vacuum leaks during the assembly process. In addition, a tool support head was designed to pick up and hold the took needed to pick up sensors and hybrids and to dispense the glue. This head is mounted on the # axis stage and uses vacuum to pick up and hold tools in place. A vacuum feed-through system provides the vacuum to pick up objects with the tool. A closeup view of the tool head is shown in Fig. 2. Two different tools are used to pick-up and move respectively sensors and
Figure 2. Tool support head to pick up and hold the interchangeable pick-up and glue dispensing tools.
hybrids. The latter has vacuum through 3 suction pads which come in contact with the hybrids, while the proper handling of the very delicate sensors during the pick and place operations is obtained by means of a flat teflon-coated vac-
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uum tool. The sensor and hybrid pick-up tools are shown in Fig. 3 together with the glue dispenser tool. During the pick-up procedure, the contact between the tool and the module
Figure 3. Sensor and hybrid pick-up tools and glue dispensing tool.
component to be moved is detected through built-in pressure sensors located in the tool head, thus preventing excessively large forces from being applied to the components. The glue dispensing tool is held by the same tool holder support and has a separate air pressure feed-through connection with its own vacuum line to hold it in place. This tool is designed to hold a standard plastic syringe which fits over an o-ring sealed nozzle and is locked in place with a screw type fitting. All the tools are stored in a tool rack when not used. The rack is located at the back of the gantry base plate behind the sensor platform and is moved forward and backward on air pressure pistons so that it can be displaced out of the way during gantry motions. Finally, the Z drive is equipped with a CCD camera to sight fiducial marks on the individual module components. The gantry assembly system should be located in a clean room of class 10000 and with good temperature control. This is needed for ensuring the precision accuracy of the gantry machine. Humidity control is also required during the glue curing phase. 3
P a t t e r n Recognition
In order to ensure a proper alignment of the module components on the carbon fiber frame an accurate measurement of their initial position is needed.
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For this reason precise reference markers are designed both on sensors and hybrids; their positions are localised automatically and with excellent precision during the assembly process through a pattern recognition system. This system is also used to measure the position of the assembly platform and thus the precise location of the carbon fiber frames that are fixed with respect to the assembly platform. The same system is utilised to re-measure the locations of the sensor and hybrid marks after the module assembly is terminated and therefore allows for verification of a correct assembly process. The pattern recognition system consists of a MATROX CORONA LC frame grabber card, a colour CCD Camera and an high magnification microscope optics (200x). The LabView environment has been used to develop applications and implement an user interface and the algorithms implemented in the IMAQ Vision Library were used to define and find patterns. The pattern recognition strategy consists of searching for a pre-defined pattern (the marker) within the camera image; the results of the fit are the marker position and the matching score which indicates the quality of the fit. The measurement takes approximately 1.5 seconds for each marker. For our given optics most of the uncertainty is due to noise in the image from the video camera. Additional sources are dust or dirt on the surface and different illumination condition due to tilting of the surface. The RMS position resolution in one dimension achieved measuring sensor markers in realistic condition is about 0.4 /mi, as shown in Fig. 4.
Figure 4. Pattern recognition resolution for sensor markers.
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4
Calibration
The gantry specifications claim an absolute position accuracy of a few microns. This goal can be achieved only by means of software corrections of the machine positioning which use a 2D calibration of the X and Y axis. To perform the 2D axis calibration a 50cm x 50cm plate made of glass with low thermal expansion coefficient has been built. A thin film with a grid of circular markers with a grid spacing of 2cm has been glued on the glass plate. The precise measurements of the positions of the markers have been first made at the metrology laboratory at CERN. Then the plate has been put on the gantry working area and aligned with the machine axis; the marker positions have then been measured using the pattern recognition program. The two set of measurements are then compared and the difference between the position coordinate of each marker on the plate has been used to determine the 2D calibration file. Finally, the marker positions have been measured using these corrections to verify the effectiveness of the calibration procedure. The difference between the "true" position obtained by the metrology measurements and the position measured at the gantry are shown in Fig. 5 respectively before and after the calibration procedure. The results are shown for the coordinate orthogonal to the strips, which is the more critical parameter for the sensor alignment issue. Before the calibration the gantry measurement
Figure 5. Difference between t h e marker position on the calibration platform measured at the metrology or at the gantry machine as a function of the real position. The measurement has been performed respectively before (up) and after (bottom) the calibration of the gantry machine.
could be off with respect to the true position by as much as 100 /j,m with a
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gradient of up to 500/xm/cm, while after the calibration the absolute position accuracy is about 1/xm. 5
The assembly procedure
The Aerotech gantry system includes a software interface, called MMI (Man Machine Interface), and program libraries that allow control of the machine either manually or automatically with a custom program. In addition, the communication with external hardware is provided via digital I/O channels. In particular 56 digital inputs and 56 digital outputs can be set and read remotely by a MMI program. These features have made possible the full automatization of the module assembly procedure by implementing an MMI program that execute all the actions needed to build modules without requiring the intervention of the operator. In the assembly program the digital outputs are used to switch the vacuum valves and air pressure valves while the digital inputs are used to read the status of the vacuum and contact sensors. The assembly process consist of operator actions as well as automatic actions performed by the assembly program. The operator actions are needed to prepare and load the module components and assembly tools, in particular: • initialisation of equipment; • load carbon fiber frames and hybrids on assembly platform; load sensors on supply platform; • place platforms on the gantry working area and lock them into place; • prepare the glues, fill the syringes and load them on the tool rack; • run the automatic assembly program; • remove assembly platform while keeping on vacuum for glue curing. Once the preparatory work has been performed, the assembly program proceeds to the automatic building of the modules. The main assembly program actions are: • measure fiducial marks on assembly platform, sensors and hybrids using pattern recognition; • dispense conductive epoxy glue on the proper pads on the frame kapton foil circuit to supply the bias voltage to the sensor backplane;
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• dispense silicone glue on the carbon fiber frame for sensor fixing and thermistor contact; • pick-up the sensor, rotate it by the proper angle to align to the carbon fiber frame and place it on the support frame; • dispense araldite glue on support frames to fix hybrids; • pick-up, rotate and place hybrids; • re-measure sensor and hybrid position using pattern recognition to verify the assembly process. All the relevant information about the assembly of each module (environment conditions such temperature and humidity, alignment result obtained by the final marker survey, faults occurring during the assembly) are registered during the module construction process and successively stored in the general tracker construction database. 6
Performance
The performance of the automated module assembly has been evaluated in terms of accuracy and reproducibility of component placement. The precision of X and Y movements has been measured by picking up a silicon sensor, moving it of a fixed distance and putting it down. The positions of the sensor markers before and after the movement are then compared; the results show a position resolution of about lfim. The more critical point in terms of precision turned out to be the sensor rotation, needed to align it to the carbon fibre support frame. A test has then been performed consisting in pick-up a sensor, rotate it of a fixed angle and put it down. Measuring the position of two sensor markers before and after the rotation shows that the rotation accuracy is ±0.002 degrees while the resolution is about 0.0005 degrees, as shown in Fig. 6. The precision of the full assembly process has been measured after several trial assemblies. The sensor to sensor alignment precision is about 3/xm; the results are shown in Fig. 7 for the coordinate orthogonal to the strips for which more accuracy is required, but similar results have been obtained for the other coordinate. The absolute positioning of each sensor with respect to the module frame positioning pins is within 3/zm, after the calibration procedure. Finally, for what concerns the relative position between the hybrid and the sensors, it turns out to be well within the requirement of 20/xm.
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For what concerns the assembly rate, the system allows to build up to 3 modules in 25 minutes. On average, about 25% of the time is spent to measure the positions of the component's fiducial markers by using the pattern recognition procedure both before the assembly, for a precise location of components, and in the final survey to evaluate the assembly quality. The dispensing of the three different glues takes approximately 45% of the total assembly time. The remaining 30% of the time is spent to pick-up and place
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sensors or hybrids.
7
Conclusions
The decision of an all-silicon layout for the CMS Tracker implies to assemble a very large number of silicon modules in a short time. For this reason, a pilot project has been developed at CERN in order to automate the silicon module assembly process. Starting from an Aerotech high precision robotic positioning machine, this project consisted of designing and building several mechanical devices such as working platforms, pick-up tools, an automatic glue dispensing system and a vacuum system. In addition a pattern recognition program has been implemented in order to localise the position of components to be assembled and a software program has been written to fully automate the assembly process. The final system is able to build up to 3 modules in 25 minutes with a sensor to sensor relative displacement within 3^m. These results have successfully demonstrated the feasibility of automated module assembly with high precision but reduced manpower. The successful outcome of this project has lead to the decision to equip further 6 assembly centres, both in Europe and USA, with a similar setup to share the assembly tasks during the production phase of the CMS silicon tracker. The final goal is to produce 17000 modules in about 2 years. Acknowledgments I wish to thank Alan Honma and Jean-Claude Labbe, who made possible the successful achievement of the automated silicon module assembly project. References 1. CMS Tracker Collaboration, Addendum to the CMS Tracker TDR, CERN/LHCC 2000-016. 2. The Tracker Project, Technical Design Report, CERN/LHCC 98-6 CMS TDR 5, 15 April 1998. 3. Aerotech, Inc., 101 Zeta Drive Pittsburgh, PA 15238-2897
CMS SILICON T R A C K E R - MILESTONE 200 A. D I E R L A M M Institut
fur Experimentelle E-mail:
O N BEHALF OF THE CMS
Kernphysik, Universitat [email protected] SILICON T R A C K E R
Karlsruhe
(TH)
COLLABORATION
The tracker of C M S 1 ' 2 will fully consist of silicon micro-strip and pixel sensors. Building a detector with 210 m 2 sensor surface in about 3 years requires a tightly controlled construction schedule. All different aspects of the production are exercised within a pre-production of 200 modules (Milestone 200) to identify and eliminate possible bottlenecks and to test the complete electronic chain. The quality, process stability and radiation hardness of the silicon sensors will be permanently monitored. Automatic assembly procedure and industrial bonding machines will guarantee a fast and reliable construction. All modules will be tested for signal, noise and pedestals at room temperature and operation temperature of -10°C. Quality assurance of the Milestone 200 sensors and modules including irradiation and stability tests are presented.
1
Introduction
The CMS tracker implements 25000 silicon strip sensors (up to «10cmx 10cm) covering a total area of 210 m 2 . Close to ten million read-out channels are connected to 75000 read-out chips (APV25 with 128 channels each). This large detector system will be realized, applying quasi-industrialized methods in production and quality assurance. The basic modules consist of up to two sensors, a read-out hybrid and the support frame. For modules placed within a distance of 60 cm from the beam line 320 /xm thick sensors are used, which will be produced by Hamamatsu Photonics (Japan). Most of the sensors will be placed between 60 cm and 120 cm; they have longer strips and in order to improve S/N the thickness will be 500 /zm. They will be produced by ST Microelectronics (Italy). Both producers use 6"-technology. The production procedure 3 is foreseen as follows. The sensors are qualified by the companies and the good ones are sent to the Control & Distribution Center (CERN). There they are registered in the database and distributed to four Quality Test Centers (QTC) in Karlsruhe, Perugia, Pisa and Vienna. These centers perform optical inspections and electrical tests of the sensors. During Milestone 200 all sensors are qualified, but during production, tests will be done on 5-10 % of the sensors. The QTCs select few sensors and test structures to send them to the Irradiation Qualification Centers (IQC) in Karlsruhe or Louvain and to the Process Qualification Centers (PQC) in
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Florence, Strasbourg or Vienna for deeper investigations. All sensors accepted by the QTC are shipped to seven Module Assembly Centers using fully automatized robots to assemble the modules. For bonding these modules are sent to 12 Bonding Centers equipped with industrial machines. These centers are also responsible for module quality assurance. Finally, burn-in tests of modules and sub-systems will be performed at several centers. During production of the first 200 modules the different test centers are calibrated by shipping the same sensors and modules around and comparing measurement results. Further purpose of the Milestone 200 is to verify the logistics as described above and to qualify the materials. After all one Tracker Outer Barrel (TOB) rod and one Tracker End Cap (TEC) segment will be built to qualify design and to check functionality during a full sub-system test.
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In Karlsruhe and Vienna all 160 HPK sensors for the Milestone 200 have been tested (see Figure 1) with the result that all sensors fulfill the acceptance criteria 4 ! There are only 16 pinhole in 160 sensors corresponding to a fraction of 0.02 % bad strips! Sensors from ST Microelectronics are being qualified at Perugia and Pisa. The IQC in Karlsruhe performed a proton irradiation of one HPK sensor, one ST sensor and some HPK test structures with biasing. They were kept at low humidity and temperatures below -10°C during irradiation and storage. Characterization of the irradiated sensors of ST and HPK showed no changes in the strip parameters such as: bias resistance, cou120 115 IT 110 f 105 1 100 1 95 3. 90 3 85 f 80 U 75 8 70 65 60
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Figure 3. Coupling and inter-strip capacitances level off after irradiation with a fluence of 1.8 x 10 1 4 p(33MeV)/cm 2 (s»18 LHC years).
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1x10" 2x10" 3x10 eq. Fluence [nflMeVycm2]
Figure 4. Full depletion voltages can be calculated by the so called "Hamburg model" 5 . The default parameters agree with our measurements, as shown on the left hand side. The HPK sensor got the fluence expected for 320 /im material! Therefore UFD ~ d2 will be scaled down to 410 V. On the right hand side a 3d-plot of the full depletion voltage as function of fluence and annealing time is shown for 500 fim and 4.4 kficm material.
pling capacitance and inter-strip capacitance (see Figures 2 and 3) after a fluence of 1.8 x 10 14 p(33MeV)/cm 2 and beneficial annealing (80 min, 60°C). Full depletion voltage can be calculated as function of fluence and annealing time using the "Hamburg model" 5 . The predicted values were found to be in good agreement with the measurements on the large sensors, both from ST and Hamamatsu, as shown in Figure 4. Further predictions can be derived by using the extracted parameters. Both sensors with a thickness of 500 fim
^ S Statistics of tongtirM currant n=66. msan=18.67nA
.
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223
have a break-down voltage above 1000 V after irradiation. The PQCs performed a stability test on non-irradiated sensors by measuring the leakage current over a longer period. At room temperature and humidity below 30 % a stable leakage current (a(I(t)) < 20 nA) for 99 % of the sensors was measured at 400 V over four days. Some of these curves are shown in Figure 5. All the other process acceptance tests (IV, CV, C;nt, Rinti Rpoiy, RAI, R-p+, Cc, Idiel, Vbreak) are performed on a fraction of test structures and showed good results. 3
Assembly and Qualification of Modules
Module assembly has just started using the full construction chain. Sensors and hybrids are glued and placed on the frame structure by automatized robots 6 . In the laboratory a fully equipped basic TOB module showed <2 ADC counts (RMS of 0.4) noise per strip (~1500e~) and pedestals of approximately 300 (RMS of 6). In a test beam with 200 GeV/c muons the modules showed signal to noise ratio of about 16 in deconvolution mode and ~28 in peak mode. 4
Outlook
The basic parts of the modules (sensors, APVs and hybrids) have good quality and we are confident to assemble good working final modules. This was confirmed by beam test results. In the near future some modules will be submitted to the IQCs for irradiation qualification. The next step is to perform a system test on a 6 module TOB rod and a 20 module TEC assembly. The Milestone 200 will be fulfilled by spring 2002. References 1. CMS Tracker TDR, CERN/LHCC 98-6 CMS TDR 5 (1998) 2. M. Lenzi, "Performance of the all-silicon CMS Tracker", Nucl. Instrum. Methods A 473, 31-38 (2001) 3. F. Hartmann,"The CMS all-silicon tracker, strategies to ensure a high quality and radiation hard silicon detector" accepted by Nucl. Instrum. Methods A , (2001) 4. Addendum to CMS Tracker TDR 5, CERN/LHCC 2000-016 (2000) 5. M. Moll, Ph.D. Thesis, DESY-THESIS-1999-040 (1999) 6. M. Lenzi, "Automatic module assembly of CMS silicon detectors", these proceedings
T E S T OF T H E CMS SILICON STRIP D E T E C T O R S I N T H E HADRON BEAM V. ZHUKOV* UIA Antwerpen T. BAUER, M. FR1EDL, J. HRUBEC, M. KRAMMER, M. PERNICKA HEPHY Vienna D. CREANZA, V. RADICCI INFN Bari A. DIERLAMM, G. DIRKES, E. GRIGORIEV, F. HARTMANN, S. HEIER, F. RODERER IEKP Universitat Karlsruhe (TH) D. BISELLO, A. KAMINSKY, G. MARSEGUERRA, D. PANTANO, I. STAVITSKI INFN Padova M. ANGARANO, M. BIASINI, G.M.BILEI, S. CECCHETTI, L. FANO, M. GIORGI, V. POSTOLACHE, L. SERVOLI INFN Perugia CMS silicon microstrip detectors of different types equipped with the APV readout chips have been exposed to a high intensity 350 MeV/c pion beam. We study the performance of irradiated and non-irradiated silicon sensors as well as the readout chip behavior. Maximum signal to noise for the irradiated oxygenated sensor has reached 15 in deconvolution mode.
1
Introduction
The Silicon Strip Tracker is an important part of the CMS experiment at the LHC collider 1 . More than 15000 detector modules provide precision tracking with at least eight hits for each high pt track. The track reconstruction efficiency depends on the signal-to-noise ratio (SNR) which should exceed eight to assure an efficiency above 98% 3 . Although this SNR is easily achieved for non-irradiated detectors it may significantly degrade while exposing detectors to the equivalent fluence of about 2. 10 14 n/cm 2 expected after 10 years of the LHC operation at the innermost radius of the Silicon Tracker. •ON LEAVE OF ABSENCE FROM MSU,MOSCOW
224
225 Table 1. Detector specifications.
det. PD26 BA1 BA2 PD27 VB25 PD1 PD4
sensors Micron CSEM CSEM Micron HPK Micron Micron
crystal <100> <100> <111 > <100> <100> <100> <100>
p(k£lcm) 2 2.5 6 2 6 6 1.4
Ox OX OX -
F.n/cm* 10 14 10 14 2 • 10 14
readout lxAPV25 lxAPV25 lxAPV25 lxAPV25 3xAPV25 2xAPV6 2xAPV6
We have studied the performance of silicon detectors produced by different technologies, irradiated and non-irradiated, equipped with APV6 and newer APV25 readout chips 4 exposed to a 350 MeV/c pion or proton beams at Paul Scherrer Institute cyclotron facility (PSI). The quasi-continuous pion beam with its 50 MHz structure is very close to the conditions expected in the LHC where bunch crossings occur at 40 MHz.
2 2.1
Detector modules Sensors
The sensor specifications are summarized in Table 1. The silicon wafers of n-type and a thickness of 300 fim were processed by Micron and CSEM with p + strips which are ~ 18 /jm wide, 60 mm long and have a 61 ^m pitch. Larger sensors(VB25) were produced at Hamamatsu on 320 ^m thick wafers with 35 fim wide, 80 mm long strips and 140 /xm pitch. All sensors were AC coupled and the bias was delivered through ~ 2 Mfi polysilicon resistors. The wafers had different crystal orientations < 111 > or < 100 > and a bulk resistivity between from 1.4 and 7kficm. Some sensors were produced using the oxygenation (OX) technique which allows a reduction of the operating voltage for sensors irradiated with charged particles 2 . The oxygenation was performed from a local oxygen layer grown into the bulk at 1200° C during 100 hours, resulting in an oxygen concentration of about 3 • 10 17 cm~ 3 . Selected detectors were pre-irradiated by 25 . . . 34 MeV protons to an equivalent fluence ofl...2-1014n(lMeV)/cm2.
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2.2
Readout chips
Two successive generations of the APV chip were used to read out the sensors:!) APV6 manifactured in a 1.2//m radiation hard CMOS process and 2) APV25 made in commercial 0.25 pm deep sub-micron CMOS, which provides intrinsic radiation tolerance 4 . The 128 channels APV chip consists of a preamplifier followed by a CRRC shaper with a time constant of r = 50 ns. The shaper output is sampled at 40 MHz and stored in an analog pipeline of 192(APV25) cells. When a trigger arrives, three consecutive samples are processed by a switched capacitor filter which performs a deconvolution algorithm that narrows each pulse down to one single clock cycle in order to identify the exact bunch crossing. The predominant noise source in the detector and readout system is the preamplifier input transistor of the preamplifier. The measured noise in deconvolution mode for APV6 is ENC=1000 + 46 p F - 1 and 400 + 60 p F - 1 for APV25. Other noise contributions such as leakage current, strip resistance or bias resistor together account for about 430 e - which is quadratically added 1. With a capacitive load of 16 pF, which is typical for CMS detectors, we expect ENC = 1426 e~ with the APV25 in deconvolution mode, which is in good agreement with the measured value of 1430e~. One to three readout chips (see Table.l) were mounted on hybrids assembled with a pitch adapter on the detector frame carrying two daisy-chained sensors. Thus the total strip length was 12 cm (16cm for VB25).
3
Experimental setup
All detector modules under study were housed in a cooling box which was operated by two water cooled peltier elements with a total cooling power of ~ 200 W at A T ~ 40° C (Thox = - 2 0 ° C). The box was flushed with dry nitrogen to prevent water condensation. The tests were performed in the PSI 7rMl beam line which provides 350MeV/c pions or protons with a rate of up to 9 kHz/mm 2 and a beam spot of approximately 50 x 50 mm 2 FWHM. In the present study we operated the detectors mostly with pions. Although the 350 MeV/c pions are approximately minimum ionizing particles (MIPS), secondary reactions can produce heavily ionizing particles (HIPS) with up to 1000 times larger ionization losses.
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4 4-1
Results Front-end electronics
Irradiation may cause two kinds of damages to the readout electronics: permanent or transient. Due to its deep sub-micron fabrication process, the APV25 should be intrinsically radiation tolerant. Eight APV25S1 chips were irradiated to 1.87 • 10147r/cm2 at 300MeV/c momentum 5 . No critical, irreversible damage was observed. The irradiation did not affect the calibration signal SNR within ±5%. We have observed a dependance of the calibration SNR on the temperature of about ~ 25% for AT=30°C. This dependance was expected and is due to variation of the chip settings which have to be optimized for each temperature. The charge released by HIPS can result in the nipping of an APV register cell, called a Single Event Upset (SEU). We measured a total cross section of approximately 2 • 10~ 12 cm 2 for such SEU, corresponding to 2 • 10~ 15cm2 for a single flip-flop cell. Single event upsets also occur in the analog circuitry, but are self-repairing and appear as a negligible increase in noise background. 4-2
Detectors behavior
The Signal to Noise denned as „ " ' ' " ' " • , where Noiseciuster=y *^ , . '-, was analyzed from runs collected in the 350 MeV/c pion beam, at a rate below 100Hz/mm 2 . Figure 1 left presents the most probable (MP) SNRcius values as a function of Vbias- The averaged rms noise at Tb ox = —10° C is independent from the Vuas within 5%. The highest SNR of about 16.5 was achieved with the non-irradiated PD26 detector. As expected, the APV25 readout provides an ~30% increase of the SNR due to lower noise compared to the APV6. The significant difference in the signal obtained for the irradiated detectors BA2 and PD27 can be explained by different production technologies. The BA2 was produced with < 111 > crystal orientation, while the PD27 was manufactured from < 100 > silicon using the oxygenation technique 6 . The irradiated oxygenated sensor (PD27) demonstrated almost the same SNR as the non-irradiated (PD26) at Vbias = 550 V while the non-oxygenated irradiated sensor (BA2) had lost ~ 20% of the signal in comparison with the non-irradiated one (BAl). For the irradiated sensors the maximum SNR was achieved at Vbias ~ 3 times above the expected Vd ep i et j on . Note that all irradiated detector modules have shown stable operation at a bias voltage of 550 V.
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The cluster size (figure 1 right) is larger for irradiated detectors presumably due to an under-depleted zone near the p + strips and charge trapping. The dependence of the cluster size on Vbias follows the dependence of the interstrip capacitance Cj n t . For irradiated sensors, Ci nt decreases with Vbias, especially for the < 111 > crystals, while for non-irradiated sensors, Ci„t remains constant and for irradiated < 100 > crystals, the dependence on Vbias is weaker. Due to the absence of precise independent tracking and large multiple scattering we could not measure the absolute efficiency. However we can roughly estimate the knee of the efficiency plateau by using the detectors under test as a tracker, see figure 2 left. To study the SNR uniformity the beam spot has been moved along the strips. No variation in the SNR has been found for the largest VB25 detector in a beam spot scan from one end to the opposite end. The measured variation of the SNR across the sensor was below 2.5% for all detectors. Unlike our measurements at PSI, where the beam incidence was usually perpendicular to the detector plane, a wide-spread angular distribution is expected in CMS l. An angular scan has been performed with the 140 ^m pitch VB25 module at room temperature. In figure 2 the maximum probability signals and the cluster sizes are presented versus the incident angle a to
229 APV2S angla Man - signal dustar width Decomokition Mods.Standard MtHng*. 360 MeV/c protoru and pkxil • A 0.9S
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the detector plane for pion and proton beams at a momentum of 350MeV/c. The signal dependence is described with l/cos(a) and the cluster size, with y'c 2 + tan2 [a) functions, where c denotes the cluster width at perpendicular incidence. The ratio of SNRP is about 6.6 and thus in good agreement with the calculation from the restricted Bethe-Bloch theory which predicts 6.0. The detectors have demonstarted a stable operation in the high intensity pion beam at 9 kHz/mm 2 , the leakage current have increased with fluence Ileak ~ $OL, a — 8 1 0 ~ 1 7 A / c m .
5
Summary
Different type of silicon strip detectors were tested in a hadron beam under conditions close to what is expected at the LHC. With a strip length of 12 cm and irradiated oxygenated sensors, we have obtained signal-to-noise value of 15.5 for the APV25 and 10 for the APV6 readout chips in deconvolution mode. The signal-to-noise is uniform along and across the strips within a
230
level of 2.5%. It has been shown that the sensors and the readout chips do survive in the harsh radiation environment of LHC. No critical damage could be observed on the readout chips, and the single event upset rates are sufficiently low so they will cause only negligible corruption of data. In an angle scan, the detector modules behaved as expected from geometrical relations and the measured signals were consistent with the restricted Bethe-Bloch theory for pions and protons. 6
Acknowledgments
We would like to thank K.GabathuIer and D.Renker for their help at PSI and L.Shektman for sharing the beamline with us. References 1. CMS Tracker Technical Design Report, CERN/LHCC 98-6, 1998. 2. A.Ruzin for RD48, NIM A 447 (2000), 116. 3. T.Beckers et al, Proceedings of 9-th Vienna conference on instrumentation 2001(to be published in NIM A). 4. M.French, APV User Manuals, h t t p : //www. t e . r l . a c . uk/med. 5. M.Friedl et al, Proceedings of the Vertex 2001 conference (to be published in NIM A). 6. N.Demaria et al, NIMA 447 (2000) 142-150.
STATUS OF T H E CMS PIXEL D E T E C T O R T. ROHE Paul Schemer Institut, 5232 Villigen, Switzerland e-mail: [email protected] for the CMS Pixel Collaboration The innermost layers of the CMS tracking system will consist of pixel detectors. They will allow pattern recognition in the high track density and will be used as vertex detector. An overview of the system and a status report on the different components will be presented. Emphasis will be given to the latest developments in 2001: The first submission of a full-size radiation-hard readout chip and the latest sensor prototyping.
1
Detector Layout
The tracking unit of the CMS experiment at the Large Hadron Collider (LHC) will contain hybrid silicon pixel detectors for track reconstruction and btagging 1 . It will consist of three barrel layers and two end disks at each side. The barrels will be 53 cm long and placed at radii of 4.4 cm, 7.3 cm, and 10.2 cm (fig. 1). They cover an area of about 0.8 m 2 with roughly 800 modules. The end disks are located at a mean distance to the interaction point of 34.5 cm and 46.5 cm. The area of the 96 turbine blade shaped modules in the disks sums up to about 0.28 m 2 . In the first years when LHC has not reached its final luminosity only the two innermost barrel layers and the first disk on each side will be installed. This system will represent about half of the final system and provide a two hit coverage up to a pseudorapidity" of \rj\ < 2.1. By adding the 3 r d barrel and the 2 n d disk the system will provide three hits over about the same solid angle without extending the region of two hit coverage. In order to achieve the best vertex position measurement the spatial resolution of the sensor should be as good in the ^-direction (parallel to the beam line) as in (r, ip) and therefore a squared pixel shape with a pitch of 150 x 150 um2 was adopted. To improve the spatial resolution analog interpolation between neighbouring channels will be performed. The strong Lorentz deflection in the (r, (^-direction caused by CMS' 4 T magnetic field is utilized to distribute the signal onto several channels. Hence the detectors are not tilted in the barrel layers. The resolution along the z-axis is determined by a
n = — lntan(0/2) where 0 is the track angle relative to the beam axis.
231
232
Figure 1. Perspective view of the CMS pixel system.
the pixel pitch in the region with low pseudorapidity and by charge sharing if the tracks hit the sensors under an angle where the typical cluster size can exceed values of 6 or 7. The best resolution will be reached at the point where the charge is distributed over about two pixels. In the disks where the charge carrier drift is hardly affected by the magnetic field the modules are tilted about 20° resulting in a turbine like geometry visible in fig. 1. 2
Modules and Mechanics
A picture of a barrel module is shown in fig. 2. A 66.3 mm long, 18.45 mm wide, and 300, nm thick sensor is bump bonded to 2 x 8 readout chips. The bump bonding procedure using Indium has been developed at PSI. It is currently used to assemble 64 pixel modules for an experiment at the Swiss synchrotron light source (SLS) at PSI 2 ' 3 . This ensemble is glued with the chips down to a 270 urn thick silicon base plate which is attached to the cooling frame with small screws. Silicon is chosen as material to avoid mechanical stress
233
bumps
readout chips
silicon base plate
Figure 2. View of a barrel module. In the cross section the vertical scale is raised by a factor of 5.
due to thermal expansion. A 50 um thick polyemide hybrid that is thermally matched to silicon is glued on the sensor's back side. The electrical connection to the readout chip is done via wire bonding. The hybrid is equipped with passive components and the so called token bit manager chip managing the readout of the system. Clock, control and data signals are transferred to the barrel periphery via a copper-on-Kapton cable glued and wire bonded to the hybrid. The power is brought in by extra aluminum wires. At both ends of the barrel an end flange is situated where the cables are grouped into sectors and brought to the end of the tracker volume via a 2.2 m long service tube. On this service tube the conversion from electrical to optical signals and vice versa is performed. The end cap modules look slightly different due to their trapezoidal shape. The width of the sensors varies from 2 readout chips per sensor in the innermost region to 5 at the outer end of each blade. The hybrid is placed between the readout chip and the base plate *. The full pixel detector including the service tubes can be preassembled and inserted into CMS as the last component. It will have to be removed at least every second year of LHC running for beam pipe bake out and replacement of the innermost layers which suffer most from radiation damage.
234
Figure 3. Readout scheme of the CMS pixel readout chip. Data of hit pixels will be transmitted to the column periphery via a fast scan and stored there until either rejected or read out via the time stamp and data bus. The control & interface block contains a logic to program the chip and set some reference voltages.
3
Detector Readout
The high bunch crossing rate of 40 MHz requires LHC experiments to readout while data taking continues. This involves a complicated scheme of buffering the data in frontend pipelines up to the time when the trigger decision arrives. The readout architecture of the CMS pixel detector is explained in 4>1. 3.1
Chip Architecture
The readout chip as the most crucial component of the readout chain uses a column drain architecture as described in 5 ' 1 . This architecture assigns as many tasks as possible to the column periphery located at the edge of the chip as shown in fig. 3. This approach keeps the pixel unit cell simple. In its present implementation it contains only about 125 transistors, much less than those of other LHC experiments.
235
When a pixel is hit it notifies the column periphery via a fast OR. A time stamp is created instantly and a token search mechanism is initiated scanning all pixels of a double column as indicated in fig. 3. If a hit cell is identified, its address and analog signal is transmitted to the data buffer in the periphery. In contrast to a fixed association of data buffer cells with each time stamp, a scheme using a pool buffer for all pixel cells of a double column was adopted. It allows to store a variable number of pixel hits per time stamp and ensures that large variations in the hit multiplicity are accepted. This is important for events where the pixels are inside a high pt jet or in case of heavy ion collisions. The readout of several chips in a module is controlled by the token bit manager chip. It sends a token flag to a group of daisy chained readout chips scanning all chips for hit double columns in a similar way as done for the pixel cells in one double column. When a hit double column is found data is sent to the DAQ system via the time stamp & readout bus as indicated in fig. 3. In addition the readout chip will contain a control & interface block for chip programming and setting of reference voltages. 3.2
Latest Results from Prototyping
A chip (PSI 41) with the architecture described above has been produced in the radiation hard DMILL process. It contains 36 x 40 pixel cells which is about half the number of the final chip with 52 x 53 pixels and totals roughly 240000 transistors. The pitch is 150 x 150 um 2 , according to the technical design report 1. The following features are implemented: • Final column drain architecture as explained above. In addition a double hit capability is implemented allowing to record an additional hit in the double column during a hit scan. • The complete double column periphery is included with 8 time stamp buffers and 24 pixel data buffers. • Fully functional readout chain. The readout takes 6 clock cycles per hit. The column and pixel addresses are coded in five analog levels. The pulse height is also read out analog. • Some variations of the analog block are implemented for final optimisation. Still missing in this prototype is the control & interface block which contains 21 DACs to set reference voltages, voltage regulators for the supplies, and a fast I2C-interface for chip programming. It is included in the final chip (PSI 43) submitted in autumn 2001.
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Tests performed with the PSI 41 chip were successful. Pixels can be enabled or masked, thresholds can be set and tuned individually for each pixel, and calibration pulses can be injected. The column drain mechanism performs as expected. A speed of 2 GHz was reached in the hit scans. Time stamp and data buffers and the event assembly is working well. Problems showed up in the readout and clocking speed which is limited to 15 MHz and 35 MHz respectively instead of the required 40 MHz. However the reasons of the speed limiting problems were identified and fixed for the next chip generation PSI 43. The power consumption of the chip is in the order of 90 uW per pixel equally shared by the digital and the analog part. A significant fraction of the analog power is consumed by the source followers (fig. 4a), which are fed by a separate supply voltage. In order to simplify the system, replacement options for the source followers were investigated. While the first one between preamplifier and shaper can be omitted by slightly reducing the feed back capacitance, the second one has to be replaced as shown in fig. 4b. The power needed by the current mirror is much decreased compared to the source
237
followers and the voltage adjustment is less critical. Therefore this supply voltage can be derived from the analog power line, reducing the number of required supply voltages from four to three. The performance of this circuit is superiour to the original one. The risetime at the end of the shaper which determines the time walk of the comparator is still fast and was measured to about 20 ns with an artificial input load capacity of 106 fF. The output to the sample-and-hold also displays a fast peaking time but a slower return to baseline due to the p-MOS transistors. This provides further robustness as timing of the sampling is less critical. A further advantage of the new circuit is the reduction of the power consumption by 15-20%.
3.3
Future Plans
The full size radiation hard chip PSI 43 with all features necessary for an operation in CMS including the control and interface block is currently in production using the DMILL process. The recticle will also contain the token bit manager chip. Delivery is expected in spring 2002. A translation of the chip into a radiation hard 0.25 um-technology is planned. This technology offers the possibility of a further pitch reduction with a cell size of 100 x 150 um 2 instead of the previous 150 x 150 urn2. In the disks the reduced pixel dimension measures the r-direction with improved accuracy. In the (^-direction the spatial resolution is favoured by charge sharing induced by the 20° tilt of the modules. In the barrel the zresolution in the non-central region is determined by charge sharing due to the tilt of the tracks. A pitch reduction along z would only improve the resolution were the hit multiplicity is well below two, which is the case for -q < 0.5. For the barrel the pitch reduction is realised along the (r,
4
Sensor D e v e l o p m e n t
The most challenging requirement for the sensor part of the hybrid pixel system is the radiation hardness. The innermost barrel layer will be exposed
238
to a fluence6 of about 3 x 1014 n e q /cm 2 per year at full luminosity, the 2 n d and 3 r d layer to about 1.2 x 1014 n e q /cm 2 and 0.6 x 10 14 n e q /cm 2 respectively. Since the readout chip as the most vulnerable part of the system is believed to survive a particle fluence of 6 x 10 1 4 n e q /cm 2 , all components of the pixel detector including the sensor part have to perform well up to at least this fluence. This also implies that the 2 n d layer will have to be replaced once after about 7 years (assuming the first 3 years with reduced luminosity) while the innermost layer must probably be replaced every 1 to 2 years of full luminosity equivalent. An operation of the silicon sensors up to 6 x 1014 n e q /cm 2 requires an operation at less than half the full depletion voltage in the last phase. Therefore an "n on n" aproach has been chosen 1. The first prototypes of the sensor were delivered in 2000. They used p-stops as n-side isolation. In order to prevent accidently unconnected pixel cells from floating to high potentials with respect to their neighbours, the p-stops are not entirely closed. Along a narrow path through the p-stop openings an electron accumulation can form providing a high resistive connection path to the neighbours. Such a connection between all pixels also allows on-wafer testing prior to bump bonding as all pixel cells are connected and can be reached with one probe needle placed at the sensor edge. A large variety of open p-stop geometries has been implemented and the interpixel resistance has exensively been investigated 9 . Before irradiation the resistance depends strongly on the amount of overdepletion. Due to pinch-off mechanisms between the p-stops the resistance rises to values above 10 MQ. Therefore the testability is only given for some of the designs 10 . After irradiation the inter-pixel resistance saturates at values of several G£2 more or less independently of the design. Although unbonded pixels float to high potentials with respect to their neighbours, no harmful effects have been observed. There is no correlation between missing bump bonds and noisy pixels in irradiated samples. However the number of noisy pixels in samples irradiated to levels relevant for LHC turned out to be on an unacceptable level when the bias voltage is risen above 300 V. This is probably due to avalanche breakdown at the p-stop edges, an effect which has also been observed in strip detectors 11>12. The implemented guard ring structure consisting on 10 floating rings with increasing distance towards the edge displays a very good performance up to voltages of l k V 9 . In order to continue the sensor developement and to further optimise the design, a second sensor prototype has been submitted in 2001 10 . It contains several p-stop design options with the aim to reduce the bias dependence of ''fluence is normalised to lMeV neutron equivalent n e q /cm 2 .
239 the interpixel resistance. This will be reached by wider p-stop openings and larger gaps between the p-stops themselves. This implies that only one p-stop atoll ring per pixel will be used. To improve the post radiation breakdown behaviour two aproaches will be followed. One possibility are field plates covering the lateral pn-juction of the p-stops which are held on p-stop potential. This method used in power electronics since the late 1960s 13 showed to be quite successful 12>14. The other approach addresses directly the root of the problem, i.e. the reduction of the p-stop dose from currently about 5 x 10 13 c m - 2 to the minimum value possible. This automatically leads to the p-spray technique 15 which is known for its good high voltage capability in the irradiated state 16>17. A final decision on the sensor design will be made after the inverstigation of the second prototype submission in 2002. 5
Summary
The CMS pixel detector has been described. Latest developement is the submission of a full size radiation hard readout chip in DMILL technology satisfying the CMS specifications. All critical features have been investigated in previous readout chips with a reduced size. A translation of the chip into a radiation hard deep sub-micron CMOS design is planned. This allows a moderate decrease of the pixel size. Sensors have been produced and successfully tested in 2000. A second prototye for a further optimisation has been submitted in 2001. References 1. The CMS Collaboration, CMS Tracker Technical Design Report, CERN/LHCC 98-6. 2. Chr. Bronnimann et al., A pixel read-out chip for the PILATUS project, N I M A465 (2001) 235-239. 3. E. F. Eikenberry et al., PILATUS: A 2-D pixel detector for protein crystallography, Presented at the 10 th International Workshop on Vertex Detectors "Vertex 2001", September 23 rd -28 th , 2001 in Brunnen, Switzerland, to be published in NIM A. 4. D.Kotlinski et al., The CMS pixel detector, N I M A465 (2001) 46-50. 5. R. Baur et al., Readout architecture of the CMS pixel detector, N I M A465 (2001) 159-165. 6. B.Hendrich and R. Kaufmann Lorentz angle in irradiated silicon, Presented at the 5 t h Position Sensitive Detector Conference, London, 1999, accepted for publication in NIM A. Accessible via
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http://cms.web.psi.ch/cms_conference.reports.html 7. M. Aleppo et al., A measurement of Lorentz angle of radiation-hard pixel sensors, N I M A465 (2001) 108-111. 8. C. Troncon et al., A measurement of Lorentz angle and spatial resolution of radiation-hard pixel sensors, accepted for publication in NIM A 9. R. Kaufmann, Developement of Radiation hard Pixel Sensors for the CMS Experiment, PhD thesis at the faculty of mathematics and science at the university of Zurich, Switzerland, 2001. 10. T. Rohe et al., Sensor development for the CMS pixel detector, Presented at the 5 t h International Conference on Large Scale Applications and Radiation Hardness of Semiconductor Detectors, July 4 t h -6 t h , 2001 in Firenze, Italy, accepted for publication in NIM A. 11. D.Robinson et al., Noise studies of n-strip on n-bulk silicon microstrip detectors using fast binary readout electronics after irradiation to 3 x 1 0 1 4 p c m - 2 , N I M A426 (1999) 28-33. 12. Y. Unno et al., Novel p-stop structure in the n-side of silicon microstrip detector, presented at the Hiroshima symposium on semiconductor devices, held 1997 in Mebourne, Australia. Submitted to the conference proceedings (not published). Accessible via http://jsdhpl.kek.jp/~unno/notes.html 13. B. J.Baliga Modern power devices, Wiley, New York, 1987, pp 116 and references therein. 14. T. Nakayama et al., Radiation damage studies of silicon micro strip sensors, IEEE Trans. Nucl. Sci. Vol. 47, No. 6, December 2000, p 18851891. 15. R. H. Richter et al., Strip detector design for ATLAS and HERA-B using two-dimensional device simulation, N I M A377 (1996) 412-421. 16. M.S. Alam et al. The ATLAS silicon pixel sensors, N I M A456 (2001) 217-232. 17. T. Rohe et al., Design and test of pixel sensors for the ATLAS pixel detector, N I M A (1999) 55-66.
F A B R I C A T I O N OF M I C R O S T R I P D E T E C T O R S A N D INTEGRATED ELECTRONICS ON HIGH RESISTIVITY SILICON
G.-F. DALLA BETTA* M. BOSCARDIN, P. GREGORI, N. ZORZI ITC-irst, Divisione Microsisttmi, 38050 Povo (TN), Italy G. BATIGNANI, S. BETTARINI, M. CARPINELLI, F. FORTI, M. GIORGI, A. LUSIANI, M. RAMA, F. SANDRELLI, G. SIMI INFN-Pisa and Universita di Pisa, 56010 S. Piero a Grado (PI), Italy
INFN-Trieste
L. BOSISIO, S. DITTONGO and Universita di Trieste, 34128 Trieste, Italy
G. U. PIGNATEL Universita di Trento, 38050 Mesiano (TN), Italy P. F. MANFREDI, M. MANGHISONI, L. RATTI, V. SPEZIALI, G. TRAVERSI INFN-Pavia and Universita di Pavia, 27100 Pavia, Italy V. RE Universita di Bergamo, 24044 Dalmine (BG), Italy A fabrication technology has been developed at ITC-irst (Trento, Italy) for the realisation of silicon microstrip detectors with integrated front-end electronics, to be used in high-energy physics and space experiments as well as in medical/industrial imaging applications. The main technological issues are addressed, and experimental results from the electrical characterisation of the first prototype batch are reported, showing that good quality transistors are obtained within the proposed technology while preserving the basic detector parameters.
1
Introduction
The possibility to integrate at least part of the front-end electronics on the same silicon radiation detector substrate can greatly simplify the mechanical assembly of the read-out system. Owing to the minimisation of the stray capacitance associated with the detector-preamplifier connection, this approach can also enhance the noise performance for detectors having a low output capacitance, such as drift chambers and pixel detectors, whereas for microstrip -TEL.+39-0461-314543, FAX. +39-0461-302040, E-MAIL: DALLABESITC.IT
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detectors, which feature a relatively high capacitance ( « l p F / c m ) , the advantages of integrated electronics are less evident. Nonetheless, a fully integrated system is very appealing in applications where compactness, weight, amount of material are crucial. For instance, an integrated preamplifier at the end of a strip detector would allow to move the rest of the readout electronics, which in traditional systems is right next to the silicon detector, further apart, significantly reducing the amount of material and complexity in the active detection area. Besides, a very dense stacking of detectors would become possible, with applications in X-ray detection or active targets. Finally, integrating the entire readout chain at the end of the strip, an extremely compact system with very few connections and external components would be obtained, which is ideal for space applications. To this purpose, we have modified the fabrication technology developed at IRST for PIN detectors with integrated N-JFET's 1>2, in order to realise microstrip detectors and integrated read-out electronics on high resistivity silicon. We report on the main technological issues and on selected results from the electrical characterisation of the first prototype batch. 2
Design of detectors and integrated electronics
As a first step toward the realisation of a fully integrated detection system, we have considered a monolithic structure consisting of a microstrip detector with integrated N-JFET (triode) in the source-follower configuration. Fig. 1 shows the schematic diagram of the monolithic structure, consisting of a strip detector (SD), either (A) DC- or (B) AC-coupled to a source follower, to be connected via the integrated capacitance CA to an external readout circuit (charge sensitive amplifier plus shaper). Theoretical analyses and circuit sim-
Figure 1. Schematic diagram of a microstrip detector with (A) DC-coupled, (B) ACcoupled integrated N-JFET in the source-follower configuration.
243
illations have been carried out, assuming the external electronics to be implemented with the analog section of the AToM chip, developed for the readout of BaBar detectors 3 . Good electrical figures have been predicted, also in terms of Equivalent Noise Charge (ENC), the value of which was found to be in the order of 500 e~ rms in the shaping time range from 100 to 400 ns 4,B . 3
Device fabrication
IRST process for PIN diodes and integrated N-JFET's, detailed in l, has been further developed to include polysilicon (low and high resistivity) and recessed coupling capacitors with a stacked-dielectric insulator (SiC^-TEQS), while maintaning the same basic approach which features: (i) p + and n + implants (shallow and deep) and thermal diffusion for the transistor realisation and (ii) back-side, P-doped poly-Si gettering to ensure low diode leakage current. Moreover, the process thermal budget has not been altered, so as to preserve the most critical characteristic, i.e., the JFET doping profile in the gateregion. The schematic cross section of a monolithic structure, consisting of a microstrip detector and a front-end JFET, is shown in Fig. 2.
I n' SI substrate
I
Figure 2. Schematic cross-section of a monolithic strip-)-JFET structure (not to scale).
4
Experimental results
Measurements on test structures evidenced an adequate process control of the main parameters, such as: (i) diode leakage current (~ 0.5 ± Q.lnA/cm2 at M l depletion); (ii) polysilicon sheet resistance, both for high-resistivity (14.1±0.6 kO/sq.) and low-resistivity (402±8 fi/sq.) resistors; (iii) dielectric thickness of the insulators employed in poly/p + (212±3 mm) and poly/metal (193±7 urn) integrated capacitors. JFET's were tested on-wafer by means of an automatic probe-station. All measurements were carried out at substrate reverse voltage, Vs„&=6GV, higher
244
than the wafer depletion voltage. As an example, Fig. 3 shows the transfer characteristic of a transistor having an aspect ratio W/L=1000/xm/4/zm, namely the same device adopted in the structures of Fig. 1. The pinch-ofF voltage is about —1.15V, while the drain saturation current, Id ss , is about 3mA, resulting in a high transconductance, gm ~7.5mS. The output characteristics of the same device at different Vgs values are shown in the inset of Fig. 3: a good saturating behaviour in the pinch-off region is observed, and high output resistance (rout) values were measured. The main electri-
gate-to-source voltage, V ^ (V)
Figure 3. Id-V 93 characteristic of a J F E T with W/L=1000/mi/4/mi, with output characteristics at different Vgs values in the inset.
frequency (Hz)
Figure 4. Spectral density of the noise voltage as a function of frequency for three J F E T samples with W/L=1000/im/4pm.
cal parameters of JFET's having different width (W) with the same length (L=4/im) are reported in Table 1, evidencing a correct scaling of the electrical figures with the device width. Note that in the Vgs and Vds range of practical interest, the JFET gate current, I 9 , is low, its value being dominated by the leakage current of the p-well/n-substrate junction. On the contrary, the values measured for the input capacitance, C s s s , are quite high, particularly for the device with W=1000/im. Thus, in order for the ENC performance of the strip-)-JFET structure not to be degraded, a smaller transistor width should be preferably used, allowing for a better g m vs. Cgss trade-off. Noise tests have also been performed on JFET's: as an example, Fig. 4 shows the spectral density of the noise voltage as a function of frequency for three devices having W/L=1000)um/4/zm, biased with I
245 Table 1. Summary of the electrical figures of JFET's having different width (W) with the same gate length (L=4 (im). Data refer to the bias point with V^s=0, Vj3=3V, VSU),=60V.
w (100 H 200 400 500 1000
Idas
(mA) 0.39±0.09 0.77±0.19 1.50±0.35 1.85±0.41 3.59±0.69
gm (mS) 0.79±0.08 1.58±0.19 3.06±0.33 3.84±0.44 7.50±0.93
Tout
(kil) 84.5±30.6 44.9±18.7 24.1±9.0 19.2±7.1 9.8±3.0
I9 (PA) 5.61±0.40 8.17±0.70 12.43±0.52 13.86±0.78 27.75±1.27
Ogss
(PF) 1.16±0.11 2.16±0.23 4.30±0.40 5.12±0.50 10.09±0.94
observed, which is typical of fully-implanted devices, whereas the white noise voltage is in the order of 4nV/y/Hz, higher than expected on the basis of the gm values (~1.6nV/VHz). The reason for this difference is likely to be ascribed to a non negligible contribution from the p + -gate series resistance. 5
Conclusions
We have reported on the development of a fabrication technology for silicon microstrip detectors with integrated electronics. Results from the electrical characterisation of the first prototype batch have evidenced that the fabrication process can provide good quality transistors while preserving the basic detector parameters. Functional testing of microstrip detectors with integrated JFET's in the source-follower configuration is under way. Acknowledgments This work has been partially supported by the Italian Ministery for Scientific and Technological Research and by the National Institute for Nuclear Physics of Italy (INFN). References 1. 2. 3. 4.
G.-F Dalla Betta et al, Nucl. Instr. Meth. A417, 325 (1998). G.-F Dalla Betta et al, Nucl. Instr. Meth. A458, 275 (2001). P. F. Manfredi et al, IEEE Trans. Nucl. Sci. 46(6), 1865 (1999). G.-F Dalla Betta et al, "Feasibility studies of microelectrode silicon detectors with integrated electronics", to appear in NIM A. 5. L. Ratti et al, "Integrated front-end electronics in a detector compatible process: source-follower and charge-sensitive preamplifier configurations", to appear in the Proceedings of SPIE, Vol. 4507, 2001.
T H E D I A M O N D P R O J E C T AT GSI - P E R S P E C T I V E S E. BERDERMANN*, K. BLASCHE, H. W. DAUES, P. MORITZ, H. STELZER*, B. VOSS Gesellschaft fur Schwerionenforschung, Planckstrasse 1, 64291 Darmstadt, Germany E-mail: [email protected] * Members of the RD42 Collaboration,
GERN
CVD-diamond detectors operational in various heavy-ion experiments at GSI are described. The results shown demonstrate convincingly the suitability of such detectors for a variety of tasks, where classical well known detectors fail. New applications are introduced, which are being recently developed for the use in measurements of minimum-ionizing particles.
1
Introduction
Heavy-ion experiments at GSI cover nuclear and atomic physics, related basic and applied research in plasma physics and material science as well as biophysics including tumor therapy with carbon ions. After low-energy sections, the heavy-ion synchrotron (SIS) provides pulsed, cooled ion beams up to 2 GeV/amu of beam intensities up to 10 11 ions/spill. All kind of ions from protons with Z = l to 238 U ions with Z=92 are available. Detector and trigger systems have to cope with a signal ratio of 1:9000, a variable beam intensity from a few ions to about 10 11 ions/s and a time structure from 100 ns to 10 s. Whereas the high-energetic ions from the SIS traverse nearly undisturbed the detectors, in the low-energy domain of the accelerator facility the ion range in solid state material is in the order of 1 /xm. Severe radiation damage is observed. The most remarkable properties of CVD-diamond detectors implemented in heavy-ion measurements at GSI are radiation hardness, intrinsic time resolution well below 50 ps and a single-particle count-rate capability ranging from 1 to 109 ions/s x. However, due to the inhomogeneous charge collection inside the polycrystalline diamond bulk, even a rough particle identification based on pulse-height resolution is excluded 2 . 2
CVD-Diamond Heavy-Ion Detectors
Contrary to high-energy physics, where polished highest-quality diamond material and low noise charge-sensitive integrating electronics is needed, the
246
247
highly-ionizing heavy ions allow the use of thin 'as grown' material, which is characterized by a short carrier lifetime. In order to take advantage of the fast collection of charge (~1G0 ps) low-impedance broad-band amplifiers (DBA) are used 3 . The diamond samples are connected via 50 0 micro-strip lines to the amplifiers. This type of amplifier can be driven also, if connected after some meters of impedance-matched transmission lines, without disturbing the signal performance. 2.1
Diamond Detectors in Physics of Dense Matter (W. Koenig et al.)
A beautiful example which demonstrates the variability and power of CVDdiamond detectors in heavy-ion experiments is the HADES spectrometer. 4
Th« Start- V'£to Device Spill Monitors, TO, ToF Detectors
Target ""'*"> sjstt
2 Octogones A » 25 x 15 mm d B = 100 urn
Figure 1. The Start-Veto device (left) of the HADES spectrometer (right).
The High-Acceptance Di-Electron Spectrometer is designed for studies of hadronic properties in nuclear matter. Theoretical models predict a shift in the mass and resonance width of vector mesons like p, w and <j>, if they are produced inside the nucleus. Lepton pairs obtained from the decay of the mesons axe excellent probes for such investigations. A mass resolution better than 1% is required to distinguish p and w. Pig. 1 shows a schematic view of HADES (right) and a zoomed explosion view of the Start-Veto device (left). A pair of identical diamond strip detectors located 75 cm upstream and downstream the target is used to determine the START for the ToF (Time-of-Flight) measurements. The lepton candi-
248
dates are selected by position correlations of hits in the RICH (Ring Imaging Cerencov Hodoscope) and in the segmented plastic-scintillator wall (TOF). The short intrinsic dead time of ~ 1-2 ns 1 is the most important advantage of the diamond detectors in this experiment. The required high collision rates of ~10 8 ions/spill can therefore be accepted. Beam particles not reacting in the target produce a signal in the downstream detector, which is used as a veto for the upstream detector. This provides a START signal with a rate below 107 ions/spill. The veto efficiency of 90% has still to be improved. In Fig. 2 ToF spectra measured in a commissioning run with 52 Cr ions on 27 Al are shown. The distance between the START counter and the segmented plastic-scintillator wall (TOF) is 2.1 m.
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The data from all 384 TOF segments are included in both spectra. In the left plot the ToF spectrum of all particles arriving within 20 ns at TOF is shown. By means of an angular correlation between RICH and TOF, leptons are selected, and the ToF spectrum of those candidates is shown on the right plot. The intrinsic time resolution of the Start-Veto device amounts to a— ± 29 ps x. The ToF resolution of a=233 ps is determined by the TOF detector and is affected from the calibration of all TOF segments. 2.2
Focal Plane Detectors of Magnetic Spectrometers (S. Toleikis et al.)
A large area (60 mm x 40 mm) CVD-diamond detector of a thickness of 200 /xm has been implemented as the focal plane detector of a magnetic spectrometer used for beam-foil spectroscopy. Since August 2000 the experimental setup shown in Fig. 3 (left) is in operation.
249 Hydrogenlike ions passing through a target foil produce different excited charge states by electron capture. The 7 radiation of the subsequent decay of
Figure 3. Left: The experimental setup in the atomic physics cave. Right: X-ray spectra of helium-like Au atoms with (lower curve) and without coincidence (upper curve) to the corresponding diamond strips.
the excited states is detected with two Ge(i) detectors, one of them movable. The different ionic charge states are deflected by the magnetic field on different diamond strips. High-resolution spectroscopy and lifetime measurements are performed up to the heaviest ions. Fig. 3 (right) demonstrates the background suppression in X-ray spectra of heliumlike 197 Au ions if the Ge(i) detector is readout in coincidence with the corresponding diamond strips (low spectrum). 2.3
Diamond Detectors in Accelerator Beam-Diagnostics
Beam intensities up to 10 11 ions/spill are particularly challenging for detectors to be used in accelerator beam diagnostics. However, this is the top application of CVD-diamond detectors. It is not just they fulfill the tasks excellent but also, there exists nearly no alternative detector material. A variety of beam-intensity- and beam-profile monitors as well as beam-loss monitors outside the beamlines is installed. Optionally, each of the diamond detectors can be used for high-resolution spill- and bunch-structure investigations. Ion beams from the SIS are extracted either 'slow', distributed over a time interval 0.5 s to 10 s or 'fast' in a bunch of about 100 ns. When monitoring slow extracted beams up to a beam intensity of 109 ions/s the detectors are used in a single-particle mode. An integrated current pulse is obtained from fast extracted bunches. Due to the short intrinsic dead time of the detectors, it was possible for the first time to observe the unexpected internal time structure of the bunches. Fig. 4 shows two 58 Ni bunches of quite different time structure, which were extracted consecutively. Whereas on the left picture the 4 pre-
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bunched beam strings are still visible on the right one a bunch compression of about 20 ns seems to be achieved.
2.4
Position-Sensitive
Carbon-Ion Dosimeter
More than hundred patients have been already treated at GSI. 12 C beams of an energy between 100 MeV/amu and 400 MeV/amu and an intensity of 108 ions/spill are scanned over the tumor volume. The results are impressive. In order to check the presently used ionisation chambers and to have an independent determination of the applied dose, single-particle counting is proposed. A prototype large-area position-sensitive carbon dosimeter was developed and first beam tests were performed recently. The 20 x 20 mm 2 CVD-diamond pad detector of a thickness of 100 fj,m contains 16 pads which are glued with conductive silver on a doubble-sided ceramic board. Each pad is connected to a broad-band amplifier. The dosimeter operates as a beamprofile monitor measuring precisely the total fluence F in ions/cm 2 . The dose D applied on each pad can then be calculated taking into account the energy loss AE of a single 12 C ion in matter with density g and thickness d according to D=(AE/ion)*(F/d£>). The similarity of carbon with human tissue is of particular advantage.
251
3
ToF Detectors for M I P s (M. Petrovici, N I N P E Bucharest)
The use of CVD-diamond detectors for fast timing of Minimum-Ionizing Particles (MIPs) has been investigated. First tests using 90 Sr electrons have been performed. Two polished diamond detectors with a collection distance of 210 fim and a thickness of 500 fim were triggered by a plastic scintillator behind the diamonds. DBA amplifiers and low-threshold discriminators were used. The time-difference distribution fitted to a gaussian gives a time resolution of <7=95 ps assuming equal contribution of both detectors. However, due to an equivalent noise charge of 12000 e of the DBA, the detection efficiency obtained was only 3%. New type of amplifiers based on High Electron Mobility Transistors (HEMT) are under construction striving for both, a significantly improved signal-to-noise ratio and a time performance of the present DBA generation. 4
Concluding Remarks
The use of CVD-diamond detectors at GSI has been established. Various CVD-diamond applications in the framework of the tumor therapy are under investigation. We proceed with the study of polished CVD-diamond samples for timing detectors for MIPs. Recently, a joint venture with the Wits University of Johannesburg, Southafrica has been started, aiming to investigate the suitability of HPHT (High Pressure High Temperature) single-crystal diamond for electronic devices and for radiation hard detectors which combine both, the timing properties of CVD diamond and the energy-resolution of silicon detectors. Acknowledgments We would like to thank the GSI target laboratory for the excellent metallisation of the diamond samples, the accelerator crew for support during the beam tests and all colleagues providing experimental data. References 1. 2. 3. 4.
E. Berdermann et al, Diamat. 10, 2001 (1770-1777). E. Berdermann et al, Bormio Proc. 116, 2000 (104). P. Moritz et al, Diamat. 10, 2001 (1765-1769). R. Schicker et al, NIMA. 380, 1996 (586).
R A D I C A L B E A M G E T T E R I N G EPITAXY OF ZNO A N D G A N A. N . G E O R G O B I A N I , V. I. D E M I N A N D M. O. V O R O B I E V P.N.Lebedev
Physical
Institute
of RAS, Leninsky prospect Russia E-mail: [email protected]
53, 117924
Moscow
A.N.GRUZINTSEV, I.I.HODOS Institute
of Microelectroniks
and High Purity Materials of RAS, Russia E-mail: [email protected]
Chernogolovka
M. B . K O T L J A R E V S K Y , V. V . K I D A L O V A N D I. V. R O G O Z I N Pedagogical Institute, Berdyansk Ukraine E-mail: [email protected] P-type ZnO layers with a hole mobility about 23 c m 2 / ( V s), and a hole concentration about 10 1 5 c m - 3 were grown by means of radical-beam gettering epitaxy (the annealing of n-ZnO single crystals in atomic oxygen flux). The effect of native defects on the photoluminescence spectra of the layers was studied. The dominant bands in the spectra peaked at 370.2 and 400 nm. These bands were attributed to the annihilation of exciton localised on neutral V z „ and to electron transitions from the conduction band to singly positively charged V z „ correspondingly. The effect of annealing in atomic nitrogen flux of p-CaN:Mg films on their photoluminescence spectra and on the value of their conductivity were studied. Such annealing leads to appearance of a number of emission bands that peaked at 404.9, 390.8 and 378.9 nm and increases hole concentration from 5 X 10 1 5 to 5 X 10 1 6 c m - 3 , and the hole mobility from 120 to 150 c m 2 / ( V s). The n-ZnO — p-GaN:Mg electroluminescence heterostructures were obtained. Their spectrum contains bands in the excitonic region of GaN at the wavelength 360.2 nm and in the edge region at wavelengths 378.9 and 390.8 nm.
1
Introduction
The synthesis of wide gap ZnO and GaN semiconductors with the necessary intrinsic defects composition is a difficult technology problem. We have found that just the intrinsic defects are responsible for luminescent and electrophysical properties of these materials, including the type of their conductivity. ZnO and GaN obtained by different traditional methods are characterized by the deviation from the stoichiometry to metal component surplus. This causes the presence of such intrinsic defects like Zn or Ga in the interstitial location as well as oxygen and nitrogen vacancies which are donors in ZnO or GaN correspondingly, and their concentration determines the conductivity of n-type.
252
253
The original method - Radical Beam Gettering Epitaxy (RBGE) 1 elaborated by us which is based on the thermal annealing of the crystals in the flux of atoms (radicals) of the not-metal component of the compound is very effective for shifting the intrinsic defects composition in these semiconductors to the side of not-metal component surplus. Such annealing leads to the growth of new layers via sorption of chalcogen atoms from the vapour phase and gettering of metal atoms from the crystal bulk (substrate) 2 . The predominant defects in the materials prepared by this method are metal vacancies. 2
Technology methods
Atomic oxygen and nitrogen were generated by an RF discharge in the flux of oxygen or nitrogen at pressure 0.1 - 10 Pa and with RF power 80 W. By passing molecular gases through the RF discharge, we have obtained a mixture of molecules, atoms, ions and electrons. The charged particles have been removed by a magnetic field, so that only molecules and atoms could reach the treated crystals. The concentration of atomic oxygen was about 1016 — 10 17 c m - 3 . In the case of thermal dissociation at 700°C, this concentration corresponds to a molecular oxygen pressure equal to 105 Mpa 3 , a level which cannot be attained under the ordinary synthesis and heat-treatment conditions. The concentration of atomic nitrogen was an order of magnitude lower. The concentration of atoms was determined by measuring the heat supplied to platinum wire via catalyzed surface recombination of radicals into oxygen molecules 4 . From the measured heat and known recombination energy, we evaluated the flux of atoms and their concentration. 3 3.1
Results and discussion ZnO with hole conductivity
Using RBGE we were the first to obtain single crystal ZnO layers with p-type of conductivity. As-grown ZnO crystals were heat-treated in elemental oxygen at temperatures between 400 and 700°C. The thickness of the layers was up to 50 fim, a specific resistance of 102 fi-cm, Hall mobility ~ 23 cm 2 /(Vs) and hole concentration ~ 1015 c m - 3 . Clearly, the predominant acceptors in the layers were Zn vacancies. The layers were used to study the effect of native defects on the photoluminescence (PL) of ZnO. Figure 1 displays the UV PL spectra of ZnO crystals before and after heat treatment in elemental oxygen. Characteristically, the low-temperature PL spectra of as-grown ZnO crystals (excitation at 337.1 nm) show the bands peaked at 367.7, 369.1, 374.6, 383.5,
254
Ac
— , — - . — i — . — , — i — i — i — i — < — i —
360
370
380
390
400
410
Wavelength, nm
Figure 1. 80-K PI spectra of ZnO crystals in the UV range before (1) and after annealing at 500 C for 1 and 4 h, respectively (2,3).
392.0, and 401.3 nm (curve 1). The 367.7-nm emission is known to be due to the recombination of the free A exciton. The 369.1-nm band arises from the recombination of the exciton bound at a neutral donor such as Zn,-. The other bands are phonon replicas of the free A exciton. In the visible range, the spectrum consists of the only intense band at 505 nm. After heat treatment, the UV PL spectrum is dominated by the band peaked at 370.2 nm, which falls in the region predicted for neutralacceptor-bound excitons (368.7 — 373.6 nm) 5 . Since Zn vacancies are the predominant defects in our layers, the 370.2-nm band arises, most likely, due to recombination of excitons bound at neutral V zn • By chemical profiling, the thickness of the ZnO layer was determined to be 10 fim. In the visible range, the 505-nm emission becomes weaker after annealing at 500°C for 1 hour and vanishes after annealing for 4 hours. This emission is commonly attributed to either interstitial Zn or singly positively charged oxygen vacancies ( F + centre). However, F + centres are usually observed in ZnO irradiated with high-energy particles 6 and are rarely present in unirradiated crystals. It is therefore reasonable to attribute this band to interstitial Zn. The decrease in its intensity can be due to the predominant gettering of Zn from interstitials during the RBGE growth of ZnO layers 3 . With increasing the annealing time, the intensity of the 400-nm band rises, while the excitonic emission vanishes (curve 3). Since Zn vacancies are the dominant defects in the p-type films, it is reasonable to assume that the 400-nm band is due to electron transitions from the conduction band to singly positively charged zinc vacancies. We have also investigated the Electron Paramagnetic Resonance of zinc vacancies in ZnO. Usually, because of a small concentration of these vacancies in the
255
initial samples, EPR-signals connected with these defects are not observed. However, as it was mentioned, after the annealing of the crystals in the atomic oxygen flux the concentration of zinc vacancies increases significantly, that makes it possible to detect the corresponding EPR signal. We have registered a series of EPR lines in the region 2.00217 < g < 2.00790, which correspond to single charged zinc vacancies in a case of measurements in the magnetic field perpendicular to the c axis of the crystal. The lines are anisotropic and were observed without optical excitation. In a case of magnetic field parallel to the c axis all the lines coincided. 3.2
GaN.Mg activated by RBGE
Fabrication of high quality GaN films of n- and p-type conductivity permitted the production of semiconductor lasers for the blue spectral region 7 . We have established 8 the donor-acceptor pair nature of the blue emission with a peak at 2.8 eV, with the nitrogen vacancy as a donor. The improvement of the stoichiometry of GaN films will allow to shift their luminescence to exciton UV region and to increase its efficiency. Consequently, annealing in nitrogen atmosphere is required for this. In order to increase the efficiency of thermal treatment the annealing in atomic nitrogen is preferable. Such annealing allows one to reduce the number of native donor defects, which provide the blue emission, to increase the film conductivity and to improve its crystal structure due to the comparatively low annealing temperatures. We have performed the studies of the effect of annealing in atomic nitrogen flux of p-GaN:Mg films on their PL spectra and on the value of their conductivity. GaN:Mg films obtained by molecular-beam epitaxy on sapphire substrates with (0001) orientation were used as the initial material. Doping of GaN during the growth process with Mg acceptor impurity result only in the formation of high- resistance (5.6 x 104 fi cm) p-type material due to the compensation effect. The film thickness was 0.1 /im. The Hall measurements showed the hole concentration 5 x 10 15 c m - 3 and their mobility 120 cm 2 /(V s). The annealing of the GaN:Mg films for 2 h at the temperature in the range 300 — 700° C in atomic nitrogen flux was carried out in the radical-beam epitaxy setup. The concentration of neutral nitrogen atoms in this method exceeded by 4-5 orders of magnitude their concentration in the inactivated atmosphere under the same pressure and annealing temperature. An nitrogen laser with the wavelength 337.1 nm, with pulse duration 10 ns and the mean radiation power 10 kW was used for the PL excitation. The spectra were analysed with the help of double monochromator, which yield a spectral resolution no worse than 1 meV. The PL spectra of the films prior
256
Energy, eV
Figure 2. 80 K spectra of GaN:Mg films: 1 - initial samples; 2 - the samples annealed in molecular nitrogen, 3 - the samples annealed in nitrogen atoms flux. The annealing temperature was 700°C.
and after annealing in the atmospheres of inactivated and activated nitrogen at various temperatures are shown in Fig. 2. The spectra of initial films (curve 1) contain a broad band peaked at 3.23 eV corresponding to edge emission and a narrow band of bound excitons with a peak at 3.44 eV. One should note the good initial stoichiometry of our films, as evident by practical absence of the blue band peaking at 2.88 eV, which is associated with nitrogen vacancies in GaN 8 . Annealing in a nitrogen atmosphere results in a considerable narrowing of the edge luminescence due to the decrease of in the intensities of its longwavelength components (curves 2,3). In this case, the intensity of the excitonic emission increases, which indicates that the crystal structure improves during the annealing. After the annealing of GaN:Mg films in the atomic nitrogen flux, three peaks at 3.27 (378.9 nm), 3.17 (390.8 nm) and 3.06 (404.9 nm) eV are well pronounced in the edge region of the PL spectrum (curve 3). With the annealing temperature increase the intensities of the first two luminescence bands increase, whereas the intensity of the band peaked at 3.06 eV remains practically constant. The intensity of the exciton peak also remains practically unchanged. Annealing in the nitrogen atoms flux increases the concentration of acceptors. The specific resistance of the films decreases with the growth of the annealing temperature up to 5.8 x 103 fi cm at 700°C. Thus, the hightemperature annealing in atomic nitrogen flux enhances the conductivity of the material almost by an order of magnitude. The concentration of holes in the samples after annealing at 700°C is about 5 x 1016 c m - 3 , and the hole mobility ~ 150 cm 2 /(V s).
257
Ql T " ~ . 2,0
""I . 1 2,5 3,0 Energy, eV
.
1— 3,5
Figure 3. Electroluminescence spectra of ZnO - GaN:Mg diode heterostructures at temperatures: 1-80 K; 2-300 K. In the inset, the schematic representation of a diode structure is given.
3.3
Heterostructures
n-ZnO-p-GaN:Mg
The predominance of the ultraviolet luminescence bands in p-GaN:Mg films allows one to hope that the UV light emitting diode structures based on these films can be produced. The ZnO-GaN:Mg diode heterostructures were obtained on the basis of annealed p-GaN:Mg films. The similarity between the crystal and band structures of these two materials with hexagonal symmetry allows us to expect that this type of structure may contribute much in development of electroluminescence devices. As the layer of n-type conductivity, we used low-resistance layers of zinc oxide 0.5 fim thick obtained by oxidation at 550°C of Zn deposited onto the GaN:Mg film. The oxide layers had perfect crystallinity and had only narrow lines of bound excitons in the emission spectra. Electroluminescence (EL) of the diode structure was observed under forward bias. The electroluminescence spectrum of these structures measured at a voltage of 10 V and at liquidnitrogen temperature is shown in Fig.3. The UV emission bands character to GaN:Mg films are observed; these are exciton bands peaked at 3.44 eV, the edge bands with peaks at 3.17 and 3.27 eV. This indicates that the radiative recombination of carriers occurs mainly in the region of GaN:Mg, although the peak of green emission at 2.30 eV with a rather low intensity can be associated with the luminescence of ZnO layers which is likely to be optically excited by UV radiation.
258 4
Acknowledgements
This work was supported by RFBR grant No 00-02-16421, by the Ministry of Science of Russian Federation as part of the program "Physics of Solid State Nanostructures" (Project 99-1122) and as a part of a program "Physics of quantum and waves processes" - subprogram "Fundamental spectroscopy" (Project 01.08.02.8-4). References 1. Georgobiani A. N. and Kotljarevsky M. B, Radical beam gettering epitaxy of II- VI compounds. Nuclear Phys B 61B (1998) pp. 341-346 2. Georgobiani A. N., Kotljarevsky M. B., Kidalov V. V., et al., Study of ZnO and ZnSe film growth by Radical-Beam Epitaxy on ZnS and ZnSe substrates. Inorg. Mater. (Engl. Transl.) 28 (10) (1993) pp. 1245-1248. 3. Georgobiani A. N., Kotljarevsky M. B., Rogozin I. V. and Kidalov V. V., Characterization of the surface of ZnO layers and the ZnO/ZnSe interface in heterostructures prepared by Radical-Beam Gettering Epitaxy. Inorg. Mater. (Engl. Transl.) 31 (10) (1995) pp. 1249-1254. 4. Kondrat'eva E. N. and Kondrat'eva V. N., Catalytic recombination of electrically active centers as applied to determination of their concentration in the reaction zone, Sov. Zh. Fix. Khim. 20 (1946) pp. 12391247. 5. Kuz'minal. P. and Nikitenko V. A., Zinc Oxide: Preparation and Optical Properties, Moscow: Nauka, 1984, 166 p. 6. Nikitenko V. A., Tarkpea K. E., Nikul'shin S. F. and Kuz'mina I. P., F and F+ Centers in Zinc Oxide. Sov. Zh. Prikl. Spektrosk 47 (5) (1987) pp.834-838. 7. NakamuraS., NagahamaS, Iwasa N, et.ai, Ridge geometry in GaN multiquantum structure laser well diodes. Appl. Phys. Lett 69 (1996) pp. 1477-1481. 8. Kaiser U., Gruzintsev A. N., Khodos I. I. and Richter W., Substrate effects on the structure and optical properties of GaN epitaxial films. Inorganic Materials 36 (6) (2000) pp. 595-598.
GEM D E T E C T O R S FOR COMPASS FRANK SIMON, JAN FRIEDRICH, BORIS GRUBE, IGOR KONOROV, STEPHAN PAUL Physik-Department E18, Technische Universitdt Miinchen D-85748 Garching, Germany E-mail: [email protected] CEM ALTUNBAS, STEFFEN KAPPLER, BERNHARD KETZER, ALFREDO PLACCI, LESZEK ROPELEWSKI, FABIO SAULI CERN CH-1211 Geneve 23, Switzerland For the small-area tracking of the COMPASS experiment, GEM detectors with an active area of 31 x 31 cm2 are employed. These detectors use three cascaded GEM foils with asymmetric voltage sharing and Ar:C02 (70/30) as detector gas. The GEMs have a non-uniformity in gain of less than ±15% and achieve an efficiency of 99.0 ±0.1% and a spatial resolution of 46 ± 3 /xm for minimum-ionizing particles at nominal gain of ~ 8000. The narrow charge correlation (o>at < 0.1) between the orthogonal coordinates of the 2D projective readout improves the reconstruction capability for multiple hits. High rate tolerance and low discharge probability make the GEM detectors well suited for operation in intense muon and hadron beams.
1
Introduction
COMPASS 1 is a two-stage magnetic spectrometer designed to investigate the structure of hadrons using high-intensity muon and hadron beams from the SPS accelerator at CERN. The main component of the small-area tracking are ten GEM stations, each made up out of two detectors, one with horizontal and vertical readoutstrips, the second one rotated by 45° with respect to the first. For the operation in high-intensity beams, the central region of the GEM detectors can be deactivated to reduce occupancy. The GEM stations are mounted to the centers of the COMPASS large area trackers (straws or MWPCs) to provide high spatial resolution close to the beam. The Gas Electron Multiplier2 is a thin (50 /an) Cu-clad kapton foil perforated with holes of 70 /xm diameter at a pitch of 140 /Ltm. Application of a voltage between the two metalized faces of the foil leads to high electric fields in the holes and allows electron amplification. To reach high gains, several such foils can be cascaded.
259
260 2
T h e G E M Detectors
The COMPASS GEM detectors consist of three GEM stages. Since the detectors will be operated in high-intensity hadron beams with a background of heavily-ionizing nuclear fragments, a minimization of the discharge probability is crucial. To this end, the voltage sharing between the three GEM foils is asymmetric, with the highest voltage difference across the topmost foil3. In addition, the foils are subdivided into twelve parallel segments and a circular central sector with 50 mm diameter, which are individually connected to the HV distribution chain. This limits the available energy in case of a discharge. The disc-shaped central sector can be deactivated remotely to permit operation in high-intensity beams. The voltages are applied via a resistor network, so that only one external HV connection is necessary per detector. The two-dimensional orthogonal readout is realized with 768 parallel strips per coordinate at a pitch of 400 /am, the width of the strips having been adjusted to achieve equal charge sharing. The upper strips are 80 pm in width, the lower ones 340 (j,m, down from 350 fan in the first batch of the production to avoid short-circuits. As front-end readout electronics, the APV25-S0 chip 4 developed for the CMS silicon tracker is used. A protection circuit consisting of antiparallel diodes and blocking capacitors shields the chip from large electrical pulses caused by eventual discharges. •.WSLLZ,-,:,
drift honeycomb
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Figure 1. Cut through a triple-GEM detector, all lengths in millimeters.
Figure 1 shows a cut through a COMPASS GEM. The gas volume (Ar:C0 2 (70/30)) is sandwiched between two honeycomb plates that provide the structural stability. The GEM foils are supported by thin spacer grids. The material budget is 0.72% X 0 averaged over the active area. Circular holes in the honeycomb plates of 35 and 50 mm diameter, respectively, reduce this to 0.42% Xo for the passage of the beam.
261
800
Figure 2. Cu X-ray spectrum from 15 kV X-ray generator. The energy resolution (fwhm of the full-energy K a peak) is A E / E = 20% (80 nm coordinate).
3
"""on,,, "late
1000 1200 pulse height [i
Figure 3. Gain map of a GEM detector (4x4 patches). The patch (1,1) is represented by fig. 2. The average pulse height is 970, the non-uniformity is less than ± 15%.
Laboratory Tests
Before the detectors are equipped with electronics for the installation in the COMPASS spectrometer, they are tested in the laboratory to ensure their functionality, as well as to determine their operational parameters. This is done with Cu X-rays (Ka line at 8.0 keV). An X-ray spectrum taken with a GEM detector is shown in figure 2. The energy resolution of 20% is indicative of the good homogeneity of the foils on a small scale (in the order of millimeters). By taking spectra at several positions over the active area of the detector, maps of gain (proportional to the pulse height of the spectrum) and of energy resolution are created. These maps show the uniformity of the detector over its full active area, see figure 3. The gain variations are less than ± 15%, similar to the variations in energy resolution. The absolute magnitude of the effective gain is determined by measuring the current on the readout and by normalizing the corresponding charge to the primary charge produced in the 3 mm drift region. 4
Performance in Particle Beams
Prior to their installation in the COMPASS experiment the GEM detectors were tested with a mixed secondary beam of 3.6 GeV/c protons and pions from CERN's PS accelerator. With the help of a simple zero-field tracking algorithm the efficiency of the GEM detectors for these minimum-ionizing protons and relativistic pions
262
0.2
0.4
residual [mm]
Figure 4. Hit residuals from the calculated tracks. The width of the distribution is "•/itt = 58 ± 2 ;mi, corresponding to a spatial resolution of 46 ± 3 pm.
100
200
300
400
500
cluster charge (80 urn strips) [a.u.]
Figure 5. Spectrum of the cluster charge for 160 GeV/c muons (Landau spectrum), the solid curve is a fit to a Landau distribution, most probable value 105 a.u.
(Pi = 25) was studied on a sub-millimeter scale for a gain of ~ 8000. The efficiency is reduced in areas covered by the 0.3 mm spacer grid supporting the GEM foils and in areas of segment boundaries (nominal width 200 /mi). In unobstructed regions the efficiency is 99.0±0.1% 5 . From the distribution of hit residuals relative to the track defined by a silicon micro-strip detector and a second GEM, the spatial resolution of the detector under study can be deduced by subtracting small-angle scattering effects and tracking uncertainties. The uncertainty of hit residuals is ahit = 58 ± 2 fiva. (see figure 4), resulting in an average spatial resolution of 46 ± 3 /xm for the two GEM detectors involved5. For the 2001 COMPASS physics running with a 160 GeV/c muon beam from the CERN SPS 14 GEM detectors have been operational. The cluster charge distribution for muons is shown in figure 5. No cut on the cluster amplitude was applied, leading to the noise peak around zero. The clear separation of the Landau distribution from the noise peak indicates high efficiency. Figure 6 shows the ratio of charge collected on both readout coordinates. This ratio has a mean value close to unity and a width of arat < 0.1, demonstrating almost equal charge sharing and excellent charge correlation. With the help of this sharp correlation multiple hits can be resolved by combining hits on projections into space points, thus enhancing the tracking in the COMPASS experiment. The quality of multiple-hit reconstruction using the pulse height correlation has been studied for combinatorial events with arbitrary multiplicity by means of a maximum-likelihood algorithm. Results obtained for the mixed proton and pion beam, which reflects the situation in an experiment with different particles species, are shown in figure 7. During the physics running the GEM detectors performed as expected
263
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Figure 6. Charge correlation between readout coordinates. The solid curve is a fit to a Gaussian with aTat = 0.076 ± 0.001, data for muons from the 160 GeV/c SPS beam.
':
">.... 02
. N^-J_ . . . . 1
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a 1800
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Figure 7. Association of multiple hits. The single-hit efficiency describes the probability for correct reconstruction of one hit, the fullevent efficiency gives the probability for correct reconstruction of the complete event.
from the excellent test results and showed no problems at the design intensity of 2 x 108 muons/spill (4 s). No discharges were observed during 8 weeks of operation. The quality of the discharge protection for the front-end electronics can only be demonstrated when the detectors will be operated in a highintensity hadron beam during the COMPASS hadron running. Acknowledgements The GEM foils and the detectors are produced in CERN workshops. The project is supported by Bundesministerium fur Bildung und Forschung, Germany and by the Maier-Leibnitz-Laboratorium fur Kern- und Teilchenphysik der Miinchner Universitaten. References 1. The COMPASS Collaboration, "COMPASS: A Proposal for a Common Muon and Proton Apparatus for Structure and Spectroscopy", CERN/SPSLC 96-14, SPSC/P 297 (1996). 2. F. Sauli, Nucl. Instrum. Methods A 386, 531 (1997). 3. S. Bachmann et a]., CERN-EP/2000-151 (2000). 4. L.L. Jones et al, CERN-99-09 (1999). 5. F. Simon, "Commissioning of the GEM Detectors in the COMPASS Experiment", Diploma Thesis, TU Munich (2001), http://www.el8.physik.tu-muenchen.de/~fsimon/.
A R C H I T E C T U R E OF T H E C O M M O N GEM A N D SILICON R E A D O U T FOR T H E COMPASS E X P E R I M E N T BORIS GRUBE, RITA DE MASI, JAN FRIEDRICH, IGOR KONOROV, STEPHAN PAUL, LARS SCHMITT, FRANK SIMON, ROBERT WAGNER, MICHAEL WIESMANN Physik-Department E18, Technische Universitat Munchen D-85748 Garching, Germany BERNHARD KETZER CERN, CH-1211 Geneve 23, Switzerland The readout chain of the GEM and the silicon detectors of the COMPASS experiment at CERN is based on the APV25 frontend chip. The system utilizes optical fibers for data transmission and is designed to stand high event rates. Using the Multi readout mode of the APV 25, giving three samples per event, a very good time resolution of the detectors can be achieved. The high trigger rates require an efficient zero suppression algorithm. The data sparsification that is performed in hardware features an advanced common mode noise correction utilizing a combination of averaging and histogramming.
1
Introduction
The COmmon Muon and Proton Apparatus for Structure and Spectroscopy 1 (COMPASS) is a fixed target experiment at the CERN SPS. The detector is designed to stand high trigger rates of up to 100 kHz at beam intensities of up to 2 • 108 particles per spill. The Silicon and GEM detectors are used for small angle tracking. The double-sided silicon microstrip detector is 5 x 7 cm large, has a pitch of about 50 pm and 1280 + 1024 channels 2 . The GEM detectors have an active area of 30 x 30 cm and a two-dimensional readout with a strip pitch of 400 /mi and 768 + 768 channels 3 . For both detector types the APV 25 4 was chosen as the frontend chip so that they can use the same readout hardware. The APV 25 samples the signal amplitudes at 40 MHz. The samples are stored in an analog pipeline that can buffer the data for up to 4 /is. After receiving a trigger, the chip sends out the data in a sequential format, called 'frame', which contains the 128 analog amplitudes and header information. In the used 'Multi mode' the APV reads for each event three consecutive samples. The output is driven by a 20 MHz clock so that the readout of one event takes 21 ^s. By calculating the ratios of the amplitudes of the different samples, it is possible to determine the position along the assumed pulse shape
264
265
and thus to get precise timing information. Using a first implementation of this method, time resolutions of about 3 ns for the silicon detector and of about 15 ns for the GEM detector were achieved. 2
The readout chain
The readout chain consists of four parts: the frontend chip APV 25, the repeater cards, the ADC card and the GeSiCA readout module (see figure 1). The data processing is based on Field Programmable Gate Arrays (FPGAs). GEM frontend 2x6
FE
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=n 1 >:iT
Rept.
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Figure 1. The common GEM and silicon readout system
The analog differential data output of the APVs goes via short flat-cable through a repeater card to the ADC card. In case of the GEM detector one ADC card handles all twelve APV chips of a chamber. In the silicon frontend one ADC card reads ten (for the 1280 channel n-side) respectively eight APVs (for the 1024 channel p-side). The analog signals are digitized by 10 bit differential ADCs. The zero suppression logic processes and sparsifies the digital signals. After a first formatting the data to 32 bit words they go via long optical fibers to the GeSiCA (GEM Silicon Control and Acquisition) board. For this data path the HOTLink protocol 5 is used. Aside from offering a high bandwidth of 40 Mbyte/s for data transfer, the optical fibers isolate
266
the ADC cards from the readout module. This is of particular importance for the silicon frontend, where the two ADC cards that read out one silicon detector lie on different potentials due to the depletion voltage 2 . The GeSiCA is a 9U VME module and is able to process up to four incoming HOTLink data streams, which is equivalent to 48 APVs or 6144 channels. After de-serialization, the data are buffered in a FIFO. Via a common bus the merger unit takes the data from the FIFOs, labels them with the event header it gets from the Trigger Control System (TCS) and writes the data to the S-Link card. Via the optical S-Link connection the data go with 100160 Mbyte/s to the readout computer. GeSiCA also encodes the TCS reference clock, the trigger and the reset signal which are provided by the TCS receiver and distributes these signals through the optical fibers to the ADC cards and the connected APVs. To allow easy configuration and status monitoring of the frontend electronics (ADC cards and APVs), GeSiCA provides an I 2 C interface6 which is accessible via the VME bus. An encoder transforms the I 2 C protocol so that it can be sent together with the trigger and reset signals over the optical fiber. The ADC card decodes the I 2 C signals from the fiber and forwards them to the APVs. In the year 2001 run of the COMPASS experiment 14 GEMs and 1 silicon detector with altogether 24000 channels were read out using 16 ADC cards and 5 GeSiCA readout modules. With zero suppression, trigger rates of up to 20 kHz were reached. 3
The zero suppression with common mode noise correction
The zero suppression is done using a threshold cut on the strip amplitude. Because fluctuations of the baseline of the APV are observed, the data have to be corrected for this 'common mode noise', before a threshold cut can be applied. This correction is performed in the hardware by histogramming the accumulated frequencies of the amplitudes within a window around the assumed baseline of the APV frame. The utilized histogram has 32 bins. The entry in each bin is the number of channels that have an amplitude bigger or equal to an assigned bin 'value', defined as two times the bin number, so that amplitudes in the interval from 0 to 62 are histogrammed. If the strip amplitudes lie in the proper range, the baseline of the frame is approximately the biggest bin value that has an entry bigger or equal to 64. This is because compared to this bin value at least half of the channels in the APV frame have an amplitude which is bigger or equal, so that this value is close to the median amplitude.
267
Because of the limited dynamical range of the histogram the amplitudes have to be shifted in the right region so that the histogramming can work. Therefore the hardware calculates the average pulse height of the pedestal corrected APV frame. If the frame contains no hits the average pulse height lies very close to the median amplitude. Signals obviously create a difference of average and median amplitude, but for sufficiently low occupancy the average pulse height gives an estimate for the median amplitude, close enough for the histogramming method to work. The channel amplitudes are shifted in a way that the average amplitude comes to lie on value 32, in the center of the histogram explained earlier (see figure 2).
[ADCch.]
Figure 2. The hardware zero suppression algorithm: (1) The pedestals are subtracted. (2) The average amplitude is calculated. (3) The data are shifted so that the average amplitude comes to lie at 32. (4) The histogramming that determines the signal baseline.
In the hardware the algorithm is implemented as a pipeline that processes the data of six ADCs in parallel. The pipeline has multiple stages7 that perform the above steps of the zero suppression algorithm.
268
In the high intensity muon beam of the year 2001 run of COMPASS the average occupancy of the GEM detectors was about 17 hits or 13 %. Under the same conditions the silicon detector has an average occupancy of about 12 hits or 9 %. Number of hit strips GEM
Mean = 17.29 RMS = 11.71
Number of hit strips silicon p-eide
Mean 3 10.75 RMS = 7.069
Number of hit stripe silicon n-slde Count F
Meen = 11.91 RMS = 7.49S
Figure 3. The occupancies of the GEM and the silicon detector in the high intensity muon beam
Acknowledgments The project is supported by the Bundesministerium fiir Forschung und Bildung, Germany and by the Maier-Leibnitz-Laboratorium fiir Kern- und Teilchenphysik der Miinchner Universitaten. References 1. The COMPASS Collaboration, "COMPASS: A Proposal for a Common Muon and Proton Apparatus for Structure and Spectroscopy", CERN/SPSLC 96-14, SPSC/P 297 (1996). 2. R. Wagner, Diploma Thesis, TU Munich (2001) a . 3. F. Simon, Diploma Thesis, TU Munich (2001) a . 4. M. Raymond et a.., "The CMS Tracker APV25 0.25 /xm CMOS Readout Chip", Proceedings of 6th Workshop on Electronics for LHC Experiments, Krakow, CERN/LHCC/200-041. 5. CYPRESS, "HOTLink Design Considerations", http://www.cypress.com/hotlink/index.html. 6. Philips, "The I 2 C-Bus Specification Version 2.1", 2000. 7. B. Grube, Diploma Thesis, TU Munich (2001) a . "Available at http://www.el8.physik.tu-muenchen.de/research/compass/
269
Medium and High Energy Physics Experiments Organizers: G. Westfall (Medium Energy Physics) L.
J. Pietraszko H. R. Schmidt P. Moissenz S. Tomassini W. J. Spalding P. Checchia A. Di Ciaccio A. Marin M. Giorgini B. Di Girolamo S. Movchan S. Hagopian S. Tentindo Repond A. Papanestis S. Braccini S. Paoli
Price
(High Energy Physics)
Performance of the Pre-shower System in the HADES Spectrometer The Time Projection Chamber for the CERN-LHC Heavy-ion Experiment ALICE Cathode Strip Chambers Data Analysis A Gas System for a Large Multi-cells Detector Run II Upgrades and Physics Prospects Detectors for a Linear Collider The ATLAS Muon Spectrometer US ATLAS Muon End Cap System Performance of the MACRO Limited Streamer Tubes for Estimates of Muon Energy Exploitation of ATLAS DAQ Prototypes for Test Beam and Lab Activities Cathode Strip Chamber Performance of the CMS ME1/1 Muon Station The Run2 D 0 Muon System at the Fermilab Tevatron The DO Central Tracker Trigger A Proposal for the Alignment of the LHCB RICH Detector Monitored Drift Tube Chamber Production at Laboratori Nazionali di Frascati A Database for Detector Conditions Data of Current and Future HEP Experiments
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P E R F O R M A N C E OF T H E P R E - S H O W E R S Y S T E M I N T H E HADES SPECTROMETER * J. PIETRASZKO, A. BALANDA, M. JASKULA, L. KIDON, R. KULESSA, E. LUBKIEWICZ, A. MALARZ, J. OTWINOWSKI, W. PROKOPOWICZ, W. PRZYGODA, P. SALABURA, E. WAJDA, W. WALUS, M. PIOSKON, T. WOJCIK M. Smoluchowski Institute of Physics, Jagellonian University 30-059 Krakow, Reymonta 4, Poland tel. (48-12)6324888, fax:(48-12)6342038, e-mail: [email protected] M. KAJETANOWICZ, K. KORCYL, AND A. SKOCZEN Nowoczesna Elektronika, Krakow FOR THE HADES COLLABORATION The Pre-Shower detector system of the HADES spectrometer is applied to electron identification with emphasis on fast hadron rejection at forward angles. The detector is operated in the self-quenching streamer mode (SQS) to simplify on-line recognition of electromagnetic showers. Stable electronics at low noise guarantee robust pattern recognition through the experimental runs. The construction and performance of the detector is presented.
1
Introduction
A High Acceptance Di-Electron Spectrometer (HADES) 1 ' 2 has been proposed at the SIS accelerator of GSI to investigate electron pairs produced in proton, pion and heavy ion induced reactions. The main goal of these studies is to explore in-medium modifications of vector mesons (p, LJ, (j>) properties changes at moderate temperatures and nuclear matter densities predicted by various models. The expected total yield of dielectrons from vector mesons decays is of the order of 10~ 6 per central Au+Au collision at lAGeV. Therefore an efficient electron detection system with large acceptance, high rate capability and highly selective multi-stage trigger scheme allowing pair detection at beam intensities of up to 108 particles/s is required. For HADES a fast electron recognition with two fold identification with on-line image processing is necessary. It is provided by a hadron-blind Ring Imaging Cerenkov Counter (RICH) and a Time Of Flight (TOF) scintillation wall accompanied • P A P E R SUPPORTED BY POLISH-GERMAN COLLABORATION FOUND 528/LN/96 AND PARTLY BY POLISH STATE C O M M I T T E E FOR RESEARCH (KBN GRANT NR 2 P03B 088 11, KBN GRANT NR 5 P03B 140 20).
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by a set of electromagnetic shower detectors (PRE-SHOWER). Due to Mnematical reasons the TOF is able to accomplish sufficient separation between electrons and hadrons in the angular region 45°-88°. However, at polar angles below 45°, the time of flight measurement is not sufficient for the proper separation of electrons from pions due to a high pions momentum. According to calculation, described in ref.3, for timing resolution of at «15Q-200 ps the number of fake electrons is equal to rj/0fee «1 (45° < 0 <88°) and iifake «4-5 (13° < 6 < 45°) respectively. Therefore the electron identification has to be additionally improved by an introduction of the Pre-Shower.
2
Principle and detector construction
The PRE-SHOWER detector is based on the principle that at Sdnetic energy range below a few hundred GeV, electrons and positrons are the only particles which substantially loss their energy by radiation. In the picture (Figure 1) the idea lepton/hadron distinction based on Shower method is presented. A
Figure 1. Schematic representation of the lepton/hadron discrimination by means of the P R E - S H O W E R detector. Lepton/hadron discrimination is performed by comparing the number of particles measured before and after the lead converters. The instrument consist of 2 lead converters inserted between three wire chambers working in the self quenching streamer mode (SQS).
273
stack of three wire chamber layers (referenced later as: plane 1 = pre, plane 2 = postl, plane 3 = post2) separated by a layer of lead in between form the Pre-Shower detector. In order to perform number of particle measurement the wire chambers filled with the argon/isobutane/hepthane mixtures and operate in the limited self-quenching streamer mode (SQS) are used. SQS mode ensure that the produced charge depends only weakly on the particle specific energy loss and the quantity of the charge collected by means of the chamber should be directly proportional to the number of particles which enter the chamber. Counting and comparing the number of particles before and after the converters is appropriate way of electron identification. PRE-SHOWER wire chambers consist of a plane of equally alternately spaced potential and ground wires centered between two cathode planes. The construction principles for all chambers are identical except little difference in dimensions results from adjustment to cover the same solid angle with respect to the target. The details of the main components of the gas chamber (Figure 2) can be summarize as follows: - cathode pad plate, made of fiber glass with copper pads. Pads are organized in a matrix-like structure with rows and columns and are aligned with respect to the straight-line trajectories assumption. 20 mm thick aluminum frame is used to strengthen the pad plate, - two wire planes (ground wires, potential wires) glued and soldered to the rigid frames made from fiber glass equiped with integrated printed board circuits for wire connections, - the 0.7 mm thick stainless steel cathode plate with 20 mm aluminum support frame. The final pad configuration is shown in Figure 2. There are 32 pad rows, the number of columns varies from 32 in the lowermost to 20 in the uppermost row. The height of the pads changes from 3 cm (upper rows) to 4.5 cm (7 lowermost rows) and are aligned with chamber cells (i.e. 4.5 cm pads cover exactly 3 chamber cells). This configuration results in total number of 942 pads for one wire chamber and 16956 for the whole PRE-SHOWER detector. The wire plane is composed from sense and field wires at a distance of 4mm from a cathode planes. The space between ground and potential wires is 7.5mm. The sense and field wires are made from 25 mm gold plated tungsten and 125 mm Cu-Be, respectively. They are spanned on two separate frames made from rigid fiber glass epoxy resins. This scheme ensures very good electric isolation of sense wires at high potential (+ 2800 V) from field wires at zero potential. Typical leakage currents of the chambers are 20-40 nA at 2900 V. There are 89 sense and field wires stretched with a force 40 G and 160 G, respectively.
274
22 cm yS / "
cathode stainless steel
S u D si
/////////////
mi ^?iA plane 160 cm read-out
Figure 2. Schematic drawing of a wire chamber used as a counter in P R E - S H O W E R detector. Pad plane structure with geometrical dimensions in the left-hand side picture is shown. A set of parallel wires mounted (on distinct frames) symmetrically between two cathode planes in the right-hand side picture is depicted.
3
Lepton identification and hadron rejection, simulation and experimental results
The PRE-SHOWER detector compare the number of charged particles before and after the layers of lead to identify electrons. The simplest version of a condition which allows us to classify the particle is: ^ipost\ r\ *%pre
or
^IposVl r\ *°cpre
> F.
(1)
where Qpre, Qposti, QPost2- charges collected from first, second and third chamber respectively. Efficiencies for lepton identification was obtained from experiments with beams of electrons (850 MeV) and protons (2.1 GeV). The results are presented in the picture (Figure 3). In addition, the simulation results are enclosed. For the F=2 efficiency for electron identification is about 90% and only about 10% hadrons we misidentified as electrons. In addition a good agreement between simulation and experimental results was achieved.
275
1 electrons 850 MeV
0.5 a
tut
a>
fakes - protons 2.1 GeV
0.1
*
0.05 simulation data experimental data
0.02 0.01
2.2
2.4 2.6 parameter F
2.8
Figure 3. The measured and simulated electron identification and misidentification (fakes) efficiencies as a function of F parameter.
4
Conclusion
The PRE-SHOWER detector provides an effective way of leptons from hadrons separation. The detector together with dedicated stable electronic system 5 allows to perform online lepton recognition in the second level trigger of HADES. References 1. HADES, the New Electron-Pair Spectrometer at GSI J. Friese, for the
HADES collaboration Nucl. Phys. A 654, (1999) 1017c 2. P. Salabura at al., Acta Phys. Pol. B 27(1,2)(1996)421 3. C. Agodi et al., "The Time of Flight Wall for the HADES Spectrometer", IEEE Transaction on Nuclear Science, vol. 45, no. 3, June 1998 4. J. A. Kadyk, Nucl. Instr. And Meth. A 300 (1991) 436-479 5. Development of fast pad readout system for the HADES shower detector, A. Balanda at al., Nucl. Instr. And Meth. A 417 (1998) 360-370
T H E TIME P R O J E C T I O N C H A M B E R FOR T H E CERN-LHC HEAVY-ION E X P E R I M E N T ALICE H.R. SCHMIDT Gesellschaft fur Schwerionenforschung, Planckstr. 1, D-64S91 Darmstadt, Germany E-mail: [email protected] The ALICE TPC is a conventional TPC based on experience with previous TPCs used in heavy ion beams. However, the unpreceeded high particle multiplicities at LHC Pb+Pb collision has led in detail to many innovations in its design and construction. 1
Introduction
It seems that roughly every 5 years, forced by the augmented energy of heavy ions beams, a major Time Projection Chamber (TPC), setting new standards, comes into operation. This is documented in Table 1, which contains a comparison of design parameters of the NA49 2 TPC at the SPS (y/s = 17 GeV) , the STAR 3 TPC at RHIC ( ^ i = 200 GeV) and the projected ALICE * TPC at LHC (y/s = 5500 GeV) . From this table it can be seen that the ALICE TPC exceeds its predecessors in basically all aspects. This is forced by the expected high charged particles multiplicities of up to 8000 per unit rapidity, which is a factor of 5-10 higher than at RHIC. These unpreceeded high multiplicities are a major challenge both to the construction and the operation of the ALICE TPC. In this contribution we will show how the design of the ALICE TPC readout chambers, being basically conservative and based on the NA49 and STAR T P C s , are optimized to be able to handle the high particle load. 2
T P C Layout
The overall acceptance of the TPC is 0.9 < r\ < 0.9. To cover this acceptance the TPC is of cylindrical design with an inner radius of about 80 cm, an outer radius of about 250 cm, and an overall length in the beam direction of 500 cm schematic layout of the ALICE TPC is shown in Fig. 1 The TPC field cage provides a highly uniform electrostatic field in a cylindrical high-purity gas volume to transport primary charges over long distances (2.5 m) towards the readout end-plates. The field configurations is defined by a high-voltage (up to 100 kV) electrode located at the axial centre of the
276
277 Table 1. Comparison of the NA49, the Star and the planned ALICE TPC
parameter No. of channels gas
gas gain field cage drift voltage minimal pad size Luminosity [cm _ l i s " 1 ]
NA"4¥ SPS fixed target 1995 182k NeCC-2 (90-10) (vertex) ArCH4C02 (90-5-5) (main) 2 x 10* (vertex) 5 x 10 3 (main) W = 39"0cm L = 390cm H = 180cm (main) V = 27m3 „ 13.4/19.5 kV 200/175 V / c m 3.5 X 16 m m 2 = Kfi 0 m m 2
»1025
—ATICE LHC collider
STAR RHIC collider 2000 140k
570k
ArCH 4 (90-10)
NeCOa (90-10)
3.6 x 10 3 (inner) 1.3 x 10 3 (outer)
2 x 10 4
L = 420 cm R = 210cm V = 50m3 31 kV 150 V / c m 3.5 x 11.5 m m 2 = 39..S m m 2
2 X 10 2 5
L = 500cm R = 250cm V = 88m3 lOOkV 400 V / c m 4 x 7.5 m m 2 = 30 0 m") 2 0.5 - 1 X 10 2 7
SL-i-'fc
Figure 1. The ALICE TPC showing the central electrode, the field cage.and the end plates
cylinder. As drift gas a mixture of N e C 0 2 , as is currently used in the NA49 (9Q%/10%) and CERES (80%/20%) experiments at the SPS, is chosen. The readout chambers are basically conventional multiwire proportional
278
chambers with cathode pad readout as used in many TPCs before. In detail, their construction, however, requires to overcome significant technical challenges as discussed below. The overall area to be instrumented is 32.5 m 2 . The azimuthal segmentation of the readout plane follows that of the subsequent ALICE detectors, leading to 18 trapezoidal sectors, each covering 20 degrees in azimuth. The radial decrease of the track density leads to changing the requirements for the readout chamber design as a function of radius. Consequently, there will be two different types of readout chambers, the inner and outer chambers. Each outer chamber is further subdivided into two sections with different pad sizes, leading to a triple radial segmentation of the readout plane, with 557568 readout pads in total.
3
T P C challenges
The most obvious negative consequence of a high track density is the corresponding high occupancy of the readout channels. In the following we show that a simple increase in the readout granularity would be of limited help if not accompanied by a number of other measures. 3.1
Pad Size
A sufficient number of pads per charge cluster in terms of position resolution is 2-3. Thus an increase in the number of pads is sensible only if the induced charge from the (point-like) avalanche spread over no more the 2-3 pads. This can be achieved by reducing the distance between anode wire and pad plane. However, at a certain point the distance HV-GND gets critical. There are also other reasons why it makes little sense to decrease the pad size beyond a certain limit: the width of the charge cloud after 250 cm of drift is of the order of mm depending on the choice of the drift gas and voltage. I.e., any reduction of the pad beyond a certain size result in an oversampling of the track without any gain of information. 3.2
Time direction
The situation in time direction is similar: one could think of increasing the frequency of the time sampling, however, as diffusion occurs also in longitudinal direction this would result as well in an oversampling of the pulse. The choice of a shorter shaping time is limited by the fact that below 150-200 ns shaping time the signal/noise ratio becomes critical.
279 3.3
Optimization
From of the above considerations one is left with the following measures to optimize for best performance in a high density environment: 1) minimization of the diffusion, i.e. choice of a "cold" gas (NeC02, 90-10) and a high drift field (400V/cm). 2) choice of a minimal pad area (A = 30 mm 2 ) which still gives a reasonable signal; this implies a) the proper choice of the anode-pad distance (2 mm) to have the desired pad response function (PRF) and b) a high gain, because the faint signal from the small pad needs high amplification. This can be done both by gas and electronic amplification, however, to optimize the signal/noise ratio (S/N^20) a high gas gain (2 xlO 4 ) and low electronic gain (8mV/fC) is preferable. This choice should lead to a number of equivalent noise electrons below 1000. 3) For a given pad area the proper choice of the aspect ratio (4 x 7.5 mm 2 ) will further decrease the number pads occupied by a cluster. The principal reason for this is that the tracks are oriented in a preferred direction, i.e., radially. 4
Long Term Stability
In principle, the long term behavior of gaseous detectors is not testable, as the only halfways realistic test would require an exposure of the chambers at rates and durations comparable to the experimental conditions. For an expected running time of several years this is not possible for obvious reasons. One resorts therefore to short time tests with high intensity exposure to accumulate at least as much charge per unit length anode wire (where the amplification takes place) as in the experiment. In our case we exposed an anode area of about 1 cm 2 with a strong 55 Fe source for about 2000 hrs. The resulting anode current of 25 nA was monitored and found to be stable for the whole measurement period. The corresponding charge/unit length of the anode wire is calculated to be 60 mC. This has to be compared with an estimated accumulated charge of 1.1 mC per cm wire and ALICE year (1 ALICE year = 10 6 s). 5
Space Charge
There are two distinct sources of space charge in the TPC drift volume:
280
a) positive ions from primary ionization by a charged particle, and b) positive ion leaking back from the amplification zone into the drift space. Owing to the much smaller mobility of the ions as compared to the electrons a quasi-stationary positive charge will distort the drift field significantly. While a) is unavoidable and leads to distortions of the tracks of up to 0.5 mm for NeCC>2 as drift gas, b) could cause much larger distortions if the ion feedback is not sufficiently blocked by the gate. This is particularly dangerous at the high amplification of 2 x 104 in the present ROC's. First tests on prototype chambers showed indeed that ions leak back into the drift space even with gate closed. Two-dimensional calculations of the field configuration revealed the ion-leaks were located at the radial borders of the chamber, i.e., at the discontinuities of the otherwise regular gating grid structure. To circumvent the problem electrostatic "shims" were introduced to optimize the field geometry. The gating inefficiency was assessed by measuring the drift electrode current as a function of the gating offset voltage. At high gating offset voltage the measurement was limited by the sensitivity of the ammeter of « 10 pA. An upper limit of 0.5 x 1 0 - 4 for the gating inefficiency was deduced. This, together with an amplification of 2 x 104 results in less than 20 ions/cm track coming from the amplification and is of the same order of magnitude as the ions from primary ionization. 6
High Rate
So far, previous TPC's have not yet been operated both at high gain and at high track density. It is thus questionable whether under those conditions the chamber can be operated stably at all. A first test was performed at GSI employing a TPC readout chamber formerly used in the NA35 experiment. The chamber was irradiated with secondaries from a 12 C beam hitting a thick target. By varying the target thickness and/or the beam intensity track densities from overlapping events similar LHC P b + P b collisions could be reached. It turned out that the chamber could sustain several tens of fiA anode current without signs of instability. 7
Simulation Results
Even after the optimization steps described above one is left with an occupancy exceeding 50% at the innermost radius for an assumed multiplicity of dN/dy = 8300 plus background ( « 30%). Previous experience from the NA49 experiment demonstrated that the tracking efficiency is reduced dramatically
281
for occupancies above 20%. The situation, however, is different for a fixed target experiment as NA49 and an experiment in collider geometry where the track density decreases quadratically with the radius. The ALICE tracking group has adopted novel tracking algorithms which are based on local methods, i.e., the tracking starts at the outer parts of the TPC and proceeds to smaller radii. No global track model is needed in this case. Employing Kalman filtering leads to an acceptable efficiency, i.e., of 88% of all recognizable track are found with only 2% fake tracks. At present, the momentum resolution is evaluated for the TPC only, i.e., the connection to the other tracking detectors - ITS at small radii and TRD at large radii - is not included in the tracking algorithms. The momentum resolution Ap/p at lGev/c is found to be 2.4%, which is close to the expectation of the Technical Design Report 1. For high momentum tracks with p > 5GeV/c the resolution is at present > 14%, clearly not good enough for high pt physics. However, with the additional information from the other tracking detectors is it expected that the resolution for high momentum track is well below 5% 4 . The simulations yield a dE/dx resolution of 8-9% in the high track environment, while the resolution of a single, isolated track is « 5%, which is close to the optimum. Thus the particle identification properties of the TPC are as good as they can possibly be under the given circumstances. 8
Summary
We have shown that the measures taken to optimize the TPC readout chambers will allow to operate the ALICE TPC even under the highest anticipated particle load. The simulated performance indicates that momentum and dE/dx will be sufficient the reach the physics goals as formulated in 1. References 1. ALICE Collaboration, Technical Design Report, CERN/LHCC 2000-001 2. S. Afanasev et al., The NA49 Large Acceptance Hadron Detector, Nucl.Instrum.Meth. A430:210-244, 1999 3. H. Wieman, Recent Developments in TPC Technology and the STAR TPC at RHIC, this conference 4. ALICE Collaboration, Technical Design Report, CERN/LHCC 2001-021, p. 156
CATHODE STRIP CHAMBERS DATA ANALYSIS I. GOLUTVIN, Y. KIRYSHIN, K. MOISSENZ, P. MOISSENZ, S. MOVCHAN, A. ZARUBIN Joint Institute for Nuclear Research, 6 Joliot Curie, Dubna, Moscow reg., 141980, E-mail: [email protected]
Russia
Main cathode strip chambers (CSC) data analysis tasks are: calibration, reconstruction of the transmission function (transformation of CSC readout information to the coordinate of particle), track finding, optimal track parameters estimation and alignment. Methods for solution of these tasks (excepting calibration) are described. The influence of CSC geometrical parameters, sampling time and a number of signal readout samples, uncorrelated background, overflows and magnetic field to the spatial resolution are analysed. Proposed methods and algorithms are useful for the data analysis as well as for detector optimisation.
1
Introduction
CSC has been chosen for the endcap muon system of the Compact Muon Solenoid (CMS) because it is capable to provide precise spatial and timing resolution in presence of a high magnetic field and high particle background rate.1,2 Each CSC module consists of six layers to provide robust pattern recognition for background rejection and efficient matching of external muon tracks to internal track segments. The layer is a multiwire proportional chamber in which one cathode plane is segmented into strips running across wires. Radial strips and wire groups provide a natural
Reconstruction of the transmission function
An avalanche developed on a wire induces on the cathode plane a distributed charge of a well known shape which is defined by electrostatics.3 Charpak et al. have shown that by interpolating fractions of charge picked up by these strips, one can reconstruct the track position along the wire with precision of 50 urn or better.4 Charge cluster is a sequence of strips (> 2) with collected charge greater then noise and bounded (left and right) by strips without charge. Let Qc is a charge of the central strip in the cluster, Q is a charge of the left neighbour strip, Q,. is a charge of the right neighbour strip, x is the distance between muon and centre of the strip with Qc. There are two methods for x calculation: ratio method and fitting method.5
282
283
2.1
The Ratio Method
Let
a=
'
'
where W is a strip width, then x(ax) =
-w
+ WJp(a)d(a)
0)
(for the uniform distribution of x across the strip!) where p(a) is probability density distribution from a. Spatial resolution is
_ ORATIO-
gV(&-a) 2+ (a-Q) 2 +(a-&) r &'(&-&)-&'(&-a)-a'(&-e,)
(2)
where o is standard deviation of readout channel noise. For x = ±.5-W or x = 0
ORATIO=
vrf^V
(3)
where Q is the cluster charge, Q-q = Q r (q is a fraction of strip charge (from Q) vs distance between strip centre and muon). Sometimes Q,. is not correctly measured, due to the dynamic range of electronics. In this case the following formula can be used6 Qr-Qi
a=
^—=
(A\
and then spatial resolution is
V2(rV(8f + Q, -8 r + , -6,_,)2 +(6f - g ; ) 2 ORATIO
2.2
(Q;-Q'r)(QiM+QlJ
+
(Qr-Ql)(Q'r+l+Q;_1) + 2a'rQl-2Q'lQ,
( )
The Fitting Method
According to the fitting method muon coordinate x and cluster charge Q are calculated from the minimum of F{x,Q) = Jd{^-Qq(x)f
(6)
where n is a number of strips in the cluster, i is strip number in cluster, Qjexp is measured charge in strip i, qi is theoretical value of the measured charge in strip i . Spatial resolution is
284
(7)
One can see that both methods give the similar spatial resolution in the centre of strip and between strips for the narrow clusters. Radial structure of the strips gives the possibility to calculate x, Q, R, and A from the minimum of F(x,e,tf,A) = j r f e M P - 2 [ ( l - 2 ( * , + *2)), +M<7M + <7,+1) + *2(<7« +<7,+2) + A]] (8) where R is radius coordinate of muon, A-Q is the common strip charge shift (due to influence of the anode charge), kj and k2 are fractions of cross-talk of the neighbouring strips. As it was shown above spatial resolution is defined by q. Taking into account that q is a function of the anode wire radius, anode-cathode gap and anode wire pitch we constructed the function for the spatial resolution vs chamber geometry parameters.3 Optimal spatial resolution is achieved for the strip width equals to the anode-cathode gap. 2.3
Magnetic Field Influence on the Spatial Resolution
Magnetic field causes ionisation clusters to spread along the CSC wires, which deteriorates a chamber spatial resolution. The radial component B r influence can be compensated by rotating CSC at the corresponding Lorentz angle a,. For calculation Or we analysed chamber resolution deterioration vs. track inclinations for differences Bf.7 The longitudinal component B 2 influence can be compensated by rotating the wires at the corresponding Lorentz angle o^. We have made special magnetic field scan of the CSC with rotated anode wires for calculation o^.7 2.4
Switched Capacitor Array (SCA) Influence on the Spatial Resolution (simulation and analytical estimation)
The pulses from the CSC chips are preamplified and shaped. The later is sampled by the SCA at 20 MHz. Dependence of the number of analysed samples on the spatial resolution has been studied using Maximum Likelihood Method for amplifier-shaper "KATOD-1M" (peaking time = 150 ns and pulse recovery time = 500 ns).8 For the single muon more than 5 samples are needed and in comparison with the sample/hold method (1 sample), spatial resolution is better by factor 1.6. Increasing of the background rates leads to distortion of the signal shape of the strip readout
285
electronics and as a result, to degradation of CSC spatial resolution. The effect depends on signal recovery time. Influence of the recovery time value on a probability to detect a background event has been estimated with the following equation R=l-e"tH
(9)
where R is probability of background event with rate of H to take place in t - the time interval.9 For the overlapped signals more than 7 samples are needed in order to separate signals. Spatial resolution degrades dramatically if the distance between particles less than 5 mm and time shift less than 100 ns. 8 3
Track finding
Muon track is the straight line (for the variables 9 and R) lies inside 50 ns time gap. Track finding steps are: • 3D straight line track-candidates searching (by using track road method for peaks of 3D clusters) inside 50 ns time gap. • Transformation searched clusters to coordinates. • 2D straight line track-candidates searching with %2 checking (by using track road method for the coordinates). • Missing coordinates searching. For CMS conditions we have found that uncorrelated background with a rate of about 100 kHz/eh creates insignificaijt influence (around 1%) on the muon track reconstruction efficiency. 4
Optimal track parameteis estimation
Non gaussian distribution of CSC residuals Ax is parameterised by P(Ax) = PrN(0,af) + (l-Pl)N(0,al),
(10)
where N is gaussian distribution, 01(02) is CSC single layer spatial resolution without (with) secondaries, pi is probability to get muon coordinate with precision d\. For the First Muon Station (ME1/1) p! is around .9. Non gaussian distribution requires to use Maximum Likelihood Method to achieve optimal track parameters estimation.5 Finally (for track model x=ao+aiz+a2z2) we have the following system of non-linear equations for calculation a0, ai, a2
286
i=l
M
(=1
i=l
aoZ^o-*()+a,X2,2a-*,)+«2Zz?o-*,)=Xx12ia-*/) i=l
(11)
6 1=1
i:
(»,--a0-fliZji-a2Z|2)2(g2 ""'l2 )
where
&, —
P\<* lw
2 (*, -ap-fliZi -a2zf
! | Q-Pi)gic
2
2
) ( a j -
^
2
^•2 _2
/7,CT 2
The nonlinear system is solved by iterative method. 5
Alignment
Analysis of MEl/1 adjustment error limits shows that shifts and rotation in XY plane have the most significant influence on the spatial resolution.10 Main parameters of the local (polar) coordinate system for layer i in the master coordinate system XYZ (Fig. 1) are: • pi - distance between pole of the local coordinate system and axis Z. • q>j - angle between p! and plane XY. • Yi - angle between polar axis and axis X. Y
*.
A Polar axis
figure 1. Position of the local (polar) coordinate system for layer i (reprezented by trapezium) in the master coordinate system XYZ (axis Z - orthogonal to XY)
Now it's about formulas for transformation the local particle coordinates to the old coordinates in master coordinate system. Let py - polar radius (Fig. 1), qjy -
287
polar angle of a particle, where i - number of layer, j - number of charged particle track then the correspondence py and q>y in the XYZ system are: w | ii+ i 2 P l .cos(a,.+< )_
M
p„=/>r\
or
p^+P/cos(a(+^)
ril
(12)
^i=7i-9i
M
p,.sin(a;+
P?
Now it's about function F for calculation pj, (ft and y,. For example the necessary computation are executed for two overlapping chambers, therefore i=l,2,...,12. Taking into account that muon track is straight line
F=^ [ ( 1 - ^ ? ?
+£l»j + Plcos(al+
+e?J))
+^(p^+er 2 ,+p 1 2 co^ 2 +<+er 2 .))-pf-p,co
p1sin(«1+<+^)i>|
11
+SXrO-M<+«.W. i=\ 1=2 (
.<* , „, , „.
old
Pu + e
(13)
Pi2sin(a12+flf + e ^ ) A P
P.2-+&12;
v A
,»« , „
v,r+/.-
p, s i n («, + < " )
(z — 7 1
where
&. = —
— , zs is Z coordinate of the layer i, N is a number of muon
(Z|2-*l)
tracks intersected the overlapping chambers, & and e* are uncorrected random errors due to measuring polar radius and angle, o p and av are measuring precision of the polar radius and angle. Parameters of the local coordinate systems are calculated from the minimum of F. Analysis of the corresponding system of linear equations shows that for unique solution it is necessary as minimum to fix two values each of p, (p and y along axis Z. Obviously these requirements can be replaced by the additional links. For the example, six reference points are laid in ME1/1, but unfortunately on the back part only. It is very important to orient as minimum two
288
layers one to another with high precision (< 50 um). Two days of CMS work at luminosity 1033 cm'V 1 are necessary for calculation parameters of a layer local coordinate system of single ME 1/1 chamber and 25 days are necessary for the chambers alignment. 6
Acknowledgements
We thank CMS colleagues for the useful discussions and critical remarks. References 1. CMS. The Compact Muon Solenoid. Technical Proposal. CERN/LHC 94-38, LHCC/P1, Geneva, Switzerland, 1994. 2. CMS. The Muon Project. Technical Design Report. CERN/LHCC 97-32, CMS TDR 3, Geneva, Switzerland, 1997. 3. Gatti E. et al., Optimum Geometry for Strip Cathodes or Grids in MWPC for Avalanche Localization Along the Anode Wires, Nucl. Instr. and Meth. 163 (1979) pp. 83-92. 4. Charpak G. et al., High-Accuracy Localization of Minimum Ionizing Particles Using the Cathode-Induced Charge Centre of Gravity Read-Out, Nucl. Instr. and Meth. 167 (1979) pp. 455-464. 5. Zubov K., Karjavin V., Movchan S., Moissenz P., Data Analysis for Cathode Strip Chamber, JINR Communication P10-99-118, JINR, Dubna, Russia (1999). 6. Movchan S., Moissenz K., Moissenz P., Cathode Strip Chamber Transmission Function and Single Layer Spatial Resolution for Clusters with Overflow, JINR Communication P10-2000-108, JINR, Dubna, Russia, 2001. 7. Movchan S., Moissenz P., The Method of Anode Wire Incident Angle Calculation of the First Muon Station (ME1/1) of the Compact Muon Solenoid Set Up (CMS), Particles and Nuclei Letters N4[107]-2001, JINR, Dubna, Russia, 2001. 8. Movchan S., Moissenz P., Khabarov S., The Influence of Readout Number of Samples in Analog Pipeline to Moun Spatial and Timing Resolution of Cathode Strip Chamber of the Compact Muon Solenoid Set Up (CMS), JINR Communication PI0-2000-183, JINR, Dubna, Russia, 2000. 9. Golutvin I. et al.,The Rate Capability of the CSC Readout Electronics, Particles and Nuclei Letters N4[107]-2001, JINR, Dubna, Russia, 2001. 10. Movchan S., Moissenz K., Moissenz P., Alignment of the First Muon Station (ME1/1) of the Compact Muon Solenoid Set-up (CMS), JINR Communication P10-2001-50, JINR, Dubna, Russia, 2001.
A G A S S Y S T E M FOR A LARGE MULTI-CELLS D E T E C T O R L. B E N U S S I , M. B E R T A N I , S. B I A N C O , F.L. F A B B R I , P. G I A N O T T I , M. G I A R D O N I , V. L U C H E R I N I , E. P A C E , L. P A S S A M O N T I , F . P O M P I L I , N . Q U A I S E R , S. T O M A S S I N I ° Laboratori Nazionali di Frascati, Via E. Fermi 40 1-00044 Frascati In complex detectors for high energy and nuclear physics experiments a high number of multi-cell gas detectors (in the range of thousands) are often used. In such cases a parallel, reliable, automatic, continuous monitoring gas system has to be built and operated in order to control and check the operational parameters (gas mixture composition, pressure, flux, gas losses...) that affect the detector performances and safety requirements. FINUDA is an experiment employing a large gas multi-cell detector and the gas system built and operated to flow its straw tubes is described. Straw tubes are used in FINUDA for charged particle tracking. The total number of tubes is 2424 (~ 2.5 m long, 1.5 cm diameter) with a gas volume of about 0.5 1 each. They are mounted on three super layers (each one composed by two staggered layers) one axial and two stereo. The straws are made of thin aluminized mylar and each one is flown individually. The gas system has been designed to offer modularity, parallel layout, immunity from individual straws leakage, safety and remote control. An automatic gas bottle inversion system has also been implemented and will be described.
1
Introduction
In complex experiments in high energy and nuclear physics large systems of gas multi-cell detectors are often employed operating in the non-recycling mode. The complexity of such systems and the need to operate them continuously for long periods of time, their location in areas often not directly accessible during data taking, or, in any case, in closed volumes, has required the development of dedicated systems to operate, control and monitor, from the remote, all the relevant operational and safety parameters related to the gas flux in several (of the order of thousands) independent channels. Such parameters, in fact, as mixture composition, pressure, temperature, flux rate affect the detector performances, while flux losses, especially in case of utilization of flammable gases, can generate, if not monitored, dangerous hazards. Hence, a gas system for a complex multi-cell gas detector has to provide, simultaneously, a continuous monitoring of the actual relevant parameters of the gas flux and, also, to act, or react, to any unwanted variations from the settled values of the operational parameters to readjust them within the admitted tolerances. Moreover, the system has also to signal any flux loss and, in case of exceeding the fixed safety "Corresponding Author. Tel. +39 6 9403 2797, e-mail: [email protected]
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limits, to act consequently in an automatic way, for instance switching off the HV power supply, or, even, shutting down the incoming gas flux. Finally, gas systems for complex multi-cell detectors have to be built taking into account the maximum degree of parallelism, in order than any faults in a single channel, or group of channels, do not affect, or affect in a minimal way, all other channels normally operating. A gas system incorporating all such requirements should (or can) hence have the following general layout. - A storage and formation station, to be located, if possible, in an area always accessible. In such area the gas bottles needed to create the wanted mixture are put, provided with a mechanism of automatic switching from an empty bottle to a filled one for any of the gases of which the mixture must be done, in order to assure an uninterrupted gas supply. In this same station the mixture is formed for the whole detector: the controls on the mixture (composition, pressure, flux and temperature) are also made here. So, only one gas pipe is needed to feed the experimental area, and only another one for the mixture exhaust. - A splitting station, situated in the experimental area, in which the incoming mixture flux is directed to parallel controlled branches, for each of which (active) controls are made for pressure, input and output flux and temperature. Ideally, all single cells should be parallel supplied and controlled in an active way. When the involved cells run in the number of thousands, as in modern experiments, such a provision can not be, however, practically implemented and hence each of the parallel actively controlled branch groups several individual cells, according to a selected modularity. In order, however, to assure the maximum level of parallelism, passive controllers can be used in each single cell, such as calibrated impedances inserted in each channel 1 . A proper impedance selection can, in fact, ensure the detector normal operation in case of failure of individual cells. A gas system having the above summarized characteristics has been built and operated for the FINUDA experiment. The FINUDA experiment 2 at the DA$NE collider in Frascati has the largest, both in number and dimension, array of thin mylar straw tubes ever built and put into operation. Straw tubes are essentially single channel drift cells, where the anode wire is surrounded by a cylindrical cathode that works also as gas mixture container. FINUDA straw tubes detector is the outermost tracking device of the experiment: it consists of an array of straw tubes, arranged cylindrically in six concentric layers of 404 tubes each. The parameters of the tubes are: diameter 15
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mm, length 2.7 m, mylar wall thickness 30// m, anode goldened-tungsten wire thickness 30/xm. The six layers are arranged in three super-layers of staggered tubes: the first axial and the following stereo, (tilted of ±13 degree respect to the experiment axis). The first layer is at about 1.2 m from the beam axis. 2
The gas system of F I N U D A straw tube array
The gas system of the FINUDA straw tubes foresees two components, but it can be easily extended to use more than two elements. The two gases presently employed are Argon and Ethane, used in a (50%-50% ratio). Argon and Ethane are supplied from high-pressure gas bottles and combined into the desired percentage in a gas room located outside the accelerator building and then the resulting mixture is delivered to gas distribution racks located inside the DA$NE hall, close to the detector. Since the detector has a large number of elements (2424), the gas system needed to feed them must have a parallel structure. For this reason, a gas system with six identical branches has been designed and built, each branch corresponding to each of the six layers of straw tubes. A mass flow controller (FC) is placed on each branch to guarantee the exact flux for each layer and 4848 calibrated impedances are mounted at the inlet and outlet of each tube in order to maintain the same condition independently on each channel. In fact, the use of impedances (passive controllers), decouples the individual cells from each other, and allows to maintain the wanted flux in the tubes even in case a single straw or a small group of straws are subjected to gas leakage. Each branch is splitted into seven parallel sub-sectors. The mixture coming from each sub sector is further split in two parts: hence each branch is (parallel) divided in 14 independent channels. Each of this independent pipes feeds a 32 channel divider to which about thirty straw are connected by means of the calibrated impedances. The gas outlet follows the same scheme of the inlet: thirty straws are connected, by means of the calibrated impedances, to the 32 channel divider, then the resulting outputs of fourteen of them belonging to the same layer are grouped two by two to form the corresponding seven sub-sectors, sent to the exhaust through a FC (one for each layer), that hence measures the output flux of the corresponding layer. In Figure 1 The overall scheme of the FINUDA gas system is shown. The high degree of parallelism turns out also advantageous to search for gas losses or isolate eventual fault straws while minimally affecting the overall system. If a single tube breaks down, the gas loss does not increase so much due the inserted impedances. Moreover, the resulting pressure loss is negligible, and the system keeps on working well. The pressure loss trough the impedance
292 versus gas flux has been studied both analytically and experimentally in order to select the optimal length and diameter for the impedances3. These studies allowed to build a system in which flux stability is maintained at a few % in spite of a total leakage of flux of up to 10% of the straws. The impedances are made of stainless steel capillary 30 mm long, 180 /zm inner diameter obtained by cutting with electric erosion a long pipe. The electric erosion technology has been used in order to preserve the section of the pipe. DAFNE HALL
Figure 1: The overall scheme of FINUDA straw tubes gas system.
Moreover due to the fact that we have the same impedances at the inlet and outlet of each straw we are able to periodically change the direction of flux to prevent micro-dust closing impedances. The control of the mixture composition is assured by the two mass Flow Controller (FC) (each for each gas of the binary mixture) in the gas room. These devices measure the mass flow and are self compensating for temperatures and pressure variations, therefore the mixture composition could only change due to a device calibration drift. For that reason FCs are periodically calibrated by means of a reference instrument also self compensating for temperatures and pressure variations. The calibration of the mass Flow Controllers of each layer is less critical, because does not affect the mixture composition but only the flow of a whole layer. Thus they are periodically calibrated according to mass flow controller in the gas room. The calibration constant are obtained by measuring the flow read by each FC for a given settled gas flux. The absolute errors of the calibration constants so obtained is better
293 than 1%. The calibration factors obtained during the calibrating procedure are then inserted in the remote control software. Each FC is connected to a digital readout and control unit (LabBox) and all the LabBoxes are connected to a PC. Two programs written in Labview provide all the operations. They allow to set the flow in each layer, to read pressure and temperature, to display leakages and to change the mixture composition. The flow meters at the outlet of each layer are also calibrated according to mass flow controller in the gas room. Since the flow at inlet and outlet of each layer is measured, the monitor software is able to continuously control the gas leakage. The monitor software also reads pressure and temperature and makes a backup copy for the offline analysis. The written files, readable also via web, allow to check off-line the system stability over long term periods. 3 3.1
Controls and quality checks Control logic
The gas flow is sent to each layer by means of Tylan Mass Flow Controllers. To make each mass flow controller work well, the pressure at the input of the controllers must be kept beyond a critical limit. Moreover it is necessary to provide a fairly constant pressure. If the mass flow controllers regulating the flow of each layer consume more gas than the mixer supplies, the pressure in the supply line will decrease and vice versa. To provide a constant pressure of about 80 mBar (the pressure value typically used) into the mixer, a feedback control has been developed. In the Labview control software there is a subroutine that reads the pressure in the mixer, and if the value is less than 80 mBar, it increases the set point of the two mass flow controllers in the formation station by a factor Af=k AP, where k is a constant; if on the contrary the pressure increases, it decreases the set point by the same factor. The scheme of the control logic is reported in Fig 2. 3.2
Mixture quality
Due to their particular structure, straw tubes cannot have a hermetic closure 4 . Therefore during their operation gas leakage can be observed with passive contamination of the operating mixture with atmospheric components (H2O, O2, N 2 ). It has been experimentally determined that in order to preserve the mixture composition a flow rate not less than 10 1/h per channel (layer) must be set. Moreover, gases coming from bottles (Argon and Ethane) pass through purification cartridges just after the primary decompression. For the Ethane line we use only oxisorb and hydrosorb cartridges while for the Argon we use
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also an activated carbon cartridge. Pollution level is kept under 2% in volume and straw tube overpressure also does not allow the air backnow. Moreover mixture composition is periodically controlled by a mass chromatograph on the exhaust line and by calibrating the two mass flow controller in order to have always the same gas gain and preserve the detector performances. The performances of the used mass flow controllers are: accuracy ± 1.0% of full scale (FS), repeatability ± 0.2% (FS), linearity ± 0.5% (FS) and step response time (0-100%) 500 ms. 3.3
Safety and system protection
The safety of the whole system is based on hardware and software protections. Six excess flow valves, one for each layer, open when the pressure is higher then 250 mBar and need to be manually reset. Many sensor points provide alarm signals to the gas monitor and can close the gas supply if setting point limits are overcome. The primary purpose of this system is to allow a safe handling of the flammable gas and to measure the mixture losses. A second but equally important function is to protect the detector hardware. Finally, this system
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serves to help insure the integrity of the data collected by the detector alerting the experimenters on shift if a condition arises which might affect the detector performance. Conditions monitored are 1) flammable mixture leak detection, 2) low main supply pressure, 3) high delivery pressure, 4) mixture composition. When a fault condition occurs, for example the mixture composition change beyond the settled limits, gas flow into the detector is turned off, closing the valves. An audible alarm sounds in both the gas room and the counting room, and one or more red lights on the interlock panels in both locations indicate the specific fault detected. Finally the high voltages of straws are turned off. In order that the unavoidable gas losses to not cumulate in high flammable concentrations in closed volumes surrounding the straw tubes location, a continuous cleaning of such volumes is provided with a inert gas (N2) flux that corresponds to a complete volume change every six hours. 4
Control software
An important part of the FINUDA gas system is the software developed for operating it. All the programs are written using the National Instruments Lab VIEW and are running on a PC with Windows as operating system. In the following, a short description of the written programs is given. 4.1
The SET program
The operator can easily change the percentage of the gas mixture and set the gas flow of each layer. The program will sum all the flow values that have been set and calculates the total gas flow that have to be set at mixture level. The actual gas flows are read from the Flow Meters on the mixer station and on the input and output of each layer and displayed on the PC screen. The set values are written on a log file. 4.2
The MONITOR program
The MONITOR program reads continuously some crucial parameters of the gas systems: Ethan and Argon flows at the mixer and gas flows at the input and the output of each layer, and temperature and overpressure values at the same points. These data are recorded each minute on a log file and some of them are elaborated and continuously displayed on the computer screen (see Fig. 3). Values plotted on the screen are: input and output flow and pressure values for each layer, flow loss of each layer, pressure at the mixer, Argon and Ethane flows, temperatures at each layer.
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The MONITOR program also controls special and dangerous conditions that are depicted in the following. For each of these conditions, an alarm is generated that is registered on a log file. If one gas of the gas mixture has a null flow, also the low of the other gas is set to zero, as well the flows on the distributors, and an alarm is generated. When the gas flow is zero, a message is sent to the program that controls the high voltage of the straw tubes that are switched off for safety reasons. When the internal pressure that is read in the mixer or in each layer becomes higher than the settled limit, a warning, and then an alarm, are generated: when the alarm is generated, the gas flow is closed.
Figure 3: Plot of the information shown on line on the PC screen. The settled gas flux, and the actual temperature, pressure, inlet and outlet fluxes and flux losses of each layer are continuously displayed
4-3 The off-line analysis The values recorded on file are very important because they allow to monitor the system behavior over long periods. A set of easy tools exists for plotting temperature, overpressure and gas low values read at various points (on the
297
mixture and on the input and output of each distributor). Furthermore, gas leakage can be plotted for each distributor, (see Fig. 4 for an example of quantities stored in the files.)
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5
Gas Cylinder Inversion System
The architecture of the inversion system is shown in Fig. 5. The system allows the ramp inversion from one bottle to the new one when either the weight or the pressure of the used bottle drops below a fixed value. A cross
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check of the cylinder weight and pressure is done. Cylinder pressure for both right and left ramps is measured by a 4-20 mA pressure transducers and it is reduced in a single stage de-compressor to 10 bars. A pneumatic valve for each ramp controls the gas passage to the outlet single stage pressure decompressor where gas pressure is further reduced to 5 bars. Finally a mass flow controller is used to set the out going flux. This allows controlling the gas mixture ratio. The inlet pressure transducer and the mass flow controller are interfaced to the control unit which also operates the solenoid valves to close or open the pneumatic valves. The controller is built around a single board embedded computer (TERN type processor) with a 40 MHz CPU. An on board 12 bit multi-channel ADC equipped with signal conditioning instrumentation amplifiers is used to read the 4-20 mA transducers and 0-5 V signal from the mass flow controllers. The CPU uses a 12-bit DAC integrated circuit to set the value on mass flow controller. It also employs semiconductor relays in order to operate on solenoids for closing and opening the pneumatic valves. The bottle weight is measured by two extensimetric cells and a digitalized signal is sent
299
to the embedded controller by means of a weight transducer. User interface is provided through a touch sensitive LCD and the gas cylinder status is displayed on the control PC. 6
Conclusions
The gas system developed for a complex multi-cell detector, the FINUDA straw tubes detector, has been described. It incorporates a high degree of modularity and parallel operation for the gas flux of the 2424 straws tubes, employing both active and passive controllers. The straw gas system is automatically operated and PC controlled. It allows to safely flux the wanted (flammable) gas mixture for long periods without direct operator intervention, handling also emergency situations. The gas flow system software allows also the automatic ramp inversion and can be monitored and even controlled remotely through the Web. The operation of the system for long periods of operation (weeks, months) is also saved on files storing all relevant information, to allow stability checks to be performed off line. The system, in operation almost continuously in the past two years, proved to be stable and reliable. ACKNOWLEDGEMENT We acknowledge S. Sarwar for his activity in the early phase of this project, A. Mecozzi for the involvement in the construction of the mechanical frames, D. Pierluigi and A. Russo for the continuous assistance in running the gas system. References 1. G. Anzilino et al., The LVD tracking system chambers Nucl. Instrum. Methods A 329 (1993) 521. 2. M. Agnello et al., The FINUDA Technical Report LNF-95 95/024/R. 3. S. Bianco, A. Mecozzi, Gas impedance measurements for straw tubes: test setup and status report, FINUDA note 25/LNF/PUB/95 4. L. Benussi et al, Design and Realization of a Simple Gas Leakage Test Setup for the Finuda Straw Tube Detector at Dafne, FINUDA note 39/TO/DC/1996
R U N II U P G R A D E S A N D P H Y S I C S P R O S P E C T S
W. J. SPALDING Fermi National Accelerator Laboratory for the CDF and DO Collaborations This article describes the present status and physics prospects for Run 2 at the Fermilab Tevatron accelerator. The accelerator complex and both the collider detectors, CDF and DO, have completed extensive upgrades resulting in a significant increase in luminosity and physics capability.
1
The Accelerator Complex for R u n 2
The Tevatron accelerator at Fermi National Accelerator Laboratory is the highest energy accelerator in the world, colliding protons and antiprotons at a center of mass energy of almost 2 TeV. Since the completion of Run 1 in 1996, a new 150 GeV accelerator, the Main Injector, has been built to inject the proton and anti-proton beams into the Tevatron. The number of bunches has been increased from six in Run 1 (with a bunch spacing of 3.5 /isec) to 36 for the start of Run 2 (bunch spacing 396 nsec), with a further upgrade to 100 (132 nsec) later in the run. In addition the energy has been increased from 1.8 TeV to 1.96 TeV, which although apparently quite modest, will nevertheless result in a 30-40% increase in the number of ti events produced. Commissioning with the Main Injector started with a short "engineering run" in October 2000, and continued with the beginning of Run 2 in March 2001. In 2001 the peak luminosity was typically about 7 x 1030 cm~ 2 s _ 1 . During 2002 the lumninosity is expected to increase towards the initial design goal of 8 x 10 31 c m ~ 2 s - 1 . By that time a second new accelerator, the Recycler, will be commissioned. The Recycler is an 8 GeV ring of permanent magnets housed in the same new tunnel as the Main Injector. Its role is to collect and re-use the anti-protons remaining at the end of each Tevatron store, providing an additional boost to the luminosity. Both CDF and DO predict that the silicon trackers will suffer significant radiation damage after about 4 f b - 1 , so Run 2 is divided into two sections, 2a and 2b, with a shutdown at the end of 2004 to allow the replacement of the silicon detectors. By that time the accummulated luminosity will be about 21b-1.
Figure 1 shows the instantaneous and cumulative luminosity projected for Run 2. The goal for Run 2b is to operate at a peak luminosity of 5 x 1032 c m " 2 s - 1 , accumulating more than 4 f b - 1 per year. The Run 2
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Figure 1. Projected luminosity for Run 2: peak luminosity in E32 cm integrated luminosity in f b _ 1 (right)
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total is 15 fb *, sufficient luminosity to allow a thorough search for the Higgs boson. 2
The U p g r a d e s t o C D F a n d DO
Both CDF and DO have completed major upgrades to the detectors since Run 1. In particular DO has installed a 2 Tesla superconducting solenoid and a new tracking system inside the existing liquid argon calorimeter. CDF has also completely replaced the tracking system for Run 2, and both CDF and DO have upgraded the trigger and DAQ systems to accommodate the higher luminosity and decreased bunch spacing. Other upgrades include new plug calorimeters, extended muon coverage, and a time-of-fiight system for CDF, and an improved muon system and new pre-shower detectors for DO. There are talks on several of these upgrades at this conference1. 2.1
Tracking
While the physics goals for the experiments are similar, they have chosen quite different solutions for the tracking detectors. Both employ silicon detectors at the inner radii. The DO silicon tracker includes six short four-layer barrel sections with disk detectors between each barrel to provide forward coverage. Additional disc detectors at each end of the whole assembly provide tracking to |-^71 < 2.5. The CDF silicon tracker is arranged entirely in a barrel geometry, with a total of seven layers in the central region (|?j| < 1) where the outer tracking chamber provides coverage, and eight layers out to |r/| < 2 for standalone silicon tracking. The innermost layer for CDF, LOO, is supported directly
302
Figure 2. The CDF detector with the silicon tracker being installed, and the end-plug calorimeter ready to close, and the DO detector after roll-in to the collision hall, showing the extensive anion system.
Figure 3. Assembly of one of the three CDF silicon detector barrels, and the DO silicon detector. For DO, the six barrel-disk assemblies are installed as combined units.
on the beampipe at a radius of only 1.5 cm. This layer employs radiation-hard single-sided detectors connected to the readout chips via very thin Kapton cables. The primary role of LOO is to improve vertex resolution for softer B decay tracks which are degraded by multiple scattering. Both experiments use double-sided silicon with a mix of small angle and 90-degree stereo, with 722,000 channels for CDF and 790,000 for DO. The
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readout electronics is similar, but while DO uses the SVX2 amplifier+ADC chip, CDF uses the SVX3 chip which allows simultaneous digitization and readout of a previous event while acquiring the silicon signals for a new event. The silicon trackers are working well. Figure 4 shows reconstructed J/ip and Ks signals seen in DO using silicon stand-alone tracking. Outer tracking for CDF is performed by an open cell drift chamber, the COT. This chamber has 30,240 wires arranged in 96 planes (in eight super layers), with an outer radius of 132 cm. The track resolution is 180 fan. Because DO added a solenoid and tracking system inside the original calorimeter, the tracking system is necessarily more compact than in CDF. The outer tracking in DO is provided by a scintillating fiber tracker, the CFT, with an outer radius of 51 cm.
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Figure 6. The Z -*• e+e~ mass distribution aed W -* ev transverse mass from CDF, and a Z —• /*+it~ candidate event in DO showing full efficiency of the central and forward muan tracking.
The CFT is read out via Visible Light Photon Counters, VLPC, which are used for both the tracker and the preshower counters. The VLPCs have a remarkably high quantum efficiency of around 60% and provide excellent resolution of individual photoelectron peaks. The downside is that they must operate at 9-deg Kelvin, and thus require a cryogenics system. At this time the CFT is only partially instrumented with readout boards. The electronics will be complete by the end of 2001. 2.2 Calorimetry, Muon Systems and Particle ID DO continues to use the liquid-argon calorimeters from Run 1, upgraded with new electronics for the new bunch-spacing. CDF has added new scintillating tile-fiber end plug calorimeters to improve coverage and resolution in the forward direction. Both experiments use scintillator and drift-tube layers for muon identification, and have in particular upgraded the coverage in the forward direction. dE/dx information from the tracking layers is used to tag kaon and proton tracks - particularly important in B-physics. CDF has installed a new scintillator time-of-flight system between the COT and the solenoid to provide v/K separation up to about 1.6 GeV, complementary with the dE/dx range.
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2.3
Trigger and DAQ Systems
Both CDF and DO have implemented new three-level trigger systems which are very similar in design philosophy. The initial two levels are implemented in hardware+firmware and the third level in a Linux pc farm. Primitive objects such as "track", "muon", "jet" or "missing-energy" are identified at Level 1, with extrapolation and matching between detectors at Level 2. For CDF, Level 2 adds the silicon tracking and impact parameter information using the SVT processor. The transverse impact parameter in SVT has an r.m.s. width of 50 (im - a combination of the size of the beam spot and the silicon tracking resolution. Typically a trigger for hadronic B decays will cut at an impact parameter of about 120 jzm. DO is developing a similar trigger scheme for implementation next year. The Level 3 farms provide essentially full event reconstruction and a tape logging rate of several tens of hertz. One difference between the two experiments is in the rate capability at Level 1. DO will operate with a Level 1 rate of 5-10 kHz, whereas in CDF a fully pipelined DAQ at Levels 1 and 2 allows a Level 1 rate of 40-50 kHz. During summer 2001 the Tevatron delivered about 12 p b - 1 , and the experiments collected "engineering" signals for calibration of the detectors and the reconstruction programs. Ks, J/i>, and A signals provide samples for tracking studies and efficiency measurements, and are precursors to physics signals. Figure 7 shows signals from CDF for 4 p b - 1 of data, including the first B signal from Run 2. 3
Physics Prospects in R u n 2 - with 400 p b - 1 (2002), 2 fb" 1 (2004) and 15 f t r 1 (2007)
The Tevatron collider provides a wealth of physics data over a very broad range of topics - both sharpening the precision of measurements within the framework of the standard model and searching for new phenomena. A series of workshops was held in the last year to focus attention on the physics of Run 2 2 . Already, by the end of 2002, the delivered luminosity of 400 p b - 1 will be several times that delivered in Run 1. QCD, B-physics, top-physics, Higgs, and SUSY will be energetically pursued, and new physics topics, will be accessible with the upgraded detectors. The Bs mixing parameter xs will be measured by CDF by triggering with SVT on hadronic B decays, with the vertex resolution enhanced by LOO and particle ID from the new TOF system. With only 400 p b - 1 CDF will be able to cover the range xs < 35. The
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full program of B physics at CDF and DO will pin down many of the CKM parameters in the standard model. As the luminosity increases through Run 2a and into Run 2b, Higgs and SUSY searches will become the major focus. Increased precision of the top and W masses will improve the limits on the mass range allowed for a standardmodel Higgs and with the full luminosity of Run 2b direct searches will cover the range up to a Higgs mass of 190 GeV. JFor Higgs masses below about 140 GeV the dominant decay mode is H ->• 66. Unfortunately this mode suffers from significant QCD background, so the plan is to search for Higgs produced in association with a W or Z, which can then provide a clean trigger and background rejection. Above 140 GeV, the dominant decay is if -4 W+W~. Combining the projected data sets for CDF and DO, a Higgs at 115 GeV can already be excluded at 95 percent confidence level with 2 fb _ 1 per experiment. Discovery, at the ha level, requires the higher luminosity of Run 2b.
307
Figiire 8. Limits on the mass of a standard model Higgs from measurements of the W and top masses (for 2 f b - 1 and 10 fb - 1 ), and prospects for direct discovery of the Higgs versus mass and luminosity.
4
Conclusion
Eun 2 has just begun and the detectors are starting to take their first physics data. This is an enormously challenging effort, but the prospect for newdiscoveries are very exciting. The luminosity will increase dramatically over the next few years and we anticipate significant results, maybe discoveries, and very likely some surprises before the LHC takes the lead at the high energy frontier. Acknowledgments Thanks to many people from CDF and DO who contributed to this talk. CDF and DO rely on the hard work of the technical staff at Fermilab and the participating institutions, and the support of their funding agencies. References 1. Related talks in these proceedings E. Kajfasz: Production and Operation of the DO Silicon Microstrip Tracker A. Bean: Design of an Upgraded DO Silicon Micmstrip Tracker
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A. Patwa: DO SciFi Based Tracker and Pre-shower Detectors S. Tentindo Repond: The New Online Central Track Trigger of DO S. Hagopian: Run II Muon System of the DO Detector S. D'Auria: Commissioning and Operation of the CDF SVX Detector E. Palmonari: CDF II Silicon Tracking System M. Bishai: CDF Silicon DAQ System and Front-End Electronics I. Fiori: CDF Online Silicon Vertex Tracker S. Cabrera: Run 2b CDF Upgrade of the Silicon Vertex and Layer 00 Detectors 2. Physics at Run 2 Workshops (http://fnth37.fnal.gov/run2.htm) B Physics at the Tevatron: Run II and Beyond Fermilab-Pub-01/197 Report of the Tevatron Higgs Working Group, hep-ph/0010338 Report of the SUGRA Working Group, hep/ph/0003154
D E T E C T O R S FOR A LINEAR COLLIDER P. CHECCHIA I.N.F.N, sezione di Padova, via Marzolo 8 35131 Padova, Italy An overview of the detectors foreseen for an e+e~ Linear Collider is presented. The Physics program of such a type of machines requires high precision detectors. The solutions proposed for the European project (TESLA) are presented in detail with short recalls to the alternative solutions proposed in the other regions.
1
Introduction
At present, three e+e~
Linear Collider projects with center-of mass energy
up to about 500 GeV in a first step and to about 1 TeV in a successive stage are under study in Asia 1, Europe 2 , and North-America 3 . In this note the main LC Physics items are given and the different machine conditions are summarised giving more details for the European project TESLA 2 . The Detector for TESLA is then illustrated and examples of the different approaches followed in the other regions are given. 2
Physics at a LC
In this section the most relevant Physics items of an e+e~ Linear Collider are briefly illustrated in order to emphasise the requirements to the Detector. 2.1
Higgs profile
If the Higgs exists, the clean environment of a e+e~ LC allows an accurate study of its production and decay properties in order to obtain experimental evidence of the Higgs mechanism role in the electroweak symmetry breaking. A precision measurement of Mu is possible both in the case of a light (< 140 GeV) or of a heavy Higgs. The precision expected after combining all the possible measurements at y/s = 350 GeV for an integrated luminosity of 500 fb" 1 goes from 40 MeV to 80 MeV in the MH range from 120 to 180 GeV. An excellent momentum resolution is mandatory for such a precision. In the Standard Model the couplings to the fermions and to the gauge bosons depend only on their mass. As a consequence at a LC the measurements of the Higgs branching fractions (Fig. 1) and decay widths together with the precision measurements of the production processes (Higgs-strahlung and WW fusion, see Fig. 1) give an unique way to measure the Higgs cou-
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Figure 1. Left): The expected precision on the experimental measurements of SM Higgs branching ratios as a function of the Higgs mass. Right): Missing mass distribution in bivP events for 500 f b - 1 at y/l = 350 GeV.
plings and, from the comparison with the SM expectations, to exploit the predictions of the SM supersymmetric extensions. In order to make these measurements with the required high precision, an excellent vertex detector and an excellent jet-energy reconstruction are necessary.
2.2
Supersymmetry
If LHC will discover SUperSYmrnetry, the LC is the best machine to study SUSY characteristics and to determine its fundamental parameters. In this context, a fundamental role is played by the beam polarisation. Here only a few very significant measurements are recalled. The sleptons mass and width can be obtained by the end point in the energy spectrum of the decay lepton and by the measure of the pair production cross-section at threshold. The lepton spectrum can be used for the sneutrino mass determination and leptons or jet distribution together with threshold scans can provide precise measurements of the chargino and neutralino masses. In a similar way the jet energy reconstruction can be used in the chargino studies. Several channels are characterised by the presence of missing Energy and therefore the detector hermeticity is a fundamental requirement for all the SUSY measurements.
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y/8 (GeV) Gradient (MV/m) C (10Mcm-2s-1) RF-freq. (GHz) Bunch spacing (ns) Bunch per train Beamsstrahl. (%)
TESLA 500 (800) 22 (35) 3.4 (5.8) 1.3 337 (176) 2820 (4886) 3.2 (4.4)
NLC/JLC-X 500 (1000) 50 2.2 (3.4) 11.4 1.4 190 4.6 (8.8)
JLC-C 500 34 0.43 5.7 2.8 72
Table 1. Parameters of the European (TESLA), American (NLC) and Asiatic (JLC) projects.
2.3
Electroweak precision measurements
A LC can provide a very precise determination of the top mass (5mt ~ 120 MeV ) by measuring the it production cross-section near threshold. Since the dominant t —> b + W channel produces events with 6 jets having high track multiplicity, the efficiency for track reconstruction must be extremely high. High luminosity runs at low energy (Z° pole, W-pair production region) with beam polarisation can ensure very high accuracy on the SM parameters. In particular the left-right asymmetry at the Z° could be obtained by combinations of the cross-sections of different polarisation states and the W mass can be precisely determined with accurate measures of the W-pair production cross-section near threshold. Precision in cross-sections measurements requires a good luminosity determination. 3
Machine C o n d i t i o n s
Projects for e+e" Linear Collider are studied in America (NLC), Asia (JLC) and Europe (TESLA). The two first projects are based on warm highfrequency high-field cavities, while the latter relies on superconductive cavities. The most relevant characteristics of the three proposed solutions are shown in table 1. In the following the TESLA conditions are given. 3.1
Data Acquisition
System
The European project has a long bunch spacing with obvious advantages from the point of view of detector design. The total length in time for a 2820-bunches train is 950 (J,S and the time between two trains is 199 ms. This implies, taking into account the Physics and background rates and the
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detector structure as described below, an expected Data volume per train of 220 MBytes. With these conditions a Data Acquisition System with the following elements can be proposed: 1) hardware trigger unnecessary; 2) data in pipeline for 1 ms, no dead time; 3) 200 ms for pipeline ready; 4) software event selection. The overall throughput for event building is moderate if compared with the LHC requirements and it should not be a problem. 3.2
Beamstrahlung
The interaction of one beam with the high electromagnetic field produced by the other implies a significant increase of the luminosity but also an intense emission of hard photons (beamstrahlung) with a mean energy loss in the e + e~ center-of-mass of 3.2% (TESLA) and a long low energy tail. As a consequence, to determine the energy dependence of cross-sections at threshold the Luminosity spectrum must be measured 4 . 3.3
Background
The secondary interactions of beamstrahlung photons produce mainly e + e~ pairs with typical energies of a few GeV. The pairs in presence of the detector magnetic field move along the beam pipe but they can be deflected when they reach the quadrupoles. Then they can hit the beam pipe or the quadrupoles creating a large number of secondaries. To shield the detector from these backgrounds a tungsten mask system has to be designed as shown in Pig. 2.
figure 2. Left):The TESLA detector mask system. A portion of the Inner Mask and of the Tungstea shield axe instrumented (LCAL: Luminosity Calorimeter, LAT: Low Angle Tagger). Right) Hits per bunch crossing (BX) produced by pair background on the vertex detector layers for different energies and detector magnetic fields.
A portion of the masks will be instrumented (LCAL and LAT) for Luminosity measurement and low angle beam scattering detection.
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There is an important interdependence among pair background, magnetic field intensity and minimum radius of the first vertex detector layer ( and consequently on the accuracy on the impact parameter determination) as shown in Fig. 2. With a 4T magnetic field and a radius of 1.55 cm the hit density (<0.05 hits/mm 2 ) is below critical levels being still acceptable with a 3T field. Other background sources (hadronic interactions of the beamstrahlung photons, radiative bhabha's, neutrons, muon induced background) are expected not to create problems to the detector and to the feasibility of background subtraction as described in detail in 5 . 4
Detector General Concepts
As a consequence of the Physics program and of the machine conditions a Detector at an e+e~ LC must be designed taking into account the following points: a) an excellent vertex resolution to identify heavy flavours (b,c,r) as required to measure the Higgs couplings gHff'i b) a tracking system with good momentum resolution and high efficiency for multi-jet events as required to obtain good mass resolution (i.e. HZ -»• Hl+l~); c) good Energy flow reconstruction for W,Z-> qq(t) measurements and SUSY particle reconstruction; d) hermeticity and good forward energy determination in order to efficiently select SUSY signatures; e) good Luminosity evaluation including the luminosity spectrum due to beamstrahlung as required for precision measurements of cross-sections at threshold; f) an excellent lepton identification. The detector proposed for TESLA 8 is shown in Fig.3. It is based on a large volume coil for a 4T magnetic field containing the tracking system with a TPC as central detector and the Electromagnetic and Hadron Calorimeters. The performance goals for the most important detectors are listed in table 2. Two options for the Detector are taken into account in the American studies 6 : the first is similar to the European one with a large coil detector, while the second is based on a more compact geometry with an intense field (5 T) and several layers of Si^u-strips as central tracking. The Asiatic project foresees a detector based on a drift chamber as central tracker and two options (2T and 3T) for the magnetic field 7 . 5
Tracking system
The detector for TESLA has a tracking system based on a vertex detector (VTX), an intermediate tracker (SIT) and a TPC for the barrel region. In
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Subdetector VTX TPC ECAL HCAL COIL Low Angle 4- Lumi CAL Tracking EFLOW
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Table 2. Detector performance required for an experiment at TESLA
addition planes of detectors orthogonal to the beam direction are foreseen in the intermediate region (FTD) and close to the TPC end plates (FCH). In the following only a few aspects of VTX and TPC are described, in particular those which are relevant for future R&D programs.
315
5,1
VTX
In order to optimise the impact parameter measurement (table 2) as required by Physics, the radius of the layer closest to the interaction point should be as smallest as possible. As seen in the previous section a Radius of 1.5 cm is compatible with background level with a 4T magnetic field, In addition the multiple scattering and consequently the detector thickness should be minimised. Furthermore the detector should cover the maximal solid angle. Three technology options are proposed to realize the VTX: CCD 9 ,CMOS 10 and Hybrid Pixels " . The advantages of the two first options are the very good point resolution and the possibility, still under study, of realizing an unsupported detector which minimises the material in the tracking volume. In particular the CMOS option is a new, very attractive solution based on charge collection by diffusion in undepleted epitaxial layer (Fig. 4) which could optimise the performance (test results gives a ~ 2fj,m with 20/im pitch) at low cost.
Figure 4. Charge collection in a CMOS detector.
On the other hand, the pixel technology has already been implemented in HEP experiments and will be adopted at LHC. It is then a well established technique which can presumably reach a point resolution o-<7/im by means of capacitive coupling read-out and an implant pitch of < 25/trn. 5.2
TPC
TPC's are detectors used in many HEP and Heavy Ions experiments. At a LC the performance should be pushed to the highest level. Few points of a TESLA TPC design (Fig. 5) are recalled: 1) the internal radius is determined by the size of the mask system; 2) the external radius is constrained by the fact that the calorimeter is inside the coil and by the desired momentum resolution of the TPC aloae (table 2); 3) events from nijyiy BX. are superimposed and hence the timing information should be precise enough to disentangle the events; 4) the TPC should be continuously operative during one train; 5) read-out
316
technologies ( GEMs 12, Micromegas13 ) are considered in alternative to the usual wire chambers. This is because, close to the wires where the avalanche multiplication of drift electrons occurs, the electric and the magnetic fields are no longer parallel and this produces a broadening of the electron cloud with consequent resolution deterioration. The required performance can be achieved with 200 points per track obtained with pads of 2 x 6 mm2 corresponding to a total of 1.2 M channels.
Figure 5. Layout of a TPC quadrant.
6
Calorimeters
Key point for the design of calorimeters for experiments at a LC is the capability of the whole detector to reconstruct precisely the jet energy. This fact is as important as the usual requirements for Electromagnetic (energy resolution, position reconstruction, e/ir separation etc.) and Hadron CALorimeters. Two opposite strategies can befollowed:1) measure the Energy as the sum of different contributions: E = Scfcp'* + £ 7 .E eco ' + Y,nentEhcal, proiting of the extremely good precision on the momentum measurement of charged tracks. In this case one of the most important issues of the ECAL ( and of the HCAL as well) is the high granularity which is necessary to disentangle the different contributions (European approach); 2) measure the energy following a calorimetric approach which implies good resolution and compensation in the HCAL (Asiatic approach).
317
6.1
ECAL
Two solutions are considered in the TESLA TDR: 1) SiW with extremely high granularity 14 ; 2) Shashlik with very high granularity 1 5 . The former is a calorimeter with Tungsten absorber and Silicon pads of 1 cm2 size as active detector. With 40 SiW layers the shower separation is maximised but the total Silicon area (about 3000 m 2 ) and the total number of channels (more than 30 M) are a serious challenge. The Shashlik solution is based on a R&Dproject 16 which demonstrated the feasibility of a 2-3-fold longitudinal segmentation. That was obtained by means of thin vacuum photodiodes placed in the first part of the detector or using scintillators with different decay times (Fig. 6).
Figure 6. Left) Signal time distribution for fast and slow scintillators. Right) Energy in the slow scintillator versus total energy for electrons and pions.
Other solutions with Pb (W) and scintillator with transversal WLS fibre read-out ( ff-tail) are considered in the AGFA project. In a European R&D project 1 7 this technique is proposed together with the insertion of 3 layers of 1 cm 2 Si pads in order to keep part of the advantages of the SiW calorimeter with much less silicon area and channels. 6.2
HCAL
Two technical solutions are foreseen for the hadron calorimeter: 1) an absorber-scintillator calorimeter with cr-tail read-out; 2) a digital ( binary) calorimeter with iron absorber and active layers with 1 cm 2 pad units. The former solution ( Europe and Asia) requires different absorber materials (iron or lead), different ratios passive-material/scintillator and different granularity in order to optimise the shower separation or the hadronic compensation. The
318
2 n d solution can be realized by means of RPC or limited Geiger wire chambers or wire chambers which simply record the passage or not of particles. This implies several millions of channels ( but they can be single bits). It is clearly proposed in order to exploit to the maximum level the granularity and to push to the extreme the energy flow based on particle separation. 7
Expected Performance
Several studies concerning the performance expected from the proposed detectors were done. In particular full simulation based on GEANT 3 package has been performed for the TESLA detector. Good results in agreement with the requirements (table 2) have been obtained. As an example the purity vs efficiency for heavy flavour tag is shown in Fig 7. 1
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8
Conclusions
The Physics program of an e+e~ Linear Collider requires a high precision Detector. The machine conditions allow to design a Detector which utilises quite standard technical solutions pushed in order to obtain the best possible performance. The R&D programs when necessary are mainly oriented to exploit the high precision limits rather than to solve principle problems. References 1. ACFA LC Working Group KEK report 2001-11 hep-ph/0109166. 2. TESLA Technical Design Report DESY 2001-011 ECFA 2001-209.
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3. American LC Working Group BNL-52627, CLNS 01/1729, FERMILABPub-01/058-E, LBLN-47813, SLAC-R-570, UCRL-ID-143810-DR. 4. M.N.Frary, D.J.Miller DESY-92-123A (1992) 379. 5. TESLA TDR 2 Part IV pg 127-138. 6. ALCWG 3 pg 379-412. 7. ACFA report 1 pg 209-375. 8. TESLA TDR 2 Part IV pg 1-7. 9. C.J.S. Damerell et al. LC-DET-2001-023 http://www.desy.de/~lcnotes. 10. G. Deputch et al. LC-DET-2001-017 http://www.desy.de/~lcnotes. 11. M. Battaglia et al. LC-DET-2001-042 http://www.desy.de/~lcnotes. 12. F.Sauli Nucl. Instrum. Methods A 386, 531 (1997). 13. Y. Giomataris et al. Nucl. Instrum. Methods A 376, 29 (1996). 14. TESLA TDR Part IV pg 65-73. 15. TESLA TDR Part IV pg 73-78. 16. A.C. Benvenuti et al. LC-DET-2001-027 http://www.desy.de/~lcnotes. 17. S. Bertolucci et al., DESY PRC R&D 00/02.
T H E ATLAS M U O N S P E C T R O M E T E R A. DI C I A C C I O Universita'
di Roma
" Tor Vergata", Dipartimento di Fisica, scientifica, 00139 Roma, Italy E-mail: anna, diciaccio @roma2. infn. it
via della
ricerca
ATLAS is a general purpose proton-proton experiment at the Large Hadron Collider (LHC) at CERN. The primary goal of the experiment is to operate at high luminosity (10 3 4 cm~2 s _ 1 ) with a detector that provides as many event signatures as possible. The quality of the muon measurement is insured by a system of three large superconducting air-core toroid magnets, precision tracking detectors with 80 f/,m intrinsic resolution and a dedicated trigger system. T h e ATLAS muon system is now in the construction phase. The main features of the muon spectrometer are presented in this paper together with the status of the chamber mass production.
1
Introduction
The Large Hadron Collider with its 14 TeV center of mass energy and design luminosity of 10 34 cm~2 s _ 1 opens a new frontier in particle physics. Beam crossing are 25 ns apart and at this luminosity there are 23 interactions per crossing. The potential of the ATLAS experiment for physics discoveries, such as Higgs bosons and supersymmetric particles, is insured by a high quality measurement of electron, gamma, jet, muon, missing transverse energy and bquark tagging *. The muon signature is particularly important in the difficult high-rate environment of the LHC collisions. Therefore the muon spectrometer 2 has been designed to provide stand-alone capability and to maintain high performances in terms of detection efficiency, momentum resolution and fake tracks rejection at the highest luminosities. Figure 1 shows the momentum resolution of the muon spectrometer as a function of the muon transverse momentum 3 . At low pr the momentum resolution is dominated by energy loss fluctuations, at intermediate energy (30 GeV < pr < 100 GeV) by multiple scattering and at higher momentum by the intrinsic detector resolution. Good momentum resolution is important for the detection of decays such as H —> ZZ* —> 4/i above large background. Figure 2 shows the mass resolution, essential for particle searches, for the SM Higgs decay H° —> ZZ* —* Afi as a function of the invariant mass.
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322
Figure 3. Layout of the ATLAS muon spectrometer.
2
T h e muon system
The layout of the muon spectrometer is presented in figure 3. It is based on the magnetic deflection of muon tracks in the large superconducting air-core toroid magnets, instrumented with separate trigger and high precision tracking chambers. Over the pseudorapidity range |TJ| < 1.0, magnetic bending is provided by the large barrel toroid (BT) consisting of independent coils arranged with an eight fold symmetry outside the calorimeter. For the range 1.4 < \t]\ < 2.7, muon tracks are bent by two smaller end-cap toroids (ECT) inserted into the BT at each end. This magnet configuration provides a field that is mostly orthogonal to the muon trajectories, while minimizing the degradation of the resolution due to the multiple scattering. The performance in terms of the bending power is characterized by the field integral / Bdl, where B is the azirnuthal held component and the integral is taken on a straight line trajectory between the inner and the outer radius of the toroid. The BT provides 2 to 6 Trn and the ECT contributes 4 to 8 Tm in the 0.0-1.3 and 1.6-2.7 pseudorapidity ranges respectively. The bending power is lower in the transition regions where the two magnets overlap (1.3 < \rj\ < 1.6). The overall dimensions of the magnetic system are 26 m in length and 20 m in diameter.
323
3
The muon chambers
In the barrel region, tracks are measured in chambers arranged in three cylindrical layers (stations) around the beam axis; in the transition and end-cap regions the chambers are installed vertically, also in three stations. Wherever possible, the chambers measure the sagitta of the curved tracks in three positions: at the inner field boundary, close to the field maximum and at the outer field boundary. In the end-cap regions (|?;| < 1.4) the magnet cryostat does not allow the positioning of the chambers inside the field volume, so the deflection of the tracks that have traversed the ECT are measured taking advantage of a large lever arm between the two outer measurement stations. Over most of the pseudorapidity range, a precise measurement of the track coordinates in the main bending direction of the magnetic field is provided by Monitored Drift Tubes (MDTs) over \T)\ < 2. At large pseudorapidities and close to the interaction point, Cathode Strip Chambers (CSCs) with higher granularities are used in the innermost plane over 2 < |r;| < 2.7 to stand the high rate and background conditions. The trigger system covers the pseudorapidity range |^| < 2.4. Resistive Plate Chambers (RPCs) are used in the barrel at |?y| < 1.05 and Thin Gap Chambers (TGCs) are used in the end-caps. The trigger chambers serve several purposes: • bunch crossing identification, requiring a time resolution better than the LHC bunch spacing of 25 ns; • a trigger with well defined muon pr discrimination; • second coordinate measurement in the non-bending projection with a typical resolution of 5-10 mm. The trigger system is visible in figure 4. For the RPCs a low pr coincidence (with a resolution smaller than the 25 ns bunch-crossing interval) is defined by those tracks that have hits in at least three of the four middle station trigger planes. A high pr coincidence is the logical AND of a low pr coincidence and at least one hit in the two planes of the outer stations. A similar algorithm is used in the case of the TGCs. The low pr thresholds (6-10 GeV) allow to trigger on muons coming from beauty decays, the high pr (20-35 GeV) thresholds for heavy particle search. These thresholds have been chosen to ensure good trigger efficiency for beauty and Higgs physics and a reasonable background rejection. Table 1 summarizes the number of chambers, the covered area and the number of read-out channels for the four chamber technologies. The chamber mass production should be finished by the end of 2004. Assembly and installation of the muon stations is foreseen for the years 2004-2005. Each
324 TGC 2 - H
Figure 4. ATLAS Level-1 muon trigger scheme.
Table 1. Overview of the muon chamber system. T h e covered area refers to the chamber modules which normally contain several detector layers.
Numbers of chambers Numbers of readout channels Covered area (ra 2 )
Precision Chambers
Trigger Chambers
CSCs MDTs
RPCs TGCs
32 1.163 31.000 370.000 27 5.500
1136 1584 385.000 322.000 3.650 2.900
step of the production is monitored by a very severe quality control program. The chamber performances are measured with cosmic ray test stations. 3.1
The Monitored Drift Tubes
The basic detection elements of the MDT chambers are aluminum tubes of 30 mm diameter and 400 fj,m wall thickness, with a 50 urn diameter central WRe wire. The tubes are operated with a non flammable Ar - CO2 (93%/7%) mixture at 3 bar absolute pressure. The envisaged working point provides a gain of 2 x 104 (to minimize ageing) and a maximum drift time of 700 ns. The single wire resolution, measured with various prototypes, is ~ 80 firn except for tracks passing very close to the wire. To improve the resolution of a chamber beyond the single wire limit and to achieve adequate redundancy for
325
pattern recognition, the MDT chambers are constructed from 2 x 4 monolayers of drift tubes for the inner and 2 x 3 monolayers for the middle and outer stations. The tubes are arranged in multilayers of three or four monolayers, respectively on either side of a rigid support structure (spacer frames) that provides accurate positioning of the drift tubes with respect to each other and support to the components of the alignment system. Mechanical deformations are monitored by an in-plane optical system with an accuracy of ~ 10 /xm. A system of light rays and sensors implemented in RASNIK technology allows for the measurements of a chamber displacement. The MDT chambers are presently under construction in thirteen production sites and ~ 20% of the bare chambers have been already produced with the required performances. 3.2
The Cathode Strip Chambers
The CSCs are multiwire proportional chambers with cathode strip read-out and with a symmetric cell in which the cathode-anode spacing is equal to the anode wire pitch. The precision coordinate is obtained by measuring the charge induced on the segmented cathode by an avalanche formed on the anode wire. Good spatial resolution is obtained by segmentation of the readout cathode and by charge interpolation between neighboring strips. The cathode strips for the precision measurements are oriented orthogonal to the anode wires. The anode wire pitch is 2.54 mm and the cathode readout pitch is 5.08 mm; r.m.s. resolution of better than 60 fim has been measured in several prototypes. Other important characteristics are smaller electron drift time (< 30ns), good time resolution (7 ns) and low neutron sensitivity. A measurement of the transverse coordinate is obtained using the orthogonal strips, i.e. oriented parallel the anode wires, which form the second cathode of the chamber. The CSCs are arranged in 2 x4 layers. The gas mixture is non flammable and composed of 30% Ar, 50% C02 and 20% CF4. 3.3
The Resistive Plate Chambers
The RPCS is a gaseous detector, working in avalanche mode, with a typical space-time resolution of 1 cm x 1 ns with digital read-out. The basic unit consists of a 2 mm gas gap formed by 2 mm parallel resistive bakelite plates, separated by insulators. The gas mixture is 96.7% C2H2F4, 3% iso — C4H10 and 0.3% SFs- The signal is read out via a capacitive coupling by metal strips on both sides of the detector. A trigger chamber is made of two detector layers, each one read-out by two orthogonal series of pick strips with a variable width from 2.5 to 3.8 cm. The first 3% of the chamber production has been achieved. Cosmic ray tests show that the produced chambers have the foreseen
326 performances in terms of efficiency, cluster size and time resolution. After an ageing test of 0.3 C/cm2, corresponding to 10 ATLAS years, performed at CERN GIF irradiation facility, the RPC shows a rate capability of 200-300 Hz/cm2 adequate to the LHC needs 4 . 3.4
The Thin Gap Chambers
The TGCs are proportional chambers operating with a thin gap; both signals from the proportional wires (for trigger and bunch-crossing identification) and cathode strips (for trigger and second coordinate measurement) are used for the digital read-out. The main dimensional characteristics of the chambers are cathode-cathode distance (gas gap) of 2.8 mm, a wire pitch of 1.8 mm and a wire diameter of 50 \im. The operating high voltage is 3.1 KV. The electric field configuration and the small wire distance provide for a short drift time and a time resolution good to identify the bunch-crossing. The TGCs are assembled in doublets and triplets. They will be operated with a gas mixture of 55% CO2 and 45% n - C5H12. The TGCs costruction is well advanced in two sites and ~ 25% of the chambers have been made with a high quality control of the production 5 . 4
Summary
The ATLAS muon spectrometer is now in the construction phase with a tight schedule to be ready for the first collisions in 2006. The performances of the detector are fully adequate to explore the rich physics program of the LHC. References 1. ATLAS Collaboration, Technical Proposal, CERN/LHCC/94-93, LHCC/P2, 15 December 1998. 2. ATLAS Collaboration, Muon Spectrometer Technical Design Report, CERN/LHCC/97-22, 31 May 1997. 3. ATLAS Collaboration, Detector and Physics Performance Technical Design Report, CERN/LHCC/99-14, 23 May 1999. 4. G.Aielli et al., Further advances on RPC ageing studies, Proceeding of the Conference: "Ageing phenomena in gaseous detectors", Hamburg (DESY), 2-5 October 2001. 5. K.Ishii et al., ATLAS muon spectrometer, Proceeding of the International Conference on High Energy Physics, Budapest, Hungary, 12-18 July 2001.
US ATLAS M U O N E N D C A P S Y S T E M ALEX MARIN Mailing Address *' HEPL/Harvard Univ, 42 Oxford st, Cambridge, MA 02138, USA E-mail: [email protected] We present the status and the Progress Report of the U.S. Muon End Cap system.
1 1.1
INTRODUCTION The ATLAS Muon End Cap System Tasks
The US ATLAS End Cap Muon system is covering the rapidity region between 1 and 2.7 The main tasks of the US ATLAS team are summarized as follows: 1. Design and construction of the Monitored Drift Tubes ( M D T ) : rapidity between 1 and 2; 2. Design and construction of the Cathode Strip Chambers (CSC): rapidity between 2 and 2.7; 3. Design and construction of the Alignment System for the entire muon end cap system; 4. Design and construction of the Associate Electronics for US and other ATLAS groups. In Figure 1 we present the end cap muon system layout. Various type and shapes of chambers are used. The talk discuss mainly the MDT chambers as they are built at the present time. 2
US M D T C h a m b e r s
The US ATLAS MDT collaborations designed and built the tooling for the End Cap MDT chmabers. The production sites are Harvard University (BMC), Seattle (UW) and Ann Arbor (UM). 240 MDT Chambers EI and EM chambers will be built in the present approved scope. *For the U.S. Muon End Cap Collaboration: Boston Muon Consortium (BMC : Boston Univ., Brandeis Univ., Harvard Univ., MIT, Tufts Univ.), Brookhaven National Lab. (BNL), University of California Irvine, University of Michigan (UM), Northern Illinois University, SUNY Stony Brook, University of Washington (UW) Presented at: 7th Int. Conf. on Tech. and Particle Phys., Como, Italy, 15-19 Oct, 2001
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The US ATLAS group is also involved in building parts of the read out electronics for the MDT chambers as follows: - Signal HedgeHog cards for U.S. chambers - Mezzanine readout C8JT ds for entire ATLAS - Design of Chamber Service Module University of Washington design and build the kinematic mounts and the associate hardware for all US MDT chambers.
2.1
Tube Production
Each site is producing the tube according with the chamber in production. Typical production rate is of the order of 50 tubes per day. Figure 2 presents the UM tube production factory.
329
Figure 2. ATLAS Tube Factory (UM) and UW QA and QC data.
2.2
Chamber Production
Figure 3 show a base chamber produced at UW. All three sites produced about 80 chambers at this date, with good results. The CERN tomo surveys indicated that the wire in the US MDT chambers are within the specs.
2.3
Services and Cosmic Ray tests
Presently, all three sites are instating the Faraday Cages, gas systems, as well as the rest of the sensors required. Figure 4 show a detailed picture of one chamber with Faraday cage and gas system installed. The BMC group built a cosmic ray stand, which presently is used for various tests using the series prototype of EILl chamber. The chamber is filled and monitored in simmilar conditions with the actual ATLAS specs. One important results is presented, showing that the chamber filled with the ATLAS gas performes at the design resolution.
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Figure 3. ATLAS Base Muon Chambers (UM).
3
CSC chambers for the Muon End Caps
The CSC chambers are design and built primarily by BNL. Figure 5 shows the schematics of the CSCs which axe now in production at BNL. 4
Alignment System
Brarideis University plays a major role in the Muon end cap alignment system for the entire muon end cap chambers. They are also designing and manufacturing all the components for the alignment bars, inplane alignment system as well as various components of the RASNIK/readout systems used by most of our collaborators.
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Figure 4. BMC Cosmic Ray Stand Layout and results.
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P E R F O R M A N C E OF T H E M A C R O LIMITED S T R E A M E R T U B E S FOR ESTIMATES OF M U O N E N E R G Y M. G I O R G I N I for the MACRO Dept.
of Physics
Collaboration*
and INFN, V.le C. Berti Pichat 6/2, 1-40127 Bologna, E-mail: [email protected]
Italy
The MACRO limited streamer tubes can be operated in drift mode by using the TDCs included in the Q T P system. In this way a considerable improvement in the space resolution is obtained, allowing the analysis of muon tracks in terms of multiple scattering effects and the energy estimates of muons crossing the detector. We present the results of two dedicated tests, performed at CERN PS-T9 and SPSX7 beams, to provide a full check of the electronics and to exploit the feasibility of the analysis. Using a neural network, we are able to estimate the muon energies up to Ey, ~ 40 GeV. The test beam data provide then an absolute energy calibration, which allows to apply the method to the MACRO data.
1
Introduction
The MACRO experiment can study atmospheric neutrinos via the detection of neutrino-induced muons. Recent results concerning upthroughgoing muons, produced in the neutrino interactions in the rock below MACRO and crossing the detector, showed a flux deficit and a distortion of the zenith angle distribution with respect to the MonteCarlo (MC) expectations 1 . The data can be interpreted in terms of neutrino oscillations. As the oscillation probability of neutrinos depends on oscillation parameters and on the ratio L/Ev (where L is the distance between neutrino production and interaction points and Ev is the neutrino energy), it is important to estimate the residual muon energy. Since MACRO is not equipped with a magnet and the mass is not large enough to stop the most part of upgoing muons, the only way to estimate the muon energy is by a Multiple Coulomb Scattering (MCS) analysis. The r.m.s. of the lateral displacement of a relativistic muon crossing a layer of material with depth X and radiation length X° is °MCS * ^ ^ ^ / ^ ( l
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1
.
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deflection has reasonable precision when
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space resolution. In MACRO, on the vertical, (JMCS — 10(cm)/.EM(GeV). The space resolution of the tracking system (streamer tubes used in digital mode) is ~ 1 cm, providing a muon energy estimate through MCS up to ~ 10 GeV, not enough to fully exploit the physics potential of neutrino-induced muons. To improve the space resolution, we used the MACRO limited streamer tubes in drift mode, by using the TDCs implemented in the QTP electronic system 2 , designed for magnetic monopole searches. A check of this electronics with two dedicated tests, performed at the CERN PS-T9 and SPS-X7 beams, and the estimates of muon energies in terms of MCS effects are described. 2
The M A C R O limited streamer tubes in drift mode
The MACRO streamer tube system 3 consists of about 5600 chambers; each chamber is made of 8 streamer tubes, each with cross section (3x3) cm2 and 1200 cm length, for a total of about 50000 wires. The QTP system 2 consists of an ADC/TDC system and acts as a 640 ^isec memory, during which the charge, the arrival time and the width of the streamer pulse of the particle crossing the cell are recorded. The TDC bin width is AT ~ 150 ns, quite coarse for drift time measurements, because the maximum drift time for our streamer tubes, operated with a He(73%)/npentane(27%) mixture, is ~ 600 ns. The ultimate resolution we can obtain with such device is a ~ VdHft • A T / \ / l 2 ~ 2 mm, enough to estimate upgoing muon energies up to 30 -j- 40 GeV. Such electronics can be used to operate the streamer tubes in drift mode, retrieving the TDCs informations corresponding to each fired wire. Selecting only planes with a single fired tube, the association with the fired QTP channel is uniquely determined. To avoid systematic effects and to fully understand the capability of the QTP system in such context, we decided to check the electronics in a test beam at CERN PS-T9. 3
The C E R N PS-T9 test b e a m
The goals of the test beam were: (i) the study of the QTP-TDCs linearity; (ii) the study of the drift velocity in He/n-pentane; (Hi) the test of the software used for muon tracking. Moreover, the comparison of the muon energy reconstructed with MCS analysis with respect to the beam nominal energy
334 101
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offered the possibility of performing an absolute energy calibration. We reproduced a slice of MACRO which was esposed t o unions with energies ranging from 2 to 12 GeV. The test beam layout is described in Fig. 1: the trigger was provided by the fast coincidence of the scintillators S1,S2,S3. The last scintillator, following a 60 cm iron slab, suppressed the w±, K*1 contamination at high energy. The analog output of a chamber was sent to a QTP channel, while the digital output, OR of the chamber signals, was sent to a Lecroy 2228A TDC (AT = 250 ps). Such double measurement of the drift time allowed us to make a comparison between QTP-TDCs and Lecroy TDCs event by event. In 80 runs we collected about 108 muons. For the check of QTP electronics, we used runs with absorbers out. We evaluated the QTP-TDCs linearity by comparing them with the Lecroy TDCs. Fig. 2a shows the profile plot of such variables: for a given value of the QTP-TDC system (75 ns, 225 ns, 375 ns, 525 ns), we performed a gaussian fit of the Lecroy TDCs time distribution. Horizontal errors on the figure represent the bin width of the QTP-TDCs, while errors on vertical represent the sigma of such gaussians: the QTP-TDCs response is linear within 8%. We then studied the drift velocity in He/n-pentane mixture. Since in the test beam configuration the muons hit the detector perpendicularly: dN
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The evaluation of Vdnjt can be obtained fitting the Lecroy TDCs spectrum distribution. Fig. 2b shows the experimental results obtained (black points), superimposed to the GARFIELD 4 MC. The experimental data are in good agreement with the simulation. The test beam data can be also used to measure the space resolution. Fig. 3a shows the residuals distribution for streamer tubes in drift mode using the Lecroy TDCs and the QTP-TDC system. In the first case a resolution of ~ 500^m is found, while for the second one we obtained a resolution of a ~ 2 mm, very close to the QTP-TDCs resolution a = Vdrift x 150ns/\/l2 ~ 4cm///s x 150ns/\/l2 ~ 1.9 mm. Summarizing, the test beam data analysis showed that: (i) no "hot-effects" are present in the QTP electronics, which can then be successfully used to operate streamer tubes in drift mode; (ii) the QTP-TDCs have a reasonable linearity (within 8%); (m) the drift velocity in He/n-pentane mixture is in good agreement with the GARFIELD simulation; (iv) the software tools are adequate to perform a reasonable muon track fit; (v) the space resolution of the streamer tubes in drift mode measured at the test beam is <JQTP ^ 2 mm. 4
Study of the M A C R O space resolution
In order to estimate the performance of the streamer tubes in drift mode in MACRO, we analysed a sample of downgoing muons ((SM) ^ 300 GeV).
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Among the muon tracks reconstructed with the standard MACRO tracking (streamer tubes in digital mode), we selected the hits made of a single fired tube. For each hit we looked at the corresponding QTP-TDC value in a time window of 2 fis, to avoid background hits. After converting the TDC values in drift radii using the drift velocity measured at the test beam, a global fit of the track tangent to the circles is performed. Fig. 3b shows the distribution of the track residuals for the MACRO streamer tubes in drift mode (black circles) and the simulation (continuous line). The residuals of the downgoing muons have a a ~ 3 mm, in good agreement with the simulation; the continuous line shows the residuals distribution obtained by the streamer tubes in digital mode [a ~ 1 cm): an improvement of a factor ~ 3.5 has been obtained. As far as MACRO data is concerned, the resolution is spoiled with respect to that measured at the PS-T9 test beam (~ 2 mm). This difference comes from 5-rays and radiated photons produced in the rock absorbers which may produce early streamers with respect to those due to the muon, resulting in smaller drift radii, from residual downgoing muon MCS and finally from streamer tube gas mixture variations which may affect the drift velocity. This hypothesis has been demonstrated during a second test beam, per-
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formed at CERN SPS-X7, where the same layout of Fig. 1 was exposed to muons with energies up to 100 GeV. The sigma of the residuals obtained with E^ — 100 GeV and rock absorbers inserted was a = (0.294 ± 0.003) cm, in good agreement with that obtained using the MACRO downgoing muon data. 5
Muon energy estimate
For each muon event we computed the following multiple scattering sensitive variables: the highest residual between the 14 available, the average of the residuals, the difference of the residuals of the three farthest hits along the track, the slope and the intercept of the "progressive-fit". We define "progressive fit" the linear fit of the absolute value of the residuals as a function of the streamer tube plane (i=l,14). It gives an almost small slope for high energy muons because their energy is almost the same in different planes, while such slope is larger for low energy muons because they loose a high fraction of their energy crossing the detector. We followed in this analysis a neural network approach (NN), choosing JETNET 3.0, a standard package with a multilayer perceptron architecture and with back-propagation updating 5 . The NN was configured with the 7
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input variables quoted above and 1 hidden layer, selecting the Manhattan upgrading function. The average neural network parameter output increases as a function of the muon energy up to E^ ~ 40 GeV, showing saturation at higher energies. The use of the streamer tube system in drift mode combined with a neural network approach allows therefore to estimate the muon energy up to ~ 40 GeV. Fig. 4a shows the comparison between the PS-T9 data (black circles), the SPS-X7 data (full triangles) and the MC prediction (empty squares). The NN output obtained with the test beam data is properly reproduced by the simulation. The muon energy can be reconstructed by inverting the curve shown Fig. 4a. Fig. 4b shows the reconstructed muon energy E™c for En = 2,4,12 and 40 GeV: the data collected at the PS-T9 test beam (full squares) and at the SPS-X7 test beam (full triangles) are compared with the MC expectation (continuous line), showing a reasonable agreement. 6
Conclusions
The CERN PS-T9 test beam excluded the presence of undesired effects in using the MACRO QTP electronics to operate the streamer tubes in drift mode. This method, allowing to improve the space resolution of a factor ~ 3.5 (from a ~ 1 cm to a ~ 3 mm), was followed by a neural network approach which estimates the energy of muons crossing the detector up to ~ 40 GeV. This analysis can be applied to neutrino-induced upgoing muons in MACRO to test the hypothesis of neutrino oscillations. References 1. S. Ahlen et al, MACRO Coll., Phys. Lett. B 357, 481 (1995); M. Ambrosio et al, MACRO Coll., Phys. Lett. B 434, 451 (1998). 2. M. Ambrosio et al, Nucl. Instrum. Methods A 321, 609 (1992). 3. S. Ahlen et al, MACRO Coll., Nucl. Instrum. Methods A 324, 337 (1993). 4. R. Veenhof, Nucl. Instrum. Methods A 419, 726 (1998). 5. C. Peterson et al, Comput. Phys. Commun. 8 1 , 185 (1994).
EXPLOITATION OF ATLAS DAQ PROTOTYPES FOR TEST BEAM AND LAB ACTIVITIES BENIAMINO DI GIROLAMO CERN, Geneva, Switzerland E-mail: Beniamino.Di. GirolamoQcern. ch A functional Implementation of a vertical slice of the ATLAS Data Acquisition has been exploited in the past two years as a DAQ system for testbeam and lab test with satisfactory results. Here the setup descriptions and figures of merit are reported.
1
Introduction
The ATLAS DAQ prototype for test beam and laboratory tests is a functional implementation of a vertical slice of the ATLAS Data Acquisition. The prototype, named DAQ/EF -1, includes all the elements from the detector output to the mass storage (figure 1). DETECTOR
EF
Event Filter Farm
Figure 1. Schematic view of the ATLAS DAQ/EF-1 prototype. The elements in the shaded area are simulated by hardware and software components.
After a successful development and implementation completed in 1999, it
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has been chosen as the baseline for the ATLAS test beam DAQ. It has been re-engineered for the exploitation with detectors and integrated for the first time with the ATLAS Tilecal hadronic calorimeter during the spring-summer 2000. A modified version has been integrated during summer 2001 with the ATLAS Muon Drift Tubes detector. A simplified version of the DAQ prototype has been also exploited for laboratory tests of the prototypes of the ATLAS subdetector Read Out Buffers (RODs) that are currently being built and certified. In this case the system has been modified to be even simpler and more cost effective. The various implementations and their performance are described here. Finally a plan for the future evolutions is also drawn. 2
Testbeam Data Acquisition
The ATLAS experiment will run at the Large Hadron Collider (LHC) at CERN starting from the beginning of 2006 1 . Most of the ATLAS subdtectors are now being produced and pre-assembled with their final electronics. 2.1
The ATLAS Tilecal testbeam DAQ
The ATLAS Tile Hadron Calorimeter (Tilecal) 2 is one of the most advanced subdetectors that started to take data in summer 2000 with its final frontend electronics at the CERN SPS H8 beam line. At the beginning of 2000 the subdetector community decided to adopt as a testbeam DAQ system the ATLAS DAQ/EF-1 prototype. The various DAQ components have been successfully integrated with the detector software and hardware. The Tilecal testbeam setup includes two barrel production modules (about six meters long, 90 readout channels on two output optical links each) and two extended barrel modules (about three meters long, 28 readout channels on one output optical link each). The maximum number of optical links for this setup is six. The ATLAS readout architecture is such that the optical links coming from the front-end electronics have to be connected to the detector specific Read Out Drivers (RODs) that collect the front-end information and output the Level 1 accepted events to the so-called Read Out Buffers (ROBs) via optical links, the Read Out Links (ROLs). The events are bufferized in ROBs until a Level 2 decision is made and then sent to the Event Building (EB). A detailed description of this architecture can be found in the ATLAS HLT,DAQ and DCS technical Proposal 3 . The six optical links coming from the Tilecal modules have been collected
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in two ROD emulators. Since the ATLAS Tilecal ROD is still in development, a VME single board computer based emulator has been used as a substitute. The ROD emulators have been built using CES RI02 boards 4 on which it is possible to connect up to two PMC cards; to have the capability to control with one CPU more input and output cards, a CES PMC extender PEB6084 4 has been plugged to the RI02 boards to allow the connection of a maximum of four mezzanine cards. Therefore each ROD emulator can accept up to three optical links and can output the collected events over a fourth optical link to a ROB. The ROD emulators are both housed in a VME crate, the ROD crate (figure 2).
Figure 2. The ATLAS Tilecal DAQ setup.
An additional crate is used by the detector to collect the data coming from the trigger counters, the beam position chambers and from other ancillary detectors used for triggering purpose and for detecting the non contained fraction of the hadronic showers. The collected information from the modules of this additional element, the Beam crate, is sent to a third ROB (figure 2). The VME crate containing the ROBs is the Read Out Crate (ROC). The first implementation of the ROC functionalities is based on VME and it includes also three additional components: ® The LDAQ module, that is dedicated to the crate control and is connected, via Ethernet, to the general DAQ services via the Back End software that is another component of the DAQ/EF-1 prototype providing all the necessary services (connection with a configuration database, mes-
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sage reporting system and information services, graphical user interface, just to mention the main elements). • The TRG module, that is the interface module to the detector trigger that is replacing the missing Level 2 selection. • The EBIF module, that collects and assemble the fragments from the ROBs and send them to the Event Building infrastructure via a dedicated link (a Fast Ethernet link in this implementation). The Event Building has been implemented on a Linux based PC, here referred as the SFC PC. The SFC PC has two Fast Ethernet network card, one used for a dedicated connection with a central data recording system and one connected point-to-point with the EBIF module of the ROC crate. The VME implementation of the ROC has been adopted in Tilecal. This implementation is the best suited when external links have to be handled concurrently and independently, that is the situation that the DAQ will face during the data taking at LHC. It allows to have one process per processor and can potentially run a large number of ROBs that are then multiplexed into one Event Building link. However, when the Level 2 rejection is absent, it suffers from the VMEbus limitations: limited bandwidth and lack of broadcast. Another limiting factor is the high cost. The performance of this implementation have been evaluated. In figure 3 a plot of the throughput versus the fragment size is shown. A throughput of about 5 MB/s is obtained for fragments of 2 kB. This performance is acceptable for a typical testbeam data taking, but it has to be remarked that the Fast Ethernet link used for the measurements is exploited at a maximum of 35 % of its bandwidth, due to the poor T C P / I P implementation of LynxOS. On the practical side the new DAQ system is a huge improvement for the Tilecal data taking performance. The improvement achieved can be expressed as the time needed to take a certain amount of data. In 1999 and before, with the previously used DAQ system, it was possible to take 20000 events in 30 minutes, while from 2000 it has been possible to collect 75000 events in six minutes, that is an improvement of a factor 20. 2.2
The ATLAS MDT testbeam DAQ
The Muon Drift Tubes (MDT) is one of the four muon subdetectors of ATLAS. The subdetector has started in 2001 a large activity of beam tests of production chambers. The testbeam data taking has been dedicated to the study of three different barrel chambers 5 and to the setup of the new DAQ system, based on a further evolution of the DAQ/EF-1 prototype.
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Figure 3. Throughput vs fragment size for the VME based ROC with a EBIF module point-to-point connected to the Event Building PC via a Fast Ethernet link.
Figure 4. The ATLAS MDT DAQ setup.
The DAQ setup (figure 4) is similar to the one adopted by Tilecal, but the VME ROC crate has been replaced by a PC based ROC that runs all the data acquisition tasks in a single application. The optical links connecting the detector crates (ROD and Beam crates) are of the same type used in Tilecal and in this implementation the receiving cards are mounted in the PC ROC via PCI interface cards. The Linux OS has been extended for specific hardware access by mean of dedicated DAQ patches, but it is mainly based on the kernel 2.2.x. The higher processing power available is an advantage of this implementation as well as the lower cost when compared to the VME based implementation. However the limited number of PCI slots available in off-the-shelf PC is a limitation of this system. Another limitation is given by the sequential handling of the
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links in the present implementation of the readout software. The performance of the system (figure 5) have been evaluated in two situation: a Fast Ethernet point-to-point link is established between the PC based ROC and the PC based SFC (circles); a Gigabit Ethernet point-to-point is established instead (triangles).
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Figure 5. Throughput vs fragment size for the PC based ROC with a EBIF module pointto-point connected to the Event Building P C via a Fast Ethernet link (circles) and via a Gigabit Ethernet link (triangles).
The plot shows how the Fast Ethernet link is exploited to its maximum bandwidth already for small fragments (about 250 byte), while a maximum throughput of 30 MB/s is reached for the Gigabit Ethernet link in the range of the fragment sizes explored. 3
Laboratory test DAQ system
The experience with the testbeam setups has proved the high modularity of the DAQ system in different implementations. Therefore the need of the subdetectors to test the prototypes of their final electronics, especially the ROD modules, lead to a further implementation of the DAQ/EF-1 prototype for laboratory tests. In the minimal system configuration (figure 6) the main three functions of the DAQ, the collection of the data from the detector electronics, the data recording and the overall online control, are dispatched to three dedicated PC. Starting from this situation a reduced system has been buil, where all these functions are implemented on a single PC. This setup has been implemented as a baseline system for ATLAS subdetector ROD test data acquisition and the performance have been evaluated by using a fast SCSI drive as a storage medium. The performance achieved are very promising since the system is able to process 30 MB/s. The con-
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Figure 8. Evolution of a minimal DAQ system to a reduced DAQ prototype for laboratory tests,
current running of the Dataflow and the Online software does not result in performance penalties (figure 7), although that might not be true if an heavy monitoring task is also required and that in the measurements here discussed was kept to the minimum. 35
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4
Conclusions a n d future
The preparation of ATLAS subdetectors for their final installation and commissioning are going in parallel with the exploitation of the ATLAS DAQ prototypes in beam and laboratory tests to get the detector people acquainted with the modern data acquisition system that will be used during the testing phases and the final data taking with a clear benefit. On the other ends the
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integration of the DAQ prototypes with the various subdetectors helps the data acquisition experts to verify and modify the user requirements for a fully functional data acquisition for LHC. In future the current prototypes will be exploited for the coming testbeams in the period 2002-2004, as well for the various electronics tests. Starting from next year, there will be also the possibility to send the detector outputs, before and in parallel to the storage stage, to a minimal scale event filter farm. This last element will become part of the testbeam DAQ infrastructure once completely certified. Acknowledgements I would like to thank Livio Mapelli and the CERN EP ATD group for their work and support for the efforts done for the DAQ integration with the ATLAS detectors, as well as all the subdetectors experts involved in the process. References 1. ATLAS Collaboration, Technical Proposal for a General-Purpose pp Experiment at the Large Hadron Collider at CERN, CERN/LHCC/94-43, 1994. 2. ATLAS Collaboration, ATLAS Tile Calorimeter Technical Design Report, CERN/LHCC/96-42, 15 December 1996; L. Price, ATLAS Tile Calorimeter, Proceedings of this conference, to be published. 3. ATLAS collaboration, ATLAS High-Level Triggers, DAQ and DCS Technical Proposal, CERN/LHCC/2000-17, 31 March 2000. 4. Creative Electronics Systems, product catalogue, Geneva, Switzerland; http://www.ces.ch. 5. ATLAS Collaboration, ATLAS Muon Spectrometer, CERN/LHCC/9722, 31 May 1997.
CATHODE STRIP CHAMBER PERFORMANCE OF THE CMS ME1/1 MUON STATION YU. ERCHOV, I. GOLUTVIN, N. GORBUNOV, I. GRAMENITSKY, V. KARJAVIN, S. KHABAROV, V. KHABAROV, YU. KIRYUSHIN, V. LUSIAKOV, G. MECHTCHERIAKOV, I. MELNICHENKO, P. MOISSENZ, S. MOVCHAN, V. PALICHIK, V. PERELYGIN, D. SMOLIN, A. ZARUBIN, AND E. ZUBAREV Joint Institute for Nuclear Research, 6 Joliot Curie, Dubna, Moscow reg., 141980, E-mail: [email protected], [email protected]
Russia
O. DVORNIKOV, N. SHUMEIKO, A. SOLIN, AND V. TCHEKHOVSKI National Center of Particle and High Energy Physics, Minsk,
Belarus
Cathode strip chamber (CSC) was chosen as the baseline detector of the CMS Endcap Muon System. First forward muon station ME1/1, located in the solenoid magnetic field, is the key station because it should provide precise matching between Muon Sytem and Inner Tracker. The ME1/1 CSC spatial resolution must be about 75 um per station to achieve required muon momentum resolution and timing resolution of few ns for bunch crossing identification. Uncorrelated background rate is 1 kHz/cm2 or 100kHz per readout channel. The solenoid magnetic field is up to 4 T. CSC design is described. R&D results of the CSC performance study are presented: spatial resolution, timing resolution, rate capability, track reconstruction efficiency, influence magnetic field on CSC parameters. Test of many CSC prototypes demonstrated that ME1/1 CSC performance meets CMS requirements.
1.
Introduction
The innermost first forward muon station ME1/1 is placed in a slot between the Endcap hadron calorimeter HE and the return yoke disk YNl. 1 ME 1/1 station has to provide spatial resolution a x < 75 (im, timing resolution a, < 4ns and give precise matching with inner tracker. It should operate in strong axial CMS magnetic field up to 4 T at highest background rate in CMS Muon system up to 103 particles/cm2-sec (100kHz per readout channel). There are 36 ME 1/1 6-layers cathode strip chambers, CSCs, per each Endcap. CSCs are arranged to form a disk with the angular acceptance 1.6
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348 2.
CSC design
Each layer of CSC is formed by two cathode electrodes with the gap of 7.0 mm and anode wires electrode in the middle. The panel consists of a "honeycomb-like" structure sandwiched between two electrodes, one with continuous copper surface and the other with milled strip pattern. The "honeycomb-like" filler of rectangular shape grid is made out of 0.5 mm FR4 strips. The size of a cell is 20x40 mm2. Electrodes are made out of 0.8 mm single side copper clad FR4 sheets. The thickness of the copper lamination is 18 urn. The unflatness of the panel each side is in a range of +50 urn. Center of gravity of charges induced on strips gives the precise measurement of coordinate along the anode wire. This radial strip structure covers the tp-angle range of ±5.42° to provide the overlapping with the neighboring CSCs. For strip electrode production a milling machine has been designed and assembled. The radial shape of strips made by a 0.35 mm thick rotating diamond disk. A crosscut of the strips provides a radial split of strips into two groups in order to minimize background rate per cathode channel. Strips length is equal 1060mm in the CSC top part (1.6
349 pads to the strip-electrode. The rubber seal is used to isolate the CSC gas volume from the atmosphere. The CSC assembly procedure is the following. Each panel has two reference bushings glued with the accuracy of ±25 ujn respect to strips. The two alignment pins are inserted into the panel reference bushings of the first panel. The second panel is put on the first one. Pins are inserted into the reference bushings of the second panel and so on. Finally CSC is screwed by 35 M6 bolts. 3.
CSC spatialresolutionand muon trackreconstructionefficiency in the presence of uncorrelated and correlated background 3.1 Uncorrelated background
P3 prototype was placed into the superconducting magnet Ml at H2 beam line (CERN) and turned to 10° in respect to beam line in order to provide a ratio of radial (BR) and axial (Bz) components of magnetic field of BR/BZ=0.1. In this experiment a deterioration of CSC spatial resolution vs. pion beam intensity have been studied (uncorrelated background). ' The trigger counters have monitored the beam intensity. The trigger count and beam profile have been taken for calculation of the strip counting rate. To study the background contribution to the registered events one P3 layer have been taken as testing while the five others - for pion track reconstruction. Layer spatial resolution as a function of strip counting rate was measurement. At counting rate of 100 kHz/strip the spatial resolution of single CSC layer is about a = 70 u.m. The track is regarded as efficient if strip clusters are found at least in 4 out of 6 CSC layers (criterion 4/6) with measured coordinates within the ± 3 a corridor. Track reconstruction efficiency is about 97.5% at counting rate of 100 kHz/strip. 3.2 Correlated background The Integrated Test experiment was carried out to test CMS Endcap prototypes. The prototypes of the preshower, the electromagnetic calorimeter (ECAL), the hadron calorimeter (HCAL) and the muon detector (ME1/1) have been installed into the superconducting magnet Ml at the H2 beam line (CERN). The axial magnetic field was oriented along the beam. The value of the magnetic field in the ME1/1 was equal to 2.5-3.0 T. Data taking was performed with a negative charge muon beam having momenta of 100, 150, 225 and 300 GeV/c. In this experiment a deterioration of CSC layer spatial resolution and muon track reconstruction efficiency in the presence of the secondaries have been studied (correlated background).1'5
350
The experimental data have shown that the high energy muons (100-300GeV) produce 20-25% of events with electromagnetic secondaries. CSC layer spatial resolution can be presented by two Gaussians: "good'Vsingle muon tracks with RMS=75 urn and muon with secondaries - RMS=lmm. Total muon track reconstruction efficiency for "good" muon tracks and muons with secondaries is 99%. Only 1% of muon tracks is lost. Such high efficiency is obtained due to splitting wide strip clusters into subclusters and restoring the charge on strips with overflow.6"8 4.
CSCtimingresolution
P3 prototype has been installed at Gamma Irradiation Facility (GIF) at X5 beam line (CERN).1 It has been turned to 10° in order to correspond to ME1/1 acceptance. The 137Cs radioactive source (740GBq) provides 662keV gamma background. A combination of filters is used to change the absorption factor from 1 (about 2x10 y/cm2sec on P3 surface) to 104. Trigger counters separate the muon beam. The prototype has been instrumented with anode readout electronics based on groups have been used for readout of 430 cm 2 sensitive area. The full width of the anode spectrum (99% of events) is equal to 25ns. The ratio strips/anode time spectrum width is about 1.3.
Figl Anode time spectrum and time distributions of timing signals. The full width of time distribution (99% of events) of the first output signal from 6 layers (1/6) is 10.5ns. The same value for 2nd signal - 12ns, 3"* signal - 14ns, 4th signal 16.5ns, 5th signal - 22.5ns and 6th signal - 26.5ns. The efficiency of timing signal (2 nd ) and charged particle track identification signal (4 th ) is about 98% within 25ns gate. Bunch-crossing (BX) at LHC will occur every 25ns. This means that for unambiguous BX identification 2nd, 3 ^ , 4th and even 5th signals can be used (2nd signal is baseline).
351
The study of background influence on BX identification have been made with Cs radioactive source. Insignificant influence of background on 1/6, 2/6, and 4/6 timing signals and muon identification efficiency was found for GIF flux attenuation factor 35 (rate - 100kHz per anode channel). At high background rates the probability of random coincidences from y-rays grows up. The generation efficiency of the false anode BX signals and "muon" tracks is negligible (less than 0.1%) for the rate about lOOkHz/ch. 137
5.
Conclusion
Test results of ME 1/1 prototypes equipped with Minsk front-end electronics confirmed that ME1/1 CSC performance meets CMS requirements. We thank CMS colleagues for the help, useful discussions and critical remarks. References 1. CMS. The Muon Project. Technical Design Report. CERN/LHCC 97-32, CMS TDR 3, Geneva, Switzerland, 1997. 2. Yu.Erchov et al." P4 - the pre-production prototype of the ME1/1 CSC", JINR Communication E13-2000-26, JINR, Dubna, Russia, 2000. 3. Movchan S., Moissenz P., The Method of Anode Wire Incident Angle Calculation of the First Muon Station (ME 1/1) of the Compact Muon Solenoid Set Up (CMS), Particles and Nuclei Letters No4[107]-2001, JINR, Dubna, Russia, 2001. 4. Golutvin I. et al., The Rate Capability of the CSC Readout Electronics, Particles and Nuclei Letters No4[107]-2001, JINR, Dubna, Russia, 2001. 5. Golutvin I. et al., Increasing of muon-track reconstruction efficiency in ME1/1 Dubna prototype for the CMS/LHC, JINR Rapid Communications Nol[93]-99, JINR, Dubna, Russia, 1999. 6. Golutvin I. et al., Robust estimates of track parameters and spatial resolution for CMS muon chambers, Computer Physics Communications 126 (2000) pp.7276. 7. Zubov K., Karjavin V., Movchan S., Moissenz P., Data Analysis for Cathode Strip Chamber, JINR Communication P10-99-118, JINR, Dubna, Russia (1999). 8. Movchan S., Moissenz K., Moissenz P., Cathode Strip Chamber Transmission Function and Single Layer Spatial Resolution for Clusters with Overflow, JINR Communication P10-2000-108, JINR, Dubna, Russia, 2001.
T H E R U N 2 D 0 M U O N S Y S T E M AT T H E F E R M I L A B TEVATRON S. H A G O P I A N Dept.
of Physics,
Florida State University, Tallahassee, E-mail: [email protected]. edu for the D0
FL, 32312,
U.S.
A.
Collaboration
The Run 2 D 0 muon detector at the Fermilab Tevatron has three subsystems: Proportional Drift Tubes (PDTs), Mini-Drift Tubes (MDTs) and trigger scintillation counters. The P D T s were used in the 1992-1996 data taking run and provide tracking coverage for pseudorapidity |?j| < 1.0. The forward muon tracking system, new for Run II, uses planes of mini-drift tubes and extends muon detection to \i)\ = 2.0. Scintillation counters are used for triggering and for cosmic muon and accelerator backgrounds rejection. Toroidal magnets and special shielding complete the muon system. All subsystems interact with 3 levels of triggers. Level 1 generates trigger information synchronously with the beam crossing. Level 2 operates asynchronously with a maximum decision time of 0.1msec. All three muon detector subsystems use a common readout system based on a 16-bit fixed point digital signal processor, which buffers the data from the front-end, re-formats the data if accepted by Level 2 and sends it to the Level 3 trigger system, which is a farm of Linux workstations running software trigger filters. Muon triggers accepted by Level 3 are written to tape for offline reconstruction.
1
Introduction
The recent upgrade of the Tevatron Proton-Antiproton Collider at Fermilab near Chicago for increased luminosity up to 2x 10 3 2 cm~ 2 s - 1 and smaller beam bunch spacing of 396 ns requires a corresponding upgrade of the D 0 detector x2 ' . The Run 2 D 0 muon system will enable D 0 to trigger, identify and measure muons in the new high rate environment 3 . The central muon system has been supplemented with additional scintillator layers for triggering, cosmic ray rejection, and low momentum muon measurements. The Run I forward muon system has been completely replaced with scintillator pixels and minidrift tube chambers. New shielding has been added to decrease background rates. The muon trigger has been redone to accommodate the high trigger rate and increased number of interactions per beam crossing. The upgraded central tracking system consisting of the Central Fiber Tracker and the Silicon Microstrip Tracker improves the momentum measurement of muons as well as other charged particles. The detection of leptons (muons and electrons) is very important for
352
353
physics at the energy frontier. The study of intermediate vector bosons decaying into leptons will give precise measurement of the mass of the W, results on forward backward asymmetry and the measurement of anomalous gauge boson couplings. Multileptons are a signature of supersymmetric particles in many models. The search for leptoquarks and heavy vector bosons uses lepton final states. Massive stable particles can appear as slowly moving muon-like objects. Muons are also used to tag b-jets for B physics, top physics and higgs searches. 2
Central Muon Detectors
The central muon tracking system, with pseudorapidity coverage \r]\ < 1.0, consists of 94 proportional drift tube chambers built for Run I 4 . The A layer is between the calorimeter cryostat and the 2 Tesla muon toroid magnet. The A layer chambers on the top and sides have 4 decks to help in rejecting backgrounds, while those on the bottom only have 3 decks due to space constraints. The B and C layers outside the toroid have three decks each. See figure 1 for the layout. The chambers are rectangular aluminum tubes with 5.7 cm by 10 cm cells. The drift distance resolution is about 1mm. The momentum resolution from the PTDs is ~ 30% for muons with pr = 100 GeV/c, where PT is the momentum transverse to the beam direction. But when the muon track is matched with tracks from the DO central tracking system, the resolution is improved for all central muons. For muons with PT=100 GeV/c, the resolution using central tracking is ~ 15% . Layers of scintillator, called the Cosmic Cap, on the top and upper sides of the central muon detector were used in Run 1 to help reject cosmic rays. Coverage was completed for Run 2 with the addition of the Cosmic Bottom counters. A new layer of scintillators, called the A
Forward Muon System
The Forward Angle Muon Detection System, which consists of mini-drift tubes (MDTs) and pixel scintillators, is entirely new for Run 2. The Run 1 forward toroids are used, and new shielding has been added. The MDT system covers the region 1.0 < \rj\ < 2.0 6 . The mini-drift tubes have 8 cells of 1 cm x 1 cm cross-section, and are made of aluminum extruded combs and plastic sleeves. The A-layer chambers are in front of the forward toroid magnet and the B
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and C layers are behind it (see figure l.).The layers are divided into octants with the length of the tube depending on its position in the octant. As in the central region, the MDT A-Layer has four decks of drift tubes and the B and C Layers have three decks each. The coordinate resolution is 0.7 mm/deck. The momentum resolution is 20% for low momentum tracks. The Muon Forward Scintillator Pixel system covers the same eta region 7 . The
355
Large backgrounds in the forward direction in Run I were, in general, due to the interaction of beam jets with the forward elements of the DO detector and the accelerator hardware. For Run 2 shielding was built in several large moveable sections. These extend from the endcap calorimeters and contain the low beta quadrupole magnet inside a case of 20 inches of iron, six inches of polyethylene and two inches of lead.
4
Triggers and Electronics Upgrades
The DO Run 2 Trigger System consists of 3 levels 8 . Level 1 is a pipelined hardware stage. It processes information from individual subdetectors in Field Programmable Gate Arrays (FPGAs) in a decision time of 4.2 fis. The trigger accept rate, output from Level 1, input to Level 2, is lOKHz. Level 2 is a second hardware stage which uses Dec Alphas. It refines Level 1 information and adds more information if available with preprocessors for each subdetector. A global processor combines information from the subdetectors. Level 2 has a maximum decision time of 100 microseconds. The accept rate out of Level 2 is 1 KHz. Level 3 has two stages: a custom-built data acquisition system and a Linux farm of processors which makes the final trigger decisions. The farm does partial online event reconstruction and uses filters to accept or reject events. The decision time depends on the number of farm nodes, and is about 50 msec for the beginning of the run. The sustained trigger rate out of Level 3 is 20 Hz, with an output event size of 250 Kilobytes. In order to handle the high input data rate, the front end electronics of all the muon subsystems was upgraded. Digital signal processors (DSPs) are used to buffer and reformat the data 9 . The DSPs make muon stubs from hits and buffer the Level 1 accepted data from the front-end readout, while a Level 2 decision is pending. If the trigger is accepted by Level 2, the DSPs reformat the data and send it to the Level 3 trigger system. The muon trigger has 3 levels plus an extra trigger level between Level 1 and Level 2 called SLICs (Second Level Input Computers). 10 . Level 1 triggers uses wire positions, scintillator hits in the A, B and C layers and central, north and south octants to define and/or trigger terms. The SLICs use 80 DSPs to find muon stubs in from nearby hits in a single layer. Level 2 combines muons, calorimeter and central tracks. Timing, pr, eta, phi and quality values are calculated for all muon candidates. Level 3 uses muon hits, makes muon segments and combines them into muon tracks which are matched with central tracks and calorimeter information. Events passing the triggers requirements are written to tape.
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5
Conclusions
Run 2 of the Tevatron has started. The upgraded D 0 Muon System is wellmatched to the upgraded Tevatron. It should do an excellent job of triggering, measuring and identifying muons. Very exciting physics with muons is just around the corner. Acknowledgments The success of the Run 2 Muon Detector and associated triggering and software is due to many years of hard work by the Run 2 Muon Detector, Muon Algorithm and Muon ID groups. My special thanks to Dmitri Denisov, Tom Diehl, Neeti Parashar, Steve Doulas, Dave Hedin and Christos Leonidopoulos for their input, advice and help in preparing this talk and paper. References 1. DO Collaboration, S. Abachi et al, "The D 0 Upgrade - the Detector and its Physics", FERMILAB-PUB-96-357-E (Oct. 1997) 2. T. LeCompte and H.T. Diehl, Annu. Rev. Part. Sci., 50, 71 (2000). 3. DO Collaboration, "The D 0 Upgrade - Forward Preshower, Muon System and Level 2 Trigger", D 0 Note 2894, FERMILAB-FN-641. 4. DO Collaboration, S. Abachi et al, Nucl. Instrum. Methods A 338, 185 (1994). 5. DO Collaboration, B. Baldin et al, "Technical Design of the Central Muon System", D 0 Note 3365. 6. DO Collaboration, G. Alexeev et al, "Technical Design of the Forward Muon Tracking Detector Based On Mini-drift Tubes", D 0 Note 3366. 7. DO Collaboration, V. Abramov et al, "Technical Design of the D 0 Forward Trigger Scintillation Counters", D 0 Note 3237. 8. G. C. Blazey (D0 Collaboration), "The D 0 Run II Trigger", Xth IEEE Real Time Conference, Beaune, France, 22-26 September 1997, Editor C.E. Vandoni, pg 83-87. 9. N. Parashar et al, "Real-Time Data Processing in the Muon System of the D 0 Detector", IEEE Trans. Nucl. Sci, 47, 276, (2000), FERMILABConf-01-083-E (Jul. 2001) 10. C. Leonidopoulos, "The Muon Trigger at D0-,- to be published in the Proceedings of CHEP2001, Beijing, China, Sept. 3-7, 2001.
THE D 0 CENTRAL TRACKER TRIGGER SILVIA TENTINDO REPOND Department of Physics, Florida State University, Tallahassee, FL 32306, USA E-mail: [email protected] The goals of high energy physicists for the next decade require new designs for the online systems of collider experiments. We describe the new D0 Central Tracker Trigger (CTT) System, which makes heavy use of field programmable gate arrays (FPGA) and digital signal processors (DSP) to allow the system to cope with the greatly increased data rate anticipated at the Fermilab Tevatron. We describe briefly how the CTT system meets the physics goals of the collaboration.
1
Introduction
The upgraded Fermilab Tevatron pp Collider, which operates at a center of mass energy of 1.96 TeV, will reach an instantaneous peak luminosity of 1032 c m - 2 s _ 1 and eventually of 5 x 1032 c m - 2 s _ 1 . The bunch crossing time is 396 ns, and later will be reduced to 132 ns. The quest for new physics has required an upgrade of the D 0 detector: the upgrade includes a better Muon Trigger, new electronics for the Calorimeter and data acquisition system, and a new Central Tracker (Fig. 2), comprised of a Silicon Microstrip Tracker (SMT), a Central and Forward Fiber Tracker (CFT), a Central and Forward Preshower (CPS and FPS) and a Central Solenoid. The upgraded detector allows the measurement of charged particles momenta, improved tracking resolution, identification of secondary vertexes and enhanced identification of electrons and photons. The main characteristics of the upgraded D 0 are summarized in Table 1. The improved momentum resolution and the tagging of long lived particles (through secondary vertex and impact parameter measurements) will allow for an enriched sample of events with b quarks in the final state. In order to record such events with high efficiency a powerful trigger system is required. The larger background to signal ratios need a trigger with higher processing and rejection power. The reduced beam crossing time means that processing must happen faster (algorithms must be run in parallel processors) and with reduced dead times (pipelining must be used). The large scale and systematic use of Field Programmable Gate Arrays (FPGAs), Digital Signal Processors (DSPs) and Alpha Processors has allowed the D 0 collaboration to fulfill all these requirements.
357
358 Table 1. Characteristics and performance of the D0 detector
Characteristics momentum resolution vertex reconstruction primary secondary minimum Pt for muons minimum Pt for electrons
2
Performance APt/Ptz = 0.002 a — 15 — 30/zm a = 35jum (r, >) cr = 80fJ,m (r, z) |r/| < 2 (P t > 1.5Gev/c) \r]\ < 2.5 (Pt > IGev/c)
The D 0 Trigger
The D 0 trigger system 1 , as shown in the block diagram of Fig. 1, is a multilayer hardware structure composed of three levels called Level 1, Level 2 and Level 3. The input rate to LI from the detector front ends is 8 MHz. Since the events can be written to tape at a rate of 20-50 Hz, this implies that a rejection factor of 4 x 105 must be obtained by D 0 in Run II. The trigger systems of D 0 share the same architecture. The Level 1 Trigger (LI) in Fig. 1 includes information from the Calorimeter and Muon System, the Central Fiber Tracker (CFT) and the Central and Forward PreShower (CPS and FPS). The last three systems provide information to the LI Central Tracker Trigger (L1CTT). In the L1CTT special boards provide the interface to the Level 2 Silicon Track Trigger preprocessor (L2STT). The D 0 Level 2 Trigger (L2) shown in Fig. 1 is comprised of two stages: an array of preprocessors that format and sort LI data, and a Global preprocessor that correlates information across the whole detector. The input rate from LI to L2 is 10 KHz, the output rate to L3 is 1 KHz. L2 uses Alpha processors 2 : one Alpha controls all data paths (LI, L2, L3) to a trigger control computer, and the others process data. Among the preprocessors, the L2PS, L2CFT and L2STT constitute the L2 Central Tracker Trigger. The L2CFT receives tracks from LI CFT, sorts them by Pt and truncates their number before sending them to L2 Global. The L2STT processes the Silicon Microstrip Tracker data and improves tracking resolution by merging the information from the CFT and the SMT. Tracks are sorted by impact parameter, and optionally vertex information is provided by the L2STT processor.
359
Figure 1. The DO Trigger System.
3
The Fiber Tracker, PreShower and LI Central Tracker JL3, J. Is, Kg *5 J.
The LI Central Tracker Trigger 3 uses the information from two detectors: the CFT and the PS (see Fig. 2). The Central Fiber Tracker detector (CFT) contains 16,000 channels of electronics, connected to scintillation fibers, 2 degrees pitch, mounted on eight cylinders (20 < r < 50 cm) of alternating axial and stereo doublets. The CFT provides tracking in the central region. Its position resolution is about 400/am. The PreShower detectors, Central and Forward (CPS and FPS), contain 16,000 channels, where signals are generated in triangular scintillator strips. The position resolution is about SQOfim. Hits from the CFT are used in L1CTT to form tracks or preshower clusters; the number of tracks/clusters is counted and several categories are made before the tracks/clusters are pipelined for output to L2. Heavy use is made of FPGAs to implement the algorithms, as well as to perform interface and framework tasks. FPGAs (XVC600 and XCV400) are used to find tracks in 4 Pt bins. In the lowest bin there are about 8,000 track equations, stored as
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Solenoid Figure 2. The Central Tracker System of D 0 :
Look Up Tables. Another FPGA (XCV300) does track/cluster matching 2 . 4
The Silicon Tracker and the L2 Central Tracker Trigger
One essential component of the Central Tracker Trigger of D 0 is the Silicon Tracker Trigger (L2STT) 4 , that receives the information from the Silicon Microstrip Tracker detector (SMT) (Fig. 2). The SMT consists of 800,000 channels, half of which are used by the trigger. The SMT is composed of six cylindrical sections where rectangular detectors are arranged in four concentric layers. All the axial strips have a pitch of 50^m , and the stereo strips, at 2 or 90 degree angle wrt to the axial direction (direction parallel to the beam), have 60 — 150/x m pitch. The hit resolution is 15p m, and the impact parameter resolution obtained from offline reconstruction is about 18/x
361
m. The secondary vertex resolution is 35/x m (in r — cf>), and 80/x m (in r — z). In contrast to the other L2 preprocessors, the L2STT hardware is based on custom designed VME boards. The L2STT system contains six VME crates. In each crate there is one Fiber Road Card (FRC), nine Silicon Trigger Cards (STC) , and two Track Fitting Cards (TFC). Each STT crate receives the information from one SMT sector, 60 degrees in azimuth. Each FRC contains three Altera FPGAs (FLEX10K) where the tracks are received from the L1CFT, formatted, buffered and transmitted to L2 and L3. Each STC card receives SMT hits via a VBD (VME Buffer Driver) Transition Module, and LlCFT tracks via the FRC. A set of FPGAs performs cluster calculations from the SMT hits; the bad hits are rejected after gain correction and calibration. Downloaded Look Up Tables allow for rapid calculations. Another set of FPGAs in each STC receives the LI tracks and associates clusters to a CFT track. The STC data are forwarded to TFC track cards, each of which uses eight Digital Signal Processors (DSPs) TI-TMS20C6203 for fitting, and three Altera FLEX10K100 FPGAs for the control logic on the board 5 . 5
Physics Potential of the Central Tracker Trigger
The expected performance for the CTT is based on detailed simulation studies 4 . Typically, for a 10 GeV track, the Pt resolution is 18% (if one CFT layer is used in the tracking), 9% if eight CFT layers are used in the tracking, and 6% if the SMT is used for tracking also. The tracking efficiency in L2STT reaches about 85%. Pt measurements, as well as impact parameter measurements, will be used at reconstruction level for analysis in many physics channels. At the trigger level (L2STT), cuts on Pt and use of trigger objects that include the impact parameter will increase the ratio signal/background making the rate of interesting events compatible with the band width in L2, without a significant reduction in efficiency. The inclusion of the STT in the L2CTT improves the Pt resolution by a factor 2-3. The improved Pt resolution can be used in an Et/Pt cut for electrons at L2. For electrons of Pt — 5 GeV the better resolution allows a background rejection improvement of a factor 4, and at Pt = 20 GeV, of a factor 2. The physics channels that will benefit the most from this improvement include: Top production. Ratio signal/background (s/b) improves by a factor 2 to 7. Higgs associated production. Ratio s/b improves by a factor 7. Z boson electroweak production. Ratio s/b improves by a factor 10.
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B physics . Though at least one lepton is still required at LI, an increased s/b of a factor 3 is obtained at L2. References 1. J. Linnemann, The D0 Trigger System, Proceedings of this Conference. 2. D. Edmunds et a/., Technical Design Report for the Level2 Global Processor, D 0 Note 3402 (February 98). 3. M. Martin et al, CTT Technical Design Report, D 0 Note 3551 (August 99). 4. The D 0 Collaboration, A Silicon Trigger for the D0 Experiment in RunlI, D 0 Note 3516 (September 98). 5. W.Taylor for the D 0 Collaboration, An Impact Parameter Trigger for the D0 Experiment, IEEE Trans. Nucl. Sci., vol.48, pp. 557-561, June 2001.
A PROPOSAL FOR THE ALIGNMENT OF THE LHCB RICH DETECTOR ANTONIS PAPANESTIS Rutherford
Appleton Laboratory, Chilton, Didcot, E-mail: [email protected]
0X11
OQX,
UK
The strict requirements in Cherenkov angle resolution combined with the size and complexity of the LHCb RICH2 detector will pose a challenge in the quality and alignment of the mirrors. There are 28 spherical and 20 planar mirror segments in each half of RICH2, and the required Cherenkov angle resolution is below 0.6 mrad. We have studied extensively the mirror misalignment effect on Cherenkov angle resolution and particle identification performance, and to what extent alignment with data can compensate for mirror misalignment. Our results show that the initial mirror alignment must be better than 1 mrad to achieve a negligible effect of the alignment on the total Cherenkov angle resolution.
1 1.1
Introduction The LHCb RICH Detector
Particle identification is a fundamental requirement of the LHCb experiment. The RICH detector has been designed to provide particle identification, and especially pion-kaon separation, in the momentum range 2-150 GeV. It consists of two separate RICH detectors and three different radiators. RICH1 is positioned just after the vertex detector and covers the full LHCb acceptance. It has two radiators, aerogel and C4F10, four segmented spherical mirrors and provides particle ID up to 70 GeV. RICH2 is using a lighter radiator, CF4, to separate pions from kaons up to 150 GeV. The two spherical mirrors cover 120 mrad in the horizontal plane and 100 mrad in the vertical plane. In order to keep the photo-detectors outside the LHCb acceptance, a second set of flat mirrors is used. The spherical mirrors are made from 28 hexagonal segments, and the flat mirrors from 20 rectangular segments. 1 The information of both detectors is combined in the particle identification algorithm. 1.2
Alignment
The accurate reconstruction of the Cherenkov angle for each photon from a given track assumes accurate knowledge of the geometry and orientation of the mirrors, in both RICH1 and RICH2. Ideally, the segments that form the spherical and plane mirrors should be aligned to form one single mirror. However, it is still possible to reconstruct the Cherenkov angle without error,
363
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Figure 1. A Cherenkov ring resulting from mirror misalignment. Point C is the real centre of the circle, but point C , derived from the track, is used to calculated the Cherenkov angle.
if the orientation of every mirror segment is known, and if the segments that each photon was reflected on can be identified. As a result, the contribution of the alignment to the total error in the reconstructed Cherenkov angle will depend on the misalignment of the mirror segments, the accuracy with which their orientation can be determined and the number of photons that cannot be assigned to specific mirror segments. 2
Determination of mirror orientation parameters using data
Cherenkov photons emitted in the radiator from each particle track are distributed on a circle on the photo-detector surface, with the radius representing the Cherenkov angle and the centre given by the track. Mirror misalignment has the result of moving the circle, but not the centre, as in Figure 1 where all distances represent angles. The real centre of the circle is C, but the point given by the track is C . So the measured Cherenkov angle is i9c/,, while the real Cherenkov angle is i90-2 fich - t?o = dcos{cj)ch + 4>o) or $ch - i?o = acos(<j>ch) + bsin{(j)ch)
(1)
A plot of "&ch - i?o against <j>ch can be made for each mirror segment, and the parameters a and b can be extracted from the fit. As a result of the uncertainty of the photon emission point, there is an ambiguity on the mirror segments upon which each photon was reflected. To avoid this, the Cherenkov angle solution was calculated for two photons, one emitted at the beginning of the radiator and one at the end. If both photons were reflected on the
385
Background subtracted
Figure 2. A 2D histogram of A0 against 0cfc. The background was subtracted by applying a cut at 30% of the maximum on each column separately.
same mirrors, the photon was declared unambiguous and was used to fill the histogram for the particular mirror. Photons coming from other tracks act as background in the histograms, which can be easily subtracted (Figure 2). 2.1
RICH1
BICH1 is a one mirror system, so the parameters a and b give directly the absolute horizontal and vertical tilts of each mirror segment. This can then be used in the reconstruction program with very good results. 2.2
RICH2
RICH2 is a two mirror system, so a different histogram must be filled for every spherical/flat mirror combination. Furthermore, the parameters a and b give the total tilts of the two mirrors in each combination. The only way to extract the parameters for the individual segments is to minimise a function of the form:
£ [(aij - xj - Xj)2 + (bij - yt - y/)2]
(2)
where i counts the spherical segments, j the flat mirror segments, a and b are the measured total tilts and x and y are the tilts of individual mirror segments.
366
All photons Perfect —— Aligned —— Not oligned -
Jl
Perfect Unambiguous' Ambiguous photons
RMS 0.58 RMS 0.67
"gUarer (Inn-ad mtoaMgnnwtt) '
RMS 0.58 RMS 0.59 RMS 0.90
anal* arrar (1mr«) tninManmant)
Figure 3. The effect of misalignment in the resolution of the Cherenkov angle in RICH2.
With this procedure it is possible to align the mirrors relative to one mirror, but not absolutely as any tilt of the spherical mirrors can be compensated by assuming an equivalent tilt in the opposite direction of the flat mirrors. In practice, the error on the measured Cherenkov angle depends on the geometry and the path followed by the photon. Since every mirror combination has a limited acceptance of photon angles, it is possible to measure a "calibration" constant for each mirror, using the LHCb Monte-Carlo simulation. Equation 2 can be changed to: (dij-pfjXf
J 2
"
+
(bij-plvt-qfjyjr
(3)
^n
to include the calibration constants p and q (which depend on the mirror combination) and the errors in the measurement of a and b. This expression can then be minimised using Minuit 3 , or a similar program, and extract all the mirror tilts relative to a chosen mirror segment. 3
The error in the Cherenkov angle and particle identification performance
As mentioned in the introduction, the initial misalignment of the mirror segment will affect the performance of the detector as there is no plan to move the mirrors during data taking. The percentage of ambiguous photons in RICH2 is 20, and, by looking at the error in the Cherenkov angle reconstruction, about 30% (6% of the total) of them are assigned to the wrong mirrors. We performed a case study by misaligning all the RICH mirror segments by 1 mrad in a random direction. During the study we found that it is beneficial to iterate the procedure more than once on the same data.
367 Table 1. Comparison of performance (%) between a perfect and an aligned detector Particle type Perfect Aligned
3.1
e 36 31
Efficiency IT K 74 29 69 28
P 93 94
e 26 23
Purity K 74 50 73 47 7T
P 79 78
RICH1
After the alignment procedure the sigma of the reconstruction of the Cherenkov angle was 1.4 mrad, the same as a perfectly aligned detector. 3.2
RICH2
The effect of misalignment in the resolution of the Cherenkov angle in RICH2 can be seen in Figure 3. On the left we see the error distribution before and after alignment compared with a perfectly aligned detector. Even after alignment the error is increased mainly due to ambiguous photons as can be seen on the right. The distribution of the unambiguous photons is almost identical to the perfect detector, but the error of the ambiguous photons is increased significantly. Table 1 shows the particle identification performance of the RICH2 detector (particles above 70 GeV) for this case study. It is obvious that after alignment the performance has been affected. 4
Conclusions
We have conducted a case study by misaligning all the segments of the LHCb RICH detector by 1 mrad and have shown that it is possible to align the detector using data to 0.1 mrad. However, ambiguous photons with wrongly assigned mirrors in RICH2 have a non-negligible effect on the detector performance and therefore we conclude that the initial alignment of the mirrors must be better than 1 mrad. References 1. S. Eisenhardt The LHCb Ring Imaging Cherenkov Detectorsin these proceedings. 2. A. Gorisek et al, Nucl. Instrum. Methods A 433, 408 (1999). 3. http://wwwinfo.cern.ch/asdoc/minuit
MONITORED DRIFT TUBE CHAMBER PRODUCTION AT LABORATORI NAZIONALI DI FRASCATI S. BRACCINI (ON BEHALF OF THE ATLAS FRASCATI GROUP) Istituto Nazionale di Fisica Nucleare, Laboratori Nazionali di Frascati, Via E. Fermi, 40 - 1-00044 Frascati (Rome), Italy E-mail: [email protected] The muon Spectrometer of the ATLAS experiment is instrumented with precision tracking chambers made of layers of drift tubes assembled together with very high mechanical positioning accuracy. The chambers are arranged in three stations (inner, middle and outer). The middle station in between the coils of the toroid magnet in the barrel is built at Laboratori Nazionali di Frascati of INFN, where methods for the construction of the drift tubes and the precision assembly of the chambers have been developed. These methods aim at both achieving the required performance of the detector as well as a high level of automation in the serial production of the chambers. The construction methods and the first results of the production are presented.
1
Introduction
High momentum final state muons are the most promising and clean signature of physics at high energy hadron colliders. In order to fully exploit the discovery potential of the LHC machine, a very accurate measurement of the momentum of the muon tracks is mandatory. To reach this goal, the muon spectrometer of the ATLAS experiment is designed to measure the momentum of the muons with the very high precision of Ap/p ~ 10~ 4 x p [GeV] in the stand alone mode. The pseudorapidity range \TJ\ < 1.0 is covered by the barrel spectrometer which is based on three stations of precision drift chambers located inside a large air-core toroid super-conducting magnet x , as shown in Figure 1. These chambers, denominated Monitored Drift Tube (MDT) chambers 2 , are composed of successive layers of drift tubes glued together. All the chambers are equipped with an optical in-plane alignment system to monitor possible deformations. To obtain the required accuracy on the measurement of the momentum, the very high mechanical precision of 20 fiia r.m.s. on the positioning of the wires must be attained. The middle station in between the coils of the toroid magnet is completely built at Laboratori Nazionali di Frascati (LNF) and is composed of
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3i9
Figure 1. A union track detected by the AT- Figure 2. Schematic view of a MDT chamber LAS muon spectrometer. of the middle station. 94 MDT precision chambers, denominated BML (Barrel Middle Large) chambers, equipped with about 30000 drift tubes. These chambers have two multilayers with three layers of drift tubes each separated by a light aluminum support structure called spacer made of two longitudinal beams and three cross plates, as shown in Figure 2. The length of the chambers is 360 cm while the width ranges from 70 cm up to 170 cm. The construction of such a large number of precision chambers is based on specific techniques able to match the requirements of precision and automation for serial production. 2
Tube production
The basic detection element of the precision BML chambers is a 30 mm diameter, 380 cm length aluminum drift tube with a W-Re 50 (i,m diameter central wire. The tube operates with a gas mixture of Ar CO2 at 3 bar absolute pressure. The assembly of the drift tubes is performed by the "Tub-o-matic" wiring machine shown in Figure 3, completely designed and constructed at LNF. All the operations for the assembly of a drift tube are performed automatically and the intervention of an operator is required only in case of problems. The main operations for the assembly of a drift tube axe summarized here. The wire is first passed through the aluminum tube by a pneumatic system and then is passed through the two high precision end-plugs which assure the
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Figure 3. The "Tub-o-matie" automatic Figure 4. The gas leak test station based on wiring machine. a helium spectrometer.
correct positioning of the wire inside the tube. The end-plugs are crimped within the aluminum tube by a high pressure pneumatic system and jaws crimp the wire at one end. The wire is pre-tensioned at 450 g for about one minute before the nominal tension of 350 g is applied and the wire is crimped at the other end. With this machine a production rate of 50 tubes per day is easily achieved, consistent with the needs for the assembly of the chambers. As soon as a tube is assembled, the tension of the wire is measured by exciting the wire with a variable frequency square wave voltage which allows to determine the mechanical resonant frequency. The wire tension is required to be within 350±15 g. For each tube the dark current is required to be less than 7 nA and the gas leaks less than 1 0 - 8 bar liter/s in Ar. The gas leak test station, shown in Figure 4, designed and constructed at LNF, is based on a Helium spectrometer. The tension of the wire is measured again about 30 days after the wiring in order to detect creeping effects. About 98% of the tubes are found to fulfill all these specifications. 3
C h a m b e r assembly
The assembly of the MDT chambers is based on the gluing of successive layers of very accurately positioned drift tubes. In order to position the tubes of one layer with the required accuracy of 20 fim r.m.s., a very precise jig on a granite table has been conceived and constructed at LNF. As shown in Figure 5, the jig is composed of precision aluminum combs spaced every 50 cm. The combs localize the tubes and keep them in position by vacuum suction. The correct positioning of the wires with respect to the jig is assured
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Figure 5. The high precision jig on which the Figure 6. The assembly of a MDT chamber tubes are positioned. at LNF.
by the high mechanical precision of the end-plugs of the tubes. The planarity of each layer is checked by a system based on a micrometer in order to avoid interference effects between consecutive layers. Once a layer of tubes is positioned on the jig, it is glued to the rest of the chamber which is lowered on it by a crane, as presented in Figure 6. In order to obtain a positioning within the required accuracy, a system based on six precision spheres attached temporarily to both the ends of the cross plates is adopted. These spheres are positioned into precision cones which are located upon accurately constructed interfaces. There are three sets of six precision interfaces with equal height within 10 yaa. Each set is used to assemble two layers of tubes symmetrically with respect to the spacer. To remove overconstraints, only one sphere is completely fixed and only one sphere on the same reference side is free to move only in the direction along the tubes to allow for temperature dilatation. All the other four spheres are free to move in a plane parallel to the granite table. The positioning of the chamber and its displacements during all the steps of the assembly procedure are monitored by an optical system. By this system, a reproducibility of the positioning within 5 fim is achieved. The deformations of the chamber are also monitored by the in-plane optical alignment system shown in Figure 2. In order to reduce the effect of the sag of the cross plates, a compensation force corresponding to the 80% of the weight is applied on the longitudinal beams (Figures 2 and 6). In this way the sag of the cross plates is constantly kept under 5 pm. The gluing rate is of one layer per day, due to the drying time of the glue. Taking into account the time required to build and glue the spacer, the minimum time to assemble one chamber is 7 working days.
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In order to check the mechanical precision on the positioning of the wires, about 10% of the MDT chambers are measured by X-ray tomography 1 at CERN. Four of the chambers built at LNF have been measured and an average accuracy of 14.7/xm r.m.s. is achieved, showing good stability and reproducibility of these high precision serial construction methods. 4
Conclusions
In the year 2001 the serial production of the MDT chambers has started at LNF. More than 6000 drift tubes have been produced and 16 BML chambers have been assembled which represent 17% of the total. After a period in which the assembly procedure has been optimized for the serial production, the maximum production rate of 7 working days per chamber has been achieved, stable over more than four months. The results from the monitoring systems show good reproducibility of the positioning of the chamber during all the steps of the assembly. This is confirmed by the very good accuracy on the positioning of the wires measured by the X-ray tomography at CERN. Acknowledgments I am indebted to many colleagues of the ATLAS group at LNF for the very constructive discussions and suggestions. I would like to acknowledge here the important contribution of the technicians of the ATLAS group in Frascati E. Capitolo, G. Pileggi, B. Ponzio and V. Russo, in mastering the challenging technical aspects of the project and in operating smoothly and efficiently all the production facilities. The mechanical design of all the facilities was developed by C. Capoccia, G. Catitti and S. Cerioni of the LNF Research Division design department and realized by the LNF mechanical workshop. References 1. ATLAS Detector and Physics Performance Technical Design Report, CERN/LHCC/99-14 and CERN/LHCC/99-15; ATLAS Muon Spectrometer Technical Design Report, CERN/LHCC/9722. 2. M. Curatolo, The Monitored Drift Tube (MDT) chambers for the muon precision tracking in the ATLAS spectrometer, Nucl. Phys. B (Proc. Suppl.) 78 (1999) 422.
A DATABASE FOR D E T E C T O R C O N D I T I O N S DATA OF CURRENT A N D FUTURE HEP EXPERIMENTS S.PAOLI CERN,
CHI 211, Geneva
23,
Switzerland
This paper presents the Conditions Database, a C + + library (currently based on Objectivity/DB) developed by the Database group of the CERN IT Division, for use in the current and future (LHC) experiments at CERN. The package can be used to manage conditions d a t a of a detector into a database; these are the conditions that vary with time and are necessary for the reconstruction and analysis of raw data. The library provides an abstract interface, independent of the underlying DBMS, which means that moving from an implementation based on a certain DBMS to another one would have very little impact on the user code.
1
Introduction
The Database group 1 in the Information Technology (IT) Division at CERN was created in January 2000 to regroup the support of production services on the two database management systems currently deployed at CERN (Objectivity/DB 2 and Oracle 3 ). Several CERN experiments showed in 1999 interest for an early version of a Conditions Database package developed at SLAC for the BABAR experiment. This package was adapted to CERN specific environment and then supported in its adoption by the NA45 experiment. In this way, important knowledge on user and software requirements for such a package had been acquired. Subsequently, in spring 2000, several experiments at CERN requested significant enhancements on the product; as the design of the BABAR product was not easy to evolve, the change requests led to a complete new design and implementation of the package. For similar reasons also the BABAR product was redesigned at SLAC 4 . In this paper we present the main features of the Conditions Database package, the current status of development and the productions experience gained to date. 2
The purpose of the Conditions Database
The Conditions Database is a software package, based on a database system, to store, retrieve and manage conditions data. For the HEP experiments, conditions data are any detector conditions, as well as any other experimental
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area condition data, that can be used to characterize the status of the detector. Examples are data from calibration, alignment, geometry, environmental parameters (temperature, pressure, etc.), any slow control parameter. Conditions data are needed by reconstruction and analysis programs in order to reconstruct the events from the raw event data, and to further analyse this data. With respect to the Conditions Database, conditions data are generic information data that characterize the status of a detector element at a given time; this data evolve with time, and has therefore an interval validity range. A detector is characterized by a great number of conditions, that have to be managed in a similar way. The picture in fig. 1 illustrates these concepts, showing the evolution of four conditions; a box indicates the validity interval of that condition value.
Figure 1. Evolution in time and version of four detector conditions.
The condition types for different measurements can be very different, varying from simple numeric types (e.g. temperature) to complex types (e.g. alignment). In any given condition, many different values can be inserted for the same time, as a result of different calculations, representing refined evaluations of the experimental data (see "VDET alignment" in the picture). Reconstruction and analysis programs will then look up in the Conditions Database for all necessary conditions at a given event time.
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3
The architecture and features of the Conditions Database
The Conditions Database is a C + + library; the user will have to integrate the library within the experiment specific code. The library API has been designed in a way not to expose details of the specific DBMS solution; specifically, no C + + include files from the DBMS are exposed to the user code. Moreover the API is abstract; this means that the user code is not bound to any specific implementation; for instance, moving from the implementation based on a DBMS to a different implementation on a different DBMS should not require changes to the user code. The Conditions Database offers support for generic types of conditions data. The user defines conditions types ( C + + classes) by inheriting from a given abstract class provided by the package; two methods have then to be implemented by the users, to convert the object into a byte stream and vice versa. Although time is a natural parameter for the conditions validity, the Conditions Database does not require this; the parameter is a generic 64 bit integer, called CondDBkey. A user can use any type convertible to this 64 bit integer, and having the "greater than" operator. For example, by using an external library Anaphe/HepUtilities 5 , a time class can be used, and transparently converted to the 64 bit integer in the API calls. Features. The Conditions Database allows to organise detector conditions in a tree structure, similar to the file system. A user can structure a detector in sub components and elements (tree nodes), called CondFolderSet, and for each of them define the condition types (tree leaves) associated, called CondFolder. Once a CondFolder is created, conditions data values can be stored inside. The look up of conditions data is then done specifying the CondFolder and the value of CondDBKey to look at; this will return the most recent version of conditions data with validity range containing the given CondDBKey. An important feature, called Tag, has been added to facilitate the look up of chosen condition values, independently of future changes in the CondFolder. At a given time the status of a CondFolder can be associated to a string called Tag; this Tag identifies a complete sequence of condition values at any time. In this way, even if additional condition values are inserted in the CondFolder for past values of CondDBKey, the previously identified values can be easily retrieved by specifying the values of CondDBKey and the Tag. The picture fig. 2 illustrates the concept; by specifying CondDBKey=10 and Tag=" production 2000" the right condition value will be retrieved. Tags can be associated to single CondFolder, or collectively to the whole tree.
376 f version 2000" time Figure 2. Definition of a tag within a CondFolder.
Additional features are provided to browse the stored condition value, either vertically (i.e. at a given CondDBKey value) or horizontally (within a Tag). A prototype GUI browser has also been implemented in Java, accessing the C + + API via JNI, with the objective of investigating this technology, and to analyse possible user needs. The Objectivity/DB implementation. A first complete implementation has been done based on Objectivity/DB. This product was chosen because the first experiments that would have adopted the package were already using Objectivity/DB for their event data. To have good performance with the kind of data look up (by time) performed, the use of a B-tree index is necessary. Objectivity/DB offers scalable persistent collections based on B-tree; one of these, the ooTreeSet, has therefore been extensively used for all the collections of conditions data. Other persistent collections provided by Objectivity/DB have been used as well. This has resulted in a simple and performant design and implementation. Using the DBMS specific hint, in the Folder creation API, the user may pass the name of existing database files to be used by the Conditions Database; this flexibility is important for manageability. 4
Status and outlook
The project started in spring 2000 with requirements gathering and analysis. People from the participating experiments have actively contributed to the definition phase. The implementation and unit testing has then been performed by the IT-DB group, while the experiment members have performed the system testing, validation, and integration in their experiment specific software. This process has ensured user involvement and an important resource sharing. The first production release has been made in May 2001. The product is now in production in the experiments Harp and Compass at CERN. The
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experiments LHCb and ATLAS have integrated it in their software framework GAUDI, and they are increasingly adopting it for test beams and preproduction activities. The Harp experiment is currently storing in the Conditions Database all non event data from the experimental area, and plans to store all other conditions data produced by the offline software in the same way soon. The total size of packed data is of the order of lOMb/day. Although this does not represent a high data rate, the value added by the Conditions Database is important for reasons of manageability and easy of use. It allows a fast and efficient data quality control, which results in maximum saving of precious beam time. The focus of the Conditions database support by IT-DB is now on production activities; this will bring important experience, and may trigger enhancements and new requirements. Certain experiments, using Oracle instead of Objectivity/DB as their DBMS solution, have also asked for an implementation of the Conditions Database on Oracle. Many other additional features identified for the medium term may also be implemented in the near future. Given the rather generic application requirements it is likely that other areas of applications of the Conditions Database, beyond HEP detector conditions, could be possible; this should be analysed, as it would certainly bring benefits to the product. 5
Conclusions
The development of the Conditions Database has been a successful example of collaboration between the CERN experiments and the IT division for the creation of a common solution. The product is currently in production in several experiments, and the user base is expected to widen, as soon as more experiments approach the production phase, where a comprehensive database solution for the conditions data is needed. References 1. 2. 3. 4.
CERN Database Home, h t t p : / / c e r n . c h / d b . Objectivity, http://www.objectivity.com. Oracle, h t t p : //www. o r a c l e . com. I.Gaponenko et. al. (2000) "An overview of the BABAR Conditions Database", CHEP 2000. 5. Anaphe, h t t p : / / a n a p h e . w e b . c e r n . c h / a n a p h e / h e p u t i l i t i e s . h t m l . 6. Conditions DB, h t t p : / / c e r n . c h / d b / o b j e c t i v i t y / d o c s / c o n d i t i o n s d b .
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Calorimetry Organizer: C. Leroy C. Leroy H. F. Heath S. Simion A. Ziegler F. Djama L. E. Price P. Sempere Roldan F. Steinbuegl V. Hagopian R. Orr J. Pinfold
Convener's Report Overview of the CMS Electromagnetic Calorimeter The Readout of the ATLAS Liquid Argon Calorimeter A New W/Scintillator Electromagnetic Calorimeter for ZEUS Performance of the ATLAS Liquid Argon Electromagnetic Calorimeter Modules under Test Beam Status of ATLAS Tile Calorimeter and Study of Muon Interactions Construction of the First CMS-ECAL Fully Operational Module (400 Lead Tungstate Crystals) A New Concept for an Active Element for the Large Cosmic Ray Calorimeter ANI What's New with the CMS Hadron Calorimeter Overview of the ATLAS Liquid Argon Calorimeter System The ATLAS Hadronic Endcap Calorimeter
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CALORIMETRY (Convener's report) CLAUDE LEROY Groupe de Physique des Particules, Departement de Physique, Universite de Montreal, C.P. 6128, Succ. "Centre-Ville", Montreal (Quebec) H3C 3J7 Canada; E-mail: [email protected] The calorimetry sessions put an emphasis on ATLAS and CMS experiments which are the two major general purpose experiments exploring new physics frontiers through the study of head-on collisions of protons accelerated each to 7 TeV at an expected peak luminosity of l.OxlO 34 c m - 2 s _ 1 at the Large Hadron Collider (LHC). Major progresses have been reported for both experiments. A large part of ATLAS calorimetry is using liquid argon as active medium. Robert Orr gave an overview of the ATLAS liquid argon system. These liquid argon calorimeters have the capability to achieve the measurement, with sufficient resolution, of the energy and direction of jets, electrons and photons, and Ej? tss over a wide pseudorapidity interval. Particle identification is provided , particularly 7/77° and e/7r separation. Robert Orr discussed the structure of the various liquid argon calorimeters regarding energy and angular resolutions to be achieved. The accordion structure has been adopted for the barrel electromagnetic calorimeter. The " Spanish fan" configuration has been selected for the electromagnetic endcap calorimeter to maintain a spatially constant sampling fraction avoiding the accordion structure difficult to realize in the region covered by this detector. Large irradiation levels will be encountered at LHC. In particular, the hadronic endcap calorimeter (HEC) and the forward calorimeter (FCAL) will be exposed to high fluences of particules and their design takes this constraint into account. The HEC is based on a conventional plate design, compact and radiation hard. The FCAL, covering the pseudorapidity range 3< \r)\ < 5, is the most exposed to radiation (1016 neutrons c m - 2 year - 1 ). It consists of three sections: FCAL1, FCAL2, FCAL3. The structure of FCAL2 and FCAL3 consists of a paraxial arrangment of tungsten rods inside copper tubes. The liquid argon gap between the rod and tube provides the ionization region. FCAL1 is very similar with the exception that the matrix and electrode rods are made of copper. FCAL construction is well on schedule and will be ready for the start of the ATLAS data taking campaigns. The FCAL having received a particular attention in Robert Orr's presen-
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tation, the other parts of the ATLAS liquid argon calorimetry system were also covered in details by several speakers. We heard a presentation of Fares Djama reporting on test results of ATLAS barrel and end-cap prototype modules tested with electron beams at CERN. The energy resolution measured for the two prototypes are fulfilling the physics requirements. Module stacking and cabling are well underway with 25% of the modules completed by the time of the conference. The module production will continue towards commissioning in 2004. The HEC was presented by Jim Pinfold who gave a detailed report on its construction. The talk he gave presented the plans for assembly of the HEC and its insertion into the endcap cryostat. The results of test beam studies were reported. The response of the module to electrons, muons and pions were measured with electron and pion energy resolutions following the design and physics requirements. Jim Pinfold also described further tests to be performed and involving ATLAS electromagnetic and forward calorimeter modules. Finally, the schedule of assembly of the HEC was exposed. Stefan Simion provided a status report of the readout of the ATLAS liquid argon calorimeter. The readout system has been redesigned to improve its radiation hardness and therefore to comply with radiation tolerance requirements. In particular, six radiation hard ASICs have been developed and are being operated, after undergoing successful functional and radiation tests, on a new prototype of front-end electronic board. He noted also that DSM technology has been retained for the switched capacitor array (SCA) controller, the gain selector and for clock distribution circuitry. The front-end board serial configuration protocol and the optical output link both use DMILL technology. The only commercial ICs still used on the front-end board are the ADCs, the differential drivers for the SCA address bus and the G-link serializer for the optical output link. To conclude the series of presentations on ATLAS calorimetry, Larry Price presented the hadron ATLAS tile calorimeter which is a sampling device made out of steel as absorber and scintillating tiles as active material. It realizes a simple and very well proven idea of calorimetry. Wavelength shifting fibers collect the scintillation light from the tile at both of their open - azimuthaledges and bring it to photomultipliers at the periphery of the calorimeter. The full tile calorimeter consists of a barrel cylinder at the collision point which is 564 cm long and extended barrel cylinder 292 cm long at each end of the barrel and separated by a gap for detector services. Photomultiplier tubes and front-end electronics are packaged in drawers which are inserted into the girders at the outer radius of each module. Several talks presented the current developments and status of CMS. He-
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len Heath presented the status of the CMS precision electromagnetic calorimeter (ECAL) made of lead tungstate (PbW0 4 ) crystals. The use of P b W 0 4 material allows calorimeter compactness due to its short radiation length and small Moliere radius. It has good radiation hardness properties and its fast scintillator and peak emission frequency is well adapted to the short LHC interbunch crossing time (25 ns). After a successful R&D phase, the ECAL project is now moving to a construction phase. Pablo Sempere Roldan presented a review of the construction of the first large size ECAL barrel unit. This unit was comprising 400 PbWC-4 crystals. Various aspects of the construction sequence were discussed such as uniformization of light collection, gluing the crystals to photodetectors, assembly process, module thermal regulation. The status of the CMS hadron calorimeter was reported by Vasken Hagopian. This calorimeter includes a central barrel and two endcaps, made of brass and scintillators. Two forward calorimeters extend the pseudorapidity coverage up to large pseudorapidity (\T]\ < 5). Energy leakage from the central barrel are measured with scintillators located outside the magnet coil, within the muon system. After several design changes to simplify the calorimeter and reduce the cost, the construction of the calorimeter is about 50% complete. Then, it is expected to have a working CMS hadron calorimeter at the start of the data taking. We had also a report from calorimetry activities in DESY/HERA. Andy Ziegler gave a talk on the new ZEUS tungsten/scintillating fiber spaghetti electromagnetic calorimeter for the luminosity monitoring system after the upgrade of the HERA luminosity. The detector was successfully tested and achieved an energy resolution of 17.0%/-/B+15.7%/E and a position reconstruction resolution of 0.93x0.51 mm 2 . Finally, Franz Steinbuegl presented a new concept of an active element for the large cosmic ray calorimeter ANI located on the Mount Aragatz, Armenia. A new concept for active medium has been translated into a prototype which has undergone a first set of tests. The basic element is a long tube filled with water (10-40 m long and 30x30 cm2 cross section) and read out by two photomultipliers at both ends. The significant fraction (about 50%) of the Cerenkov light produced by the passage of a charged particle through water is absorbed by a dissolved wavelength shifter dye and re-emitted around 420550 nm. A new type of reflector material has been used to optimize light transportation over long distances.
OVERVIEW OF THE CMS ELECTROMAGNETIC CALORIMETER H. F. HEATH H.H.Wills Physics Department, Bristol University, Tyndall Ave, Bristol, BS8 1TL, England E-mail: Helen.Heath @bristol.ac.uk The Compact Muon Solenoid (CMS) is one of two ominpurpose experiments to be constructed at the Large Hadron Collider (LHC) at CERN. CMS incorporates a precision Electromagnetic Calorimeter which will be the largest crystal calorimeter ever constructed. The harsh environment at the LHC places stringent demands on the detector components. Following an extensive development period production of parts for the CMS ECAL is under way. An overview of the current project status is presented including results from recent prototypes and quality control tests on production components.
1
Introduction
The CMS experiment1 for the LHC has made high precision electromagnetic calorimetry a priority and is constructing the largest crystal calorimeter ever built. It will contain 80,000 lead tungstate crystals. The calorimeter will be located inside a superconducting solenoid which will produce a field of 4T. 2
Physics Constraints
If the Higgs has a mass of less than 150GeV/c2 then the most likely discovery channel is the decay to two photons. The natural width of a Higgs of this mass is very small and so the measured width depends only on the detector resolution. The mass resolution is given by the expression: aMIM = (fj£] IEX @
GEIE =
alJE@b®clE
The "stochastic" term a arises from photoelectron statistics and shower fluctuations. The "constant term" b has contributions from non-uniformities and from shower leakage. The "noise" term c is due to electronics noise and pile-up. The design goals2 for the CMS ECAL barrel and endcap are a = 2.7% and 5.7%
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respectively and b <0.55% for both sections of the detector. Expressing the noise as transverse energy the goals are, at low luminosity, c = 155MeV and 205 MeV and at high luminosity 210MeV and 245MeV for the barrel and endcap respectively. Results from beam tests with prototype crystals3,4 have demonstrated that these goals are attainable. 3
Lead Tungstate
To reach its design goals CMS has chosen a homogeneous crystal calorimeter. Lead Tungstate (PbWCty has been chosen as the detection medium. It the advantages of a short radiation length (0.89cm) and small Moliere radius(2.19cm) which means that the ECAL can be relatively compact. A compact ECAL reduces the overall size of the experiment including the solenoidal magnet. Lead Tungstate is intrinsically radiation hard, which is essential for the LHC environment. It is a fast scintillator and the peak emission frequency matches well with the requirements of photodetectors. An extensive research and development program5 has produced crystals of the required quality. Recent developments have succeeded in increasing the size of the boules, from which the crystal are cut, enabling two crystals (and possibly four) to be produced from the same boule. This results in a dramatic increase in the potential production rate. The current status is that the order of the barrel crystals has been placed and the order for the endcap crystals is to follow shortly. All the procedures for monitoring the crystal quality are well defined and have been exercised thoroughly with preproduction crystals. 4
Mechanics
Mechanically the CMS ECAL is divided into three sections, a central barrel section and two endcaps. The crystals are arranged such that intercrystal gaps are offpointing by 3°. To achieve this the barrel has a total of 34 different crystal shapes 17 pairs of mirror image crystals - approximately 20x20x230mm3 in size. The barrel is constructed of 36 supermodules containing 1700 crystals. Each supermodule contains four modules each comprising 400 or 500 crystals. The first fully operational CMS ECAL barrel module has been constructed and a description is given elsewhere in these proceedings6 The Endcap design uses a single crystal shape approximately 30x30x220mm3. The crystals are slightly tapered and twenty-five of them are inserted into a carbon fibre "alveolar" unit, each with the same orientation. The resulting tapered supercrystal is the basic unit from which the Endcap is constructed. The supercrystals are mounted onto D-shaped back plates with angled mounting blocks. All supercrystals in one quadrant have the same orientation so that the supercrystal
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angle to the horizontal increases with distance from the beam pipe. This maintains the desired off-pointing. A full-sized supercrystal has been tested at in electron beams at CERN3 and in mechanical tests at the Rutherford Appleton Lab a fully loaded supercrystal has been mounted on a mock up of the Dee back plate(Fig 1).
Figure 1. A fully loaded endcap supercrystal suspended from a mock up of the endcap Dee backplate.
5
Photodetectors
Two different photodetector technologies are used in the CMS ECAL to meet the constraints of the environment in the barrel and endcaps. The barrel uses solid state Avalanche Photodiodes(APDs). These devices have the advantages that they can operate in a transverse magnetic field, have a high quantum efficiency(~70%) and the thickness of the layer in which charge from shower leakage can be amplified (the nuclear counter effect) is small (6-8|xm). Their disadvantages are that they are small in area and the bulk leakage currents increase after radiation. Development work4 has reduced the excess noise factor (the fluctuations in the amplification process) and improved the stability of the gain with respect to voltage and temperature variations. To address the problem of the small active area a pair of APDs, mounted in a capsule, is used on each crystal. By October 2001 120,000 APDs had been ordered and over 11,000 delivered. The quality control and testing procedures are well defined. Assembly of capsules has been running since Autumn 2000. The ECAL endcap is instrumented with Vacuum Phototriodes (VPTs) which are essentially single stage photomultiplier tubes. The use of APDs in this region is ruled out because the increase in electronic noise which would be induced by radiation damage is unacceptable. VPTs will operate in magnetic field provided the
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tube axis is at less than 45° to the magnetic field axis. Development work for CMS7 has addressed the issues of improving the performance in magnetic fields, increasing the effective photocathode area and producing radiation hard glasses for the face plates. VPTs have a rather low Quantum efficiency (-18%) and gain (~8) and so large area tubes are essential in order to collect as much light as possible. The current status is that "1-inch" VPTs from a preproduction batch of 500 have been tested in the UK in magnetic fields of up to 4.7 T - fully exercising the quality control and acceptance procedures. The first order for 7000 production tubes has just been placed.
6
Monitoring
During the lifetime of CMS there will be an inevitable loss in response from the crystals. The basic scintillation mechanism is unaffected by radiation damage but the formation of colour centres leads to a loss in optical transparency. In order to compensate for this change in response it is necessary to track the changes throughout the lifetime of the experiment. For this purpose CMS is using a laser monitoring system in which light of wavelength 440nm is injected into each crystal. Tests have shown that the response to laser light is linearly related to the response to charged particles8. Energy = ISO. GtV. angle =
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Figure 2 The energy resolution seen in a prototype endcap supercrystal for 180GeV electrons with and without the preshower correction.
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7
The Preshower
The reducible contribution to the background to signals with a photon in the final state (including the Higgs decay) is from a jet which fragments into a leading TC°. In the barrel region a 7t° with a E T of 60GeV will fragment to two photons with a separation of 0.8cm. Here it is possible to reduce the n° background using the information from the crystals alone. In the endcap the separation of the photons from the same n° would be a few millimetres and the crystals are larger. In order to reduce this background a detector is needed which has a finer granularity than the crystals. CMS has chosen a preshower with lead as the absorber and two orthogonal layers of silicon strip detectors with 1.9mm strip pitch. The 7t° rejection which can be achieved in the endcaps varies from 60-70% at ET = 60GeV, depending on r\. The main purpose of the preshower is to improve n° /y separation but it also improves isolation and reduces the longitudinal leakage from the ECAL. The presence of the lead absorber leads to a degradation in the resolution of the ECAL but this can be largely compensated for by applying a correction to the measured energy using the information from the preshower (Fig.2). 8
Summary
The CMS ECAL project is now moving from a successful research and development phase into the construction phase. Orders have been placed for many of the critical components. The quality control procedures for acceptance of these components are in place and have been exercised with preproduction components. References 1. CMS Collaboration (G.L.Bayatian et al.), CERN/LHCC 94-38 2. CMS Collaboration (G.L.Bayatian et al.), CERN/LHCC 97-33 3. M.Apollonio et.al. Test Results from a Prototype Lead Tungstate Crystal Calorimeter with Vacuum Phototriode Readout for the CMS Experiment. Accepted for Publication by Nucl. Instr. and Meth A 4. E. Auffray et.al. Nucl. Instr. and Meth A 412 (1998) 223 5. I. Dafieni Lead Tungstate Crystals for the CMS Electromagnetic Calorimeter at the LHC. 6. P. Sempere Roldan. Construction of first CMS-ECAL fully operational module (400 lead tungstate crystals) 7. K.W.Bell at.al. Nucl. Instr. and Meth A 469 (2001) 29, N.A.Bajanov et. al. Nucl. Instr. and Meth A 442 (2000) 146 8. G. Davies et. al. A Study of the Monitoring of Radiation Damage to CMS ECAL Crystals, Performed at X5-GIF. CMS NOTE-2000/020
T H E R E A D O U T OF T H E ATLAS LIQUID A R G O N CALORIMETER STEFAN SIMION Columbia University, Nevis Labs, 136 S Broadway, Irvington NY 10533, USA The ATLAS Collaboration The ATLAS liquid argon front-end system will instrument 190000 calorimeter channels, providing low-noise, highly-accurate digital signals to the read-out drivers (RODs) and to the second-level trigger, as well as fast analog outputs to the firstlevel (LVL1) trigger. The bipolar-shaped ionization signals are sampled at the 40 MHz LHC frequency and temporarily stored into analog memory, during the fixed 2.5 /is LVL1 latency. For each LVL1 trigger, a configurable number of samples (typically 5) are digitized and sent to the ROD via optical links. Most of the digital components have been redesigned to comply with radiation tolerance requirements. The logic has been implemented in DMILL and/or 0.25 nm ASICs, and feature error-correcting circuitry for protection against single-event upsets. Radiation tolerance studies of the ASICs have been performed using a high-intensity proton beam. Radiation results are presented.
1
Introduction
The architecture of the ATLAS Liquid Argon (LAr) calorimeter readout has been described extensively elsewhere1. Ionization signals induced on Kapton electrodes are routed to front-end electronics boards (FEBs) mounted in close proximity (on top) of the LAr cyrostats. Each FEB instruments 128 calorimeter channels, and feeds one optical link with digitized information for the second-level trigger. Only a brief overview of the analog chain is given here, followed by a more detailed description of the digital components, with emphasis on radiation tolerance requirements. The front-end system is designed to withstand a total ionizing dose of 50 krad; a NIEL equivalent of 4 10 13 n/cm2; and a fluence of hadrons with kinetic energy greater than 20 MeV, capable to produce single-event effects (SEE), of 10 13 h/cm2. On the FEB, the ionization signals are amplified using fast current preamplifiers, which are four-channel plug-in subassemblies, realized with discrete components in bipolar technology. There are a few flavours of preamplifiers which differ only by their transimpedance and input impedance, so as to match the dynamic range of the calorimeter section being instrumented. The preamplifiers have been shown to tolerate a NIEL fluence of 10 14 n/cm2 with no loss of performance. The amplified signals are fed into a three-gain bipolar shaper 2 whose
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time response has been chosen to minimize the total noise (electronics and pile-up noise) at the design luminosity of the LHC. Three gains are required to adapt the calorimeter (and preamplifier) dynamic range of about 17 bits, to that of the analog memory (SCA, see below) and of the ADC. The shaper ASIC (in bipolar AMS technology) instruments four calorimeter channels. In addition to the 12 outputs to the SCA, each shaper ASIC features an additional trigger sum output, which is the first stage of the analog chain providing the calorimeter input to the LVL1 trigger. The high-precision shaper outputs are sampled at the LHC frequency as they are stored into a 144-cell deep analog memory, or Switched Capacitor Array. The SCA can be written to, and read from, simultaneously, provided that different cells are accessed. This allows reading out the calorimeter at up to 100 kHz LlA rate, with essentially no dead time. The analog memory provides sufficient storage to accommodate the 2.5 fis LI latency, plus the time needed to digitize other LI events queued for read out. Reading out an event is a slow operation, as the analog signals from 8 channels are multiplexed (by the SCA circuitry) to drive the inputs of the ADC operating at 5 MHz. The SCA memory ASIC has been migrated 3 from the 1.8 /xm HP technology, to the DMILL radiation-hard technology. The DMILL SCA features a noise level of 290 fj,V per storage cell, a pedestal (or baseline) dispersion of 250 /iV per channel (i.e. across an entire row of 144 cells), a sampling jitter smaller than 70 ps, and a dynamic range of 13 bits. All of the chips will be tested individually on a dedicated test setup, before they are being shipped for assembly. One key parameter which will eventually determine the production yield, is the leakage current of the 1 pF storage cells. Measurements performed on first batches have shown a yield of 65% if only chips with all cells below 5 pA leakage are accepted. The DMILL SCA memory has been tested to 300 krad and 2 10 13 n/cm2 with no degradation of performance. In addition, a Module 0 FEB" was equipped with 16 DMILL SCA chips (instead of the rad-soft HP SCA) and operated succesfully. 2 2.1
The SCA Controller Principle of operation
The SCA Controller provides the SCA addresses for both the analog write (sampling) and analog read out operations. A simplified diagram of the SCA "radiation-soft prototype realized in 1998, used to read out the calorimeter modules during beam tests at CERN
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Controller is shown in Figure 1. The SCA Controller continuously drives, at the 40 MHz LHC frequency, the 8-bit wide SCA write address bus. The write addresses are being read from a free cells list (FIFO), presented on the SCA write bus, and written to a separate latency FIFO whose depth can be programmed to match the L1A latency. At the read end of the latency FIFO, the addresses are either put back into the free FIFO (in case no LlA trigger has been received) or on the contrary queued for digitization by going into a read FIFO. Addresses are taken out of the read FIFO and transmitted serially to the SCA, thus specifying which analog storage cells will Figure 1. Simplified diagram of the drive the ADC input. After digitization 6 SCA Controller address flow. of the specified sample, the corresponding address ends up again in the free cells list. The actual behaviour is more complicated than has been described above. For instance, to keep digital noise as low as possible, the write addresses are gray-encoded so that only one address bit changes every 25 ns, provided the addresses are consecutive. Therefore, the free cells list is actually implemented as two separate FIFOs, followed by a sequencing logic which maintains the write address ordering, as much as possible. 2.2
SCA Controller radiation-tolerant
ASICs
The SCA Controller was initially implemented in a Xilinx FPGA for the (rad-soft) Module 0 FEB. To comply with radiation-hardness requirements, two ASIC options have been developed and tested. One is a 80 mm2 DMILL chip, with all storage (FIFOs) implemented in registers; due to the large chip area, no room has been left for error detection and/or correction logic, to avoid SEU-related corruption of the address generation. Nevertheless, this DMILL SCA Controller has been successfully operated at up to 50 MHz, and the preliminary yield was 70% (a total of 40 devices were tested). In parallel, a SCA Controller ASIC has been developed4 using a 0.25 fim (deep sub-micron or DSM) technology. This 16 mm2 chip uses SRAM cells developed at CERN 5 for storage of SCA addresses, and features error detecfc
for each of the 8 channels being multiplexed to one ADC
392 tion and correction circuitry to cope with SEUs. The circuit is fully functional up to 66 MHz.
2.3
SCA Controller radiation setup and test results
Four DSM SCA Controller devices were tested during irradiation at the Harvard Cyclotron Facility0. The cyclotron delivers 158 MeV protons with high intensity, up to 4.4 10 10 p/cm2/s. The devices were placed in close proximity to the main magnet, inside the cyclotron vault. The test setup includes an Altera FPGA which generates the L1A trigger to the SCA Controller, and monitors the write addresses and the serial read commands generated in response to the trigger. This FPGA includes an exact model of the SCA Controller behaviour, which serves as a reference for comparing the SCA Controller outputs. Finally, the FPGA connects to the read and write serial configuration ports of the SCA Controller, used for downloading parameters such as the number of samples to be digitized and the LlA latency. The FPGA is placed in the beam area, close to the chip being irradiated, and is protected against scattered radiation using lead bricks. This test jig is connected using twisted-pair differential cables to a dataaquisition computer located outside the cyclotron restricted area. Whenever a SEU is detected by the Altera, and event dump (a snapshot of the SCA Controller outputs) is generated and transferred to the computer. The computer is also used to continuously monitor the supply current of the device being tested (and thus to record the possible occurence of latch-up) as well as the instantaneous beam intensity. The four samples have been irradiated with up to 14.5 10 13 p/cm2 (corresponding to 9.9 MRad of TID at 158 MeV). No latch-up and no significant damage has been observed. Figure 2 shows the supply current of the SCA Controller, during operation at 40 MHz and during irradiation, as a function of the integrated proton fluence. Most of the SEEs observed are SRAM single-bit errors and do not affect the circuit behaviour due to the self-correcting logic. However, whenever such an error is corrected by the SCA Controller, a bit is set in the status output, for monitoring purposes. The SRAM-related SEU cross-section has been measured: 1.7 10 - 1 1 cm 2 at 158 MeV. Figure 3 shows the SEU crosssection per SRAM cell, as a function of the proton kinetic energy.
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3 3.1
The Gain Selector Principle of Operation
This circuit is responsible for deciding, event by event and for each channel, which of the three gains stored separately in the SCA analog memory are to be digitized before being sent out (via optical links) to the read-out driver. The Gain Selector controls which gains (or rows) of the SCA are allowed to
394 drive the ADC input, sequentially for each of the 8 channels being multiplexed to one ADC. For each LI trigger, every channel is first digitized in a pre-determined gain, which can be programmed in the Gain Selector. The ADC data value is then compared to two 12-bit thresholds, which are also programmed for each channel and reside in the Gain Selector internal storage. When the ADC value is larger than the upper threshold, the lower of the remaining two gains will be chosen for digitization; and when the ADC value is smaller than the lower threshold, the higher of the remaining two gains will be chosen. Otherwise, the gain is left unchanged. When the automatic gain selection is enabled, the ADC performs 6 conversions for every channel (assuming that 5 samples are read out). The Gain Selector can also be programmed for fixed-gain operation6*. 3.2
The Gain Selector ASICs
The actual circuit 6 is a dual Gain Selector which serves 16 channels (two ADCs and four SCAs). For the Module 0 FEB, this circuit was implemented in an Altera 6k series FPGA. For operation in ATLAS, two rad-tolerant ASICs were developed, one in DMILL and the second in a 0.25 fim technology. Both ASICs feature error detection and correction circuitry to protect the internally-stored gain selection parameters (thresholds etc.) from being corrupted by SEUs. The DMILL and DSM ASICs are based upon the same Verilog code. Proton kinetic Energy (MeV) ~50 100 158
Fluence 10 13 p/cm2 2A 4.0 20.8
Single bit errors Uncorrected errors Count a (cm2) Count a (cm2) 0 n~M. 0 n.a. 14 3.5 10~ 13 4 1.0 10~ 13 212 10.2 10~ 13 38 1.8 10~ 13
Table 1. Summary of DMILL Gain Selector SEE measurements
Five DMILL Gain Selectors have been tested 6 during irradiation with protons of 50, 100, and 158 MeV and fluences up to 20 10 13 p/cm2. The SEU measurements are summarized in Table 1. When extrapolated to the entire calorimeter, one single-bit error is expected to occur every 30 minutes, while unrecoverable errors (which require explicit software reconfiguration of the circuit) are expected every 168 minutes. Four DSM Gain Selectors have been tested under irradiation with up to 22 10 13 p/cm2 (158 MeV protons). No degradation and no latch-up has been d e
ln fixed-gain mode, any one, two, or all three gains can be read out for one event T h e test setup is similar to that used for the SCA Controller.
395 observed. The SEU cross-section for this circuit is 10 magnitude lower than for the DMILL version. 4
13
cm2, one order of
Conclusion
The readout system of the ATLAS electromagnetic calorimeter has been redesigned to comply with radiation requirements. In particular, six radiationtolerant digital ASICs (two of which are described in this report) have been developed, have undergone functional and radiation tests, and are now being operated on a new prototype FEB. The DSM technology has been retained for the SCA Controller, the Gain Selector, and for the clock distribution circuitry. The FEB serial configuration protocol (SPAC) and the optical output link both use DMILL technology. The only commercial ICs still used on the FEB are the ADCs; the differential drivers for the SCA address bus; and the G-link serializer for the optical output link. Acknowledgements We thank E.W. Cascio and the cyclotron personnel for their excellent operation of the Harvard Cyclotron Facility used for the irradiation measurements. References 1. CERN/LHCC/96-11, ATLAS Liquid Argon Calorimeter Technical Design Report. 2. C. de la Taille at al, The LAr Tri-Gain Shaper, ATLAS note LARG-92 and ATL-AL-ES-0006 (EDMS). 3. P. Borgeaud et al, The HAM AC rad-hard Switched Capacitor Array, a high dynamic range analog memory dedicated to ATLAS calorimeters, ATL-AL-EN-0021 (EDMS). 4. S. Botttcher, J. Parsons, W. Sippach, D. Gingrich, The SCA Controller for the ATLAS LAr Calorimeter1. 5. F. Faccio, K. Kloukinas, G. Magazzu, A. Marchioro, SEU effects in registers and in a Dual-Port Static RAM designed in a 0.25 p,m CMOS technology for applications in the LHC, CERN-OPEN-2000-123. 6. S. Bottcher, J. Parsons, W. Sippach, The Gain Selector ASIC for the ATLAS LAr Calorimeter.
f available at http://www.nevis.columbia.edu/~atlas/electronics/asics
A NEW W/SCINTILLATOR ELECTROMAGNETIC C A L O R I M E T E R FOR ZEUS A. ZIEGLER, U. HOLM, N. KRUMNACK, K. WICK, AR. ZIEGLER Institut fiir Experimentalphysik, Universitat Hamburg, Lumper Chaussee 149, 22761 Hamburg, Germany J. CRITTENDEN, R. WICHMANN Deutsches Elektronen-Synchrotron (DESY), Notkestr. 85, 22607 Hamburg, Germany A new tungsten/scintillating fiber spaghetti calorimeter was constructed for the ZEUS detector at the electron-proton collider HERA. The calorimeter will be located 5.3 m from the interaction point, inside one of the HERA quadrupole magnets. It will detect electrons coming directly from the interaction point under very small angles. Test beam measurements with the fully assembled detector show an energy resolution of 17.0%,/ \/~E ($1.5.7%/ E and a position reconstruction resolution of 0.93 x 0.51 mm 2 .
1
Introduction
The upgrade of the HERA luminosity requires a modification of the ZEUS luminosity monitoring system. At ZEUS the luminosity is determined using the bremsstrahlung process ep —> epj. Until now the photon flux of the bremsstrahlung process has been measured about 100 m away from the interaction point. The new HERA conditions produce a much higher synchrotron background and more than one bremsstrahlung photon per bunch-crossing is expected. These circumstances require modifications of the existing detector. ZEUS decided to retain and rebuild the photon calorimeter of the luminosity monitoring system and to add a second complementary system which independently measures the luminosity by counting bremsstrahlung photon conversions in the beam pipe exit window. These conversions are counted by electron-positron coincidences in a pair of two small electromagnetic calorimeters 1 . The measurement of the bremsstrahlung photon in coincidence with the bremsstrahlung electron" allows a cross check of the absolute energy calibration of the photon detectors and a direct measurement of their acceptance. "In the following electron will be used meaning either electron or positron, according to the HERA running mode.
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Figure 1. A sketch of the test beam setup showing the trigger system, the detector and the readout. The triggers are a scintillator plate covering the whole beam, S2, a veto trigger with a 3 mm hole, SI, and two crossed finger counters behind the hole that covered a plane of 10 x 10 m m 2 , T l and T2.
For the detection of the bremsstrahlung electron an exit window was designed for the electron beam pipe 5.3 m from the interaction point. This window exists inside one of the HERA quadrupole magnets leaving a space of 100 x 100 x 30 mm 3 (WxLxH) where a small electron detector will be placed which performance is reported. The new detector was designed to work under extreme conditions. The W/scintillating fiber spaghetti design was chosen due to the described strong space constraints. In addition a dose rate of 10 to 20 kGy/year is expected as well as a temperature of up to 40° C, where ageing effects of the fibers become important. At the foreseen position the detector measures electrons with an energy from 4 to 9 GeV with an angle of incidence between 3° and 7° with respect to the beam axis. In addition kinematic peak events with an electron energy up to the beam energy of 27.5 GeV can be detected. 2
Construction of the calorimeter
The calorimeter is made out of 85 1 mm thick Densimet D 180 K plates (18.0 ± 0 . 1 g/cm 3 and 95% W) of dimensions 24 x 100 mm 2 . On both faces semicylindrical grooves (0.56 mm diameter) are machined. The stacked plates are held together by three 1.5 cm wide steel straps which are screwed to a support bar on the side of the detector. This support bar has a thickness of 1 cm and is placed opposite to the beam pipe. At the back side of the detector a 2 mm thick PVC plate with holes is glued to a strap. The fibers are put through the PVC plate and the detector and are glued to the PVC mask. If it is necessary to replace the fibers they can easily be extracted and
398
the tungsten can be reused. The detector contains 1890 SCSF-38M fibers with a diameter of 0.5 mm made by Kuraray. The fibers have a length of 1.5 m and are machined with a diamond cutter on both sides. A detailed investigation of these fibers can be found elsewhere2. The front face of the calorimeter is painted white to improve the light collection efficiency and the uniformity. Always 27 fibers are grouped to one readout cell. In total there are 70 cells with an effective size of 6 x 4.68 mm 2 , resulting in a grid of 14 horizontal times 5 vertical cells. Outside the magnet the 70 cells are readout with PMT 5600 (Select 3) from Hamamatsu, placed in a /u-metal box fixed below the magnet. An LED system distributes amber light through clear fibers to all 70 PMTs for PMT monitoring. 3
Test beam results
The calorimeter was tested in the DESY test beam with electrons of energies up to 6 GeV. The setup for the test beam measurement consisted of a trigger system, the detector and the readout (Figure 1). The triggers were a scintillator plate at the beam exit window that covered the whole beam, S2, a veto trigger with a 3 mm hole, SI, and two crossed finger counters behind the hole, T l and T2, that covered a plane of 10 x 10 mm 2 . The detector was placed in such a way that the angle between the electron beam and the fiber direction was 6°. The calibration was performed with 5 GeV electrons triggered with S2. The aim was to get a calibration constant of about 8 pC/GeV/cell so that a 27.5 GeV electron can be detected with only one cell. The trigger selected events which were equally distributed over the whole detector. The events that centrally hit the cells can be obtained in two steps. In the first step of the calibration of the cells the contamination of low energy depositions was avoided. Therefore a Gaussian was fitted from the mean value of the distribution up to the higher energetic tail. The mean of the fit for each cell determined the factor that had to be applied to get the calibration constant. In the second step only hits for a cell were accepted in which this cell contained at least 60% of the sum over a 3 x 3 cluster around this cell. This procedure was iterated twice and the energy distribution became Gaussian. The energy reconstruction is linear within 1%. The energy resolution of the calorimeter was determined with electron beams of 1 to 6 GeV and the same trigger configuration as for the calibration. A minimum signal of 10 pC in the detector was required to suppress background events except for the 1 and 2 GeV runs. The calorimeter response
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signal was calculated by summing up the energy signals of 3 x 3 and 5 x 5 cells, respectively, around the cell with the highest deposited energy. A volume of 3 x 3 cells offers 36 central cells that can be used, for the volume of 5 x 5 cells the reconstruction only works for the 10 central cells but permits a better energy reconstruction. The energy resolutions can be parameterized by (Figure 2) a/E = 18.4%/y/E © 12 A%/E a/E = 17.0%/y/E © 15.7%/E
for 3 x 3 cells for 5 x 5 cells
Monte Carlo simulations of the calorimeter performance with the EGS4 code 3 were done 4 . The simulation takes care of the final geometry of the calorimeter, the leakage losses at all 6 sides and the cell structure. Noise and photostatistics are not included. The Monte Carlo predicts an energy resolution of a/E = 15.8%/VB® 1.2% a/E= 14.1%/>/S©1.3%
for 3 x 3 cells for 5 x 5 cells
400
The high statistical term in the fit to the test beam data is due to the length of the gate (188 ns) in the test beam. The dependence of the gate length on the energy resolution was studied. The energy resolution will be better with the gate length used in the ZEUS readout (69 ns) and much more similar to the Monte Carlo prediction. The reconstruction of the position of the incidence electron was measured with 5 GeV electrons, requiring that no energy was deposited in the counter Si with the 3 mm hole but in T l , T2 and S2. The detector was moved in 2.5 mm steps horizontally and vertically, respectively. The deviation from uniformity of the position reconstruction was 2.5% for 5 x 5 cells and 3.0% for 3 x 3 cells. The reconstructed position was linear within 0.2 mm but depends on the electron energy and the angle of incidence of the electron. The obtained resolution is 0.93 mm in horizontal and 0.51 mm in vertical direction. 4
Summary
A new small electromagnetic calorimeter was assembled and tested for ZEUS. The W/scintillating fiber spaghetti design had to be chosen due to the limited space. The detector will be located close to the beam pipe behind an exit window 5.3 m from the interaction point inside a HERA magnet. The detector will measure bremsstrahlung electrons in the energy range from 4 to 9 GeV and scattered electrons up to the beam energy. It is a vital component for the ZEUS luminosity monitoring system and will measure the electron in coincidence with the photon detectors to determine the acceptance of these calorimeters. The detector was tested at the DESY test beam. The position of the electron is linear within 0.2 mm with a resolution of 0.93 x 0.51 mm 2 for a 6 x 4.68 mm 2 cell. The energy reconstruction is linear within 1% and the achieved energy resolution is 17.0%/y/E © 15.7%/E. The energy resolution and the agreement with the Monte Carlo will improve when the shorter gate length of the ZEUS readout is used. References 1. S. Paganis, A Luminosity Spectrometer for ZEUS experiment at HERA, Frascati Physics Series Vol. XXI, 523 (2000). 2. Ar. Ziegler, In situ measurement of radiation damage in scintillating fibers, these Proc. 3. Walter R. Nelson et al., The EGS4 code system, SLAC-Report 265 (1985). 4. N. Krumnack, diploma thesis, University of Hamburg (2001)
P E R F O R M A N C E OF T H E ATLAS LIQUID A R G O N ELECTROMAGNETIC CALORIMETER MODULES UNDER TEST BEAM
F. Djama * CPPM,
CNRS/IN2PS - Univ. Mediterranee, Marseille E-mail: [email protected]
- France
The ATLAS collaboration will start to collect d a t a at the LHC proton—proton collider in 2006. It has chosen a liquid argon-lead sampling electromagnetic calorimeter using the accordion geometry. In 1999 and 2000, barrel and end-cap prototype modules have been tested under electron beams at CERN. Detailled results from these tests are shown.
1
Introduction
The ATLAS experiment will record proton-proton collisions data at the future LHC collider, starting from summer 2006, together with CMS and LHCb experiments. Prototype modules (barrel and end-cap) of the ATLAS electromagnetic calorimeter have been put under test beam in 1999 and 2000. This talk was devoted to the results and the outcome of these tests. 2
Physics Requirements
The calorimeter performances needed to achieve the ATLAS physics goals have been set-up by simulating a few benchmark channels 1 . The calorimeter must be radiation tolerant, and have fast electronics, to insure safe operation in the LHC environment (radiation and pile-up). Hermeticity, large acceptance, identification capabilities are required by a large set of physics analysis. Search for the Higgs boson decay into two photons (H —* 77) sets the main requirements on energy resolution, energy scale and polar angle resolution. A 10 %/st/E(GeV) sampling term and a constant term below 1 % are necessary to achieve a 77 mass resolution of 1 %. To get rid of the longitudinal spread of LHC vertices, an intrinsic polar angle resolution for the electromagnetic calorimeter of 50 mrad/\/E{GeV) is required. *On behalf of the ATLAS liquid argon group.
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3 3.1
D e t e c t o r Description Mechanics
T h e calorimeter consists of lead plate absorbers alternated with polyimidecopper electrodes. T h e liquid argon gap between absorbers and electrodes is denned by honeycomb nets. T h e barrel and the two end-caps will be housed in three separate cryostats. Pseudorapidity coverage extends u p to 3.2, with a separation between the barrel and the end-caps at 1.4. Absorbers and electrodes are bent to accordion shape. T h e bends are parallel to the beam axis in the barrel, and are radial in the end-caps. T h e barrel is divided into 2 x 16 modules. Each module has 64 doublegaps (figure 1). The end-cap consists of 2 concentric wheels, separated at 7) = 2.5 and is divided in azimuth into 8 wedge-shaped modules. T h e end-cap modules (figure 2) have 96 double-gaps in the outer wheel and 32 in the inner one. T h e whole detector has a n external diameter of 4000 m m , a n d a n active depth varying from 22 to 37 radiation lengths. Up to 7) = 1.8, a presampler is put in front of the calorimeter, to recover the energy lost in dead material. A detained description can be found elsewhere 2 .
Figure 2. View of an end-cap module. Figure 1. View of a barrel module. first and last absorbers are drawn.
3.2
Only
Read-Out
Large three-layer copper-polyimide electrodes are used for read-out. High voltage is applied on the 2 external copper layers (absorbers being grounded), while signal is read-out on the internal layer. Granularity along r) and longitudinal segmentation are achieved by etching the three layers of the electrodes. There are 3 longitudinal samplings in the
403 Table 1. Detector Granularity: ATJ X A(/>.
rj range 0 - 1.350 1 . 3 5 0 - 1.400 1 . 4 0 0 - 1.475 1 . 4 7 5 - 1.52
presampler 0.025 X 0.1 0.025 X 0.1 0.025 X 0.1 0,025 X 0.1
1.375 - 1.425 1 . 4 2 5 - 1.5 1 . 5 - 1.8 1 . 8 - 2.0 2.0 - 2.4 2 . 4 - 2.5 2.5 - 3.2
0.025 X 0.1
-
Barrel front 0.003 X 0.1 0.003 X 0.1 0.025 X 0.1
middle 0.025 X 0.025 0.025 X 0.025 0.075 X 0.025
End-Cap 0.050 0.025 0.003 0.004 0.006 0.025
X 0.1 X 0.1 X 0.1 X 0.1 X 0.1 X 0.1
-
back 0.05 x 0.025
-
0.050 0.025 0.025 0.025 0.025 0.025 0.1
X 0.025 X 0.025 X 0.025 X 0.025 X 0.025 X 0.025 X 0.1
0.05 0.05 0.05 0.05 0.1
X 0.025 X 0.025 X 0.025 X 0.025 X 0.1
whole acceptance, except in the end-cap inner wheel, where there are only 2 samplings. In azimuth, neighbouring electrodes are summed to define physical cells by the mean of dedicated summing boards. Details of granularity are shown in Table 1. Mother boards, which house signal connectors for read-out cables are plugged on the top of summing boards. 3.3
Electronics
Signals are routed outside cryostats via feedthroughs. Then they cross the electronic chain: OT-preamplifier, tri-gain shaper, analog pipe-line, ADC and buffering space. These components are parts of the Front End Board. Each FEB reads 128 channels. The FEBs are plugged on the Front End Crate, which is fixed on the warm side of the feedthrough. The FEC houses also the calibration boards. Signals are sampled each 25 ns and the samples are stored in the 144 capacitor deep pipeline 2 ' 3 . 4
Prototype Modules
Barrel and end-cap prototype modules were built during spring 1999 at LAPPAnnecy and CPPM-Marseille. They were fully equipped with absorber plates and half equipped with read-out electrodes. Presampler sectors were mounted in front of both modules. Modules were put under test beam during 1999 and 2000. Electron beams,
404 with a muon component were used (H6 and H8 CERN facilities). Beam position was monitored by a set of 4 b e a m chambers. Pions and muons events were tagged by dedicated scintillators. 5 5.1
Data Analysis Optimal
Filtering
Five samples are recorded for each physical cell. T h e optimal filtering method allows the computation of the signal amplitude (which is proportional to energy) as a linear combination of the recorded samples: E = £ ] a j S j 4 - T h e dj coefficients are function of the signal shape, its derivative, and the samples noise correlation matrix. T h e shape of the response to ionisation signal has been built by using the asynchronous nature of the test b e a m . Several methods are under study to derive signal shape from calibration shape. One of these have been used for the barrel module analysis 5 , while an ad-hoc sigmoid function 6 has been used for the end-cap 7 . 5.2
Clustering
and Geometrical
Effects
Cluster size has been optimized to minimize electronic noise, while keeping leakage at an acceptable level. In the middle sampling, it is 3x3 or 5x5 cells, depending on pseudorapidity. T h e back sampling is not used for energies below 50 GeV. Cluster energy has to be corrected for geometrical effects. Lateral leakage in rj is corrected by a parabola, while
Results and Performances Cross-Talk
P a t t e r n s of cells were pulsed with the calibration input, and response of neighbouring cells were studied, b o t h in amplitude (cross-talk value) and in shape (origin of the cross-talk) 8 ' 9 . Obtained values of cross-talk in the barrel module in the 1999 test period are shown in Table 2. All cross-talk values are within expectation, except the middle-middle, middle-back and back-back cross-talk, which are 2-3 times higher. These are of inductive origin, and their large values have been traced back to insufficient grounding on the mother boards. New mother boards have
405 been designed and produced. Beam test data in 2000 for the barrel and lab measurements for the end-cap 9 showed that the problem has been solved. Table 2. Barrel Gross-Talk Values in %. (Lines are pulsed a n d we look at columns). front middle back
6.2
front 4.3 0.10 0.02
middle 0.25 0.90 0.50
back 0.08 0.70 0.80
Energy Resolution
After cluster building and geometrical corrections, presampler weights should be determined. They depend on the amount of dead material in front of the calorimeter. In ATLAS, the dead material (trackers, cryostats walls, services,...) will be typically in the range of 2-3 radiation lengths, with a maximum at the barrel-endcap transition region (5-8 XQ). Lead plates of different thicknesses have been put in front of cryostats as dead material. Figure 3 shows the end-cap presampler performance 11 .
Figure 3. Presampler weight determination (a) and improvement of the resolution with presampler (b).
Cluster energy is computed as the sum of energy in a l the samplings. Energy distribution is built and fitted with a gaussian. Electronic noise is
406
evaluated with random events and is quadratically subtracted. Sampling and local constant terms a and b can then be determined by fitting
Ebeam-!f2S0,Gey Ebeam = 20 GeV
71=0.3375
C ° full resolution T ° noise contribution . \ * subtracted resolution 9.
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Figure 4. Energy resolution in the barrel module.
6.3
Figure 5. Uniformity along 77 in the barrel module.
Polar Angle Resolution
Pseudorapidity energy barycentres are computed in the front and the middle samplings, using respectively a 3 strips and a 3x3 cells cluster. If we combine these 2 measurements, and knowing the longitudinal barycentres of the electromagnetic showers in both samplings, the polar angle of the shower can be determined using only the calorimeter information. An example in the end-cap module is shown in figure 6. The initial requirement of 50 mra is satisfied.
407 Polar angle resolution at r\ = 1.9
= ( 4 8 . ± 1.) mrad GeV"'" = ( 8 3 . ± 5.) mrad GeV"' = ( 0 . ± 1.) mrad
0.01
0.008
0.006
0.004
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0
20
40
60
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100
120
140
160
180
200
Beam energy (GeV)
Figure 6. Polar angle resolution in the end-cap module.
7
Conclusions and Schedule
T h e major physics requirements on energy resolution were fulfilled by the two ATLAS liquid argon electromagnetic prototype modules. T h e observed problems (dead zones, inductive cross-talk) were all traced back to hardware a n d solved. Solutions are being applied t o the ATLAS modules. T h e ATLAS modules stacking began in summer 2001. In November 2001, about 25 % of the modules were stacked and cabled. T h e module production will end by April 2003, a n d the detector commissioning will start in October 2003, J a n u a r y 2004 and September 2004, respectively for the first end-cap, the barrel, and the second end-cap. T h e LHC pilot run is scheduled in summer 2006. A cknowledgment s I wish to thank S. Tisserant, Ch. Benchouk and L. Serin for their help. Barrel performance plots were kindly provided by L. Di Ciaccio and J. Vossebeld. References 1. ATLAS Calorimeter Performance, C E R N / L H C C / 9 6 - 4 0 , December 1996.
408
2. ATLAS Liquid Argon Calorimeter Technical Design Report, CERN/LHCC/96-41, December 1996. 3. See contribution from S. Simion in the same session. 4. W. E. Cleland and E. G. Stern, Nucl. Instrum. Methods A 338, 467 (1994). 5. L. Neukermans, P. Perrodo and R. Zitoun, ATLAS Note ATL-LARG2001-008. 6. B. Mansoulie and J. Schwindling, Using Multi Layer Perceptions in PAW, http://schwind.home.cern.ch/schwind/MLPfit.html 7. P. Barrillon, F. Djama, L. Hinz and P. Pralavorio, ATLAS Note ATLCOM-LARG-2001-018. 8. F. Hubaut, B. Laforge, D. Lacour and F. Orsini, ATLAS Note ATLLARG-2000-007. 9. P. Pralavorio and D. Sauvage, ATLAS Note ATL-LARG-2001-006. 10. F. Hubaut, ATLAS Note ATL-LARG-2000-009. 11. V. M. Aulchenko et al, ATLAS Note ATL-LARG-2001-016. 12. L. Di Ciaccio, L. Neukermans, P. Perrodo and R. Zitoun, ATLAS Note ATL-LARG-2001-009, P. Barrillon, F. Djama, L. Hinz and P. Pralavorio, ATLAS Note ATLLARG-2001-012, P. Barrillon, F. Djama, L. Hinz and P. Pralavorio, ATLAS Note ATLLARG-2001-014.
STATUS OF ATLAS TILE CALORIMETER AND STUDY OF M U O N INTERACTIONS
L. E. PRICE Bldg 362, Argonne National Laboratory, Argonne, IL 60439, USA E-mail: [email protected] (For the ATLAS Tile Calorimeter
Collaboration)
In this paper, we provide a description and status report on the barrel hadronic calorimeter for the ATLAS detector at the CERN Large Hadron Collider. We describe measurements taken with prototype and initial modules of the calorimeter, in particular those involving muon energy loss.
1
Brief Description of the ATLAS Tile Calorimeter
The ATLAS 1 Tile Calorimeter2 is a sampling device made out of steel and scintillating tiles, as absorber and active material respectively. It realizes a simple and very well proven idea of calorimetry, particularly suited for the LHC environment. The absorber structure is a laminate of steel plates of various dimensions, connected to a massive structural element referred to as a girder. The highly periodic structure of the system allows the construction of a large detector by assembling smaller sub-modules together. Since the mechanical assembly is completely independent from the optical instrumentation, the design becomes simple and cost effective. Simplicity has been the guideline for the light collection scheme used as well: fibers are coupled radially to the tiles along the outside faces of each module. The laminated structure of the absorber allows for channels in which the fibers run. The use of fiber readout allows the definition of a three-dimensional cell read-out, creating a pseudo-projective geometry for triggering and energy reconstruction. A compact electronics read-out is housed in the girder of each module. Finally, the read-out of the two sides of each of the scintillating tiles into two separate photon detectors (in our case photomultipliers, PMTs) guarantees a sufficient light yield and provides a redundancy which might be needed during the long expected period of operation of the ATLAS experiment. A conceptual design of this calorimeter geometry is shown in Figure 1. The absorber structure is a laminate of steel plates of various dimensions stacked along Z. The basic geometrical element of the stack is termed a period. It consists of a set of two master plates (large trapezoidal steel plates, 5 mm thick, spanning along the entire X dimension) and one set of spacer plates (small trapezoidal steel plates, 4 mm thick, 10 cm wide along X). During construction, half-period elements are pre-
409
410
assembled starting from an individual master plate and the corresponding 9 spacer plates. The relative position of the spacer plates in the two half periods is staggered in the X direction, to provide pockets in the structure for the subsequent insertion of the scintillating tiles. Each complete stack, called a module, spans 2?t/64 in the azimuthal angle
Figure 1. Conceptual layout of ATLAS Tile Calorimeter
(Y dimension), 100 cm in the Z direction and 180 cm in the X direction (about 9 interaction lengths, \h or about 80 effective radiation lengths, X 0 ). Each module has 57 repeated periods. The module front face, exposed to the beam particles, covers 100x20 cm . The scintillating tiles are made out of polystyrene material of thickness 3 mm, doped with scintillator. The iron to scintillator ratio is 4.67 : 1 by volume. The calorimeter thickness along the beam direction at the incidence angle of 0 = 10 deg. (the angle between the incident particle direction and the normal to the calorimeter front face) corresponds to 1.49 m of iron equivalent length9. Wavelength shifting fibers collect the scintillation light from the tiles at both of their open (azimuthal) edges and bring it to photo-multipliers (PMTs) at the periphery of the calorimeter (Fig. 1). Each PMT views a specific group of tiles through the corresponding bundle of fibers. The modules are divided into five segments along Z and they are also longitudinally segmented (along X) into four
411 depth segments. The readout cells have a lateral dimension of 200 mm along Z, and longitudinal dimensions of 300, 400, 500, 600 mm for depth segments 1 - 4 , corresponding to 1.5, 2, 2.5 and 3 Xt at © = 0 deg. respectively. Along Y, the cell sizes vary between about 200 and 370 mm depending on the X coordinate.
2 2.1
Calorimeter Fabrication and Status Mechanics
The full Tile Calorimeter consists of a barrel cylinder centered at Z=0 which is 564 cm long and an extended barrel cylinder 292 cm long at each end of the barrel and
Figure 2. A submodule during stacking separated by a gap for detector services. As of October, 2001, 65% of the barrel modules had been completed at the JINR Laboratory in Dubna, Russia. Extended barrel modules are being constructed in the U.S., where 50% of the modules were completed and in Spain where 73% were completed. As a practical matter, the steel stacks are assembled first in units called sub modules which are then combined into modules (see Fig. 2). A barrel module is made of 19 submodules and an extended barrel module contains 9 submodules. In October, 2001, 90% of the 2405 submodules had been fabricated at sites in Russia, U.S., Spain, and Italy. Extensive measurements are done on each submodule and then on completed modules to ensure that mechanical standards are maintained, especially that the completed module is contained inside its specified envelope and will fit properly with other modules into a barrel structure.
412 2.2
Instrumentation with Tiles and Fibers
After a module is assembled, the plastic scintillator tiles are inserted into the gaps left in the steel structure. Wavelength shifting fibers are held against the edges of the tiles and carry the light to plastic "cookies" which are viewed by photomultiplier tubes inside the girders. All of the roughly 400,000 scintillator tiles have been
Figure 3. Fiber routing stage at end of instrumentation work on a module produced in Russia and inserted into the Tyvek sleeves which protect them and reflect light. 65% of the fibers had been inserted into plastic "profiles" by automatic machinery in Portugal. As of October, 2001, 50% of the modules had been fully instrumented. Fig. 3 shows the fiber routing stage of instrumentation where fibers are sorted and gathered into their plastic cookies. 2.3
Electronics and Readout
Photomultiplier tubes and front-end electronics are packaged in drawers which are inserted into the girders at the outer radius of each module. A drawer is shown in Fig. 4. In October, 2001, 45% of the 10010 PMTs and 3% spares had been delivered and tested in six different collaborating institutes.
413
Figure 4. A readout drawer containing photomultipliers and front-end electronics
2.4
Calibration and Testing
Each module will be tested and calibrated with a Cs137 source which moves through T L B * 12 N e R R u n # 2 1 2 3 8 S a l e V * *IVIOAII
13.23
Figure 5. Typical response data from the Cs source
414
the module and illuminates each scintillator tile. Kg. 5 shows an example of the data obtained on a pass of the source, with a peak as the source passes each scintillator tile. 3
Calorimeter Beam Tests
Extensive measurements have been made with modules in a test beam, using the arrangement shown in Kg. 6. Exposures have been made with muons, pions, and electrons. Fig. 7 shows the response of the calorimeter at 180 GeV.
Figure 6. Arrangement of modules for test beam 3.1
Calibration and light yield
The light yield has been estimated from the statistical variation of differences in signal between the fibers and photomultiplier tubes. We find typically 50 to 60 photoelectrons per GeV energy deposited. Gains on the photomultiplier tubes axe adjusted to yield 1.2 pC per GeV.
415
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Muon Energy Loss in Iron and Nuclear Form Factor Effects
Energy losses of muons at very high energies, up to 10 TeV, have been measured in cosmic-ray experiments3"5. In these experiments muon energies were measured with a magnetic spectrometer, and reasonable agreement between data and calculations was found, but not in the region of very small energy losses . Energy losses of muons up to 300 GeV were measured in various accelerator experiments . A reasonable agreement with theory was reported in6"8. Preliminary results of 300 GeV muon energy loss measurements in iron (lead) indicated9 about 7% (10%) higher probability compared to Monte Carlo predictions. A measurement was performed in 1998 with 180 GeV positive muons incident on a preseries module of the ATLAS Tile Calorimeter (Module 0). In this setup muons traversed 5.6 m of finely segmented iron and scintillators, thereby providing high statistics and high granularity data. Contamination from hadrons and muon decays in flight are eliminated using the first 1.5 m of the muon track in the calorimeter. The results are compared with theoretical predictions in Fig. 8. Particular attention is given to muon bremsstrahlung which is the dominant process leading to large energy losses. In this region we clearly observed for the first time the suppression of bremsstrahlung due to the nuclear elastic form factor.
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._ ,_ , Figure 8. Response to 180 GeV muons, pions, electrons References 1.
ATLAS Collaboration, ATLAS Technical Proposal for a General-Purpose pp Experiment at the Large Hadron Collider, CERN/LHCC/94-93, CERN, Geneva, Switzerland, 1994. 2. ATLAS Collaboration, ATLAS Tile Calorimeter Technical Design Report, ATLAS TDR 3, CERN/LHCC/96-42, CERN, Geneva, Switzerland, 1996. 3. W. Stamm et al., Nuovo Cim. 51 A, (1979) 242 4. K. Mitsui et al., Nuovo Cim. 73A, (1983) 235 5. W.K. Sakumoto et al., Phys.Rev. D45, (1992) 3042 6. J.J. Aubert et al., Z. Phys. C10, (1981) 7. R. Kopp et al., Z. Phys. C28, (1985) 171 8. R. Baumgart et al., Nucl. Instrum. Methods A258, (1987) 51 9. M. Antonelli, G. Battistoni, A. Ferrari, P.R. Sala, Proceedings of the 6th International Conference on Calorimetry in High-energy physics, 1996, Frascati, Italy, p. 561. see also ATLAS Collaboration, Calorimeter Performance Technical Design Report, CERN/LHCC 96-40, CERN, 1997, p. 150-152 10. E. Berger et al., Z. Phys. C73, (1997) 455^163; CERNPPE/96-115, CERN 1996 (1981) 635
C O N S T R U C T I O N OF T H E FIRST CMS-ECAL FULLY O P E R A T I O N A L M O D U L E (400 L E A D T U N G S T A T E CRYSTALS)
E T I E N N E T T E A U F F R A Y , F R A N C E S C A CAVALLARI, JULIEN C O G A N , PAUL LECOQ, LAURA P E R E Z P R A D O AND PABLO S E M P E R E ROLDAN* CERN, Geneva, * Universidad de Santiago
Switzerland de Compostela,
Spain
MARC SCHNEEGANS LAPP,
Annecy,
France
The CMS Electromagnetic Calorimeter (ECAL) will be made of almost 80000 lead tungstate crystals. T h e barrel part will be composed of 36 supermodules with 1700 crystals each, divided in 4 modules. This paper reports on the construction of the first Module, called Mod # 0 ' , that will be tested under beam conditions. The optimum quality of the crystals that form Mod # 0 ' together with the light collection uniformization techniques applied and the results obtained will be described. In addition, different gluing techniques and results for the 400 Mod # 0 ' crystals will be also reported in this paper. Other aspects, such as the mounting sequence that follows the gluing of the crystals to the photodetectors or the thermal regulation of the module will be also discussed.
1
Introduction
The Large Hadron Collider (LHC) is an instrument that will explore new Physics at the higher energies ever achieved, aiming to find the Higgs boson. The LHC is being built at CERN and by 2005 it will be ready to produce head-on collisions of protons at a centre-of-mass energy of 14 TeV. Several spectrometers will be installed along the 27 km LHC ring. One of them, the so-called Compact Muon Solenoid (CMS), will consist of a central inner tracker and a calorimeter system (electromagnetic and hadronic) both located inside a solenoidal coil producing a 4T magnetic field. In addition, a muon detection system outside the coil completes the CMS detector. CMS will have its electromagnetic calorimeter (ECAL) composed of ~ 80000 Lead Tungstate (PbW04) crystals divided into a barrel region and two endcaps. In this article, the construction of the first large size ECAL barrel unit is reviewed. Such a unit (a Module) is called Mod # 0 ' and comprises 400 pre-production PWO crystals.
417
418
2
Improvement in P W O crystals quality
The choice of the Lead Tungstate (PbW0 4 ) for the ECAL of the CMS collaboration was performed in 1994. Since that moment, an intensive R & D program started in collaboration with the producers in order to improve the optical properties and radiation hardness of the crystals. By 1998, the evident improvements achieved1 allowed to enter into the pre-production phase. The main objectives of this phase for the producers were to increase the production rates and to improve even more the crystals quality and the homogeneity of their properties. For the ECAL community, the goals were to set up all the activities performed at the Regional Centres (RC) and the installation of the measuring devices called Automatic Crystal COntrol Systems (ACCOS). During this phase, 6000 crystals were delivered by BTCP° producers to CERN RC were they were characterized using ACCOS machines 2 . The excellent results achieved3 for such a large amount of crystals in terms of the stringent specifications defined4 lead to the end of the pre-production phase in year 2001 and the beginning of the production phase. The crystals used for the Mod # 0 ' were chosen among the 6000 pre-production ones. 3
Uniformization of Light Collection
The CMS ECAL will play an essential role in the potential discovery of a light Higgs (approximate mass range: 100 GeV < m # < 150 GeV), the main decay of which is given by the H —+ 77 channel. In order to detect the gamma rays from such a decay, the energy resolution should be well below 1%, the stochastic and constant term being the most important contributions to the energy resolution at this gamma energies. The former is assumed to be low for an homogeneous calorimeter such as the CMS ECAL (if enough light is collected), whereas the latter requires a special effort to be minimized. The light collection non-uniformity around the shower maximum (8X0) constitutes a major contribution to the constant term 5 . In order to quantify this non-uniformity, we define the Front Non-Uniformity or Fnuf as the percentual change in the light collected per radiation length in the Front region (4 to 13 XQ), and similarly we define the Rear Non-Uniformity or Rnuf in the same terms but in the Rear region (13 to 22 Xo). In order to limit the contribution to the constant term of these non-uniformities to less than 0.3%, we require the Fnuf and Rnuf parameters to be within these limits: -0.35 < Fnuf < +0.35 a
,
-1.80 < Rnuf < +0.25
Bogoroditsk Techno-Chemical Plant, Bogoroditsk, RUSSIA.
(1)
419
where Fnuf, Rnuf and the limits are expressed in units: %/XQ. The light collection profile of a crystal is defined by the balance of two effects: the focusing, induced by the pyramidal tapered shape of CMS barrel crystals and the absorption. The former trends to enhance the light emitted far from the photodetector (located in the Rear face), whereas the latter shows an opposite behavior. As explained in Sec. 2, PWO crystals present nowadays optimum optical properties, thus the absorption is very weak. This causes the focusing effect to be dominant, and so, when crystals are completely polished, the light collection profile yields Fnuf values ~ 1.3%/Xo (far from our acceptable limits, expressed in Eq. (1). This means that we must find a method to uaiformize the light collection. This method 5 , defined at CERN RC in 1998, is based on the depolishing of a lateral face of the PWO crystals. By doing this, we destroy the total internal reflection on that face, and thus, we strongly reduce the focusing. This technique is nowadays applied by the producers, yielding excellent results, as is shown in Fig.l, where the final Fnuf and Rnuf values for the 400 crystals chosen for Mod # 0 ' are depicted.
Frani NOP (%/XaJ
R ™ N ^ . iStfXe)
Figure 1. Pnuf (Left) and Rnuf (Right) distribution for the 400 Mod # 0 ' crystals.
4
Gluing of t h e C r y s t a l s t o t h e P h o t o d e t e c t o r s
The glue used to join the ECAL barrel PWO crystals to their photodetectors must fulfil certain requirements. First of all, it must present an index of refraction at least as high as the one from APDs protective epoxy window (to maximize the angular acceptance of photons), in addition, it must present a large attenuation length in order to minimize the absorption losses. Some other important requisites are: to be chemically inert with any of the parts participating in the gluing, to remain unchanged during the whole CMS life-
420
time and of course to be resistant to the high radiation levels present in CMS.
Figure 2. Some related features t o t h e gluing: Left: Photograph of t h e gluing bench, with several stored multiboxes containing recently glued crystals. Right Photograph of a gluing acquired with the bubble-viewer through a 23 cm length P W O barrel crystal.
The gluing of the 400 Mod # 0 ' crystals was performed using two different glues: the RTV 31456 and the UV-curing NOA 61 c . For this gluing task we have used several tools. Among them, we can mention, a gluing bench, that allows to glue and store during curing time an amount of 150 crystals placed inside the so-called multiboxes d , as shown in Fig.2-Left. In addition, a bubble viewer allows the operator to check the presence of air bubbles simply by looking through the crystal (this is possible since the crystals are very transparent, as Fig.2-Right shows). The results obtained after the Mod # 0 ' gluing task reveals that the glue RTV 3145 gave the best results in terms of bubble-free gluing and acceptable adhesion after a curing time of 1-2 days. 5
T h e Assembly P r o c e s s
The assembly process begins with the gluing of the crystals to the APDs to which they have been paired. After it, both the crystal and the photodetector become a new ECAL unit named sub-unit. Then, ten sub-units are inserted into the alveolar structure that will hold them inside the final detector becoming a new ECAL unit called sub-module. Several submodules are assembled to 6
Dow Corning Silicon Adhesive RTV 3145. Norland Optics Adhesive 61. Norland Products, Inc. d Box containing 5 barrel crystals specially conceived to be adaptable to ACCOS machines.
c
421
create another unit called module. There are four existing module types: Type 1 comprises 50 submodules, and Types 2, 3, and 4 comprise 40 submodules. The assembly of these four module types constitutes a super-module6. Six different steps of the real Mod # 0 ' assembly sequence are shown in Fig.3. It
Figure 3. Sequence of the mounting of Mod #0'.
is important to mention that during the whole assembly process, the objectoriented database named C.R.I.S.T.A.L. 7 provides continuous assistance to the operator. In order to provide such assistance, all the manipulations that constitute the assembly have been arranged into flow-charts or work-iows (sequences of smaller activities that must be successfully finished to complete the whole manipulation). In this manner, C.R.I.S.T.A.L. always indicates to the operator which is the next operation to perform, and hence avoids possible human mistakes. In addition, it records all the operators comments and observations, allowing to keep a track of the activities. 6
Module Thermal Regulation
The crystals and the APDs are very sensitive to temperature. In fact, if the temperature is increased by one degree, the former ones produce a 2% lower light output, whereas the latter ones give a 2.3% lower gain. In consequence, we must provide a way to guarantee the thermal stability of the ECAL. This fi
The sketch of all the ECAL barrel elements can be found elsewhere6
422
is achieved with two independent circuits. The so-called regulating circuit is conceived to keep the temperature of crystals and APDs at 18°C with a maximum tolerable spread of 0.1°C. This circuit is located inside the grid, which is drilled with this purpose, allowing to cool it down by internal water circulation (see Fig.4~Left). Besides, there is a power circuit designed to evacuate the heat dissipated by the electronics, as not more than 10% of this heat is allowed to leak to the grid (see Fig.4-Right). The cooling system described in
Cnstais
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Figure 4. Schema of the cooling circuits. Left: Regulating Circuit. Right: Power Circuit.
Fig.4 corresponds to Mod # 0 proposal. However, during its construction, it was observed that the leakage through the electronic boards connectors was excessive, thus, for the construction of Mod # 0 ' several modifications were performed in order to improve the thermal stability of this ECAL unit: reshaping of some screening pieces and substitution of the copper braids shown in Fig.4 by flexible inox tubes attached to the electronic boards copper plates. 7
Conclusions
The construction of Mod # 0 ' was performed using optimum optical quality crystals, thus, we expect from it the best performances. On the other hand, the construction of this module allowed the CERN Regional Centre to validate the operations carried out, as well as the tooling specifically designed for this mounting. In addition, the assembly of Mod # 0 ' was a great chance for the operators to get a good training in order to achieve the neccessary skills for such complex activities as the ones involved in the assembly process are. The excellent capacities of C.R.I.S.T.A.L. as data management system were also confirmed.
423
Acknowledgments I would like to thanks the CERN Regional Center operators Bruno Buisson, Herve Cornet, Eric Gitton, Alain Machard and Rene Morino for the essential role played in the uniformisation and characterization task and also in the assembly sequence. In addition, I would like to thank Michel Lebeau for his contribution to the development of the uniformization method. References 1. P. Lecoq, Large scale production of Lead Tungstate crystals in Russia, Proceedings of the International Workshop on Tungstate Crystals (Rome, 1988). 2. E. Auffray et al, Performance of ACCOS, an Automatic Crystal quality Control system for the PWO crystal of the CMS calorimeter, Nucl. Instr. Meth. A 456 (2001) 325-341. 3. E. Auffray et al, Status on PWO crystals from Bogoroditsk for CMSECAL, Proceedings of International Conference SCINT 2001, Chamonix (France), September 2001. 4. E. Auffray et al., Specifications for lead tungstate crystals preproduction, CMS Note 98/038. 5. P. Sempere et al, Uniformization of light collection in lead tungstate crystals in view of a high resolution electromagnetic calorimeter, Proceedings of the IX Int. Conference on Calorimetry in High Energy Physics, Annecy (France), October 2000. 6. E. Auffray, CMS/EC AL Construction and quality control, Proceedings of the VIII Int. Conference on Calorimetry in High Energy Physics, Lisbon (Portugal), June 1999. 7. J.M Le Goff et al., C.R.I.S.T.A.L. / Concurrent Repository & Information System for Tracking Assembly and production Lifecycles. A data capture and production management tool for the assembly and construction of the CMS ECAL detector, CMS Note 96/003.
A N E W CONCEPT FOR A N ACTIVE ELEMENT FOR THE LARGE COSMIC RAY CALORIMETER ANI
F. STEINBUEGL, J. GEBAUER, E. LORENZ AND R. MIRZOYAN Max-Planck-Institute for Physics, Foehringer Ring 6, 80805 Munich, Germany E-mail: [email protected] A. CHILINGARIAN Yerevan Physics Institute, Yerevan,
Armenia
D. FERENC UC Davis, Davis, CA, USA B. JOKELE Technical University of Munich, Munich,
Germany
For the half completed ANI sampling calorimeter (1600 m2 detection area, 6 concrete absorber layers of 1 m thickness each) at Mount Aragats, Armenia, a cheap and efficient active detector element is needed. A new concept for such a detector element and first results from a reduced size prototype are presented.
1
Introduction
T h e energy spectrum of cosmic rays comprises more t h a n 12 orders of magnitude and extends to t h e enormous energies u p t o 10 2 1 eV. T h e Cosmic ray " b e a m s " bring information about most energetic processes in t h e Universe and could be used for investigation of strong interaction parameters at energies well above achievable on modern particle colliders. Extremely low fluxes of t h e Cosmic Rays (CR) of t h e highest energies require a large detector area, respectively volume. Cost is a limiting factor and there is a need t o find cheap active elements of large volumes. A typical example is t h e need for t h e active element for the large calorimeter project ANI 1 . ANI is located on t h e Mount Aragats and is half completed after the collapse of t h e former Soviet Union. Besides an operational scintillator array t h e ANI-detector comprises a 40x40 m 2 concrete absorber of 6 layers of 1 m thickness each, interspersed by 40 cm gaps. T h e high altitude of 3200 m asl makes this detector particularly interesting for studies of charged CRs above 10 1 4 eV where besides t h e operational Kascade array at Karlsruhe 2 no other large experiment is planned.
424
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T h e basic concept and some prestudies
Here we want to present both the concept and the first results from a reduced size prototype for the active element for such a calorimeter or similar applications 3 . The basic element is a long tube filled with water and read out by 2 photomultipliers (PMT) at both ends. A typical configuration would consists of 20(40) m long tubes of, say, 30x30 cm 2 crossection, arranged alternatively in x and y direction in consecutive gaps. The inner surface of the tubes are lined with a new highly reflective (specular reflector) foil ensuring good light piping over long distances, respectively of detectors with large aspect ratios (1/d). Fast charged particles passing through the water produce Cherenkov light. A significant fraction ( « 50%) of the light is absorbed by a dissolved wavelength shifter dye (WLS) and and re-emitted around 420500nm. The re-emitted light is isotropic and well matched to the spectral range of the high reflectivity-liner and the sensitivity of standard PMTs. Figure 1 shows the conceptual design of such an element.
Figure 1. Conceptual design of a detector element with readout.
The main problem in past approaches of similar configuration was inefficient light transport over long distances in thin (d/1
426
negotiating with 3M about extending the high reflectivity down to 300 nm.). The foil does not contain any metal and is completely inert against many
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mixtures). As readout elements PMTs (9390B from ET) with a diameter of typically half the diameter of the tubes are used. Using short Winston type light concentrators of the same 3M foil material one can in principle economise on the size of the PMTs and also improve on the time dispersion by rejecting large angle photon paths at the expense of small signal loss. As WLS many fluorescent dyes can be used, for example dyes used for optical brighteners in washing powder, white paper etc. These dyes are nonpoisonous, mass produced, dissolve easily in water and have a quantum efficiency (QE) close to 100%. Fig. 3 shows the absorption and emission curve of a tested WLS, the absorption cut-off of water, the reflectivity of the 3M foil VM 2000 and the QE of a standard PMT with bialkali photocathode. Calibrations and monitoring of the tube performance will be realized by i) LED pulsers, ii) by charge pulses injected at the inputs of the charge sensitive preamps and iii) by cosmic muons (2000/sec/20 m tube at 3200 m asl). LEDs are either blue ones (< A > = 428 nm or < A > = 470 nm) or Nichia UV-LEDs (< A > = 370 nm) exciting the nearby WLS. Some problems might occur during subzero temperatures in winter, requiring either external heating or replacing the water by a water alcohol mixture, respectively the admixture of
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salt to the water. 3
Test of the basic element
In the spectral range between 250 and 400 nm a total of 280 Cherenkovphotons/cm pathlength are generated by a traversing charged particle of 0 « 1. The diameter of our prototype tube is 20cm (length = 6m). For the tested WLS (Radiant D282) of fts 95 % QE about 2600 photons are emitted isotropically, which are emitted basically half and half in the two directions. Due to water absorption and reflectivity losses only some fraction of the photons will reach the PMTs. Figure 4 B shows the decrease of photons as a function of distance from the PMT. A muon at the far end produces ~ 7 photoelectrons (QE of the used PMTs is about 17% in the range or interest). Figure 4 A shows typical PMT-signals. The different amplitudes , different onsets and shapes reflect the passage of a muon close ( « 1 m) to PMTl. From both the amplitude and timing measurements we concluded that a position resolution of <30 cm can be reached for a single particle. 4
Summary and outlook
Test results show that the presented concept for an active detector element is working as expected. The length for a 50% loss of photons is li/2 « 2.5m — 3.5m. This makes the extension of the tube length to 20 or 40m possible (if a single muon calibration over the entire length is not required)
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and consequently the detector element has the potential for the application in large area sampling calorimeters. A first cost estimate shows that a tube element can be built for $ 1500-2000 (dominated by the PMT price) for both the 20 and 40 m long units. A total of 800 (40 m version) respectively 1600 tubes of 20 m length would be needed for the ANI calorimeter. The test shows a significant improvement potential: i) Search for more suitable wavelength shifter dyes, ii) Influence of WLS-concentration to the efficiency of the detector element, iii) Influence of antifreezing compounds to the absorption and emission spectra of the WLS-dyes. Also long-term aging tests need to be performed. Acknowledgments We want to thank our colleagues from the HEGRA collaboration, S. Borngrebe and the workshop of the MPI for the production of the prototype. We also thank 3M for providing the new VM 2000 foil sample. References 1. 2. 3. 4.
Danilova T.V. et al., Nucl. Instrum. Methods A 323, 104-107 (1992). Doll P. et al., KASCADE Collab., Karlsruhe, Report KfK 4648 (1990) Weller M.F. et al., Sience Vol., 287, 2451, (2000). Steinbuegl F., Diploma thesis, TU-Munich, (2002), unpublished.
WHAT'S N E W W I T H T H E CMS H A D R O N CALORIMETER VASKEN HAGOPIAN For the CMS HCAL Collaboration Department of Physics, Florida State University, Tallahassee, FL. 32306, USA E-mail: [email protected] The CMS Hadron Calorimeter is designed to measure hadron jets, single hadrons and single JJ'S. The Central Barrel and the two End Caps, made of brass and scintillators cover the | r\ | range of 0.0 to 3.0. The two Forward Calorimeters made of iron and quartz fibers extend the | n | range to 5.0. Scintillators are also placed outside of the magnet coil, within the muon system to measure the energy leakage from the Central Barrel. The construction of the calorimeter is about 50% complete. Several design changes were made to simplify the calorimeter and reduce the cost. The longitudinal segmentation of the central barrel and end caps was reduced by one unit. The quartz fiber diameter was doubled from 300 to 600 microns. Improvements were made to the Hybrid Photodetectors (HPD) and various other components. The special purpose ADC (QIE) and other electronics are in prototype stage.
1
INTRODUCTION
The CMS is one of the major general purpose facilities for the CERN Large Hadron Collider (LHC). The Hadron Calorimeter x (HCAL) Central Barrel (HB) is 9 meters long, one meter thick and 6 meters in outer diameter. The HB is made of 36 wedges of brass and scintillator. The two End Caps (HE) are also made of brass and scintillator, with a diameter of 0.8 to 6.0 meters and a thickness of 1.8 meters. Both HB and HE are inside the 4-tesla solenoid coil. The r\ — <j> segmentation of HB and HE is 0.087 x 0.087, except near | T) | 3.0 where the size of the segmentation is doubled. The longitudinal segmentation for HB is one unit while for HE varies from one to three. The forward calorimeters (HF) are designed to measure forward jets. Since the HB is only 6.5 interaction lengths thick, the Outer Calorimeter (HO) (scintillators inside the muon barrel system, outside of the solenoid coil) measure the HB energy leakage. Monte Carlo studies and test beam results show that HO improves the energy resolution. To compensate for the radiation damage at | T] | above 2.0, HE has extra longitudinal segments to allow correction for signal loss. Various sections of the calorimeter have been tested using pion, proton, electron and muon beams 2 . For the test beam at CERN a large motion table has been constructed on which a 40° segment of the calorimeter can be placed. Besides the active and passive materials, the calorimeter has optical readout systems using 19 pixel Hybrid Photodiodes (HPD), 12 kV high
429
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Figure 1. Hadron half-barrel calorimeter in CMS assembly hall
voltage system, low voltage system, special design ADC (QIE), calibration systems using moving radioactive source, laser and LED and special purpose electronics. Details can be found in prior conference proceedings 3 . 2
P R O G R E S S T O DATE
The Felguera factory in Spain constructed the barrel calorimeter wedges. The wedges were assembled in two barrels in the factory to make sure all the components fitted together and verify that the distortions were within acceptable limits. The wedges were then disassembled and shipped to CERN. In CERN the scintillator megatiles were inserted and the first half has been shipped to the CMS assembly hall and reassembled.
431
Figure 2. Hadron half-barrel calorimeter in MZOR
Figure 1 shows the first half-barrel comprising of 18 wedges. HB will be supported inside the magnet cryogenic housing. The first End Cap brass portion of calorimeter is completed and shipped to CERN, where the scintillator megatiles will be inserted. Figure 2 shows a HE End Cap on the MZOR factory floor in Russia. Prototypes of HO and HF have also been constructed and tested in the test beams. Various radiation tests are continuing to better understand the damage. Now that the major construction projects are well under way, the emphasis has shifted to the other parts of the calorimeter. This is where several changes were made recently for a variety of reasons, including simplification and lowering of the cost. HO is being constructed in India. HF construction is a joint project of many countries, including US, Russia, Hungary and Turkey. The major changes and improvements are discussed below.
2.1
HPD
The original design of the HPD's suffered a large amount of cross talk, where about half the signal in one pixel leaked into other pixels. Three sources of cross talk were identified. 1. Electrical cross talk between pixels. This cross talk was eliminated by creating a low impedance diode bias voltage electrode. 2. Optical cross talk due to internal reflection of the light signal. The optical cross talk has been almost eliminated by antireflection coating that produced destructive interference of the reflected light. 3. Back scattered electrons. The magnetic field of the CMS will spiral these electrons in tight circles. This
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solution requires that the HPD axis be well aligned with the magnetic field. 2.2 QIE Figure 3 shows the four-range QIE prototype that almost meets all the specifications for the calorimeter. The QIE will measure charge from 1 fC to 10 pC. The next step is producing several production units that should be the final design and also be used in the test beam at CERN. 2.3 Longitudinal Segmentation Initially HPD's under consideration were the 19 and 73 pixel units, each 5 cm in diameter. The 73 pixel HPD required 66 QIE channels with 11 QIE cards. The width of the 73-pixel readout module became too large to be serviced in the very tight space available in CMS. The original proposed longitudinal segmentation for each tower was to read one layer immediately after the electromagnetic calorimeter and the remaining layers connected to single pixel.
433
This arrangement required the 73 pixel HPD. Using test beam results and Monte Carlo studies, it was found out that the active first layer did not add substantially to the resolution. The passive addition of the first layer to the other layers, with a weight maximizing the resolution, gave almost the same results. Since physical space was tight and to reduce costs, the choice was made to reduce the longitudinal segmentation to one unit. For HE, the longitudinal segmentation was also reduced. These changes reduced the number of HPD's and QIE's by about 15% and 40% respectively. 2.4
Forward Calorimeter - HF
Two major changes were made in the design of the HF calorimeter. The HF is in a very high radiation area and the active material chosen for this subsystem is quartz fibers. The initial choice was 1% quartz fiber of 300-micron diameter. Monte Carlo studies were performed to study the resolution as a function of the quartz fiber diameter keeping the fraction of active material the same. Figure 4 shows a plot of the resolution as a function of the energy for four quartz fiber diameter-space of 2.5 mm (300 mic), 5.0 mm (600 mic), 7.5 mm (900 mic) and 10.0 mm (1,200 mic). The resolution deteriorated very little from 300 to 600 microns. Doubling the diameter reduces the number of fibers to be installed by a factor of four, thereby reducing the manpower. The second design change is replacing the quartz fiber with quartz clad with quartz fiber with plastic clad. This change reduces the cost of the fibers substantially. Test beam studies and radiation damage studies of quartzquartz and quartz-plastic fiber have shown small difference in degradation due to radiation damage. 3
CONCLUSION
The CMS Hadron Calorimeter is about 50% constructed. Some critical improvements have been done that reduced the cost. Focus has now switched to electronics, assembly, installation and calibration. Front-end electronics is also progressing well. We expect to have a working hadron calorimeter on the first day of data taking. ACKNOWLEDGEMENT The CMS HCAL collaboration is composed of about 45 institutions from about a dozen countries. It is truly an international collaboration, with various nationalities taking lead responsibility of various sub-systems. This tremen-
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dous progress is due to the hard work of many members of these institutions, and I gratefully acknowledge the many scientists whose help was crucial for this report. References 1. The CMS - Hadron Calorimeter - Technical Design Report. CERN/LHC 97-31 (1997). 2. V. Abramov, et al, Nucl. Instrum. Methods A 457, 75 (2001). 3. V. Hagopian, Nucl. Phys. B 78, 182 (1999); V. Hagopian in Calorimetry in High Energy Physics, ed. G. Barreira, B. Tome, A. Gomez, A. Maio, M. J. Varanda (World Scientific, Singapore, 2000).
OVERVIEW OF T H E ATLAS LIQUID A R G O N CALORIMETER S Y S T E M ROBERT S. ORR Department of Physics, University of Toronto, 60 Saint George Street, Canada M5S 1A7 (On behalf of the ATLAS Liquid Argon Group) E-mail: [email protected]
Toronto,
An overview is given of the ATLAS liquid argon calorimeter system. The liquid argon system uses several different design technologies in different pseudorapidity regions of the detector. We discuss how the design goals have led to each of these technology choices. For each of the systems we describe the mechanical structure, the measured performance, and the status of construction.
1 1.1
Introduction LHC Environment
The Large Hadron Collider (LHC) at CERN is designed to have an energy and luminosity sufficient to experimentally elucidate the mechanism of electroweak symmetry breaking, and to generally investigate the centre-of-mass energy regime up to 1 TeV constituent collision energy. Given the available machine technology the LHC has been designed to achieve a proton-proton centre-ofmass energy of 14 TeV at a luminosity of 1 0 3 4 c m - 2 s _ 1 . While these machine parameters bring the opportunity for new and exciting discovery physics, they make stringent requirements on the design of the detector elements. 1.2
Calorimeter Design Goals
The ATLAS experiment is designed to exploit the full capability of the LHC at both the design luminosity, and the much lower luminosity expected at the turn-on of the machine. For this reason the complete detector must satisfy the somewhat conflicting needs of both discovery physics such as the Higgs and Supersymmetry, and also "Standard Model" physics such as precision investigations of the top and bottom quarks. In physics terms, the calorimeters must measure, with sufficient resolution, the energy and direction of jets, electrons and photons, and E™lss over a wide rapidity interval; the ability to identify the bunch crossing, and some capability to identify muons are also important requirements. In addition to energy measurement, particle identification is important, crucial areas being 7/7r° and e/n separation.
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Figure 1. A cross section through one hemisphere of the liquid argon cryostats, showing the various calorimeter systems.
In terms of system design considerations there are many requirements which have to be optimized. The high LHC bunch crossing frequency requires a fast readout scheme with high segmentation to reduce occupancy, the high luminosity requires that the calorimeters be generally radiation resistant, and the high center-of-mass energy requires a high dynamic range from 1 mip to 5 TeV and a pseudorapidity coverage out to \r]\ w 5. General operating considerations also require uniformity of response, long term stability, and ease of calibration. Finally all of these must be combined with cost considerations, modular construction, and a feasible mechanical scheme for installation in the ATLAS detector. The detector requirements vary somewhat depending upon the position and role of the detector. Clearly physics such as H —> 77 requires a very high resolution on electromagnetic energy combined with excellent position resolution, while the energy resolution for hadronic final states can be considerably relaxed. Similarly, the forward calorimeter (FCAL) must be much more radiation resistant than the barrel electromag-
437
netic calorimeter. Considerations such as these have led us to choose different technologies for different elements of the liquid argon calorimeter system 1. A general arrangement of the calorimeter elements is shown in figure 1. 2 2.1
Calorimeter Technologies Barrel Electromagnetic
Calorimeter
Both the barrel and the endcap electromagnetic calorimeters are lead-liquid argon devices. The accordion structure has been chosen as it meets the requirements on energy and angular resolution, high segmentation, speed of read-out with low pileup, and hermeticity. The design requirements are, for energy resolution:
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The endcap electromagnetic calorimeter is similar to the barrel in conception. However the realization of the accordion structure in this region is mechanically difficult. In order to maintain a spatially constant sampling fraction ATLAS has chosen the "Spanish Fan" configuration; this is in essence a variable fold angle with radius. This geometry can be seen in figure 3(a). Mechanical constraints limit the radius over which this geometrical configuration can be used, and the endcap calorimeter is divided into a small and large radius wheel; again this is clear in figure 3(a).
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The arrangement of modules into the endcap wheel is shown in figure 3(b), and an impression of the structure can be gained from figures 3(c) and (d). The endcap wheel covers the pseudorapidity range 1.4 < |»7| < 3.2. The modules consist of layers of lead absorber and copper-kapton readout electrodes arranged as an electrostatic transformer with an accordion structure, figure 3(c), similar in concept to that already described for the barrel . There is one wheel at each end of the detector, with 8 modules per wheel. There are 96 gaps in the outer wheel which vary in width from 2.8mm to 0.9mm in order
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to realize the constant sampling fraction; the inner wheel has 32 gaps varying in width from 3.1mm to 1.8mm. Each wheel assembly of 8 modules has a diameter of 4000mm, corresponding to a depth varying between 22 X0 and 37 X0 as a function of pseudorapidity. There are three longitudinal samples and the lateral granularity is A77 x A
Hadronic Endcap Calorimeter
Energy resolution is at a premium in the electromagnetic calorimeters. However, in the hadronic calorimeters the optimization goals are somewhat different. The hadronic calorimeters are primarily concerned with jet mass reconstruction, and the calorimeter energy resolution is not the dominant contribution 4 . Instead the hadronic endcap calorimeter design aim is for a compact, reliable, radiation tolerant design of minimum cost. Details of the design and performance may be found in 5 6 . The hadronic endcap calorimeter is a conventional plate design, and covers the pseudorapidity interval 1.5 < \rj\ < 3.2. with a design goal for the energy resolution of: 50%
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the preamplifiers due to irradiation effects. The electronics readout of the wheels is designed for three samplings in depth, although the second two will be ganged together initially due to economic considerations. The readout dynamic range is sufficient to detect minimum ionizing particles, so that muons may be seen, and correlated in the muon system. This will allow the detection of catastrophic muon energy loss before the muon chamber system. A schematic of the complete hadronic endcap assembly is shown in fig-
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ure 5(a), there is one such assembly in each of the two endcap cryostats. Each endcap consists of two wheels. The front wheel has copper plates of thickness 25mm, while this is relaxed to 50mm in the rear wheel due to the relaxed energy resolution requirement; the distance between the copper plates is 8.5mm. Each wheel consists of 32 modules. Two front and two rear wheels are shown assembled for beam testing in figure 5(b). The HEC is 10A deep, and has a lateral modularity of Arj x Aip = 0.1 x 0.1 out to pseudorapidity of 2.5, and Arjx Acp = 0.2 x 0.2 beyond 2.5. Each module of the HEC undergoes a cold test for quality assurance, and there has been an on-going program of beam testing. The measured energy
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Forward Calorimeter
The ATLAS forward calorimeter (FCAL) covers the high pseudorapidity regime 3 < |T;| < 5. In this region the most challenging issues are radiation damage resistance, reliability, and the resistance to space charge limitations. The annual radiation fluence at the FCAL is 10 16 neutrons c m - 2 and 2 x 106 Gy; the thermal load is 100 watts. In terms of physics, the role of the FCAL is to ensure hermeticity and to tag very forward jets. Rather than energy resolution, the resolution in transverse energy is most important. Due to the high energy of the particles in this region, the stochastic term in the energy resolution is not the most important, and the lateral modularity has to be chosen such that the angular resolution does not dominate the transverse energy resolution. In order to achieve an ET resolution of 10%, the requirement on the energy resolution is:
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Channel count for both ends: 2822 Figure 7. A cross section view of t h e FCAL modules assembled in the inner tube of the endcap cryostat, the table gives t h e design parameters of each active module.
The structure of the FCAL2 and FCAL3 consists of a paraxial arrangement of tungsten rods inside copper tubes; the liquid argon gap between the rod and tube providing the ionization region. The gap between the rod and tube is maintained by a spiral of the radiation hard plastic PEEK. The ends of the copper tubes are swaged into copper end plates, and the matrix between the copper electrode tubes consists of sintered tungsten slugs. FCALl is very similar except that the matrix and the electrode rods are made of copper; FCALl contains the maximum of electromagnetic showers, and thus
445 W (97%), Ni (2.1%), Fe (0.9%)
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Figure 8. Structural details of FCAL: (a) the tungsten slugs which comprise t h e matrix, (b) assembly details showing slugs, and copper tubes. Tungsten electrode rods are inside the tubes.
the maximum ionization and heat load; hence the use of copper. The overall structure and the parameters of the FCAL are given in figure 7. The slugs are shown in figure 8(a) and the general assembly of FCAL2 and FCAL3 can be understood from figure 8(b). The construction of production modules is shown in figure 9. In (a) one can see the FCAL1 structure of stacked copper plates, with copper electrode tubes and rods. In (b) can be seen the FCAL2 and FCAL3 tungsten copper structure. Ionization calorimeters in a very heavily ionizing environment are prone to space charge problems due to the build up of ionization reducing the interelectrode electric field. This can be solved by using a very small liquid argon gap; which is the approach adopted in the FCAL. The paraxial cylindrical electrode structure is a mechanically practical way of achieving a uniform thin gap, it also allows the readout cables to be shielded by the modules themselves. The FCAL is extremely radiation hard as it consists only of
446
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Figure 9. Production of the FCAL modules: (a) a copper FCAL1 module, (b) a tungsten FCAL2 module,
copper, tungsten, liquid argon, and PEEK. Beam test measurements of the energy resolution and linearity of the FCAL are shown in figure 10 and further details may be found elsewhere 7 8 9 . These results were obtained using the FCAL1 and FCAL2 module zeros. These did not completely contain hadroiiic showers, and one can regard the results as a worst case, indicating that the ATLAS requirements will be met by the final production modules. 2.5
Production Status and Schedule
At present all components of the ATLAS liquid argon calorimeter are in production having incorporated design changes motivated by the experience of building "module zero" prototypes. The assembly and installation of the devices spreads over a two year period. The two endcaps of ATLAS are labelled
447
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as "A" and "C", and assembly and integration starts with the "C" endcap. The electromagnetic endcap is scheduled to be assembled and integrated in the period March 2002 until September 2002 with the corresponding HEC and FCAL being integrated in parallel in the period March 2002 until March 2003. A cold test of the endcap "C" is scheduled between March 2003 and September 2003, with installation in the ATLAS pit in November 2003. The corresponding dates in the assembly and integration of the "A" end starts with the HEC in October 2002, then the electromagnetic in February 2003, and the FCAL in January 2003. The integration procedure is scheduled
448
to be complete in January 2004 with the cold test scheduled between February and August of 2004, and installation in the ATLAS pit in October 2004. The barrel assembly and integration schedule proceeds in parallel with the endcaps; with completion scheduled for installation in the ATLAS pit in January of 2004. References 1. ATLAS Liquid Argon Calorimeter Technical Design Report, CERN/LHCC 96-41, December 1996. 2. F. Djama, These Proceedings. 3. Clement, C. et al., Performance of the ATLAS Electromagnetic Calorimeter : Test of Barrel and End Cap Modules., Published in Annecy 2000, Calorimetry in High Energy Physics, pp. 403-412 . 4. ATLAS Calorimeter Performance Technical Design Report, CERN/LHCC 96-40, 13 January 1997. 5. B. Dowler et al., Performance of the ATLAS Hadronic End-Cap Calorimeter in Beam Tests, Accepted for publication in Nucl. Instr. and Meth. 6. J.D. Pinfold, These Proceedings. 7. Levan R. et al., ATLAS Forward Calorimeter Prototype Hadronic Test Beam Results., Published in Annecy 2000, Calorimetry in High Energy Physics, pp. 421-427. 8. R.S. Orr, The Hadronic Response of the ATLAS Forward Calorimeter Prototype, Proceedings of "IEEE, Nuclear Science Symposium", November 1998, Toronto. 9. Armitage J. et al., Construction and Initial Beam Tests of the ATLAS Tungsten Forward Calorimeter., Published in Nucl. Phys. Proc. Suppl. 78: 171-175, 1999
T H E ATLAS H A D R O N I C E N D C A P CALORIMETER JAMES L. PINFOLD Physics Dept., University of Alberta, Edmonton, Alberta, Canada E-mail: [email protected] A description of ATLAS liquid Argon Hadronic Endcap Calorimeter (HEC) will be given followed by a report on its construction. The plans for assembly of the HEC and its insertion into the endcap cryostat will be briefly discussed. In addition, a description of the recent test beam setup where HEC modules were exposed to beams of electrons, muons and pions in the energy range 6GeV < E < 200GeV at the CERN SPS, will be presented. The key test beam results will be reported. A brief progress report on the HEC construction and plans for future joint test beam studies will be given in the conclusion.
1
Introduction
The ATLAS Hadronic Endcap Calorimeter (HEC) 1 2 covers the pseudorapidity range 1.5 < |/?| < 3.2. The main design parameters of the HEC, that are given in more detail below, are defined by the requirements for good jet reconstruction in the endcap region as well as the determination of missing energy. In order to meet the physics demands of ATLAS the jet energy resolution design requirement is: a(E) -^r- = E
60% / , © 3%. y/E{GeV)
(1)
The HEC is a copper Liquid Argon (LAr) detector with an simple parallel plate geometry that provides a cost effective way to meet the physics design goals. LAr was chosen as the active medium because its intrinsic radiation hardness is required in the endcap region where radiation levels are high. Firstly, a description of the ATLAS (HEC) will be given followed by a report on its construction. Secondly, the plans for assembly of the HEC and its insertion into the endcap cryostat will be briefly discussed. Thirdly, a description of the recent test beam setup where HEC modules were exposed to beams of electrons, muons and pions in the energy range 6GeV < E < 200GeV at the CERN SPS, will be presented. The key test beam results will be reported. A brief progress report on the HEC construction and plans for future joint test beam studies will be given in the conclusion
449
450
Figure 1. An isometric cut-away view of one hadroaic calorimeter endcap
2 2.1
The ATLAS Hadronic Endcap Calorimeter Design Requirements
The physics benchmark process that constrains the energy resolution of the HEC is the efficient tagging and reconstruction of forward going jets associated with the production of the Higgs particle, with mass in the range of a ~300 GeV up to around 1 TeV, via vector boson fusion. The target energy resolution to achieve this goal is given above. The transverse granularity is mostly constrained by the need for good reconstruction of the decay W -¥ jet.jet at high FT- This requirement is met by the assignment: A?j.A$ = 0.1 x 0.1 for |iy| < 2.5 and A»j.A$ = 0.2 x 0.2 above \r}\ = 2.5. A linearity of better than 2% 2 is needed to satisfy the physics goals of the HEC design. Two requirements determine the longitudinal extent of the HEC. First, one must have total energy containment up to the highest energies and second, one must achieve an acceptably low "punchthrough" probability to the muon system. These requirements were met by making the HEC 10 interaction lengths (A) deep, including the endcap electromagnetic calorimeter (EMEC) in front of the HEC. Fast electronic are needed to enable bunch crossing identification with high efficiency and also to keep pile-up signals low. However, shorter shaping times result in increased noise. The physics constraint here is the desire to have a good signal to noise ratio for well isolated muons. Optimally, the electronic noise should be comparable to or less than the "noise" signal from the expected pile-up at the highest design luminosity. As always, reliability
451
Figure 2. An artist's impression of the HEC - the cutaway view shows the readout structure
and cost effectiveness also place major design constraints. 2.2
Detector Description
The HEC shares the two endcap cryostats with the EMEC and forward calorimeters (FCAL). Each HEC endcap consists of two wheels, the front (HEC1) and the rear (HEC2), placed in the cryostat behind the EMEC. A cut-away view of one ATLAS end-cap is given in figure 1. An artist's impression of a HEC module is given in figure 2. In this figure one can clearly see the seven stainless steel tie rods that maintain the mechanical integrity of the module. The modules are bound into the wheel structure with connecting bars at the inner and outer circumference of the module. The thickness of the front(rear) module is 0.82m (0.96m). The thickness of the copper absorber plates making up the front (rear) modules is 25 mm (50mm). The first plate of each wheel being half the thickness of the other plates in the wheel. Each wheel is made out of thirty two essentially identical modules. The outer diameter of each wheel is approximately 4m. The weight of front (rear) wheel of the HEC is 67t (90t). Figure 2 also shows a cut-away detail of the readout structure between the copper absorber plates. This structure is based on the principle of the electrostatic transformer (EST) 3 (a schematic description of which is given in figure 3). The readout structure housed in each gap consists of a central board which contains the read-out electrode pads that define the n x <j> granularity
452
* - EST BOARDS
Figure 3. A schematic depiction of the electrostatic readout structure placed in each 8.5 mm inter-absorber plate gap.
of the calorimeter. This board is called the PAD board and it is accompanied by two other boards, one on either side, that are part of the EST structure. Each EST board is comprised of a layer of polyamide insulator sandwiched between two high resistive layers (HRL) that are connected to ground or high voltage. The HRL has a resistivity which is typically about 0.5 MQ per square. This high resistivity layer provides a simple way to maintain a good ground potential across the area of the board and helps to protect the preamplifiers from destructive sparks in the LAr gaps. The PAD board is comprised of a copper read-out electrode structure sandwiched between two insulating layers that are covered with a HRL. Thus, the EST readout structure consists of four subgaps with two EST and one PAD board. In total, there are 24 (16) instrumented inter-plate gaps for the front (rear) module. Longitudinally, they are read-out as segments of 8 and 16 gaps for each front wheel and 8 and 8 gaps for each rear wheel This yields a total of 96 subgaps in the front wheel and 64 in the rear wheel. The spacing between the various elements of the EST readout structure is maintained using honeycomb or "hexcel" spacer mats. The EST structure combines longitudinal gaps in series rather than parallel. The capacitance of n gaps in series is Cgap/n rather than Cgapn for parallel ganging. The detector capacitance is thus reduced by a factor of n 2 while the signal is reduced by n. A ferrite core transformer of ratio n has the same effect - hence the term EST. The EST structure also allows for a narrow gap structure without increasing the overall capacitance. The low capacitance allows a fast signal rise while keeping noise low. The narrow gap design also results in a smaller HV requirement for the required electric field and helps
453
Figure 4. The placing of PSBs on the back of three HEC rear modules
to shorten the drift time.
2.3
The Cold Front-End Electronics
A stripline connector of 500 impedance running along the longitudinal section and coaxial cables running in between the sections, carry the signal to the preamplifier boards located at the periphery of each HEC wheel. The signals from two consecutive pads are summed into a single preamplifier. The output from (typically) four preamplifiers are summed together within the same preamplifier chip. A buffer stage drives the output signal up to the feedthroughs. All signal and calibration cables are radiation hard 500 cables. The preamplifier ASIC is made by the GaAs TriQuint QED-A process. One chip contains eight identical preamplifiers and two drivers. Five preamplifying and summing boards (PSBs) process signals from one HEC ^-wedge (formed from one HEC1 & HEC2 module). There are three PSBs on the back of each HEC front module and two on the back of each HEC rear module. The placement of PSBs on three HEC rear modules is shown in figure 4. The cable length from the pad to the preamplifier input is approximately 0.2 m for the outer region and around 2m for the innermost part. The substantial length of cables requires that the effects due to signal attenuation and shape distortion have to be taken into account in the calibration procedure.
454
3
Hadronic Endcap Calorimeter Construction
The HEC construction effort can be divided into the following five categories: absorber plate production, at Alberta, Dubna and Protvino and industry; readout foil manufacture, at Mainz and TRIUMF; EST board production at Lebedev; module stacking at Dubna, MPI Munich, TRIUMF and Protvino; cold electronics & cabling harness manufacture at MPI Munich; and last but not least the preparation of the calibration system at Kosice and Mainz. The front modules are manufactured from quarter hard rolled copper for strength while rear wheel plates which are twice as thick are manufactured from softer hot rolled copper. Each rear wheel plate was required to have a flatness tolerance of 0.25 mm. The 0.5 mm flatness tolerance requirement for front wheel plates was more difficult to achieve because of the presence of significant surface stresses. The tolerance on plate thickness for the front (rear) wheel plates is ±0.05 mm (±0.10 mm). During stacking the problem of "tolerance buildup" can be solved by changing the size of the annular spacers defining the 8.5 mm gap between the absorber plates. Another important parameter is the density of the copper plates. This was monitored by taking sample plugs on a batch by batch basis. The copper plate density was required to show a variation from the average plate density of less than 0.2%. The PAD and the EST boards are all manufactured from four main subcomponents: copper clad polyamide etched with the read-out electrode structure; 75 /um sheet polyamide; 25 fim sheet carbon loaded polyamide with typical resistivity of 0.5 Mfi; per square; and, sheet glue. The electrode sectors are approximately 1.6 m long and 0.4 m at the widest end. The polyamide is cut out using a custom-made high precision cutting form called a steel rule die. The dimensions of the polyamide sheets can change depending on the humidity. Therefore, the polyamide sheets are only cut when the humidity is in the range 45 ± 10%. The electrodes are manufactured utilizing a high pressure oven and press, according to standard industry practices. Two electrical connections are made to every high resistive layer for two reasons, First, to provide a more direct path for the significant currents that can be produced in high pseudorapidity regions during high luminosity operation of the LHC and second to provide a redundancy of connection. The alignment of the materials comprising the electrodes is required to be achieved at the 0.3 mm level. The electrodes are spaced by 1.85 mm insulating honeycomb, or "hexcel", mats. These mats are also cut using a steel rule die. In order to maintain quality every mat has its thickness matched and one in every 20 mats is weighed. Boards fabricated from each batch of glue are tested for their resistance to a radiation dose equivalent to ten years of LHC
455
operation. Further test of the readout boards, for each batch of glue, are also performed to: test for potential for poisoning of the LAr by the readout boards within a nigh radiation environment; and, to test the peel strength of the glue after irradiation. No significant effects were observed. Modules are stacked from sub-components manufactured at the institutes and industry. The manufactured modules are then shipped to CERN. The modules are subjected to detailed and demanding Quality Control (QC) testing procedures to ensure that the modules conform to the design requirements. The QC procedures invoked during stacking are part of a wider QC procedure that covers every aspect of module manufacture and construction. Central to this QC procedure are the mechanical and electrical tests to which the modules are subjected upon their receipt at CERN. These test are followed by cold tests of the modules. In addition, one eighth of the modules are subjected to a beam test. All important QC data are stored in a database which is accessible to all institutes involved in the HEC project. 4
Hadronic Endcap Calorimeter Assembly
The HEC engineering effort has now switched to the design and manufacture of the wheel assembly and rotation equipment. This equipment was designed and procured by a collaboration between the Alberta, TRIUMF and Victoria HEC groups and consists of the following three components. First, the table on which the HEC wheel is assembled. Second, the stand, that supports the table. Third, the rotator that is designed to attach to the assembled wheel, rotate the wheel to the vertical position and transport the wheel to the mouth of the endcap cryostat and then lower the wheel onto the reception cradle in front of the endcap cryostat. The wheel assembly components have all been manufactured and delivered to CERN. Figure 5 shows the proposed layout of the wheel assembly area at CERN. 5
Testbeam Studies
The HEC design and its technological implementation have been verified in a number of beam tests that took place between 1997-99 using prototype (module-0) modules and other pre-production modules. As has been stated above one eighth of the series production HEC modules are beam tested. These tests are part of the QC procedure. The series production beam testing has now been completed. The first two beam tests of series modules took place in 2000. In each of these tests three (/>-wedges, comprised of one HEC1 and one HEC2 module, were tested. Simulation studies show that depth of this
456 arrangement is sufficient to contain the incident pion energy with a leakage of less than around 3.5% in the accessible energy range. The beam tests were carried out with a separated beam (H6) of the CERN SPS. It is a secondary beam that provides hadrons, electrons or muons in the energy range 6 < E < 200 GeV, where the beam intensity varies strongly with energy and particle type. HEC1 and HEC2 partial wheels were deployed in the beam as shown in Figure 6. The segmentation of the HEC is pointing in
Figure 5. Layout of the HEC wheel assembly area at CERN
457
Figure 6. View of the test beam setup of the partial HEC1 and HEC2 wheels in the cryostat. Each partial wheel consists of three modules
feedthrough thus extending the Faraday cage formed by the cryostat. The rise time compensation is performed in the preshapers and the final pulse is formed by the shapers. The waveform is digitized by ADC modules and the data are transferred via the VME bus to the DAQ. The DAQ is based on a multi-crate VME system, connected by a VME interconnect bus VIC 5 . Random trigger runs (consisting of ~30K events) were take regularly in order that the effect of the electronic noise and pedestal stability on the performance of the electronics could be ascertained. In addition, random triggers were taken in parallel with real particle triggers to enable continuous monitoring of the electronics and also to monitor any differences between "in burst" and "out of burst" random triggers. The fraction of random triggers in this case was ~ 5 % . Data were collected in two run periods with typically 1000 runs per period and approximately 20K triggers per run. The data quality was monitored by an online version of the offline reconstruction task 6 . About 1000 runs with electron, pion and muon beams were taken in each test period. Energy scans in the range 6 < E < 200 GeV were performed for electrons and pions at 15 different impact points on the face of the HEC modules under test. These impact points were selected using simulations of the electron data, in order that the tie rods do not cause undue signal losses. In addition, horizontal and vertical scans were performed for all particle types and at various energies. A detailed description of the testbeam setup and the energy reconstruction is provided elsewhere 10 .
458
The evaluation of the HEC performance was performed using a dedicated software package 7 . This software allowed comparison of experimental data with detailed Monte Carlo simulations for various particle particle at various energies. This package uses the standard ATLAS (fortran) software (DICE 3, ATLSIM)8 with GEANT 3.21 9 . The geometry of the HEC modules are described in sufficient detail to include descriptions not only of the copper plates and LAr gaps, but also of the polyamide electrodes, copper pads and tie rods. All H6 beam line elements - such as the cryostat, MWPCs and scintillating counters - which extend over 30m are also included in the simulation. Three different codes for the hadronic shower development were available for simulation: GFLUKA, GCALOR and GHEISHA. 5.1
The response to Electrons
The reconstructed cluster energy is obtained in units of nA and was converted to energy using an average scale factor of O.EM — 2.93 ± 0.03 MeV/nA. This calibration constant was applied to the electron data for all energies. Figure 7 shows the energy dependence of the energy resolution (c/E) for electrons at three different beam impact points. The electronic noise in the electron cluster was subtracted quadratically for each energy and impact point. In this way any electronic noise or impact point dependence has been taken into account as well as any contribution due to coherent noise effects. The energy dependence of the resolution is parameterized in the standard way i.e. as a quadratic sum of a sampling term (a) and a constant term (b): a(E)/E = a/y/E (B b As can be seen from Figure 7 the standard parameterization gives a good fit to the data. The average values of a and b obtained from all of the data are: a = (21.4 ±0.2)% GeV 1 / 2 and b = (0.0 ±0.2)% to be compared with the expectation obtained from the simulation of: a = (21.7 ± 0.1)%GeV 1 / 2 and b = (0.0 ±0.2)%. The agreement between the data and the simulation, shown in the figure, is good. An important element of calorimeter performance is the spatial uniformity of the energy response. The uniformity can be measured by comparing the response obtained from different beam impact points. Figure 8 shows the variation of CHEM with the beam particle impact position. The response in linear within a band of ± 1 % . 5.2
The Response to Muons
A key element of calorimeter performance is its response to low energy deposition. In order to study this aspect of calorimeter response muon data was taken at the following energies: 120 GeV, 150 GeV, and 180 GeV - in two run
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Figure 7. Energy dependence of the energy resolution for electrons at three different beam particle impact points
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Figure 8. Spatial uniformity of the signal response to electrons measured in terms of the ratio of the calibration constant OLEM a* * n e impact point in question to the average CLEM •
periods. The impact point for each muon is calculated using the MWPC data. As the test beam setup is non-pointing the number of cells readout is greater. Thus, the noise contribution to the muon signal is increased accordingly.
460 a uf 51200 •o 1000 800 600 400 200 0
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Figure 9. The response of the HEC modules to 180 Gev (dashed line) in units of CT, compared to the noise distribution (sold line)
Figure 9 compares the total energy deposited by 180 GeV muons with the noise distribution. The distributions are plotted in units of noise width (Pnoise)- The ratio of the muon signal to the noise "signal" is roughly 5. 5.3
The Response to Pions
The HEC is a non-compensating calorimeter, i.e. the ratio of response to electrons to the response to pions (the "e/7r" ratio) is energy dependent. In order to reconstruct the total energy the signals in all readout channels corresponding to the pion cluster are summed. The calibration factor cthad, that is used to transform the visible energy (E^™) measured in nA, to beam energy in MeV at the beam energy E0, is given by the ratio: ahad(E0) = E0/E^. The energy dependence of the energy resolution a/E for three different impact points is shown in Figure 10. The form of the parameterization of the energy dependence of the resolution for pions is the same as that used for the previously described electron. As can be seen from figure 10 this parameterization fit the data well yielding the typical values: a (sampling term) = (70.6±1.5)% GeV 1 / 2 ; and , ^(constant term) = (5.8±0.2)%. The data were compared with simulations using GCALOR, GFLUKA and GHEISHA for the hadronic shower simulation. In general GCALOR yields the best, although too "optimistic", description of the data reflected in the smaller constant term: b = (4.9 ± 0.1)%. To obtain the intrinsic energy resolution of the HEC the energy leakage from the test modules must be accounted for. The corrected (intrinsic) energy resolution obtained is: a — (62.2 ± 1.8)% GeV 1 / 2 ; and , b = (5.2 ± 0.2)%. This should be compared with the expectation using
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Figure 10. The energy dependence of the pion energy resolution for three different impact points. The lines show the results of the individual fits.
GCALOR: a = (61.3 ± 0.6)% GeV 1 / 2 ; and , 6 = (3.5 ± 0.1)%. An important intrinsic property of a hadronic calorimeter is the ratio of the response of the calorimeter to hadrons to that of electrons. A complicating factor in the description of the calorimeter response to hadrons is that the hadronic shower has an electromagnetic part, due primarily to 7r°'s produced in the hadronic shower and a hadronic part. The energy dependence of these components governs the sampling ratio. One can extract this (e/h) ratio by studying the energy dependence of the resolution. The e/h ratio for a noncompensating calorimeter, such as the HEC, deviates from one. This leads to a worsening of the energy resolution that is reflected in a larger constant term. This is due to the fact that the different response to electrons and hadrons of the non-compensating calorimeter can be regarded as a non-uniformity. Of course, the e/h ratio cannot be measured directly but must be inferred from the e/n ratio. These ratios are related by the following equation n : e/h
e IT
l +
(e/h-l).f„o
(2)
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The leakage corrected data are shown in Figure 11. The e/h ratio resulting from the fit with m fixed to 0.85 is e/h = 1.49 ± 0.01(stat.). This result is sensitive to overall scale of the e/ir ratio. The fit results from different impact points indicate that the results are dominated by systematic errors ( estimated to be at the level of 0.1). Estimates using GCALOR and the same procedure followed for the data yield: e/h = 1.32. 6
Summary and Conclusions
At the end of 2001 the series production of HEC modules was well underway with over 57% stacked (76/134) with 42% (57/134) of the modules had been tested in the cold. Essentially all of the cold electronics had been constructed and tested. In addition, the testing of one eighth of the HEC modules in the beam, as per QC requirements, was finished in the summer of 2001. The latest test beam studies indicate that the HEC should operate according to design requirements with an electron energy resolution of typically: a(E) E
(21.4 ± 0.2)% y/E(GeV)
© (0.3 ± 0.2%
(3)
and a pion energy resolution, corrected for energy leakage, of: o(E) _ (62.2 ± 1.8)% E
s/E{GeV)
® (5.2 ± 0.2%
(4)
463
The corresponding e/h ratio was determined to be: e/h = 1.49±0.01(s£a£.) ± 0.10(syst.). In addition, it was determined, for 150 GeV muons, that the signal to noise ratio of approximately five was obtained. Two further beam tests involving HEC modules are planned. The first will be a joint test, involving elements of the HEC and EMEC, that will take place in the summer of 2002). The second will be a joint test involving HEC, EMEC and FCAL elements that is planned for the summer of 2003. It is expected that assembly of the HEC will start at CERN, in Batiment 180, in March 2003. The equipment required for the assembly procedure - the stand, table and rotator - have all been constructed and are on their way to CERN. So far the HEC project is on schedule. References 1. The ATLAS Collaboration, ATLAS Liquid Argon Calorimeter Technical Design Report, CERN/LHCC/96-41, ATLAS TDR 2, 15th Dec. 1996. 2. The ATLAS Collaboration, ATLAS Calorimeter Performance Design Report, CERN/LHCC/96-40, ATLAS TDR 1, 13th January 1997. 3. J. Colas, M Pripstein and W. A Wenzel, Nucl. Inst. & Meth., A294, p583, (1990). 4. M. Chalifour, User and Maintenance Guide for Testbeam Cryostats, Internal Note 6N 5710Q-321500PA, Saclay, (1999). 5. VIC 82151F, VIC User's manual, VIV to VME Interface with Mirrored Memory, CES, (1995). 6. M. Lefebvre & D. O'Neil, ATLAS Int. note ATL-LARG-99-02, Jan. (1999). 7. A. Kiryunin and D. Salihagic, Monte Carlo for the HEC Prototype: Software and Examples of Analysis, HEC Note-063 (1998). 8. A. Artamonov et al., DICE-95, ATL-SOFT-95-014, (1995). 9. R. Brun et al., GEANT3, CERN DD/EE/84-1, (1986). 10. B. Dowler et al.,Performance of the ATLAS Hadronic End-Cap Calorimeter in Beam Tests, Accepted for publication in Nucl. Instr. and Meth., (2001). 11. R. Wigmans,iVud. Instr. and Meth., A259, p273, (1988). 12. D. Groom, What really goes on in a hadronic calorimeter, VII International Conference on Calorimetry in High Energy Physics, Tucson, Arizona, November 9-14, (1997).
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Radiotherapy and Medical Imaging S. Posvisil T. J. Ruth F. Soga C. W. E. van Eijk M. Donetti V. Sossi G. Gambarini
G. J. Beyer
T. J. Ruth
Organizers: (Medical Application Instrumentation) (Radiotherapy and Medical Imaging)
Progress of Heavy Ion Therapy Inorganic Scintillators for Medical Diagnostics A Solution for Dosimetry and Quality Assurance in IMRT and Hadrontherapy: the Pixel Ionization Chamber Biological Interpretation of Quantitative PET Brain Data Characterization of the BNCT Epithermal Column of the Fast Reactor Tapiro (ENEA) and Dose Measurements in Phantom Utilising Not-conventional Detection Radioactive Ion Beams for Bio-medical Research and Nuclear Medical Application Production of Radioisotopes for Imaging and Therapy at Low Energy
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Progress of Heavy Ion Therapy Fuminori Soga Division of Accelerator Physics and Engineering, National Institute of Radiological Sciences, 4-9-1 Anagawa. Inage-ku, Chiba 263-8555, Japan
1. Introduction The charged particle therapy has currently two kinds, either proton therapy or carbon ion therapy. So far, two accelerator facilities in the world have been conducting heavy ion therapy using carbon beam. The first is the HIMAC at the National Institute of Radiological Sciences in Chiba, Japan. The construction of medical accelerator was decided in 1983 along the policy of the government "Comprehensive 10 Year Strategy for Cancer Control". The discussion and decision were based on the pioneering work of treatment trial made with the Bevalac at the Lawrence Berkeley Laboratory with use of neon beam starting from 1975. They tried about 400 patients, but Bevalac was shut down in 1992; the facility was old. HIMAC started its clinical trial in June of 1994. The other place, where the heavy ion therapy has been done, is the SIS facility at GSI in Darmstadt, Germany. Originally this machine is for research of fundamental physics and its applied sciences; the operation of the machine began at the early time of 1990's. After addition of a treatment room in the experimental area, they began the heavy ion treatment in December of 1997. Both facilities are composed of similar combination of elements: ion source, linear accelerator and synchrotron. The energy of the heavy ions has to be several hundreds MeV per nucleon so that the beam may reach the tumor position inside the human body. This need results in the use of synchrotron as the main machine in the accelerator complex. 2. Characteristics of Heavy Ions for Radiotherapy What are the characteristics of heavy ion for radiotherapy ? Compared to conventional radiotherapy with x-ray or gamma ray, they have several strong advantages. These are listed below in the Table 1. Table 1. 2. 3. 4. 5.
1. Characteristics of Heavy Ions for Radiotherapy Excellent Dose Distribution High LET gives High RBE(Relative Biological Effectiveness) Smaller Dependence of Oxygen Concentration Reduction of Cell Repair Less Variation in Sensitivity on Cell Cycle
467
468
The strongest one is the physical factor, that is, excellent dose distribution. The Figure 1 shows the example of comparison. The malignant tumor is located in the center. The spinal cord is highly sensitive to radiation and it is desirable to avoid the irradiation on that part. When the tumor is irradiated either x ray or carbon ion from two orthogonal directions, in case of x ray, the normal portions accept high dose, in particular, near the surface, and also some part of spinal cord receives the radiation. In contrast, the carbon beam has the much better dose distribution. With use of bolus, irradiation to spinal cord can be completely avoided. K rag
vN^J**'**
Fig. 1. The comparison between x ray and carbon beam irradiation Other strong characteristics are related to biological factors. Among 4 factors in the Table 1, the RBE and OER(Oxygen Enhancement Ratio) are highly important ones. These biological effects are 2 or 3 times as strong as the other photon radiation in the same physical dose. In this respect, the RBE and OER of the proton are similar to photon, though it has also the sharp distribution. This is the main difference between proton and heavy ions. 3. Proceeding of the Heavy ion Therapy When we started a design of accelerator facility, the first consideration was medical requirements coming from long experience of photon and neutron therapy in our institute. These are listed at left side in Table 2. Since it was not determined yet the appropriate ion species for therapy, there were wide variation of candidates for acceleration. Other items were range of penetration, dose rate including certain margin, area of irradiation field and so on. Table 2. Medical Requirements and Accelerator Specification Particle Species He to Ar Ions He, C, Ne, Si, Ar Penetrating Range 30 cm in Tissue Max. Energy 800 MeV/n Dose Rate 5 Gy / min. Min. Energy 100 MeV/n Maximum Field 22 cm in diameter Beam Intensity 2 • 10* pps/ring(C) Beam Direction Vertical & Horizontal Repetition Rate 0.5 Hz/ring
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In order to satisfy the above conditions, accelerator specifications were set at right side. It is composed of the ion sources, RFQ linac, Alvarez linac, and 2 synchrotrons. There are 3 therapy rooms: one for vertical beam, one for horizontal beam and one for both beam directions. Besides several experimental rooms are prepared for physics and biology. We have set up the open utilization system for domestic and outside users which exceed now over 120 groups including not only medical related studies but also research works of any kind which use the heavy ion beam. At present, about 40 foreign scientists are joining the research activities, which are conducted at nights and week end. The main difference between NIRS and GSI lies in their irradiation systems. At the HIMAC, the beam is broadened with wobbler magnets and scatterer. We chose a conservative method as the same as preceding Bevalac. In order to measure the dose, there are two monitors for safety, parallel ionization chamber and secondary emission monitor. Multileaf collimator having 23 thin steps of stacked leaves at both sides can be moved to make the beam path matched to the transverse cross section of the tumor. The thickness of each leaf is 6.5 mm. In case of small tumors, the brass collimator are manufactured. Bolus made of acryl for range compensator is provided for each portal irradiation . In the GSI, they are using a spot scanning method. All the magnets in the transport line are made of alternate current type so that they can follow the change of beam energy instantaneously. Consequently, they do not use the ridge filter, collimator, nor range shifter. According to the latest news from "Particles" \ GSI has gradually accumulated the experience of patient treatments though it is not the medical proper machine. The total number of patients treated there is 84 during 3 years and a half at the date of June this year. The Table 3 shows the number of patients at the NIRS by the time of August 2001. Seven years ago when it started, it was small, but now about 200 patients can be treated every year. Table 3. The Number of Patients at the NIRS from June 1994 to August 2001 Head & Neck 178 Bone & Soft Tissue 91 Esophagous 23 Centr.Nerv. System 65 Lung 187 Skull Base 16 Pancreas (prior to ope.) 6 Liver 119 Prostate 144 Rectum (recurrence) 2 Eye(melanoma) 4 Uterine Cervix 69 Miscellaneous 138 The sites of treatment have been gradually extended. Last year, they started the treatment of one of the most hard to treat cancer, pancreas. Now the total number of patients treated is over one thousand.
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Table 4 is the overall local control rate in HIMAC. There is a lot of systematic study along the treatment protocols with variation. The scores are listed for 12,24 and 36 months after the treatments. Score varies site by site, but according to medical doctors, in many cases, unexpectedly good results are coming out. Compared to statistics of last year, certainly the average numbers of control rate are upward. As for the protocol, for example, the fractionation in liver cancer is reduced from starting 15 times to now only 4 times. Table 4.
Overall Local Control Rate in the HIMAC treatment 12 months 24 months 36 months Statistics in Aug. 2000 82.0% 67.1% 56.9% Statistics in Aug. 2001 83.8 % 69.1 % 62.5 % 4. Advancement in Irradiation Method While the treatment continues in the HIMAC, there are developments of research both in accelerator engineering and irradiation technique in our department. 4-1. Synchronized Irradiation with the Respiration of the patients Some organs are moving along with the breathing during the irradiation. In order to minimize the irradiation on normal part, synchronized irradiation with respiration of the patients was developed particularly in case of targets such as lung, liver tumors. This method required two different progresses. One concerns the accelerator and the other the irradiation side. Usually for treatment, the beam is slowly extracted from the synchrotron with a third integer resonance, because the control of dose at each time of irradiation must be within a few %. Actually in HIMAC, this accuracy is usually below 1 %. For synchronized irradiation with respiration, the extraction and shut off of the beam should be done much more rapidly as well as irregularly. The accelerator group developed an Radio-Frequency Knockout method which use the beam heating by a transversal RF field for the circulating beam in the synchrotron leading to rapid switching of the beam. At the same time, the basic extraction time from synchrotron is elongated to the beam duration of 1.5 seconds with duty factor 50 %. The other technique is the production of electric signal gate associated to the movement of abdomen due to the respiration of the patient. This is made with use of the infrared light-emitting diode attached to the patient's body and position sensitive camera. This system generates the gate for request a beam around the end of the expiratory phase. These two techniques are combined and it has been realized in actual treatment since 19962. 4-2. Broad Beam Three Dimensional Irradiation Method The present method of Spread Out Bragg Peak by using wobbler magnets and scatterer has a certain small disadvantage. Though there is a sharp cut off at the distal edge with use of bolus, there is an excess dose for normal tissue around the
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proximal region. This unwanted dose should be reduced to smaller level. In order to improve such distribution, it is necessary to combine the dynamic movements of range shifter and multileaf collimator. This is the long-standing subject and finally this technique will be realized within this year. Though the hardware was provided fairly in early days, it takes long until the difficulty of setting up for the treatment planning which is related to dose control for each thin slice is resolved so as to obtain optimal distribution. 4-3. Utilization of Secondary Beam for Confirmation of the Range of the Irradiated Position and Area, and associated Spot Scanning Method This is also an important long-standing subject, as we know the unique and promising possibility of heavy ion beams from the beginning. A plan is to use n C which has a half life of 20 minutes. Its production rate of intensity is 0.4 % of the primary beam of 12C. In order to use the faint and precious quantity of secondary beams, the spot scanning system has been developed3. In the wobbler & scatterer system, the effectively used particle numbers for patient is 20 -25 % of total beam flux. In an irradiated area of within 10cm X 10 cm, a spot scanning system can make use of total flux of the secondary beam owing to RF-knockout extraction method. We are now successful to get the biological flat dose distributions in the longitudinal and transverse direction at the test dose of 2 Gray and these are illustrated in Figure 2.
Fig. 2. Longitudinal and transverse dose distributions in spot scanning The first irradiation for the patient at least for confirmation of range of the particles, will be started next year, and it is hoped that eventually some of the treatment itself will be done with radioactive beam. 5. Towards Propagation of Heavy Ion Therapy In order to prevail this modality in the society, it is required to make more efforts to get an idea of small-sized accelerator and develop more efficient treatment system.
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The second heavy ion radiotherapy facility has already been completed in the Hyogo Prefecture in Japan. It is located in Kansai district near Osaka and Kobe. This was constructed under Hyogo government; it is smaller but similar scale to HIMAC. The maximum energy of the machine is 320 MeV/n which corresponds to 20 cm of penetration range in the human body. They are designed both for proton therapy and carbon ion therapy. Last May, they treated the first patient with use of proton beam. They proceed to start the carbon therapy next year. In Germany, the proposal of medical proper synchrotron with compact gantry has already done in which the collaboration of accelerator group in GSI and the medical people at the German Cancer Center and others has been proceeded4. They want to build it at Heidelberg and the approval of the budget seems to be expected in the near future. We are considering various possibility of future heavy ion therapy based on the past experience. When the statistical data is examined in the clinical trial at HIMAC, for example, the distribution of target depth counting the portal number of irradiation shows two distinct peaks. Most of them are positioned in shorter than 20 cm. The other smaller peak is beyond them, but most of them are prostate, uterus cervical, and bone and soft tissue tumors which are located around the hips of human body. This portion is about 20 % of total. The range of 20 cm corresponds to 320 MeV/u in case of carbon beam. Therefore, in most of the future medical accelerators in Japan, the maximum energy of 320 MeV/n is sufficient to cover the 80 % of patients who are adequate to heavy ion therapy.
Fig. 3.
The Layout of Proposal Compact Ion Beam Therapy Facility
Figure 3 shows an example of the layout of compact ion beam therapy facility5. It is, at present, the stage of design, but synchrotron is limited within square of 18 m long. The design of beam transport line and irradiation system is also important. One is horizontal and the other is 45 degree oblique angle in Figure 4.
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In our institute, the project of research and development of elements in accelerator toward smaller scale has started this year. It is the design of smaller
ring for that purpose. Though the energy is rather low, various smaller elements in synchrotron and novel technique will be pursued and tested. We believe at present that for heavy ion therapy, it is not suitable to use the gantry, because it is strong advantage of heavy ion therapy that even without gantry the very excellent result is coming out, and besides the gantry required big cost for construction. In order to manage the reasonable cost in routine operation, the handling capacity for number of daily patients is an important factor. Looking at the fact that most of the time is spent for the precise positioning of the patient on the bed or chair, it is desirable that, before the patient is placed at the irradiation place, the fixation of the patient is already done on the bed or chair. Probably the variation of consideration of this kind remains quite a lot and helps the heavy ion therapy to expand more and more in the society and people will receive the larger benefit in the future. As a conclusion, I would like to say that, the Heavy Ion Therapy results certainly in the very promising modality. It is very important issue to consider how to promote and prevail this excellent scientific technology in the society. References 1. J. Sisterson, Particles (Newsletter of Particle Therapy Cooperative Group), No. 28 ( July 2001 ) 2. S. Minohara et al., Int. J. Radiation Onchology Biol. Phys, Vol. 47, 1097 (2000) 3. E.Urakabe et a l , Jpn. J. AppL Phys. Vol.40, 2540 (2001) 4. "Proposal for a dedicated ion beam facility for cancer therapy" Sep. 1998, edited by Univ. of Heidelberg, DKFZ, GSI and FZR 5. M. Kodaira et al., private communication
INORGANIC SCINTILLATORS FOR MEDICAL DIAGNOSTICS CARELW.E. VANEIJK Delft University of Technology, IRI, Radiation Technology Mekelweg 15, 2629 JB Delft, The Netherlands [email protected]
Abstract A review is presented of some recent R&D of inorganic-scintillators for medical imaging, in particular fluoroscopy, X-ray CT and PET.
1
Introduction
The energies of X-rays or gamma rays used in medical diagnostics, in particular medical imaging, are summarized in Table 1. In X-ray imaging in almost all cases radiation is generated by means of X-ray tubes and the maximum energy is determined by the tube voltage, which in general is < 150 kVp. The lower-energy part of the continuous X-ray spectrum is cut off by means of filters as it will not go through the body anyway. The information of interest, i.e. the image resulting from projections displaying differences in absorption, is obtained from approximately the top 60% of the energy range. In nuclear medicine energies are on average higher. We do not want any absorption at all. Information is obtained from emission, i.e. projection of the distribution of radionuclides. Apart from mammography, in all cases energies are so high that inorganic scintillators are required for efficient, large-area radiation detection. The gamma camera, employing NaI:TI as scintillation material, is the better-known example. Table 1. Imaging modalities and radiation energies
Imaging modality X-ray imaging
Nuclear medicine
CT SPECT PET
Energies
Mammography Radiography, chest Fluoroscopy X-ray CT Scintigraphy SPECT PET
computed tomography single photon emission computed tomography positron emission tomography
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25kVp,~18keV 150 kVp 150 kVp 150 kVp -80/140 keV 60-511 keV 511 keV
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The variety of imaging techniques and the ever-growing wish for better images and faster data acquisition imply a diversity of detector requirements that continue to change. Often the specifications of available detectors, especially scintillators, do not meet these requirements. Consequently many groups are working on inorganic-scintillator R&D. We will limit the discussion to the cases of Table 1 for which much scintillator research and detector development are going on, i.e. fluoroscopy, X-ray CT and PET.
2
Fluoroscopy
Fluoroscopy is a rapidly growing imaging method as a consequence of the increasing importance of minimally invasive treatment of diseases. Examples are percutaneous transluminal coronary angioplasty [1] and endoluminal placement of stent-grafts to repair abdominal aortic aneurysms. [2] Dynamic imaging is a sine qua non for these techniques. Until very recently the image intensifier (II) was the standard tool. E.g. see [3]. At present, replacement of the bulky II by a flat-panel detector is almost mandatory for the strongly competing medical industry. It should be noticed that similar developments are going on in static imaging, i.e. radiography and mammography. An important flat-panel concept is an amorphous-silicon diode array on a glass plate, covered with a CsI:Tl scintillator screen.[4,5] See figure 1. By application of columnar growth (diam. ~3 x 500 um) X-rays can be efficiently detected and the scintillation light can be well confined. Furthermore, the emission spectrum of CsI:Tl and the quantum efficiency curve of the amorphous-silicon diode are a perfect spectral match. Arrays of -40 x 40 cm2, of > 2k x 2k pixels are being introduced.
Figure 1. Schematic of flat-panel detector showing glass substrate, amorphous silicon diode array with address lines and signal-readout lines and associated circuits, and the pillar structured CsI:Tl scintillator screen (courtesy Philips Research Laboratories Aachen).
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The luminescence properties of the CsI:Tl columns differ from those of CsI:TI scintillation crystals.[6] In addition to the two standard emission bands at 400 nm (Tf emission) and 550 nm (strongly perturbed thallium-bound exciton emission), at liquid nitrogen temperature a band can be observed at 460 nm, which is attributed to a weakly perturbed thallium-bound exciton centre. At higher Tldoping concentrations this emission disappears and the emission at 550 nm dominates. At ambient temperature the extra emission band is not observed. CsI:Tl suffers from both afterglow and an increase in light yield resulting from radiation damage (hysteresis). Recent studies resulted in a model explaining both effects by deep trapping of X-ray generated carriers.[7] Furthermore, the afterglow could be reduced to a level low enoughforflat-panelapplication. Studies are being continued. 3
X-ray CT
3.1 Basics In principle in X~ray Computed Tomography (CT) the body is consecutively irradiated from a large number of directions by an X-ray fan beam.[8] See figure 2. Attenuation profiles are registered andfromthem cross-sectional images of the body are constructed. Applications are found in many fields of clinical practice. To measure the profiles a segment of a circle, radius ~1 m, centre at X-ray source, is covered with up to -1000 small detectors which form a one-dimensional
Figure 2. Schematic of X-ray CT system. In i-D PSDs scintillators of -2 x 1 x 20 mm3 (depth x width x length) are employed. See enlargement. In 2-D detectors scintillators and diodes are further subdivided and multi-slice scanning becomes possible.
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(1-D) position-sensitive detector (PSD). This PSD is rotating with the X-ray source (tube) to detect the fan beam at all angular settings (figure 2). X-ray energies are in the range up to -150 keV (80 - 150 kVp). Inorganic scintillators, viz. CdW0 4 , Bi4Ge3012 (BGO) and CsI:Tl (Table 2), read out by photodiodes have been used as detector. However, for various reasons these scintillators are less favourable. For example light yields are low or/and matching with the quantum efficiency curve of the light detecting diodes is poor (CdWCXt, BGO). Furthermore, at each angular position only a limited amount of light emitted due to the slow scintillation response on radiation absorbed at the previous angular position (primary decay and afterglow) is acceptable. In a modern CT system sophisticated fast scan modes are used, such as multi-slice spiral CT employing 2-D PSDs (rotation time < 1 s). A preferred condition is for example that < 0.01% of the maximum scintillation intensity is emitted after ~ 3 ms.[16] The afterglow of CsI:Tl is too high. Another undesirable effect is radiation damage, resulting in a change of light output, i.e. an increase in CsI:Tl and a decrease in CdW0 4 . An interesting development was the preparation of scintillators using advanced ceramic technologies, and the introduction of co-doping to reduce the afterglow. Examples are Gd202S:Pr co-doped with Ce and F, and (Y,Gd)203:Eu3+ co-doped with Pr. See Table 2. These polycrystalline ceramic scintillators couple good scintillation properties with homogeneity and good machinability. In addition their emission wavelengths match well with the sensitivity of silicon diodes. In ~ 1998 several companies introduced 2-D array-detector arcs employing these types of ceramic scintillators. Thus multi-slice (spiral) imaging became possible. E.g. see [20]. 3.2 New CT scintillators The most important ceramic scintillators, Gd202S:Pr,Ce,F, Gd202S:Pr (UFC) and Yi.34,Gd0.6o03:(Eu,Pr)o.o6, were respectively developed by Hitachi Metals,[14] Siemens (brand name UFC, Ultra Fast Ceramics) [15,16] and General Electric (brand name Hilight). [17] In Gd 2 0 2 S, or GOS, based ceramics, scintillation arises from 4f —» 4f transitions in the Pr3+ dopant ion. The decay time of 3 - 4 us does not pose a problem for the condition of < 0.01% light yield after 3 ms. Afterglow is due to trapping of charge carriers that are subsequently thermally released and recombine at luminescence centres. Co-doping with cerium and fluor results in non-radiative recombination and reduction of trap centres, thus reducing the afterglow. However, the scintillation intensity is also reduced. Consequently a compromise has to be made between light yield and afterglow reduction. In UFC the afterglow reduction is primarily realized by optimised ceramic processing.
478 Table 2. X-ray CT scintillators
dec. time PZ4 light yield (10 6 ) (phot./MeV) (MS)
afterglow wavel. max. (% after (nm) 3/100 ms)
7.9 7.1 4.5 7.3 7.3 5.9
134 227 38 103 103 44
20,000 9,000 66,000 35,000 50,000 44,000
<0.1/0.02
7.1 9.4
58 211
40,000 30,000
density (g/cm3)
CdW04 Bi 4 Ge 3 Oi2 (BGO) CsI:Tl Gd 2 0 2 S:Pr,Ce,F Gd 2 0 2 S:Pr (UFC) Y,.34Gdo.6o03:(Eu,Pr)0.oe (Hilight) Gd3Ga5012:Cr,Ce Lu20 3 :Eu,Tb
5 0.3 0.8 - >6
4 3 1000
140 >1000
>2/0.3 <0.1/<0.01 0.02/0.002 4.9/<0.01 <0.1/0.01
>l/0.3
ref.
495 480 550 510 510 610
9-11 10,12 9,10,13 14 15,16 17
730 610
17 18,19
From the afterglow values after 3 ms in Table 2 we observe that only UFC is close to the < 0.01% condition. Also for the second condition, the light yield after 100ms, [16] UFC has the smallest value. Due to scintillation-light scattering at the hexagonal grain boundaries in GOSbased ceramic materials these are translucent. Fortunately relatively thin scintillation detectors can be used because of the high X-ray absorption efficiency. E.g. - 1 . 5 mm of UFC, compared with ~ 3 mm of transparent Hilight, is needed to absorb 98% of 120 keV X-rays.[16] Therefore light collection does not pose a problem. Notice that the detection efficiency by photoelectric effect is proportional to pZ eff, with p the density and Zeff the effective atomic number. As a relative measure of efficiency we present these values in Table 2, third column. In Y] 34,Gdo.6o03:(Eu,Pr)o.o6, also referred to as YGO, scintillation arises from 4f —> 4f transitions in the Eu3+ dopant ion. Pr3+ co-dopant ions reduce the afterglow as they act as hole traps in competition with intrinsic traps responsible for the afterglow. The Pr sites decay non-radiatively.[17] Considering the afterglow properties, in Table 2 we observe for Hilight a much higher afterglow after 3 ms than for GOS ceramics. Another interesting ceramic scintillator is Gd3Ga50i2:Cr,Ce.[17] Scintillation arises from the Cr3+ luminescence centre and afterglow reduction from Ce3+ codoping, presumably by a process similar to that in YGO. A new ceramic material is Lu203:Eu,Tb.[18,19]. In principle Lu203:Eu,Tb could become of interest for application in CT and also in PET. The attenuation length at 511 keV is only 8.7 mm (see sect. 4). However, of Lu203:Eu,Tb the decay time is too long and the afterglow too high.
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4
PET
4.1 Basics Positron Emission Tomography (PET) is a very powerful medical-diagnostic method, e.g. to observe the metabolism.[3] Imaging is realized by means of the two 511 keV quanta which are emitted approximately collinearly when a positron, emitted by a radiopharmaceutical introduced into a patient, annihilates in tissue. The two quanta are detected position sensitively in coincidence. See fig. 3. To a good approximation the point of positron emission is situated on the line of response (LOR) connecting the two detection positions. Many annihilations give many LORs and the distribution of intersections represents the radiopharmaceutical distribution, i.e. the image. For position-sensitive detection a PET system consists in general of many rings with altogether thousands of scintillation detectors. See figures 3 and 4. As the detection efficiency of the 511 keV annihilation quanta plays a very important role, BGO is the most used scintillator (dense, high atomic number, with large probability of photoelectric effect for 511 keV quanta; see Table 3). However, position resolution, time resolution and energy resolution are important as well. It is not possible to meet the requirements with regard to these quantities as BGO has notably a low light yield and a long response time. Consequently, there is much interest in introducing new scintillator materials.
Collinearly emitted annihilation quanta
PET
Figure 3. Schematic of PET system.
480 BGO detector block 8 x 8 columns of 6 x 6 x 30 mm3
PET - multi layer
y
30 mm
_ (A+B) - (C+D) " A+B+C+D _ (B+D) - (A+C) A+B+C+D
Figure 4. Example of BGO detector block to be coupled to 4 PMTs for position-sensitive light detection.
In general BGO blocks with saw-cuts are applied (fig. 4). Depending on the system these cuts provide 36 to 64 crystal columns of e.g. 4 x 4 or 6 x 6 mm2 cross section, coupled at the base in such a way that the scintillation-light distribution allows the determination of the column hit by a radiation quantum using four photomultiplier tubes (PMTs) or two PMTs with a dual structure, and Anger-type logic.[21-23] Detector blocks are combined in rings to form typically 24 - 48 planes of scintillator columns. Using coincidences between scintillator columns in the same plane and cross-plane coincidences between columns in adjacent planes, image slices are obtained at a pitch of half the plane distance. Originally, planes were separated by septa, i.e. lead collimator plates. In an actual PET scan most of the 511 keV quanta are Compton scattered in the patient. This gives a continuous background. The septa reduce this background significantly. With septa, cross-plane 511 keV - 511 keV coincidences are limited to differences of 3-4 planes (two-dimensional imaging). Modern systems operate with the septa removed and coincidences are accepted between many planes resulting in three-dimensional (3D) imaging.[24,25] To some extent the improved coincidence detection efficiency, resulting from the increased solid angle, compensates the increased Compton-scattering background. The latter is reduced also by accepting only photopeak events of the pulse-height spectrum (the better the resolution, the better the reduction will be; typical energy resolution for BGO is 20% FWHM). Then, however, events with 511 keV quanta interacting in a scintillator by Compton effect will be eliminated as well. Consequently, depending
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on the specific application one has to decide whether a photopeak window is used or a more relaxed window. As already mentioned in sect. 3.2, absorption in a scintillator by photoelectric effect per cm is proportional to pZ4 with p the density and Z the effective atomic number. For 511 keV quanta the chance of photoelectric effect is even at Z = 80 no more than 50 %, the other 50 % being Compton effect (proportional to p). 4.2 Time resolution and dead time Random coincidences will occur, e.g. if within a certain time At, the coincidence time resolution, one 511 keV quantum of each of two pairs of annihilation quanta is detected and the others are not. Random coincidences show up as a continuous background in an image. The ratio of true to random coincidences is inverse proportional to At. This resolution depends strongly on the response time of the scintillator, its light yield and the light-detection efficiency. Using BGO At is in the order of 10 ns. A much smaller At will reduce the background significantly. Furthermore, if At is very small time-of-flight information can be used to select a region of interest. E.g. at At = 1 ns, the diameter of such a region will be 15 cm. Another important aspect is dead time, i.e. the time in which a coincidence cannot be registered because the PET system is busy handling a previous coincidence event. Several parts of the system contribute to the dead time and the detector is one of them. Taking the BGO response time of 300 ns (scintillation decay time) as the dead time we would lose about 3% at a rate of 105 per second per read-out channel, which is approximately the maximum rate of a 64 scintillator-column block in a modern PET system. However, it should be noticed that the actual dead time of a block is at microsecond level due to the read-out electronics. If the scintillator columns were read out individually the rate would be only ~ 1000 per second and the dead time of the scintillator/detector including electronics would be negligible. 4.3 Position resolution On emission a positron travels a distance in the order of 1 mm before it is thermalized and annihilates with an electron. This electron has itself some momentum resulting in a small deviation of the angle between the annihilation quanta from 180 degrees. These two effects result in an intrinsic position resolution for a 0.8 m diameter system of approximately 2 mm FWHM. This value decreases with decreasing system diameter.
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If not Compton scattered in the patient, annihilation quanta emitted from the central axis of a PET system and in the plane of a detector ring will hit a scintillator column in a direction more or less parallel to the length of the column. Quanta emitted off-centre hit the column under an angle. If not absorbed in the column, the 511 keV quantum will pass and hit a neighbouring column well behind the entrance window. Thus a parallax error arises, known as radial elongation due to its manifestation upon image reconstruction. This effect decreases with increasing system diameter, i.e. it leads to a requirement opposite to that of the previous paragraph. Furthermore, for parallax reduction the length of the scintillator column should be as small as possible without loss of detection efficiency. As we will see 30 mm, used for BGO, is about the required length. This explains efforts to introduce methods that give depth-of-interaction (DOI) information. [26-28] Present PET systems have a position resolution of typically ~ 4 mm FWHM in the centre of the system, increasing to - 5 - 6 mm if we move in the axial direction to the edge of the system or in the radial direction to, say, 20 cm from the axis. The position resolution we are aiming at in future systems is at the level of 2 - 3 mm. Then the cross section of the crystal columns should be about 2 x 2 mm2.
4.4 New PET scintillators From the above we learn that we need a scintillator with a high density and large effective atomic number for efficient detection. Furthermore, for a position resolution of 2 - 3 mm we need scintillator columns of ~ 2 x 2 x 30 mm3. Depth of interaction information is required. A high light yield will be advantageous for this. For a good time resolution, the scintillator should have a fast response and a high light yield. The energy resolution should be good as well, implying also a relatively high light yield and in addition efficient light collection and only small non-proportionality effects. Obviously other quality aspects like matching of emission spectrum and sensitivity curve of the photon detector, machinability and the cost will play an important role as well. Several materials are presently of interest. Specifications are summarized in Table 3. We present the density, attenuation length and fraction of photoelectric effect at 511 keV, light yield in photons per MeV of absorbed radiation energy, decay time, and the emission maximum of the scintillation light. BGO shows intrinsic luminescence. Luminescence of the other scintillator materials is based on the Ce + dopant. This ion is an efficient luminescence centre with a fast response. It has one electron in the 4f state that is lifted to the empty 5d shell upon excitation. Subsequent de-excitation will occur by an allowed 5d - 4f electric
483 Table 3. PET scintillator candidates
density atten. length light yield dec. time (g/cm3) at511keV (phot./MeV) (ns) (mm)/ phot. eff. (%)
Bi4Ge3Oi2 (BGO) Lu2Si05:Ce (LSO) LuA103:Ce (LuAP) Lu2Si207:Ce (LPS) Lu2S3:Ce Gd2SiOs:Ce (GSO)
7.1 7.4 8.3 6.2 6.2 6.7
11.1/43 11.6/34 10.5/32 14.5 14.0 15/26
9,000 26,000 12,000 20,000 28,000 8,000
300 40 18 30 32 60
wavel. max. (run)
480 420 365 380 590 440
ref.
10,12 31-33 34-38 39 40 41,42
dipole transition with a decay time in the order of 30 ns. The host materials have been selected a) for efficient interaction with 511 keV quanta, i.e. high density and high Z, b) for their relatively small energy gap between valence and conduction band, which in principle will result in more photons per MeV of absorbed radiation,[29,30] c) to accommodate Ce + dopant ions (Ce is substituted for Lu or Gd). These selection criteria do not guarantee efficient scintillation. On interaction with radiation energetic electrons are produced. These in turn produce more electrons and holes. After thermalization these have to travel to the luminescence centres. The efficiency of the transport is difficult to predict. There can easily be loss due to all kinds of defects in the crystals. The light yields in Table 3 are mainly defined by this loss. In principle much higher yields are possible. [30] From the third column we learn that a 30 mm deep BGO crystal has an interaction probability of 93% for 511 keV quanta. Of this 40% is photoelectric effect and 53% Compton effect. Obviously in a PET system a fraction of the Compton-scattered quanta will escape and be detected in neighbouring crystals. This will lead to deterioration of the position resolution. Compton scattering in the forward direction has the highest probability (angle with direction of incoming 511 keV quantum ~ 32 degrees) so observation of individual crystal responses and DOI will help to reduce the deterioration. LSO and LuAP are very interesting candidates to replace BGO in PET. Their attenuation lengths are comparable to that of BGO, though the probability of photoelectric effect is smaller, i.e. that of Compton effect is higher. In addition they have a higher light yield and a much faster response. It appeared to be difficult to grow large stress-free LSO crystals (~ 1,000 cm3) of which small entities can be cut efficiently. Until recently these large crystals were reported to be inhomogeneous in light production and the gamma-ray energy
484
resolution is poorer than expected on basis of the light yield. [33] Yet, very recently a gamma camera was introduced by Siemens/CTI (Knoxville, USA) with a layer of small columns of LSO crystals and it appears that the quality has improved significantly. LSO is available from this company. LuAP was first proposed as a scintillator in 1994 [34] and more detailed papers appeared in 1995.[35,36] It is difficult to grow LuAP scintillation crystals. LuAP is metastable at temperatures close to the melting point. One ends up easily with Lu3Al50i2 (LuAG). Yet, several groups, e.g. Crytur Ltd. (Turnov, Czech Republic) and A.G. Petrosyan (Armenian National Academy of Science), were able to supply LuAP:Ce crystals for research.[37,38] Another problem of LuAP is the strong scintillation-light absorption. Some groups tried to introduce improvements and to facilitate the crystal-growing process by adding Gd or Y.[37] Light yields of ~ 1 - 2 x 104 photons/MeV are reported for these mixed crystals. In case of Gd admixing, in general longer (~ 100 ns) decay time components are introduced. Research is in progress, particularly by the Crystal Clear Collabotation at CERN. Other relatively new scintillators with a high light yield and a fast response are LPS (lutetium pyro silicate) and Lu2S3:Ce. Although the attenuation lengths of these scintillators are larger than that of BGO they are still smaller than that of GSO, the latter being of intertest for DOI measurement [27,28] and it is also used in PET (ADAC/Philips). Of LPS only small samples have been grown so far. Research on this material is in progress. Lu2S3:Ce is in particular of interest because of its emission at 590 nm, which matches the light sensitivity of silicon diodes perfectly. Only small pieces of crystal have been grown of this scintillator. [40] It should be noticed that application of scintillators containing lutetium has two disadvantages a) the high price of ~ $ 50/cm3 due to Lu, and b) the presence of the radioactive isotope 176Lu which gives a count rate of ~ 300/s.cm3 (beta decay, end point of 565 keV, some gamma rays). For PET b) is less important. As mentioned above, GSO has been used in DOI measurements [27,28] and in PET. GSO is commercially available from Hitachi. In the DOI studies two or three small columns of different crystals, e.g. LSO + GSO,[28] LSO + GSO + BGO,[27] were coupled to form one column. DOI information is obtained using the difference in pulse shape. In principle a combination of LSO and LuAP of 30 mm total depth will give more efficient detection with DOI information than 30 mm of LSO + GSO. Therefore DOI measurement using LSO + LuAP, or these two with BGO has great potentiality. LPS could become of interest for this application as well. By now there are several position-sensitive light sensors applicable for read out of individual scintillator columns, viz. avalanche-photodiode arrays, position-sensitive PMTs and multi-pixel hybrid photomultipliers. For the many other methods studied or proposed to obtain DOI information see e.g. [43].
485
5
Conclusion
In fluoroscopy, X-ray CT and PET, introduction of new/improved scintillators has resulted in significant improvement of the image quality or/and reduced the measurement time. The new scintillators employed in the three imaging fields are of different physical nature, viz. vapour deposited CsLTl columns, ceramic scintillators and single crystals. This demonstrates that in addition to R&D of chemical and luminescence properties, material production techniques are of crucial importance. In paticular for PET there is continuous interest in further development to improve efficiency and position resolution. Smaller geometric cross-section crystals and depth-of-interaction information will improve the latter, better coincidence-time resolution will decrease the background. The energy resolution can also be improved. Most interesting are the Ce doped high-density, high-Z scintillators like LSO and LuAP. Particularly the latter will require more research before application will be possible. Some other scintillator materials, viz. LPS may become important as well.
6
References
1 2 3 4 5 6
R.I. Levy, Textbook of Medicine, ed. P.B. Beeson et al, Philadelphia, USA, 1979, 1059-1063 www.scvir.org/patient/aaa/index.htra S. Webb, editor, The Physics of Medical Imaging, Adam Hilger, Bristol, 1990 U. Schiebel et al, SPIE Physics of Medical Imaging 2163 (1994) 129-140 J.-P. Moy, Nucl. Instr. Meth. A 442 (1999) 26-37 N. Gamier et al, Proc. SCINT 99, Moscow, M.V. Lomonosov Moscow State University, ed. V. Mikhailin, 2000, 379-384 H. Wieckzorec and M. Overdick, Proc. SCINT 99, Moscow, M.V. Lomonosov Moscow State University, ed. V. Mikhailin, 2000, 385-390 W.A. Kalender, Computed Tomography, Munich, Publicis MCD Verlag, 2000 E. Sakai, IEEE Trans. Nucl. Sci. 34 (1987) 418-422 I. Holl et al, EEEE Trans. Nucl. Sci. 35 (1988) 105-109 C.L. Melcher et al, IEEE Trans. Nucl. Sci. 36 (1989) 1188-1192 M.J. Weber and R.R. Monchamp, J. Appl. Phys. 44 (1973) 5495-5499 J.D. Valentine et al, Nucl. Instr. Meth. A 325 (1993) 147-157 H. Yamada et al, J. Electrochem. Soc. 136 (1989) 2713-2720 W. Rossner etal, Electrochemical Society Proceedings, Vol. 98-24 (1999) 187-194 R. Hupke and C. Doubrava, Physica Medica XV N. 4 (1999) 315-318 C. Greskovich C and S. Duclos, Annu. Rev. Mater. Sci. 27 (1997) 69-88 C. Dujardin etal, Proc. SCINT 99, Moscow, M.V. Lomonosov Moscow State University, ed. V. Mikhailin, 2000, 527-531 A. Lempicki et al. Book of Abstracts of the Sixth International Conference on Inorganic Scintillators and their use in Scientific and Industrial Applications SCINT2001, Chamonix France, September 16-21,2001, MI-O_02 C.H. McCollough and F.E. Zink, Med. Phys. 26(11) (1999) 2223-2230 M.E. Casey and R. Nutt, IEEE Trans. Nucl. Sci. 33 (1986) 460-463
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T.R. DeGrado et al, J. Nucl. Med. 35 (1994) 1398-1406 K. Weinhard et al, J. Comput. Assist. Tomogr. 18 (1994) 110-118 D.W. Townsend et al, IEEE Trans. Nucl. Sci. 36 (1989) 1056-1065 S.R. Cherry et al, J. Comput. Assist. Tomogr. IS (1991) 655-668 J.S. Karp and M.E. Daube-Witherspoon, Nucl. Instr. Meth. 260 (1987) 509-517 J. Seidel et al, IEEE Trans. Nucl. Sci. 46 (1999) 485-490 A. Saoudi et al, IEEE Trans. Nucl. Sci. 46 (1999) 462-467 P.A. Rodnyi et al, Phys. Stat. Sol. (b) 187 (1995) 15-29 C.W.E. van Eijk, Nucl. Instr. Meth. A 460 (2001) 1-14 C.L. Melcher, U.S. Patent No. 4,958,080 (1990) C.L. Melcher and J.S. Schweitzer, EEEE Trans. Nucl. Sci. 39 (1992) 502-505 C.L. Melcher et al, IEEE Conference Record Nucl. Sci. Symp. & Medical Imaging Conf., Nov. 8 - 14, 1998, Toronto, Ontario, Canada, 1999, (CD-ROM) N9-3 B.I. Minkov, Functional Materials 1 (1994) 103-105 W.W. Moses et al, IEEE Trans. Nucl. Sci. 42 (1995) 275-279 A. Lempicki et al, IEEE Trans. Nucl. Sci. 42 (1995) 280-284 J.A. Mares et al, J. of Luminescence 72-74 (1997) 737-739 C. Dujardin et al, Journal of Physics, Condensed Matter 10 (1998) 3061-3073 D. Pauwels et al, IEEE Trans. Nucl. Sci. 47 (2000) 1787-1790 J.C. van't Spijker et al, Nucl. Instr. Meth. B134 (1998) 304-309 K. Takagi and T. Fukazawa, Appl. Phys. Lett. 42 (1983) 43-45 H. Ishibashi et al, IEEE Trans. Nucl. Sci. 36 (1989) 170-172 L.J. Meng and D. Ramsden, IEEE Trans. Nucl. Sci. 47 (2000) 1011-1017
A SOLUTION FOR DOSIMETRY A N D QUALITY A S S U R A N C E I N IMRT A N D H A D R O N T H E R A P Y : T H E PIXEL IONIZATION C H A M B E R . S. AMERIO, S. CODA, U. NASTASI Servizio di Fisica Sanitaria, Ospedale S. Giovanni V. Cavour 31, 1-10123 Torino, Italy
A.S.
S. BELLETTI, B. GHEDI Servizio di Fisica Sanitaria, Spedali Civili di Brescia P.le Ospedale 1, 1-25123 Brescia, Italy A. BORIANO ASP, V.le Settimio Severo 65, 1-10133 Torino, Italy R. CIRIO, A. LUPARIA, F. MARCHETTO, C. PERONI, C.J. SANZ FREIRE Universita and INFN of Torino, V. Giuria 1, 1-10125 Torino, Italy M. DONETTI Fondazione TERA, V. Puccini 11, 1-28100 Novara, Italy E-mail: [email protected] E. MADON, E. TREVISIOL, A. URGESI OIRM S. Anna, V. Baiardi 43, 1-10126 Torino, Italy
The new radiotherapy techniques require new detectors to monitor and measure the clinical field. The Intensity Modulated Radiation Therapy (IMRT) techniques like step and shoot, sliding window, dynamic wedge or scanning beam add the time variable to the treatment field. In this case the water phantom with a single ionization chamber moving inside the field needs very long measurement time. Linear arrays of ionization chambers or diodes measure the field only along a line. 2D detectors like radiographic or gafchromic film are not suitable to be used as on line detectors. We have developed, built and tested an ionization chamber segmented in pixels that measure the dose in a plane at several points. Every channel has a dedicated electronic chain that digitizes the collected charge and data from all the channels are sent to the computer that performs the data acquisition. One read out cycle is very fast allowing to measure in real time the fluency and the shape of the field. The chamber can be used in two different ways, as monitor chamber and as relative dosemeter. A description of the detector, the electronics, and test results with both photon and hadron beams will be reported.
487
488
1
Introduction
We have built a ionization chamber with the anode segmented in pixels that measure the dose released in a regular grid of points on a plane. Two different versions have been built in order to fit two different kinds of applications. Our detector, in fact, can be used both as monitor chamber and as dosemeter in a polymethylmethacrylate (PMMA) phantom. When used as a monitor chamber the water equivalent thickness of the detector is required to be as small as possible. As a dosemeter for electron and photon beams it is more important to avoid large dishomogeneity whilst the thickness requirements can be relaxed. 2
Mechanical description
The pixel chamber is a parallel plate ionization chamber where the anode is segmented in 1024 pixels and covers a total area of (24 x 24) cm 2 . The anode was produced with the printed circuit board technology on a substrate of 100 ^m thick vetronite foil, the cathode instead is an aluminized mylar foil. The front-end acquisition boards are mounted on the anode support.
(a) Thin version exploded view
(b) Thin version side view
(c) Thick version exploded view
(d) Thick version side view
Figure 1. Schematic view of the detector in the thin and thick versions.
The chamber design is characterized by a full modularity: we obtained the two versions by simply modifying the assembly. In figures 1(a) andl(b) it is shown an exploded and a side view of the monitor chamber (thin version).
489 Anode and cathode are glued to vetronite frames and the gas gap is defined by the thickness of another frame placed between the anode and the cathode. In application where the amount of material along the beam is not a constraint but only the density of the material (dosemeter in PMMA phantom) anode and cathode are glued to PMMA slabs few millimeters thick. In figures 1(c) and 1(d) it is shown the views of the detector (thick version). Between anode and cathode a plastic slab with a grid of holes is mounted. Every hole corresponds exactly to a pixel, creating an independent sensitive volume. 3
Front-end electronics
The front-end electronics is based on a Very Large Scale Integration (VLSI) chip that we have developed(TERA05). The electronics block diagram is shown in figure 2. TERA05 has 64 independent channels, each one consists of three stages. The first converts the input current in to a pulse train which frequency is proportional to the current itself. The charge, which one pulse correspond to, (charge quantum), it can be adjusted between 100 Figure 2. Block diagram of the VLSI chip. to 800 fC. The maximum frequency (5 MHz) limits the maximum current that can be measured: with 800 fC it is equal to 4 /JA. In figure 3 current-tofrequency linearity is shown. We remark that the linearity in a very large range is better then 1%. In the second stage the pulses are counted with 16 bits wide counter. Finally, the last stage is a latch register that is used to store the output of the counter just before the read out is performed by the data acquisition (DAQ) system. A multiplexer connects the counter, Figure 3. Linearity of current-tofrequency converter. selected by the DAQ , to the 16 digital output lines. 16 VLSI chips are used to acquire all the channels of the ionization chamber. The read-out frequency is 10 MHz allowing us to read the whole chamber in ~100 fis. By reading two channel at the same time and using a 32 bits wide input port the read out time is reduced to ~50 /xs. *H0:5]
490 4
D a t a acquisition s y s t e m
The two applications require different kinds of DAQ systems. When used like monitor chamber the DAQ has to be supervised by a more general software package which controls as fast as possible if the beam characteristics are matching to the specifications. For this reason we use a stand alone CPU that runs a real time operative system which responds with a time delay of the order of some hundred of /is. When used like dosemeter, cheaper and easy to handle solutions can be found. We choose a system based on a PCI digital input-output card housed inside a PC.
5
Test results with photon beam
Tests with photon beams have been done in order to use the pixel cham& Pixel wiefmm ter ^*» ber as dosemeter inside a phan* tom and for beam quality assurance (QA) measurements. In such application there are no DAQ time constraints, however the chamber t w ass »w m «s can measure the delivered dose as a function of time. Several meaFigure 4. Depth dose profile measured in a surements have been performed to PMMA phantom. study the reproducibility of the response that was found to be better than 1%. Flatness and field profile measurements at different depth have been done. The results show that the pixel chamber is suited as QA instrumentation. As example, in figure 4, depth dose profile is shown and compared to a standard ionization chamber. With the chamber one can measure the relative dose in a plane across the beam and provide a complete 2D view. As an example of results we show in figure 5 the chamber response in a dynamic wedge treatment. Has to be stressed that with this system one can map the whole field at the same time, on the contrary with an array detector it would have been necessary several measurements. In apFigure 5. Relative dose in a dy namic wedge treatment. plications where 2D dose as a function of time has to be monitored, the fast read out time allows to check in real time the shape and the intensity of the beam. Depth Dose Profile - 6 MV phittoms
•
I:
A
SO
!M
IS*
11
491 6
Test results with hadron beam
The chamber has been exposed to the carbon ion beam at GSI, Darmstadt, Germany. The beam delivery system can perform a finite scan over a large area. We used this capability to study the chamber as a monitor. The almost pencil beam was aimed to different positions of the chamber as is shown in figure 6. Thus we could determine the spatial resolution and the response homogeneity of the detector. The beam position has been Figure 6. Relative dose as measured for a disreconstructed and compared to the crete spot scan. position measured by an independent system. The distribution of the deviations is shown in figure 7. The resolution (r.m.s.) was found to be less than 0.2 mm when a 8.8 mm wide (FWHM) carbon ion beam was used. Response homogeneity was found in agrement with the results obtained with photon beams. a 400
357J -0.5523E-03 0.1616
|-150 £300 ^250 21X1 150 100 50 -0.8
-0.6
-0.4
-0.2
0
0.2
0.4
0.6
Spatial resolution
Figure 7. Spatial resolution measured with a carbon ion beam.
Acknowledgments We wish to thank the Ion Beam Application (IBA) Louven la-Neuve, Belgium for its partial support to this research. It is a pleasure to acknowledge the technical support and skill of the GSI Biophysics group and to thank the Laboratory for the use of the carbon ion beam.
BIOLOGICAL INTERPRETATION OF QUANTITATIVE PET BRAIN DATA VESNA SOSSI Physics Dept. University of British Columbia 6224 Agricultural 1Z1 CANADA E-mail:
Rd. Vancouver, B.C.,
V6T
[email protected]
The variety of available positron emission tomography (PET) radiotracers and the ability of providing quantitative estimates of radiotracer concentrations make PET an invaluable tool in the in-vivo investigation of biological processes. Mathematical descriptions of the processes under investigation are used to extract relevant kinetic parameters from the time course of radioactivity concentrations. Such kinetic parameters can provide a quantitative description of both, the characteristics of a particular process, and its changes due to various disease states.
1
Introduction
Positron Emission Tomography (PET) is a functional imaging modality used in brain research to map in vivo neurotransmitter and receptor activity and to investigate glucose utilization or blood flow patterns both in healthy and disease states. Such research is made possible by the wealth of radiotracers available for PET and by the fact that metabolic and kinetic parameters of particular processes can be extracted from PET data. The minute tracer amounts, the quantitative aspect of the PET images, and the biological modeling of the processes under investigation are required for a quantitative description of the biological processes. Such quantitative description then allows the investigators to not only use PET to separate disease state from health, but to proceed to more detailed investigations, such as the understanding of a particular disease mechanism, the ability of the brain to react to insults, or to link personality traits to the neurochemical structure of the brain. This paper will describe the steps necessary to obtain a quantitative description of the neurochemical processes with PET with specific examples taken from the investigation of Parkinson's disease.
2
The tracer principle in PET
The tracer principle requires that the amount of the tracer substance administered is so small that it does not perturb the system. If this condition is satisfied, then by tracking the tracer distribution it is possible to infer direct information on the behavior of the system itself. The tracer principle is certainly
492
493 satisfied in most PET studies: picomolar tracer concentrations are generally sufficient to produce a good PET signal. PET tracers are typically analogues of endogenously present substances or compounds that are very selective for a particular site of interest. A good example of the first category is 18F-fluorodeoxyglucose (FDG), which is a glucose analogue, while examples of the second group are tracers that bind to specific neuroreceptor sites. The two most commonly used radioisotopes in PET are 18F (km = 109.8 min) and uC(Xy2 = 20.4 min). n C is a natural choice, since it is an isotope of an atom that is present in organic molecules, while many of the !8F characteristics are similar to those of H. Their A,1/2 also matches reasonably well the biological Xy2 of many processes of interest. 3
Quantitative aspect of PET data
In PET the basic event is the simultaneous detection of the two y rays that originate from a positron annihilation. Quantification in PET means that proportionality between tomograph count density in any region of the image and radiotracer concentration in the corresponding location of the object being imaged is preserved. A fundamental limit to quantification is posed by the finite tomograph resolution that leads to partial volume effects when the size of the imaged object is smaller or approximately equal to the tomograph resolution element [1]. For structures larger than the tomograph resolution element quantification is preserved when the tomograph is appropriately calibrated. This involves correcting for system dead time, detector non-uniformity, the presence of events where the y rays undergo Compton scattering, the presence of random coincidence events and the loss of those events where one (or both) of the two y rays remains undetected (loosely referred to as attenuation). In the case of brain scanning the quantification accuracy can be accurate to approximately 5% [2]. The tomograph sensitivity calibration procedure provides the conversion factors from count density to effective concentration values. A series of sequential scans (dynamic scanning) can provide information on the radioactivity distribution as a function of time for any brain region (figure 1) Mathematical kinetic modeling is then used to convert a process observed in terms of radioactivity distribution into biologically meaningful variables. 4
Mathematical modeling
The basic idea of mathematical modeling is to describe the biological system under investigation with a set of linear differential equations, where each form that the radiotracer can assume, is assigned a different compartment. The free parameters of the differential equations are typically the rate constants of the
494 process of interest. An example of such system is shown in figure 2, which shows the model appropriate for the D2 dopamine antagonist nC-Ractopride (RAC) used to study the dopaminergic system. Since PET can only measure radioactivity distributions and can not distinguish amongst compartments, the number of direct observables in a PET study is generally much smaller than the number of compartments and/or rate constants that appropriately model the system: generally it is possibly to only measure the overall radioactivity concentrations in different areas of the brain tissue and the tracer concentration in the plasma. A typical time radioactivity curve obtained by PET for a specific brain region is shown infigure1 together with a plasma time activity curve(TAC). It is immediately obvious that only a limited number of parameters can be extracted from the knowledge of these two curves. It is therefore necessary to proceed to model simplifications: the challenge is to introduce enough simplifications to make the parameter estimate robust while still preserving biological accuracy and utility in quantifying the effects of various diseases on the system. Some models developed to describe RAC kinetics will be used as examples.
I1**}
*/> '& aw ~*»s «*> »»
Figure 1. Time activity obtained for RAC in a region of interest placed on a subsection of the striatal image (left).Typical plasma tracer TAC (right). The line connects the measured points.
4.1
Compartmental model approach
The compartmental description for RAC is described in figure 2. In order to obtain a Ml description of the system six parameters should be extracted from the data. Since the measured data do not support a robust estimate of six parameters, approximations must be introduced into the model. A first possible approximation is that the compartments Cfree and C.^. are kinetically indistinguishable and can therefore be merged into a single compartment. Since RAC studies are mostly aimed at determining characteristics related to D2 receptors, the quantity of greatest interest is the tracer(ligand)- receptor binding potential (BP), defined as the ratio between B^a, (the maximum free receptor density) and KD (the ligand-receptor
495
affinity). Under a three compartment assumption it can be shown that BP = k3/k4 [3]. It has been experimentally found that even a three compartment model for RAC produces fairly noisy estimates for k3 and let [4]. Further simplifications are therefore desirable. Several approaches have been developed to this extent [5],[6]. Of particular interest are the graphical approaches [3,7,8,9] BBB
K,
Plasma Cp(t)
*-
k,
tissue CfacW
k,
t-
bound Cb(t)
>\ fc
k
tissue C„.„.(t) dCftee(t)/dt = K,Cp(t) - (k2+k3+ks) Ctae(t) +k6 Cnsp(t) + k4 Cb(t) Figure 2. Full model for the radiotracer RAC. The tracer is injected into the plasma (Cp), it then crossed the blood brain barrier (BBB). In tissue it can exist either in a free form (Ci^) or non specifically bound (C„.,p). It can also be specifically bound to the sites of interest (Cb), in our example to the D2 dopamine receptors. The equation is an example of the types of equations used to describe the system. [K,]=ml g-1 min-1, [k2 ](and others)= min-1
4.2
Graphical model approach
The models belonging to this category are called graphical because the parameters of interest are determined as the slope of a line fitted to a combination of the measured data. In order for such a model to be applicable steady state between the compartments and the plasma must be reached during the course of the study. If this condition is satisfied than the following equation can be applied to the data: JoT CTOT(t')dt7 C T0T (T) = slope JoT C p (t')dt'/ CT0T(T) + intercept
(1)
where C TO T is the sum of the radioactivity in all tissue compartments and Cp is the tracer concentration in the plasma. The slope can be interpreted as the tissue distribution volume (DV), which is the volume that the tracer would occupy in the tissue, if the tracer concentration in the tissue were the same as that in the plasma. DV is therefore an index of the tissue storage capacity for the tracer [9]. It can be shown that in the case of a three compartmental model the slope equals to k1/k2(l+k3/k4) [3]. A simplification of the data analysis is thus obtained at the cost of a loss of detailed information, since no separate determination of the rate constants is now possible. An interesting feature of these models is the fact that they provide a self-consistency check: if the process does not satisfy the assumptions
496
required by the model, a straight line segment in the graphical plot will not be found. A region with no specific binding can be described with a two compartmental approach and the expression of the slope in this case corresponds to k'i/k'2. If k]/k2 = k'i/k'2 then the BP, which is the primary parameter of interest, can be determined from the ratio of the two slopes [3]. If such a region exists, it is called the reference region and its time activity course together with the time activity course of the primary region can be used to define the binding potential. Data from three measured curves are now used to determine a single final parameter and the result is more stable. There is however an increased risk of biasing the data: results will be altered if the reference region is not entirely free of specific binding. 4.3
Tissue input graphical model approach
Very often it is difficult and sometimes impossible to obtain plasma samples. It is therefore desirable to developed methods that do not require a plasma input function. The graphical approach offers this possibility under the condition that a predermined k' 2 value can be used, which implies that there is no significant k' 2 intersubject variability. In this case the expression analogue to eq. 1 is: JoT C T0T (t')dt'/ C T0T (T) = slope [J«T Cref (t')dt' + Crcf(T)/k'2]/ C T0T (T) + inter. (2) The slope now equals to the distribution volume ratio (DVR = l+k3/lc4) and the BP can be directly determined from the data [9]. The tissue input method provides generally very robust data. However this occurs at the expense of additional assumptions on the tracer behavior, at the expense of an even greater loss of information (two brain regions are used to determine a single parameter) and at an increased risk of bias introduced if the assumptions are not fully satisfied. 4.4
Other approaches
The compartmental and the graphical approaches are some of the most commonly used methods. Sometimes the scanning protocol does not allow for the acquisition of a dynamic sequence of the data. Depending on the particular tracer kinetics, further simplifications might be possible such as simply calculating the ratio between the radioactivity concentration in the target region and that in the reference region [6]. Although simple and often effective at separating health from disease, these methods might be harder to interpret from the biological aspect [9]. Generally the introduction of an increased number of assumption leads to simplified models, a more statistically robust determination of the unknown parameters, while decreasing the ability to obtain detailed information and increasing the risk of systematic bias in the data and possibly hampering the biological interpretation of the fitted parameters.
497 5
Choice of a model
The validity of a model must be tested for each tracer separately. Since tracers are designed to investigate different processes, it is reasonable to expect that not all of the assumption required for a particular model are satisfied by each tracer. The first test is to verify if reasonable parameter values are obtained with the model being tested: this implies the ability to fit the time activity curve in the case of compartmental model approaches or existence of a straight line portion in the data arranged according to eq 1 or eq. 2. Criteria such as ability to distinguish a healthy from a diseased state or reliability calculations [10] are then used to assess the statistical characteristics of the parameters. Often a combination of measured and simulated data are used to explore model sensitivity to bias. If more models are proven to yield similar information with similar accuracy and precision, the simplest one that provides the required information is generally chosen.
6
Discussion and conclusion
The process of extracting quantitative biologically relevant parameters from the PET data has been presented. The ability to quantify parameters related to various processes under investigation allows not only to quantitatively follow disease progression but also to explore specific disease mechanisms. An interesting example is the investigation of compensatory mechanism in Parkinson's disease [11], which is characterized by a lack of neurotransmitter dopamine due to death of dopamine producing neurons. By using three different tracers and determining the relative rate constants and binding potentials it was found that the dopaminergic system attempts to compensates for dopamine loss. In the surviving neurons there is an increased dopamine production compared to healthy tissue, and the dopamine receptors undergo a transformation aimed at maximizing the probability of the signal being transmitter from one neuron to the next (synaptic transmission). Likewise a neurochemical change associated to the placebo effect has been demonstrated using the quantitative capabilities of PET [12]. The findings used as examples in the previous paragraph would not have been possible without PET and without the ability to extract quantitative information. When performing such research it is however also important to keep in mind the limitations to the quantitative accuracy of the PET data: partial volume effect, patient motion, potential low number of acquired counts being some of them. In order to improve on these limitations there is continuous research in detector technology to improve scanner performance, in new tracer development to develop specific and highly sensitive tracers and in the field of quantification, reconstruction and modeling algorithms to maximize the information that can be extracted from the data. The need for such a broad range of expertise makes PET a truly inter- and trans- disciplinary research field.
498 References 1. Kessler RM, Ellis JR, Eden M. Analysis of emission tomographic scan data: limitations imposed by resolution and background. J Comp Ass Tom 1984 3:514-22 2. Comparison of 2D and 3D PET with human brain studies, V Sossi, TR Oakes, G Chan and TJ Ruth, Journ ofNucl Med 1998 39 1714-1719 3. Logan J, Fowler JS, Volkow ND et al. Graphical Analysis of reversible radioligand Binding from Time-Activity Measurements Applied to [N-11Cmethyl-(-)-Cocaine PET studies in Human Subjects, J Cereb Blood Flow Metab 1990 10: 740-747 4. Lammertsma AA, Bench CJ, Hume SP et al. Comparison of methods for analysis of clinical [nC]Raclopride studies, J Cereb Blood Flow Metab 1996; 16:42-52 5. Lammertsma AA, Hume SP, Simplified Reference Tissue Model for PET Receptor Studies, Neuroimage 4, 153-158 1996 6. Ito H, Hietala J, Blomqvist G et al., Comparison of the transient equilibrium and continuous infusion method for quantitative PET analysis of [nC]raclopride binding, J Cereb Blood Flow Metab 1998 18:941-950 7. Patlak CS, Blasberg RG, Fenstermacher JD, Graphical Evaluation of Blood-toBrain Transfer Constants from Multiple-Time Uptake Data, JCBF 3 1-7 1983 8. Patlak CS, Blasberg RG, Graphical Evaluation of Blood-to-Brain Transfer Constants from Multiple-Time Uptake Data. Generalizations, J Cereb Blood Flow Metab 1985 5 584-590 9. Logan J, Fowler JS, Volkow ND et al, Distribution Volume Ratios Without Blood Sampling from Graphical Analysis of PET Data, J Cereb Blood Flow Metab 1996 16 834-840 10. Scheffe H(1959), The analysis ofvariance.New York:Wiley&Sons 221-260 11. Lee CS, Samii A, Sossi V, Ruth TJ et al., In vivo PET evidence for compensatory changes in presynaptic dopaminergic nerve terminals in Parkinson's disease, Ann. of Neurology 2000, 47(4): 493-503 12. de la Fuente-Fernandez R, Ruth TJ, Sossi V et al., Expectation and dopamine release: mechanisms of the placebo effect in Parkinson's disease, Science, 2001 239 1164-116
CHARACTERIZATION OF THE BNCT EPITHERMAL COLUMN OF THE FAST REACTOR TAPIRO (ENEA) AND DOSE MEASUREMENTS IN PHANTOM UTILISING NOT-CONVENTIONAL DETECTION G. GAMBARINI*, C. COLOMBI, B. LIETTI AND P. PRESTINI Department
of Physics of the University of Milan andlNFN*, via Celoria 16, 20133 ITALY E-mail: grazia.gambarini@mi. infn. it
Milano,
O. FIORANI, A. PERRONE AND G. ROSI World Scientific Publishing ENEA/INN-TEC,
Casaccia, Rome,
ITALY
S. AGOSTEO* AND A. RIVA Department
of Nuclear Engineering of the Polytechnic of Milan and *INFN, ITALY
The epithermal column of TAPIRO reactor has been characterized and in-phantom dose has been imaged, with the purpose of determining parameters and data whose knowledge will be of main importance for future experimentation regarding boron neutron capture therapy (BNCT). In-phantom measurements have been carried out mainly utilizing a recently developed method for absorbed dose imaging, based on gel-dosimeters. Gel-dosimeters have revealed to give significant support to thermal or epithermal neutron dosimetry: in fact, the modality of energy release in gel-dosimeters is very similar to that in tissue, and with proper adjustment of the isotopic composition of gel matrix, the various dose components are separated.
1
Introduction
The continuous improvement in the field of radiotherapy has resulted in change of irradiation modalities aimed at obtaining high ratio of tumor to normal-tissue dose. Moreover, radiation fields having high linear energy transfer (LET) and high relative biological effectiveness (RBE) are preferred. Boron neutron capture therapy (BNCT) is a particular kind of radiotherapy, involving conformal modality and high LET radiation. In this therapy, the high cross section (a = 3837 b) of I0B for the reaction with thermal neutrons 10B(n,a)7Li, the short range in tissue of the emitted particles and their high LET and RBE are exploited for obtaining localized energy deposition and high biological effect. A suitable amount of 10B is selectively accumulated in tumor tissues and then the patient is exposed to thermal neutrons, for skin tumors, or to epithermal neutrons, for deep tumors. This therapy is still in phase of experimentation, and its development involves multidisciplinary research. It is necessary to improve boron carriers, in order to achieve high 10B concentration in tumor cells and low concentration in healthy tissue, to improve neutron sources, in order to achieve maximum thermal neutron fluence in the region of the tumor,
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and also to improve dosimetry methods, in order to know the spatial distribution of the various dose components having different biological effect. A wide presentation of issues related to NCT is reported in a recent IAEA publication [1]. At present, the fast research reactor TAPIRO (ENEA, Casaccia, Italy) is principally dedicated to research regarding BNCT. Thermal and epithermal columns have been suitably designed and constructed [2], with the purpose of inquiring about cell survival, performing experimental treatment of small animals and developing suitable dosimetry techniques both for neutron field characterization and for in-phantom dose determination. In this work, TAPIRO epithermal column has been characterized and a method, recently proposed, for in-phantom dose imaging, separating the various kinds of contributions of secondary radiation, has been improved. 2
Characterization of TAPIRO epithermal column
TAPIRO reactor is a highly enriched (93.5%) 235Uranium fast neutron facility. The power is 5 kW and the maximum neutron flux is 4-1012 cm"2 s"1. Thermalizing structures can be inserted or removed, depending on experimental exigencies. Neutron spectrometry measurements were performed in the empty main column of the TAPIRO reactor. These spectra were useful for setting the main constraints of the design of the irradiation facility for BNCT. The measurements were performed with a set of five moderation detectors (Bonner spheres). The epithermal-column consists of a parallelepiped-shaped chamber, 40x40 cm2, and depth 70 cm, shielded with aluminum (5 mm). The collimator has squared shape 10x10 cm2. At maximum nominal reactor power, the epithermal flux at collimator, measured with activation technique, has resulted to be about 7.4 • 108 cm"2 s"1 and the thermal fluence about 107 cm"2 s"1. The dose in tissue at a distance of about 1 cm from the collimator has been measured with the gel dosimeters described in next session: the experimental value of such a dose, at maximum reactor power, is 2.1 • 10"4Gy/s, well consistent with the dose at collimator calculated during column designing, that was of 2.3 • 10"4 Gy/s. A map of the y-dose in the empty volume of the epithermal column has been performed by means of thermoluminescent dosimeters (TLD). To this purpose, TLD-300 (CaF2:Tm) has been chosen, whose sensitivity to thermal and epithermal neutrons has shown to be negligible [3]. In the central axis of the epithermal column, the y-dose has been measured with gel dosimeters too. The results in the central horizontal plane of the column are reported in Figure 1. To lower the y-dose at collimator, where phantoms have being irradiated, a lead plug 10 cm thick has been placed inside collimator aperture, and the y-dose has been measured again in the region near collimator. The results are shown in Figure 2, near the view of the epithermal column.
501 lLi>
Gel
Depth'n column ( w )
V \ \
^v*l "
Figure 1. Gamma-dose in the horizontal central plane of the epithermal column. Depth in column is measured from the collimator
0.05Gamma-c losa i n the column of reactor TAP1RO 0.041
h 1MB
0,03-
0.02-
0.01After 1@ est PI»»d<Js(l
n
10
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Figare 2. Experimental values of y-dose in the central axis of TAPIRO epithermal column, vs distance from collimator, and view of the epithermal column.
3
In-phantom imaging of absorbed dose
The experimental determination of dose components in neutron fields is very complex. Besides the therapy dose due to boron reactions, it is necessary to determine the dose released by neutron reactions with tissue components. From thermal neutrons, the absorbed dose is mainly due to the reactions with H and N: 14 'HCn^H (CT=0.33 b) and N(n,p)14C (o=1.81b). Also the background y-dose has to be taken into consideration. For epithermal beams, the elastic scattering with hydrogen nuclei is not negligible and recoil proton dose has to be spatially determined too. The relative dose contributions of all such dose components depend on irradiation geometry and neutron energy spectrum. For in-phantom dosimetry, promising results have been obtained [4] with gel dosimeters consisting in tissue-equivalent (TE) gels in which a ferrous sulphate solution, which is the main component of Fricke standard dosimeter, is incorporated. Ionising radiation produces conversion of ferrous ions Fe++ into feme
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ions Fe^*. The metal ion indicator Xylenol Orange (XO) is added to gel components, because the complex of XO with ferric ions produces optical absorbance in the field of visible light (585 nm). A method for gel-layers imaging by means of a CCD camera, equipped with an optical filter around 585 nm, has been proposed [5] and developed. In gel dosimeters, which are in practice diluted water solutions, the action of ionising radiation is the same of that in human tissue. This is very important in neutron dosimetry. In fact, the absorbed dose, which is due to secondary radiation, is the same as in tissue provided that the isotopic composition is identical. Moreover, if a gel dosimeter is depleted (or added) of one isotope responsible for a dose component, from comparative analysis of images detected with different gels it is possible to separate such a dose contribution. This point is just the fulcrum of the proposed dosimetry approach, which is the only method for experimental imaging of absorbed dose in thermal and epithermal neutron fields, at therapy dose level, separating the various dose components. Gel-dosimeters with different isotopic compositions have been prepared: 1) TE gel, with the proper amount of H and N; 2) Nitrogen-depleted gel; 3) gel added with 10 B in the amount typically employed for therapy; 4) gel with suitable amount of Gd. From the analysis of the images detected with such gels it is possible to obtain the spatial distribution of the photon dose, the dose due to protons from reactions with N, the therapy dose due to 10B and the doses due to Gd. There is some interest in studying Gadolinium, because it is a contrast agent for NMRI and it can be advantageous, if bound with !0B to the same carrier, for ,0 B localisation. For recoil-proton dose separation, a method as been developed based on gels made with water and with heavy water [4]. A cylindrical polyethylene phantom, containing thin gels layers in the central transversal plane, has been exposed in the epithermal column with a base faced to the collimator. In Figure 3, the central profiles extracted from the images of the various dose components are reported vs. depth in phantom.
Depth in phantom {cm)
Figure 3. Profiles of dose components in a cylindrical phantom exposed in epithermal column.
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Exposures of polyethylene phantom containing a cylindrical volume (6 cm diameter, 3 cm height) of gel added with proper amounts of Gd have been performed in the TAPIRO epithermal column. The isotope 157Gd has a very high cross section for thermal neutrons (o = 255000 b) giving the reaction 1S7 Gd(n,y)!58Gd, which is followed by emission of internal-conversion electrons and Auger electrons. Gamma and electron dose components have been separated with the proposed method. The results obtained with gel dosimeters were inter-compared with those obtained with TLDs. In Figure 4, central profiles are shown of gamma dose components in the phantom with and without Gd and the dose component due to electronsfromGd reactions. The consistency of the obtained results confirms the validity of the proposed method.
0
h ^ y i t p t h in phantom fcm)
12
Figure 4. Gamma dose components in the phantom with and without Gd and dose component due to internal-conversion, and Auger electrons.
References 1. IAEA-TECDOC-1223, Current status of neutron capture therapy (ISSN 10114289, Vienna, May 2001). 2. S. Agosteo et al, Design of Neutron Beams for Boron Neutron Capture Therapy in a Fast Reactor, IAEA-TECDOC-1223 (2001) pp.116-125. 3. G.Gambarini et al, Imaging and Profiling of Absorbed Dose in Neutron Capture Therapy, IEEE TNS 48 (2001) pp. 780-784. 4. G.Gambarini et al, Discrimination of Various Contributions to the Absorbed Dose in BNCT: Fricke-Gel Imaging and Intercomparison with other Experimental Results and Simulations, Appl. Radial hot, S3 (2000) pp. 765772. 5. G.Gambarini et al, Three-dimensional determination of absorbed dose by spectrophotometric analysis of ferrous-sulphate agarose gel, Nucl. Instr. and Meth. A 422 (1999) pp. 643-648
RADIOACTIVE ION BEAMS FOR BIO-MEDICAL RESEARCH AND NUCLEAR MEDICAL APPLICATION G.J.Beyer University Hospital of Geneva, Cyclotron Unit, Geneva, E-mail: gerd-jurgen. beyer@cern. ch
Switzerland
The ISOLDE facility at CERN is the world leading on On-Line Isotope Separator installation. The main aspects which makes ISOLDE produced radio-isotopes such valuable for use in bio-medical research are: the availability of exotic or uncommon radioisotopes, the high purity and the ion beam quality. A short overview on research strategies, on experimental work and application of ISOLDE produced radionuclides used in the field of biomedicine over a period of more than 2 decades will be given. Special attention will be directed to the radio-lanthanides, because they can be seen as one single element providing the unique possibility to study systematically relationships between molecule parameters and a biological response without changes in the basic tracer molecule. Among those radionuclides we find any radiation properties we wish (single photon emission suitable for SPECT, positron emission suitable for positron emission tomography (PET), a-, B- and Auger electron emission. The radioactive isotopes obtained at ISOLDE are primary singly charged ions of 60 keV energy, very suitable for a new principle for a radionuclide generator system: the implantation type of the 81Rb/81mKr-generator for in vivo use and useful for new labelling procedures.
1
Introduction
The most important aspects in the field of nuclear medicine today are to increase of specificity of functional imaging, the quantification of medical imaging techniques based on PET and SPECT and the development of new high specific radiotherpeuticals for systemic therapy. All aspects can be significantly supported by using radioactive ion beams (RIB) produced at RIB facilities or ISOLDE, the world leading isotope separator on line, which is located at CERN1,2. There are three main aspects which make ISOLDE produced radio-isotopes such valuable for use in bio-medical research and nuclear medical application: i. availability of exotic or uncommon radioisotopes ii. the unprecedented high purity (isotopically separated and carrier-free) and iii. the ion beam quality of the radionuclides. Spallation reaction makes available a complete range of isotopes having as complete a diversity of types and energies of radiation, of half-life, and of chemical properties as one would wish. Again, of special interest is the simultaneous availability of the full range radio-lanthanides from just two standard ISOLDE target systems. 2
Production techniques of radio-lanthanides using ISOLDE
In the interaction of high-energy protons with a suitable target material the radionuclides are formed unspecifically in three different main pathways:
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fragmentation, fission and spallation. The low energy loss of 1 GeV protons while passing through a solid material allows us to use very thick and heavy targets (the normal target is 20 cm long). From Tab.l in reference6 we learn that 3 target ion source systems are most useful for the production of the wanted isotopes: the uranium-carbide is suitable for the production of the Ra/ Ac via spallation and for the production of the neutron-rich isotopes of the light lanthanides (141Ce, or 153 Sm) from fission. The neutron deficient nuclides of the lanthanides are best obtained using the tantalum foil target. In a similar way, the radio-yttrium is produced from a niobium foil target. In all cases a surface-ionization ion source is applied similar to the design described earlier3. In practice we produce our radio-lanthanide preparations in the following way: the 1.0 or 1.4 GeV proton beam (typically 3.3xl0 13 protons per pulse, corresponding to 1 - 2 uA integrated beam current) from the CERN PS booster interacts with a 112 gem"2 Ta foil target kept at a temperature of 2200 °C. Under these conditions the radio-lanthanides produced in the spallation process are released very fast from the target material and migrate to the ion source where they are ionized by surface ionization on a W - surface kept at 2500 °C (see Ravn2 and Beyer4 for example). The singly charged positive lanthanide ions are then extracted from the target ion source unit by a 60 keV extraction electrode. The ions are separated according to mass-to-charge ratio in an electromagnetic separator with a resolution of M/AM = 2400 (GPS = General Purpose Separator). Any desired radioactive ion beam can then be selected and transported to a collection point through a beam transport line. Details of the radiochemical separation process are described in a recent publication . We collected our wanted radio-lanthanide by
15
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Fraction Nr.
Figure 1 Separation of the A = 149 isobars obtained in the on line isotope separation process at ISOLDE by using cation exchange chromatography. Column: Aminex A 5 in N H / form, 3x60 mm2, eluent: cc-HIBA, elution speed: 100 ul/min, (one drop = one fraction). The isotopic content of each fraction has been determined by high-resolution gamma ray spectrometry (taken from reference5).
506 implanting the ions of the desired mass number into a thin layer of KNO3, which was molten on Al-backings. The sample size was 8 mm in diameter with about 0.2 mm thickness, which amounts to 20 mg of KN0 3 . A typical radio-chromatogram, obtained is shown in Fig.l. The Tb-fraction was combined and evaporated to dryness on a PTFE backing. By further heating the eluting agent (oo-HIBA) is completely released. The same technique has been adapted to any other isotope of the radio-lanthanides. The remaining radioactivity was taken up in 100 pi of 50 mM HCl solution and used as stock for the different systematic in vivo studies for labeling of different bioactive molecules. The production yields for the radiolanthanides range from 1*109 - 2*1010 ions per second, depending on mass number, ionization efficiency and release properties. Thus, we can produce batches of radiolanthanides at the ISOLDE facility of the order of 4 GBq for the shorter-lived 142Sm, of 1 GBq 149Tb, or of 10 MBq of the long-lived 143Pm for example. 3
Systematic foio-ldnetic studies with radio-lanthanides
The radio-lanthanides are of special interest for bio-medical research: they are three-valent metallic radionuclides, which show any radiation properties we wish. Using high-resolution gamma spectroscopy we measured simultaneously the biodistribution of carrier-free radionuclides of several rare earth elements ( ,88Y, ,4, Ce, ,47Nd, ,43Pm, ,45Sm, ,47 Eu, ,49 ' ,53Gd, 155Tb, ,59Dy, ]67Tm, ,69Yb) and 225Ac in tumor bearing nude mice and Wistar rats. The radionuclides were injected as free chelates (citrate, EDTMP and others) or bound to DTPA-conjugated monoclonal antibodies and peptides (review6, see Fig.2). Figure 2. Comparison of the bio-distribution of different tumor seeking radiotracers labeled with radio-lanthanides, 22SAc and '"in. The ratio of radioactivity uptake in tumor to liver tissue is plotted versus the ionic radius of the radio-metal (ref.6). Mice and rats bearing different tumors were used in these experiments. For the citrate system the T/L ratio is decreasing from about 1 for the heavy lanthanides with increasing ionic radius down to 0.04 for Ac. The same tendency is seen for the EDTMP system ([EDTMP] = 2 mMol, injected volume 0.5 ml per rat), however the values are one order of magnitude higher due to the reduction of liver uptake. In case of monoclonal antibodies no difference were observed for In and the heavy lanthanides down to Pm. With higher ionic radius the T/L ratio decreases, reaching a value of 0.01 for Ac. Highest values for the T/L ratio are obtained with Octreotides. The stability constant of the PmDTPA complex (log B = 22) seems to be the threshold, below which the in vivo stability of the metal-ligand complex becomes insufficient.
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The liver uptake is very strong influenced from the ionic radius of the radiolanthanides in case of the free chelates7. The release half-time of radio-lanthanides from tumor tissue was determined to be of the order of 7 days9. The EDTMP-ligand concentration plays an important role for the biokinetic behavior8. In case of conjugated antibodies and peptides (back-bone DTPA linker) no differences in the biokinetic behavior were found for Pm and higher Z lanthanides9. For the lanthanides with larger ionic radius the tumor to liver uptake ratio drops slowly down. 225Ac-labeled antibodies show by far insufficient in vivo stability. This powerful technique for the simultaneously study of biokinetical behavior is now being recognized and supported within the EU-COST program11. 4
Exotic radionuclides of the rare earth elements for systemic radionuclide therapy and in vivo dosimetry
Using the ISOLDE Facility we have access to radio-lanthanides, which have a potential in systemic radionuclide therapy or positron emission tomography in carrier free quality. Consequently, the RIB-technology would allow to study in detail the relationship between the specific activity of a given tracer and the biological response; or in addition to that relationships between the type of emitted particles (alpha, beta, conversion and Auger electrons), the particle energy and the related biological response. This kind of basic research will contribute to an optimization of systemic radionuclide therapy. Most interesting in this concern is the availability of a 4.1 hour partial alpha emitting metallic radionuclide (149Tb), which showed excellent radiotoxic properties in combination with bioconjugated monoclonal antibodies12. The labeling yield of our CHX-DTPA mab with the alpha emitting Tb was instantaneously better than 95 % and a specific activity of 250 MBq/mg mab was obtained10. The individual in vivo dosimetry will be an integrated component in the protocols for systemic radionuclide therapy. First clinical studies demonstrated clearly, that the presently applied approach to perform the dosimetry for 90Y DOTATOC patients via the corresponding l u I n DOTATOC SPECT provides wrong results13. Only quantitative PET imaging using the same tracer molecule labeled with a homologue positron emitting radionuclide would provide objective dosimetric information. Essentially, the positron emitting 86Y would be an ideal isotope for the individual in vivo dosimetry for the therapy with '"Y (Rosch14). The RIB-technology provides the access to any of the metallic positron emitters of this interesting group of elements, including the 85Y, ^Sc and several lanthanides. The positron emitter's 134Ce/La, 138Nd/Pr, 140Nd/Pr and 142Sm/Pm provide excellent PET images (see Fig.3, reference15). In vivo studies have been performed with the shortest-lived isotope of this class, with 142Sm/142Pm ((Fig.4, reference 16'17). In all these cases we have to deal with generator nuclides, the positrons are emitted from the daughter nuclides, which are very short lived. The mother isotopes provides the
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Figure 3. PET images performed with the JASZCZAK phantom and positron emitting lanthanides produced at ISOLDE facility at CERN (reference15). For details see text.
longer half-life suitable for the labeling and imaging protocols. There are two aspects to consider: the first is that these isotopes have very good radiation properties, which means high positron branching rate and no or only very little gamma contribution. Secondly, the daughter isotopes are released from the original tracer molecule due to the EC process. In an earlier study it has been demonstrated that the EC process leads unavoidable to a 100 % bund rupture, while in case of beta decay 80 % of the daughter atoms can stay in the original tracer molecule18. From our systematic biokinetic in vivo studies (see chapter 3) we learnt, that once the lanthanide is trapped in a certain tissue, it remains in the tissue quite stable9.
Figure 4. The image represents a 3 mm sagittal slice of a positron emission tomogram of a young rabbit 60 minutes p.i. of a solution containing EDTMP as chelating ligand and 30 MBq H2Sm as the positron emitting isotope. The PET image was recorded using the rotating prototype PET scanner of the Division of Nuclear Medicine of the Geneva University Hospital"". The isotope " 2 Sm was produced at the CERN ISOLDE facility. PET in combination with |,l2Sm provides a quantitative measurement of radioactivity uptake in tissue regions of interest allowing the dose applied using l5, Sm treatment to be monitored precisely in order to optimize the therapy (individual in vivo dosimetry).
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5
Implantation techniques open new possibilities
When ions with certain energy are implanted into metals the plastic material, than the implantation channels are burned out and remain open. This effect is used in practice for producing nuclear filters. In a previous paper we proposed to apply this effect for a new approach of an 8lRb/8lmKr generator for use in nuclear medicine19' . The 81Rb-ions produced at ISOLDE carry an energy of 60 keV. If we implant these 60 keV Rb+-ion in plastic foils (Mylar or Kapton for example) the ions are finally located on the bottom of the implantation channel and the daughter product, m Kr, which is formed in the radioactive decay process is allowed and able to diffuse out through the channel to the surface where it can be carried away by any eluting media. As eluting media one can use any gas (air for example) or any liquid (water or saline solution). Most exciting is the new possibility to configure the generator in the form of a catheter. From our experimental studies we learnt that if we implant the 81Rb with a density of up to 10lS ions per cm2, the elution yield of the daughter 8lmKr is close to 100 %, while the 8l Rb is not released. At higher implantation densities the surface of the implantation material loses its configuration, becomes amorphous, with the consequence that we wash out large fractions of the implanted 'Rb. At very high implantation densities the heat deposition causes a destruction of the material by melting, causing zero release of daughter activity and no washout of 8l Rb.
I % J efcjted Blm-Kf
J — i — i i 1111
1
1—i
i t i i ii
10" IMPLANTED ATOMS per cm 2
id4
Figure S. Yield of 8lmKr eluted from the implantation type 8lRb/8lmKr generator over the implantation density. The beam of mass separated 8lRb*-ions has been swapped over a surface of 0.5 cm2 (insert shows an autoradiogram of a sample). The elution yield is nearly quantitative for the more temperature resistant Kapton material at implantation densities of around 10" 81Rb*-ions per cm2. For Mylar foils the elution yield is only slightly lower. One can use air or any liquid (water, saline solution, plasma or even blood) as eluting agents. At high implantation densities the surface becomes destroyed, the elution yield drops down dramatically20.
510 In Fig. 5 we present some experimental results. A surface of 1 cm2 can carry 37 MBq 81Rb (corresponding to 8*1012 Rb-atoms). It is not a technical problem to implant this amount of 81Rb activity into the tip of a 3 mm diameter catheter (1 cm implantation length is required). This catheter is really an "in-vivo generator". One can bring the tip of the catheter to any place in a patient, where one would like to image the perfusion. It has been shown in the mean time that these technology works perfectly (Bechthold21). In a similar way ion implantation techniques is applied to label stands with 32 P (for use in cardiovascular brachytherapy, Bechthold21). One can assume that this way of implantation may open a new approach for labeling of macromolecules, macro-aggregates or microspheres. The problem will be the radiation damage, since the implantation energy is high. On the other hand, today exists possibilities to decelerate the ions dawn to very low energies making normal chemical labeling of sensitive molecules (monoclonal antibodies for example) possible as well. 6
Acknowledgements
The author wish to acknowledge H.Zaidi and C.Morel for performing the PET images using the ECAT ART PET scanner of the Geneva University Hospital, and all the collaborators named in the different references and the ISOLDE Collaboration for the continues support and high attention paid to this applied research field.
References 1. Kugler E., The ISOLDE Facility. Hyperfine Interactions 129 (2000) pp. 23-42. 2. Ravn H. L., Radioactive ion-beam projects based on the two-accelerator or ISOL principle. Phil. Trans. R. Soc. A 356 (1998) 1955-1984. 3. Beyer G. J., Herrmann E., Piotrovski A., Raiko V. I. and Tyrroff H., A new method for Rare Earth Isotope Separation. Nucl. Instr. Meth. 96 (1971) pp.437-439. 4. Beyer G. J., Fromm W. D. and Novgorodov A. F., Tracer diffusion of different nuclear reaction products in polycrystalline Tantalum. Nucl. Instr. Meth. 146 (1977) pp.419-430 5. Beyer G. J., Comor J. J., Dakovic M., Soloviev D., Tamburella C , Hageba E., Allen B., Dmitriev S. N., ZaitsevaN. G., Starodub G. Y., Molokanova L. G., Vranges S. and Miederer M., Production routes of the alpha emitting 149Tb for medical application. Radiochimica Acta (2001) in print 6. Beyer G. J., Radioactive Ion Beams for biomedical research and nuclear medical application. Hyperfine Interactions 129 (2000) pp.529-553. 7. Beyer G. J., Munze R., Fromm W. D., Franke W. G., Henke E., Khalkin V. A. and Lebedev N. A., Spallation produced 167Tm for medical application, in Medical Radionuclide Imaging 1980, IAEA Vienna (1981),Vol.l pp.587-598.
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8.
Beyer G. J., Offord R., Kunzi G., Aleksandrova Y., Ravn U., Jahn S., Backe J., Tengblad O. and Lindroos M., The influence of EDTMP-concentration on the biodistribution of radiolanthanides and 225-Ac in tumor bearing mice. Nucl. Med. and Biology 24 (1997) pp.367-372. 9. Beyer G. J., Offord R. E., Kunzi G., Jones R. M. L., Aleksandrova Y., Werlen R. C , Macke H. and Lindroos M., Biokinetics of monoclonal antibodies labelled with radio-lanthanides and 225Ac in xenografted nude mice: preliminary results. J. Lab. Comp. Radiopharm, XXXVII (1995) pp.529-530. 10. Vranjes, S. D., Miederer, M., Comor J. J., Soloviev D. and Beyer G. J., Labeling of antibodies with 149Tb for targeted alpha therapy. J. Lab. Comp. Radiopharm. 44 (2001) pp.718-720. 11. Rosch F. (coordinator), Lanthanides in Therapy. European Commission DG XXII-B1, COST Action D 18/0004(2000). 12. Beyer G. J., Comor J. J., Soloviev D., Miederer M. at al. to be published 13. Rosch F., unpublished data presented at the Kick-Off Meeting COST D18, Mainz (Germany) July 5-6, 2001 14. Rosch F., Herzog H., Plag C , Neumaier B., Braun U., Muller-Gartner H. W. and Stocklin G., Radiation doses of yttrium-90 citrate and yttrium-90 EDTMP as determined via analogous yttrium-86 complexes and positron emission tomography. Eur.J.Nucl.Med. 23 (1996) pp.958-966. 15. Beyer G. J., Soloviev D., Aleksandrova Y., Miederer M., SenekovichSchmidtke R., Stocklin G., Comor J. J., Vranjes, S. D., Macke H. and Allan B., The role of Radiolanthanides in Radiopharmaceutical Developments: The role of the alpha-emitting 149Tb in TAT. Biomedical Application of Lanthanide Complexes. (COST D8/D18 Workshop), Prague, Sept. 14-17 (2000) 16. Beyer G. J., Use of radioactive ion beams for biomedical research: 2. In vivo dosimetry using positron-emitting rare earth isotopes with the rotating prototype PET scanner at the Geneva University Hospital. (ISOLDE IS331), in: Experiments at CERNin 1994 (CERN GREY BOOK 1994) pp.243-245, see also Cover page, Geneva (1994). 17. Beyer G. J., Donath A., Morel C , Offord R., Kunzi G., Ravn U., Aleksandrova Y., Jahn S. and Lindroos M., 142-Samarium - a suitable positron emitter for uptake monitoring in 153-Sm EDTMP therapy. J.Nucl.Med. 35 (1996) 194. 18. Beyer G. J., Herrmann E. and Khalkin V. A., Chemical effects at different radioactive decay processes of Cerium radionuclides chelated with polyaminopolycarbonic acids. JINR P 12 - 7758, Dubna (1974) 19. Beyer G. J., Ravn H. L. and Huang Y., A new type of 81Rb/81mKr generator for medical use. IntJ.Appl.Rad.Isot. 35 (1984) pp.1075 -1076. 20. Beyer G. J. and Ravn H., A 81Rb/81mKr generator made by ion implantation. IntJ.Appl.Rad.Isot. 42 (1991) pp.141-142. 21. Bechthold V., Bialy J., Fehsenfeld P and Schweickert H., Radioisotope fur die Medizin. Nachrichten FZKarlsruhe 27 (1995) pp.128-135.
PRODUCTION OF RADIOISOTOPES FOR IMAGING AND THERAPY AT LOW ENERGY THOMAS J. RUTH TRIUMF Vancouver, BC, Canada [email protected]
1
Introduction
The production of radioisotopes for use in biomedical procedures such as diagnostic imaging and/or therapeutic treatments is achieved through nuclear reactions in reactors or from charged particle bombardment in accelerators. In reactors the nuclear reactions are initiated with neutrons while in accelerators the typical charged particle reactions utilize protons although deuterons and a-particles play a role. While the generation of the 99Mo/"mTc generator is performed in reactors and the procedures making use of this generator account for nearly 90% of all Nuclear Medicine procedures, this paper will focus on the use of low energy (<50 MeV protons) accelerators for the production of radioisotopes. One clear advantage that accelerators possess is the fact that, in general, the target and product are different chemical elements making it possible to find suitable chemical or physical means for separation. This leads to the potential of high specific activities. In addition, at low energy there are fewer isotopic impurities that also contribute to higher specific activities. The availability of accelerators fits into several categories. First there are universitybased cyclotrons that are typically multi-particle machines with energies around 3050 MeV. Then there are the hospital-based machines, which are generally dedicated to the production of the standard PET radioisotopes ( n C, 13N, ls O, and 18F). These cyclotrons accelerate protons in the 10-19 MeV range and some also produce deuterons with an energy of about lA that of the proton (5-9 MeV). The cyclotrons used by industry for large-scale production are typically 30 MeV proton only machines although there are some using lower energies for dedicated production of 103 Pd (see below).
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Several national labs from around the world are involved in the production radioisotopes that are not produced by the commercial radioisotope producers such as the 82Sr/82Rb generator and 68Ge. These machines are typically operated at greater than 100 MeV and accelerate protons with a beam current exceeding 150-200 uA. The limitations of these high-energy facilities include the difficulty associated with scheduling since most of these facilities are machines that have been built around Nuclear Physics programs with medical applications using the accelerator in parasitic mode or when the physics program is not operational. Another problem is the range of products produced. Because of the high energy of the proton beam, the dominant reaction mechanism is spallation, which produces not only many different atomic species but also many isotopes of the same element. This not only provides possible radioactive contaminants but also stable species that can affect the specific activities of the desired product. A more detailed discussion of these facilities can be found elsewhere in these proceedings.
2
Radioisotopes for Imaging
While there is a wide range of radioisotopes that are used in imaging, a relatively small number make up the vast majority of all studies in SPECT and PET imaging. Table 1 list the most widely used radioisotopes for imaging along with a couple of potentially useful radioisotopes. SPEC! 99m T ( , 123j 201ji
PET n C 18p 64
Cu
124T
Table 1. Radioisotopes used in imaging. Table 2 provides the various low energy production routes along with the half-life of the radioisotopes. Technetium-99m is included since this isotope alone accounts for nearly 90% of all nuclear medicine imaging studies. There has been a number of proposals overtime suggesting that 99mTc could be produced at an accelerator. The economics of producing mTc at an accelerator can never compete with the extremely low costs of producing it at a reactor. While there is concern about the ability to build new reactors and thus jeopardizing the availability of this important isotope, the recent construction of reactors in Canada dedicated to 99Mo production removes this concern for the present. Iodine-123 has been of interest for nearly 3 decades because of its unique chemistry that makes it possible to attach this isotope to a wide variety of molecules and the y-
514 ray energy (159 keV) that is matched well to present day cameras. The ability to produce this isotope in high purity from enriched Xe targets made it possible to ship 123I over long distances and still have high specific activity 123I available for labeling. However, the production costs are still very high in comparison to other radioisotopes, which will make its use limited for the foreseeable future. Radionuclide SS^Tc ,23
I
t'/z
6.0 h
,00
13.1 h
,24
Reaction Mo (p,2n)
Kner«v (IN lev) 30
Xe(p,2n)123Cs Xe(p,pn)123Xe 124 Xe(p,2pn)123I
27
73.1 h
203
29
20.3 m
14
124
201ji U
C
u
,8p
110m
Tl(p,3n) 201 Pb^ 201 Tl
N(p,cc) B(p,n)
18
0(p,n) Ne(d,a) na 'Ne(p,X)
15 14 40
64
Ni(p,n) Zn(p,an) nat Zn(d,axn) nat Zn(d,2pxn)
15 30 19 19
,24
13 25
20
64
Cu
12.7 h
68
124T
4.14 d
11-19 10
Te(p,n) Te(p,2n) }le 2. Nuclear reactions used to produce imaging radioisotopes. 125
Thalium-201 has been extensively used for more than 25 years. Over this period there have been numerous reports of its demise, yet the growth in demand for this isotope is still upwards. The remaining isotopes listed are used in PET imaging. Carbon-11 is extremely attractive because, in principle, one can replace an existing carbon atom in the molecule of interest with the radioactive isotope. However, because of the short half-life, its availability will be limited to those sites possessing an accelerator or near to one. The demand for 18F exceeds it availability. To overcome this shortage, a number of central distribution centers have been placed in large metropolitan areas in North America, Europe and Japan. Although several nuclear reactions are provided, the (p,n) reaction is the route of choice for producing large quantities of
515 18
F. If availability of 18F continues to grow, 18F-labeled compounds may begin to compete with other SPECT agents such as 123I. The other two isotopes are candidates for both PET imaging and possible use in therapy (see below). The interest in these two is primarily related to the relatively long half-lives. Such properties would enable studies to be performed where the kinetics are slow and exceed the ability to image with 18F. The disadvantages include low production rate (124I) and the need for expensive enriched target material (^Ni, 124Te). Recent results from Washington University in St. Louis have shown that even with the high-energy P-particles associated with 124I decay and other photons in coincidence with the P-decay, they can still be imaged at high resolution (MCu). 3
Radioisotopes for Therapy
The idea of a radioisotope used in therapy is based on the desire to link a radionuclide which has a high linear energy transfer associated with is decay products such as Auger electrons, P-particles or a-particles to a biologically active molecule that can be directed to a tumor site. Since the P-emitting radionuclides are neutron rich they have, in general, been produced in reactors. Table 3 lists some of the radionuclides that have been proposed as possible radiotoxic tracers. 47
sc
m
Eh
14y
Pm
nwiw^
M
cu
103pd 153
Sm
mlT
b7
cu
"'A* 159 Gd 199 Pt
7?
BR
124T
166 21,
Ho At
90y
•42p r 177 J13
Lu Bi
Table 3. Listing of radionuclides that have been proposed for use as possible radiotoxic isotopes for treating cancer. Most of these radionuclides are produced in a reactor although a few are best produced in via charged particle reactions. Table 4 provides the charged particle nuclear reactions that can be used for selected radiotoxic nuclides. The attractive feature of 77 Br is its chemical versatility in addition to its half-life. Production rates are relatively low and purity may be an issue since 76 Br is often coproduced. The demand for 103 Pd, which is used in treating prostate cancer, is continuing to grow. A large number of low energy (19 MeV) cyclotrons are dedicated solely to the production of this isotope. Rhenium-186 is attractive for a number of reasons. It has the desirable physical characteristics of being a P-emitter with a useful half-life (90 hours) and a y-ray
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(137 keV) that can be imaged. In addition, Re is in the same chemical family as is Tc, thus much of the chemistry developed for Tc can be applied to Re. The production rates from all of the reactions listed in table 4 are very low. Thus the only practical route to this potentially important isotope is via neutron capture in a reactor. This route results in a very low specific activity product, which severely limits its utility. Radionuclide
t'A 2.4d
Deeav Mode Auger electrons
.03pd
17.5d
Auger Electrons
"5r
Reaction As(a,2n) 77 Se(p,n) 78 Se(p,2n) 79>81 Br(p,xn)77Kr M, Mo(p,spall.) 75
103 na,
186
21,
Re
At
90.6h
7.2h
Rh(p,n) Ag(p,xn)
,86
Enersv (Me\ ) 27 13 24 45 >200 19 >70
F
W(p,n) W(d,2n) 197 Au(p,spall.) •""Aufospall.) na, Ir(p,spall.)
18 20 >200 >200 >200
a
209
28 60 >200
186
Bi(a,2n) Bi(7Li,5n)2,1Rn 232 Th(p,spall.) 2U Rn 209
Table 4. Charged particle production routes for therapy isotopes. And finally, a-emitting isotopes have been of interest for use in therapy because of the high LET associated with the cc-decay. Astatine is of interest because it possesses many properties of halogens and each decay of 211At has an oc-particle associated with it. Because of its short half-life multiple production sites would be required. Thus the interest in producing its parent radionuclide (21,Rn) has been suggested as a way of producing and shipping 2U At to remote sites. 4
Conclusions
The vast majority of radioisotopes used in imaging are widely available and in the cases where demand continues to grow, the private sector is expanding to meet those needs. Many clinically relevant therapeutic nuclides cannot be produced in high specific activity from reactors and the accelerators cannot produce sufficient quantities for
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large-scale usage. Thus a possible solution could be the use of off-line isotope separators. In such a situation, large scale production could be achieved in reactors, and the specific activity improved by using the isotope separator.
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Technology Transfer and Education Organizers: M. Barone (Industry) J. Huston (Selected Papers) P.L. Riboni (Industry) M. Barone C. Pettenati L. Tsoussis E. Meschi R. C. Ruchti
Industrial Section Convenor's Report Electronic Publishing at the End of 2001 DAQ Cards for the Compact Muon Solenoid: a Successful Technology Transfer Case The Data Acquisition System for the CMS Experiment at the LHC Quarknet: a Particle Physics Program of Education and Outreach in the U.S.A.
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INDUSTRIAL SECTION CONVENOR'S REPORT
M.BARONE Demokritos Nat. Laboratory, Athens, Greece E-mail: [email protected] P.RIBONI, E T H ZURICH, CH ETH E-mail:
Zurich, CH [email protected]
Over t h e years this conference has gained a solid reputation as an appropriate rostrum for illustrating new concepts in the relations between industry and the scientific world and for introducing new technologies to a large assistance of junior and more experienced scientists. In fact, from the very beginning the founders of this endeavour announced: "The conference is aimed for promoting contacts among scientists involved in particle and fundamental physics, among experimental physicists in other fields and representatives from industry." Facilities at t h e Conference are designed t o fulfil t h e task: space and general facilities are offered to industry representatives to display their products. This year a more accessible and luminous space arrangement was made available to the exhibitors. At the same time two plenary sessions have been dedicated to selected speakers to illustrate new trends in Technology Transfer, analysis of environment affecting our community, examples of historical successes in the merging of science and industry. We have identified in "GRID" and in "E-Publishing" two major promising areas where our Community will play a prime role as " User" and it was of t h e general interest to have them illustrated by two personalities directly involved in their development. The flow of knowledge is of course more massive from "Industry" to "Science" than vice-versa, but "Science" to "Industry" move offers an intensive added value. T h e technology transfer concept with the "Patents" as fund raising tool proved less glorious than expected. Trademark, licensing agreement and " Patents" can assure intellectual properties. But patent is an issue to be used cautiously. Evidence exists that much more efficient transfer of " Science" knowledge to "Economy" is achieved by venture capital move and start-up companies. These two facets of the Technology Transfer business have been covered by Routti's and Bourgeois's lectures.There are two examples of Companies who moved recently into the areas of interest of our community (Hourdakis and Intrasoft) and t h e examples of an Industry historically committed to a strong R&D effort (SAES-Getters). Finally a case of involvement of industry in a "Big Science" project (CMS) completed the palette of the contributions to this Industry Section. The full set of transparencies of the lectures, are filed and made available at the conference site: http://hpl302.mib.infn.it/Conference2001.html
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1
GRID and E-Publishing
Prom the web to the Grid, i.e. the industrial potential of technology has been the theme developed by F. Gagliardi. After the phenomenal success of WEB, new steps in the technology have been: wide area networking becoming as powerful, as reliable and affordable as local area network; to day PCs with the power of an "old" computer center, an easy access to computer resources via powerful graphics and friendly interfaces. This suggest that time ripe for a new vision; the GRID concept seams to be the case. With its analogy to the electrical power grid it brings unlimited ubiquitous distributed computing, it gives transparent access to multi peta byte distributed data bases, it is easy to plug-in and the infrastructure complexity is hidden to the user. The large amount of data to be exchanged ( 10 Pbytes/year in 2006) for the LHC computing, has motivated the decision of CERN to participate to the project. For E-publishing, C.Pettenati presented the current three publishing models: the traditional, the alternative and the "subversive" one, with examples and realizations in various disciplines and illustration of the debate underway about self-publishing . The case of library procedures for profiting of the e-publishing opportunities in term of enlargement of literary collections available to their readers is illustrated together with some comments on the internal library procedure and the external licensing negotiation. E-book emergence has an impact on the new Web economy and cost and benefits of the new publishing cycle have been discussed as well. 2
Innovation and technology transfer
Knowledge generated by scientific research has become one of the main driving forces of modern economies, as J.Routti has illustrated it. Information and telecommunication technologies allow global collaborations and networking. Together with new biotechnology and related service sectors, they are the principal generators of new employment. Complex issues facing society today require integrated multidisciplinary research to search for the best policies and strategic alternatives. International research collaboration gives leverage to research investments and is mandatory in many areas, such as global change, genetically modified organisms and telecommunication standards. The European Union research programs concentrate on such topics. Knowledge economies differ significantly from traditional industries. Their products have short life cycles and narrow time windows. The conversion of knowledge to economic and social benefit requires good innovation systems, including efficient technology transfer and linkages to venture capital. Researchers in
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scientific institutes are not used, according to F.Bourgeois, to keep knowledge hidden from others and they are now encouraged to change from a " publish or perish" to a "patent (and publish) or perish" culture. The lecture has shown how combining the aspects of technology watch, non-disclosure, protection and exploitation with open communication and worldwide co-operation can be an enabling instrument in the ever-continuing process of research. Satisfactory patenting and licensing strategies for the particular case of publicly funded organisations has been discussed. Three different lightweight Technology Transfer structures likely to maximise returns without impairing basic science activities have been presented. 3
Industry contributions
SAES Getters has been the world leader in the getter production technology and science for over 45 years. This success has been strongly due to a continuos research effort presented by P. Delia Porta. A brief history of the evolution of SAESs R&D activities was presented. The initial step has been the evaporable getters for the application in the electron tubes (valves or receiving tubes) and CRTs.The invention of the first industrial non evaporable getters has opened the way to applications in high physics machines from Tokomaks and accelerators like the large application in LEP. Cooperation with many large Research Centers of particle physics has motivated many research projects for the development of UHV pumps and new getter materials.The development of thin sputtered getter films, is opening a new technology on which SAES is working in co-operation with CERN. Indications were given on the motivation which are driving industrial research in comparison with the motivation for public research and the respective roles in the progress of science. CMS is one of the two largest experiments of the LHC at CERN in Geneva. Because of its size and cost, performances have to be optimised with respect to the investment. This was the case presented by D.Campi The CMS detector is built around a very large 4T superconducting magnet: it is composed by a 12000 t Yoke and a superconducting coil carrying a current of 20000 A at 4.2 K. Mechanical, electrical and electronic technologies are present in the project; most of the adopted choices are at the top of the actual state of the art. The talk has outlined the main features and the status of the project pointing out the challenging targets of this enormous "industrial prototype". In particular some of the activities developed with the industry have been described quoting those who went beyond the actual state of the art or even of our expectations. The results obtained so far should demonstrate the mutual interest of large-scale laboratories and industrial companies in making such
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huge equipment. The representative of Hourdakis Electronics SA presented the Companyis profile emphasizing the preliminary production of 22 DAQ cards for the Compact Mon Solenoid, made in collaboration with CERN and the "DEMOKRITOS Institute of Nuclear Physics ". INTRASOFT International (S.Bodrato) is a successful European Information and Communication Technology (ICT), it employs more than 300 professionals in three countries with a turnover of 26.2 million Euro. From bases in Belgium, Luxembourg and Greece, INTRASOFT International serves local and international clients throughout Europe, both in the public sector (e-Government) and the private sector (finance, media, telco, and pharmaceuticals). The company provides solutions in the areas of: outsourcing, professional services, systems integration and data warehousing.
ELECTRONIC P U B L I S H I N G AT T H E E N D OF 2001 CORRADO PETTENATI CERN, E-mail:
1211 Geneva, Switzerland [email protected]
We present the current three models: traditional, alternative, and subversive, with examples and realisations in various disciplines. We also present a short overview of the debate under way about self-publishing and the proposed methodology. We continue with a presentation of library procedures to take advantage of electronic publishing opportunities in terms of enlargement of the literature collections available to readers. In this perspective we discuss both internal library procedures and external licensing negotiation. Then we shall talk about the emergence of the E-book. We end with a presentation of t h e impact of electronic publishing within the new Web economy and discuss costs and benefits of the new publishing cycle.
1
History of Electronic Publishing
The history of electronic publishing (e-publishing) is very short if compared with traditional forms of publishing, but full of important events. The very first e-publication came in the 1980s in the form of plain text e-mails. They were sent to the subscriber via a mailing list. Of course plain text was a rather poor style of presentation and no figures or pictures were available. Also tables and formulas were rather complicated and very difficult to handle in a proper way. In addition, users (read mainly libraries) were committed to archiving the issues locally, thus multiplying the efforts on all sites. This distribution path was abandoned as soon as new tools became available in the late 1980s and early 1990s. Later CD-ROMs appeared to be a much more effective medium for epublishing. Excellent quality, pictures, figures, low-cost support, and long life. This kind of publication was rather successful for a number of years and, for particular publications (encyclopaedias, dictionaries, atlases, handbooks,), is still in use. The CD-ROM has a high reliability allowing the use of many different formats. However, CD-ROMs soon became unmanageable for libraries when each CD-ROM required the installation of a special client (software to read the CD-ROM) for each publication. Libraries invented various tools (CD-ROM LANs) to multiply the access and to avoid the huge maintenance work involved in installing, maintaining up-to-date, and de-installing the clients.
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Then finally in the years 1994-95 appeared the very first e-journals. The first e-journal to be distributed was Electronics Letters Online by IEE (Institution of Electrical Engineers). IEE distributed the journal via OCLC. OCLC invented a client, called Guidon, to be installed on the reader's station. Guidon was an excellent tool, with a very rich functionality, unfortunately not Web-based. It became obsolete as soon as the Web was chosen for the distribution of e-journals. Web distribution started in 1995-96 and was an immediate success. It was possible to use the rich format PDF, Portable Data Format, to embed links in the text and to start to use multimedia tools. Now e-publications are already prepared for downloading into PDAs, Personal Digital Assistants; it is a sort of e-book device already present in our pockets for other uses. A long history in a few years. 2
E-publishing Models
We can recognise today three different models for e-publishing: traditional, alternative, and subversive. All the most important publishers like Elsevier, Springer, Kluwer, IOP, APS, etc. use the traditional model. Publishers like High Wire, the European Journal of Comparative Law, JHEP Journal of High Energy Physics, etc. use the alternative model. The subversive model is used by other publishing initiatives like arXiv (earlier at Los Alamos National Laboratories, now at Cornell University), Australian Journal of Human Rights, the European Legal Research Archive, etc. 2.1
General Advantages of E-journals
Before discussing in length the characteristics of the three models, it is perhaps useful to summarise the advantages of e-journals over their previous paper editions. In addition to the fundamental feature of the electronic availability of the full-text, there are a number of other important features that generate added value to the e-edition. Almost all publishers offer to subscribers to their journal e-editions some or all of these additional services: • ETOC, electronic table of content and abstracts.
527
• A pointer direct to the latest issue. • An alerting mechanism set to receive messages via e-mail for new articles matching a predefined profile. • A pointer to the list of papers accepted for publication in future issues. • A pointer to the list of articles currently in press. The libraries' OPACs, On Line Public Access Catalogues, exploit these new services making all the links available to the readers. The maintenance of these links is a challenging new task for librarians. 3
The Traditional Model
Almost all publishers currently have their journals available in an electronic edition (there are more than 11,000 titles registered including scholarly ejournals) in parallel, or not, to their paper edition. The preparation of an e-edition is very close to that of a traditional paper edition. In fact most paper editions were already prepared in electronic form for printing. The e-editions can be distributed basically in two ways: remotely accessible on the publishers' servers or sent (via ground mail (on CDs or tapes) or by electronic file transfer) to the library site where it can be uploaded, stored, and used locally. This form of e-publishing is in general very well accepted because of the existence of a parallel, well-established paper edition supported by solid quality control, peer review, and legal deposit procedures. E-publishing technology is now sophisticated enough to offer an excellent level of readability even on the screen. The e-edition tends not only to parallel the paper edition but can often add its own values (colour, multimedia, dynamic links, software distribution, etc.) using the features offered by the network technology. When the two editions start to diverge one can even ask if the two editions are not actually two different publications. Several publishers were, at the beginning, afraid of having their publications electronically available because of the ease of transferring files from one place to another in identical copies. So they tried to make access difficult and in any case solidly connected to the paper edition subscription. It was common practice to subscribe to an e-journal contract with a threeyear rolling window. The access was guaranteed in e-form for three years and
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afterwards the reader had to rely on the paper edition. Luckily, publishers eventually became more confident and abandoned the concept of the rolling window moving, at a different pace and in steps, towards the idea of a 'permanent' e-archive of their publications. More recently, October 2001, Elsevier announced the full electronic availability of their retrospective collection of 1200 journals for December 2002. A giant step towards a fully electronic reader environment. APS and IOP, among others, already reached such a result some time ago. This is an extraordinary event for the scientific information world. For the publishers not yet able to make all their retrospective publications electronically available, two different projects, JSTOR in the USA and DIEPER in Europe, are ready to create the conditions to make electronic versions of selected journals. Currently the number of titles converted is not very large but it could increase rather quickly. As all published articles become electronically available, there are new ways to manage them. We can consider the articles as a large database and search them via their metadata and, recently, also via their full-text. We can also imagine moving all the articles into a large unique pot and transforming all the references into electronic links. The reader's environment will be enhanced at a much better access level. This expanded linking capability can be reached using new tools made available by the CERN Library and also by the non-profit organisation CrossRef. The above articles' reorganisation is called the journals' de-structuring. This is opposed to another new possibility called re-structuring. Re-structuring is the possibility to select and reuse the published articles in new journals with different coverage. There are now new journals totally composed of articles already published in other journals. The new journals, generally freely available only in electronic edition, are called overlay (or virtual) journals. In this new category there were several announcements made by APS/AIP (four new free titles) and IOP (one new free title) in September 2001. 3.1
The Disadvantages of the Traditional Model
The main disadvantages of the publications using a traditional approach to the electronic edition are the increased costs for the libraries. At the beginning (1995-98) the e-editions were sold with the addition of three different fees to the normal price of the paper edition. • The electronic content fee was a percentage (5-15%) of the paper edition price to account for the increased value of an electronic publication.
529 • The platform fee was a lump sum depending on the size of the library's reader community; this sum compensated the cost of the use of the publisher's server and electronic facilities. • The attrition fee was the most difficult to understand. It was a sort of penalty for libraries with multiple paper subscriptions to the same journal. The fee was applicable to those libraries that, acquiring a licence for the e-edition of that journal, dared to cancel the multiple subscriptions! In addition, publishers are not easily inclined to make discounts for those few libraries willing to buy the e-edition only. Of course all the above costs were rather unacceptable for libraries because they were charged with additional costs without any increase in literature coverage while maintaining all the very resource-consuming tasks (check-in, handling, claiming, shelving, binding, re-shelving, etc.) related to the paper editions of their journal collections. In the last period (2000 and onwards) we have observed a substantial simplification with the e-edition subscription contracts. Platform and attrition fees tend to disappear merging into a unique electronic content fee. The model of platform and attrition fees should evolve in a more objective measure: real usage. They will be completely replaced when real usage statistics are standardised. The platform fee remains in the form of the recurrent question: "How many professional users has your library?" The attrition fee remains visible when publishers are not ready to accept cancellations when a library joins a consortium. 4
The Alternative Model
This model is based on the availability of the e-edition only, with the quality level comparable, for the validation and peer-review process, to that of the traditional model. In general, these publications are based not in commercial houses but in universities or research laboratories where authors, peer-reviewers, editors-inchief are present and willing to participate in the new way of publishing and where the e-publishing technology is already present as a by-product of the normal documentation and telecommunications procedures. The Journal of High Energy Physics, JHEP, based at the SISSA laboratory in Trieste is the best example of the alternative model. JHEP is now, a few years after its start-up, the journal in HEP theory. The alternative e-publications face several difficulties.
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The most important is to find a self-sustained business plan. Some projects (HighWire Press) opt for a traditional subscription at very reduced cost, others prefer to stay free on the Internet and ask for support from a few big organisations (JHEP a at SISSA and PRSTAB at the APS). Others explore old and new self-sustaining ideas such as authors' fees (New Journal of Physics) or Web advertising (Encyclopaedia Britannica) with differing degrees of success. Other difficulties are linked to the need for a reliable legal deposit and long-term e-archiving. The solutions explored are based on CD-ROM or even paper back-up editions and plans to migrate from current technologies to the next ones with safe format conversion. As a general policy, it is extremely opportune to encourage authors to submit their papers to not-for-profit journals of the alternative model, the freedom to choose any journal is now an unaffordable luxury. The alternative model works also for e-proceedings, in general they were previously published in (generally very expensive) monographs or journals. Today more and more frequently conference proceedings are published in electronic form only. There are several tools and services available for the deposit of e-proceedings in some specialised places (e.g. JHEP, SLAC and CERN libraries for Physics conferences). The advantages of the alternative model are of course the limited costs and the large support offered by funding agencies (EU, NSF and SPARC) for new projects and developments in this area. The disadvantages are the difficulties involved in finding solutions to guarantee a long-term life for epublication. In general, academia is not always ready to support this model of publishing; it is still considered, wrongly, not so valuable as the traditional one. 5
The Subversive Model
This model has the objectives to further cut costs and put pressure on the commercial publishers. There is embedded in the subversive idea also the consideration that the traditional peer-review process is no longer necessary in its present form.
° J H E P announced in November 2001 a new type of partnership with IOP. The journal will remain free on the network for the year 2002, but will be distributed via a subscription of $900 from 2003 onwards.
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At the same time new forms of validation are being explored (number of contacts, number of downloads, on-line notes, etc.) to speed up the publication process and to continue to avoid loss of time for the readership by not proposing useless articles. The subversive model takes advantage of the fact that technologies for e-publishing are today available to all authors and readers as discussed in the following paper h t t p : / / w w w . t o u r s . i n r a . f r / t o u r s / d o c / c o m s c i . h t m . In this model authors are encouraged to self-publish their articles submitting them to publicly available e-archives. Therefore all the articles are first distributed as grey literature. The editorial boards of 'subversive' journals go to these e-archives and fish for papers to feed their journal content, with or without peer-review (or other types of validation). These journals are composed only of a TOC, table of contents, with pointers to the selected articles that remain publicly available in the e-archives. Of course, the e-archives offer the possibility to manage multiple versions of the same article. The advantages of the subversive model of e-publishing are: • The costs are reduced almost to zero. • The delay between the availability of a document and its world-wide distribution is reduced to a few days or even hours. The disadvantages of the subversive model are: • Long-term availability is at risk (e.g. arXiv moving from LANL to Cornell University). • There is still a common and unjustified scepticism from academia. 6
T h e L i b r a r y Process
In the bubbling e-publishing environment libraries continue to prepare the ground for further advances in access to scientific documentation. Research libraries continue to collect, process, and distribute a large growing quantity of grey literature (preprints), documents prepared for publication in scientific journals but not yet published. Almost all modern libraries have prepared paperless circuits composed of electronic submission (from authors and collaborations), electronic processing (upgrading and completing metadata), and full-text distribution via their OPAC, On line Public Access Catalogue.
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Libraries maintain the preprint metadata by inputting the so-called publication note. This field describes where and when the preprint has been published. All these library tasks add considerable value to the catalogue. Using different procedures, libraries can also make the electronically published articles available via metadata. Using that service, readers can have access to the preprint full-text as submitted by the authors and, if they have access to the journal, to the published version too. At the same time libraries can expand their electronic literature coverage via collective contracts prepared within geographical or thematic consortia. This type of contract offers a unique chance to negotiate fair agreements with the commercial e-publishers. 7
Emergence of the E-book
Another form of electronic publication is the electronic book or e-book. It is necessary to distinguish between the e-book content and the e-book device. The e-book devices are a larger form of current PDAs with extended reading features, both hardware and software. The e-book device is not yet available in convincing, cheap, and practical configurations. The e-book content can be delivered in various forms: via the Internet, via CD-ROM or via special dispensers in bookshops and stores. For the moment the e-book content is rapidly progressing via the Web only. The other forms are not yet really popular. The combination of a suitable e-book device with e-book contents should be a very interesting application for professional books like maintenance manuals (cars, aircraft, computers, ...), handbooks in medicine, encyclopaedias, dictionaries, even schoolbooks. Surprisingly publishers are rather pushing for the use of e-book devices for novels where they do not add any advantage (except, perhaps, the weight) over the traditional printed book6. 8
E-publishing and the Web Economy
We believe that e-publishing is a very interesting facet of the Web economy; it is certainly one of the few that continues to progress even after the disappointment of the Web economy in general. E-publishing is in a healthy situation and there are still areas to be fully investigated and plenty of room for further progress. Random House quietly dissolved its e-book company in November 2001.
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The benefits offered by e-publishing over the Web are positive for readers, authors, and publishers. The benefits are also enhanced by the decreasing costs in the basic services related to the Web economy: telecommunications, computer processing power, disk storage space, large availability of free software tools, etc. The main benefits generated are: • (for readers) easier and greater access, quicker delivery, enormous navigational freedom among linked documents; • (for libraries) reduced paper processing, shelving, re-shelving, binding, storing, risk of damage and losses; • (for publishers) enlarged audience, simplified editorial tasks. 9
Conclusions
It is rather challenging to express conclusions in such a shifting environment. However, our day-to-day life spent in scientific libraries in dealing more and more with e-publishing and its usage, leads us to say that: • There will be more emphasis on the role of pre-publishing (grey literature self-archiving). • There will be a dramatic contraction of traditional scientific publications available in paper editions. In the future only a few weekly widely diffused journals will remain available, in research environments, also in a paper edition. • There will be an exponential growth of non-commercial e-publications (ejournals, e-book contents, e-proceedings) particularly where the authors are available (large research labs) and where the e-publishing technology is already in use.
DAQ C A R D S FOR T H E COMPACT M U O N SOLENOID : A SUCCESSFUL T E C H N O L O G Y T R A N S F E R CASE. MICHELE BARONE, GEORGE FANOURAKIS, THEO GERALIS, NIKOS MASTROYIANNOPOULOS, SPYROS TZAMARIAS, KATERINA ZACHARIADOU NCSR DEMOKRITOS,15310 Ag.Paraskevi, Athens GREECE E-mail:[email protected] LEFTERIS TSOUSSIS M&S HOURDAKIS ELECTRONICS S.A. Industrial Area, Koropi Attikis P.O.Box 117 GREECE E-mail: [email protected] In this paper we give the description of a project accomplished by a collaboration of researchers, engineers and managers from a Greek medium-size company Hourdakis Electronics S.A and the research laboratories CERN in Geneva and DEMOKRITOS in Athens. The project involved the production of 22 InputOutput DAQ electronic modules to be used for R&D purposes in t h e Compact Muon Solenoid experiment of LHC at CERN. This project can be considered a successful technology transfer.
I
Introduction
The General Secretariat for Research and Technology of the Greek Ministry of Development, in the framework of an EU and National program called EPETII aiming at modernisation of the Greek Industry financed at the end of 1999 a 1.5 years project to produce 22 PCI boards designed at CERN for a preliminary test of a DAQ system for the CMS collaboration. Greece is part of this collaboration and the Institute of Nuclear Physics of NCSR DEMOKRITOS's laboratory took the responsibility of overseeing the production and perform the functional tests of the boards. M&S Hourdakis Electronics S.A., mediumsize company employing about 90 people and specializing in single side, double side, plated through holes multilayers (up to 6) and Surface Mounted Devices PCBs in the nearby Industrial Area, was selected as partner. This company took the opportunity to upgrade its production facility and to master the new technology involved in these PCI cards. The main challenges were given by the higher number of PCB layers (ten) per board, by the reduced dimensions of the via points (down to 0.3mm) and by the bonding of very large FPGA 1 made by ALTERA 2 and components made by INTEL and PLX (IOP 480).
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The RUIO boards
As stressed in the CMS DDU design specifications 3 , very large Data Acquisition Systems (DAQ) for the LHC experiments are designed as flexible as possible in order to ensure the best system integration/maintainability and an easy upgrade, therefore reconfigurable hardware as Field Programmable Gate Arrays is used. The ReadOut Unit Input/Output boards designed, employing FPGAs such as ALTERA Flex EPF with 600 pins and dimensions 4.5x4.5 cm 2 , PLX IOP 480 and INTEL QFP having a 0.4mm pitch, will play an important role in the typical DAQ column. Fig.l shows the RUIO card wich is a UNIVERSAL 64 bits/66MHz PCI with fine pitch SMD components on both sides and 10 layers board. Fig.2 shows the block diagram containing three PCI bussess, PCI to local IOP 480 controller, memories of the type SRAM, flash and DIMM, Ethernet controller and PCI/PMC connectors. The design has been made using the special software made by CADENCE.
Figure 1. RUIO card (top view)
3
The board's production
In order to cope with the challenging requirements HOURDAKIS S.A. had to buy the following new equipment: ® GERB software tool • A CNC DRILL tool to make holes of 0.3 mm in diameter and the associated HAD software. ® 1 FSL Hot Roll Laminator.
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« 2 DuPont Double Sided Exposure Machine. » 1 Evertz Developer consisting of input, developing, replenishes rinsing, drying and output. The gerber and drill files were downloaded by the cern server and trasmitted to the production department; the 22 gold plated PCI boards have been produced in a few weeks and delivered to DEMOKRITOS. The inspection was made at CERN both optically using a microscope and electrically by comparing with a prototype. The 10 layers were well stuck together forming a 1.8 mm thickness per card, the holes of the via points were on their axis trough the different layers and the dots of the all FPGAs matrix were very well gold plated. The quality of the boards was excellent. The second step of the production process has been the staffing of the boards with about 400 components soldered on both sides of the card; all the components have been found on the international market, some of them was not easy to be obtained.
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As the FPGAs were very expensive, a special care had to be exercised in the assembling. A Surface Mounted Device technique using a pick and place robot programmed appropriately has been employed. A special mask has been produced. The oven was taken to a temperature profile appropriate for soldering without damaging the PCB and the FPGA itself. Finally the cards have been inspected optically and by X rays. 4
T h e functionality t e s t s
Twenty two RUIO boards have been extensively tested at NCSR DEMOKRITOS, in order to validate their performance. For debugging and testing the functionality of the cards a library based on object oriented shared library, developed by Eric Cano at CERN, and NI LabView interface have been used. The library is supported in Linux and MAC OS environments. We can access the PCI busses, configure the IOP480 processor, read/write to flash memory and configure the Ethernet controller. The PCI bus speed and the SDRAM memory in use demand the proper configuration and setting of the board by careful soldering of appropriate jumpers on the board. The software configuration procedure and functionality tests are described below. • PCI (Bridge) configuration The ALTERA FPGA chip has to be programmed to act as a bridge between the three PCI busses (processor, DAQ flow and the host). The programming is done under Windows environment using a byteblaster cable, provided by CERN, which connects the parallel port of the PC with the PC board and the connector that communicates with the FPGA. The software used is a jam STAPL language utility (http://www.jamisp.com). The jam STAPL is an interpreted language optimized for programming PLD's via the standard IEEE 1149.1 TAP controller (JTAG interface). The need and benefits for using jam are vendor and platform independency and faster programming times. • IOP480 configuration The IOP480 (PLX) has an EEPROM associated to it for the first configuration. The configuration of the EEPROM is achieved through a register initialization file that is loaded using the LabView virtual instrument. After setting the IOP registers, the IOP receives the PCI configuration from the BIOS through the PCI-to-PCI bus and all three memories (SRAM, Flash, SRDRAM) are allocated correctly. One can check in the PCI configuration info that both PCI bus and CPU are able to access the memories.
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• Ethernet configuration The Ethernet EEPROM is configured under Windows Safe Mode environment by using the utility sromprod, which is an SROM production utility developed by DEC. By using this utility we write initialization register values in the ROM. The Extended Memory of the DOS should be on. • Memory Access First we check the capability to read the memory allocation from the PCI configuration info Linux utility. Then all (read/write/erase) memory accesses are verified using for each memory (SRDRAM/Flash/SRAM) the corresponding Lab View Virtual Instrument. • OS on IOP For exploiting the IOP processor we need an operating system to run on it. The Tornado package from the WindRiver company gives very powerful development tools for the DAQ system together with the well-known real time Operating System VxWorks. VxWorks OS is downloaded on the processor and provides the environment for exploiting the IOP card's capabilities. The host software (Tornado) provides the tools to produce executables in the host machine (PC on which the IOP may or may not reside), download it over the network and finally execute it on the target processor (the IOP480 of the IOP card). A modification of the BSP (target) software needed to be made because the WindRiver company provided the target software for a similar processor (a PowerPC) and not for the IOP480 (which is a PowerPC with a PCI embedded bridge). We have downloaded the VxWorks operating system on the SDRAM and the Flash memory so as the processor can always boot directly from there. Applications have been developed in C + + using Tornado and they have run successfully on the processor. • Remote access Finally the Ethernet controller has been tested so that remote access to the card is possible by providing an IP address 5
Conclusions
A fundamental spin-off of the research in basic science is the transfer of technological advances accomplished in the international labs to the industrial sector especially of less technologically developed areas. This work involved
539 the cooperation of researchers and engineers, from the Research Laboratories of CERN in Geneva and NCSR DEMOKRITOS in Athens, to transfer the technology, necessary for the construction of high comlexity PCI electronic modules, to the Greek medium-size company Hourdakis Electronics S.A. The company was able to develop the appropriate infrastracture and progressively master the techniques to successfully construct high complexity PCB's. Acknowledgments Many thanks are due to Mr. S. Cittolin, E. Cano, D. Gigi, A.Gandi and Mr C.Millerin from CERN for the help and the suggestions given . Thanks also are due to the Institute of Material Science of DEMOKRITOS laboratory who let us use the X-rays equipment. References 1. CMS FPGA dual port memory prototypes D. Gigi (Third Workshop on Electronics for LHC Experiments, London, Sept. 22-26, 1997). 2. Altera WEB pages http://www.altera.com . 3. Attila Racz, CMS Note 1999/10 .
T H E DATA ACQUISITION S Y S T E M FOR T H E C M S E X P E R I M E N T AT T H E LHC G. A N T C H E V ^ L . B E R T I 2 , E. C A N O 1 , S. C I T T O L I N 1 , S. E R H A N 5 , D . G I G I 1 , J. G U T L E B E R 1 , C. J A C O B S 1 , G. M A R O N 2 , F . M E I J E R S 1 , E . M E S C H I 1 } A. N I N A N E 4 , L. O R S I N I 1 , A . O H 1 , L. P O L L E T 1 , A. R A C Z 1 , D . S A M Y N 1 , P. S C H A R F F - H A N S E N 1 , C. S C H W I C K 1 , P. S P H I C A S 1 ' 3 1
CERN, CH1211, Geneva 23, Switzerland INFN-Laboratori Nazionali di Legnaro, Legnaro (PD), Italy 3 Massachusetts Institute of Technology, Boston, U.S.A. Universite Catholique de Louvain, Louvain-la-Neuve, Belgium 5 University of California at Los Angeles, U.S.A.
2
4
The Trigger and Data Acquisition systems will play a key role in experiments at the Large Hadron Collider (LHC) currently under construction at CERN. At the LHC, with a beam-crossing frequency of 40 MHz, and a design luminosity of 10 3 4 c m - 2 s _ 1 , an average of 20 inelastic pp events will be produced per crossing. T h e CMS detector, with more than 10 8 electronics channels, will produce ~ 1 M B of zero-suppressed data per crossing, so that both the collision and the overall data rates are many orders of magnitude larger than the current goals of storing events at a rate of O(100)Hz at data rates of 0(100) M B / s respectively. T h e CMS Trigger and Data Acquisition System is designed to analyse the detector information at the full crossing rate and to select a maximum of 100 Hz of events to be stored for offline analysis.
1
Trigger and Data Acquisition Architecture
In order to achieve the rejection factors in excess of 105 required by output rate limitations and offline capabilities, the CMS trigger uses a two-level architecture. The Level-1 Trigger is designed to produce a maximum accept rate of 100 kHz. Events selected by the Level-1 are fully read out by approximately 500 readout systems. The High-Level Trigger (HLT) reduces the maximum Level-1 rate to a final output rate of 100 Hz. The readout systems can buffer event data at the full Level-1 output rate while the HLT decision is taken. The algorithms employed by the HLT to achieve such a drastic rate reduction will demand a mean processing time of O(10 _ 2 )s, and will run in a large farm with O(10 3 ) nodes. To provide the connectivity between the readout systems and the processors in the farm, a switching network will be used. Such a network must be capable of a total sustained throughput of 1 •NOW AT BOSTON UNIVERSITY, BOSTON, U.S.A. tCORRESPONDING AUTHOR. EMAIL: [email protected]
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Tb/s. The collection of the readout and filter systems will form a large, heterogeneous distributed computing environment representing a challenge for today's software technology. The design and development of support software for moving data, controlling and monitoring the DAQ elements, as well as software to perform the HLT, uses modern object oriented technologies, and high-performance clustering techniques, to produce a system which is at the same time flexible and efficient, and that can be maintained and expanded over the long expected lifetime of the experiment. The architecture of the CMS DAQ system is shown schematically in Fig. 1. Detector front-end electronics is read out in parallel by multiple units that store the data in deep buffers. These buffers are delivered to the processors in the HLT farm by a switched network under external flow control. A Control and Monitor System is responsible for the configuration, control and monitor of the DAQ elements. The Computing Services provide data monitoring and storage at the interface of the DAQ with the offline environment.
Figure 1. The CMS DAQ baseline architecture. Two views of the system are represented here. On the right-hand side is the standard event builder network. This is the "Readout Unit Builder". The left picture shows a schematic of the multiple RU builders and the way they are connected to the Front-Ends via a small switch (8x8) which routes each event to the appropriate RU Builder. T h e frontend stores d a t a from detector electronics for each b e a m crossing.
About 1,000 frontend modules are read out by 500 Readout Columns for each Level-1 accept. Each Readout Column contains a number of FrontEnd Drivers (FED), and one Readout Unit (RU). The latter is responsible for data buffering and interfacing to the switch. The Filter Systems execute the High-Level Trigger algorithms to select events to be stored for off-line
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processing. Each Filter Column in the Filter Systems consists of one Builder Unit (BU), and a number of Filter Units (FU). The BU assembles incoming data fragments corresponding to a single event and builds them into full event buffers, while the FUs are the actual processing elements of the HLT farm. The Builder Networks provide the interconnections between the Readout and the Filter systems. The event builder is a large switching fabric, capable of supplying 1 Tb/s sustained throughput towards the filter systems, as well as all the control information necessary to sustain this data traffic. An Event Manager (EVM) controls the flow of event data through the readout and filter systems, by centrally managing readout and building resources. Two architectural possibilities were considered for the Event Builder: A system in which the network is provided by a multi-stage arrangement of smaller switches and one in which this large network includes an intermediate buffering stage. The main advantage of an intermediate stage is the increase in basic data sizes to be transported, which improves the transport efficiency. It also introduces another level of decoupling between transport processes with different time scales. This modularity allows for a phased-in installation of the DAQ, while decoupling the choice of switch technology for the two stages. These considerations drove the choice of the baseline "three-dimensional" design of the Event Builder as illustrated in Fig. 1. In this 3-D design, the Front-End Drivers are connected to Readout Units via a small (8x8) switch network - labelled as "8x8 FED Builder" in the figure. There are thus eight potential destinations for an event. Each one of the Readout Units (RU) is a point of merging of eight independent data buffers into sub-events. Given the parameters of the CMS system, each RU will thus build events with a mean size of 8x2kB=16kB (FED event building). Similarly, once an event has been forwarded, from the FEDs, to all the Readout Units which are connected to the same larger builder network (Fig. 1 right), the Readout Units proceed to send their fragments for this event to a Builder Unit via the large (64x64) data network shown in the figure. With this breakdown, only the FEDbuilders need to be finalised early on, while the actual technology to be used for the RU-Builders can be determined at a later stage. The benefits of such a staging, both in cost and in improved technology, are obvious.
2
Readout Systems Prototypes
In the following, prototype work on each of the Readout Column components is discussed.
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Front End Driver. The Front End Driver (FED) is the DAQ component closest to the detector. Event fragments are formatted in the FED by adding to the event data a header and a trailer containing information needed during event building and for consistency checks. The FED outputs data to the DAQ system via SLINK64 4 . From the FED point of view, the SLINK protocol is equivalent to writing into a FIFO. The hardware of the SLINK is plugged onto the FED as a mezzanine card. Since not all FEDs generate 2 kB event fragments, up to three SLINK sources can be merged in a merger card. The latter is a PCI card in a PC controlled by the DAQ system. D a t a To Surface. The event fragments of the FEDs have to be transported over a distance of order 100 m to the surface counting room. This link has to sustain an average throughput of 200 MB/s, but its peak throughput is specified at 400 MB/s to absorb possible fluctuations in the event sizes. This avoids the need of large buffers in the FEDs. A prototype of a DAQ Link has been built and tested. It uses a Vitesse VSC2714 chip and four Infineon V23818-K305-V15 electrical to optical converters. In total 8 fibers form a full duplex link with 400 MB/s for each direction. The current baseline, however, calls for a fully commercial solution. A possible candidate is the optical link offered by Myricom. It reaches a bandwidth of 2 Gb/s for the payload, incorporating a simple protocol with flow control to avoid packet loss. Readout Unit. The Readout Unit consists of three blocks: the Readout Unit Input (RUI), the Readout Unit Memory (RUM), and the Readout Unit Output (RUO). The RUI receives event fragments from the DAQ-Link and buffers them for the RUM. The buffer must be large enough to absorb the latency from the arrival of the first level trigger at the EVM to the arrival of the event ID at the RUM. The RUM reads fragments from the RUI in the sequence of arrival and stores them, along with the ID, in its internal memory. At the BU request, the fragment is shipped over the switch by the RUO. The RUI is currently implemented as a PCI mezzanine card, with a connector that plugs in the DAQ-Link. An FPGA controls the link and moves incoming data into a 32 MB buffer. The fragments are transferred to the RUM as soon as a request message from the EVM arrives. The RUM is implemented as a PCI card with three PCI busses 5 and dual port memory to support concurrent bus transfers. One bus connects to the RUI, the second to the RUO. The third one is used to set up and control the RU; a commercial Network Interface Card (NIC) implements the RUO. The current prototype is depicted in Fig. 2 left: the setup is currently under test and commercial alternatives are also under investigation (see Section 4).
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Figure 2. Left: the RU PCI prototype based on FPGA. Right: the event building protocol
3
Event Builder P r o t o t y p e s a n d R e s u l t s
A possible event building protocol is shown in Fig. 2 right. Each BU sends event requests to the EVM, which replies with identifiers of events allocated to this BU. The BU initiates the data transfer by requesting the event fragments from each of the RUs. Once all fragments corresponding to one event have been collected, the BU sends a message to the EVM to clear the event identifier. In order to produce the complete design of the CMS DAQ system in 2002, small-scale prototypes (demonstrators) have been developed. Results from earlier work have been presented on Gigabit Ethernet 1 and on Myrinet 2 . Larger configurations with Ethernet and with next generation Myrinet hardware 3 have recently been studied and are discussed here. Event Building w i t h E t h e r n e t . A 15x15 event builder based on Gigabit Ethernet has been set up. It is based on a Fastlron switch from Foundry 0 and 30 PCs emulating the RUs and BUs. A fully populated Fastlron switch comprises 8 modules with 8 Gigabit Ethernet ports each, connected to a crosspoint backplane. Each module contains 2 MB of shared memory to buffer packets. The bandwidth of the memory system and backplane is dimensioned such that the switch is fully non-blocking. In our configuration the switch is half populated. The hosts are Pentium!!! PCs based on the 1840 chipset sup° http: //www. foundry.com
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porting a 64b/66MHz PCIbus and run vxWorks. SysKonnect SK9821 6 NICs are used to connect to the switch. The application software implements the event building protocol using raw Ethernet frames to transmit data. In order to reduce congestion at the output ports, each BU requests event fragments from each RU in a round robin scheme. The protocol has been augmented with a timeout and retry mechanism to recover from occasional packet loss. The throughput per node as a function of the fragment size is shown in Fig. 3 left, together with the calculated maximum performance taking header sizes into account. It reaches 116 MB/s, which corresponds to nearly full performance. The sawtooth structure is due to the fact that no aggregation of event fragments into packets is performed. For the nominal fragment size of 2 kB the throughput per node is 105 MB/s, corresponding to an event rate of 52 kHz. The size of the event builder is varied from l x l to 15x15 for a number of fragment sizes and the throughput is found to scale with the size of the configuration (Fig. 3 right).
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So far, all tests have been limited to an event builder based on a single chassis switch. A large switch will, likely, have to be built by cascading several of those switches. For cost reasons, multistage switch studies are carried out using Fast Ethernet (100Mbps). Initial tests used a 48x48 event builder in a folded-Clos topology consisting of three 48 port Fast Ethernet switches, and an intermediate switching layer provided by 36 ports of two Fast Ethernet 6
http://www.syskonnect.com
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modules of the Fastlron switch. The throughput per node is measured for configurations ranging from 3x3 to 48x48 and for the nominal size of 2 kB is 11.5 MB/s, or 90% of the wire speed. The performance scales with the size of the configuration and the number of retries required due to a lost packet is low (in the order of 1 Hz). For a small-scale event builder based on Ethernet, a throughput close to the wire speed is feasible. To satisfy the CMS requirement of a 200 MB/s sustained throughput per node, each node must accommodate two links. The assumption of a low packet loss probability for a large switching fabric must be verified. Event Building with Myrinet This high-speed cluster interconnect 0 , consists of crossbar switches and NICs, connected by point-to-point bidirectional links, employing wormhole routing. Flow control at the network link level guarantees the delivery of packets. The NIC contains a LANai chip with a RISC processor core, executing a customisable Myrinet Control Program (MCP), which supervises the host and link DMA engines and implements a communication protocol. A Myrinet network is essentially an input queued switching fabric. Hence, depending on the traffic pattern, the throughput is limited by head-of-line blocking. Simulation has shown that for multistage networks with a number of stages sufficient to provide multiple paths for each source-destination pair, and with a random path through the switch chosen for each packet, the maximum switch utilisation is roughly 50%. On the other hand, one can exploit the characteristics of event building traffic assuming a balanced system where each source sends on average data to all destinations with the same rate. Using Myrinet-1280 hardware, a throughput of 90% of the wire speed was obtained by implementing a "barrel shifter" based event builder 2 . The system scaled up to the maximum configuration size, and in principle should scale to any size. The current configuration is a 32x32 event builder, based on Myrinet-2000 hardware with an effective link speed of 2 Gbps. It comprises a half-populated Clos-128 switch (see Fig. 4 left) connecting 32 sources and 32 destinations, acting as emulators of the RUs and BUs, respectively. These nodes are Pentiumlll PCs, running Linux, based on the ServerWorks LE chipset supporting a 64b/66MHz PCIbus. The nodes are connected to the Myrinet network with M3S-PCI64B NICs with 2 MB of local SRAM. A custom MCP implements the barrel shifter and communicates with the host emulating the RU. The c
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throughput per node as a function of fragment size is shown in Fig. 4 right, for a 18x16 configuration. Also shown is the calculated maximum performance taking into account header sizes and assuming full barrel shifter packets cycling at 244 MB/s. The performance is limited for small fragment sizes by
Figure 4. Left: schematic of a 32x32 Myrinet switch. Right: Throughput per node vs. fragment size for the Myrinet test configuration
a maximum message rate for the event request of about 100 kHz and can be improved by aggregating event requests. Nearly full performance is achieved with 4 event requests per message for fragment sizes above 600 B. For nominal sizes of 2 kB the throughput per node is about 230 MB/s, corresponding to an event rate of 115 kHz. For variable size fragments, the throughput per node is only slightly reduced to 210 MB/s. Scaling to larger configurations is being investigated using a Ptolemy simulation. 4
Builder Unit
The demands on the bandwidth to be sustained by the BU are equivalent to those for the RU. A prototype based on a Power PC has been built, containing a 64 bit / 66 MHz PCI bus and implementing a high-speed link according to the RamLink specifications (IEEE Std. 1569.4-1996). In order to form a BU two modules are connected via the RamLink. The first module is equipped with a NIC card connecting to the builder switch and serves as the input. The second card interfaces to the Filter Unit (FU) via another Network Interface. Currently, solutions using commercial off-the-shelf multi-bus multi-CPU PCs are being investigated. A first setup using a dual 64-bit/66MHz PCI bus / dual CPU PC (Dell Poweredge 1550, see http://www.dell.com) implementing
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the Builder Unit elements as software components, demonstrated that such a system is capable of a throughput of about 200 MB/s. 5
Software
The online software infrastructure 6 follows a layered middleware approach for distributed systems, designed according to the object-oriented model and implemented using the standard C + + language. Each computing node runs an executive program exposing two sets of interfaces. The first lies between middleware and the components providing basic access to system functionalities and communication hardware, namely core plug-ins. The second lies between the middleware and the applications components and provides access to the functions offered by the core plug-ins. Middleware services comprise data and signal dispatching to applications, data transmission, exception handling, access to configuration parameters, application and services location lookup (address resolution), and basic system services such as locking, synchronisation, and memory management. Applications communicate with each other according to a peer to peer message passing model, where each application can act both as client and as server. The exchange of messages is event driven. Messages are sent asynchronously and trigger the activation of user supplied procedures at the receiver side. In addition to services supporting distributed computing, the online software includes components to support local tasks such as hardware access, data base access and local data monitoring. The Hardware Access Library is used to directly manipulate hardware devices for configuration purposes. It provides access to registers and memory areas for various bus systems through named objects that can be defined dynamically at run-time. The Database Access Library (DAL) exhibits an interface to read information from persistent data stores and present it to the user through a standardised interface, the Document Object Model (DOM) 7 . DOM renders information as trees that can be traversed by the application code. Each node can contain a named data element or may be a link to other information accessible through one of the protocols. The library provides authentication and access regulation procedures for each supported persistent data store. The Data Monitoring Library is used to perform basic statistical analysis to monitor the applications and system operations on a local processing node. It allows rendering of the results into a standard description for storing with database systems or for visualisation using common Web browsers The online software is based on various existing industry data exchange standards to reduce development and maintenance efforts as well as to achieve
549 interoperability with external systems. To interface to external systems, such as run-control and monitoring facilities, the Simple Object Access Protocol (SOAP) 8 was adopted. SOAP relies on the standard Web protocol (HTTP) and encapsulates data using the extensible Markup Language (XML). The executive middleware exposes an interface to the application programmer that implements the W3C SOAP 1.1 specification for creating and parsing SOAP messages. Clients can use any SOAP compliant package to interact with the executives and their application plug-ins for configuration, control and monitoring. DAL supports Oracle, mySQL and plain XML file access by default. All data to be used for configuration, control and monitoring are accessed using DOM. To handle these kind of documents the Xerces library6* was adopted. Previous investigations 9 showed that up to now no commodity middleware product provides means for data exchange meeting CMS efficiency critical requirements. Therefore, the executive relies on a proprietary format targeted at asynchronous exchange of binary messages. This format is well documented in the Intelligent I/O specification (120) 10 . Finally, the executive implements a network independent addressing scheme that allows applications to choose the communication paths at runtime, without need for source code modification or recompilation. References 1. M. Bellato et al., The CMS Event Builder Demonstrator..., in Proceedings CHEP2000, Padova, Italy, Feb. 2000. 2. G. Antchev et al., Comp. Phys. Comm. 140, 130 (2001) 3. G. Antchev et al., The CMS Event Builder Demonstrator..., CHEP2001, Beijing, China, Sep. 2001. 4. O. Boyle et al., http://hsi.web.ch/HSI/s-link/spec 5. G. Antchev et al., Readout Unit Prototypes for the CMS DAQ System, LEB 2000, Cracow, Poland, Sep. 2000. 6. J. Gutleber and L. Orsini, Cluster Computing 5(1), 55 (in print). 7. A. Le Hors et al., DOM Level 3 Core Specification, W3C, 2001, http://www.w3.org/TR/2001/WD-DOM-Level-3-Core-20010913 8. D. Box et al., Simple Object Access Protocol, W3C, 2000, http://www.w3.org/TR/SOAP 9. J. Gutleber, doctoral thesis, Vienna, November 1999. 10. 120 Special Interest Group, Intelligent I/O (120) Architecture Specification v2.0, 1999. http://www.intelligent-io.com d
http://xml.apache.org
Q U A R K N E T : A PARTICLE P H Y S I C S P R O G R A M OF E D U C A T I O N A N D O U T R E A C H I N T H E U.S.A. R. C. RUCHTI Department of Physics and QuarkNet Center University of Notre Dame, Notre Dame, IN 46556-5670 USA E-mail: [email protected] QuarkNet is a national program that partners high school science teachers with particle physicists working in forefront experiments at the scientific frontier. These experiments are searching for answers to fundamental questions about the origin of mass and about the nature of symmetries that govern physical processes. QuarkNet's goals are to establish a lasting national community of researchers that includes high school teachers and students as well as physicists, to attract young students to careers in science and technology, to help develop scientific literacy in society, and to develop links between the high school classroom and experiments and techniques used to explore the scientific frontier.
1
Introduction
QuarkNet is a U.S. national science education program in the midst of its 3rd year of operation. 1 ' 2 QuarkNet partners teachers and students with experimental collaborations at Fermi National Accelerator Laboratory, CERN, and, beginning in 2002, with SLAC and with non-accelerator/astrophysics experiments. The concept and program of QuarkNet is rooted in and borne of several issues confronting research in the field of experimental particle physics: 1. Typically, experiments are of long duration, with extensive lead times, construction periods and data collection and analysis periods. Experiments are easily several decades long from inception to execution to publication. 2. A well-trained and enthusiastic workforce of scientists and technical personnel (in significant numbers) is needed to effectively carry out such experiments. Experiments range from a hundred to several thousand participants. 3. The experiments are expensive, with funding profiles adjusted to provide resources over a period of several (often many) years. Such projects are therefore subject to the changing political and fiscal climate in the U.S. Federal Government. To be successful, public and governmental support must be stable and consistent during the construction and operational phases of projects.
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4. Proponents of scientific and technical proposals to the National Science Foundation and other governmental agencies must identify, plan for, and carry out a significant effort in education and outreach as a component of their proposed programs. QuarkNet was proposed and established in part to provide a coherent response to these and other issues. Over a period of two and one half years, QuarkNet has been fully engaged in establishing a national community of researchers and educators associated with particle physics experiments. By design, QuarkNet has forged a new, non-traditional relationship. High school teachers and students are now engaged as hands-on participants and collaborators in experimental programs, working alongside physicists, post docs, technical staff, and graduate and undergraduate students. This new relationship affords several benefits: 1. Improved scientific literacy. A broader populace is now being immersed in the excitement and challenge of basic research. 2. Professional development for teachers. Teachers have direct contact and interaction with research groups working on forefront experiments. Instead of being observers, they are now hands-on participants and collaborators with a personal stake and connection with experimental projects. 3. Support groups for teachers. There are usually few physics teachers in a typical U.S. high school. As such they are isolated from their peers and others with whom they could share ideas and concerns. QuarkNet centers provide locations and forums where teachers from regional high schools can meet frequently and interact in ways that would not be possible otherwise. In addition to the many social benefits of such interaction, sessions at Centers allow for sharing and development of scientific ideas, teaching methods and curriculum strategies. Such discussions are significant for the development of classroom transfer. 4. Scientific opportunities for High School Students. With teachers directly involved in research, selected students from regional high schools can be brought readily into research programs. This can be a wide-ranging opportunity, from direct participation in detector construction to data analysis. Such activities can be instrumental in attracting high school students to technical and scientific careers. For students whose career paths lie elsewhere, the activities are a means to convey directly the excitement, challenge and fundamental importance of basic research as a key societal objective, worthy of their support as concerned citizens.
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2
The QuarkNet Project
The structure of QuarkNet is indicated in Figure 1. QuarkNet is led by four principal investigators: spokesperson Marjorie Bardeen (Fermilab), R. Michael Barnett (LBNL), Randy Ruchti (Notre Dame) and O. Keith Baker (Hampton University). The QuarkNet project is managed by five staff teachers: project director Thomas Jordan (Fermilab), Kenneth Cecire (Hampton University), Andrea Erzberger (LBNL), and Beth Beiersdorf and Patrick Mooney (Notre Dame). The Project Office is based at Fermilab. The Advisory Group of physicists and education experts meets annually to review and advise the project on planning and operation. Independent and external evaluation of the project is provided by M. J. Young & Associates.
2.1
The QuarkNet Center
Centers are the "heart" of QuarkNet and are communities of researchers built upon local or regional partnerships of teachers, students and physicists. Operationally, an average of 12 new Centers are added to the program each year over a five-year period with 60 Centers being the ultimate goal. Presently,
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the project is in the midst of the third project year, and there are 32 Centers participating actively. The evaluation and selection process for 12 candidate Centers for the fourth program year is in progress. Figure 2 shows the geographic locations of existing Centers circa Summer 2001. Centers are identified as C-I, C-II, and C-IH, according to their year of active participation (first, second, third, and so on). C-I Centers consist of two lead teachers and at least two physicist mentors. The lead teachers have an 8-week-long summer research experience: one week is a Summer Lead Teacher Institute run by the Project Staff; the remainder is devoted to work on experimental projects established by their mentors. This work can be local to the Center, or at Fermilab, CERN, SLAC or elsewhere. C-II Centers consist of two lead teachers, at least two physicist mentors and up to 10 additional associate teachers. The associate teachers are recruited from the geographic region of the Center during the second year of program participation. The lead teachers organize a 3-week-long summer institute for the associates that includes physics discussions, research experiences, and discussions of inquiry-based techniques and classroom transfer. C-III Centers are mature and consist of two lead teachers, 10 or more associate teachers and at least two physicist mentors.. The lead teachers and associates organize a 1-week long summer institute that builds upon the activities initiated in prior years. Local and regional contacts have been firmly established by this time, and further growth of the Center community is possible depending upon teacher interest. The key here is that a stable community has been established with active links among teachers, physicists, and experiments. Center "life" offers many benefits to participants. Many C-II and C-III Centers meet frequently (some weekly) throughout the year and maintain active and ongoing programs of research, classroom transfer, and outreach activities. In some cases, teachers can receive academic credit for their participation, either through the Project itself or through the university affiliated with their Center. Several Centers have significant numbers of high school students directly engaged in research or experimental activities developed by the participating teachers and physicists. Many of these students receive hourly pay from experiments and research groups and undergraduate-level academic credit through the host universities.
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Figure 2. Geographic locations of QuarkNet Centers in the U.S. in the 3rd Project Year
2.2
Physicist Mentors
To establish a Center, at least two physicists from a university or laboratory must be willing to act as mentor/advisers to two lead teachers, to offer the teachers a meaningful and well-conceived research program of nearly two months duration during the first summer, and to commit to the development of the Center program for a period of several years. Research programs appropriate for teachers are similar to those for undergraduate and graduate research: for example, detector development, fabrication and testing of components, data analysis, and simulation studies. At the Spring Mentor Day held annually at Fermilab, the staff introduces mentors to QuarkNet, project expectations, and to working with teachers. All mentors are volunteers, and their time and effort comes from redirection of effort and personal-time contributions. 2.3
Lead Teachers
The programs of Centers are organized and managed by two lead teachers. These individuals are recruited by the physicist mentors following the submission to QuarkNet of an expression of interest and proposal, and upon notilca-
555
tion from the QuarkNet staff of the acceptance of the proposal. Lead teachers are given an 8-week-long summer experience of which one-week is spent at the Lead Teacher Institute. In many cases this is a first-time opportunity for teachers to participate directly in research in research in a collegial manner and for mentors to actually work with teachers. Teachers receive salary, travel, lodging and per diem, modest funds for equipment, and academic research credit from the sponsoring institution of their Center or through the QuarkNet Project.
2.4
Lead Teacher Institutes
Held annually at the end of June or early July at Fermilab (at Snowmass, Colorado in 2001), Lead Teacher Institutes of 1-week duration are planned and directed by project staff. Up to 24 lead teachers from C-I Centers are introduced to the Standard Model and topics in particle physics and to detector techniques and accelerators. Participants are also introduced to methodologies of inquiry-based instruction based upon examples from particle physics, such as: measuring the muon flux as a function of elevation; measuring the muon lifetime; determining the top quark mass from planar Dzero events; and measuring particle lifetimes from simulated events. A number of distinguished physicists have led discussions with the teachers on a wide variety of topics over the three summers that the Institutes have been held.
2.5
Examples of Lead Teacher Research Projects
Rutgers Center: Teachers were involved in the construction and operation of a diamond micro-strip detector system at the university and then participated in beam tests of the detectors at CERN. Iowa/Iowa State Center: Teachers participated in the development and testing of a quartz-fiber calorimeter and participated in radiation damage studies of the device at CERN. University of Mississippi Center: Teachers participated in the development of light collection improvements for the Pierre Auger Project. Notre Dame Center: Teachers worked on characterizing new scintillator and waveshifter materials. Over 100 organic plastic samples were studied for scintillation efficiency, spectral emission and absorption properties, and fluorescence decay time.
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2.6
Associate Teachers
The largest group of participants within QuarkNet is associate teachers, cadres of individuals recruited by the lead teachers from their regional areas for participation in the program as the Centers move from C-I to C-II status. The typical Center is expected to have ten associate teachers. These individuals participate in a 3-week long (1-week long) summer Associate Teacher Institute prepared for them by the lead teachers and physicist mentors of C-II (C-III) Centers. The presence of associates brings the Centers to a "critical mass", with strength sufficient to establish a local community interested in furthering research, supporting teaching, and reaching out to the community - with ties to other Centers around the country and major experiments worldwide. 2.7
Associate Teacher Institutes
During the summer, C-II and C-III Centers host institutes for their associate teachers, often modeled upon and using resources developed for the lead teacher institutes, but with considerable time for detailed discussions of physics and a modest research experience. In such institutes, teachers have built detector components for experiments, built detectors for classroom transfer, created Websites and Web materials, toured research facilities, and established working and support communities. 2.8
Examples of Associate Teacher Projects
Stony Brook/BNL Centers: Teachers built scintillation detectors to measure the lifetime of muons. The units were so successful that they are now utilized in the high school classroom on Long Island. Indiana Center: Teachers developed and implemented a one-week program for high school students to build, test and operate a cosmic ray detector for use in their classrooms. Through the project, students (with the help of the teachers and a mentor) created a Website that followed the assembly of the cosmic ray deteGtors, the testing and debugging of electronics, and the analysis of data produced by the detector. The students took the lead on all aspects of the project, and, through the effort, both the students and teachers learned more about particle physics and an inquiry approach to learning. Southern Methodist University Center: Mentors and Teachers developed a pneumatically operated analog of a particle accelerator that can be operated in fixed target or collider mode. The unit can project particles (such as balls of candy) into fixed targets or into head-on collisions, and is a spectacular classroom tool for illustrating momentum conservation.
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Notre Dame Center: Teachers participated in the design and fabrication of hand-held cosmic ray detectors for data measurements, and lecture and classroom demonstrations. 3 One of these units is now operating at the National Air and Space Museum, Washington DC. Another will be installed at the CERN/CMS Visitor Gallery, in Cessy, Prance. A third has been built for the Fermilab Education Office. Interactions of beam particles from an accelerator can be readily observed in these devices.4 2.9
High School Student
Participants
Several Centers have included high school students in Center activities. Approximately 800 students have participated in QuarkNet in significant ways. 2.10
Students Develop and Produce Webcasts
Two dozen students from Chicago-area QuarkNet Centers (the University of Illinois at Chicago Center, the University of Chicago Center and the Fermilab Center) developed Webcasts celebrating the start of Run II at the Fermilab Tevatron, entitled "Run II Discovery". Set in a newscast format, four separate 30-minute Webcasts were produced with the expert assistance of Fermilab Media Services. Each of the newscasts included student anchorpersons reporting the excitement of the startup of the run, student reporters interviewing physicists, video footage of detectors and facilities at the laboratory, and online question-and-answer sessions. Preparations took several months of effort and multiple visits by students to the laboratory to prepare material. The Webcasts were then broadcast live at predetermined times during the school day of April 24, 2001 so that classrooms in a variety of different time zones could benefit. The Webcasts are archived and can be viewed at the QuarkNet Website.5 2.11
A Pilot Program of Student Research
In a pilot program of 8-week duration in each of two summers at the Notre Dame Center, 15 high school students helped construct fiber waveguides for the Dzero Central Fiber Tracker (CFT) in Summer 2000, and 12 students fabricated optical decoder units for the CMS Hadron Calorimeter in Summer 2001. For Dzero, the students and teachers built and checked 300 fiber waveguide bundles of 11m length and containing 256 fibers each of 0.84 mm diameter. With the excellent work of the student teams, the Notre Dame contribution to the CFT was brought in on schedule.1 For CMS, the student teams were so efficient that their production rates exceeded expectation and
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outpaced other groups supplying components for the assembly. Support for the student work came from Dzero and CMS experiments with significant matching funds from Notre Dame. Additionally, students received up to 3 credits in undergraduate research from the University. 2.12
The QuarkNet Project Staff: the Group That Makes it all Work
It is the commitment of the five staff teachers and staff secretary that makes QuarkNet a functional and vibrant program. These individuals work from the project office at Fermilab, and from offices at Lawrence Berkeley National Laboratory, the University of Notre Dame and Hampton University. The staff are teachers who demonstrate instructional expertise aligned with national standards, have experience as project development leaders, and have the potential to contribute to and gain from research experiences. These teachers share collectively nearly a half-century of teaching experience at the high school level, and together they share over 30 years of active scientific research. The staff works with the principal investigators and other physicists and technical personnel to develop the project framework by: 1. Developing and maintaining the QuarkNet Website.2 2. Preparing materials for teacher research experiences including program announcements, application forms, graduate credit information, and orientation materials for mentors and teachers. 3. Developing and refining datasets, materials and inquiry activities to be used in teacher training and distributed through the QuarkNet Website. This includes conducting field tests of instructional resources with a group of experienced teachers who have participated in education programs at Fermilab. 4. Conducting an orientation day for mentors each spring. 5. Conducting the Lead Teacher Institutes each summer. 6. Providing Centers with a variety of support, including assistance with the recruitment of lead and associate teachers, and with the preparation of Associate Teacher Institutes. 7. Making site visits to Centers and to summer associate teacher institutes for project evaluation.
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3
Future Plans and Commentary
Over the period 2002-2006, we will complete the growth phase of QuarkNet to 60 participating Centers and will begin the operational phase which includes: invigoration of the Centers with further research opportunities for teachers - particularly associate teachers; bringing high school students in significant numbers into direct participation in experimental research projects; making data from simulation, experiments, and detector tests available to QuarkNet participants for research and classroom transfer activities; and participating collaboratively in a pilot effort to make a successful classroom pedagogy available to QuarkNet teachers. Acknowledgments Funding support for the QuarkNet project has come from a variety of US Federal Agencies including the National Science Foundation Directorates of Mathematics and Physical Sciences, Education, and Multi-Disciplinary Programs and the Department of Energy Office of Science. Additionally, sponsoring universities and laboratories have provided significant in-kind support for Centers. In some cases, support for Center activities has also been available from States (such as Illinois to the QuarkNet Centers located within that state) and directly or indirectly from research and development projects with industry (such as Bicron Corp, Ludlum Measurements Inc, Collimated Holes Inc, Kuraray Corp, and Biogeneral Corp). It would be particularly important to develop and strengthen State and industrial connections for the future. References 1. Weaving the QuarkNet, FermiNews, Vol. 23, No. 13, (2000) 2. QuarkNet project information and related links can be found at the Website at http://quarknet.fnal.gov/ 3. B. Baumbaugh, et al, A Portable Cosmic Ray Detector and Display, 1999 IEEE Nuclear Science Symposium and Medical Imaging Conference, Conference Record, ISBN 0-7803-5699-3, (2000) 4. A video clip of interactions of beam particles (pions and kaons) from the Fermilab Tevatron in the "hand-held" particle detector can be viewed at the Website at http://quarknet.fnal.gov/materials/Detector.mov 5. Webcasts of "Run II Discovery" may be found at the Website at http://quarknet.fnal.gov/run2/news.shtml
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Particle Identification Organizer: E. Nappi M. C. S. Williams S. Eisenhardt M. Staric G. M. Urciuoli F. Giordano A. Andronic S. Raino
Development of High Time Resolution Multigap RPCs for the TOF Detector of Alice The LHCb Ring Imaging Cherenkov Detectors Particle Identification with the HERA-B RICH A RICH Detector for Hadron Identification at Jefferson Lab, Hall A The Silicon Transition Radiation Detector: a Test with a Beam of Particles The ALICE Transition Radiation Detector: Results from Prototype Tests The Silicon Transition Radiation Detector: a Full Monte Carlo Simulation
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D E V E L O P M E N T OF H I G H T I M E RESOLUTION M U L T I G A P R P C S FOR T H E T O F D E T E C T O R OF ALICE M.C.S. WILLIAMS ON BEHALF OF THE ALICE COLLABORATION E.P. Division, CERN, 1211 Geneva 23, Switzerland E-mail: [email protected] The selected device for the ALICE Time-of-Flight is the Multigap Resistive Plate Chamber. This detector, consisting of a stack of glass plates, has a time resolution close to 50 ps. We discuss the principle of operation of this detector and present the latest results from the ongoing R&D program.
1
Introduction
The Multigap Resistive Plate Chamber (MRPC) was developed 6 years ago 1 . It consists of a stack of resistive plates, spaced one from the other with equal sized spacers creating a series of gas gaps. Electrodes are connected to the outer surfaces of the stack of resistive plates while all the internal plates are left electrically floating. The devices described here for Time-of-Flight purposes have small gas gaps of 250 /jm. There are two features of the MRPC which are important to note: (a) the internal plates take the correct voltage initially by electrostatics and are kept at the correct voltage due to the flow of electrons and ions generated in the avalanche process; (b) even though there are many gaps, there is a single anode and cathode read-out electrode. Avalanches in any of the gaps induce the signals on these electrodes. It is often questioned whether the electrically-floating internal sheets of glass will remain at the correct voltage. In an ideal case shown schematically in fig. la, the voltage across each gap is the same. Since each gap has the same width, on average each will produce the same number of avalanches from the through-going flux of charged particles. This implies that the flow of electrons and ions into the resistive plates bounding a particular gas gap will be the same for all gaps. Each intermediate plate will receive a flow of electrons (and negative ions) into one surface balanced by a flow of positive ions into the opposite surface. Thus the net charge to an individual intermediate plate is zero; this is a stable state. However, let us now consider the case where one of the intermediate plates has an 'incorrect' voltage (as shown schematically in fig. l b where the voltage on plate 3 has shifted from -9 kV to -10 kV). Using the labelling shown in the figure, this shift of voltage decreases the field in gap b and increases the field in gap c. Thus the flow of electrons from gap
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b into plate 3 will be reduced, and the flow of positive ions from gap c will be increased; i.e. there will be a net flow of positive charge that will make the voltage on plate 3 more positive. This is just what is needed, thus one finds that the voltages are automatically adjusted to give equal gain in all gaps. 2
T h e A L I C E Time-of-Flight s y s t e m
Two years ago 2 small MRPCs ( 3 x 3 cm 2 active area) were tested and had a time resolution of 65 ps with an efficiency of more than 98 %. In addition there were negligible tails to the time distribution. The ALICE experiment 3 is designed to study heavy ion interactions at the CERN LHC. The Time-of-flight system 4 will be a 7 m long barrel of radius 3.7 m. This 160 m 2 area will be divided into 160,000 read-out channels, each with an active area of 10 cm 2 . Although it is possible to construct this TOF system using 160,000 individual cells, it is much easier if the detector consists of larger devices that are segmented with read-out pads. The chosen design for ALICE consists of strips each with an active area of 1.2 m x 7 cm. Each strip has 96 read-out pads arranged in 2 rows of 48. Each pad reads out an area of 2.5 x 3.5 cm 2 . The TOF system will consist of 1600 such strips. The strip was chosen so that the MRPCs could be orientated to point to the interaction point (in the rz plane) and so reduce boundary effects between pickup pads. A strip also allows both sides of the detector to be accessed; thus allowing a differential signal to be derived from the anode and cathode electrodes and fed to the front-end electronics. Even though the front-end electronics is single-ended, a differential signal from the chamber substantially lowers the noise. The reason is that the signal return is direct to the relevant
565
Figure 2. Cross section of ALICE TOF MRPC strip
cathode pad rather than through the ground (which is shared by all other read-out pads). 3
ALICE T O F M R P C strips
The cross-section of the final design of an ALICE TOF strip is shown in fig. 2. This is a 10 gap MRPC, arranged into 2 stacks of 5 gaps. The gap size is 250 jum; this gap is created by nylon fishing line that runs across the width of the glass plate. This fishing line crosses the stack every 2.5 cm and is aligned such that the fishing line is in exactly the same position in all gaps. The internal resistive sheets are 400 fim thick glass sheets, while the outer plates of each stack are 550 fj,m thick glass. All the glass is 'soda-lime' float
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glass produced by GlaverbeP. The high voltage is applied by a resistive layer on the outer layers with a resistivity of 5 Mfi/square. This resistive layer is acrylic paint loaded with metal oxides . The reason for the 10 gaps is (a) to increase the efficiency and (b) to enhance the shape of the charge spectrum. In fig. 3 we show the performance of a typical strip. The efficiency has a plateau of 99.98 %, which is remarkable since the path length of the through-going charged particle through the gas is only 2.5 mm. For Pb-Pb heavy ion collisions we expect an occupancy of 12 % with the pad size of 2.5 x 3.5 cm 2 ; it is therefore important to keep the probability of two pads firing for a single through-going particle as low as possible. A major contribution is at the boundaries between pads and we want to make this boundary region as small as possible. The double-hit probability depends on (a) the shape of the charge spectrum and (b) the size of the 'chargea 6
V E R T E C thin glass, [email protected] D E T E C di Orietti M.L., viale E. Thovez 16/a, 10131 Torino, Italy
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Time measured in MRPC - Time measured by scintillators [ps] Figure 4. Time spectra at 13.5 kV applied voltage. T h e spectra show the time difference between the 'hit' time in the M R P C strip and the reference scintillators. T h e lower histogram is after a slewing correction has been applied. T h e upper histogram is before any correction. T h e measured width of 59 ps in the lower plot includes the 30 ps of jitter of the scintillators. When this is subtracted we get 51 ps.
footprint'. In fig. 3 the charge spectra have an almost 'gaussian' shape, which aids the reduction of the double hit probability. We have studied the effect of the resistive layer on the size of 'charge-footprint' and found a substantial increase in size for a resistive layer of 200 kfi/square. During September 2001 we built 18 ALICE-TOF strips, each with an active area of 1.2 m x 7 cm. This was a batch to evaluate problems related to mass production. We learned many things concerning the details of the assembly, but the main result was that these 18 strips had similar performance. Each pad was connected to a fast amplifier and discriminator. The ampli-
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fier is a transimpedance amplifier with 560 MHz bandwidth (MAXIM 3760). This is followed by a discriminator based on a fast ECL comparator (MAXIM 9691). For these tests we measured the leading-edge, the time-over-threshold and also the total charge of the signal. The leading edge was produced using a fixed threshold discriminator; there is a dependence on the pulse height of the signal. We corrected for this time-slewing using the ADC value or the timeover-threshold. Both techniques gave similar results. Typical time spectra are shown in fig. 4 before and after the time-slewing correction. 4
Summary
We have shown that the Multigap Resistive Plate Chamber has the performance that more than satisfies the requirements for the ALICE TOF. Even though this type of detector is easy to build and uses readily available materials ('soda-lime' float glass and nylon fishing line), the performance equals all other TOF technologies. The ALICE-TOF array will consist of strips, each with an active area of 7 cm x 1.2 m. Each strip will be divided into 96 readout channels. We have built a batch of 18 strips and found acceptable uniformity of performance; typical measurements have been shown here. We have found a commercially produced fast-amplifier that can be used and forms the base-line of the electronic chain. References 1. E. Cerron Zeballos, I. Crotty, D. Hatzifotiadou, J. Lamas Valverde, S. Neupane, M.C.S. Williams and A. Zichichi, Nucl. Instr. Meth. A374(1996)132. 2. M.C.S. Williams et al., Nucl. Phys. A, Vol 661(1999)707. 3. Technical Proposal for A Large Ion Collider Experiment at the CERN LHC, CERN/LHCC/95-71, 15 December 1995 4. ALICE Technical Design Report of the Time of Flight System, CERN/LHCC 2000-012 ALICE TDR 8, 16 February 2000
T H E LHCB R I N G I M A G I N G C H E R E N K O V D E T E C T O R S STEPHAN EISENHARDT University
of Edinburgh,
Dept. of Physics and Astronomy, Edinburgh EH9 3JZ, UK
Mayfield
Road,
LHCb is an experiment for precise measurements of CP-violation in the decays of B mesons. Very good charged particle identification will be crucial for clean measurements of rare CP violating decays against an abundant background as well as for efficient kaon tagging. Thus LHCb employs two Ring Imaging Cherenkov (RICH) detectors to achieve K-7T separation over a wide range of momenta. This paper presents the status of the LHCb RICH project. The requirements and the design of the detector are covered. The choices of the radiators and on R&D results for the photodetectors are reported. And the adopted solutions for the sub-components of the detector are discussed. Finally, the expected performance of the RICH detectors projected from full scale simulation based on R&D results is shown.
1
Introduction
The LHCb experiment will exploit the large rate of B mesons which will be provided in pp-collisions of the Large Hadron Collider (LHC) when it becomes operational in 2006. LHCb is designed to precisely measure the observables of CP-violation in the decays of B mesons. Excellent particle identification is a fundamental requirement of the LHCb experiment as meaningful CP-violation measurements are only possible in many important channels if hadron identification, and most importantly the distinction between pions and kaons, is available. The LHCb detector is laid out as a forward single-arm spectrometer with an acceptance of 10 . . . 300 mrad a (10 . . . 250 mrad) in the (non-)bending plane catching most of the B mesons emitted into one hemisphere. The particle identification is achieved using Ring-Imaging Cherenkov (RICH) detectors 1 . Their placement within the LHCb spectrometer can be seen in Fig. 1, which shows the top view of the experiment. 2
The RICH Project
2.1 Requirements and Design The momentum range in which excellent particle identification is required can be seen from Fig. 2. The highest particle momenta are reached in the twobody decay Bd —> -rnr where the tail of the distribution exceeds 150 GeV. On the other end the momentum range are kaons, used for tagging the b flavor, "Equivalent to r\ « 1.89... ~ 5.30 in units of pseudo rapidity.
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which can have momenta as low as 1 GeV. Particle identification in such a wide range is only achievable with RICH detectors using several radiators. Table la) gives the thresholds of momenta for 7r an K mesons for the three radiators chosen for the LHCb RICH system. The distribution of polar angles 0 versus particle momenta, shown in Fig. 3, demonstrates how the phase space can be covered by the use of two distinct subsystems. RICH 1 is sensitive to the full angular acceptance but is limited to the low momentum region. RICH 2 operates over the full momentum range but is restricted to a smaller angular region. The detector design chosen by a) Aerogel C4F10 CF4 LHCb can be seen in Fig. 4. The 0.6 2.6 4.4 GeV K 2.0 9.3 15.6 GeV angular acceptances in the bending CF4 Aerogel C4F10 b) plane are 300 mrad for RICH1 and 7 33 18 120 mrad for RICH 2, respectively. 2.00 1.45 mrad 0.58 sec Spherical mirrors are used to focus the Cherenkov photons emitted by Table 1. Radiators used by LHCb RICH: charged particles traversing the raa) radiator thresholds for mesons; b) number of detected photons nph and angular resoludiators with a momentum above the tion S&c as determined from simulation. threshold to ring images on the photodetector plane. The spherical mirrors are tilted with respect to the beam axis to position the photodetector arrays outside the acceptance of subsequent detector systems. In RICH 2 a second set of planar mirrors is placed in the detection volume outside the RICH 2 acceptance to shorten the overall length of the detector. RICH 1 uses a 5 cm-thick aerogel radiator and a 85 cm-long C4F10 gas radiator. The CF4 gas radiator in RICH 2 has an approximate length of 170 cm. A particular challenge of the LHCb RICH project are the photodetectors. A sensitive area of 2.6 m 2 has to be covered with a pixel granularity of ~ 2.5 x 2.5 mm2 and a large active area fraction of > 73%. The pixels have to be sensitive to single photons in the wavelength range 2 0 0 . . . 600 nm with a quantum efficiency > 20 %. These requirements lead to about 310.000 electronic channels which have to be read out at the LHC speed of 40 MHz. In addition, the photodetectors have to sustain the LHCb environment with residual magnetic fields and charged particles traversing the photodetectors and have to be radiation tolerant. 2.2 Photodetectors Hybrid Photodiodes (HPD) have been adopted as the baseline solution for the RICH photodetectors. The status of their R&D is summarized in a contribution to this conference 2 . Multianode photomultiplier tubes (MaPMT) have been chosen as backup photodetectors. MaPMT are commercially available
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and have been slightly modified to suit the requirements of LHCb RICH 6 . With an anode and dynode chain segmented into an array of 8 x 8 channels of 2.3 x 2.3 mm2 in one housing of 1" square they provide the highest possible density of photomultiplier channels available. The bialkali photocathode provides a quantum efficiency of 25 % at A = 380 nm. In an R&D project this technology has been shown to meet the LHCb requirements. A 3 x 3 cluster prototype of close-packed MaPMT was equipped with quartz glass lenses which focused the incident light on the active area of the MaPMTs in order to recover the inactive area caused by the MaPMT housing. This increased the effective pixel size to 3.2 x 3.2 mm2 at the surface of the lens while increasing the active area fraction from 38 % to 85 % with the remaining inefficiency due to the 0.2 mm separation of the pixels within one tube. The performance of this prototype cluster mounted onto a RICH 1 prototype was studied with the CERN SPS test beam using 120 GeV pions 3 . The MaPMT were read out at the LHCb data acquisition speed of 40 MHz using APVm chips. Fig. 5 shows the recorded photons from 6000 events after subtraction of all experimental effects. A Cherenkov ring is clearly visible and the observed photon yield (6.51 ± 0.34ph.e.) is in very good agreement with the simulation (6.21 ph.e.). 2.3 Construction of Subsystems Fig. 6 displays half a frame of the RICH1. Charged particles from the interaction point will traverse the low mass window of the vertex tank, the kapton seal of the RICH 1 volume, the aerogel and the gas radiator volume, the spherical mirrors and finally the exit kapton seal. With that the material budget of the RICH 1 amounts to 14% of a radiation length XQ. The low mass exit window of the vertex tank forms one unit with the LHC beampipe running through RICH 1 and is mechanically very delicate at the connection of the two parts due to the long lever arm of the beampipe. Special provisions have been designed and simulated to ensure stress-free mounts in production, transport and installation, with the last the most critical process. The flange of the window finally will be fixed to the RICH 1 frame, while the beampipe will be supported from the RICH 1 frame by steel wires. The kapton seals act as windows of the RICH 1 gas radiator volume and are glued directly to the LHCb beampipe. They consist of three layers with a radial slit each, rotated by 120°, to mount them in-situ to a gas tight fit with the beampipe installed. The kapton foils are radially corrugated for pressure tolerance. A prototype has successfully proven the feasibility of this approach. b
A UV-glass window instead of the standard borosilicate window and the 1-mm production rim removed for close packing.
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The RICH 1 mirror mounts consist of 3-leg spiders made of carbon fiber using plastic screws to adjust the four mirror segments per quadrant to better than 0.1 mrad. A prototype mount has proven to provide 0.01 mrad precision with a very good repeatability and log-term stability under the load expected for the 6mm-thick glass mirrors. Ongoing studies investigate alternatives to the glass mirrors which contribute 4.5 % of a radiation length to the material budget of RICH 1. Beryllium mirrors of 5 mm thickness would contribute 2 % instead and are likely to replace the glass mirrors as the baseline technology. Composite mirrors using an aramid phenolic honeycomb or foamed moulded glass as a core between layers of carbon fiber and a perspex mirror only would contribute 1 % but pose technical challenges not yet solved. A hygroscopic variant of aerogel has been adopted as the radiator material in RICH 1. With a refractive index of n = 1.034, clarity of 0.00045/Ltm4/cm_1 and no degradation due to radiation in the lifetime of LHCb it provides the best overall solution. The thickness of the radiator is a trade-off between the yield of Cherenkov photons, the fraction of Rayleigh scattered photons and the amount of radiation length. It was chosen to be 5 cm. Fig. 7 shows the design of the RICH 2 frame with the low mass windows for the particle entry in the front and the exit in the back. In the center a beam pipe envelope connects the windows and acts as center gas seal. In the detector volume the planes supporting the spherical mirrors and the planar mirrors are visible. The material budget of the RICH 2 amounts to 12.4 % XoLeft and right to the detector volume the photodetector arrays are mounted in housings of soft iron, weighing 4 tons each, acting as global magnetic shield. In addition the photodetectors need to be shielded individually to cope with the magnetic stray fields of ~ 150 Gauss at the location of the photodetector housings. Finite element analyses have been performed to optimize the design of the RICH 2 frame under load and for natural frequencies. The study showed that even with magnetic shields weighing 2 x 11000 kg maximum deflections of <5 mm can be achieved. With the same design a fundamental eigen frequency of ~ 6 Hz is achieved. The entry and exit window have to be low mass but also have to be stiff enough to only yield low deflections under pressure despite of their size. A sandwich of two 1 mm fiber skins with a 48 mm polymethacrylimide (PMI) foam core behaves optimal with respect to the window deflection and mass requirements. At an under- or overpressure of 400 Pa the maximum deflection is ~ 30 mm. Such a pressure difference then imposes a stress of ~ 1 ton on the beampipe envelope. Thus, careful optimization of the flanges connecting the envelope to the windows has been done for material budget and the stress
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minimization using finite element analysis. The quartz glass windows sealing the RICH 2 gas volume against the photodetectors are with 1500 x750 x5 mm to big to be cut form one standard sized production pane. Therefore a window frame has been designed for two window segments connected by a few-mm slim gas tight joint. The transmission characteristics of he quartz glass is with 90% transmission for A > 190 nm better than required. Tools will be developed to monitor the photodetectors while commissioning the detector and within normal operation. Using LED or laser light injected via fibers and reference detectors a fast debugging system is intended to be used to investigate magnetic field distortions present in the photodetectors, to monitor the photodetector functionality, the aging and the mirror reflectivities and to support the mirror alignment. 2.4 Physics Using a full simulation of the LHCb detector, based on global pattern recognition and including all background processes a detailed comparison of the RICH performance for the different photodetector options was carried out based on measured test beam data. The results for HPDs and MaPMTs are very similar. Here the results of the HPDs are reported. Fig. 8 shows the ir-K separation for particles stemming from Bd —-> nn decays in units of standard deviation versus the particle momentum. Indicated is in which regions the different radiators predominantly contribute. In the region of 3 . . . 85 GeV in average a n-K separation of better than 3 a is achieved. At higher momentum the separation levels off at 2 cr and is still good enough to significantly enhance the purity of the data samples. The number of detected photons nph and the angular resolution 8&c expected using the three radiators are given in table lb). The LHCb experiment has the unique feature to over constrain the angles of the Unitarity Triangles in the Wolfenstein approximation which are labelled a, P, 7 and J7 by measuring many CP-violating asymmetries in a single experiment. Thus, new strategies can be used, e.g. the combination of Bs —> KK and Bd —> inv allows to measure 7 to <x7 ~ 4° with data from one year. Fig. 9 displays the signal-to-background ratio for the Bs —> KK channel without and with the particle identification provided by the RICH giving a very clean sample in the second case. Similarly, the channel Bd —> 7T7T, which is sensitive to a, benefits from the reduction of background from Bd —> Kir which could be partially CP-violating, giving cra ~ 2 . . . 5° provided the fraction of Penguin contribution is determined from elsewhere, e.g. from the process Bd —> /97T. And finally the RICH detector allows to separate channels with large track multiplicity like Bs —> DfK± from the much more prevalent
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background Ba —* Dsir+. This allows the measurement of 7 - $7 to 6 . . . 14° with only 2400 events in one year. 3 Conclusions The RICH detector is essential for the physics programme of the LHCb experiment by providing charged particle identification which is necessary for precise measurements of CP-violation. The physics performance studies have been extended since the Technical Proposal for a more complete picture. The RICH project is progressing since the Technical Design report and the design for the subsystems are detailed and advanced. The project is in the transition from R&D to construction and is still on track to take data when the LHC becomes operational in 2006. Acknowledgments I am grateful to the members of the LHCb RICH group for their support when preparing this paper. References 1. LHCb - RICH Technical Design Report. By LHCb Collaboration (S. Amato, et a l ) , CERN/LHCC/2000-0037, LHCb TDR 3, Sep 2000. 2. The pixel hybrid photodetectors for the LHCb-RICH counters. Maria Girone, in these proceedings. 3. Performance of a Cluster of Multi-anode Photomultipliers Equipped with Lenses for use in a Prototype RICH Detector. V. Gibson, et al., LHCb2001-091 RICH, 18th June 2001. Submitted to Nucl. lustrum. Methods
Figure 1. Top view on t h e LHCb detector (bending plane).
Figure 2. Momentum distribution of decay products: a) from BCJ —* -KIT, b) for tagging kaons.
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Figures. Cherenkov ring im- F i g u r e g. ages (6000 events) taken with RICH 1. a 3 X 3 cluster of MaPMTs. 400
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Figure 9. Ba RICH.
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KK identification without and with
PARTICLE IDENTIFICATION W I T H T H E H E R A - B RICH M. STARIC, A. GORISEK, S. KORPAR, P. KRIZAN, R. PESTOTNIK, A. STANOVNIK, D. SKRK, T. ZIVKO J. Stefan Institute and University of Ljubljana, Slovenia D. DUJMIC, R. ECKMANN, K. REEVES, R. SCHWITTERS University of Texas, Austin, USA D. BROEMMELSIEK, J. ROSEN Northwestern University, Evanston, USA M. ISPIRIAN, K. LAU, J. PYRLIK, D. RAMACHANDRAN University of Houston, Houston, USA S. KARABEKIAN DESY, Hamburg, Germany I. ARINYO, P. CONDE, L. GARRIDO, R. MIQUEL, D. PERALTA University of Barcelona, Spain, J. BASTOS, J. CARVALHO AND I. IVANIOUCHENKOV LIP Coimbra, Portugal The particle identification capabilities of the HERA-B RICH are shown on the measured data from the latest run period. The detector has performed excellently since its installation in 1998. It is capable of efficient particle identification at high track multiplicities and high interaction rate of the HERA-B experiment.
1
Introduction
HERA-B * is a fixed target experiment at the HERA e-p collider at DESY in Hamburg. The experiment uses protons from the beam halo and a set of eight thin ribbons of different materials as targets to produce interactions. With 96 ns between bunches, the interaction rate is usually set in the range between 5 MHz and 20 MHz and is controlled by moving the targets in or out of the beam halo. In a single event dozens of particles are produced, mainly going into a relatively small solid angle of 160 mrad x 160 mrad. The detector consists of several detector components: silicon vertex detector, dipole magnet, tracking chambers, ring imaging Cerenkov detector (RICH), electromagnetic calorimeter, transition radiation detector and muon
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Figure 1. The measured single photon Cerenkov angle resolution versus particle momentum
0
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chambers. The HERA-B RICH 2 ' 3 uses C4F10 as Cerenkov radiator. Focusing of Cerenkov light is achieved by two spherical mirrors (/ = 5.7 m), tilted by 8° in opposite directions. Two planar mirrors then reflect the light to photon detectors at the top and bottom of the vessel containing the freon gas. For the detection of Cerenkov photons multi-anode PMT's (Hamamatsu R5900) are used. The inner part of the photon detector surface is equipped with 16channel PMT's and the outer region with 4-channel PMT's. To compensate for dead regions between the PMT's, a lens demagnifying system 4 is put in the front of each PMT. The present paper describes briefly the analysis method used and shows the particle identification capabilities on measured data from the latest run period. 2
Basic RICH parameters
The basic RICH parameters have been extracted from the data (see P. Krizan et al. 5 ). The Cerenkov angle for /3 = 1 particle is 52 mrad. The single photon resolution depends on the particle momentum. Below 50 GeV it is mainly determined by the track angular uncertainty (Fig. 1), with a mean value of 1.4 mrad. For the very well defined high momentum tracks the resolutions of 0.7 mrad (16-channel PMT region) and 1.0 mrad (4-channel PMT region) have been measured 5 . The average number of measured photons per /3 = 1 particle is 32, from which a figure of merit JV0 of 43 c m - 1 is obtained. Besides the basic RICH parameters, the particle identification capabilities are affected also by the high multiplicity of rings in a single event. Typically
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Figure 2. Reconstructed Cerenkov angle versus particle momentum. Bands for pions, kaons and protons are clearly visible.
l^/-.J-' V' ^^ •-iresholdsr ' *
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50 overlapping rings are present in the event of which about 1/3 could be associated with the measured tracks. In addition, channel occupancies in some regions are as large as 25%. Fig. 2 shows bands for different particles in the plot of reconstructed Cerenkov angle versus momentum as obtained by analyzing a sample of measured data. Kaons are clearly resolved from pions in the momentum range from pion threshold to at least 40 GeV/c and similarly the protons in the momentum range up to 70 GeV/c or more. Also a separation of kaons from protons is possible in the range above the kaon threshold to approximately 70 GeV/c. 3
The particle identification m e t h o d
For particle identification we use the extended likelihood method, combined with the expectation-maximization algorithm. The method is described in detail by M. Staric et al. 6 . The first step in the method is the calculation of Cerenkov angle for all track-photon pairs with the Cerenkov angle smaller than 70 mrad. The Cerenkov angles of the pairs are stored in a list, together with a probability (weight, Wi) that the photon from a pair is emitted by the track of that pair. Initially the weights are set to 1/Ntrack, where Ntrack is the number of tracks corresponding to a specific photon hit. In the next step the expectationmaximization algorithm is applied to the list of pairs. The result of the algorithm is a set of new values of weights Wi. In this way the track-photon pair which is more likely to be the right one, gets a larger weight. In the last step the extended likelihood probabilities are calculated for 6
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possible hypothesis for the identity of a track: electron, muon, pion, kaon, proton and other. The last one represents the case, when the distribution of Cerenkov angles of photons for a given track is consistent with the background. The resulting likelihood probabilities have the range of values between 0 and 1 and are normalized so their sum equals to one. The selection of tracks belonging to a particular particle type is made by applying a cut on the appropriate likelihood. For easier use we defined three levels of selection: soft, medium and hard. The levels are set to 0.05 (soft), 0.50 (medium) and 0.95 (hard) for pion selection and 0.05 (soft), 0.30 (medium) and 0.95 (hard) for kaon or proton selection. 4
The results
To evaluate the efficiencies and mis-identification probabilities on the real data an apriori knowledge of particle types is required. The following reconstructed decays have been used: (1) Ks -t n+ir~, as source of pions, (2) A -> pn~ and A ->• pn+, as source of protons, anti protons and pions, and (3) 0(1020) -> K+K~, as source of kaons. For the first two decays a very clear signal in the invariant mass plot is obtained by cutting on the secondary vertex distance and removing the reflections (A, A in Ks and vice versa). The last one comes from the primary vertex together with roughly 10 other particles. Invariant mass plot shows a huge combinatorial background. To lower the background, one of the particles has been used to tag the decay by identifying it as a kaon and applying a transverse momentum cut. The other one has been used for efficiency and mis-identification evaluation. In all cases the number of particles of a given type surviving the selection criteria and the number of all particles of the same type in a selected momentum bin have been obtained by fitting a Gaussian plus linear function to the invariant mass plots. The results are presented in Fig.3. At medium selection criteria a 65% to 75% kaon identification with less than 4% pion mis-identification probability is achieved between 10 and 70 GeV/c, and 60% to 80% proton identification with less than 1% pion mis-identification probability is achieved between 20 and 70 GeV/c. Below Cerenkov threshold the efficiencies are 60% for kaons (5 10 GeV/c) with 18% pion mis-identification, and 70% to 80% for protons (5 to 20 GeV/c) with 15% pion mis-identification. Below 5 GeV/c the performance is degraded due to track direction uncertainty caused by multiple Coulomb scattering. Finally we note, that the performance of the RICH has been steady and
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Figure 3. Momentum dependent identification probability plots for soft (circles), medium (squares) and hard (triangles) selections. Plots on the diagonal show the efficiency, plots left or right to diagonal show the mis-identification probability.
reliable over the few years it is in operation. References 1. 2. 3. 4. 5. 6.
T. Lohse, et al., Proposal for HERA-B, DESY PRC-94/02, May 1994. S. Korpar, et al., Nucl. Instrum. Methods A 433, 128 (1999). P. Krizan, et al. Nucl. Instrum. Methods A 433, 357 (1999). D. R. Broemmelsiek, Nucl. Instrum. Methods A 433, 136 (1999). P. Krizan, et al., Nucl. Instrum. Methods A 471, 30 (2001). M. Staric, P. Krizan, Nucl. Instrum. Methods A 433, 279 (1999).
A RICH D E T E C T O R FOR H A D R O N IDENTIFICATION AT J E F F E R S O N LAB, HALL A E. CISBANI, R. CRATERI, S. COLILLI, R. FRATONI, S. FRULLANI, F. GARIBALDI, F. GIULIANI, M. GRICIA, M. IODICE, M. LUCENTINI, A. MOSTARDA, L. PIERANGELI, F. SANTAVENERE, G. M. URCIUOLI, P. VENERONI ISS and INFN Romal, gr. Sanita' G. DE CATALDO, R. DE LEO, L. LAGAMBA, E. NAPPI INFN-Bari H. BREUER University of Maryland Unambiguous kaon identification is needed for Hypernuclear High Resolution Spectroscopy Experiments in Hall A at Jefferson Lab. Due to the huge pion and proton background, TOF and Areogel threshold detectors are not sufficient. A proximity focusing Csl/freon RICH detector has been designed and built. The tests performed at CBRN showed that the performances are as good as expected. A dedicated Csl evaporation facility, togheter with an on line photocathode QB measurement for mapping out the entire photocathode, has been built and succesfully used.
1
Introduction
The Jlab experiment E94-107, "High Resolution Hypernuclear Spectroscopy" has been scheduled for next summer *.Two experimental issues have to be faced 1>2'3'4 .The implementation of two septum magnets is needed in order to reach scattering angles as low as 6°. Moreover, unambiguous kaon identification is needed for hypernuclear spectroscopy esperiments; TOF and Aerogel threshold detectors, costituing the present PID detectors in Hall A, are not sufficient due the high pion and proton background. 2
Limits of t h e p r e s e n t P I D S e t u p
The hypernuclear spectroscopy experiment will look for energy level peaks in the (e, e'K) missing mass spectrum wich are highly affected by the contamination of pions and protons in the kaon signal. The expected accidental coincidence rates of pions and protons are around 100 Hz while the signal varies form 1 0 - 2 Hz to 10~ 4 Hz according to the nucleus and level considered.
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Figure 1. Simulated spectrum obtained by two different PID systems (with or without RICH).
In order to minimize the contamination an effective particle identification system based on a RICH detector with a proximity focusing geometry, a freon radiator and a Csl photo converter, has been designed, built, and tested. An additional help to PID, comes from two aerogel Cherenkov detectors with different index of refraction that will be used to reduce on-line the proton and pion contamination 5>6>7>8. Figure 1 shows the expected 9Be(e, e'K+)9LiA spectrum obtained without and with different PID systems. 3
T h e RICH Detector
The design of the RICH for Hall A has been based on the ALICE-HMPID RICH 4 . The RICH uses a proximity focusing geometry, a Csl gaseous photocathode and liquid perfluoroexane radiator, 15 mm thick. The geometry makes the detector very compact (total thickness less than 50 cm) an relatively thin (18% XQ). The use of perfluoroexane has been imposed by the momentum range (1-3 GeV/c) of the particles to be identified. The Cherenkov photons, emitted along a conic surface, are refracted by the freon-quartzmethane interfaces and strike a pad plane after traveling e. proximity gap of 10 cm filled with methane. Table 1 presents a detailed list of the RICH components. The Csl is evaporated on a pad surface by the successful technique developed by the ALICE-R&D26 group 4 . The FEE is arranged in 24 raws, each one consisting of 30 daisy-chained GASSIPLEX (referenza) chips for a
583 Table 1. Detailed list of the RICH components. RICH size Optics Radiator UV window Photon detector
Photon converter
Electronics
50 X 210 X 50 cm 3 proximity focusing 15 mm of liquid freon ( C 6 F i 4 ) n = 1.284(A = 200nm) 5 mm, n = 1.55 (A = 200nm), FUSED SILICA M W P C , with pad cathode, size: 1920 X 403 m m 2 , anode wire pitch: 4.2 mm, anode-cathode gap: 2 mm, amplification gas: CH 4 at STP, operating voltage: 2.1 kV 3 pad planes, 630 X 400 m m 2 each; 11520 pads, 8 X 8.4 m m 2 each 300 nm of Csl coating t h e pad surface F E E GASSIPLEX analog, 11520 channels multiplexed in 48 ADCs (CRAMS form CAEN)
total of 11520 input channels, 480 per raw. The readout electronics consist of two CAEN VME modules: the V551 Sequencer and V550 CRAMS with two channels FADC. Each ADC channel is connected to a GASSIPLEX raw of 480 input channels 4 4
Csl evaporation facility
A dedicated evaporation facility has been appositely built. It consists of a cylindrical stainless steel vessel (approximately 110 cm height, 120 cm in diameter) equipped with 4 crucibles containing an amount of Csl powder sufficient to create a 300 nm of thickness, measured by a quartz oscillator (Fig. 2) The prepolished pad plane (a printed circuit with 3 layers of metals, nickel, copper and gold, glued on the vetronite substrate) is housed in a vacuum chamber ( 1 0 - 7 torr) and heated to 50 °C. The locations of the crucibles with respect to the photocathode is optimized to ensure a maximum variation in thickness of 10 %. The Csl powder evaporates at a temperature of ~ 500 °C and a layer of ~ 300 nm is achieved after 150 sec. Since H2O vapor severely affects the performance of the Csl layer, the assembling of the pad planes in the RICH structure is always performed in argon atmosphere. 5
On line QE m e a s u r e m e n t device
In order to monitor the quality of the evaporation and its uniformity on the large pad surface an on-line QE measuring system has been built and successfully employed (Fig. 2). A movement system allows to map out the entire photocathode. A deuterium lamp has been used as UV source light. The
584
Figure 2. T h e Csl evaporation fticility (left).The on line QB measurement device (right)
UV beam is splitted by means of a semitransparent mirror in such a way to allow monitoring the lamp emission by measuring the current form a PMt used in diode mode. Three narrow band niters selecting, respectively 160 nm, 185 ran and 220 nm, have been employed due the current unavailability of a monocromator. The photocurrent generated by electrons extracted from the photocathode are detected with a small ( 5 X 5 cm 2 ) grid chamber located at a distance of 2 mm from the PC. After measuring the photocurrent (12) the mirror is rotated thus sending the light to a NIST calibrated PMT, used in diode mode (13). The ratio 12/13 gives the QE. The measured QE values are in agreement with the CERN beam tests.
8
C E R N testa
The detector was tested at CERN in November 2000 with pions of 7 GeV/c, at the T10 PS test beam experimental area, by using an Ar/Methane (76/24) gas mixture with the proportional chamber high voltage set at 1500 Volts. One photocathode was evaporated with the facility built in Rome and a second one at the CERN plant following the ALICE recipe. Both photocathodes performances were satisfactory with no significant differences found between them. In Fig. 3 a summary of the obtained results is shown. In the top-left panel the distribution of the number of "resolved clusters" as counted in the
§85
Figure 8. Results of the RICH tests carried out on November 2000 with 7 G e V / e pions at the CEKN T 7 experimental test beam urea. See text for details.
fiducial zone where rings are expected, is reported. The number of "resolved clusters" gives the number of detected photoelectrons 4 . The average value of photoelectrons we have obtained is 12.4 as reported in the figure, in full agreement with the CERN results with the same gas mixture. In the t o p right panel the Gherenkov angle for 7 GeV/c pions, as measured for each event averaging over all the clusters, is reported. An angular resolution of about 3.7 mr was observed in good agreement with the Monte Carlo predictions. The bottom-left panel shows an hit map, weighted by the ADC value, of many events overlapped. A ring is clearly visible with a very low level of background. The last panel shows a ring for a single event. The detector performances were very satisfactory, indeed it is possible to extrapolate the obtained results with expected Methane at 2100 V, thus proving that the evaporation technique is under control. 7
Conclusion
A proximity focusing Csl/freon RICH detector has been designed built and succesfully tested at CERN PS. Performances achieved so far are in the ex-
586
pectations. A dedicated Csl evaporation facility together with an on-line QE measurement device, has been built and installed at JLaband succesfully used. The measurement results are coherent with on beam results 8
Acknowledgements
We would like to acknowldege the unvaluable contribution of A. Braem and E. Schyns for the contuous support in the design and exploitation of the Csl deposition plant. The CERN tests would not have been so succesfull without the help and supervision of M. Davenport, F. Piuz, A. Di Mauro, P. Martinengo and their technical staff. We would like to thank also F. Tessarotto and S. Delia Torre, for many useful discussions in the design phase and for having provided the photocathode transport device. References 1. F. Garibaldi, S. Frullani, J. LeRose, P. Markowitz, T. Saito et al., E94107 Jlab proposal. 2. G.M. Urciuoli et al. "Hypernuclear spectroscopy in Hall A", Nuclear Physics A, 691 (1-2), 2001, pp.43-50. 3. F. Garibaldi et al., "Hadron Identification at Jefferson Lab Hall A", proceeding df the International Conference on New Detectors, Erice, November 1997, pp. 452-464. 4. ALICE collaboration, "Technical Design Report of the High Momentum Particle Identification Detector", CERN/LHCC98-19, Alice TDR 1, 14 August 1998 5. B. Wojtsekhowski et al., "Test and development of a Cherenkov diffusion detector prototype using Airglass aerogel at TJNAF", JLAB-Technical Note 00010, April 2000. 6. P. Markowitz, "Diffusion Aerogel Cherenkov Counter Commissioning", Hall A Status Report 1999. 7. L. Lagambaet al., "Aerogel Threshold Cherenkov Counters for the JLab Hall A spectrometers: improvements and proposed modifications", NIMA 471 (2001) 325-332 8. E. Cisbani et al., "Kaon Identification for Hypernuclear Experiments: a RICH Detector", Proceeding of the Workshop HYPLAB99, Hampton VA, USA, December 1999. 9. C. Zorn et al., "UV Purity Monitor for C6F14 Fluid", in preparation. 10. E. Cisbani et al., "A Csl Evaporation System for Large Csl Photocathodes", in preparation.
T H E SILICON T R A N S I T I O N RADIATION D E T E C T O R : A TEST W I T H A B E A M OF PARTICLES M.BRIGIDA, C.FAVUZZI, P.FUSCO, F.GARGANO, N.GIGLIETTO, F.GIORDANO, F.LOPARCO, M.N.MAZZIOTTA, N.MIRIZZI,A.RAINO, S.RAINO, P.SPINELLI Dipartimento interaieneo di Fisica and JNFN Bari Via Orabona,4 E-mail: [email protected] M.PREST, E.VALLAZZA JNFN Sezione di Trieste, Padriciano 99, 34012 Trieste (Italy) The Silicon Transition Radiation Detector (Si-TRD) is a transition radiation detector based on the techonolgy of silicon microstrip detectors. Due to the relatively high ionization energy release in semiconductor material (a few hundred keV), silicon detectors have been used in conjunction with a magnetic field in order to separate the transition radiation X-rays from the radiating particles. A SiTRD prototype has been tested with an electron-pion beam at CERN-PS with momenta up to 3 GeV/c. The beam test results will be presented and compared with the predictions obtained from a full Monte Carlo simulation.
1
Introduction
The conventional method of transition radiation (TR) detection is the measurement of the energy released by ionization and by photoelectric absorption of TR X-rays. Due to the small angular separation between the TR emitted photons and the radiating particle, the main background source comes from the energy loss by ionization. Usually high Z gas detectors are used to enhance the TR conversion signal to energy loss ratio. However, silicon strip detectors (SSDs) with a pitch of few tenths of micron can offer very precise performance in combination with a magnetic field for TR detection: TR X-rays can be identified in a region apart from the particle interaction. Moreover, the background can be significantly reduced because it is only due to the detector and front-end electronic noise. In this paper we present the results of a beam test performed with a Si-TRD prototype using an electronpion beam. The predictions obtained from a full Monte Carlo simulation *'2 will also be presented.
587
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2
D e t e c t o r description
The detector exposed to the CERN PS T i l line consisted of two pairs of SSD modules. A 15 cm long permanent magnet ( J BM = 0.15 T m), with a central hole having a diameter of 5 cm of diameter, was inserted between the second and the third module. A 5 cm long carbon fiber (7 fim thick) radiator of 60 g/l of density was located just in front of the magnet. A schematic layout of the experiment is shown in Fig.l, in which the beam direction is from left to right (x direction). 50 cm C,
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The SSD module consisted of a double layer of single sided SSD with a strip pitch of 25 fan, and read-out pitch of 50 fim. a The strips were oriented along two orthogonal directions (y-z view). The silicon was 300 fim thick and had cross section of 3 x 3 cm2. In order to tag independently and reliably both electrons and pions in the 1 — 3 GeV/c momentum range, two Cerenkov counters (upstream) and a lead-glass (downstream) were used. A set of thin plastic scintillator counters defined the beam. Each SSD has been equipped with five read out chips with 128 channels. Digitization of the signals has been performed by Sirocco FlashADCs. Read-out synchronization has been achieved using a sequencer card. Overall control of the data acquisition ha been done by means of a custom software running on a Linux-based PC. Data communication with the VME processor has been managed using T C P / I P sockets. The upstream SSD pair modules allow the reconstruction of the incident particle trajectory. The downstream SSD pair modules can perforrne both the reconstruction of the trajectories of the deflected particle and to identify TR photons absorption strips. The average distance between the radiator and the first SSD layer downstream from the magnet (the z view of third module) a We adopted a floating strip configuration for reducing the number of the channels, although we expect a reduction of the soft X-rays detection efficiency 2 .
589 was about 25 cm. This distance is one of the most crucial parameters for this design and it should be kept as low as possible in order to avoid the TR X-rays absorption in air before converting in the SSD.
Figure 2. Strip contents in an electron
3
event.
B e a m test results
The strip signal is extracted from raw information by subtracting the pedestal and the common mode noise. The strip noise is 850eV; it has been evaluated as the root mean square of the strip signal taken during dedicated pedestal runs. The most probable value of the signal to noise ratio (S/N) for charged particles was about 100. Once the signal and noise for each strip of a silicon layer have been calculated, a cluster definition procedure started. All strips of each layer have been explored to identify the particle strips, i.e. strips with S/N > 20. The particle cluster was then identified by the strips adjacent to the hit one and with S/N value greater than 10. We selected events with only one particle cluster per plane and we evaluated the particle direction by means of the upstream telescope, assuming the beam track to be a straight line. Then the reconstructed track was projected onto the downstream silicon layer and a search for X-ray clusters was performed. In a region formed by 51 strips centered on the track projection, the strips with S/N > 6 were considered as the center of X-ray clusters. The whole X-ray clusters were therefore denned by the adjacent strips to the hit one with S/N > 5. The region containing the particle cluster strips and the neighbouring strips with S/N > 5 was excluded in the X-ray search algorithm. Fig. 2 shows the strip content map of the first three SSD modules for an electron event in the bending view. The particle clusters are well visible and an X-ray cluster has also been identified in the third layer (strip number 192).
590 The mean distances between particle and photons for lGeV/c and 2 GeV/c momentum are 130 strips and 65 strips respectively. The energy response of the SSDs has been evaluated by fitting the ADC distribution with a Landau's function and setting the most probable value to 80keV3. Another crucial parameter for the X-ray search is the evaluation of the strip noise in the region where the X-rays are expected to be absorbed. For this study we have performed a run without radiator (2 GeV/c beam momentum) and we have applied the X-ray cluster search procedure. In the 6% of the reconstructed tracks, noisy strips have been misidentified as TR X-rays and the mean energy of these "ghost" X-rays falls in the expected TR range. Fig. 3 shows the energy distributions obtained with the radiator in the beam line at lGeV/c and 2GeV/c beam momentum respectively. In the same figures the contribution of the estimated background is also shown. The Cerenkov counters did not work properly during the data taking, so no reliable rejection electron/pion could not be properly evaluated.
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Figure 3. Total X-ray energy loss distributions for 1 GeV/c (left) and 2 GeV/c beam momentum. The filled area represents the estimated background.
4
(right)
Monte Carlo predictions
A full Monte Carlo simulation, based on the GEANT 3.21 and HEED codes, has been developed to support the experimental results. Details on the Monte Carlo approach can also be found in these proceedings 2 . We have simulated 1000 electron and pion events of 1 and 2 GeV/c beam momentum. The simulated data have been analyzed using the same procedure as for real data. Fig. 4 shows the energy distributions for both the X-rays and the particles detected in the silicon layer downstream the magnet. The number of electron
591
Figure 4. X-ray (filled area) and particle energy loss distributions for 1 GeV/c (left) and 2 GeV/c (right) beam momentum.
events with at least one X-ray cluster is about 600 for 1 GeV/c and 2 GeV/c beam momentum. In the pion events no X-ray clusters were identified, so from the simulated data we obtained a pion contamination < 1 0 - 3 at about 60 % electron identification efficiency. 5
Conclusions
A silicon strip detector combined with a magnetic field has been used to detect TR X-rays. A test with a beam of particles has demostrated the feasibility of this R&cD. A full Monte Carlo code has been developed to validate the design, that can be improved increasing, for instance, the number of radiators and of SSD modules, all within a magnetic fiedl region. Further tests and analysis are needed to better study the detector performance. References 1. M.N. Mazziotta, Computer Physics Communications 132, 110 (2000) 2. M. Brigida et al. (Presented by S.Raino), These proceedings 3. S. Hancock et al., Phys. Rev. A 28, 615 (1983)
T H E ALICE T R A N S I T I O N R A D I A T I O N D E T E C T O R : RESULTS F R O M P R O T O T Y P E T E S T S
A. ANDRONIC, C. BLUME, P. BRAUN-MUNZINGER, O. BUSCH, A. CASTILLO RAMIREZ, M. CIOBANU, H. DAUES, A. DEVISMES, CH. FINCK, C. GARABATOS, M. IVANOV, S. SEDYKH, R.S. SIMON, H. STELZER, G. TSILEDAKIS Gesellschaft fur Schwerionenforschung, Darmstadt, Germany H. APPELSHAUSER, V. CATANESCU, N. HERRMANN, T. MAHMOUD, R. SCHICKER, J. STACHEL, B. VULPESCU, J. WESSELS, C. XU Physikaliches Institut der Universitdt Heidelberg, Germany D. BUCHER, T. LISTER, T. PEITZMANN, K. REYGERS, R. SANTO, O. WINKELMANN Institut fur Kernphysik, Universitdt Miinster, Germany M. PETROVICI NIPNE Bucharest, Romania (for the ALICE
Collaboration)
After a brief overview of the ALICE Transition Radiation Detector (TRD), we present results from tests of prototypes for this detector. By investigating the performance of various radiator materials we have established the components and the design of the final radiator. The pion rejection performance is presented for the momentum range 0.7-2 GeV/c, for different methods of analysis. The position reconstruction performance is investigated.
1
ALICE T R D overview
Designed to provide a pion rejection factor of 100 for momenta above 2 GeV/c, the ALICE TRD will allow, in conjunction with other ALICE detectors, detailed studies of hard probes produced in heavy ion collisions at LHC 1 . An important aspect of this goal is using the TRD as an on-line trigger for high momentum electrons. The ALICE TRD is composed of a radiator and a photon detector, the latter being a Drift Chamber (DC) with a 3 cm drift zone and an amplification region of 7 mm. To cope with the large expected charged particle multiplicities in P b + P b collisions at LHC and to provide the necessary position resolution for track reconstruction, the readout of the DC is done on
592
593 a pad plane. Each pad is connected to a charge-sensitive preamplifier (PA) and the signal is sampled with a frequency of about 10 MHz over the drift time of up to 2 /xs. The detection gas of the DC is a Xe,C02(15%) mixture to facilitate efficient absorption of the transition radiation (TR) photons with typical energies between 4 and 30 keV. Six radiator/detector layers will surround the interaction point in full azimuth at radial distances from 2.9 to 3.7 meters and will match in polar angle the acceptance of the ALICE TPC (45° < 8 < 135°). In total, 540 individual detectors will add up to the active area of about 740 m 2 .With a pad size of 5-8 cm 2 , the total number of channels will be 1.15 million. For an extended description of the detector see the TRD Technical Design Report 2 . 2 2.1
Results of prototype tests Experimental setup
For the tests we used a prototype of the drift chamber with the characteristics similar to a final detector (except the area, which is substantially smaller). Xe-based gas mixtures were studied, with both CH 4 and CO2 as quenchers. The chamber was operated at gas gains around 7000. The tests have been performed using the mixed electron-pion beams provided by the secondary pion beam facility at GSI. The beam trigger was defined by two scintillator counters, to which a Cherenkov signal was added as the electron trigger. Both electron and pion events were acquired during a spill by using appropriate scaledown factors. A more complete description of the experimental setup can be found in refs. 2 ' 3 . 2.2
Radiator studies
We have performed extended series of measurements for various radiator materials 3 , composed of foils, fibres and foams, and we have established the components of the final radiator. As a compromise between TR production and mechanical stiffness, we will use a special radiator, constructed from mats of polypropylene (PP) fibres of 3.2 cm total thickness, sandwiched between two Rohacell foam (HF71) sheets of 0.8 cm thickness each. The performance of the sandwich radiator (S-HF71) is shown in Fig. 1, where we present its pion efficiency as a function of electron efficiency for the momentum of 1 GeV/c. The sandwich radiator is compared to radiators made of pure fibres and foam. Note that the fibre radiator provides the same pion rejection at a smaller thickness (4 cm compared to 4.8 cm). The results are extrapolated to 6 layers, as anticipated for ALICE TRD.
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Electron efficiency
2.3
Momentum dependence of pion rejection
The pion efficiency at 90% electron efficiency as function of momentum is shown in Fig. 2 for a 6-layer TRD, in case of a pure P P fibres radiator. The steep decrease of the pion efficiency at momenta around 1 GeV/c is due to the onset of TR production. Near our highest measured momentum value, 2 GeV/c, the pion efficiency reaches a saturation, determined by the TR yield saturation and by the pion relativistic rise. Measurements at higher momenta have been performed recently at CERN and are currently under analysis. Three different methods for pion rejection are compared in Fig. 2: i) truncated mean of integrated energy deposit, TMQ; ii) likelihood on integrated energy deposit, L-Q; iii) bidimensional likelihood on energy deposit and position of the largest cluster found in the drift region of the DC, L-QX. As seen in Fig. 2, at momenta around 2 GeV/c, pion rejection factors of 300 to 500 are achieved in the present tests, above the required value for the ALICE TRD. This provides a necessary safety margin, as a deterioration of TRD performance has been registered when going from prototype tests using isolated particles to real detectors in high particle multiplicity environments 2 ' 4 .
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2.4
Position reconstruction performance
Especially for the trigger purpose, but also for the off-line matching with the TPC, the tracking capabilities of the TRD are particularly important. We have investigated the position resolution performance by calculating for each time bin the relative displacements of the center of gravity of the charge deposit along the trajectory of the beam particles (pions of 1 GeV/c at 17° incidence). A linear fit of the displacements versus drift time has been performed using 14 time bins of 100 ns each, spanning the drift region of the DC. The dependence of the position reconstruction performance on the signal-tonoise ratio, S/N, is presented in Fig. 3. The point resolution (expressed as the r.m.s. of the residuals of the fit) is shown on the left panel and the angular resolution is shown on the right panel. Chevron pad planes have been used for the present studies. The time evolution of the signal in the detector translates into a systematic bias of the reconstructed angle, dependent on the Landau fluctuations of the signal (triangles in Fig. 3). These effects can be removed by correcting the angle globally ("tQ" correction) or by performing a tail cancellation event-by-event ("TC"). As a result, point resolutions below 500 /xm and angular resolutions of 1° can be obtained.
596 Xe,C02(15%), pions p=1 GeV/c, 17 deg.
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3
Conclusions
We have presented results of test measurements with prototypes for the ALICE TRD. By studying different radiator materials we have been able to select the best candidates for the final radiator, which, as a compromise between TR performance and mechanical stiffness, will be a sandwich of fibres and foams. We have demonstrated that a rejection factor of about 500 (at an electron efficiency of 90%) for momenta around 2 GeV/c can be achieved in a TRD with 6 layers using a fibre radiator of 4 cm thickness. The position reconstruction performance has been studied. Point resolutions below 500 /xm and angular resolutions of about 1° have been obtained for 17° incidence, well within the required specifications l'2. References 1. Addendum to ALICE Technical Proposal, CERN/LHCC 99-13, May 1999 (available at http://www.gsi.de/~alice). 2. ALICE TRD Technical Design Report, CERN/LHCC 2001-021, October 2001 (available at http://www.gsi.de/~alice/trdtdr). 3. A. Andronic et al., IEEE Trans. Nucl. Sci. 48, 1259 (2001). 4. B. Dolgoshein, Nucl. Instrum. Methods A 326, 434 (1993).
T H E SILICON T R A N S I T I O N RADIATION D E T E C T O R : A FULL M O N T E CARLO SIMULATION M.BRIGIDA, C.FAVUZZI, P.FUSCO, F.GARGANO, N.GIGLIETTO, F.GIORDANO, F.LOPARCO, M.N.MAZZIOTTA, N.MIRIZZI, A.RAINO, S.RAINO. P.SPINELLI Dipartimento Interateneo di Fisica and INFN-Bari Via Orabona 4, 70126 Ban (Italy) E-mail: [email protected] M. PREST, E. VALLAZZA INFN-Trieste Padriciano 99, 34012 Trieste (Italy)
A novel design of a transition radiation detector based on silicon microstrip detectors is presented. Due to the relatively high ionization energy release in silicon (a few hundred keV), a magnetic field should be used to separate the radiating particle from transition radiation X-ray photons. The magnet bending power, strip-pitch, charge sharing, noise and front-end electronics have been carefully studied and optimised by means of a full Monte Carlo simulation of the silicon transition radiation detector. The particle identification capability allows the separation of hadrons or nuclei from electrons up to 40 GeV/c momentum.
1
Introduction
A new kind of Transition Radiation Detector (TRD) achieving good particle identification and tracking capability has been studied as a R&D program for space applications. This novel design is based on Silicon Strip Detectors (SSDs) that have a good spatial resolution (few tenths of microns), are durable and need very low maintenance. A magnetic field has been used to detect separately Transition Radiation (TR) X-ray and particle ionization signals, since the energy loss background in such solid state devices is about 10 times greater than the expexted TR mean energy («10 keV). A full Monte Carlo code has been developed to simulate the behaviour of the detector in a beam test at CERN-PS 1 and investigate SSDs performance as TR detectors. Moreover we have studied the spatial resolution needed to separate X-rays from the radiating particle and X-rays detection efficiency.
597
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2
Monte Carlo code
A full Monte Carlo simulation has been developed to study SSDs performance. It is based on the GEANT 3.21 and HEED codes, including the TR process 2 . The electronic response has also been taken into account in order to produce the pulse shapes from each strip and the charge sharing effect. The GEANT code is used to track particles and TR photons; the HEED code simulates in detail the particle energy loss and the photoelectric process in silicon evaluating the position and the energy released in each collision along the track. The number of electrons and holes for each cluster is calculated dividing the released energy by 3.6 eV. The charge carriers produced move along the electric drift field according to the relation v = /J,E. The mobility \i is calculated from the Alberigi Quaranta parametrization 3 both for electrons and holes. At this level, the cluster diffusion process is also introduced. The motion of charge carriers induces current signals on the electrodes. In order to simulate them in a multi-electrodes geometry we have considered the generalized Ramo's theorem that uses the weighting electric fields. The induced current on the kth strip is then evaluated by the generalized Ramo's relation: ik(t) = q0v(t) • Ek(r(t))
(1)
where
Particle identification
The X-ray/particle separation power has been evaluated by simulating the experimental beam test set-up sketched in Fig. 2. All the SSDs used are 300 fim thick with a 25 fim strip pitch and 50 fim read-out pitch. The first two SSDs are used for the tracking of the incident particle, while the third is used for the detection of both the particle and the photon. The distance between the second and the third SSDs is 25 cm: in this region a magnetic field (1 T) extends for 15 cm. A 5 cm long carbon fibre
599
Figure 1. LEFT: Induced current simulated signals on the main strip and on the first adjacent one. RIGHT: Simulated voltage signal; the peaking time is 1.3 ns and the noise is WOO ENC.
25 cm
Figure 2. Detector set-up artistic view
radiator is placed just beyond the second SSD. To track the ionizing particle, we define a small cluster formed by the strips with the highest signal (seed) and all the neighbouring strips with a signal to noise ratio (S/N) greater than a value that maximizes the S/N of the whole cluster. This tracking method, with a 50^tm read-out pitch configuration and a bending power of 0.15 Tm, allows the achievement of a maximum rigidity of 20 GV. A better X-ray detection can be achieved defining a large particle cluster, formed by the seed strip and all the neighbouring strips with S/N greater than 5. This value should guarantee a complete particle charge collection avoiding the misidentification of the particle charge cluster tail as a TR X-ray. A clear identification of a T E photon is done requiring a X-ray signal 7 times greater than noise. These cuts allow the identification of a radiating electron up to 20 GeV/c. If we used a Si detector of 25 /MO. read-out pitch, the maximum detectable
600
rigidity would be 50 GV and the particle identification could be done up to «40 GeV/c. A sample of 1000 electrons and pions of 1 and 2 GeV/c beam momentum were simulated and analysed using the procedure described above. Fig. 3 shows the energy distributions for both the X-rays and the particles detected in the silicon layer beyond the magnet. The number of electron events with at least one X-ray cluster is about 600 for 1 GeV/c and 2 GeV/c beam momentum. In the pion events no X-ray clusters were identified, so from the simulated data we obtained a pion contamination < 1 0 - 3 at about 60 % electron identification efficiency.
Energy
loss
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Figure 3. X-ray (filled area) and particle energy loss distributions 2 GeV/c (right) beam momentum.
4
for 1 GeV/c
(left) and
X-ray detection efficiency
The X-ray detection efficiency is one of the most important parameters for this kind of detector. The TR spectrum emitted by a carbon fibre radiator (di=7/im, d2=200 /xm) has a mean value of almost 10 keV, once absorption in carbon and air has been taken into account. To detect a 10 keV photon with an absorption probability of 80%, a 250 \xm thick detector is needed. The detection efficiency depends also on the noise level and read-out strip configuration. This behaviour has been studied simulating two different detectors: the first one with 25 /urn strip pitch, the second with 50 fim pitch. For both detectors, we have considered one configuration with all the strip bonded to the electronics and a second one with alternated bonded strips. We have assumed a 0.5 keV anoise, a 3 keV threshold and a uniform irradiation of the
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Figure 4. LEFT: Dead region of 15 ftm for 25 fim strip and 50 fim read-out pitch respectively. RIGHT: Dead region of 40 iim for the configuration with 50 pm strip pitch and 100 tan read-out pitch
sensor by 10 keV X-rays. We have found that in the configurations with all the strips bonded, the collected signal is always above the threshold even if the photon converts in the region between two strips. The other configuration presents an inefficient region (dead region) between two bonded strips. If the photon converts in the region below the floating strip, the collected signal on the two nearest read-out strips may be below the threshold (see Fig. 4). The extension of the dead region is 40 [im for a 50 pm strip pitch and 15 jura for a 25 urn pitch, that corresponds to a «40% inefficient region for both configurations. The dead region increases if we set a higher threshold (higher noise level) and decreases with the detected photon energy. 5
Conclusions
A full TRD simulation has been developed and used to study the main parameters of a SSD taylored for Transition Radiation detection. We have found that it is possible to measure a maximum rigidity of 50 GV and achieve particle identification up to 40 GeV/c with a bending power of 0.15 Tm and SSDs with 25 fim read-out pitch. We have also found that a configuration with floating strips could reduce the X-ray detection efficiency. References 1. M. Brigida et al. (Presented by F. Giordano), These proceedings 2. M.N. Mazziotta, Computer Physics Communications 132, 110 (2000) 3. Alberigi Quaranta et al. Basic Detector Processes, pp.80-87
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603
New Detectors Organizer: A. Breskin A. Gaddi A. S. Tremsin W. Dominik E. Grigoriev S. Andriamonje A. Patwa A. Paoloni I. Kreslo G. Ventura M. Barucci E. Pasca J. Miyamoto V. Dattilo V. Vignoli B. Dolgoshein
Gravitational Waves Interferometers and the VIRGO Project New Developments in the Position Sensitive Detectors based on MicroChannel Plates Further Studies of the Sand-Glass Gas (SGG) Detector Registration of Charged Particles by Scintillating Fibers coupled with jt-cell SI A P D G The Micromegas Neutron Detector for CERN N_TOF Scintillator-fiber-based Inner Tracking Detectors for the D 0 Experiment at Fermilab Tests of RPCs for the ARGO Experiment at YBJ Large Liquid Scintillator Tracker for Neutrino Experiments Low-temperature Thermal Characterization of Support Material for Massive Cryogenic Detectors Development of Ti based Transition Edge Sensors for Cryogenic Detectors Measurement of Electron-phonon Decoupling in NTD31 Germanium A Study of Micromegas with Preamplification with a single GEM The Antiseismic Suspension for the VIRGO Project CMOS Circuits to drive QW Modulators The Advanced Study of Silicon Photomultiplier
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GRAVITATIONAL WAVES INTERFEROMETERS AND THE VIRGO PROJECT A. GADDI CERN, CH-1211 Geneva, E-mail:
Switzerland [email protected]
Radio, optical and X-rays telescopes are improving our knowledge of deep space. All these telescopes detect electromagnetic radiation at various frequencies. But a different kind of radiation is generated in the deeper space; it is the gravitational one. Gravitational waves change the space-time metric. As a consequence, GW telescopes should detect an extremely small strain (h < 10"21) of the geometry of a reference frame; if the frame has a reference dimension (L) of some kilometers, the deformation amplitude (AL = h x L) is limited to 10"16 meters. Laser interferometers are the most suitable devices to make precise measurements of distances. Their resolution is limited by the laser wavelength (k= 10"6 meters) and by the light wave-shift detection capability (AO = 1 ppb). These theoretical limits are strongly degraded by different noise sources, which reduce the actual resolution by several orders of magnitude. Applied physicists and engineers are working together to overcome the technical problems that still keep the distance between theoretical and actual detectors' performances. Three large GW telescopes, based on the laser interferometric technology, are under commissioning in the USA (2) and Europe (1). They will become operatives in the next years, with sensitivity of the order ofh= 10~21, in the range between 10 Hz and a few kHz. Among the others, two characteristics are peculiar of the VIRGO interferometer: the high performance of the mirrors' seismic isolation system and the huge ultra high vacuum volume, that will result in the biggest UHV apparatus ever built all over Europe.
1
Introduction
The history of GW detectors starts with Einstein's paper "Uber Gravitationswellen" dated 1916. Einstein thought that GWs were not detectable on Earth, due to technological limits. Forty years later, Joseph Weber started building GW detectors. They were aluminum massive bars that should be put under resonance by crossing GWs. First impulse in Europe occurred at beginning 70s with Edoardo Amaldi. In the 90s some cryogenic resonant bars ' have been built, with the aim to detect GWs coming from SN explosions (Auriga at LNL, Nautilus at LNF, Explorer at CERN) in our Galaxy (50-100 kPc). In 1993 the Nobel Prize was awarded to R. Hulse and J. Taylor for their study on orbital parameters of the binary system PSR1913+16 that gives evidence of GWs' signature . Beginning 2000, some ground-based interferometers are becoming operational (LIGO 3 in the U.S.A., VIRGO 4 and GEO 5 in Europe, TAMA 6 in Japan and ACIGA 7 in Australia), extending the detectable range to 20 MPc.
605
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The LISA project8, for a space-based interferometer, started as well. 2
Soiirces of gravitational waves
GWs are perturbations of the space-time metric, travelling at the speed of light. Large astrophysical masses could generate GWs that can be detected measuring the strain of a reference space frame (Fig. 1). Typical sources are coalescing binaries systems, non-symmetric neutron stars and supernovae.
Figure 1. Space frame strain and typical sources.
3
Interferometers for GWs detection
An interferometer is an optical device that translates a difference in length into a phase-shift. Its working principle is well known (Fig. 2): light coming from an injector is splitted into two orthogonal beams and reflected backwards to a photodetector. The interference fringes are translated into a distance that corresponds to the difference in length of the two arms.
607
If beam flitter mirror B |
D ^•^
injector
1
tts&tsaf-tmr
/,„„>
Figure 2. Interferometer working principle.
Main parameters for GWI are written hereafter (Tab. 1). The signal (phaseshift) is proportional to the strain amplitude (h) times the optical length of the beams (L) and divided the light wavelength (X). As the up-to-date best photo-diodes resolution is of the order of 1 ppb, the lower limit for h results to be about 10"21. Table 1. Main GWI parameters
Light wavelength Arms length Anns optical length Photo-diode resolution
icr6 3xl0+3 L5xl0+S 10*
m m m -
The amplitude of the signal coming out of the photo-diode is thus the phaseshift times the input power. Increasing the injector power could increase noise due to radiation pressure fluctuation, so that power-recycling techniques have become standard in this kind of interferometers. A typical GW interferometer layout is discussed in Chap. 5. 4
GW interferometer sensitivity
The value of h given above represents the best sensitivity that could bereachedby the interferometer, assuming that no noise sources are present. Actually, three main noise sources affect this expected value: • Seismic noise, atfrequencybetween zero and some tens of Hz (depending on the apparatus) » Thermal noise, at frequency between some tens of Hz and around one kHz.
608 •
Shot noise above one kHz. The sensitivity curve of VIRGO detector is given in figure 3 and 4 as reference. Sensitivity reaches its best values (between 10"20 and 10"22) in the region between 15 Hz and 6 kHz, that roughly corresponds to have sources within the radius of about 20 MPc from Earth.
1
10 seismic
100 thermal
1kHz
10kHz shot
Figure 3. Sensitivity curve of VIRGO.
If A(/ )J?:^:. + ±>I2:l +3 . 2 4.io-«.Lf..-../ U ' I /' / L VSOQ/frJJj Figure 4. Sensitivity formula for VIRGO.
5
Optical scheme
The VIRGO optical scheme is represented hereafter (Fig. 5). A Nd-Yag 20 W laser injector is recycled 50 times to get an input power of 1 kW at the beam-splitter entrance, each beam is then recycled 50 times inside a Fabry-Perot cavity of 3 km length and then the two beams are re-combined in the beam splitter mirror and the resulting beam goes to the photo-diode.
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R-3450m fori, drfoim -11 MO U R»» 0.9995 lof f a < Sppm
•
-J VIRGO Interferometer Sentnivi
Fabry-Perot Cavity
Fabry-Parot Cavlry
^ 1064 tun 20W forlSS umt asymeoy df¥P - 310E-7 /Vin W 500 H*
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l<2_
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i
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Figure 5. VIRGO optical layout.
To achieve the best sensitivity, the interferometer works on the dark fringe, like a Wheatstone bridge does. The system is locked to the dark fringe by an active feedback control system that acts directly on mirror position. The data acquisition system stores this feedback signal for data analysis. Locking an interferometer is a fundamental step of the commissioning phase and it could be considered as the first light detection for an optical telescope. At the present moment both LIGO and VIRGO have achieved this goal, even if with some difference in terms of interferometer configuration. 6
Technological aspects
Due to their dimensions, to the sensitivity they have to rich and their intrinsic complexity, GW interferometers are among the most challenging apparatus designed and built for physics research. Intensive R&D programs have been performed in the fields of optical characteristics (laser stability, mirror coating, photo-detector resolution), materials quality (vacuum compatibility, yield point, creep characterization) and control electronics (digital signal processors). Two aspects are here discussed more in details: vacuum enclosures and seismic isolation. 6.1
Vacuum enclosures
GW interferometers need to work under vacuum. The reason is that gas density fluctuations lead to refraction index changes and thus the speed of light is changed generating spurious signals that could mask GW effects. A vacuum level of 10"9
610
mbar is the design value for all GW interferometers under construction. To keep hydrogen partial pressure at negligible level, out-gassing from stainless steel has been reduced by performing a hot air bake-out of the inner surface of the vacuum tubes9. Moreover, low polluting materials are used to preserve mirrors quality over the time. Dimensions of vacuum enclosures for LIGQ and VIRGO are impressive: more than 9,000 cubic meters are evacuated at 10"9 mbar level, these are the largest UHV enclosures in the world by far.
Figure 6. VIRGO UHV tubes modules iastalled in the tunnel.
6.2 Seismic isolation Seismic isolation is probably the most effective feature of the VIRGO interferometer. As described in Chap. 4, seismic noise is dominant in the low frequency range of the sensitivity curve. Optical elements of the interferometer (RM, BS, F-P) should be isolated from ground movements. At 1 Hz typical seismic movements are of the order of 10"6 meters, and they go down with the square of frequency. At 10 Hz ground movements are of the order of 10"8 meters, still ten orders of magnitude greater than a GW signal. Virgo developed a complex isolating apparatus, called SuperAttenuator 10 that reduces mirror displacements of 200 dB at 10 Hz. The SA consists of a chain of six mechanical filters (figure 7), provided of metal springs and magnetic anti-springs to perform vertical isolation as well. Filters (that weight around 100 kg [m]) are connected by a thin metallic wire, one meter long [/J, while the springs elastic constant [*] is set to 1 kNm"1. These numbers give a cut-off frequency of each stage of 0.5 Hz, both horizontally and vertically (m\„ = g/l and o?YSt ~ k/m).
611
The chain, eight meterstoll,is suspended from a Pre-Isolator ", that allows for the fine positioning of the chain itself, providing also extra-dumping at low frequency (100 mHz - 1 Hz).
SIX MECHANICAL FILTERS
MARIONETTE •"""—••
w
>•
MIRROR
Figure 7. The VIRGO SuperAttenuator.
The optical payload is a mirror of 40 kg and 30 cm diameter that can be controlled in four degrees offreedomby the up-stream element (called marionette). The whole SA is put under vacuum at 10"6 mbar, while the marionette and the mirror are located in the UHV region, via a separating roof provided of a differential pumping chamber. In figure 8 the SA transfer function is represented ,2,13. That is the attenuation performance as function of thefrequency.Resonances due to single elements of the SA chain are well evident and they are limited in amplitude by an active dumping system, based on DSP technology. Dotted line shows the system behavior undumped, while in plain line the active dumping system is switched on. DSP reads signals coming from accelerometers and position transducer, located on top of the filtering chain, and it reacts activating coils and step-motors to keep the mirror displacements at minimum.
612 HoiAwwtal SHpsrAeOToStos 1wssfer function
ie 5 ,
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Figure 8. SuperAttemiator Transfer Function.
7
GW interferometers R&D
Continues R&D programs are necessary to increase the sensitivity, that means to extend the space region where potential GW sources could be found. Most of the R&D activities concern the three main noise sources: seismic noise in low frequency region, thermal noise in midfrequencyand shot noise at higher frequency. For what regards seismic noise, some improvements are still needed, but it is well advancing and SAS LIGO II Prototype u, that is an evolution of the VIRGO Superattenuator, has shown probably the state of the art of seismic isolation with mechanical filters. Shot noise is now well in hand, after good improvements in mirrors quality, power recycling techniques and laser stability. Thus, the key problem stays with thermal noise.
613
Actually thermal noise comes from two main sources: vibrational energy internal to the mirror and suspension's pendulum modes. For the first source, possible solutions are high Q factor materials for mirrors and suspensions wires (i.e. sapphire) and low mirrors' temperature (< 20 K). To face the second problem, an extreme solution could be a no-wire suspension system, based on magnetic levitation. This could be done at room temperature (permanent magnets), at liquid nitrogen temperature (HT superconductors) or even at liquid helium temperature (LT superconductors). Some studies have been carried out in the last years by K. Kuroda at Tokyo University, on TAMA mirrors 15 at 20 K. Cryogenics seems to be the natural evolution of ground based interferometers, before that space based systems became reality. 8
Conclusions
The same way particle accelerators and detectors are improving their energy and dimensions, GW detectors are becoming bigger and bigger to detect signals from deeper space, involving a great amount of financial and human resources. Extensive R&D programs in the nineties have shown the feasibility of large ground-based GW detectors. They will probably give direct evidence of what written by Einstein on his articles, about ninety years ago. 9
Acknowledgments
The Author wishes to thank A. Pasqualetti and V. Dattilo, from INFN, and R. De Salvo, from Caltech, for their active discussions on different matters related to GW detectors. A special thanks to P. Riboni, who encouraged the Author to present this subject to the Conference.
614 References 1. Cerdonio M. et al., Bars Detectors, in Gravitational Waves and Experimental Gravity, World Publishers, Hanoi-Vietnam (2000), pp. 33 - 43. 2. Taylor J.H., Wolszczan A., Damour T. and Weisberg J.M., Nature 355 (1992) pp. 132-136. 3. See LIGO web site: www.ligo.caltech.edu 4. See VIRGO web site: www.virgo.infn.it 5. See GEO web site: www.geo600.uni-hannover.de 6. See TAMA web site: tamago.mtk.nao.ac.jp 7. See ACIGA web site: www.anu.edu.au/Physics/ACIGA 8. See LISA web site: www.lisa.uni-hannover.de 9. Pasqualetti et al., Air bake-out to reduce hydrogen out-gassing from stainless steel, Jour, of Vacuum Sci. Tech., Jan-Feb (1998), pp. 188 - 193. 10. Gaddi A. et al., Seismic isolation by mechanical filters at very low frequency, Nucl. Instr. and Meth. in Phys. Res. A 409 (1998), pp. 480 - 483. 11. Gaddi A. et al., An inverted pendulum pre-isolator stage for the VIRGO suspension system, Rev. Sci. Instrum., 70 5, (1999). 12. Gaddi A. et al., Normal modes dynamics of the VIRGO R&D Superattenuator, in Gravitational Waves and Experimental Gravity, World Publishers, HanoiVietnam (2000). 13. S. Braccini et al., Measurements of the VIRGO Superattenuator performances for seismic noise suppression, Rev. Sci. Instrum., 72 9, (2001). 14. De Salvo et al., Interferometric GW detector's vibrational isolation - SPIE Conference - San Diego CA (2000). 15. Kuroda K., Large scale cryogenic GW telescopes, in Gravitational Waves and Experimental Gravity, World Publishers, Hanoi-Vietnam (2000), pp. 219 224.
NEW DEVELOPMENTS IN THE POSITION SENSITIVE DETECTORS BASED ON MICROCHANNEL PLATES A. S. TREMSIN, O. H. W. SIEGMUND Experimental Astrophysics Group, Space Sciences Laboratory University of California at Berkeley, Berkeley, CA 94720, USA E-mail: ast@ssl. berkelev. edit We report on the latest developments in position sensitive photon counting detectors based on microchannel plates. Substantial improvement of the spatial resolution was achieved with introduction of new readout technology, namely crossed strip (XS) anode, and corresponding processing electronics. The spatial resolution of XS readout appeared to be as small as -3-4 urn FWHM. Reduction of the total detector gain (down to 106 and potentially lower) without compromising the spatial accuracy allows detector operation at much higher local and global counting rates since the microchannel recharge time becomes smaller. Recent developments of novel microchannel plate technologies provide basis for substantial increase of the spectral sensitivity and quantum efficiency of MCP detectors. We have tested a number of new Silicon micromachined MCPs The new MCP technologies should allow deposition of completely new photocathode materials directly on the front surface of microchannel plates (opaque photocathodes). Opposite to standard glass MCPs new Silicon MCPs can sustain high temperatures (-800 C°) required for the photocathode deposition and activation processes.
1
Introduction
Position sensitive detectors with MicroChannel plates (MCPs) have been widely used for many applications, ranging from space based astrophysical imaging to synchrotron radiation research to biological autoradiography and many others. There are many attributes of MCP detectors that recommend them to the myriad of detector applications: large configurable formats, photon counting, matching of curved focal planes, high spatial resolution, no cryogenics, solar blind, and high temporal resolution, to name a few. Though great progress has been made in MCP detector technology over last 10 years, recently there have been some substantial improvements of detector characteristics such as spatial and temporal resolution, spectral sensitivity and counting rate capabilities. There are more advances on the horizon due to new emerging MCP manufacturing technologies, such as siliconmicromachined MCPs. Improvements in MCP detector technology can be illustrated by a comparison of current detector characteristics and ones available just few years ago. Spatial resolution improved by a factor of 12.5 (50um to 4pm); the format doubled (50mm to 100mm), and counting rates increased by a factor of -10 (4,000 to 40,000 cnt/s) and quantum detection efficiency increased by factor of 2 (25% to -50%) at some wavelengths. In addition to that, the spectral range of detector sensitivity is about to
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become much wider due to new possibilities in MCP photocathode deposition: silicon-micromachined MCPs can sustain much higher processing temperatures, which are required for deposition of such materials as GaN, Diamond, etc. 2
Cross Strip imaging readout: dramatic improvement in spatial resolution
In this section we report on the improvement of spatial resolution and counting rate capabilities, which was achieved with advances in the anodes that readout the positions of the MCP charge clouds. A novel MCP imaging readout scheme, the Cross Strip (XS) anode [1],[2] proved to be able to achieve spatial resolution of ~3 pm full width at half maximum (FWHM) and it can potentially achieve global counting rates of several MHz, and at the same time accommodate simultaneous events at different positions. We have shown mat with XS anode the detector gain can be lower by an order of magnitude compared to other high resolution readout schemes and gain of 106 is enough to achieve spatial resolution of -3 (Am. The lower MCP gain required for XS anodes operation allows higher MCP local counting rates (several hundreds of events pore"1 sec"1) to be supported and also extends the overall MCP lifetime.
Figure 1. Image of a small section of the cross strip MCP detector obtained with uniform illuuriastioB, showing the MCP pores and hexagonal muM-fibers. The bar across the images is 100 ^m and 50 nm Left: MCP gain 5.5 x 10*, MCP pair with 12.5|im pores, and 80:1 pore length/diameter ratio. Right: MCP gain 1.5 x 10s, MCP pair with 7|im pores, and 80:1 pore length/diameter ratio.
The XS anode is "physically similar" to a cross delay line (XDL) anode, extensively used previously in many space missions and is made of high temperature ceramics & metal, but operates in a completely different manner. Rather than using timing of signals to derive event positions, it uses charge division and centroiding of
617
signals detected on two orthogonal layers of sense strips. The anode responds in an event driven mode, each event results in an encoded X-Y position, time tag and signal amplitude, there is no "frame" readout encumbrance. To date the XS scheme has been tested with an 8mm prototype (which we are currently extending to 25mm and 40mm formats) and laboratory electronics. The results of our measurements with XS anode are shown in Fig.l and Fig.2. The images shown in Fig. 1 are obtained with full field uniform illumination. Each pore in microchannel plate is imaged by the anode individually. Cross sections through the images, shown in Fig.2 clearly verify that the XS anode performance (~3um FWHM) exceeds the spatial resolution of existing direct charge sensing anodes with equivalent sized formats, and does so at lower gain (<1.5 x 10 ).
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ifl
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Figure 2. Histograms for a slice through pore images shown in Rgure 1 (left for 12.5 |jm pores and right for 7 urn pores) showing about 3 um FWHM spatial resolution.
3
Si microchannel plates
Over last two years we have been involved in testing newly developed silicon (Si) MCP's provided by Nanosciences Corp. Although these are still in the developmental stage we conclude that their performance is quite similar to standard glass MCPs: gain, pulse height, response and gain uniformity, and quantum detection efficiency were the same as those for glass MCPs [3], [4], [5]. However the Si MCP background is - 0.02 events sec"1 cm"2 without shielding, a significant improvement over even low noise MCP's. The small samples we have tested are 25mm format with 8um pore spacing, but they are taken from a 75mm substrate, which offers the possibility of large MCP's in the near future. More testing and process development are underway to probe other operational parameters and optimize the manufacturing process. The use of Si MCPs widens the field of candidate photocathodes and deposition processes since the Si MCPs can be heated to a much higher temperature than glass MCPs (800 C vs. 350 C) and the Si MCP surface should be less chemically reactive.
818
The robust properties of Si MCPs also allow us to anticipate the use of cathode materials that are not normally applicable with standard MCP's. The nitride-III semiconductors materials such as GaN can "fill the gap" in the 200-400nm wavelength regime between the FUV alkali halide photocathodes and the various optical photocathodes [6]. Stability and radiation hardness of another possible photocathode material - diamond, which can be deposited on Si MCPs using chemical vapor deposition (CVD) techniques, makes this diamond - Si MCP combination very attractive for UV imaging [7],[8]. The surface of Si MCPs is oxidized (effectively quartz) and therefore it can be baked to very high temperatures, and will not react with photocathodes deposited on the surface, which could potentially allow opaque photocathodes, with their higher resolution and efficiency, to be used in the near UV/optical bands. Since the microchannel positions are determined photolithographically, the pattern should be uniform and coherent, resulting in more uniform flat fields and less differential non-linearity in the spatial response. MicroChannel spacing can decrease to the micron regime, while size formats can increase.
>
figure 3. Image (left) and gain map (right) obtained with a hexagonal pore 25 mm diameter Si MCP (front MCP in Z-stack with two glass MCPs put behind Si). HOOv bias across Si MCP and 2537A roughly uniform illumination. Images are about 20 mm in diameter.
The results of recent Si MCPs measurements are presented in Fig.3 and are described in more detail in ref.[5]. The images shown in Fig.3 were obtained with Zstack: Si MCP with 40:1 L/D ratio was positioned in front of two glass MCPs, used for postamplification of the signal in order to achieve proper gain. We are currently in the process of evaluating only Si MCP stack. Our measurements of angular response of these Si MCPs, their quantum detection efficiency also confirmed that they do perform similar to standard glass MCPs and potentially, after ongoing optimization of the manufacturing process, can be more efficient as they do have a larger open area ratio (>75%).
619 4
Conclusion
New developments in detector technologies, such as XS anode, Silicon MCP's and GaN based photocathodes should enable new levels of low noise, high efficiency, extended wavelength coverage, high event rate, longevity and unsurpassed resolution to be attained in packages with low power and small footprints, while still capable of 10cm formats. 5
Acknowledgements
This work was supported by NASA grants NAG5-3913, NAG5-7615 and NAG59149. References 1. Siegmund O. H. W., Tremsin A. S., Vallerga J. V. and Hull J., Cross strip imaging anodes for microchannel plate detectors. IEEE Trans. Nucl. Sci. 48 (2001) pp. 430-434. 2. Siegmund O. H. W., Tremsin A. S., Abiad R., Vallerga J. V., Cross-strip anodes for microchannel pate detectors. Proc. SPIE, vol. 4498 (2001). 3. Beetz. C , Boerstler P. R., Steinbeck J., Lemieux B., Winn D. R., Siliconmicromachined microchannel plates. Nucl. lustrum. & Meth. A442 (2000) pp.443-451. 4. Smith A. W., Beetz C. P., Boerstler R. W., Winn D. R., Steinbeck, J. W., Si microchannel plates for image intensification. Proc. SPIE 4128 (2000) pp. 1422. 5. Siegmund O. H. W., Tremsin A. S., Beetz C. P., Boerstler R. W., Winn D. R., Progress on development of silicon microchannel plates. Proc. SPIE 449H (2001). 6. Ulmer M. P., Wessels B. W., Shahedipour F, Korotokov R. Y., Joseph C. L.; Nihashi T., Progress in the fabrication of GaN photocathodes. Proc. SPIE 4288 "Photodetectors: Materials and Devices VI" (2001) pp. 246-253. 7. Tremsin A. S., Siegmund O. H. W., Polycrystalline diamond films as prospective UV photocathodes. Proc. SPIE 4139 (2000). 8. Piantanida G, Breskin A, Chechik R, Katz O, Laikhtman A, Hoffman A, Coluzza C , Effect of moderate heating on the negative electron affinity and photoyield of air-exposed hydrogen-terminated chemical vapor deposited diamond. J. Appl. Phys. 89 (2001) pp.8259-8264.
F U R T H E R STUDIES OF T H E S A N D - G L A S S G A S (SGG) DETECTOR P.MAJEWSKI1-2-: J.-M.BROM2, M.CWIOK1, W.DOMINIK1, J.KROLIKOWSKI1, J.-C.LABBE3, A.LOUNIS2, R . V E E N H O F 3 1
Institute
of Experimental Physics, Warsaw University, Hoza 69, PL-00 681 Warsaw, Poland 2 Institut de Recherches Subatomiques, CNRS-IN2P3, ULP, 23 rue du Loess, 67037 Strasbourg Cedex 2, France 3 CERN, CH-1211, Geneva 23, Switzerland The Sand-Glass Gas detector is a position-sensitive micro-pattern detector manufactured using printed circuit board technique. It consists of two kapton foils, copper-clad on both sides and perforated by a high density holes, kept in electrical contact, thus forming triple electrode structure. The structure is placed in a middle between two parallel, conductive planes. With a symmetric electric field in the holes of the structure all avalanche electrons are collected on the central electrode of the Sand-Glass holes. Signals are picked up independently on all three layers segmented into strips giving the possibility of 2-D positional information. The electrostatic field calculation and avalanche process simulation are presented. Results of the gas gain and energy resolution measurements in the gas mixtures Ar/iC 4 Hio (95%/5%) and A r / C 0 2 (87.8%/12.2%) with 5 5 Fe X-rays source are reported.
1
Introduction
A single foil of the Gas Electron Multiplier * allows one to obtain a charge avalanche large enough to induce a detectable electric signal on its both electrodes. The structure of the Sand-Glass Gas (SGG) detector 2 uses this advantage for positional information and gives the possibility of higher amplitude signals readout by collecting all avalanche electrons created inside of a single hole. 2
Detector structure
The Sand-Glass Gas detector consists of two 50 /urn thick kapton foils coated on both sides with 5 /im thick copper layers. Each foil is perforated, with aligned conical holes of diameters on the surfaces of 45 and 75 /mi. Precise overlaying of the foils in such way that the faces with smaller diameter holes are in contact results in the sand-glass like shape of channels, as shown •CORRESPONDING AUTHOR, E-MAIL: [email protected]
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schematically in Fig. 1. The structure of the inner copper layer with engraved strips having a snake-like shape with a pitch of 200 pm is shown in Fig. 2. The outer copper layers, presented in Fig. 3, are divided into four 2.5 cm wide sections which are parallel to the central electrode strips. At the distance d=3 mm from both sides of the structure, two drift electrodes close the volume filled with gas. With a highest electrical potential applied to the central plane and a symmetric potential gradient maintained on its both sides, the inner layer acts as an anode while the outer ones as cathodes of the gas amplification structure. Two detectors, slightly different in the technology of the structure assembly, with the active area of 10x10 cm2 have been constructed. Drift electrode
d
E
«ft Drift electrode
Figure 2. Micro-photography of the anode side with engraved snake-like shaped strips,
Figures. Micro-photography of the cathode side. The conical shape of the channels is clearly visible.
622 Ion feedback and charge ratio
-aAvalanche in a single SGG hole l u
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Figure 4. 3D simulation of a single avalanche development in the SGG channel; B<jr»/t=2.5 kV/cm and Vcatfc=-450 V. The primary ionisation appeared on the left side of the structure. The line starting from the black spot represents the trajectory of the primary electron. The smooth lines are the ion drift trajectories.
3
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Figure 5. Fraction of ions collected on drift electrodes (squares) and anode-cathode charge ratio (circles) as a function of drift field at Vca4ft=-450 V. For Brfrj/<=1.6 kV/cm, 60% of ions are collected by cathodes layers and charge ratio between anode and cathode is close to 1.4.
Electrostatic field calculation and avalanche process simulation
The avalanche development in the SGG was simulated using Garfield 3 program. The electrostatic field map and electron transport properties were computed using Maxwell 4 and Magboltz 5 , respectively. The simulation was performed for Ar/C0 2 (87.8%/12.2%) - one of the gas mixture used in the SGG tests. The example of the avalanche simulated in 3-dimensional model is shown in Fig. 4. As one can see, the avalanche develops mostly in the vicinity of the central plane and on the side where the primary ionisation electron was created. As one could expect from the electrostatic considerations the avalanche electrons drift towards anode and the kapton surface in its vicinity, while the ions are collected in majority by the cathode and the drift electrode on the side where the ionisation electron triggered an avalanche. Due to the diffusion in the gas, a small fraction of negative charges cross the central plane contributing to the charge multiplication on the other side. Figure 5 shows the fraction of the avalanche ions collected on the drift electrodes and the ratio between charges induced on the anode (Qan) and the
ffi3
cathodes (Qcath) as & function of the drift field. With decreasing drift field the fraction of ions collected on the cathodes increases (squares), becoming larger than 50% for drift fields lower than 2.6 kV/cm. Hence, for moderate drift fields, the reduction of the positive chargesflowin the drift volume with a higher signal amplitude on the cathodes is expected.
Contours of E
Figure 6. Electric ield contours spaced by 10 kV/cm and four lines representing ion drift trajectories in a channel. Positions of ions every 20 ns are marked; E < j r j/t=2.5 kV/cm.
Gas gain vs cathode voltage
Figure 7. Gas gain measured in two detectors (squares: prototype I, circles: prototype II).
The time needed for ions to exit the SGG channel was also studied. Four lines representing ion drift trajectories superposed on the contours of the electrostatic field in a single hole are shown in Fig. 6. Field strength corresponds to F=-45G V appled to the cathodes with anodes grounded, what leads to the measured gas gain close to 103 in Ar/C0 2 (87.8%/12.2%) gas mixture. The ticks indicate position of ions every 20 ns; the first tick corresponds to the ion position 10 ns after the avalanche electrons collection. Due to the low field in a hole center ions decelerate, then in the middle between anode and cathode, where the field is higher, they accelerate again. One can expect that the majority of the avalanche ions will exit the amplification channel after 100 ns and also that this time depends weakly on the drift field strength.
624
Signal ratio Up/Down along strips
55
T Amplitude distribution from Fe
1 1.4 1.2
0.8 0.6 0.4 0.2 Ui
.U 5
Figure 8. Cathode and anode pulse height distributions for the 5 5 Fe source. The energy resolution of 18% and 31% FWHM was measured for anode and cathode pulses, respectively.
4
Wi
0\
—J
OO
\0
Fe source position, (A 1=1 cm)
Figure 9. Scan along five strip groups. T h e ratio of the signal amplitude obtained with the source above (Up) and below (Down) chamber as a function of the source position along strips.
Experimental results
The detectors with drift gap d=3 mm had 512 anode strips grouped and connected into 20 readout pads. The pulse heights were measured on all three electrodes using the charge-sensitive preamplifiers (212 mV/pC) which in case of the cathode signal readout were decoupled from the high voltage by a 1 nF capacitor. The chamber was irradiated from both sides using low intensity 55 Fe X-ray source. Due to the very large absorption of 5.9 keV X-rays in the central structure one could study the characteristics of the amplification process in both drift gaps independently. For a single avalanche the amplitude of the signals from the cathode closer to the irradiation source was higher than the pulse-height from the cathode on the other side of the structure 2 , what confirms the predictions of the avalanche process simulation. Ionisation charges induced by X-ray conversion enter the SGG channels from one side only, thus avalanche ions are mainly collected by electrodes on one side of the central plane. The gas gain was measured for two gas mixtures A r / C 0 2 (87.8%/12.2%) and Ar/iC 4 Hio (95%/5%) within the cathode voltage range between -420 and -480 V. The higher potential difference could not be applied due to the discharge limitation on the defects of the structure. As shown in Fig. 7 the gas
625
gains close to 2000 and exceeding 104 were achieved for the two gas mixtures. The dependence of the gas gain for Ar/CC"2 mixture as a function of the cathode voltage was almost identical for the two models tested. The amplifying structure exhibits good energy resolution, what is shown in Fig. 8. From the anode and cathode pulse height spectra measured for Ar/CC>2 gas mixture at the cathode voltage of -480 V, the energy resolution of 18% and 31% for the 5.9 keV X-rays has been found, respectively. The uniformity of the detector response along the anode strips was also measured. The sources were moved along strip groups with 1 cm step on both sides of the chamber and irradiated the same area of the central plane. The ratio of the signal amplitudes induced by X-ray conversion in two drift gaps of the chamber as a function of the source position along strips is shown in Fig. 9. A maximal variation did not exceed 30%. The ratio was systematically greater than 1, probably due to the difference in geometry of the two foils. 5
Conclusions
Two prototypes of the novel micro-pattern gaseous detector called Sand-Glass have been constructed and successfully operated. Despite the differences in the technology of the structure assembly, their performance was very similar. Depending on the gas mixture the gas gain exceeding 104 with 55 Fe X-rays, as well as the energy resolution of 18% were achieved. The possibility of the signal readout from three electrodes layers of the central structure has been shown. The SGG detector with two electrode layers at ground potential allows 2D track reconstruction with reduced multihit ambiguities and reduced positive charge in the drift volume. Acknowledgments The authors wish to thank H. Czyrkowski, R. Dabrowski and Z. Salapa, engineers from the Detector Laboratory of IEP, for their excellent technical support. References 1. F. Sauli, GEM: A new concept for electron amplification in gas detectors, Nucl. Instrum. Methods A 386, 531 (1997). 2. P. Majewski et al., The Sand-Glass Gas (SGG) detector, to appear in Nucl. Instrum. Methods A, as proceedings of the 9th Vienna Conference on Instrumentation
626
3. GARFIELD - gaseous detectors simulation program written by R.Veenhof (CERN). 4. MAXWELL - Electric Field Simulator by Ansoft Co. Pittsburgh, PA, (USA). 5. MAGBOLTZ and IMONTE - simulation programs of electron transport properties in gas mixtures written by S.Biagi, Liverpool University, (UK).
REGISTRATION OF C H A R G E D PARTICLES B Y SCINTILLATING FIBERS C O U P L E D W I T H /x-CELL SI A P D G N. BASHARULI, G. BONDARENKO Moscow
Engineering
Physics
Institute (MEPHI), 31 Kashirskoe Moscow, Russia E-Mail: [email protected]
Shosse,
115409
B. B E K E N O V , V. G O L O V I N , V. P E T R O V , N . P O N O M A R E V Center
of Perspective
Technology and Apparatus (CPTA), 107076 Moscow, Russia E-mail: cptaQpop.transit.ru
6 Preobrazhenskaya
pi,
E. G R I G O R I E V University
of Karlsruhe, E-mail:
IEKP, Karlsruhe, D-76128 [email protected]
Germany
Silicon fi-cell Avalanche Photodiode operating in Geiger mode (APDQ) was used to detect light produced in scintillating fibers of 1 mm diameter by electrons from 90 238 a Sr-source and by Q-particles from a Pu-source. This recently developed in mesa-technology square 1 mm2 APDQ, consisting of 1370 /i-cells, has enhanced inter-cell optical isolation and individual quenching resistors. It showed at room temperature and low biasing voltages (45-47 V) very high gain (up to 10 6 ), low dark counting rates (below 3 x 1 0 5 s e c - 1 ) and high detection efficiency for photons of green light (> 35%). Basic characteristics - internal gain, dark counting rate and average number of detected photoelectrons as a function of bias voltage were measured.
INTRODUCTION In the last decade there have been numerous attempts to use Metal-Resistive layer-Semiconductor (MRS) Avalanche Photo-Diodes working in "Geiger mode" (APDQ), i.e. operating at voltages slightly above breakdown, as photo-detectors in scintillating fiber tracking, time-of-flight measurements and bio-medical applications 1 ' 4 ' 5 . Many features, such as: room temperature operation, compactness, low bias voltages, extremely high internal gain and single-photon sensitivity make them very attractive in comparison to conventional photo-detectors and VLPC's 2 . Nevertheless, up to now APDQ'S have not found wide application, mainly due to high dark counting rate and low photo-detection efficiency in visible wavelengths. Center of Perspective Technology and Apparatus (CPTA, Moscow), one of the patent-holders 6 for these devices, has been working continuously on improving characteris-
627
628
Figure 1. Schematic view of one MRS A P D G /fr-cell.
tics of APDGIts traditional design was based on "needle" junctions and a distributed quenching resistor formed by a thin resistive layer on the silicon surface. Pixels were formed by readout metallization lines on top of the resistive layer. Although these detectors performed very well in respect of single-photon sensitivity and internal gain, they have shown rather high dark counting rates, low quantum efficiency in visible range, long dead time and secondary photo-ionization effects 3 ' 7 . The present study was performed with newly developed by CPTA square samples of 1 mm2 area, implemented in mesa-technology with inter-pixel optical isolation and individual quenching resistor in each pixel. These diodes were directly coupled to various round scintillating fibers of 1 mm diameter, 10 cm long. Fibers were exposed to electrons from a 90 Sr /?-source and to a-particles from a 2 3 8 Pu source. This work was done mainly in view of application for triggering, tracking and radiation monitoring using scintillating materials.
1
P R I N C I P L E OF O P E R A T I O N
One (i—cell of a photodiode designed in mesa-technology is shown schematically in Fig.l. Each of 1 mm2 diodes produced in this technology contains 1370 such cells connected electrically to each other and to common readout by means of Al metallization lines. Photosensitive area composes approximately 60% of the total area. Doping concentrations are such that a high local electric field, exceeding breakdown voltage, is reached in the photosensitive layer at relatively low reverse bias voltages (45-48 V). Each photoelectron, which is created by incident photon or by the leakage current and reaches multiplication zone, initializes an avalanche creating up to ~ 106 secondary electrons.
629 The avalanche is locally quenched by a film resistor formed on the surface of each pixel from the n-side, therefore the pulse amplitude from each [i-ceQ. does not depend on the amount of initial charges. Quasi-linearity of the device is reached when it detects light uniformly distributed over the whole area, in this case the total pulse-hight is determined by the amount of fired /x-cells, and the dynamic range - by the total amount of cells on the detector area (typically ~ 10 4 /mm 2 ). In mesa-technology pixels are optically isolated due to deep inter-pixel etching and metallization. Each cell has its own film resistor connected to common Al grid. This layout gives the following advantages: • optical separation reduces probability of photo-ionization, i.e. secondary avalanche ignition in adjacent pixels by UV photons emitted from a primary avalanche, • resistor values are under better control, • avalanche process in one cell does not influence sensitivity of the others, • localized quenching by individual film resistors reduces total dead time, which in this case is defined by a single pixel and does not depend on the total amount of fired pixels. EXPERIMENTAL SETUP Schematic view of experimental setup is shown in Fig.2. The main feature of this layout is the original design of triggering for electrons traversing scintillating fiber, which proved to be very efficient. It is based on the idea of using photons of scintillation light, which escape from the fiber through the cladding (~ 90% of total light produced). These photons are collected by means of a reflective cone surrounding the fiber and directing light towards the triggering phototube (PM1 in Fig.2). A flat scintillator positioned underneath the fiber and coupled to PM2 provides additional signal for coincidence. By lifting the discrimination threshold on PM1, which detects large amount of photons, one can select electrons, which traverse the fiber closer to its median and vice versa. Remaining ~ 10% of generated photons travel along the fiber in both directions. One end of the fiber is mirror-coated, the other one - coupled to the APDQ, which therefore receives ~ 10% of the scintillation photons. There was an air gap of <-, 0.2mm between the fiber edge and the APDQ- When the measurements were performed with an a-source, it was placed either close to the edge mirror or in the middle of the fiber, in the latter case the cladding being slightly cut for better penetration. Trigger for a-particles was generated solely by PM1. Signals from the APDQ passed through a shaping amplifier and delay to the QDC LRS-2249A, gated by coincidence signal.
Plaottras escaping from fiber (~ 90 %) are partially trapped by the reflective cone P-sonrce
Scintillating
liber
to AFDd
Sr
Cladding
. « % « « j U i a i > 4 C *sX™™XC3";?i •*^-'!35SSSigS^*;S5S"'"""""""" ^ ^
P M , with
Seiiit. photons trapped by fiber -JO % O
Sttut C
Figure 2. Layout of experimental setup.
UAPBo-44-S V jj(0) - 38.S %
UAF»<,~ 46.0 V p<0)~5.S%
, , ,
||
XJAP&G-47SV 1>(8)-1.9%
Figure 3. ^-spectra for Kuraray 3HF(1500M) at different voltages.
RESULTS The measurements were performed using three types of scintillating fibers, all of them 1 mm in diameter and 10 an long: 1. Kuraray SCSP-78M multi-cladding fiber with Xmax = 450 nm (blue), 2. Bicron BCF-60 single-cladding fiber with Xmax = 530nm (green), 3. Kuraray 3HF(1500M) multi-cladding fiber with Xmax = 530 nm (green). Spectra from a 905r-source were obtained with an external trigger PM1 xPM2 and relatively high discrimination threshold on PMl-signal, which ensured mean path of electron in the fiber ~ 0.8 mm. Typical spectra for Kuraray 3HF(1500M) fiber at three different bias voltages are shown in Fig. 3. Singlephotoelectron peaks are very well resolved at all voltages. The distributions
631
are not expected to exactly follow Poisson law, due to Landau smearing and to the round fiber geometry, resulting in lower peaks enhancement. Good peak separation means that fluctuations of gain from one /x-cell to another are small, arms being ~ 15% according to our measurements. Photo-detection efficiency (average number of detected photoelectrons) and internal gain (determined as peak-to-peak interval in the spectra, calibrated in electron charge units) are increasing with bias voltage. The dark counting rate is also growing rapidly with voltage, therefore the operating voltage cannot be set very high. All these basic characteristics are shown in Figure 4. Operating voltage of 4747.5 V was found optimal, since it ensures stable operation with high detection efficiency for ^-particles (about 99%) and still tolerable dark counting rate (below 3 x 10 5 see _ 1 ). Comparative spectra from a ^-source at V B = 4 7 . 0 V for all three types of fiber are shown in Fig.5. Combination of the A P D G and green scintillating fiber Kuraray 3HF(1500M) with double cladding gave best results in terms of average number of detected photoelectrons: < Nphe > = 7.9 , Edet = 98.6 %. This is a lower estimate, since up to 50% of the light could be possibly lost due to non-perfection of the optical contact fiber-APD. Detection efficiency for a-particles is close to 100% (< Nphe > = 9.9). The dead time of a /i-cell was measured by sending two consecutive intense pulses from an LED on the detector surface and measuring the minimal time interval at which the detector sensitivity recovers to 90% level. This was found to be ~100 nsec, which is > 10 times smaller than for former versions of APDQ'S. SUMMARY New A P D G ' S designed in mesa technology were used for detecting light in 1 mm round scintillating fibers, produced by traversing electrons or a-
x1(ls G r e n fiber 3HFMSMIVn
/
y
/ >(
X
r>
y
I ate, Hz
GAIN 10'
r
8x10*
s r S>
yf\ 45 46 47 UAPDG,V
6x10 s
> j f 48
44
4xl0!
M„,,~C„,'x(UAPDG-U.)
45
46 UAPDo, V
47
48
Figure 4. Number of detected photo-electrons (left) dark counting rate (middle) and gain (right) as a function of applied voltage.
632 SO 60 40 ZO
120so 40 •
Kuraray SCSK-78M PCO) — 7 % E — 93 % < N p h e > — 3.6
lk^
h^.
O
. ljl||l
40 -
Bicron BCF-60 P(0)=S,4 % E = 94,6 % < N p h e > — 4.4 K u r a r a y 33H HFF((115 0 0 )
20-
400
600 Q D C channels
soo
Figure 5. /?-spectra for three different types of scintillating fiber at V B = 4 7 V.
particles. Best results (> 10 photo-electrons/mm) were obtained with Kuraray 3HF(1500M) green fibers having double cladding. Photodiodes were operated at room temperature and bias voltage 47.5 V. New design significantly improves detection efficiency, reduces dark counting rate and dead time and improves inter-pixel electrical and optical decoupling. ACKNOWLEDGEMENTS The authors are grateful to A.Dierlamm and F.Hauler for their help in preparation of the material for publication. References 1. 2. 3. 4. 5. 6.
D. Bisello et al., Nucl. Instrum. Methods A 367, 212 (1995) B. Baumbaugh et al, Nucl. Instrum. Methods A 345, 271 (1994) A. Akindinov et al, Nucl. Instrum. Methods A 387, 231 (1997) S. Afanasiev et al, Nucl. Phys. B 44, Proc. Suppl. (402)1995. H. Kawazumi et al, Journal of Chromatography A 744, 31 (1996). Golovin V., Sadygov Z., Tarasov M., Yusipov N. Patent N 1644708 (Russia) Avalanche Photo-Diode(1989). 7. V. Golovin et al, Nucl. Instrum. Methods A 442, 223 (2000).
THE MICROMEGAS NEUTRON DETECTOR FOR CERN
N.TOF
S. ANDRIAMONJE, A. DELBART, I. GIOMATARIS, F. JEANNEAU, J. PANCIN CEA-DSM/DAPNIA Saclay-France I. PAPADOPOULOS, V. VLACHOUDIS, H. WENDLER CERN, Geneva, Switzerland D. CANO-OTT, E. GONZALEZ CIEMAT Madrid-Spain M. HEIL, R. PLAG FZK Karlsruke Germany L. FERRANT IPN Orsay France V.KETLEROV IPPE Obninsk Russia D. KARAMANIS University of Ioannina Greece T. PAPAEVANGELOU University of Thessaloniki Greece AND THE N . T O F COLLABORATION A novel neutron detector based on the MICROMEGAS concept is presented. One of the applications of this detector is the determination of the high performance and characteristics (neutron beam profile,flux and energy resolution) of the new high-flux spallation neutron source, the neutron Time-Of-Flight facility (n.TOF) at CERN.
1
Introduction
In continuation of the work performed at C E R N axed in the search of a new concept for energy production and in particular t o find a solution related to the nuclear waste 1 > 2 ' 3 , a new neutron T i m e Of-Flight ( n . T O F ) has been performed at C E R N 4 . T h e aim of the project is the measurement of cross-sections needed for the design of innovative Accelerator Driven System (ADS) applications such as incineration of nuclear waste, energy production, radioisotope production for medical applications and for m a n y other basic science subjects, in particular astrophysics. To d e m o n s t r a t e experimentally the high performance and characteristics (neutron b e a m profile, flux and energy resolution) of the n . T O F facility, a new neutron detector has been developed. T h e detector is based on the Micromegas concept 5 , s . After the presentation of the n . T O F facility and the detector, the first results obtained with t h e first C E R N n . T O F b e a m are reported.
2
T h e C E R N n . T O F facility
T h e concept of the n . T O F facility has been performed from t h e experiment aquired from T A R C 3 and t h e opportunity offered by C E R N complex: availability of the high energy proton (20 G e V / c m o m e n t u m ) and high proton flux (up t o 10 1 3 p r o t o n s / b u r s t ) and t h e existing T T 2 A tunnel with 200 m long p a t h . An simulation of the detailed geometry of the lead target has been performed to
633
634 estimate the neutron flux at 200 m Two Monte Carlo codes were used successively: FLUKA 7 and the EA-MC Monte Carlo code 8 . FLUKA generates the spallation neutrons and transports them from high energies down to 19.6 MeV. The neutrons from FLUKA simulations with kinetic energy lower than 19.6 MeV are further transported by the EA-MC code using the same geometry as in previous simulations. Following an overall optimization between neutron flux and AA resolution (A = effective neutron path), the spallation target was chosen to be a lead block of 80 x 80 x 40cm3, followed by a water moderator of 5 cm thickness 4 . The different parts of the time-of-flight tube are shown in (Fig. 1). m ru
i&i u>.i
MA
Figure 1. Time-Of-Flight
H*
tube sections
up to the end of the TT2A
tunnel 200 m.
Two collimators were installed to reduce the radius of the neutron beam. The first one with 11.5 cm inner diameter, is located at 136.7 m. The second collimator (source screening collimator) with 1.8 cm inner diameter is placed at 178 m. In spite of the 10° angle between the time-of-flight tube and the proton beam, some charged particles will remain and contaminate the neutron flux. Therefore, a dipole magnet, located at 145 m is used tosweep away these unwanted secondary particles. Detailed simulations were made of the production of charged particles and photons appearing after the magnet 10 . 3
Detector description
A detailed description of the Micromegas detector can be found in [ref 5,6]. It is a double-stage parallel plate chamber, consisting of a conversion gap and an amplification gap, separated by a micromesh. Ionization electrons, created by the energy deposition of an incident charged particle in the conversion gap, drift and can be transferred through the cathode micromesh; they are amplified in the small gap, between anode and cathode, under the action of the electric field, which is high in this region. The electron cloud is finally collected by the anode microstrips, while the positive ions are drifting in the opposite direction and are collected on the micromesh. In order to operate the MICROMEGAS detector as a neutron beam profile detector for the nTOF facility at CERN, an appropriate neutron/charged particle converter must be employed which can be either the detector's filling gas or target with appropriate deposit on its entrance window. Since the neutron energy range of the n-TOF facility extends from 1 eV to 250 MeV, there is not a unique choice of an efficient converter. Inter-dependent parameters such as the high neutron reaction cross section, the low charged particles energy loss inside the converter, their subsequent energy-angular distribution and the range inside the filling gas has been considered and optimised (Fig. 2). The neutron/charged particle converter employed are: ( 6 Li(n,a) for neutron energy up MeV n and H(n,n)H and 4 He(n,n) 4 He for high energy neutron) which are the detector's filling The first converter used consists a 6 Li layer, 500 nm thick, protected from oxidation by a very layer of aluminum, 25 nm thick, which was deposited over the drift electrode mentioned above.
to 1 gas. thin The
635
1000 V Drift electro da
Ar + 2% Isobutaru? or He + 10% Methane or He + 3£% Isobutane
3mm
Micromesh
•a
•A * )r1.Smm
400 V
Anode strips frt /
Figure 2. The principle
(not in scale)
of the Micromegas
concept for neutron
detector
active surface of the detector is 80x80 mm 2 (Fig. 3). The anode strips (50 in total) have a pitch of 1.5 mm and are separated by 100 (im gaps Neutrons going through the 6 Li target can react via the reaction n + 6Li -> a + t For high energy neutron the charged particle has obtained from the elastic reaction on the H and or He atoms contained in the filling gas. Three type of gas mixtures have been used: Ar + iC 4 Hi0 (2%) He + CH 4 (10%) and He + iC 4 H x 0 (3.8%). The percentage of i G ^ O and CH4 has been chosen to be low in order to respect the non-fiammabilty of the mixed gas. The neutron detection is based on the detection of one outgoing charged particle from the above reactions, i.e. an alpha or a triton. Thus, such a nucleus should leave the target, entering the conversion gap of the detector, with sufficient energy to create enough ionization in the gas. In order to achieve a very good profile of the n.TOF beam, the Micromegas detector has been placed in the vacuum chamber under the standard pressure of the n.TOF tube (10 - 3 bar). The main characteristics of this detector is the choice of material having a minimum influence on the high energy neutron. 4
Data analysis and results
As already mentioned, the CERN n_TOF facility provides a direct correlation of the neutron time of flight to its energy, an additional time measurement in the neutron detection allows the determination of the beam profile and the neutron flux as a function of the neutron energy. Since the neutron beam start signal has an RMS of 7ns, a time resolution of few ns is required. In order to operate under these conditions, the anode strips were readout through 50 fast current preamplifier (rise time of 1 ns) associated with the innovative n.TOF Data Acquisition System based on 1 GHz flash ADCs (rates of 180 MHz). The n_TOF Data acquisition system has a zero suppression algorithm incorporated which removes unnecessary information from the recorded data. In order to preserve all the information needed, a number of pre-samples before the threshold passing must be recorded and a number of post-samples as well. This permits the observation of a base line shift, pulse pile-ups, double pulses, etc. Each signal has been analysed in detail: the base line and RMS, the start and end time, the amplitude of the signal and in particular the total area of the signal which is proportional to the energy deposited on the strip. A particle passing through Micromegas (recoils, alphas and tritons) creates some electrons that are amplified and then detected by one dimensional strips. The particle is inducing some signal on
636 all the strips over which it has travelled. An example of the signals recorded for one burst (1012 protons) are reported in (Fig. 3). This figure shows clearly the different time of the created electron. The first signal corresponds of the electron created close to the mesh and the last one the electron created just after the drift electrode. The signal of a charged particle observed by the micromegas detector depends on its direction, namely the angle 9 of emission with respect to the incident neutron (perpendicular to the detector)and the angle
• • • mm^w.m • • •>• • •Microstrips i
Usjn v=*» Figure 3 . An example
3/sun V»W» W»
W »
v^n
of the signal recorded during the run for 1012
protons.
An example of the first preliminary results are shown in figures 4 (Fig. 4) and 5(Fig. 5). HwbHUI pnMUHl IIHV < EIC I0W
Figure 4. Horizontal MeV
projection
of the n-TOF
Hnrinriri pnprioi I0UV < Di < MMI M M
neutron
beam profile in the neutron
pn>Okli 1Mf< Bi < l a i n
energy range between 10 eV to 10
Figure 4 shows the profile of the CERN n.TOF neutron beam at 7 m after a second collimator with diameter of 2 cm placed at the entrance of the experimental area. In figure 5 are reported the time converted to equivalent neutron energy of the relative flux seen by Micromegas detector. Two plots are reported in figure 6, the result obtained from the 4 He +
637 1C4H1O and Ar + iC 4 HiO respectively.
102
1()310*
105
10"
10?
Neutron energy (eV) Figure 5. Relative flux (counts energy.
rate) of the nxOF
neutron
beam seen by the detector
as a function
of the
neutron
Figure 5 shows clearly the 1/v response at low energies and the resonance at 250 keV characteristic of the 6 Li converter. At higher energy (several MeV) there is a large b u m p as a consequence of the increase of neutron fiuence in this energy (spallation peak) and also the increase of detector efficiency provided by the detection of recoil nuclei from the filling gas. Several deeps are observed in the energies corresponding to the different elastic resonances of the 1 6 0 . This is the result of the dispersion of neutron of those energies from the m a i n b e a m by the oxygen present in the water used for cooling of the lead target. T h e shift, observed in the figure between the two plots, is the result of the presence of the elastic resonance of the 4 H e ( n , n ' ) 4 H e reaction.
5
Conclusions
Using an appropriate n e u t r o n / c h a r g e d particle converter: - 6 L i ( n , a ) for the neutron having an energy up to 1 MeV - H ( n , n ' ) H and 4 H e ( n , n ' ) 4 H e for higher energy neutron - a fast current preamplifer with a rise time of 1 ns - an innovative D a t a Acquisition System based on 1 GHz flash A D C with a rate of 180 MHz. It is demonstrated t h a t a Micromegas detector is excellent for neutronic studies at a very large energy range from t h e r m a l u p to 250 MeV. T h e detector can be used as a good neutron beam profiler for research with neutrons an example is shown for the C E R N n_TOF facility. T h i s method can be extended medical and industrial or other applications. In the near future, we started the development a two dimensional Micromegas detector for neutron detection. Two different approaches are under investigation. T h e first is a double Micromegas detector with common drift electrode, where the strips of the first one are normal to the strips of the other one. Since the outgoing charged particles from the neutron reactions go almost back t o back, the two chambers should work in coincidence. T h e second approach is a Micromegas detector with a double strip plane.
Acknowledgments We want to t h a n k D. Barbas, D. Damianoglou and T . Klados for their special help for the preparation of the detector.
638 References [I] [2] [3] [4]
C. Rubbia et al, CERN/AT/95-44(ET) (1995) S. Andriamonje et al Phys. Lett. B 348 (1995) 697 H. Arnould et al Phys. Lett. B 458 (1999) 167 C. Rubbia et al., 'A High Resolution Spallation Driven Facility at the CERN-PS to Measure Neutron Cross Sections in the Interval from 1 eV to 250 MeV, CERN/LHC/98-02 (EET) (1998). and ' a Relative Performance Assessment', CERN/LHC/98-02 (EET)-Add. 1, Geneva, 15 June 1998. [5] Y. Giomataris et al., 'A high-granularity position sensitive gaseous detector for high particle-flux environments', Nucl. Instrum. Methods A376 (1996) 29 [6] G. Charpak et al., 'First beam test results with micromegas, a high rate, high resolution detector', CERN LHC/97-08(EET), DAPNIA-97-05 [7] A. Fasso et al., in 'Intermediate Energy Nuclear Data: Models and Codes', Proceedings of a Specialists Meeting, Issy les Moulineaux (France) 30 May - 1 June 1994, p.271, published by OECD, 1994 and references therein. [8] F. Carminati et al., 'TARC General Purpose Monte Carlo',CERN/LHC/EET 96-011 (1996). [9] S. Andriamonje et al., 'Neutron TOF Facility (PS 213) Technical Design Report', CERN/INTC/2000-004, (2000). [10] V. Vlachoudis et al., 'Particle distribution entering the vacuum tube from a 80 x 80 x 60cm3 lead target', SL-Note-2000-029 (EET), 30 March 2000. V. Vlachoudis, presented at the MC 2000 Conference, Lisbon, 23-26 October 2000. [II] S. Andriamonje et al, to be published in Nucl. Instrum. Methods (2001)
SCINTILLATOR-FIBER-BASED I N N E R T R A C K I N G D E T E C T O R S FOR T H E D 0 E X P E R I M E N T AT F E R M I L A B A. PATWA* State University of New York at Stony Brook Stony Brook, New York 11794-3800, USA E-mail: [email protected] The D0 Detector, one of two large collider detectors at the Fermilab Tevatron, has recently completed a major upgrade and has just begun operating with the Main Injector. An integral part of the upgraded detector is an entirely redesigned inner tracking volume, which includes two new scintillator-based particle detection systems read out by visible light photon counters (VLPCs): a Scintillating Fiber Tracker, and a Central and Forward Preshower system. A general overview of the design and technology of these tracking elements, including a discussion of the cogent physics goals they are to address, will be presented.
1
D 0 Detector Upgrade and SCIFI-based Inner Tracker
The Fermilab Tevatron collider has recently undergone a major upgrade program that will deliver luminosity of up to 5 x l 0 3 2 c m _ 2 s _ 1 and a bunch spacing of 396 ns and eventually of 132 ns. In order to fully exploit the physics opportunities with the Run II accelerator, the D 0 detector has also been upgraded. A key element of this upgrade is the construction of an entirely new tracking system and the installation of a 2 Tesla superconducting solenoid magnet. The new system incorporates three tracking detectors based on a scintillator-fiber technology: a central fiber tracker (CFT) and a central (CPS) and forward (FPS) preshower system 1 . Each is designed to enhance the tracking and triggering capabilities necessary at the higher luminosity. 1.1
Physics Motivation
The CFT and preshowers aim to extend the rich physics program with an emphasis on 6-tagging, magnetic tracking, and fast triggering for a number of low- and high-py processes 2 . The detectors are expected to provide an increased acceptance for physics signatures that include Higgs searches, top quark and intermediate vector boson studies (e.g., precision W mass measurements and W/Z asymmetries), as well as searches for final states indicating evidence of supersymmetry. They will measurably extend the identification •REPRESENTING THE D0 COLLABORATION, FERMILAB, USA.
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Figure I. Quarter rz-view of D0 detector. The inserts provide enlarged r
of low-pr processes. One example includes electrons from J/I/J decays, which can be used to address detector calibration at low energies. Likewise, these will allow measurement of CP violating states. With complimentary measurements from the D 0 silicon tracker (SMT), the Iber tracker wil efficiently reconstruct tracks and measure the momentum oT charged particles in the central pseudorapidity (r/) region. The preshowers will enhance the triggering and reconstruction of electrons and photons over the full tj range. For particles traversing the D 0 calorimeters, they will provide additional energy sampling. All systems must implement fast triggers with sufficient rejection capabilities from high event rates and backgrounds expected in Run II. Simulations indicate that pulse height cuts and coarse position matching of preshower clusters with tracks will provide a factor of 2-4 rejection, helping reduce event rates to a manageable level. These requirements coupled with the need to i) achieve a suitably fast detector response (i.e., well within the shorter bunch crossing time) and ii) maintain full coverage in a compact detector environment have prompted the use of a SCIFI technology for a large portion of the D 0 inner tracking volume. 1.2
Central Fiber Tracker
As shown in Fig. 1, the CFT surrounds the silicon detector, extending radially from 20 to 51 cm and providing full coverage in the central region up to \fj\ < 1.7. The detector is enclosed in a uniform 2 Tesla axial magnetic field generated by the 2.8 m-long solenoid. It consists of eight concentric carbonfiber cylinders, each supporting alternate scintillating-fiber doublet layers, with one layer of fibers parallel to the beam line and another layer at a constant
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Figure 2. Measured light-yield for minimum ionizing particles (MIPs) traversing a) the fiber tracker and b) the preshowers.
pitch of ±2° stereo. A total of 76,800 channels instrument the CFT with each fiber of diameter 835 /xm. Fibers within a doublet are offset from fibers in the partner layer by half a fiber spacing. This minimizes dead regions and improves the position resolution of the tracker. The fibers are of Kuraray 3 multiclad S-type consisting of a polystyrene core doped with 1% pT and 1500 ppm 3HF. They are mounted with an accuracy better than 40 fim. The inner two cylinders are 1.7 m long while the outer six are 2.5 m long in order to accommodate silicon disk detectors located at high-rj. Signals from the CFT are read out using 7-11 m-long clear multiclad fiber light guides connected to remote visible light photon counters (VLPCs, see Sec. 2). Representative elements of the fiber tracker have been studied with cosmic rays and beam. A light-yield of ~14.5 photoelectrons (pe) for a minimum ionizing particle (MIP) traversing a doublet has been obtained (see Fig. 2a), providing yields at factors of x 3-4 higher than the minimum required for efficient tracking. Moreover, the doublet position resolution is determined to be about 100 /xm. In tests, a hit efficiency greater than 99.9% for a ~ 2 pe threshold has been achieved. 1.3
Central and Forward Preshowers
Immediately at the outer radius of the solenoid and within a 51 mm gap between the magnet coil and central calorimeter, a 7,680-channel central preshower provides tracking in the region \T]\ <1.3 and corrects the calorimeter's EM energy for effects of the solenoid. It consists of three concentric cylindrical layers, each accommodating an array of nested ~6.1 mm base extruded triangular scintillator strips with co-axially embedded 835 /xm-diameter
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wavelength-shifting (WLS) fibers. Strips in the innermost layer are oriented axially while those in the two outer layers are arranged in a a, w-stereo configuration with ±22.5° crossing angles with respect to one another. Each strip is about 2.6 m long, with the WLS fiber split at the center of the detector to effectively double the segmentation along the beam direction. Directly surrounding the lX0-thick solenoid coil is an additional 1X0 layer of lead radiator so as to initiate showers for electromagnetically interacting particles. Similarly, mounted on each of the two spherical faces of the D0 end calorimeter cryostats, a forward preshower extends the coverage from 1.5< r\ <2.5. The 14,884-channel FPS is segmented longitudinally into four structurally distinct layers, with each consisting of eight azimuthal wedges or modules. A module in a layer subtends 22.5° in <j> such that each successive layer is rotated by an equivalent amount to prevent any projective $ crack. Each module is composed of extruded triangular scintillator strips with embedded WLS fibers arranged in a u, u-stereo geometry. These strips are nested and aligned with an accuracy of 60 fim, preserving the granularity needed for tracking. A 2X0 lead absorber is mounted between the scintillator layers. The design allows identifying electrons (photons) by the presence of a shower cluster behind the lead with (without) a spatially matched MIP track in front. Although the preshowers primarily differ in geometry, each use a similar choice of scintillator technology. The strips are extruded from pellets of polystyrene doped with 1% pT and 150 ppm DPS. They are subsequently wrapped in aluminized mylar for optical isolation. The WLS fiber is of Kuraray multiclad Yll type and is aluminized on one end to reflect the signal and allow it to travel in the direction of the readout. Similar to the CPT, 7-12 m-long clear fibers transmit the signal to VLPCs and the front-end readout.
Figure 3. a) View of a VLPC chip illustrating the 2x4 pixel-array mounted on an ahunimimnitride substrate and b) individual photoelectron peaks observed using the devices.
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The performance of the preshowers has been studied extensively with cosmic rays 4 . As shown in Fig. 2b, a MIP crossing two triangular strips (doublet) yields light of ~14 pe with strip-to-strip uniformity well within 10%. This is about 90 fC/MIP of charge at the output of the VLPC, well above noise levels in the readout electronics. Spatial resolutions of 510±50 fiia for single muons traversing a doublet have been measured. Here, the uncertainties are dominated by multiple scattering and alignment effects. 2
Inner Tracking Readout: V L P C s
The optical signals from the CFT and preshowers are converted to charge using visible light photon counters (VLPCs) (i.e., arsenic-doped silicon diodes). Each VLPC chip contains a 2x4 array of 1 mm pixels, well matched to the diameter of a clear fiber. The device operates at temperatures between 8-10 K. A large sample of VLPCs have been tested 5 and shown to exhibit 60-80% quantum efficiency, gains near 40,000 with <2% dispersion, and a rate capability of at least 10 MHz. As shown in Fig. 3b, they can separate individual photoelectrons with high resolutions. The VLPC signals are subsequently digitized by an SVX-II chip, which is preceded by a SCIFI trigger (SIFT) pick-off chip that produces a TTL output to implement fast trigger logic. The VLPC chips are grouped into 1024-channel cassettes and housed with their full cryogenics on the D 0 detector platform. This is the first large scale (i.e., ~100,000 pixels) use of these transducers. 3
Summary
The D 0 detector has begun operation. Major elements such as the inner tracker's triggering electronics are being commissioned. Charged particle tracks have been reconstructed and physics studies are progressing. The tracker design with its fine segmentation and magnetic tracking capability appropriately responds to the challenges introduced by the Tevatron upgrades. Likewise, it promises to fully capitalize on the physics program offered in Run II. References 1. 2. 3. 4. 5.
The D 0 Collaboration, FERMILAB-PUB-96/357-E (1996). J. Spalding (for CDF and D0 Collaborations), these Proceedings. Kuraray International, 200 Park Ave., New York, NY 10166, USA. P. Baringer et al, Nucl. Instr. Meth. A469, 295 (2001). D. Lincoln (for D0 Collaboration), Nucl. Instr. Meth. A453,177 (2000).
TESTS OF R P C S FOR T H E ARGO E X P E R I M E N T AT Y B J G. AIELLI, P. CAMARRI, R. CARDARELLI, L. DI STANTE, B. LIBERTI, A. PAOLONI, E. PASTORI, R. SANTONICO Universita di Roma "Tor Vergata" and IN FN Sez. di Roma II M. CWARDI Universita statale di Milano
ON BEHALF OF ARGO COLLABORATION The ARGO experiment is a full coverage air shower array consisting of a RPC carpet of size 100 x 100 m2 being installed at the YBJ laboratory (4300 m a.s.l., Tibet, P.R. of China). Its main purpose is the study of gamma ray astrophysics in the energy range from 100 GeV to several TeV. In this paper the cosmic ray tests performed at sea level on a few ARGO RPC prototypes are described.
1
Introduction
ARGO 1 2 is an experiment for the detection of cosmic ray showers located at the YBJ laboratory (4300 m a.s.l., Tibet, P.R. China). It is composed by an array of Resistive Plate Chambers displaced over an area of 100 x 100 m 2 , with full coverage on 74 x 78 m 2 . The full coverage, combined with the site altitude, permits to explore gamma ray astrophysics in an energy range from several TeV down to a threshold as low as about 100 GeV 1. Resistive Plate Chambers 3 4 are well suited for instrumenting the ARGO carpet because of the good time resolution, about 1 ns, the robustness and the low cost. The quoted time resolution is needed for reconstructing the primary direction 2 from combined measurements of hit position and arrival time. RPCs for ARGO are operated in streamer mode 5 with the gas mixture C2H2Fi/Ar/i - C4H10 = 75/15/10. The gas gap is 2 mm thick, as well as the electrode plates, which have the bulk of phenolic polymers and the superficial layer faced to the gas of melaminic polymers. The overall resistivity is about 5 x 10 n fJ x cm. The inner surfaces of the plates are coated with a few micron thick polymerised linseed oil layer. ARGO RPC units have size 1.25 x 2.80 m 2 . The chamber read-out is performed by means of 80 pick-up strips, 7 x 62 cm 2 wide. The basic unit for the digital read-out is a 56 x 62 cm 2 "pad" 2 , consisting of 8 strips served by a single front-end board embedded in the strip panel inside the detector Faraday cage 6 . The front-end boards contain an 8 channel GaAs full custom die, which is composed of a 3 stage voltage amplifier followed by a comparator 7 . Each strip is coupled to the board through one
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1/6 resistive voltage partition, in order to match the high amplification with the amplitude of the ARGO streamer signals. The die indeed can be used both in avalanche and in streamer mode. The overall voltage amplification is 50 with 100 MHz bandwidth, the threshold on the detector signal is about 10 mV and the power consumption 22 mW/channel. The low threshold improves the time resolution at operating voltages just above the efficiency plateau knee. At the same time, an analog read-out is performed with two large pads of size 1.25 x 1.40 m 2 , each one covering half of the chambers. In this paper, the cosmic ray tests of detector prototypes at sea level are described. 2
Experimental lay-out
The experimental set up of the tests described in this paper is shown in figure 1. Four RPCs are used for tracking cosmic rays with a resolution of 1 cm in an area of 50 x 50 cm 2 . The trigger signal is the threefold coincidence of the ORed short strips of layers 2, 3 and 4. The monitor and test chamber hit patterns are registered using commercial CAMAC latches. For efficiency and cluster size measurements, isolated tracks are selected applying offline algorithms described in 8 . Arrival times have been measured for a few strips using a commercial CAMAC TDC. Operating currents are extimated from the voltage drop on a 100 fcfi resistor placed in the chamber High Voltage circuit. A NIM scaler has been employed for measuring the counting rates. 3
Test results
In order to take into account the different environment conditions during data-taking, operating voltages have been rescaled 9 10 to To = 293 K and P0 = 1010 mbar using the relationship V = Va x (T/T0) x P0/P, where Va and V are the applied and the rescaled voltage respectively. It must be pointed out that the tests decribed here have been performed at sea level, with environment conditions quite different from those present in YBJ laboratories, where P — 600 mbar and the temperature T ranges from 8 to 25 centigrade degrees during the year. The efficiencies measured for ten different pads are shown in figure 2. Due mainly to the different operating pressure, the full efficiency is reached at operating voltages (above 9 kV) 2 kV higher than at YBJ 6 . The 60% efficiency voltage dispersion is ±75 V on 8.8 kV, which is comparable with the gap spacers thickness tolerance (±15/im on 2 mm).
646 In figure 3 are reported the cluster size distributions for different operating voltages: the average cluster size remains below 1.2 strips even well inside the efficiency plateau, with cluster size larger than 2 observed on few percent of the cases. The cluster size is strongly related to the impact point of the track on the strip. Cluster size 2 tracks e.g. are well localised in the interstices between adiacent strips, as shown in figure 4. The distribution of the time of flight between two overlapped RPCs is shown in figure 5. The time resolution improves for increasing voltages and becomes of the order of the ns few hundreds of Volts inside the efficiency plateau (see figure 6). The arrival times measured for different strips are also reported in figure 6. The pad counting rate vs operating voltage depends slightly on the electronics threshold, as shown in figure 7, where the rate of the coincidences between two overlapping pads is also reported for comparison. It is worth mentioning that the pad rate measured at YBJ is ~ 1.5 kHz/m 2 6 , due to the higher intensity of cosmic rays. The detector currents vs voltage, which are reported in figure 8, increase linearly at low voltages (below 6 kV) and exponentially around the operating voltages, where gas multiplication phenomena are relevant. The linear term is a "dark" current and depends on the temperature (see figure 8). The analog read-out of the chamber is performed by using two "big pads" 1.25 x 1.40 m 2 wide. Each big pad is a floating electrode, separated from a grounded layer by a 190 /xm thick insulator foil. The pick-up circuit n includes also the R=50fi terminating impedance of the cables used for transporting the signals induced on the big pad. The time constant of the pick-up circuit, RC ~ bfis, is much larger than the streamer duration, about 20 ns. In this condition the signal waveform is integrated by the pad capacity and shows a risetime of 20 ns (approximately the streamer duration) and a peak amplitude of Q/C (where Q is the total charge induced on the electrode). Examples of signals acquired on a digital scope are shown in figure 9, where large amplitude signals should be due to cosmic showers. The total charge induced on the read-out electrode is roughly proportional to the number of charged particles hitting the detector inside the big pad. Analog signals from the big pads will be used for measuring particle densities in showers of energy above 10 TeV. 4
Intrinsic noise investigations
A study of the detector counting rate on the cm 2 scale was performed by using a small circular pad with 4 cm diameter, as shown in figure 10. Such a small
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pad is particularly suitable for studying possible noise around the spacers. The
small pad capacity C is of the order of pF and therefore the time constant RC is lower than the streamer duration. In this case the observed signal gives the time profile of the discharge current inside the gap. A typical signal acquired on a digital scope using a small pad is shown in figure 11, where the avalanche precursor is clearly distinguished from the following streamer signal. Spacers are disposed on a 10 cm lattice inside RPCs and ensure the gas gap uniformity over large surfaces. A detailed sketch of a spacer can be found in 8 ; it is composed by a cylindrical body 2.00 mm thick with 4 mm radius, surrounded by a guard ring having a radius of 6 mm. In figure 12 the counting rates measured over a sample of spacers and outside them are shown. The distribution of the rates measured over the spacers presents a significant tail extending at higher rate values. This is an indication of the fact that spacers are in some case a source of noise. 5
Conclusions
ARGO is an Extensive Air Shower detector which, combining together the site altitude (4300 m a.s.l.) and the full coverage over 74 x 78 m 2 , can detect 7 primaries with an energy threshold as low as 100 GeV, which are also accessible to satellite experiments. Resistive Plate Chambers, because of their time resolution (about 1 ns), robustness and low cost are well suited for implementation. The tests described on this paper, though performed at sea level, verify that RPCs fulfill the requirements of the experiment. With the help of small pads it has been shown that some spacers could be the source of spurious hits. References 1. ARGO collaboration, "Astroparticle Physics with ARGO" (1996, Proposal) 2. ARGO collaboration, "The ARGO-YBJ Project" (1998, Addendum to the Proposal) 3. R. Santonico and R. Cardarelli, "Development of Resistive Plate Counters" , NIM, Nuclear Instruments and Methods in physics research A377 (1981) 187 4. R. Cardarelli et al., "Progress in Resistive Plate Counters", NIM, Nuclear Instruments and Methods in physics research A263 (1988) 200 5. R. Cardarelli et al., "Avalanche and streamer mode operation of resistive plate chambers", JVM, Nuclear Instruments and Methods in physics
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research A382 (1996) 470 6. C. Bacci et al., "High altitude test of RPCs for the ARGO YBJ experiment" , NIM, Nuclear Instruments and Methods in physics research A443 (2000) 342 7. G. AieUi et al., "RPC front-end electronics for the ATLAS LVL1 trigger detector", NIM, Nuclear Instruments and Methods in physics research A409 (1998) 291 8. G. Aielli et al., "Response uniformity of a large size RPC", NIM, Nuclear Instruments and Methods in physics research A456 (2000) 40 9. M. Abbrescia et al., "Resistive plate chambers working at cosmic rays fluxes", NIM, Nuclear Instruments and Methods in physics research A359 (1995) 603 10. P. Camarri et al., "Streamer suppression with SFe in RPCs operated in avalanche mode", NIM, Nuclear Instruments and Methods in physics research A414 (1998) 317 11. R. Santonico, "RPC status and perspectives", proceeding to the II International workshop on Resistive Plate Chambers in particle physics and astrophysics
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Figure 1. Experimental lay-out. T h e cosmic ray monitor is a set of four RPCs, R P C l , RPC2, R P C 3 and RPC4, operated in avalanche mode with a gas mixture composed of C2H2F4, 1-C4H10 and SFe- X and Y coordinate measurements are performed for each monitor chamber using two orthogonal strip panels, with read-out pitch 3.1 cm. The size of tracking stations R P C l , RPC2 and R P C 3 is similar to ARGO R P C units, but only 16 strips per view are read out, so that the sensitive area is 50 x 50 cm 2 , as the size of RPC4.
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LARGE LIQUID SCINTILLATOR T R A C K E R FOR NEUTRINO EXPERIMENTS
J. DUPRAZ, J.P. FABRE, I. KRESLO, P. ZUCCHELLI CERN, Geneve, Switzerland S. GOLOVKIN, A. MEDVEDKOV, V. VASIL'CHENKO IHEP, Protvino, Russia Y. DECLAIS, C. GIRERD, P. JONSSON, S. KATSANEVAS, J. MARTEAU, G. MORET Universite Claude Bernard, Lyon, Prance A. FRENKEL, K. HARRISON, G. MARTELLOTTI, S. MARTINEZ, G. PENSO Universita "La Sapienza" and INPN, Roma, Raly G. WILQUET, G. VAN-BEEK IIHE, ULB-VUB, Bruxelles, Belgium E. FORTON, G. GREGOIRE Universite Catholique de Louvain, Louvain-La-Neuve, D. FREKERS Westfdlische Wilhelms-Universitat, Miinster,
Belgium
Germany
A cheap and practical alternative to plastic scintillating tracker for large surface detectors is developed. Large scale prototype was built and tested, showing high perfomance, good reliability and outstanding ease of production and handling. The worked out technology ensure low cost and high uniformity production of tracker modules, based on commercially available components.
1
Introduction
The task of detection of neutrino oscilation implies particular demands to the neutrino detector. The most important concern is the detector mass. The range of detector masses of contemporary experiments goes up to hundreds of kilotons and linear dimensions to many meters. The tracking part of the detector must be distributed inside the mass of the detector and cover the active surface, exposed to neutrino flux, so total area covered by tracker is very large. From the other hand the spatial resolution of such a tracker often may be limited by value of the order of 1 cm.
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Figure 1. Tracker plane cut view
Here we present results of the R&D programm the goal of which was to develop a tracker satisfying demands of most neutrino experiments, in particular of tracker in OPERA target section 1 , based on liquid scintillator placed into reflecting tubes". In each tube a wavelength-shifting (WLS) fibre is inserted (fig.l). A part of the light emitted when a charged particle traverses the liquid scintillator is absorbed in the WLS fibre and transmitted to it's end where it is detected by multichannel photodetector. The motivations of the R&D on creating liquid scintillator-based tracker in comparison with the solid scintillator bars with WLS fiber glued into them are numerous. Drawbacks of solid design are sophisticated production technology, relatively high cost due to work consuming processes, extreme fragility of the assembled module. Once tracker is assembled there is no way to change scintillator during all data taking period, which for oscillation experiments is counted in years. There is a risk of fast ageing of scintillator, which can not be foreseen in advance, since production of such a trackers is relatively new. Liquid based tracker is mechanically much more tolerant, flexible and very lite until the moment, when filled with liquid. This simplifies detector modules preparation, transportation, handling and mounting at place. Liquid is changeable, so improving long term reliability. The production technology is very simple compared to solid tracker. Six prototype modules have been produced and arranged in three X-Y pairs, each pair containing one module with horizontal tubes and one with vertical tubes. Each of six modules contains 50 tubes 6 m long, with an inner cross section of 0.9x 1.1 cm 2 and a wall thickness of 0.3 mm. The total surface area of a module is 6x0.55 m 2 . This prototype detector has been tested using 10 GeV 7r~ beam as well as cosmic muons.
"A similar detector was studied independently for the MINOS experiment 2 .
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2
Polycarbonate tube array
The tube arrays are obtained by extrusion of polycarbonate doped with TiC>2. They form panels of up to 2 m wide and length limited only by available space during extrusion. Such panels are being widely produced by many companies in Europe as well as in US, originally used as building material for "green houses", and are very cheap. The geometry of tube array can be easily trimmed to particular tracker demands just by changing extrusion head. The dopant concentration used was from 8% up to 20% and limited by extrusion technology. At the ends of each array, a groove with a depth of about 7 cm is cut in the inter-tube walls, to allow liquid to flow between tubes during the filling, which is done through the outermost tubes of the array. Fibres are threaded through the tubes, which are then sealed by silicone compound. 3
WLS fibres
The WLS fibres used were Kuraray type Y l l polistyrene fibres, having a core of diameter 1.096 mm and refractive index 1.59; a first cladding of thickness 30 fim and refractive index 1.49; a second cladding of thickness 20 ^m and refractive index 1.42. Fibres were extended to a distance of about 1.5 m beyond the ends of the sealed polycarbonate tubes, so total length of the fiber was 7.5m. The fibre ends were stacked and glued together forming a coherent bundle, directly coupled to the first photocathode of the readout system. The core material of the fibres has peak absorption in the blue region, that is well matched with the emission spectrum of the LS tested. Onto the end of the WLS fiber opposite to readout the aluminium mirror was deposited. This increases the light yield from far end by about 75%. 4
Liquid scintillators
Liquid scintillators based on mineral oil have a high flash point, harmless and chemically rather inert. A number of commercial liquid scintillators as well as self-made compositions were tested. Among the commercial products we have found BC-517L from Bicron b to be most satisfying. The self-composed scintillators have a performance comparable with that of the commercial products, and have a lower cost. The addition of 0.7% of naphthalene to BC517L 6
Bicron, Newbury, Ohio 44065-9577 USA
664
improved the light output by ~13 %. The chemical compatibility of the LS with the polycarbonate tubes and with the plastic WLS fibres has been carefully studied. A i m long WLS fibers were inserted into metal tubes filled with one of the three different scintillators. The tubes were irradiated at room temperature using a 90 Sr source. The light output was monitored with a photomultiplier over a period of 500 days. Within the experimental uncertainties (w 10%), no change in light output is observed. To test inertness of the LS respectively to the fiber core and the polycarbonate short lengths of WLS fibre and 1 x lcm2 polycarbonate sheets were placed in container with BC-517L doped with 0.7 % naphthalene. The container was kept at a temperature of 60 °C, and the physical condition of the fibre segments was monitored over a period of 80 days. The chemical action during this high-temperature test was equivalent to that expected in more than ten years at room temperature. At the end of the test, the fibre segments as well as polycarbonate surface were still untouched. Mechanical properties of polycarbonate sheets are not changed as well. Other compatibility tests were conducted all showing good results for Y l l WLS fiber, BC517L scintillator and polycarbonate.
5
Fibre readout
The WLS fibers were read using an optoelectronic chain, consisting of an electrostatically focused image intensifier followed by a gateable electronbombarded CCD (EBCCD) 3 , both made by Geosphaera c . The image intensifier had a multialkali photocathode with a diameter of 40 mm and a quantum efficiency of about 20 % at ~ 500 nm. The CCD contains 1024 x 1024 pixels with the area of 13 x 13 fim2 each. With optimal packing, the maximum number of 1.2mm fibres that could be read by the optoelectronic chain exceeds 600. A trigger was defined by a coincidence between plastic scintillators and Cerenkov counters, placed on the beam line. The CCD was cleared by continuous readout. When a trigger arrived, the clearing was interrupted and a 300 /xs gate pulse was applied to the EBCCD electrostatic gate, enabling image transmission.
c
Geosphaera Research Centre, Moscow 117261, Russia.
665
6
Calibration s y s t e m
Each tracker prototype plane was equipped with a calibration system based on electroluminescent strips'* (fig.l), glued onto polycarbonate panel at both ends. When pulsed with 40 V, these strips emit light in the wavelength interval 490-550 nm. As the tubes are slightly transluscent, this light can reach the fibres where it is captured. The intensity of light emmitted by these strips is easily adjustable to have a desired number of photoelectrons at the readout. The emission spectrum is peaked in blue and rather wide, so allowing to monitor not only the WLS fiber integrity, but partially the quality of scintillator. This gives a possibility for perfomance monitoring of the tracker during data taking period.
7
Light yield and detection efficiency
The number of registered photoelectrons, at different distances from EBCCD readout is shown on fig.2. Green-extended photocathode of EBCCD readout system shows effective attenuation length of 5-6 m, while standart bialcali photocathode of H7546 multianode photomultiplier e detects attenuation length of about 4 m. The fact that the polycarbonate walls are slightly translucent results in a small optical crosstalk between tracker channels. Polycarbonate with higher dopant contents ( 20% ) gives less than 3% crosstalk to neighbour channel. In order to study dependance of the light yield on the tube cross section small prototypes with 11, 22 and 33 mm wide tubes were produced and tested. Thickness of the tube is 9 mm in all three cases. Results are shown on fig.3 together with Monte-Carlo simulation for the fiber positioned at different places inside the tube. As seen variation of the light yield with the fibre position is less than ± 4 % so that the positioning of the fibres inside the tube is not critical. Because of the high light yield the detection efficiency of the tracker is limited mainly by the occupancy ratio of the polycarbonate profile. The value measured for normally incident particles is about 97% which corresponds to 96.8% occupancy (ratio between tube inner width and tube pitch ) Averaged efficiency for all incident angles thus exceeds 99%. d e
Lumitec Ltd.,CH-9056 Gais, ph.+41-71-7910737 Hamamatsu Photonics K.K.,325/6,Sunayama-CHO, Hamamatsu City, 430, Japan
,»„„•, „n,„,t, I »„„
_fe~j
f t
.. ..t,,,,^ f ,| ' .< '
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Figure 2. Number of detected photoelectrons per minimum ionising particle versus distance to readout end. The length of the track segment in scintillator is about 9 mm. The upper curve corresponds to 20% of TiOa in polycarbonate, other curves to 8%.
t ms©*fas» I* Experimental Experime s.s
Tube
3.5
Figure 3. Relative light yield vs tube width. Monte-Carlo and experimental points.
8
Spatial resolution
Spatial resolution is determined as the standart deviation of the difference between center of the tube hit by particle and the position of the particle
667
defined by two delay wire chambers. Taking into account chambers resolution (300 jum) and multiple scattering in trigger counters spatial resolution obtained is in good agreement with theoretical expectation 3.2 mm for rectangular cell with the width of 11 mm. 9
Conclusions
A cheap and practical alternative to plastic scintillating tracker for large surface detectors is developed. Large scale prototype was built and tested, showing high perfomance, good reliability and outstanding ease of production and handling. The worked out technology ensure low cost and high uniformity production of tracker modules, based on commercially available components. References 1. M. Guler et al., OPERA Experimental Proposal, CERN/SPSC 2000-028; SPSC/P318; LNGS P25/2000; July 10, 2000. 2. P. Border et al., NIMA 194, 463 (2001). 3. S. Buontempo et al., NIMA 255, 413 (1998).
L O W - T E M P E R A T U R E T H E R M A L C H A R A C T E R I Z A T I O N OF S U P P O R T MATERIAL FOR M A S S I V E C R Y O G E N I C DETECTORS M. B A R U C C I , G. V E N T U R A INFM-Florence,
Italy
T. DEL ROSSO, E. G O T T A R D I , E. PASCA Department
of Physic,
University
of Florence,
Italy
G. B I A N C H I N I CNR Iroe, Florence,
Italy
Materials used in the realization of supports for massive cryogenic detectors must have several properties which should be known down to the detector working temperature. This does not always happens, because of the difficulties in t h e measurement of material characteristics at very low temperatures. We studied t h e thermal properties of a Polypropylene copolymer (PP) at temperatures as close as possible to the working temperature (10 mK) of CUORE (Cryogenic Underground Observatory for Rare Events), in view of t h e possible use of P P in the realization of the supports for the TeO-2 crystal absorbers (750g). From the d a t a obtained we conclude that, from a thermal point of view, P P is adequate for use as support material in cryogenic massive detectors.
1
Introduction
The choice of the materials to be employed as supports in cryogenic detectors is often crucial for the correct working of such devices. In the case of massive detectors, whether the thermal or the mechanical properties of all components should be known at temperatures as close as possible to the working temperature of the detector. With regard to the thermal properties: 1. The thermal conductivity is usually known down to about 0.1 K. An extrapolation to lower temperatures often leads to values of conductivity higher than the real ones. Moreover, it must be recalled that, at very low temperatures, the thermal conductance toward the bath depends on the Kapitza resistance too. 2. The specific heat is also usually known down to about 0.1 K. In this case, the extrapolation of data of heat capacity to lower temperatures leads to underestimated values. In principle, the supports contribute with about
668
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1/3 of their heat capacity to the total heat capacity of the detector 1 . 3. The data of thermal contraction usually extend down to 4 K, since below this temperature the contraction is negligible. The knowledge of the thermal contraction is of great importance because it warrants the mechanical stability of the detector at the working temperature and during the cooling down. Data about the elastic moduli of the support material at the working temperature would also be precious; unfortunately very few measurements of mechanical properties at very low temperatures have been carried out up to now. Among the large calorimeters with massive detectors, Edelweiss2, Mibeta 3 and CUORICINO 4 use Teflon supports. In CRESST 5 a type of insulation based on the Kapitza resistance of sapphire balls was at first used, but this method turned out to be very critical and Teflon was finally used 6 . Owing to the lower mass of the detectors, ROSEBUD 7 used stretched Kevlar fibres in the final configuration. Vespel8 and Nylon 9 have also been employed. In this work we present the thermal characteristics (thermal contraction, thermal conductivity and specific heat) of a Polypropylene copolymer (PP) a at temperatures close to the working temperature of the proposed experiment CUORE (Cryogenic Underground Observatory for Rare Events) 11 , in view of a possible use of PP in the realization of the supports for the Te02 crystal absorbers (750g). 2
Thermal expansion
Thermal expansion was measured by means of a laser interferencedilatometer 10 . Measurements were made by cooling a cylindrical sample (0.83 cm in diameter and 0.52 cm long), down to 4.2 K in a 4 He dewar, and recording the interference signal as a function of T during the heating up. The relative thermal expansion between 4.2K and 300K is (1.2 ± 0.06)%. In the same range, the relative thermal expansion of Teflon is 2.1% 1 2 . 3
Thermal conductivity
The thermal conductivity was measured between 0.07 K and 0.3 K, using a longitudinal steady heat flow method. The sample was a cylinder with an "supplied by Goodfellow Cambridge Limited - Cambridge Science Park-Cambridge England CB4 4DJ
670 area-to-length ratio g = 4 = 0.137 cm. The experimental set-up is shown in fig. 1: one end of the sample was in thermal contact with the mixing chamber of a dilution refrigerator. A copper block with a Ni-Cr resistance heater and a RuOa calibrated thermometer, was screwed onto the other end of the sample. The electrical connections were made of 25/irn in diameter Nb-Ti wires. The power flowing through the Nb-Ti wires was thus negligible in comparison with the powerflowingthrough the sample. Power was supplied to the heater (raising the temperature T\ of Upper fJierrriometer
Heater Block of copper
NbTi wires PP sample
Lower thermometer Heater
Figure 1. Experimental set-up for t h e measurement of t h e thermal conductivity.
the upper end of the sample) in order to determine the integrated thermal conductance: P= f JTo /To
1
G(T)dT = / V
k(T)dT
JTo
During our measurements, the mixing chamber was kept at a constant temperature To- The values of k were calculated as the derivative of ~(T) and then fitted with the law k — ocT™. We obtained: a = (2.74 ± 0.13) • 10~5 W/cmKn+l n = 1.28 ± 0.03 Measurements were carried out on samples with different geometrical factors g, to verify that our results did not depend, within the experimental error, on the thermal contact resistances.
671
T[K]
Figure 2. Thermal conductivity of P P and Teflon. The solid line represents t h e fitting curve for PP.
For sake of comparison, in fig. 2 we report the thermal conductivity data of PP together with those of Teflon12. It should be noted that the fit curve appreciably disagrees from the T2 behavior, typical of all amorphous solids below 1 K as explained by the tunneling state theory 13,14 . A nearly linear temperature dependence of thermal conductivity has been found also for semicrystalline polymers such as polyethyleneterephtalate PET 1 5 ' 1 6 and polyimides 17 . This "anomalous" behavior is to be ascribed to a mechanism of scattering by tunneling states together with a structure scattering process 19 , which is associated with a correlation length ac that causes fluctuations in the elastic properties of the material 20 . Hence, the temperature dependence that we found for our samples may be explained by the presence of crystalline regions inside the polymer.
.672
4
Specific h e a t
The specific heat was measured on a 0.05 cm-thick Polypropylene sheet, using the thermal relaxation technique. The temperature range investigated was 0.08 < T < 0.3 K. In order to take into account the heat capacity of the addendum, we carried out measurements in two experimental set-ups, with a different mass of the sample. We first used a 59.7 cm-long, 3.6 cm-high P P sample with a mass of 9.365 gr. A 7^m-thick copper foil, with a mass of 1.360 gr, was used to thermalise the sample. The Cu and P P sheets were superposed one upon the other, obtaining a double layer that was rolled up to form a hollow cylinder, as shown in fig. 3(a). This peculiar set-up allowed to reduce the thermalization time of the sample 21 . The sample was blocked between two tin-coated copper "Thermal sf iie!d
Copper :xxi
Copper fi-=:
m
Figure 3. Experimental set-up for the measurement of the specific heat.
cones, screwed to a Cu rod that was fixed to a sample holder in thermal contact with the mixing chamber of a dilution refrigerator. A Ni-Cr heater and a RuC*2 calibrated thermometer were glued onto the copper foil in contact with the sample. The electrical connections for these resistances were made by 25/im in diameter Nb-Ti wires. In order to control the temperature of the thermal bath, another Ni-Cr heater and a R u 0 2 sensor
673
were glued on the mixing chamber. The experimental set-up is shown in fig. 3(b). In order to obtain the heat capacity of the sample, we measured its temperature relaxation toward the thermal bath: a small power supplied to the heater rose the temperature T of the sample above T 0 (T — T 0 typically between 7 and 15 mK); when the thermal equilibrium was reached, the heating power was switched off and the exponential decay of the sample temperature was recorded by means of a resistance bridge^, with a sampling rate of 5 samples/s. We repeated the same procedure at different values of To between 60 mK and 300 mK. The values of the heat capacity were obtained as r • G, where T is the relaxation time constant and G is the thermal conductance of the sample toward the thermal bath. The thermal conductance, G, was measured with the same technique described in section 3. In order to obtain a r ~ 10 2 sec, a thermal link between the sample and the holder was made by gluing the ends of a copper wire (3 cm in length and 20 fim in diameter) to the copper sheet and to the sample holder.A single relaxation time constant was always observed. An example of T(t) is reported in fig. 4. We repeated all the measurements on a second sample, made of a 7.9 cm-long, 3.6 cm-high P P sheet (1.240 gr in mass) and the same copper foil used in the first sample. The specific heat of polypropilene, obtained by comparing the measurements made on the two samples, is reported in figure 5. Data of the specific heat of Teflon18 are also shown. Our results have been interpreted on the basis of the tunneling model 13 ' 14 . In this model a wide distribution of thermal relaxation times for the energy transfer between Debye phonons and two level systems is assumed; hence a quasi-linear temperature dependence of the specific heat is expected: c(T) oc T1+s, where 0.2 < S < 0.5 22 . For vitreous silica, for instance, the experiments show, below 0.3 K, a T13 dependence 23 . Our data were fitted using the law: c{T) = PxTl+& + P2T3 where the T 3 term is the Debye contribution to the specific heat. We obtained the following results: 5 = 0.33 ± 0.04 Pi = (6.15 ± 0.7) x 10- 6
[J/gK2+s]
P2 = (2± 0.3) x 10~ 5 [J/gK4] ^Linear Research, model LR700
674 0.117-j 0.116- * * * ^
8 8
0.115-
°
8 o
0.114£
%,
0.113-
I0.1120.111-
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Figure 4. Example of discharge of the sample temperature vs time.
5
Conclusions
We studied the characteristics of a Polypropylene copolymer (PP) at temperature as close as possible to the working temperature (10 mK) of CUORE, in view of the possible use of PP, instead of Teflon, in the realization of the supports for the Te(>2 crystal absorbers (750g). Below 0.3 K , our thermal conductivity data can be represented as fc = (2.7±0.13) x l O " 5 ! 1 1 - 2 8 * 0 0 3 W / c m K , giving a thermal conductivity < 7 • 10~ 8 W/cmK at 10 mK , to be compared with 3-10 - 9 W/cmK of Teflon. In most cases the thermal conductance to the bath is not realized through the support; hence a very low thermal conductivity means that the contribution of the PP to the overall conductance is negligible. The specific heat below 0.3 K can be represented as c = (6.15 ± 0.7) x 10-6T1.33±0.04 +
-8
(2±
03)
x
10-5 T 3j/ g K )
w h i c h
m e a n g
ft
specific
h e a t
o f
1.5 • 1 0 J / g K at 10 mK, to be compared with Teflon specific heat of about 2 • 10~ 8 J / g K , at the same temperature. We found a total contraction Al/l = (1.2 ±0.06)% between 300 and 4 K.
675 •
•»•
r
I-
o PP i i in
10V
*
Teflon Teflon fit
O)
A
&
,-
^ A-~
10-7-
'
1
0.3
0.1
T [K]
Figure 5. Specific heat of P P and Teflon. T h e solid line is the flt curve for P P data. The dashed line instead, represents t h e fitting curve for Teflon data below 130 mK (<x T). It should be noted that the specific heat of Teflon tends to be higher than that of P P at very low temperatures.
In the same range, the overall thermal contraction of Teflon is 2.1 %. Prom the data obtained for the three thermal parameters, we conclude that, from a thermal point of view, P P is adequate for use as support material in cryogenic massive detectors. References 1. P.F.Sullivan, G.Seidel Phys Rev. 173 (1968) p. 679, 2. X.Navick, M.Chapellier, F.Deliot, S.Herv, L.Miramonti: Nucl. Instrum. and Methods in Phys. Res. A 444 (2000) p.361 3. S.Pirro et al: Nucl. Instrum. and Methods in Phys. Res. A 444 (2000) p.71 4. E.Fiorini: Nucl. Instrum. and Methods in Phys. Res. A 444 (2000) p.65 5. M. Frank: Nucl. Instrum. and Methods in Phys. Res. A 345 (1994) p.
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367 6. M.Sisti et al. Nucl. Instrum. and Methods in Phys. Res. A 444 (2000) pag 312 7. Cebrian et al. Astop. Phys. 10 (1998) 1-8 8. Spooner et al. Phys. Lett. 273B (1991) 333 9. C. Bobin et al. Nuclear Instrum. and Methods in Phys. Res. A 386 (1997) p. 453 10. G. Ventura, G. Bianchini, E. Gottardi, I. Peroni, A. Peruzzi: Cryogenics 39 (1999) p. 481 11. A. Alessandrello et al. Nucl. Phys. B (proc. Suppl. 87,(2000), p.78. 12. F. Pobell, Matter and Methods at Low Temperatures, Springer-Verlag (1992) 13. P.W. Anderson, B.I. Halperin, C M . Varma: Phil. Mag. 25 (1972) p.l 14. W. A. Phillips: J. Low Temp. Phys. 7 (1972) p.351. 15. D. Greig, M.S. Sahota : J. Phys. C: Solid State Phys. 16 (1983) L1051. 16. D.M. Finlayson, P.J. Mason: J. Phys. C Solid State Phys. 18 (1985) p.1777. 17. M. Barucci, E. Gottardi, I. Peroni and G. Ventura: Cryogenics 40 (2000) p.145. 18. A. Nittke et al. Eur. Phys. J. B 8 (1999) p. 19 19. G. J. Morgan, D. Smith: J. Phys. C Solid State Phys. 7 (1974) p. 649. 20. D. M. Finlayson, P. J. Mason: J. Phys. C: Solid State Phys 18 (1985) p. 1791. 21. R.C. Richardson, E.N. Smith, Experimetnal Techniques in Condensed Matter Physics at Low Temperatures, Addison-Wesley (1988) 22. J. Zimmermann, G. Weber: Phys. Lett. 86A (1981) p.32 23. J. Lasjaunias et al. Solid State Commun. 17 (1975) 1045
D E V E L O P M E N T OF TI B A S E D T R A N S I T I O N E D G E SENSORS FOR CRYOGENIC D E T E C T O R S G.VENTURA, M.BARUCCI, E.PASCA Department of Physics, University of Florence, Italy E. MONTICONE, M. RAJTERI IEN, Turin Italy Ti based TES (Transition Edge Sensor) both of the single layer type and bilayers have been produced with critical temperatures ranging between 140 and 390 mK. Gain a = -^ • ^ up to 400 have been obtained. A possible application of TES as temperature reference point is examined.
1
Transition Edge Sensors
In the last decade transition Edge Sensors (TES) have found application both in calorimeters for particle detection and for high-resolution light detectors from X rays to the infrared waves. TES consists of a superconducting phase transition thermometer evaporated onto a substrate. The detector works within the superconducting-to-normal transition , where the strong temperature dependence of the electrical resistance makes the film a very sensitive thermometer. Among the superconducting materials,Ti films * and Ti based bilayers 2 ' 3 , 4 have been investigated by several authors. Ti based TES operating around 300 mK have been used for X-ray detectors and for millimeter waves, both with a single layer 5 ' 6 ' 7 and with bilayers 8 ' 9 > 1 0 ' u . At lower temperatures, TES have applications as sensors to detect dark matter in calorimetric experiments i 2 - 13 ' 14 . 15 ' 16 . 17 and as photon counters in the UV-NIR region 5 . In the case of a single layer, Tc depends mainly on the residual resistivity 18 . In the case of bilayers, because of the proximity effect, it is possible to tune the transition temperature T c according to the experimental requirements, by varying the relative thicknesses. 2
A brief history of Ti superconducting transition
Several authors have investigated the superconducting transition of titanium and the influence of various factors on it since the first observations done by Meissner 19 , who assigned its temperature the value 1.13 K for a single crystal of a claimed purity of 0.9975. Temperature values greater than 1 K were assigned to this transition 20 until 1940, when Shoenberg 2 1 , using an
677
678
inductive method for observing the transition, found no transition occurring down to 1 K on a sample of nominal purity 0.999. Measurements of better quality were carried out in 1949 by Daunt and Heer 22 : the temperature value obtained via paramagnetic thermometry on titanium of nominal purity 0.9995 was (527 ± 6) mK. The influence of the magnetic induction (dT/dB)Tc was found to be 21.3 K/T. These results were basically confirmed in 1952 by measurements of Smith and Daunt 23 on the same sample, but after having annealed it, the values changing to Tc = 558 mK and to (dT/dB)Tc = 22.2 K/T. However, substantially different values were observed the same year by Smith et al. 24 on a different sample with nominal purity 0.9999 and annealed: Tc = 387 mK and (dT/dB)To = 112 K/T. The effect of impurities started to be investigated in 1953 by Steele and Hein 25 . A single crystal 0.9999 pure (with 50 10~ 6 oxygen as the main impurity) gave T c = (490 ± 10) mK, (dT/dB)Tc = 25 K / T . A policrystal wire 0.9998 pure (with 100 10~ 6 oxygen and chromium as the main impurities) gave Tc = 370 ± 10 mK, (dT/dB)Tc = 25 K/T. Among magnetic impurities, which were learned to have a strong influence on Tc of superconductors, manganese was found to have the strongest influence due to its localized magnetic moment. Matthias et al. 26 in 1959, found Tc to increase with manganese content and, extrapolating from Mn impurities in the range 0.015 - 0.025, predicted a Tc value for manganese-free titanium of about 400 mK. However, in subsequent measurements, Falge 2 7 for alloys with very low Mn contents obtained fully different results: Tc decreasing from 420 mK with 5 1 0 - 6 Mn, to 170 mK with 30 1 0 - 6 Mn, to less than 60 mK (which was the minimum measured temperature) for 100 10~ 6 Mn. The 1978 NIST Report on superconducting transitions 28 apparently preferred Falge's work, by indicating Tc = (400 ± 40) mK. Ti superconducting transition has been proposed as reference point 29 and it has been recently used 30 . Thin films of titanium has been deposited to produce superconducting bolometers for infrared and mm-wave astronomy. Transitions at 370 mK(Si substrate) and 300 mK ( S13N4 substrate) were measured 31 . Bilayers made of Ti and Au were also produced for X-ray astronomy detectors 32>33. 3
Single layer Ti films
We have deposited single layer Ti films by e-gun at the base pressure of 2 - 3 x l 0 - 5 Pa on SiN substrates. The temperature of the substrates, monitored by a thermocouple, was varied between 25 °C and 500 °C by a small molybdenum heater with small gas release. The distance between crucible and
679 0.40
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•
i
35
•
'
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i
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Figure 1. Transition temperature Tc as a function of residual resistivity p r e s . T h e solid line is computed using Testardi Mattheis model.
substrate was 10 cm and the deposition rate, monitored by a quartz microbalance, ranged between 3 and 8 nm/s. In spite of the strong gettering effect of Ti, the pressure during deposition increased of about one order of magnitude with respect to the base pressure because of high degassing level. Films were patterned for resistance measurements by standard photolitographic process and chemical etching. All samples had a length of 3.5 mm and a width of 50 fim. Film thickness was measured by a Tencor profilometer. The uniformity on the strip of the film thickness was in 5%. The measurement of resistivity as a function of temperature was performed with a cryogenic insert dipped in liquid nitrogen or liquid helium vapor. The critical temperature was measured in an Air Liquide dilution refrigerator by means of a Linear Research LR700 and an ORPX Barras-Provence AC bridges. Transition temperatures of six Ti films vs residual resistivity are shown in fig. 1. In fig 2 the transitions (first and third point of fig.l) of two films both of nominal 310 nm depth are shown.
680
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a =193 f j c = 0.375 K)
*
a s 3 1 3 fTc = 0.364 K)
•—I—' 0.37
0.38
0.39
0.40
T [K]
Figure 2. Transition of two single layer Ti films of 310 nm thickness.
4
A u / T i bilayers
The Au/Ti films were produced by means of a four-crucible electron beam evaporator at a base pressure of 2-3 1 0 - 5 Pa, in one vacuum cycle. The target was a sapphire disk, placed at 40 cm from the evaporator. The temperature of the substrates was varied between 25 °C and 300 °C. A water-cooled quartz crystal, placed 3 cm away from the target, was used to monitor the thickness of the deposited layer during the evaporation. The deposition rate was around 2 nm/sec. The pattern of the bilayers was 0.2x4 mm 2 . At the ends of the pattern, electrical wires were soldered onto two evaporated, 0.2 yum thick, Au pads. The resistance-temperature curves of Au/Ti TES were measured by two ac bridges (LR700 and Barras Provance). Measurements were made in an Air Liquide dilution refrigerator. By varying the thickness of the deposited layers, Tc between 140 and 300 mK were measured. In Fig. 3, a transition for a Ti/Au (Ti 24 nm, Au 25 nm) bilayer is shown: the maximum value of a = ^ • ^ is about 80. Although larger values of a are reported in the literature *9,2", the transition temperatures for our Ti/Au
681
a < Ti 24 nm Au 25 nm (T = 0.203 K)
oo 0.200
0.205
0.210
T [K]
Figure 3. Transition of A u / T i bilayer film.
bilayers are among the lowest ones ever reported 5
21 22
> .
A proposed metrological application
The American National Bureau of Standard (NBS, now National Institute of Standard and Technology, NIST) produced two devices ( SRM 767a and 768) containing 6 and 5 superconducting samples respectively with transitions between 15 mK and 9.3 K 30>31>32. These devices were based on ITS 90 34 and on the so called NBS-CTS 3 5 but now they are no longer produced. A great effort has been done to replace the two devices after the agreement on the extension of the ITS 90 down to 0.9 mK. A new reference device (SRD1000), for example, has been developed by a Dutch consortium 3 6 . Fig. 2 shows a transition of Ti at 300 mK with a transition width of 0.3 mK The closest transition temperatures both in NBS devices and SRD1000 are 205 and 520 mK,with widths of 0.4 and 1.7 mK respectively. This means that in principle a TES would be a good reference point . Repeatability and
682 magnetic field influence shall be measured. References 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30.
A.T. LEE, B.Cabrera and B.Ayoung, IEEE Trans.Magn. 27,2753(1991). A.Luukanen et al., J.Physica B 284, 2133, (2000). H.F.C. Hoevers et al., Nucl.Instrum.&Method A444, 192, (2000). R.Fujimotoet al., Nucl.Instrum.& Method A444, 180, (2000). A.J.Miller et al., Nucl. Inst, and Meth. in Phys. Res A444, 445, (1999). D.Fukuda, H.Takahashi, M.Ohno and M.Nakazawa, Nucl. Inst, and Meth. in Phys. Res A444, 241, (1999). A.J. Miller et al., IEEE Trans Appl. Supercond. 9, 4205, (1999). C.K.Stahle et al., Nucl. Inst, and Meth. in Phys. Res A444, 224, (1999). J.Olsen et al., Nucl. Inst, and Meth. in Phys. Res A444, 253, (1999). K.D.Irwin et al., Nucl. Inst, and Meth. in Phys. Res A444, 184, (1999). A.D. Holland et al., Nucl. Instr. and Meth. A 436, 226, (1999). U.Nagel et al., J. Low Temp. Phys. 93, 543, (1993). P.Colling et al., J. Low Temp. Phys. 93, 549, (1993). P.Ferger et al., Phys. Lett. B 323, 95, (1994). M.Buehler et al., Nucl. Instr. and Meth. A 370, 237, (1996). S.W.Nam et al., Proc. LTD 7, 217, (1997). M.Sisti et al, Proc. LTD 7, 232, (1997). L.R.Testardi and Mattheiss, Phys. Rev. Lett. 41, 1612, (1978) Meissner W., Zeits. f. Physik, 60, 181-183, (1930); Meissner W., Franz, Westerhoff , Ann. d. Physik 13, 555, (1932). De Haas W.J., van Alphen P.M., Proc. Amst. Roy. Akad. Sci., 34, 70, (1931). Shoenberg D., Proc. Camb. Phil. Soc, 36, 84, (1940). Daunt J.G., Heer C.V., Phys. Rev., 76 (6), 715-717, (1949). Smith T.S., Daunt J.G., Phys. Rev., 88 (5), 1172-1176, (1952). Smith T.S., Gager W.B., Daunt J.G., Phys. Rev., 89 (3), 654, (1953) Steele M.C., Hein R.A., Phys. Rev., 92 (2), 243-247, (1953). Matthias B.T., Compton V.B., Suhl H., Corenzwit E., Phys. Rev. 115, 1597-1598, (1959) Falge R.L. Jr, Phys. Rev. Lett., 11 (6), 248-250, (1963). Roberts B.W., Properties of Selected Superconductive Materials, NBS Technical Note 983, (1978). A.Peruzzi et al., Metrologia 37, 2, E1143 (2000). E.Gazo, L'.Lokner, R.Scheibel, P.Skyba, N.Smolka, Cryogenics 40, 441, (2000).
683
31. A.T.Lee et al., Proc. of LTD-7 pag 123. 32. M.Ukibe, K.Tanaka, M.Koyanagi, T.Morooka, H.Pressler, M.Ohkubo, N.Kobayashi, Nucl. Inst, and Meth. in Phys. Res, A444, 257, (1999). 33. R.Fujimoto et al., Nucl. Inst, and Meth. in Phys. Res, A444, 180, (1999). 34. Preston, Thomas, Metrologia, 27, 3, (1990). 35. R.J.Soulen jr, H.Marshak, Cryogenics, 20, 408, (1980). 36. W.A.Bosch et al., "Status report on the development of a superconductive reference device for precision Thermometry below IK", Tempmeco Proceedings.
M E A S U R E M E N T OF ELECTRON-PHONON IN NTD31 G E R M A N I U M
DECOUPLING
E . P A S C A , M . B A R U C C I , G. V E N T U R A Department
of Physic,
University
of Florence,
Italy
We have measured the electron-phonon decoupling in Neutron Trasmutation Doped (NTD) Germanium thermistors down to 20 mK. We find that, in our sample (NTD 31), the thermal decoupling can be well described by the hot-electron model. Thanks to the particular experimental configuration, both electron-phonon decoupling parameters and contact parameters (Kapitza resistence) are obtained from the fit of data. Our results are consistent with those obtained for other doping concentrations of NTD Ge 1 - 2 - 3 . Thermistors made of NTD 31 Ge will be used as sensors in the CUORICINO 4 experiment, a forerunner and test of the larger CUORE (Cryogenic Underground Obsevatory for Rare Events) experiment. The knowledge of t h e electron-phonon decoupling parameters, together with t h e measure of pulse rise-time detected in a bolometer, allows the electronic thermal heat capacity of the sensor to be evaluated.
1
Introduction
Much interest in underground physics is at present devoted to the search for rare events. The proposed Cryogenic Underground Observatory for Rare Events (CUORE) 1 is an apparatus, based on cryogenic detectors, mainly devoted to the study of the neutrinoless Double Beta Decay (DBD) 2 , although it can also be suitable for other important experiments such as Dark Matter and low-energy nuclear physics searches. From the technical point of view, it represents an important step towards a new generation of large mass cryogenic detectors, with total masses in the ton scale. CUORE has been proposed by an international collaboration involving groups from the Lawerence Berkeley Laboratory, the University of Florence, the University of Leiden, the University of Insubria, the University of Milan, the University of South Carolina, the University of Zaragoza, the Gran Sasso National Laboratories and the Legnaro National Laboratories. CUORE consists of an enhancement and expansion of the presently running Milano Double Beta Decay experiment performed at the underground INFN Gran Sasso Laboratories (Italy). In this experiment, the detector consists of a tower of 20 elements. Each element, working as an individual device, consists of a 340 g Te02 crystal. The total sensitive mass is 6.8 kg, the largest bolometric set-up ever operated in the world 3 . CUORE is in the Research, Development and Design stage at the moment.
684
685
Teflon Supports
Figure 1. 4 CUORE bolometers
It will consist of an array of 1000 closely packed independent elements. Each element 4 will consist of a 5x5x5 cm 3 T e 0 2 crystal (with a mass of 760 g) and a Neutron Transmutation Doped (NTD) germanium thermistor 5 , working at a temperature of about 10 mK. In Big. 1 a cell containing four bolometers is shown. As fax as the operation of the single element is concerned, satisfactory preliminary results have been obtained: an array with four 5x5x5 cm 3 T e 0 2 crystals has been successfully tested. One of the crystals has shown a resolution similar to that of the best Ge diodes for high-energy gamma rays and definitely superior (4.2 keV at FWHM) for alpha-particles 4 . Moreover the energy threshold achieved (~ 5 keV) aims at other interesting applications like search for WIMPs and Solar Axions, CUORE will be preceeded by the forerunner experiment CUORIC1NO, in course of realization, consisting of 56 detectors cooled down to about 10 mK. CUORICINO will make use of NTD 31 Ge thermistors. Our aim here is to describe the electrical and thermal characteristics of NTD 31 Ge thermistors and in particular to report about the thermal decou-
686 pling of the charge carriers and phonons ("hot electron effect") 6 that occurs near the working temperature of the detectors. It is worth to note that electron phonon decoupling occurs not only in semiconductor sensors, but e.g. also in NIS tunnel junction used for electronic refrigeration 7 ' 8 ; in this case, the phonons of the normal metal remain at a temperature higher than that of the cooled electrons. 2
N T D process
Neutron Transmutation Doped germanium thermistors are obtained by radiating a Ge sample by a flux of thermal neutrons produced in a nuclear reactor. The neutron capture by lattice atoms leads to the transmutation of some Ge atoms. Doped Ge with acceptor concentration as high as 10 17 c m - 3 has been produced 5 . The radiation process carried out on very pure natural Ge, containing 5 isotopes, leads to the production of three main dopants, as shown in tab. 1:
Isotopical fraction 20.5% 36.5% 7.8%
Reaction
cr(barn)
™ G e ( n , 7 ) " G e ->iiGa + K | G e ( n , 7 ) | G e -*|*As + / T HGe(n,j)llGe - » " A s + /3~ - . " S e + p-
Table 1. Induced nuclear decays for neutron absorbtion in
3.25 0.52 0.16 70
Ge,
74
T
Type
l/2
11.2 d 82.8 min 11.3 h Ge and
76
P n n
G e isotopes.
The dopant concentration depends both on the natural abound and on neutron absorption cross section. For natural Ge, the following dopant concentrations per neutron unit flux are obtained 5 : [Ga] = 2.94 l ( T 2 c n r 3 per neutron/cm 2 /s
(1)
[As] = 8.37 lCT 3 cm - 3 per neutron/cm 2 /s
(2)
The Se concentratation is negligible. The NTD process has two advantages: • Since the cross section for neutron capture is quite low, the neutron flux remains constant in passing through to sample, i.e. the doping is very homogeneus, whereas melt-doped Ge sensors show dispersive properties, even if they are cut by nearby volumes of the same chip.
687
• The doping process may be controlled changing the integrated flux of neutrons, making possible to approximately predict the resistivity of the thermistor as a function of temperature. The drawbacks of this technique are: • The contemporaneous generation of both acceptors and donors that produces a partial compensation in the doping 9 . • The difficulty of access to a nuclear reactor. The annealing of the radiated sample and the realization of electrical contacts is well described in the literature 10 . 3
N T D Characteristics
Electrical resistivity in doped semiconductors, such as Ge and Si, has a strong temperature dependence at low temperatures. The electrical resistance of a semiconductor sample as a function of the temperature T follows the Mott's law :
R = R»exp(^J
(3)
which can be well explained by the VRH (Variable Range Hopping) theory 11 . Ro, 7 and To are constants: 7 depends on the density of states of the electrons near the Fermi energy, T0 on the dopant concentration, and Ro mostly on the geometry, but also on the stresses applied to the sample. NTD Ge resistors obey well Mott's law below 1 K with a 7 = 1/2. Up to now, resistors with To ranging from about 1.5 K up to 80 K has been produced (see Fig. 2). Moreover, thanks to its mono crystalline structure, NTD Ge has low specific heat 12 . These two properties (temperature dependance and low specific heat) makes NTD Ge sensors interesting for use as thermometers and, in particular as sensors for bolometers both in astronomy 13 and in nuclear physics 14 . In Fig. 3 a R(T) curve for a NTD 31 sample is shown (in the 20-130 mK range). A fit based on Eq. (3), with 7 =1/2, gives R0 = 0.164fi and T 0 = 4.1K. Below about 100 mK, V-I and P-R NTD thermistor curves show nonlinearities which can be explained by VRH theory if a Hot Electron Model (HEM) is introduced 6 . These nonlinearities are more evident as the temperature decreases. The HEM thermal model shows a thermistor consisting of two systems: electrons and phonons. Each system has its own thermal heat capacity. The electron-phonon coupling is described by a thermal conductance
Resistivity of NTD Germanium Temperotuie (tnK) 100
5040
30 2 5
20
15
10
1E-001
Figure 2. Resistivity of various NTD thermistors series vs temperature.
Ge^,(Te,T^,) between the two systems which depends on the temperatures of the systems (Fig. 4): Ge+iTetT*) =
7 f
^
F
f ' k^(T)
dT
[W K- 1 ]
(4)
The temperature dependence of ke^,{T) is supposed to be of the type: ke
[WK-1]
(5)
where ge(f, [W K _ ^ + 1 ) ] and /? and are constant. Similarly, the thermal conductance between the phonons and the thermal bath, due to contact, is represented by: G4,(T+,Ta) = - i — / * k^T)
dT
[W K- 1 ]
(6)
where: k
[W K" 1 ]
(7)
689 130 mK
-
' I I
'
1
20.4 mK
40 mK 1
'
1i
'
i"
i
.* .
• •
Ro= 0.164 Q To=4.1K
4 --
-
- 403.43 k£l
#
-
• #
2
2
•
"
- 7.3891 kil
••
-
-
•
-2 — -
-
•
• •
I I
-
• ,
3
1
1
i
4
5
6
i 7
—135 O -
1/T[K]AV2
Figure 3. The experimental R(T) curve for the NTD 31 sample, in the 20 - 130 mK range
a is expected to be about 3 15 . Examples of thermal conductance of the latter type are reported in the literature as Kapitza conductance. 4
Experimental set up
Low temperature measurements were carried out in an Air Liquide dilution refrigerator. The NTD 31 Ge sample was a thermistor 6x2.9x1.6 mm 3 , glued with IMI-7031 Varnish onto a copper holder in good thermal contact with the mixing chamber. The sample was electrically insulated from the copper holder by a thin layer of mylar. Electrical connections on two opposite surfaces (2.9x1.6 mm 2 ) were made with ultrasonically bonded 50 micron-diameter Au wire. Since four wire resistance measurements were performed, two manganin 100 micron diameter wires were soldered to each Au wire. Filters were used to prevent RF pick up. A calibrated RuC>2 thermometer was mounted on the copper holder and two copper shields sorrounded the experiment. A LR 700 AC bridge was used to measure the resistance values and a Barras Provence ORPX bridge was controlled the constancy of the heat-sink temperature.
690
Power
G e (b ( T e , T^)
G* s^T
T
s )
Heat S i n k — T, Figure 4. Schematic of Hot Electron Model
5
Method
Referring to fig 4, a power P, flowing through the sample can be written as: P = Ge4>(Te,T
(8)
P = G4>s{T^Ts){T
(9)
The thermal conductance is given by Eqs. (4,6) and, since, in our hypothesis, the thermal conductivity is expressed by Eqs. (5,7), then Eqs. (8,9) together with Eqs. (4,6) lead to a relation between power P, temperatures, and electron-phonon and kapitza conductivity parameters: P = ge
(10)
P = 9*.(T$+1-T?+1)
(11)
Since we could not measure the phonon temperature, T$, we developed a new method to measure electron-phonon thermal conductivity. The quantities that we could measure in our experiment were: Te, Ts and P.
691
In the hypothesis that the electrical resistance of the sample depends only on the electron temperature, Te, we could measure Te by means of Eq. (3). The RUO2 resistor measured the heat sink temperature,T s . The LR 700 AC bridge, is able to perform resistance measurments at current as low as 0.3 nA, up to 100 mA in 5% steps; we used this AC bridge as source of power. However, the power P heating the sample is given by two different contributions: the power Pm supplied by the bridge, and the spurious power, Ps, coming from EM-radiation and from cryostat vibrations. Measurements consist in changing Pm with fixed Ts, at different heat sink temperatures. We made measurments from 40 mK down to 20 mK. Spurious power must be constant during each data acquisition session, and this is why we used a second NTD 31 sensor in order to control whether its resistance, and hence the spurious power remained constant; we could easily detect power variation of the order of 1 0 - 1 3 W. We expect the kapitza thermal conductivity to be much more relevant than electron-phonon conductivity in "high" temperature range (above 30-35 mK). In this temperature range we suppose electron-phonon thermal conductivity to be infinite so that Te =T$. Prom "high" temperature range measurments we can determine the two phonon-heat-sink thermal conductivity parameters, a and g^. In the "low" temperature range (below 30 mK) we expect the two thermal conductivity to be of the same order of magnitude; we use the two kapitza thermal conductivity parameters, just derived, to determine electron-phonon parameters. Finally we verify that electron-phonon resistance in "high" temperature range is negligible in comparison with the kapitza resistance.
6
Experimental results
In table 2 the values obtained for the electron-phonon conductance and for the Kapitza conductance for the NTD 31 Ge thermistor are reported. In table 3 the comparison between our results and data reported in the literature 16 about NTD samples with different doping levels are shown. In the last column, the electron-phonon thermal conductivity per mm 3 at 30 mK is reported in order to allow an easier comparison among data. In fact ge(f, depends approximately linearly from the volume 17 .
692 Electron-phonon conductivity ket(T) = ((3+l)ge(l>T0 a = 2.76 ± 0.05 /3 = 4.5 ± 0 . 1 5 Q+1 = (6.9 ± 3.3) 10- [W K-( )] ge4> = (6.8 ± 1.4) 10- 2 [W K-W+ 1 )] Contact conductivity
ks(T) = (a + l)gsTa
g<j>a
Table 2. Measured contact and electron-phonon thermal conductivity parameters. Reference Soudee lfa Wang6 Aubourg ir Alessandrello 18 This work
NTD 23 12 23 23 31
To [K] 3.2 da 6.8 a 7.7 3.93 2.2 4.1
/?
9e(j>
[W
4 (fixed) 5
5 (fixed) 4.6 4.5
K-^+D]
2.4 1CT3 8.0 1 0 - 3
9 icr 21 7 icr 2 7 10-
pe<(>(30mK) [W K - ^ m m - 3 ] 4.6 10 _ H 5.8 10 -9 8.7 10 - 9 6.5 10 - 8 1.9 10 _ 9
Table 3. T h e comparison between our results and d a t a reported in t h e literature about NTD samples with different doping levels is shown.
Fig. 5 shows the expected difference between the temperatures of the phonon system and of that of the electron system as a function of the power P at the temperature of the heat sink of 10 mK. Heat Sink Temperature 10 mK
lc-11
le-10
le-9
Power [W] Figure 5. Expected Te — Tj, at heat sink temperature of 10 mK as function of power P.
693 7
Conclusions
We have evaluated the electron-phonon decoupling in the NTD 31 Ge thermistors that will be used in the experiment CUORICINO. This parameter is of great interest in the modelling of the bolometer since, together with the electron heat capacity, it controls the rise time of the pulses produced by the bolometer. The knowledge of the electron-phonon decoupling together with a measure of the rise time of a bolometer gives a precious extimate of the electronic heat capacity which has not yet been measured for the NTD 31 sensors. References 1. E. Fiorini, Phys.Rep. 307, 309 (1998). 2. H. Ejiri: "Review of Double Beta Decay Experiments to Date"; E. Fiorini: "Double Beta Decay: the Future". Proc. of the "Neutrino 2000" conference, Subdury (Canada), June 16-21, 2000 3. A. Alessandrello et al., Phys. Lett B 486, 13 (2000) 4. A. Alessandrello et al., Nucl. Instr. Meth. A 440, 397 (2000) 5. E.E. Haller, Infrared Phys.Technol. 35, 127 (1994). 6. N. Wang et al.,Phys Rev.B 41, 3761, 1990 7. M. Nahum,T m Eiles Jm. Appl Phys Lett 65, 3123, 1994 8. M.M. Leivo,J.P. Pekola, D.V. Averin, Appl Phys Lett 68, 1996, 1996 9. E.E. Haller, Infrared Phys. 25, 1/2, 1985 10. A.E. Lange, et al.: International Journal of infrared and millimeter waves 4, 689 (1983) 11. N.F. Mott, Conduction in non Crystalline materials, Clarendon Press, Oxford (1987) 12. P.H. Keesom and Seidel, Phys. Rev, 113, 33 (1958) 13. P.L. Richards, J. Appl. Phys 76, 1, 1994 14. Twerenbold, Rep. Prog. Phys. 59, 349 (1996) 15. F. Pobell, Matter and Methods at low temperatures, II Edition SpringerVerlagh, pagg 79-90 (1995) 16. J.Soudee, D.Broszkiewicz, Y.Giraud-Heraud, P.Pari, and M.Chapellier, J. Low Temp. Phys. 110, 1013, 1998 17. E.Auburg et al. , J. Low Temp. Phys. 93, 289, 1993 18. A. Alessandrello et al., Communication at the Workshop on Semiconductor Thermistors for Millikelvin Operation, May 30-31 1991, UC Berkeley.
A S T U D Y OF M I C R O M E G A S W I T H P R E A M P L I F I C A T I O N W I T H A SINGLE GEM S. KANE, J. MAY, J. MIYAMOTO, I. SHIPSEY Dept of Physics, Purdue University, W. lafayette, IN 47906, USA S. ANDRIAMONJE, A. DELBART, J. DERRE, I. GIOMATARIS, F. JEANNEAU CEA/DSM/DAPNIA, CE-Saclay, 91191 Gif-sur-Yvette, Prance A MICROMEGAS detector was combined with a single GEM to allow preamplification before primary electrons enter the main detector. The preamplification not only extends the maximum achievable gas gain without discharge but also it minimizes spark rates when exposed to high intensity ionizing particles. We performed both laboratory and beam tests with various gas mixtures to find optimal operational characteristics and the results were encouraging and this particular combination may be suitable for experiments that require high counting rates and good spatial resolution as in VLHC.
1
Introduction
A MICROMEGAS is a robust miropatterned gaseous detector with minimal insulator between the anode and the cathode 1. The detector will be used by the COMPASS experiment at CERN 2 . The detector is not constructed on one plane as in other substrate-based micropatterned devices(e.g. MSGC) but the a thin metallic mesh is placed above the anode readout plane. There is a small amplification gap between the anode and the cathode. The small amplification gap is created by small Kapton pillars (50 fim thick). The pillars prevent the mesh from sagging or touching the anode and from causing short circuit. The electric field lines in the amplification gap are similar (except near the holes) to a parallel plate gas chamber. Because the MICROMEGAS gap is small, it does not require large bias to achieve reasonable gas gain whereas in a parallel plate gas chamber the bias voltage required is prohibitively high as the amplification gas used is typically a few millimeters. An early version of MICORMEGAS was a simple metal mesh supported by polyimide pillars glued on the anode plane but today there is a new type of micromesh 3 . The MICROMEGAS in this study employes a new micromesh which was fabricated entirely by the Kapton photolithography technique used in the GEM production 4 The final micromesh resembles a one-sided GEM with many etched holes to allow the primary ionization to enter the amplification gap 5 . The metallized surface on the mesh and the anode plane creates
694
695 a strong electric field to cause electron multiplication in the gap. The pillars that support the micromesh are residual Kapton that were not etched away in the lithography processes. The decoupling of the amplification gap and the drift field makes the proportional mode possible. As in the GEM, there are plenty of holes to have good electron transparency and 20% of electron transparency has been reported 3 . The pillars on the mesh have a pitch of 1-2 mm and each pillar's diameter is about 80 [mi. These pillars inevitably create dead areas but the blocked areas are insignificant. Even though the MICROMEGAS has been known to be very radiation hard and robust in high intense radiation, adding a preamplification device can improve its performance significantly 6 . Preamplification by a single GEM seems ideal to accomplish the goal because the MICROMEGAS itself has high gas gain. The addition of the single GEM preamplification relaxes the operation conditions of the whole system and leads to a spark-free condition as described later. 2
Detector
Our detector consists of mainly the anode plane, micromesh with pillars, a single GEM and the drift mesh. The details of the detector structure and the distance between the micromesh, GEM and drift plane are shown in Figure 1. The drift mesh is located above the GEM foil and any electrons created between the GEM and the drift mesh experience two amplification stages: 1. GEM and 2. MICROMEGAS. It is possible for some electrons to be created below the GEM in which case they experience only one stage of amplification, namely MICROMEGAS alone. In order to study this effect it is possible to isolate events with no preamplification by switching off the drift voltage and use the lower electrode of the GEM as a drift mesh (pure MICROMEGAS mode). The GEM was biased by a resistor chain but the micromesh was biased through a charge sensitive preamplifier which reads out the signals (see fig 2). With the conventional preamplifier with a rise time of a few hundred nano seconds, a large part of the signal is formed by slowly moving ions traveling in the amplification gap. However the distance the ions have to cover to induce signals is only 50 to 100 \im and the slowly moving ions are quickly evacuated minimizing the space charge effect. Another advantage is that most ions are collected by the micromesh preventing the majority of ions from entering the drift space. Therefore, the MICROMEGAS detector has a high rate capability and 10E+7 Hz at gain of 10E+3 has been reported 6 . This is an attractive feature which is useful in a TPC (time projection chamber) where ions returning to the drift region should be minimized so as not to
696
t Dn§ plane
GEM foji
Figure 1. A schematic of MICROMEGAS+GEM with their dimensions
JMIMeiL Ji&ttJsslLfflM-
Figure 2. MICROMEGAS+GEM bias scheme
distort t h e electric field in t h e drift volume 7 .
697 Pura CH4 gat —»•••• vaam.-.-a — o — VMfn=400 V — * —Veemn4ac V
:::::::
]:;;:: ::::: + : :; :::::::
w^mm
:::::::::::iii^^£ r*""~J^r*
i-"*""
=!!!!!!!!!||!pgi|eSSHi^nnr:::::5==! sHHi :
BOO
;
6ZO
f-***
;
540
•
i
560
SBO
600
Vmesh
Figure 3. Absolute gas gain in pure CH4
3
Gas gain in various gas mixtures
Gas gain was measured with a Fe-55 source in pure CH4, Ar-DME(9:1), ArC02(7:3) and Ne-CF4-Isobutaine(79:10:ll) and plotted as a function of voltage on the MICROMEGAS with various parametrized GEM voltages in figures 3-6. In each case (except Ar-CO^), the gain was also measured with no GEM preamplification (Vgem=0). In most gases GEM preamplification can easily push the gas gain to the 10.E + 4 region while it is not easy to reach this region with MICROMEGAS alone. In a low gas gain mixture like Ar-CO-2, it is not possible to achieve useful gas gain for minimum ionization detection without GEM preamplifcation. In the light gas mixture, Ne-CF4-Isobutane, 10E + 5 was achieved. This is an indication that this mixture would give very few sparkes in intense radiation and its property will be discussed later. 4
Energy spectra with a Fe-55 X-ray source
Energy resolution was measured with and without GEM preamplification by taking pulse height spectra of a 3 mm uncollimated Fe-55 X-ray source in an Ar-DME(9:1) mixture. Because the energy resolution is a function of gas gain, measurements were taken at similar gas gain. On the left side of figure 7, the
698
;Vdrift==5i»V1nrp9reWEQ^;;;";;;T;;;;;;;;; 100
I
200
• •
I i
250
300 350 Vmesh (V)
i
i
400
450
Figure 4. Absolute gas gain in pure Ar-DME(9:1)
AnTOJiTsrydrift^isodV;
1000 I • ' 320 340
. i i . 360 380 400 Vmosh (V)
. 420
. • 440
I 460
Figure 5. Absolute gas gain A r - C 0 2 ( 9 : l )
pulse height spectrum for the pure MICROMEGAS is plotted. Its energy resolution was calculated from Gaussian fitting and it was about 32 %(FWHM). Contributions to the energy resolution include possible geometrical variations of the area illuminated by the source. Another pulse height spectrum was taken with GEM preamplification in a similar condition and plotted on the right side of figure 7. The energy resolution was about 30 % (FWHM) demonstrating that there was no significant degradation in energy resolution caused by the GEM preamplification. The small peak seen between the noise peak and the argon escape peak is probably attributable to primary ionization created between the GEM and the MICROMEGAS. These primary electrons experience amplification only once
699
Ii
Vmeah(V)
Figure 6. Absolute gas gain in Ne-CF4-Isobutane (79:10:11)
which produces a much lower pulse height which appears as a lower energy photon in figure 7. Also interesting is the effect of the transfer E-field on the energy resolution. The transfer E-field is defined as an electric field between the micromesh and the GEM lower electrode. If this field is too low (the GEM lower electrode and the micromesh have similar voltage), the electrons amplified in the GEM do not quickly reach the MICROMEGAS for secondary amplification. These electrons are lost to the GEM lower electrode. On the other hand, if the field is too strong, many electrons are collected by the micromesh and they are again lost. The number of electrons lost to either device (GEM lower electrode or micromesh) influences mainly gas gain but also the shape of the Gaussian spectra as well. Pulse height spetra were measured by various transfer E-field values and plotted in figure 8. The gas gain (proportional to the peak position) increased with the transfer E-field but it reached saturation and no longer grew indicating that the electron transfer efficiency reached the maximam point. Another interesting feature is that the Gaussian shape is assymetrical (long tail) with a lower tranfer E-field as one can see in the first two pulse height spectra. There are more events in the higher energy region and the tail on that side is visible. This tail on the high energy side disappears once the transfer E-field is sufficiently high and the Gaussian shape is more or less symmetric. This is probably because with a lower E-field, avalanche electrons exiting near the center of the GEM holes and those exiting slightly off the center have distinct kinetic energies of electrons before they reach the MICRO ME AGS. This geometrical inhomogeniuity is minimal once the transfer E-field is high because there are now many electric field lines in the GEM
700
Figure 7. Left plot:Pulse height spectrum for MICROMEGAS only, Vmesh=400V, Vdrift=500, d E / E = 3 2 (FWHM) %. Right plot: Pulse height spectrum for MICROMEGAS+GEM, Vmesh=290V, Vgem=300V, Vdrift=-1500V, d E / E = 3 0 ( F W H M ) % .
pointing to the MICROMEGAS rather than to the GEM lower electrodes. 5
B e a m test
The limitation of most micropatterned gas detectors comes from the fact that sparks are easily formed inside the small amplification gap once heavily ionizing particles pass through them. The energy released from this event is large enough to damage the thin electrodes causing failure of the affected area. Many studies show that dividing the total gas gain into several stages using more than one amplification device(e.g. GEM+MSGC etc) minimizes spark rates. Because the MICROMEGAS has minimal insulation materials in the amplification gap, it may be more robust than other fragile micropatterned detectors. It has been previously reported that adding preamplificaiton above the micromesh is an effective way to minimize spark rates in a MICROMEGAS in an intense radiation enviroment where heaviy ionizing particles are present 6 . In that study the preamplification was realized by applying extremely high voltage on the drift mesh to create an intense electric field in the drift region. Once the electric field reaches a certain value, electrons begin the multiplifcaiton process in the drift space. The extra amplification eases the gain requirements on the MICROMEGAS and prevents it from satisfing the Raether condition. However the drift region is not optimal for preamplification as it is large (a few millimeters) and the voltage required to cause an avalanche is consequently high. Preamplification by a GEM is more efficient and the combined detector does not need elaborate insulation as in the case of pream-
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E=213 V/cm
E=400 V/cm
E= 587 V/cm
E=867V/cm E= 1053 V/cm E=1333 V/cm
E= 1520 V/cm
E= 1800 V/cm
Figure 8. Pulse height spectra with varied transfer E-field. Vmesh=300V, Vgem=280V.
plification in the drift space. We performed a beam test at CERN's LHC-b facility in a high flux 10 GeV/c proton beam to measure the spark rates of the MICROMEGAS+GEM in different gas mixtures. This beam size is about 2 cm x 2 cm and triggering was done by a large scintillator so as not to miss any incoming protons on the MICROMEGAS. The maximum beam intensity was 10E+6 protons/spill and the spill lasted about 300 msec. The tracking ability of the MICROMEAGS was previously reported in ref 2 in detail and our study mainly concentrated on spark rates in different gas mixtures.
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Figure 9. Spark rates in CH4 gas as a function of gas gain.
The methodology to measure the spark rates is the following. When discharge occurs in the detector, unsually high current is drawn from the power supply connected to the micromesh(the anode is grounded). This unusually high current lasts a few hundred milliseconds because photon feedback plays some roles and the current does not terminate immediately. Thus a 100 msec gate was imposed on the scaler's time window not to double count spark rates. The number of protons arriving on the detector was counted from the triggered events with the scintillator and the number of sparks was counted on a scaler. The ratio of the two values gives the spark rate. Our measurements were done in two different gas mixtures (pure CH4 and Ne-CF4-Isobutane (79:10:11)). In figure 9, spark rates in CF4 are plotted as a function of gas gain. Spark rates were lowered by using the GEM and with GEM voltage=520 V it was possible to achieve 10E — 8 spark rate (almost spark free region). This voltage value on the GEM is however dangerously high and now the GEM may be prone to damage. A good solution to this problem is to use ligher gas mixture based on Neon. In figure 10, spark rates for the Ne-CF4Isobutane mixture were plotted. The improvement is obvious and even with a low GEM voltage=300V, it was possible to achieve spark rates as low as 10E — 8 and still gas gain was 10E + 5 which is more than enough to detect minimum ionization particles. 6
Conclusion
The GEM preamplification added to the MICROMEGAS proved to be beneficial to reduce spark rates and spark rates as low as 10E - 8 were achieved in
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Figure 10. Spark rates in Ne-CF4-Isobutane (79:10:11) as a function of gas gain.
Ne-CF4-Isobutane mixture with a low GEM voltage. The GEM preamplification did not significantly degrade the energy resolution of the MICROMEGAS and the combination of the two is a suitable technology for a large tracker at a future high energy accelerator such as an upgrade to the LHC or a new machine such as the VLHC. The device is also ideal for readout of a TPC at a high energy Linear Collider and finally due to the low spark rate it is idea for low background applications such as WIMP/axion searches and for neutrino physics. Acknowledgments The GEM foils used in this work were provided by F. Sauli at CERN. References 1. 2. 3. 4. 5. 6.
I. Giomataris et al, Nucl. Instr. and Meth. A376, 29-35 (1996). D. Thers et al, Nucl. Instr. and Meth. A469, 133-146 (2001). A. Delbart et al., Nucl. Instr. and Meth. A461, 84-87 (2001). F. Sauli, Nucl. Instr. and Meth. A386, 531-534 (1997). H.S. Cho et al, IEEE. Trans. Nucl. Sci. 46(3), 306-311 (1999). G. Charpak et al., presented at Vienna conference on instrumentation, Vienna, 2001. 7. TELSA technical design report, DESY 2001-11, TESLA Report 2001-23, TESLA-FEL-2001-05.
T H E ANTISEISMIC S U S P E N S I O N FOR T H E VIRGO PROJECT V. DATTILO FOR THE VIRGO COLLABORATION I.N.F.N, sezione di Pisa, via Livornese 1291, 1-56010 S.Piero a Grado, Pisa, Italy E-mail: [email protected] Gravitational waves propagating from rapidly accelerating star masses can be detected by means of interferometric techniques. Several interferometric antennas are presently under construction around the world with the aim of gravitational waves detection in the frequency range starting from a few tens of Hz to a few kHz. In the low frequency region (below a few tens of Hz) their detection is limited by seismic noise which can mask the weak signal induced by a gravitational wave impinging on a suspended mirror. In order to overcome this limitation, the VIRGO collaboration has developed and built a sophisticated suspension system to isolate the optical components from the seismic noise. This mechanical system, called SuperAttenuator, is able to inhibit the transmission of any mechanical disturbances starting from about 4 Hz thus extending the detection band in the low frequency region.
1
Introduction
The gravitational waves (GWs) are predicted by the theory of General Relativity, as a way of propagation of the gravitational field, analogously to the case of electromagnetism. According to General Relativity, the GWs arise from the change of mass distribution, and propagate in the Universe at the speed of light. The main difficulty in GW detection lies in the extreme weakness of their interaction with matter. In fact, up to now there is only an indirect evidence of the GWs existence due to the study of J. Taylor et al. 1 by the radio emission observation of the binary pulsar system PSR1913+16. The direct observation of GWs remains one of the main challenges of experimental physics. Their detection will be a relevant test of General Relativity and will give a new picture of the Universe, due to the complementary information carried with respect to the electromagnetic and neutrino observations. The main goal of the VIRGO collaboration 2 is the direct detection of the GWs using interferometric techniques. For this reason a joint effort has been done by the Italian INFN and the French CNRS to construct the laboratory facilities as well as a detector in the countryside not far away from Pisa (Italy). The facility consists of a pair of 3 Km long tunnels equipped with ultra high vacuum tubes connecting the vacuum towers inside which the suspensions for the optical components are mounted (Fig.l). The detector is a typical Michel-
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705
son interferometer with two Fabry-Perot cavities which uses a Nd:Yg laser to illuminate the mirrors suspended from a mechanical seismic isolation system. A GW propagating in orthogonal direction with respect to the interferometer plane will alternatively stretch one arm and shrink the other one causing a mirror displacement AL given approximately by AL ~ ^hL, where L is the optical path length and h is the dimensionless amplitude of the wave 3 . The detection of this perturbation is performed by measuring the small intensity variations of the interference light induced by the optical path change between the interfering laser beams. A typical signal due to a supernova explosion in the Virgo cluster ( lOMpc far away from the Earth) has an expected amplitude 3 on the Earth of h ~ 10~ 21 . Therefore the relative distance between two mirrors in an interferometer with arm length of the order of a few kilometers, will change of about 10 _ 1 8 m. As a consequence of it the small phase shift between the laser beams that interfere is 1 0 - 1 2 rad only. The detection of these very weak signals is related to the capability of the experimental apparatus in having an extremely low background noise (very high sensitivity). The interferometric antennas presently under construction around the world have been conceived to reach a spectral sensitivity of h ~ 1 0 - 2 3 -=- 10~22-^Hz, in the frequency band starting from a few tens of Hz to a few kHz 4'5*6. With these design features a detection rate of several GWs per year coming from various astrophysical sources is expected. Different sources of noise affect this high sensitivity apparatus and then the most advanced technologies are often used to keep their effects at an acceptable level. In this article is described the system adopted to reduce the transmission of seismic noise on the optical components of the VIRGO interferometer. 2
The VIRGO superattenuator
Direct measurements of seismic noise on Virgo site are well described, in the frequency band below a few tens of Hz, by the following empirical formula:
*„(,),-^[-IJ],
(!)
where x n is the square root of power spectral density of the vibration, with approximately the same amplitude in all directions, and a ~ 1 0 - 8 -j- 10~ 6 . The expected displacement of the mirrors, due to a GW signal at 10 Hz, is about 10~ 18 m, while at the same frequency the displacement induced by the horizontal component of the seismic noise alone is about 10 _ 8 m. It is then clear that below a few tens of Hz the GW detection is limited by seismic noise, which masks the small mirror displacement. In addition, many astrophysical
706 beamsplitter
^^
input mirror (north)
Figure 1. The VIRGO interferometer towers and 3km-long arms. In the detail the towers of the Central Interferometer.
sources such as pulsars and coalescing binaries are expected to emit GWs in the same frequency region 3 . Therefore, it is very important to lower the frequency detection threshold as much as possible. Taking into account this target, each optical component of the VIRGO interferometer has been hung to an antiseismic suspensions system, the Super Attenuator (SA), that will be able to reduce the noise transmission on the mirrors. The SA (Fig.2) is a multi-stage vibration isolator that provides both active and passive attenuation in six degrees of freedom and allows the remote control of the mirrors over a large dynamic range. The working principle of the passive attenuation of the SA is simply related to the mechanical low-pass filtering action of a pendulum. Indeed, considering that a pendulum is a harmonic oscillator, if a horizontal noise excites
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the suspension point of a pendulum then, for frequencies / greater then its resonant frequency /o, the displacement transmitted to the suspended mass is attenuated by the factor / 0 / / 2 - The wire length I connecting the suspension point to the mass sets the resonant frequency of the pendulum: /o = ^r -\/f > where g is the gravity acceleration. Therefore a multistage pendulum can be used to reduce passively the seismic noise in the horizontal direction. The difficulties are in building mechanical filters which are able to attenuate the vertical component of seismic noise, too. Theoretically speaking there is no need to have a vertical attenuation, because the interferometer hanging from the SAs is horizontal and insensitive to the vertical vibrations. In practice, unavoidable mechanical couplings as well as the non parallelism of the plumb lines (3 • 10~ 4 rad) between two suspension 3 km apart due to the curvature radius of the Earth surface, can partially transform a vertical vibration into a longitudinal displacement noise. In order to reduce the transmission of the vertical component of the seismic noise, the same principle of the horizontal case can be used once it is possible to build up a cascade of vertical oscillators. This has been obtained in the SA by replacing the masses of the multiplependulum with complex magneto-mechanical units, named filters, exhibiting an elasticity in the vertical direction. Longitudinal displacement noise can also be transferred by the mechanical couplings between horizontal direction and the rotations around the vertical axis and rotations around the horizontal axes. The low-pass filtering action of the various stages towards these rotations ensures their proper attenuation. The crucial point is to lower all the SA resonance frequencies as much as possible to achieve the required attenuation down to a few Hz. The drawback of using purely mechanical oscillators as seismic filters is that they attenuate above their resonant frequencies, but amplify at their resonance frequencies by a factor proportional to its quality factor. For these reasons, a low-frequency seismic noise pre-attenuation and active damping of these modes have been implemented, too. The SA consists of three fundamental elements: the Pre-Isolator, the chain of Seismic Filters, and the Last Stage . 2.1
The Pre-Isolator
The Pre-Isolator is a mechanical structure based on the working principle of an Inverted Pendulum (IP). It consists of three parallel, 6 m long, aluminum legs connected to a steel bottom ring through three flexible joints made of Maraging steel. The legs are joined at their upper ends by a top ring which surround the Filter # 0 sustaining the filter chain 7 (Fig.2). The IP acts as
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Pre-lsolator stage
Filter 0
Inverted Pendulum Base of the Inverted Penduli
Marionetta
Figure 2. Global view of the SA assembly. It is about 9 m tall and weighs 1 ton. The main components are indicated.
a low-frequency horizontal pre-isolator stage while the Filter # 0 gives a non negligible contribution to the vertical attenuation performance of the entire chain. As known, the inverted pendulum frequency /n is given by: /o =
709 ^y ~M ~ L ' w n e r e -W (—1 ton) i s t n e ' o a ( i of the system, fc is the stiffness of the joints and L the leg length. Changing the total load attached to the top stage, it is possible to tune the frequency /o of the IP down to 30 mHz and then to move the suspension point of the chain by 1 cm using a force of 0.36
N only. The IP and Filter # 0 are both equipped with a set of magnet-coil actuators, stepping motors, position sensors (LVDTs) and accelerometers. Since these devices are connected to the soft platform represented by the PreIsolator stage, they give the possibility to actively control the SA normal modes. This control, named Inertial Damping, is able to suppress the mirror residual motion at low frequency with a low power consumption. At 100 mHz the mirror displacement has been reduced by a factor 100, reaching 100 nm 8 . 2.2
The chain of Seismic Filters
The chain of Seismic Filters 9 is essentially a cascade of five rigid steel cylinders (70 cm diameter, 18.5 cm height, 100 kg weight) (Fig.3). On the outer circumference of the filter body bottom part, a set of triangular cantilever spring blades is clamped. The tip of each blade is connected to a central column which can move only vertically. The unloaded blades are bent with a constant curvature radius and they return to a flat and horizontal position when a nominal load is attached on their tips. The suspension wire length of 1.15 m sets the pendulum resonance frequency of each stage at about 0.5 Hz. The resonance frequencies of the rotational modes have been considerably lowered increasing the momentum of inertia of the filters and by suspending them as close as possible to their center of mass. In vertical direction the stiffness UB of the blades fixes the resonance frequency of the filter at about /o = ^yjrf — 1-5 Hz, where M is the filter mass . This value results to be too high to provide a good cut-off frequency comparable with the horizontal one and it has been lowered by equipping the filter with a purposely developed system of magnetic anti-springs. The resulting resonance frequency has been reduced down to 0.4 Hz. The blade stress is of the order of 800 N/mm 2 and a special Maraging steel has been selected and thermally treated to have an acceptable creep rate under stress 10 . 2.3
The Last Stage
The Last Stage is hung to the filter chain and consists of a special anvil shaped element with four wings named "marionette", a reference mass and a mirror n . From the point of view of the attenuation, the marionette and
710 totileprevious
Figure 3. Vertical section of a SA seismic filter, where the shaded part is the moving part of the filter (a); Perspective from below of the same filter (b).
the mirror form a cascade of two pendulums. Moreover, the Last Stage is equipped with a set of magnet-coil actuators to allow the final control of the mirror displacement. The marionette is used to control three degrees of freedom: the displacement along the beam direction, the rotation around the vertical axis and the rotation around the horizontal axis perpendicular to the beam. The final control of the mirror displacement in the beam direction is obtained by four coils acting against magnets glued directly on the back side of the mirror. In order to have the best efficiency, the coils are accommodated on a reference mass, i.e. a mass approximately equal to the mirror, suspended to the same marionette. When the coils act on the magnets, the reference mass recoils against the mirror, keeping at rest the common center of mass. This allows a very effective and simple control logic and does not induce displacement of other chain masses. 3
The SA performance
The attenuation performance of the VIRGO suspensions have been verified on the first Superattenuator, by measuring the total transfer functions 12 . These first measurements (an example is shown in Fig.4) are in agreement with the simulations ones. The results have demonstrated that the SA is able to isolate the VIRGO optical components from seismic noise starting from a few Hz. The attenuation obtained ranges between 109 and 10 13 in the frequency band
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Figure 4. An example of the performed measurements: plot of the magnitude of the Transfer Function between a vertical displacement at ground and t h a t one transmitted on the mirror.
4-7-200 Hz. With this attenuation the residual seismic noise, in the mentioned frequency range, is negligible with respect to other noise sources limiting the antenna sensitivity. References 1. J.H.Taylor and J.M.Weisberg, Astrop. J. 345, 434 (1989). 2. The VIRGO collaboration: "VIRGO Final Design", ETS Ed. (1997). 3. K.S.Thorne, "Gravitational Radiation", in "300 Years of Gravitation" (Chapter 9), Edited by S.W.Hawking and W.Israel, Cambridge University Press, New York (1987). 4. A.Abramovici et al., Science 256, 325 (1992). 5. J.Hough et al., Proposal of the GEO project to SERC and BMFT, Internal Report of Max-Planck-Institut fr quantenoptik, MPQ, 147 (1989). 6. K.Tsubono, Proc. 1st Edoardo Amaldi Conference on Gravitational Wave Experiments, Frascati, Italy (1994). 7. G.Losurdo et al., Rev. Sci. Instrum. 70, 2507 (1999). 8. G.Losurdo et al., Rev. Sci. Instrum. 72, 3653 (2001). 9. M.Beccaria et al., Nucl.Instrum.Methods.Phys.Res.A 394, 397 (1997). 10. M.Beccaria et al., Nucl.Instrum.Methods.Phys.Res.A 404, 455 (1998). 11. A.Bernardini et al., Rev. Sci. Instrum. 70, 8 (1999). 12. G.Ballardin et al., Rev. Sci. Instrum. 72, 3643 (2001).
CMOS CIRCUITS TO D R I V E Q W M O D U L A T O R S A. FORT, F. CORTIGIANI, S. ROCCHI, N. ULIVIERI, V. VIGNOLI Dipartimento
di Ingegneria dell'Informazione, via Roma E-mail: [email protected]
56, Siena
1-53100
In this paper the design of a CMOS transconductance amplifier, able to drive couples of quantum well diodes, is discussed. The circuit is proposed in two different implementations whose selection depends on the availability of a single well or a twin well technology. Both the implementations are characterized by an intrinsic control of input stages' threshold and gain-linearity (THD < 1% for twin well technologies), as well as by a 3 dB bandwidth > 100 MHz.
1
Introduction
The possible applications of Quantum Well (QW) diodes as optical modulators are well known since 1980, and several papers have been published on this topic in the last years (see e. g.1 and its references). The use of QW diodes in an optical transmission system for the high energy physics experiments was also proposed 2 , and the same authors discussed (see the references of 2 ) the characteristics of QWs as linear optical modulators, showing the advantages of using differential arrangements of QWs to transmit an analog signal across an optical fiber link. In particular, with reference to fig. 1, it was shown +V C f
+V C ,
QWl d k ^ P o u t i i
i''
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QW3
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Figure 1. QW differential transmitter/receiver for optical fiber links
that, if QWl and QW2 are driven with a current pulse i(t), the voltage signal Vout(t) is given by: rt
Vourit) = — — R [ i(T)dr - CT (v(t) - v(0)) eCR
Jo
712
(1)
713
where h is the Plank constant, w is the angular frequency of the input optical signal with power P (that is supposed equal for both QW1 and QW2), e is the electron charge, CR is the depletion capacitance of QW1 and QW2, and R is the responsivity of the receiver QWs. Prom eq.l it can be observed that if the integration period is long enough, so that the voltage v(t) goes back to v(0), the output voltage Voc/:r(t) results proportional to the charge contained in the input pulse i(t). The required time t, that is proportional to P _ 1 , can be quite short (with present QW technologies 2 a bandwidth of 100 MHz can be achieved with a 1 mW optical input power P). In this paper the design of two CMOS transconductance amplifiers is discussed, that allow to drive couples of QW diodes according to above results, but using a voltage as an input signal (fig. 2). Satisfactory bandwidth (> 100 MHz) and linearity +V C .
+Vc,
Figure 2. QW differential transmitter driven by a transconductance amplifier
performance (up to a THD < 1%) were obtained. From a general point of view, when the bandwidth is a design requirement, the use of feedback stages may not be the best solution due to the required frequency compensation. The solution exploited in this work is to use only local-feedback stages, even if in this way worse gain control and linearity performance can be in principle achieved. As far as transconductance amplifiers are considered, usually these drawbacks are partially compensated by using a complementary pair of Ntype and P-type input stages. This improves the amplifier linear behavior and the dynamic range. Nevertheless, the mismatch between expected and actual process parameters can result in an unsatisfying overall performance. 2
Circuit Design
The proposed design is based on the analysis of the current/voltage behavior of a complementary pair of MOS transistors (MOSTs) working in the linear region (fig 3). If we assume the tranconductance parameter /?, the absolute value of the drain to source voltage V^s^and the threshold voltage to be
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equal for MOSTs Ml and M2, then it is trivial to derive IOUT= In- Ip = /3VD5VI„, where Vjn is the variable term of V»„. This is the expected linear behavior of the transconductance gain. A tuning of voltage sources' values and channel dimensions of both the MOSTs can satisfy the above conditions. The realization of the voltage sources of fig. 3 with diode connected MOSTs leads to an undesired dependence of both gain and offset onVos- Moreover, the bulk effect and the difference between actual and nominal process parameters ^"L^
lp
ij£
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w.
2
viirC
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J[l n ™ Tvss
Figure 3. Block diagram of a complementary-input MOST-pair transconductance stage
Figure 4. Transconductance amplifier topology for twin-well (a) and single well (b) CMOS processes. Channel widths are in /xm (channel lengths are 3.6 fim). Vdd=5V
may heavily affect the circuit behavior too. Nevertheless, if a twin well CMOS process is used, the latter problems can be reduced, thanks to the possibility of avoiding the bulk effect in circuit implementations. Fig. 4a shows the realization of the two stages with two N-type and P-type alternated devices. In this way, the threshold voltages of the two stages are both equal to the sum of the threshold voltages of the N and the P type MOSTs (Vthn + Vthp),
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independently of parameter variations. Furthermore, the changing of the Ntype (P-type) device gain affects similarly the gain of the two complementary stages, contributing to a reduced offset output current(in ideal conditions the static output current is zero) and to a well controlled dynamic range. A good symmetry is simply obtainable by dimensioning the two input complementary stages with devices having a nominally equal transconductance factor. In detail, in fig. 4a MOSTs M3 and M6 perform the transconductance operation. The linear behaviour of the amplifier is improved by the local feedback given by MOSTs M4 and M5. In fact, M4 and M5 allow to correct (if properly dimensioned) the transconductance gain of M3 and M6 versus Vj„, and to obtain equal and opposite output current contributions for equal and opposite displacements of V*n with respect to V r e / . The drain loads, given by the two couples of MOSTs M1-M2 and M7-M8, contribute to increment the linearity of the single input stage by forcing the bias point of Ml and M2 within the ohmic region. As far as a single-well process is considered, the bulk effect becomes a relevant issue in the topology of fig. 4a. This fact has led to the topology of fig. 4b, with a consequent trade-off between a good threshold control and a satisfactory output current swing. 3
Simulation results
Fig. 5 shows the simulated transconductance behavior of the two described topologies designed in a 0.6 fim technology and operated with a 5 V power supply. The major drawback of both the circuits remains the control of the transconductance gain, being them open loop systems. Nevertheless, it is clear that, when the bulk effect is avoided, a reduced offset and an increased linearity within the considered input signal range (± 0.5 V with respect to V r e / = 2.5 V) can be achieved. Moreover, as previously discussed, the circuit performance is independent of the process parameters. As far as the linear behavior is concerned, the circuits of fig. 4a,b present a worst case total harmonic distortion (THD) lower than 1% and 2.4% respectively, with the input signal spanning the above specified range. The symmetry of the transconductance characteristic with respect to Vref = 2.5 V can be assessed, for each one of the circuits of fig. 4, by evaluating the quantity: M = max(\(gi(Vref - vin) - gi{Vref + vin))/gi(Vref)\)
(2)
where gj (i= nominal, worst case 0 and worst case 1) is the normalized small signal gain (fig. 5a), and Vjn is a voltage in the range (0, 0.5) V. The percentage value of M for the circuits of fig. 4a,b are lower than 1% and 30% respectively.
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1.00
22
2.4
26
bvutwkageVin{V)
2.8 fcputwRage Vin{V)
Figure 5. HSPICE simulations of: (left) the circuit in fig.4a, (right) the circuit in fig.4b. Nominal (x), worst-case 0 ( A ) and worst-case 1 ( • ) curves. Upper plots: small-signal gain normalized with respect to gain @ Vin = 2.5 V. Lower plots: input/output characteristic.
4
Summary
Two transconductance amplifiers for QW driving have been designed, optimized for twin and single-well CMOS processes. Worst case simulations show a better performance for the twin-well topology, both in term of THD (1% vs. 2.4%) and of transfer characteristic symmetry. The worse performance of the single well process design is mainly due to a greater sensitivity to process parameter variations. References Krishnamoorthy A. V., Goossen K. W., Progress in optoelectronic-VLSI smart pixel technology based on GaAs/AlGaAs MQW modulators, Int. J. Optoel., 11-3(1997), pp.181-198 Carraresi L., Landi G., Rocchi S., Vignoli V., Remote optically-tunable transimpedance amplifiers for QW diodes, Nuclear Phys. B, 78(1999), pp.546-550
T H E A D V A N C E D S T U D Y OF SILICON PHOTOMULTIPLIER P. BUZHAN, B. DOLGOSHEIN^ A. ILYIN, V. KANTSEROV, V. KAPLIN, A. KARAKASH, A. PLESHKO, E. POPOVA, S. SMIRNOV, YU. VOLKOV Moscow Engineering and Physics Institute, Moscow, Russia L. FILATOV AND S. KLEMIN "Pulsar" Enterprise, Moscow, Russia F. KAYUMOV Lebedev Physical Institute, Moscow, Russia The advanced study of new photo detector - Silicon Photomultiplier (SiPM) is presented. SiPM consists of many (~10 3 m m - 2 ) silicon micro pixels, which are independent photon micro counters working in limited Geiger mode with a gain of 106. The SiPM output signal is a sum of the signals from a number of pixels fired by photons. The main features of SiPM are: low excess noise factor, the photon detection efficiency at the level of vacuum PMT, low bias voltage (~24V). The timing of the SiPM is about 30 ps for 10 photoelectrons. The possibilities of SiPM applications based on experimental tests are demonstrated: sci fiber readout, scintillator-shifter system readout, possible application for hadron calorimeters.
1
Introduction
The Silicon Photomultiplier (SiPM) is a multipixel semiconductor photodiode, where the pixels are joint together on common silicon substrate 1 . Each SiPM pixel operates in limited Geiger mode under bias voltage of 10-20% more than breakdown voltage, so each carrier generated by photons or thermally gives rise to a Geiger-type discharge. This Geiger discharge is stopped when the voltage goes down below breakdown value due to external resistor R on each pixel (typical R value is about 100-200 kQ). This resistor serves also as a decoupling element between the individual pixels because CPixei • Rpixel ~ 10~ 8 s » tdischarge where discharge time tdiScharge < 1 ns. Actually each SiPM pixel operates as independent photon Geiger micro counter (like single pixel device - single photon avalanche diode SPAD 2 ) and pixel Geiger signal does not depend on triggered carrier number which fired the pixel ("Geiger mode"). Single pixel gain is determined by the charge accumulated in pixel capacity Cpixei: QPixei = Cpixei • (Vnas — ^breakdown)• Typically Cpixei ~100 fF, V bias-V breakdown - a few volts, so Qpixei ~ few •CORRESPONDING AUTHOR. E-MAIL ADDRESS: [email protected]
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718
Figure 1. Silicon photomultiplier microphotograph (a), topology (b) and electric field distribution in epitaxy layer (c)
times 100 pC and single pixel "gain" is about 10 6 , that is the same order as vacuum PMT gain. The pixel size is of 15 to 70 jum, and total number of SiPM pixels is 100-4000 m m - 2 . Because all SiPM pixels work together on common load, the output signal is a sum of the signals from all pixels fired. So such a number of pixels, where each element operates digitally as a binary device, works as analogue detector, which can measure the light intensity.
2 2.1
S i P M description a n d p e r f o r m a n c e SiPM topology
Fig. l a shows as an example the microphotograph of SiPM with pixel size 42x42 jum2, the total pixel number m=576 on the area of 1 mm 2 . The SiPM topology is shown in Fig. lb. A few micron epitaxy layer on low resistive p substrate forms the drift region with low built-in electric field (see Fig. 1c). The thin depletion region (0.7-0.8 /im) between p + and n + layers with very high electric field (3 - 5)-105 V/cm is created, where the conditions for Geiger mode discharge take place {Vua« > Vbreakdown)- The electrical decoupling between the adjacent pixels is provided by polysilicon resistive strip and uniformity of electric field within a pixel by the n - guard rings around each pixel (Fig. la,b). All 576 pixel are connected by common Al strips in order to readout the SiPM signal.
719
23.6 V, T=-70°C
c
> (D
I 100
200
QDC channels
100
200
QDC channels
Figure 2. SiPM pulse height spectra
2.2
SiPM pulse height spectrum
SiPM pulse height spectra from low-intensity light emission diode (LED) source are shown in Fig. 2 for two temperatures 23°C and -70°C. We can conclude from Fig. 2: • single (double, triple etc.) photoelectron(s) peak(s) is(are) clearly visible • one can estimate very easily the SiPM gain, using single photoelectron peak, which obviously corresponds the single pixel fired: Gain = Qone pixel/e, where e is the electron charge • pixel to pixel gain variation is rather small, that is the pixel capacitance is quite uniform: CTI/SI ~ 10%, here Si and o\, are single pixel signal and its dispersion respectively • SiPM excess noise factor (ENF), responsible for pixel to pixel gain variation ENF = 1 + a*/S\ is very small • the contribution of electronics noise (pedestal width) is also very small • SiPM gain and photon detection efficiency (compare Fig. 2a,b) are overvoltage AV=V(,ias-Vf)r.eafcdoum and temperature dependant.
720 25 22.5
L•
20 17.5
Red X=660 nm Yellow X=595 nm B8 Green A^560 nm 9 SCr BlueW70nm ^
—
400
15
T„_,*V 3D*
12.5 10
8
7.5 5 2.5 0
*fl
^2
; § Ti
»• 1 1 1 1 1
24
25
Bias voltage, V
Average number of photoelectrons per pixel
b,c Figure 3. SiPM single pixel gain (a) for different temperatures: T i = + 2 2 ° C , T 2 = - 2 2 ° C , T3=-61°C; SiPM signal saturation for m=576 (b) and signal dispersion (c)
2.3
Sensitivity of the SiPM gain
Fig.3a shows the SiPM gain vs Vbias dependence for different temperatures and light wavelengths. The experimental points in Fig.3a have been obtained just by measurement of single photoelectron peak position (see Fig. 2). The voltage and temperature sensitivity of the SiPM gain can be obtained just from Fig.3a data and is rather weak compared, for instance, to standard avalanche photodiodes (APD). Indeed, for the working point V(,i aa =24.5V (gain ~ 1.5-106): • Gain variation vs overvoltage dG/G dG/G - 3 % for d V ^ ^ O . ! V
~ 7
dVbias/Vbias
which gives
• Gain variation vs temperature dG/G dG/G=0.5% for dT=l° and T=-20°C
~ 1.3 • dT/T(°K)
which gives
Such a voltage and temperature variations of the SiPM gain have to be compared with the same values for avalanche photodiodes 3 : dG/G = 75 • dV/Vbias and dG/G = 17 • dT/T for an APD gain of 100. The low voltage and temperature sensitivity of SiPM gain is an important practical advantage compared to the APD.
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2.4
SiPM dynamic range
The SiPM dynamic range is limited due to the finite total pixel number m at Nph • s/m < 1, where Np/j is a number of photons, e - photon detection efficiency. This means that the average number of photoelectrons per one pixel should be small enough. The finite pixel number m results in the saturation of SiPM signal with increase of the light intensity (or the average number of photoelectron per one pixel) (Fig. 3b). The signal dispersion in terms of the number of photoelectrons can be calculated using this curve. Fig. 3c shows the deviation of the signal dispersion from Poissonian value a = yfNphe = \JNph • £ as function of light intensity. As can be seen from Fig.3c the value of a is quite close to Poissonian one for Nphe/m. < 0.6 and dramatically increases for large Nphe/m values due to saturation of SiPM signal. As a conclusion the SiPM dynamic range is determinated by deterioration of signal dispersion at Nphe >0.6-m. The increase of total pixel number m seems technologically possible up to ~4000 m m - 2 , therefore the SiPM dynamic range up to 2.5-103 phe/mm 2 is feasible. 2.5
SiPM photon detection efficiency
SiPM photon detection efficiency is e = QE • EQ • APixeis/Atotai where QE is quantum efficiency (typically 0.5 - 0.8, wavelength dependent), Apjxe;s/Atotai - is so called geometrical efficiency that is a fraction of total SiPM area, occupied by active pixel area APiXei and EQ is probability for a carrier created in active pixel area to initiate a Geiger-mode discharge. The photon detection efficiency has been measured using a different wave-length light emission diodes and the calibrated PMT and is shown in Fig. 4 as function of relative overvoltage OV = (Vbias — Vbreakdown)/Vbreakdown- One can see, that efficiency for the visible light is comparable to standard vacuum PMT with bialcali photocathode for green and blue light and even better in yellow-red region. The SiPM photon detection efficiency achieved is significantly higher compared to our previous paper 1 . The SiPM performance is limited for OV > 1.15 - 1.20 due to increase of dark rate. 2.6
SiPM noise
The electronics noise for SiPM is negligibly small because of very high gain (~10 6 ) in contrast with standard avalanche photodiodes, where the gain is typically 100-200. Actually the level of electronics noise is less that 0.1 electron (see Fig. 2, pedestal width). The main source of the noise which limits the SiPM performance is dark
722
12 10 3= LU
8
4 2
^=660 nm
EO T= +22+2°C
IA T=-22±2°C i l E* T=-61±2°Cji a i,Mi,,.i,,r
6
:
1
.
T
»T »
5^
>^ 2
Eff cie
14
14 12 10 8
X=595 nm EO T= +22±2°C < EA T=-22+2°C * ET T=-61±2!po
—
E^ .<J*
Relative overvoltage, AV/VB TT
4 2 0 5: LU
8 6
Relative overvoltage, AV/VB
T
: X=560 nm _» EO T=+22±2°C TA* EA T=-22±2°C , J A i ET T=-61±2°CT
^=470 nm EO T= +22±2°C EA T= -22±2°C ET T= -61±2°C
, r "
4 2
h
TC>A
- |T|°I
1 1 1 1 1 1 1 i i i i 1 1 1 1 1
Relative overvoltage, AV/VB
• i
ml
I i i i i I
Relative overvoltage, AV/VB
Figure 4. SiPM photon detection efficiency for different temperatures and light wavelengths
rate, originating from the carriers created in sensitive volume thermally and due to the effects of high electric field4. The SiPM dark rate decreases with temperature from a few MHz/mm 2 (room temperature) to ~lkHz/mm 2 (at 100°K). Such a dark rate limits SiPM performance at the temperatures above 0°C especially for large sensitive area (~1 cm 2 ) and needs to be reduced by improvement in the pixel production technology. However, SiPM dark rate limits SiPM performance only for detection of very small light intensities (one or a few photoelectrons) and does not affect the case of larger light signals. 2.7
Timing by SiPM
The development of Geiger type discharge for a very small width of depletion region is very fast (a few hundred picosecond). The typical rise time observed is ~ 1 ns, decay time is determined by the time constant CPiXei- Rpi xe /=30 ns,
723
—: —m ._..Lllst.'LL-Ji ......j-i-iifif
--Hjjlj
\ i '. MM:
10
100 1000 Number of photoelectrons N
Figure 5. SiPM time resolution (a) and time spectra for different positions of the light source shifted by 30 mm
so recovery time of a single SiPM pixel is <100 ns and much smaller recovery time for the whole SiPM is expected. Timing by SiPM has been studied using very fast red laser diode (A=670 nm, light signal width of 40 ps). Fig. 5a shows the time resolution (r.m.s.) as a function of number of pixels fired for photons absorbed in Geiger region. One can see a very nice timing, which follows a Poissonian law ~L/^Nvixeis firedFig. 5b demonstrates the shift of the time distributions for a displacement in space of the laser source with light flashes, corresponding to about 25 photoelectrons in Geiger region. There is a clear separation between peaks for the displacement of 30 mm with r.m.s. value of about 7.5 mm. 3 3.1
Experimental t e s t s of the possible S i P M applications Scintillation fiber detector: SiPM vs APD comparison
The relativistic particle detection by scintillation fiber has been studied using Sr90/3-source and multicladding Kuraray sci fiber SCSF-3HF (1500)M with: core diameter 0.94 mm, emission peak 530 nm, decay time 7 ns, 1/e length >4.5 m. The results of the measurements are shown in Fig. 6 together with the results obtained with a similar measurement with the APD, (gain 100-500, quantum efficiency QE of 70%) 5 . The SiPM has much lower photon detection efficiency (15%), however due to: 1) practical absence of electronics noise and 2) lower ENF factor, SiPM performs approximately as good as APD (in the
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40 60 80 100 120 output pulse height (mV)
50
100
1S0
200
250
300
CDC channels
a Figure 6. Comparison of APD (a) and SiPM (b) spectra from reiativistic particles detected by scintillation fiber
sense of signal/noise ratio). 3.2
Plastic scintillator + wavelength shifter (WLS) readout: SiPM vs APD comparison
The plastic scintillator with wavelength shifter (WLS) readout becomes more and more popular because of the necessity to have the readout from a very large number of scintillators (for instance preshower6 or tile calorimeters 7 ). In addition due to the small room available and also the need to perform in high magnetic field the usage of PMT readout is difficult. Therefore the Si based photodetectors (like APD) look more promising. We have carried out the test measurements with plastic scintillator + WLS readout" using SiPM. Fig.7 shows the test results for plastic scintillator 14x14 cm 2 and 4 mm thickness for minimum ionising particles (cosmic muons and electrons from Sr 90 source). For optical readout we used fiber with 1 mm diameter and WLS (A=494 nm) and the length of 1.5 m. The loop of a
We used the scintillation counter + WLS fiber readout produced by V.Semenov (IHEP)
725
= 7000 O6000 5000
150 200 ADC channels
600
800 1000 QDC channels
Figure 7. Comparison of APD (a) and SiPM (b) spectra from relativistic particles detected by plastic scintillator + WLS
WLS fiber was embedded in plastic body, one end of fiber was covered by aluminazed mirror in order to increase the light collection, the other one was connected to SiPM. The results for SiPM readout are compared in Fig.7 with the similar results 6 where the APD was used for scintillation light detection. We can see that despite the lower SiPM photon detection efficiency the MIP detection looks in favour of SiPM (again due to much smaller electronics noise and ENF value). 3.3
TESLA Hadron Tile Calorimeter readout using SiPM
We have studied the possibility of tile scintillator + WLS fiber readout by Si Photomultiplier, considering as an example the Hadron Tile Calorimeter for TESLA experiment 8 .
726
0,80 0,85 0.90 0.95 1.00 Signal efficiency
0,80 0,85 0,90 0,95 1,00 Signal efficiency
0,80 0,85 0,90 0,95 1,00 Signal efficiency
Figure 8. SiPM performance for TESLA HCAL (see text)
The calorimeter has a tower like scintillator tile structure; each tower consist of sci cells: minimum 3 sci tiles in one cell (front side); maximum 7 sci tiles in one cell (back side). Each 5 mm thick tile scintillator is readout by WLS fiber with 1 mm diameter. The TESLA hadron calorimeter required dynamic range of photodetectors is determined by 8 : • minimal signal: MIP (muons, used for calibration purposes), expected number of sci photons: n m j n =60/3tiles=20photons/mm 2 of SiPM • maximal signal: high energy jet, expected number of sci photons is n m a i =3.610 4 /7tiles ~ 5-103 photons/ mm of SiPM To decrease the impact of the SiPM signal saturation (see Fig.3b) and meet
727 Table 1. Photon detection efficiency: blue green - yellow red Gain High voltage Operation in the magnetic field Threshold sensitivity S / N » l Timing /10 ph.e. Dynamic range Complexity
PMT
APD
HPD
SiPM
20% a few % <1% 10 6 -10 7 1-2 kV problematic
50% 60-70% 80% 100-200 100-500 V OK
20% a few % <1% 10 3 20 kV OK
12% 15% 15% 10 6 25 V OK
1 ph.e.
~ 1 0 ph.e.
1 ph.e.
1 ph.e.
~100 ps
a few ns
~100 ps
30 ps
~106 high (vacuum, HV)
large medium (low noise electronics)
large very high (hybrid technology, very HV)
~103/mm2 relatively low
the requirement nmax • e/ra < 0.6 we need the number of SiPM pixels per lmm 2 m > 510 3 -0.15/0.6 ~1200 for photon detection efficiency of e p h=0.15 which is available for the time being. The SiPM modifications with number of pixel up to 2500 m m - 2 are now under production at "Pulsar" enterprise (Moscow). In order to demonstrate the possibility of TESLA hadron calorimeter calibration by MIP we used the experimental data for one tile and superimposed 3, 5, or 7 tiles together. The results of such a superposition which simulate the calorimeter cells responce with 3 and 7 tiles are shown in Fig.8. We can see a very good MIP Signal/Noise ratios (lower part of Fig.8) which look promising for usage of such a cell structure of the calorimeter.
4
Conclusions
As a conclusion we compare in Table 1 the SiPM characteristics and performance with the properties of a standard today photo detectors: vacuum phototubes (PMT), Si avalanche photodiodes (APD), hybrid photodetectors (HPD). As can be seen from the table Si Photomultiplier looks good enough to be complementary to widespread photodetectors.
728
Acknowledgments The authors thank Prof. R.Klanner for his close attention and invaluable support during the SiPM research and developments. This work was supported by International Science and Technology Center grant ISTC 1275-99. References 1. G. Bondarenko et al, NIM A242(2000)187 and references therein 2. F. Zappa et al, Opt. Eng. 35(4) (1996)938, S. Cowa et al, J. Appl. Phys. 35(1996)1956 and references therein 3. A.Karar et a l , NIM A428(1999)413 4. G. Vincent et al, J. Appl. Phys. 50(1979)5984 5. T.Okusawa et al., NIM A459(2001)441 6. C.Cheshkov et al., NIM A440(2000)38 7. HCAL Technical Design Report, CERN/LHCC 97-31, CMS TDR2, 1997 8. Tesla Technical Design Report, v.3,4, DESY 2001-011, March 2001
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Crystal Detectors Organizer: E. Longo E. Longo I. Dafinei N. Belcari T. Frank R. Novotny F. E. Maas
Convener's Report Lead Tungstate Crystals for the CMS Electromagnetic Calorimeter at the LHC Increase in Photon Collection from a YAP:CE Matrix Coupled to Wavelength Shifting Fibres Development of 300 g Scintillating Calorimeters for WIMP Searches Scintillators for Photon Detection at Medium Energies First Experiences with the Mainz Lead Fluoride Calorimeter
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CRYSTAL DETECTORS
E. LONGO La Sapienza University and INFN Rome ITALY E-mail: egidio. longo@romal. infn. it
Convener's report.
1
Introduction
Scintillating crystals are the first class choice for homogeneous calorimeters. They provide excellent energy resolution over a wide range, with high detection efficiency for low energy electrons and photons. For optimal performances, crystals must fulfill some basic requirements as uniformity of the material, mechanical robustness and easy machining. In the last years, to cope with the requirements of new high-energy and high-luminosity experiments, new heavy materials were introduced and optimized. The benefits of these developments are nowadays largely used in a wide range of environments, from medical applications to space experiments. The session reviewed some of these applications: the large scale CMS PWO calorimeter, now in the construction phase (papers presented by I. Dafinei and P.P. Rebecchi); the use of YAP crystals for gamma cameras (paper presented by N. Belcari); the Csl calorimeter designed for the GLAST experiment (paper presented by G. Bogaert); the Mainz Leadfluoride calorimeter (paper presented by F. Maas). R. Novotny presented a comparison of different crystals for medium energy applications. A new kind of crystal application where the scintillation light is used as charge-particle anticoincidence in the search for phonon signals associated with WIMP interaction was presented by T. Frank.
2
High energy and space experiments
CMS Collaboration, which will operate at LHC from year 2005, is building a calorimeter made of 77000 PWO crystals. The goal of CMS experiment is to get the best electromagnetic resolution for energies in the range from GeV to TeV. A fast response is needed to resolve the 25 ns bunch-crossing rate. A fine lateral
731
732
granularity is mandatory to reduce the intense pile-up associated with the unprecedented event rate (109 events/s) expected at LHC. This lead to the choice of PWO, extremely compact, reasonably fast but with poor LY and high refraction index. In the recent years, an enormous effort was put to increase the light signal (without loosing the fast response) and to insure the radiation resistance of the material. The R & D necessary to guarantee the production of PbW04 crystals able to satisfy such challenging constraints was presented in the I. Dafinei's paper. The performance of the pre-production crystal batches (about 6000 barrel crystals) is consistent with the very strict quality parameters defined by the ECAL Collaboration. The procedures of quality control as well as the main characteristics of these crystals are discussed. Recent developments in the PbW04 crystals growth technology may speedup the crystal supplying for the ECAL construction. To study the radiation resistance of the CMS PWO production crystals, a special set-up is under test at GIF, a CERN irradiation facility with a strong Csl37 y source: the set-up allows to monitor both the transmission and the scintillation of the crystals. Different light sources are used: an LED of 440 nm, a Xenon lamp with different wavelengths, an UV laser of 337 nm and electrons from SPS-X5 beam. The goal is to find a relation between the irradiation degradation of the electron (or the UV laser) signal and the degradation of the monitor (LED) signal and to measure the variation of such relation from crystal to crystal. The paper presented by P.P. Rebecchi describes the GIF-ECAL setup and the latest results obtained in 2001. The R&D activity developed for CMS lead to a wide use on PWO crystals in other experiments at high and medium energies (see next paragraph). A CsI(Tl) hodoscopic calorimeter is designed for the Gamma-ray Large Area Space Telescope (GLAST), the next-generation observatory for 20 MeV to 300 GeV gamma rays, to be launched in 2005. The paper presented by G. Bogaert discusses the design and the development of this space-based calorimeter, with special focus on the treatment of the CsI(Tl) crystals, including issues of surface treatment, wrapping or coating for maximal light yield, radiation damage, and PIN diode bonding for robustness against the rigors of launch and of the space environment. 3
Medium energy experiments
Clean and efficient photon detection in the energy regime below 1 GeV requires fast and compact inorganic scintillators. A comparative study of large BaF2, CeF3 and PbW04 crystals, performed within the TAPS physics program, has been presented by R. Novotny. The response have been investigated using
733
monoenergetic photons up to 850 MeV energy provided by the tagged photon facility at MAMI, Mainz. For CeF3 and PbW04, respectively, excellent resolutions have been obtained, and are comp ared to the performance of the BaF2-calorimeter TAPS. In addition, proton beams between 85 MeV and 2 GeV have been used recently, to detrermine the quenching factors of the scintillation light of CeF3 and PbW04. The applicability in hadronic and photonuclear reaction studies and the individual advantages of the three investigated scintillator materials are discussed. The concept of the Photon Ball, proposed as an upgrade of the ANKE magnetic spectrometer at COSY is also illustrated. The use of PbW04 will allow installing a very compact photon detector with high granularity read-out with fast fine-mesh photomultiplier tubes to allow high count-rate capabilities even in a high magnetic strayfield. The paper presented by F. Maas illustrates the first use of Lead Fluoride as a pure Cherenkov radiator, providing a fast (20ns) crystal calorimeter with good energy resolution (3.2% at 1 GeV). The performance concerning radiation damage, calibration and energy resolution for the first 511 channels is presented. 4
Medical applications
C.W.E. van Eijk presented a review on the use of scintillating crystals for medical applications in the parallel session on Radiotherapy and Medical Imaging. The paper presented by N. Belcari investigates the possibility to readout a matrix of scintillator crystals, with more than 400 pixels, by means of wavelength shifting (WLS) fibers. The small light yield leads to a low signal/noise ratio, especially for events with small energy deposition. To increase the collection of photons produced in a YAP:Ce matrix the possibility of shaping the surface of each finger crystal was investigated and the results of the Monte Carlo simulations for the proposed coupling geometry is presented. The surface can be shaped by a "V" cut on both sides of the crystal. An alternative solution easier to be implemented is represented by a "half pipe" cut. This solution permits a simpler coupling with a standard 2 mm diameter round WLS fiber. A test 5 x 5 "half pipe" crystal matrix has been produced by Crytur. Some preliminary measurements of the performance of the proposed system are also presented.
5
Crystals for WIMP searches
The sensitivity for WIMP search via the detection of the phonons produced by the nuclear recoil can be highly improved by the ability to discriminate the gamma
734
and beta backgrounds. The paper presented by T. Frank reports on the project of CRESST phase II to achieve this discrimination by means of simultaneous measurement of phonons and scintillation light. A 300 g detector module consisting of two separate calorimeters fitted with tungsten phase transition thermometers was developed. A 300 g CaW04 crystal serves as the target material. A thermometer on the CaW04 crystal detects phonons. A second smaller detector in close proximity detects the scintillation light. Measurements with this setup are presented.
LEAD TUNGSTATE CRYSTALS FOR THE CMS ELECTROMAGNETIC CALORIMETER AT THE LHC IOAN DAFINEI (on behalf of CMS ECAL Collaboration) INFNSezione di Roma, P-leA.Moro 2, 00185-Roma, Italy E-mail:
[email protected]
With its over 80,000 scintillating lead tungstate PbW0 4 (PWO) crystals the CMS electromagnetic calorimeter (ECAL) will be the largest one ever constructed. It was designed to work in the demanding LHC environment and give a resolution of 0.5% for photon energies above 50 GeV/c. An important R & D effort was necessary in order to guarantee the production of PWO crystals able to satisfy such challenging constraints. The performance of the pre-production crystal batches (about 6000 barrel crystals) is consistent with the very strict quality parameters defined by the ECAL Collaboration. The meaning of quality controls as well as the main characteristics of these crystals are discussed. More, recent developments in the PWO crystal growth technology may speedup the crystal supplying for the ECAL construction.
1
Introduction
The operating conditions of the LHC (1034 c m ' V luminosity and 24.95 ns bunch separation) and costs limitations imposed for the construction of the CMS electromagnetic calorimeter the choice of a radiation hard, fast and high density scintillator1. Following an important R&D effort2 the lead tungstate was retained to be the best candidate for the ECAL construction. A dedicated R&D activity had to be continued up to 1998 and was followed by a pre-production phase aimed at tuning the large scale production PWO parameters to the ECAL-CMS constraints. All this was necessary because PWO is a very special scintillator. The co-existence of several scintillation centres allows for a tuning of the emission peak and decay time which is an advantage for the one who is looking for new applications of PWO scintillators. It is instead a drawback for who wants to freeze these properties once the application was chosen. More, the quenched character of PWO luminescence at room temperature results in a poor light yield (LY) with a relatively high temperature coefficient which add supplementary complications to the definition and further check of PWO scintillator qualification parameters.
2
PWO crystals for the Electromagnetic Calorimetry
Besides the CMS ECAL construction, PWO massive use is foreseen for ALICE experiment at LHC, for ANKE spectrometer at COSY (KFA Julich) and for ZEUS
735
736 experiment at the electron(positron)/proton collider HERA (see respective articles in present proceedings). This PWO success is mainly due to its high density (8.26 g/cm3) and high atomic number which turns into a small radiation length (0.89 cm) and small Moliere radius (2.2 cm). For high energy applications the relatively low LY (2% of its forerunner, the BGO) is balanced by the use of APDs (AvalanchePhotoDiodes) available now at industrial scale. The emission spectrum of PWO consists of two components, the blue one peaking around 420 nm ascribed to the regular lattice centre (W04)2" and the green one peaking around 480 to 520 nm ascribed to different defects depending on the nature and history of the samples3. The blue component is fast (15 ns) while the green emission components may be slow, of the order of 102 ns and more. PWO crystal is intrinsically radiation hard and it was further improved by stoichiometry tunning4, thermal treatments5 and doping with trivalent6'7 and/or pentavalent2,4 elements.
F^Ss^r**
t~n~~nf* asm
(!>.C./M«V)
1
^« 20 ao «« se M CEi!H(%)
2
i k ~ s ' ' ' 'ii "~t~~4s SERNi%tam|
Figure 1. Correlation between qualification parameters as measured in two Regional Centres by different ACCOS machines. The gray markedregionsdefine the acceptance limits for each parameter.
At the end of the R&D phase, three domains for the specifications defining the acceptance tests to be performed on PWO crystals were considered: geometry, optical properties and radiation tolerance. For each of these domains one or several qualification parameters were defined and based on ECAL performance goals and working conditions, acceptance conditions were fixed. Automatic crystal control systems (ACCOS) were built in ECAL Regional Centres (INFN Rome, Italy and CERN Geneva, Switzerland) able to give complete information on dimensions, transparency and LY characteristics of the 34 types of ECAL standard geometry PWO crystals8,9. Given the differences in construction and measuring principle between the two ACCOS machines (only dimensions are measured with similar subunits), several hundreds of crystals were measured in both RC in order to fix the
737
inter-calibration between the two crystal control systems. Fig. 1 gives the correlation between qualification parameters as measured in the two Regional Centres. At the end of the pre-production phase, the acceptance conditions were updated taking into account the properties of the PWO crystals produced at industrial scale and the inter-calibration errors. 3
Preproduction crystal properties
Starting with 1998 till 2000 during the pre-production phase were produced more than 6000 PWO crystals of standard ECAL-CMS characteristics at Bogoroditsk Techno-Chemical Plant (BTCP) in Russia and several hundreds at Shanghai Institute of Ceramics (SIC) in China. Grown by Czochralski method, PWO crystals produced at BTCP constantly improved both in quality and uniformity of their properties. Fig. 2 gives the trend in the quality of the pre-production crystals at BTCP. The improvement of the longitudinal transmission at 420 nm is to be noticed (fig. 2a). The relative decrease of the LY values is due to the modification of the mechanical processing of lateral surfaces aimed at improving the LY uniformity along the PWO scintillator (fig. 2b).
40
50
60
70 80 LT@420nm (•/)
6
7
8
9
10 11 12 13 14 LY@8X0 (p.eJMeV)
Figure 2. General trend in the quality of pre-production crystals at BTCP.
Crystals produced at SIC are grown by Bridgman method. The dimension requirements as well as transparency, scintillation decay and LY characteristics are well satisfied by SIC pre-production crystals (fig. 3). Nevertheless there are still large variations among SIC made crystals as for their behavior under irradiation conditions, more than 50% of them showing a LY increase with irradiation at LHC dose rates . They are also sensitive to small temperature changes, thus still unsatisfactory from the point of view of stability.
738 Points Mean StdDev
60
70 80 LT@420nm (%)
100 12.7 0.7
14 16 12 10 LY@8XQ (p.e./MeV)
Figure 3. China made PWO crystals. Distribution of LT@420nm and LY@8X0. Note the relatively large values of the LY partially due to the fact that China made crystals have all lateral faces optically polished.
Measurements performed on ACCOS were acompanied by accurate beam tests in order to assess the performance of PWO crystals in true to life exploitation conditions11, n. The measured light yield values, the excellent energy resolution found in sub-matrices of 9 crystals, the values of intrinsic and correlated noise, the agreement between simulation and measured data for the reconstructed energy as well as the results of dedicated radiation hardness test13 are as many arguments for the choice of PWO crystals and the soundness of the ECAL project. 4
Recent developments in PWO crystal growth technology
56000 crystals for barrel and 16000 crystal for endcaps are still to be produced till the end of 2004. This is an important challenge rising huge technological problems for the PWO crystals producers. Using the experience reached in large diameter crystal growth for endcap (44 mm as grown ingots) the BTCP recently succeeded the growth of PWO ingots of 65 mm in diameter from which two barrel crystals may be obtained. The 65 mm diameter ingots are grown with modified furnaces and crystal holders in the same pulling machines which thus almost double their productivity14. Careful test were performed on 65 mm dimeter PWO crystals aimed at verifying the radial and axial uniformity of their properties, mainly scintillation characteristics and radiation hardness. As for the radial uniformity, a rise of the order of 5% in the induced absorption coefficient is noticed from the rim to the axis at the bottom side of as grown ingots while a rise of tipically 10% is measured at the top (seed) side. The larger nonuniformity (typically 20% rising from top to bottom) measured in axial direction may be compensated by optimal crystal cut and further improved by a better control of the raw material quality, crucible loading and growth conditions. Anyway the measured values of typically 0.3m"1 for the induced absorption coefficient at 420nm (U420) are well below the acceptance limit imposed by the ECAL-CMS specifications (u42o<1.5m"1 at saturation dose). More, recently made15 ACCOS measurements performed on a batch of 300 PWO barrel
739 crystals showed that the characteristics of the crystals produced with the new technology (13.3% of the batch) are statistically speaking the same as those of crystals produced with the old technology. 5
Conclusions
Given the CMS goals, LHC working conditions and budget constraints, PWO crystal was the best choice among other possible candidates for the construction of the ECAL. The R&D activity aimed at tuning PWO properties to the ECAL-CMS constraints was doubled by a technological effort in order to create the means to qualify PWO crystals in industrial quantities. The performance of the preproduction crystal batches (over 6000 barrel crystals) is consistent with the very strict quality parameters defined by the ECAL Collaboration. The production of PWO crystals with uniform optical properties at industrial scale is attainable. More, PWO growth technology for ingots up to 65mm in diameter is now well under control. Further increase of the diameter and application of this technology to endcap crystals, are feasible. References 1. The Electromagnetic Calorimeter Technical Design Report CERN/LHCC 9733,CMSTDR4, 15 Dec. 1997 2. P. Lecoq et al., Nucl. Instr. and Meth. in Phys. Res. A 365 (1995) 291-298 3. M. Nikl, phys.stat.sol. (a) 178, 595 (2000) 4. A. Annenkov et al., phys.stat.sol. (a) 170, 47 (1998) 5. Z.W. Yin et al., SCINT97, Proc. of the Int. Conf. on Inorganic Scintillators and their Applications, Shanghai, P.R. China, Sept. 22-25, 1997, pag. 191 6. S. Baccaro et al., phys.stat.sol. (a) 160, R5 (1997) 7. M. Kobayashi et al., Nucl. Instr. and Meth. in Phys. Res. A 434 (1999) 412 8. S. Baccaro et al., NIM, A 459 (2001) 278-284 9. G. Drobychev et al, CMS Note 1997/036, May 5, 1997 10. The CMS ECAL crystals evaluation group, CMS IN 2001/048, Oct. 11th, 2001 11. P. Depasse et al., CMS NOTE 2000/009, 01 February 2000 12. M. Apollonio et al., CMS IN 2001/031 13. G. Davies et al., CMS Note 2000/020, February 23 rd , 2000 14. V. Ligoun et al., "A large diameter PWO crystals..." presented at SCINT2001, 6* Int. Conf. Conf. on Inorganic Scintillators and their use in Scientific and Industrial Applications, Chamonix, France Sept. 16-21, 2001 15. E. Auffray, "Status of the PWO crystal production from Russia ... ", ibid.
I N C R E A S E IN P H O T O N COLLECTION F R O M A YAP:CE M A T R I X C O U P L E D TO WAVELENGTH SHIFTING F I B R E S N. BELCARI, A. DEL GUERRA, A. VAIANO Department of Physics, University of Pisa and INFN Sezione di Pisa, Piazza Torricelli, 2 - 56100 Pisa, Italy E-mail: [email protected] C. DAMIANI, G. DI DOMENICO, G. ZAVATTINI Department of Physics, University of Ferrara and INFN Sezione di Ferrara, Via del Paradiso, 12 - 44100 Ferrara, Italy Crystal matrices are often used in applications where high spatial resolution in the determination of the photon interaction point is necessary. Recent studies have demonstrated the possibility to readout matrices with a large number of crystals by means of WLS fibres coupled to multi-pixel HPD. Latest advances in this method are presented together with a Monte Carlo study for a new shape of finger crystals that could increase the light collection.
1
Introduction
In Positron Emission Tomography applications the use of WLS fibres coupled to Position Sensitive PhotoMultiplier Tubes (PSPMT) for the readout of scintillating crystal matrices seems particularly interesting. First of all this method permits the readout of a large number of independent crystals or large area scintillators with a limited number of channels. Moreover the separation of the radiation sensitive block from the readout part of the system could allow the gamma detection also in presence of a magnetic field: this could represent an important advantage for the design of integrated PET-Magnetic Resonance Imaging scanners. Another important fact is represented by the possibility of determining all three coordinates of interaction point inside the crystal and, in particular the coordinate Z, the so called "depth of interaction" , by comparing the quantity of light collected on opposite sides of the matrix. Solutions using WLS fibres were already proposed in literature 1 ' 2 ' 3 but none of these are actually used in a complete PET system. The main problem in using WLS fibres is the low light yield that can be achieved at the end of the fibre. In the following section a new prototipe of detector head based on this technology is presented together with Monte Carlo simulations and experimental measurements about the light yield of the system. In the last section a new crystal design is proposed in order to increase the light extraction from
740
741 X Fibres
Figure 1. Two possible usage of WLS fibres for the readout of a scintillator matrix.
the matrix: a set of Monte Carlo simulations is presented. 2
Materials and Methods
At the University of Ferrara (Italy) there has been built a high resolution integrated PET-SPECT scanner (called YAP-(S)PET) dedicated to small animal study 4,8 . At present the YAP-(S)PET scanner is made up of four modules: each one is composed of 20x20 YAlC^Ce (Yttrium Aluminum Perovskite activated by Cerium or YAP:Ce) 6 finger crystals (2x2x30 mm 3 ) glued together with each element being optically isolated from the adjacent one by a 5 pm insulating layer. The matrix is directly coupled to a 3" position sensitive photomultiplier by Hamamatsu (mod. R2486-06). The efficiency of each detector head for 511 keV 7-rays with an energy threshold of 50 keV is 68% 4 . For the next generation of detectors head for this scanner we are considering the use of a YAP:Ce matrix read by WLS fibres. A set of parallel square section WLS fibres (2 mm side) will be coupled to one side of the matrix for reading the X coordinate (each fibre coupled to one row) while another set, orthogonal to the first one, is coupled to the other side for reading the Y coordinate (figure 1). The fibres will be read by two 61 pixels HPD (one for the X and one for the Y fibres). In this configuration a determination of the depth of interaction is possible. In fact, due to the attenuation process within the YAP:Ce, the difference in the light collected on each side of the matrix by the X and Y fibres is correlated to the Z coordinate of the point of scintillation. Thus, Z could be calculated by the formula: Z = (SX - SY)/(SX + SY) where SX(Y) represent the total light collected by the X (or Y) fibres. This method is feasible only if there is enough light. Recent studies 9,10 have demostrated the feasibility of this type of detector
742 Table 1. Properties of YAP:Ce and WLS fibres used in the Monte Carlo simulation.
YAP:Ce crystal Dimensions Light yield Attenuation Length (511 keV) Peak emission wavelength Refractive index Self-absorption Attenuation Length
2 x 2x 30 mm 3 UOOO^/MeV 2.7 cm 370 nm 1.95 6.0 cm
SCSF-78 WLS fibres Dimensions Peak Absorption/Emission wavelength Refractive index (core/cladding)
2 x 2x 150 mm 3 350 nm / 440 nm 1.59 / 1.49
head. Preliminary position measurement studies were performed together with a complete set of Monte Carlo simulation reproducing the light transport from the scintillation point, in the YAP:Ce crystal, to the HPD photocatode, via SCSF-78 WLS fibres8. Table 1 shows the physical properties of those materials. The results of the simulation are reported in table 2. From this simulation the mean number of photo-electrons (p.e.) one could expect on the HPD anode is about 14 for a photopeak (511 keV) event. Due to the small photoelectric efficiency of the YAP (4% at 511 keV) most of the events will give a smaller (Compton) signal. To confirm this estimation, experimental measurements of the photoelectron yield were done 9 . We used a YAP:Ce matrix, with crystals of the same dimensions as used in the simulation, and square section SCSF-78 fibers coupled to a single pixel HPD. From those measurements we found a signal of about 10 p.e. for 511 keV events (using a 22 Na source) and 2.5 p.e. for 122 keV events ( 57 Co source). The discrepancy with the expected signal (about 40%) could be attributed to imperfection in the setup and to the difficulty in simulating all of the effects in the light trasport. 3
A more efficient solution: Monte Carlo simulation
The low light yield of the proposed system would cause a sensible reduction of the detector efficiency (with respect to using a PMT directly coupled to the matrix), expecially for coincidence acquisition. Using a 2 2 Na (511 keV) we found, in the HPD spectrum, a fraction of zero p.e. counts (reduction
743 Table 2. Results of the Monte Carlo simulation on the light yield of the system.
Trasmission factor Light escaping from one crystal end (reflection + attenuation) YAP-air interface (Presnel relation) Air-fibre interface (Presnel relation) YAP emission-fibre absorption overlapping Fibre quantum efficiency Light escaping from one fibre end" (geometry + attenuation) HPD quantum efficiency
Light trasmitted 5.7% 90% 96% 84% 80% 17.3%+12.1% 18%
of detection efficiency e) of about 13%. In our system, this corresponds to a reduction in coincidence efficiency (oc e 2 ) of about 35%. To reduce this problem we propose to improve the fiber-YAP matrix coupling so as to increase the very low light fraction (5.7%, see table 2) that crosses the crystal-fibre interface. The proposed solution consists in shaping the surface by means of a double cut on both sides of the crystal as shown in figure 2 (left). In this way, due to the increased "useful" solid angle, a larger fraction of the light rays emitted at a given point of the scintillator exits from the crystal, thus leading to a better light extraction. A Monte Carlo simulation was performed to find the best cutting angle. The results of this calculation are reported in figure 2 (right) where the fraction of light exiting from the crystal is reported versus the cutting angle. We suppose a uniform scintillation within the crystal. For the self-absorption we consider a 6 cm attenuation length 7 ; this value takes care of total reflection on the lateral side of the crystal only. For this reason the light that is transported by the lateral reflective layer, for which the simulation is difficult to be done, is considered separately. The simulation indicates a =45° as the best cutting angle. The fraction of light extracted with a 45° cut is 9.5% (8.2% due to total reflection (TR) and 1.3% due to reflective layer (RL)), instead of 5.4%, with a net increase of 76%. However, this solution is expensive and the crystal production with this geometry is very difficult; for this reason we have studied an alternative solution easier to be implemented: we propose to shape the surface of the crystal like an "The first value corresponds to the light directly trapped inside the fibre and directed to the fiber end. The second value is an additional 70% of light due to the reflection on the fiber alluminized end.
744
"half-pipe" instead of a "V". This solution has been simulated: in this case we expect to extract 8.2% of the light, but considering a more realistic exponential (A6 = 2.7 cm) distribution of scintillation events (instead of uniform) we obtain a value of 9.3% (7.7% of TR, 1.6% of RL) to be compared with 5.7% (net increase of 63%) from the flat surface (obtained in the same conditions). In this case one can expect to get c 23 p.e. (instead of 14) for a 511 keV photopeak event. This net increase could help in reducing the efficiency loss due to the low light yield. For example for the 122 keV source we found 10% of zero p.e. counts'*, which reduce e2 to 33%. With the increase in the light yield we can get with our method, we could expect a mean number of 4.1 p.e. for a 122 keV source, corresponding to £ 2 =44% e , very close to the coincidence detection efficiency using PMTs. Further simulations were performed to evaluate the possibility of using optical grease (n = 1.50) for the YAP-fibre coupling in the "half-pipe" geometry: the percentage of the light emerging from the crystal, (and entering the fibre) is increased to 20.5%, but, on the other hand, the transmission efficiency of the fibre, when it is sorrounded by grease, is only 3.1% (5.3% using a double cladding fibre), instead of 18.5% (see table 2). Combining these two factors it is clear that the use of optical grease reduces the overall photoelectron yield and then it is not useful.
4
Conclusion and future work
The use of "exotic" cuts of the surface of a finger crystal can increase the photon collection from a crystal matrix, thus improving the detection efficiency of a WLS-based readout system. In particular the "half-pipe" cut seems to represent the best compromise between costs, efficiency and feasibility. However, experimental measurements on the photoelectron yield of the "half-pipe" shaped crystal coupled to round (2 mm diameter) WLS fibres and to a HPD, are needed to evaluate the performance of the proposed system.
b
X is defined by the formula P(x) = e~x/x where P(x) is the probability for a photons to penetrate x cm in the crystal. c See table 2 for comparison; for sake of semplicity we suppose the transport properties for the round fibres to be the same as those for the square fibres. d I n principle with a mean 2.5 p.e. (considering a Poisson distribution) one could expect 8.2% of zero p.e.; the difference could be due to the Compton fraction for a 122 keV interaction that produces a non-poisson distribution. e T h i s value has been obtained under ideal condition of pure Poisson distribution
745
Figure 2. Left: the shape of one YAP:Ce crystal, the angle a characterizes different cats. Note that opposite sides are cut along orthogonal direction so as to allow the X-Y readout. Eight: results of the Monte Carlo simulation.
References 1. W. Worstell, O. Johnson, H. Kudrolli and V. Zavarzin, IEEE Trans. Nucl. Set. 45, 2993-2999 (1998). 2. M.B. Williams, R.M. Sealock, S. Majewski and A.G. Weisenberg, IEEE Tram. Nucl. Sci. 45,195-205 (1998). 3. D.J. Herbert, L-J. Meng, M. Dallimore and D. Ramsden, IEEE Medical Imaging Conference Record, Seattle, 4-11 October 1999, ISBN CD-ROM 0-7803-5699-3 M7-116. 4. A. Del Guerra, G. Di Domenico, M. Scandola and G. Zavattini, Nucl. Instrum. Methods A 409, 537-541 (1998). 5. A. Del Guerra et al, IEEE Trans. Nucl. Sci. 47, 1537-1540 (2000). 6. A. Del Guerra et al, IEEE Trans. Nucl. Sci. 43, 1958-1962 (1996). 7. A. Del Guerra, F. de Notaristefani, G. Di Domenico, R. Pan! and G. Zavattini, IEEE Trans. Nucl. Sci. 44, 2415-2418 (1997) 8. Kuraray Co., Ltd., 8F, Maruzen Building, 3-10, 2-Chrome, Nihonbashi, Chuo.ku, Tokyo, 103-0027, Japan, http://www.kuraray.co.jp 9. N. Belcari et al, Nucl. Instrum. Methods A 461, 413-415 (2001). 10. C. Damiani, Experimental Developments in Dedicated Scanners for Positron Emission Tomography, Ph.D. thesis, University of Ferrara, Med. Phys., 28, 2183, (2001).
D E V E L O P M E N T OF 300 G SCINTILLATING CALORIMETERS FOR W I M P SEARCHES T.FRANK, M.BRUCKMAYER, C.COZZINI, RDISTEFANO, D.HAUFF, F. PROBST AND W. SEIDEL Max-Planck-Institut fur Physik, Fohringer Ring 6, 80805 Munchen, Germany G. ANGLOHER University of Oxford, Physics Department, Oxford 0X1 3RH, U.K. J. SCHMIDT Institute for Solar Energy Research Hameln/Emmerthal 31860 Emmerthal, Germany
(ISFH), Am Ohrberg 1,
The sensitivity for WIMP detection can be improved by an ability to efficiently discriminate the 7 and /3 backgrounds from the nuclear recoil signals. The CRESST phase II detectors will achieve this discrimination by means of simultaneous measurement of phonons and scintillation light. We report on the development of a 300 g detector module consisting of two separate calorimeters fitted with tungsten phase transition thermometers. A 300 g CaWC>4 crystal serves as the target material in which a recoiling WIMP creates both phonons and scintillation light. Phonons are detected by a thermometer on the CaWC>4 crystal. A second smaller detector in close proximity detects the scintillation light. Measurements with this setup will be presented.
The first phase of CRESST using sapphire detectors has reached a low radioactive background dominated by photons and electrons *. This limits the sensitivity for a possible WIMP signal. Further improvement requires the ability to distinguish between electron recoils caused by the main background and nuclear recoils induced by neutrons and WIMPS. For semiconducting calorimeters this can be done by simultaneously measuring phonons and charge 2 ' 3 . These detectors set the best limits at present. The CRESST group is using a different approach with scintillation light and phonons. The sapphire crystals of the first phase of CRESST are replaced by a scintillating crystal (e.g. C a W 0 4 , P b W 0 4 , BaF, BGO). The phonon signal is read out with a superconducting phase transition thermometer 4 . The emitted scintillation light is detected by a very sensitive secondary calorimeter of the same type. Both detectors are housed in a light reflector to minimise light losses. The wide choice of target materials for this technique is especially useful to verify a possible positive WIMP signal. Another important advantage is
746
747
that this concept does not suffer from surface effects. This was checked with a 90 Sr 0 source and a 6g proof-of-principle detector 5 . For the planned second phase of CRESST, 33 modules each with a 300 g CaWCU as absorber will be run in the setup in the Gran Sasso laboratory. The light detector threshold determines down to which energy a rejection of background is possible. So the crucial point when scaling up the detectors from a 6g proof-of-principle to a 300g module is the light collection. The scintillation light is only 1 - 2 % (for 7s and /?s) of the total energy deposited in CaWC>4. In order to be able to detect light from low energetic interactions (< lOkeV -»• 100eV light -»30 photons) in the absorber one has to efficently collect the photons. The ratio of light detector surface (1 cm 2 - 9 cm 2 ) to inner surface of the light reflector (wl20cm 2 ) means an average photon has to be reflected 15 - 100 times before it hits the light detector. This and the small number of photons require a high overall reflectance of the light reflector of well above 95%. The holder for the absorber crystal ($ 40 mm x 40 mm) consists of two copper rings and three copper rods (Figure 1). Inside this structure a layer of highly reflective polymeric foil 6 serves as a light reflector (not shown in Fig. 1). Six teflon ramps hold the crystal in place. On the one flat end of the crystal opposite to the light detector a superconducting phase transition thermometer similar to the ones used on the AI2O3 crystals 4 is stuctured. The light detector is a 0.4 mm thick substrate held at its corners by four thin teflon sheets. Each thermometer is heat sunk by a gold wire bonded to a gold pad on the detector and to the copper holder. The sizes of the light detectors we have tested vary from 10x10 mm 2 to 30x30 mm 2 and silicon and sapphire substrates have been used. Both endcaps of the holder are covered with reflective foil to fully enclose the setup in the light reflector. Figure 1. Detector holder
With a teflon reflector we have reached 97% reflectance (calculated from
748
the data assuming 75% absorption of the light detector). However the large amount of teflon needed lead to problems during cooling and operating the detectors. This makes the use of teflon reflectors difficult for a large setup with 30+ modules. A special sintered teflon which would allow a thinner reflector did not fulfill the radiopurity requirements. Therefore a special polymeric multilayer foil 6 is being used. At room temperatures it has a reflectivity of > 98% for wavelenghts from 400 to 1000 nm. The second crucial point is the absorption of the photons in the light detector. To increase absorption the effective absorbing area (exposed surface of detector x absorption) has to be maximised. The required light detector sensitivity, and practical reasons from the holder design limit the size of the light detector to <10cm 2 . The absorption can be tuned by using different materials and surface coatings. As absorbers silicon and sapphire substrates of a thickness of 0.4 mm have been used. The sapphire slides received a sputtered silicon layer on the backside as light absorber. Other coatings are under investigation. The silicon substrates are either used as is or with a special surface treatment to reduce reflectivity 7 . The thermometers on the light detector are tungsten films with typical sizes of 2x3mm 2 , thicknesses of 2 kA and transition temperatures of « 15mK. The detectors were tested with 6keV x-rays from an 55 Fe source impinging on the backside of the substrates. Two spots ($ RJ 1.5 mm) were illuminated with x-rays, one in the center, the other close to the edge of the substrate. The resolution for the hole further from the center was 200 eV for the sapphire detector, and 300 eV for the silicon detector. The second hole gave a similar resolution but was shifted by 500 eV (700 eV for silicon) towards higher energies. The observed spatial dependence is due to loss processes in the thin substrates and leads to rather broad 6keV peaks. The 300 g CaWC>4 crystals are equipped with tungsten thermometers with areas of 15 - 70 mm 2 . The transition temperatures of films directly evaporated onto the crystal are typically around 40mK. Despite the high temperature a threshold of lOkeV was obtained. A diffusion barrier evaporated onto the surface of the CaWC>4 prior to the W film lowered the temperature to 15 mK. An improvement of the threshold is expected by this development. The complete setup was measured with a 55 Fe source shining on the backside of the light detector to allow a calibration of the absorbed scintillation light energy. The scintillating crystal was irradiated with 5.5MeV a s from 241 Am and 1.17 & 1.33 MeV 7 s from 60 Co. The results are compiled in table 1. The maximum fraction of the deposited energy that was measured in the light channel is 1.2%. This was achieved with a small CaWC>4 crystal and a teflon reflector (setup I in table
749 setup I II 1 2 3 4 5 6 7
reflector Al-mirrors teflon teflon teflon teflon&foil foil bilayer foil bilayer foil bilayer foil bilayer
light detector sapphire sapphire sapphire sapphire sapphire sapphire silicon silicon 20x20 silicon
[mm2] 20x10 13x10 13x10 20x10 20 x 10 20x20 20x20 etched 30x30
detected light 0.8% 1.2% 0.33% 0.52% 0.68% 0.5% 0.55% 0.7% 1.3%
Table 1. 1,11 measured with 6 g CaWC>4, the rest with two different 300 g C a W 0 4 , detected light is the fraction of the total energy deposited in the CaWC>4 that is detected in the light detector
1). Setups 1 - 7 compare results from 300 g CaW04 crystals with different types of reflectors and light detector sizes. A combination of reflective foil inside a teflon reflector showed the highest reflectivity. But a bilayer of two different reflective foils without teflon can reach a comparable result. In setup n° 5 a plain silicon light detector was used. It has a slightly higher light absorption than sapphire detectors, but a worse energy resolution. This might be due to a stronger spatial dependendence of the detetector response. A special etching of the surface to reduce the reflectivity is was used in setup 6. With a 900 mm 2 silicon light detector the detected amount of scintillation light is higher than in the proof-of-principle detector. A typical 60 Co spectrum measured in a 300 g setup with a sapphire light detector is shown in figure 2. The line widths are a combination of intrinsic resolution of the detector, photon statistics and spatial dependence of the light collection. The measured resolution indicates a slight spatial dependence of the light collection, which might be lowered by a further improvement of the reflector setup. At lower energies the width will be dominated by the contribution from the photon statistics. The best threshold obtained (in a 300 g setup) was Rs50eV on a silicon light detector. This corresponds to a threshold of f»17keV for the complete module. The threshold of the detectors has been estimated by taking ho of the baseline noise. Above ground this is a rather conservative estimation because of the very high rate at low energies. We showed that it is possible to exceed the 0.8% of detected light of the 6g proof-of-principle setup with a 300 g module. With this a threshold of lOkeV for the complete module is feasible. As soon as the setup at Gran
750 Figure 2. Typical 6 0 C o (1.17 & 1.33 MeV) scintillation light spectrum measured with a sapphire light detector
60
Co spectrum
Pulse height a.u.
Sasso is available again a prototype module will be tested under low background conditions. New thermometer layouts for the light detector are under investigation. Thereby a further decrease of the threshold in the light detector is expected. Acknowledgment s This work was supported by the DFG SFB 375 "Particle Astrophysics", the EU Network "Cryogenic Detectors" (contract ERBFMRXCT980167), and the Marie Curie Fellowship. References 1. M. Altmann et al, Inter. Symposium on Lepton and Photon Interactions at High Energies, (2001). 2. T.Shutt et al, Phys. Rev. Lett. 69, 3425 (1992). 3. L.Berg et al, Nucl. Phys. B Proc. Suppl. 70, 69 (1999). 4. M.Sisti, O.Meier et al, Nucl. Instr. Meth. A 466, (2001). (http://wwwvms.mppmu.mpg.de/cresst/NIM2000.zip) 5. P.Meunier et al, Appl. Phys. Lett. 75, 1335 (1999). 6. M.F.Weber et al, SCIENCE 287, 2451-2456 (2000). 7. D.L. King et al, Proc. 22nd IEEE Photovoltaic Specialists Conference, 303-308 (1991).
SCINTILLATORS FOR P H O T O N D E T E C T I O N AT M E D I U M ENERGIES R.NOVOTNY 2nd Physics Institute,
University Giessen, Heinrich-Buff-Ring Giessen, Germany E-mail: [email protected]
16, D-35392
In a comparative study the performance of sub-arrays consisting of large CeF3 and PbW04 crystals has been investigated with high energy photons below lGeV. Energy and time resolutions are determined and compared to the corresponding values for BaF2 based on the experience of operating the electromagnetic calorimeter TAPS. Since clean photon detection relies on the discrimination and identification of charged and neutral particles, the response to hadrons including time-of-flight and pulse-shape techniques are discussed in detail.
1
Introduction
Electromagnetic calorimetry at medium energies is meant to detect single photons or to reconstruct neutral mesons via their photon decay channels. Therefore, photons of energies below 1-2 GeV but also down to a few tenths of MeV have to be detected with sufficient efficiency and resolution and to be selected in an environment of high neutral and charged particle multiplicity. In the case of multi-photon events, a large solid angle close to 47r has to be covered. Therefore, dense and fast scintillators with sufficient luminescence yield have to be used to design compact high-resolution spectrometers with multihit identification and applicability up to very high count rates. In addition, neutral and charged particles have to be efficiently discriminated or even identified with good resolution for complete reconstruction of the reaction channels. Time-of-flight technique and/or the pulse-shape sensitivity have to be applicable. The photon and particle response of the fast scintillator materials BaF 2 , CeF 3 and PbWC>4 (PWO) are compared based on many tests and physics experiments. 2
T h e experiments
The presented experimental results are based on the experience of developing and operating the BaF2-calorimeter TAPS over many years 1 . In addition, quasi-monochromatic photons, provided by the Glasgow-Mainz tagging facility2 at the electron accelerator MAMI (Mainz, Germany) have been used
751
752
to measure the photon response of the selected scintillator materials with high precision. The energy width per tagging channel varies between 1.2 and 2.3 MeV, respectively. Additional information on the particle response of CeF3 and PWO has been gathered recently in dedicated tests with protons of 85MeV and up to 1.2GeV kinetic energy at AGOR (KVI Groningen, The Netherlands) and COSY (Jiilich, Germany), respectively, which are described in 3 in greater detail. neutral events 600
L (no veto signal)
I charged events
p
(veto signal)
total light output Figure 1. Scatter plot of the fast scintillation component versus the total light output of a BaF2-detector. The correlation pattern is shown for neutral and charged events.
3 3.1
Comparison of the investigated scintillators BaF2
The experimental results are based on almost 600 TAPS 1 detector components consisting of 250 mm long (12X0) hexagonally shaped BaF2-crystals (diameter of inscribed circle: 59mm). The last 25 mm of the crystal are machined cylindrically in diameter (52mm) to allow optimum mounting of the magnetic shielding. The read-out of the scintillation light with photomultipliers (Hamamatsu R2059-01) foresees integration gates for the total as well as
753
the fast component, to perform pulse-shape analysis, and the generation of a fast timing signal. In spite of the large size of the crystals, typical energy resolutions of cr/E=4.9% (15.1%) of the total and fast component, respectively, can be achieved for 662keV photons of a 13T Cs source at room temperature. The reconstruction of the electromagnetic shower due to tagged photons up to 800MeV4 shows an excellent resolution of a/E=0.59%/E 7 1 / 2 +1.9% (E 7 given in GeV) and cr/E=(5.79%/E 7 1 / 2 +1.8% for the fast component only (see Figure 4). The value at IGeV of cr/E=2.5% is comparable to high resolution 4?r-calorimeters such as CleoII, Crystal Ball or Crystal Barrel used in High Energy Physics. Even for lOGeV electrons a resolution of cr/E=5.1% has been achieved in spite of the insufficient crystal depth. ,-,588 £450
153 188
SB
189
156
M
250
30fl
-550
4M» 4Sil 5 M E-totel IMsV]
Figure 2. Pulse-shape correlation of a 15mm plastic-BaFz phoswich detector identifying reaction products from the collision 2AGeV Ca+Ca.
The shape of the BaF2-signal is extremely sensitive to the nature of the impinging particle. The contribution of the fast scintillation component (emission at A=195, 220nm) to the total light output, dominated by the slow component at A=310nm, diminishes with increasing ionization density of the particles, when stopped in the crystal material. Figure 1 illustrates two experimental scatter plots of the fast component versus the total light output accumulated for neutral and charged events selected by an additional plastic scintillator in front. As marked, the distinct lines correspond to leptons, pions, protons as well as photons. The lower branch in case of neutral hits
754
can be addressed to secondary protons recoiled by high energy neutrons via (n,p)-reactions. The particle sensitivity can be further improved by integrating a fast plastic scintillator in front (15mm NE102A) in phoswich technique 5 . The energyloss of charged particles in the plastic layer leads to a substantial increase of the fast light output. An example of the obtained pulse-shape correlation is shown in Figure 2. At medium energies, particle identification can be achieved in addition by time-of-flight technique. Even for the large TAPS crystals, time resolutions better than CTt=85ps have been reached6 and allow clean kinematical separations. Detecting low energy protons with a standard TAPS module provides energy resolutions even below 1% at an energy of 80MeV, a value which is well below the results obtained for electromagnetic probes. 3.2
CeF3
A cerium fluoride matrix composed of nine longitudinally segmented towers (assembled out of up to 4 individual crystals), 25X0 long, has been provided by the Crystal Clear Collaboration and ETH, Swiss Federal Institute of Technology, Zurich, Switzerland 7 . The towers were 3x3cm2 in cross section, except for the 4 corners being 2x2cm2. The crystals, individually wrapped in PTFEfoil, were read-out with photomultiplier tubes (Hamamatsu: R4125, R1668). The uniformity of the light collection was optimized by stripes of black paper to modify the surface reflectivity in a controlled manner. The energy response to high energy photons is shown in Figure 3 for selected energies in comparison to GEANT3 simulations. The experimental high energy tails, in particular at the higher photon energies, have to be addressed to a not fully uniform light collection and to the not perfect optical homogeneity of the crystal samples. The not hermetic and not fully complete coverage of the electromagnetic shower and the limited crystal quality have consequently influenced the achieved overal energy resolution < T / E = 2 . 1 7 % / E 7 1 / 2 + 2 . 7 % (see Figure 4). However, the obtained results deliver for the first time an extension of the energy response to electromagnetic probes from the multi GeV range 7 down to a few MeV photons. In contrast, test measurements with two of the matrix components show excellent relative energy resolutions between 1.4% and 2.4% for protons of approx. 80 MeV 3 . The significant improvement compared to the photon results can be explained by the localized generation of the scintillation light within the crystal. Therefore, variations due to light collection and crystal imperfections do not dominate the contributions to the experimental resolution.
755 3SOS3,
E = §5 MeV r 227 MeV 480 MsV
energy I MeV Figure 3. Energy response of a 3x3 matrix of CeF3 crystals to four different photon in comparison to GEANT simulations.
From the relative timing between two adjacent modules of the array, a good time resolution of at=170ps can be determined as upper limit which is fully sufficient for time-of-flight measurements at medium energies. 3.3
PbW04
The photon and particle response of large PbW04 (PWO) crystals, which have been steadily improved in quality throughout the past few years, has been tested in several experiments citeNOVOT2,NOVOT3. Most of the modules (pure or doped with Nb or Nb/La) are manufactured and preselected by Bogoroditsk Techno-Chemical Plant (Russia) and RI&NC (Minsk, Belarus). The optically polished crystals of typically 150mm length (approx. 17X©) have a front face of 20x20mm2 with a constant square cross-section or slightly tapered shape (approx. 0.4°). They are individually wrapped in PTFE-foil, coupled with optical grease to photomultiplier tubes (Hamamatsu E4125 or Philips XP1911, covering between 44% and 35% of the crystal endface) and stacked as a 5x5 matrix into a light-tight box, which is temperature stabilized between 6-10°C, For optimum crystal samples energy resolutions of «r/E=30% can be obtained for 662keV photons of a 137 Cs source at room temperature. In the most recent measurement the resolution at 45.4MeV photon energy has been reduced down to
756 ing of PWO with molybdenum ions increases the scintillation yield by at least a factor of 4 measured with a standard biaikali-photo sensor. Due to the shift of the emission spectrum into the green wavelength regime the use of a green-enhanced photocathode allows a further optimization 11 . Investigating the response to hadrons, very similar energy resolutions have been achieved for protons and deuterons up to 350MeV, completely stopped in 150mm PWO. With selected pure or Mo-doped samples resolutions down to 4.6% or even 4.1%, respectively, have been achieved detecting scattered protons of approx. 80MeV energy 3 .
Figure 4. Energy response of CeF3 and PbW04 arrays in comparison to the BaF2spectrometer TAPS.
Simultaneously detected charged pions indicate a strong quenching of the scintillation light. For the first time, a queching factor of > 3 has been deduced for hydrogen isotopes compared to the response to pions of identical energy. The explanation of the scintillation mechanism and any possible application for particle identification will rely on further detailed studies. Several tests of the time resolution lead to an upper limit of at < 130ps , a value which is fully sufficient to perform photon/particle separation even for very compact set-ups with flight distances well below lm.
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4
Conclusions
The presented investigation of CeF3 and PWO in comparison to the well established BaF2 and the obtained very attractive resolution parameters should encourage, to consider both materials as high quality detector materials. The proposed PHOTON BALL as an up-grade of the ANKE spectrometer at COSY (Jiilich, Germany) 10 underlines the advantages of a fast and extremely dense material and compensates for the limited luminescence yield. The detector will be constructed out of approx. 1000 PWO modules of <120mm length, which have to be read-out with fine mesh photomultiplier tubes to be operated in a strong magnetic strayfield. In spite of the very promising results, CeF3 requires additional development of large homogeneous crystals. Finally, the pulse-shape sensitivity of BaF2, a very powerful tool, remains so far an unique feature within fast scintillator materials. However, the recently observed particle sensitive queching of the scintillation yield in PWO might offer future discrimination capabilities. Acknowledgments The research has been performed within the TAPS- and Crystal-ClearCollaborations supported by Bundesministerium fur Bildung,Wissenschaft, Forschung und Technologie (BMBF), Forschungszentrum Jiilich and Deutsche Forschungs Gemeinschaft (DFG). References 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11.
R.Novotny et al, IEEE Trans, on Nucl. Sc. 38, 379 (1991). I.Anthony et al, Nucl. Instr. and Meth. in Phys. Res. A315, 230 (1991). M.Hoek, Diploma Thesis, University Giessen, October 2001. A.Gabler et al, Nucl. Instr. and Meth. in Phys. Res. A346, 168 (1994). R.Novotny et al, IEEE Trans, on Nucl. Sc. 43, 1260 (1996). O.Schwalb et al, Nucl. Instr. and Meth. in Phys. Res. A295, 191 (1990). E.Auffray et al, Nucl. Instr. and Meth. in Phys. Res. A378, 171 (1996). R.Novotny et al, IEEE Trans, on Nucl. Sc. 44, 477 (1997). K.Mengel et al, IEEE Trans, on Nucl. Sc. 45, 681 (1998). R.Novotny et al, IEEE Trans, on Nucl. Sc. 47, 1499 (2000). A.Annenkov et al, Nucl. Instr. and Meth. in Phys. Res. A450, 71 (2000).
FIRST E X P E R I E N C E S W I T H T H E MAINZ LEAD F L U O R I D E CALORIMETER F.E.MAAS F O R T H E A4-COLLABORATION Institut
fur Kernphysik,
Universitdt
Mainz*
The pure Cherenkov radiator Lead Fluoride (PbF2) is for the first time used as a material for a medium scale (1022 crystals) fast (20ns dead time) homogeneous absorbing electromagnetic calorimeter with good energy resolution (3.2 %/VJ5). It allows event recording rate of close to 100 MHz in the solid angle of the calorimeter corresponding to single channel event processing rates of 100-200 kHz depending on scattering angle. The first experiences after 1500 hours of successfull beam time are summarized and the performance concerning calibration and energy resolution for the first 511 channels is presented here.
1
Lead fluoride, a pure Cherenkov radiator, for a Parity Violating Experiment
A measurement of a parity violating asymmetry in the elastic scattering of polarised electrons on unpolarised protons is currently done in the framework of the A4 collaboration at MAMI a using half of a homogeneous absorbing PbF 2 calorimeter. The calorimeter has to handle very high data rates of RJIO Mhz of elastic scattered electrons and about 90 MHz of inelastic background particles without substantial dead time losses. Signal and background processes have to be separated by a calorimetric energy measurement with an energy resolution of at least 3.5 %/vE and a dead time of 20 ns only. This has been achieved by building a homogeneous segmented absorbing calorimeter consisting of 1022 channels of PbF2-crystals. We report here the first experiences using the first 50 % of the solid angle of the calorimeter in about 1500 hours of data taking. The idea of using lead fluoride as a calorimeter material dates back to 19682. There have been some studies on it's properties in connection with SSC and LHC experiments, where it had been shown that PbF2 is a pure Cherenkov radiator with no scintillation light component 3 and where first studies on radiation hardness of these crystals had been done 4 . Table 1 summarises the properties of PbF 2 and the Mainz Calorimeter. We have been the first to use this material for calorimetry in a real physics application. One complication comes with the large number of channels employed in the experiment. Due to this fact we had to do investigations on the energy resolution 5 , a
•J.J.Becherweg 45, D-55099 Mainz, Germany, e-mail:[email protected] MAMI: Mainzer Mikroton, 855MeV electron accelerator in Mainz, Germany
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759 Table 1. Properties of PbF2 and of the Mainz PbF2-calorimeter
Density p Radiation length Xo Moliere radius rj^f Index n of refraction Hygroscopicity Mechanical strength Dimension of crystals Energy resolution in 3 X 3 cluster Final number of channels Solid angle Particle rate in calorimeter Analogue pulse rate per channel Trigger rate per channel Dead time of each channel Dead time losses (pile-up) at full rate
7.77 ^ 5 0.93 cm 2.2 cm (1.8 cm for Cherenkov only) 1.8 ... 2, depending on wavelength slight very fragile | rM X | r M X 16-20 X 0 , tapered (1.4°) 3.5 % / y/E 1022 (more than 50 % installed) 0.7 sr » 100 MHz (10 MHz Signal, 90 MHz Background) S3 500 kHz depending on scattering angle £j 100 kHz depending on scattering angle 20 ns 1-2 % depending on scattering angle
radiation hardness 6 , optical properties 7 and do extended simulations 8 9 10 , as well as investigations on the readout 10 and the associated data acquisition electronics 11 12 13 before we could actually make studies how to build and use the calorimeter. Some of these early investigations will be described in this paper as well as the experiences with the realised setup. The results from the realised setup have been optained with 511 detector elements in place. For the completion of the calorimeter, i.e. manufacturing of the remaining detector and electronics modules and also the installation, the necessary funds have been granted by DFG in march 2001. Completion is in full progress and will be finished in mid 2002. Most of the properties of the very dense and compact PbF2 are summarised in table 1. PbF2 is a very clear material which shows over a large range in wavelength 100 % internal transmittance. Since it has only two chemical components, the control of the correct stoichiometry during the growths of the crystal is easier as compared to other more complex materials. Our single crystals have been produced by SICCAS in Shanghai using the Bridgeman method. This gives better longitudinal homogeneity as compared to the Czochalski method 6 . Figure 1 left shows the measured transmittance as a function of the wavelength for three different cherenkov materials before and after a radiation dose of 100 Gy. PbF2 shows a transmittance which extends far more to the UV region down to 270 nm, which explains also the improved light output. The number of Cherenkov photons beeing produced in the material grows with ^ j . The material is less sensitive to raditation
760
\
600 700 800 Wavelength |nm)
10.0 ni/dlv
n a l l l x a Trlggir Itodti Etgt 1
t-500.0 w
Figure 1. The left shows the transmit tance of our PbF2 crystals in comparision with other cherenkov materials. The right is an oscilloscope trace of 855 MeV electrons hitting a PbF2 crystal. One can see t h a t the pulse is well contained within 20 ns.
as compared t o lucite and lead glass, two other commonly used Cherenkov radiators. PbF2 has in addition the advantage, t h a t the radiation damage can be healed completely by shining visible light on the crystal 6 . T h e right of Figure 1 shows an oscilloscope trace of a PbF2 crystal in a detector module, which is hit by direct 855 MeV electrons from MAMI. T h e excellent timing of the pure Cherenkov radiator PbF2 enables us to complete the energy measurement of scattered electrons within 20 ns. Using a cluster of 9 crystals with the dimensions given in Table 1, an energy resolution of 3.2 %/\/E has been achieved with monoenergetic electrons from the MAMI 5 accelerator facility.
2
Mechanical Setup
PbF2 is slightly hygroscopic and very fragile. This p u t s severe constraints on the mechanical design of the single detector module and the support structure as well as on the handling procedures during the production of the detector modules. T h e individual PbF2 detector modules contain a crystal, which is coupled to a Philips X P 2 9 0 0 / 0 1 10 stage photomultiplier. T h e voltage divider is a custom m a d e actively stabilised base which can handle particle rates u p to several MHz without any change in gain. A stainless steel support is glued to every crystal and contains the phototube and the high voltage divider. Seven of these modules, containing crystals of different length in a pointing geometry, are held by an a l u m i n u m frame in which the adjustment of each crystal's angle and distance to the target is possible in order to avoid gaps between the crystals. These would spoil the energy resolution of the calorimeter 1 0 . T h e aluminum frame slides into radial channels in the superstructure and allows so the installation of 7 crystals at a time and also protects the crystals from
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eventual stress due to small deformation from the heavy 4 t weight of the detector. For all crystals the mechanical dimensions including eventual twist and the optical transmittance have been measured. The measured values have been the basis for accepting a crystals or not. The mechanical dimensions of the crystals have been the basis for a sorting algorithm where we could reduce the size of gaps between the crystals by a large factor 9 . 3
Readout Electronics
Figure 2 shows the principle of the readout data acquisition system. Due to the high rates parallelisation of the electronics has been choosen. There are 1022 identical circuits, i.e. each crystal has such an electronics channel. The electronic circuit is divided in two parts, an analogue and a digital part. The dead time of 20 ns for the complete event processing inclusive storage of the data is achieved by two main measures: First, there is no individual channel information processed, each crystal is the center of a matrix of 9 channels and the analogue pulses of the matrix are summed by an analogue summing amplifier. The analogue summation signal is then digitized by a fast ADC. In addition the center channel charge is integrated and also digitized. This gives information on the impact position on the individual crystal. The analogue part is realised as a multilayer printed circuit board with 8 Layers, special requirements come through the fast rising time of the photomultiplier tubes which makes it necessary to have everywhere in the analogue part of the printed circuit an analogue band width on the order of several GHz. At the summation point the analogue signals of the 8 direct neighbours needs to be connected and that has to be done for every electronics channel. In the trigger part of the analogue electronics a local maximum signal is derived by comparing the center signal with that of the direct neighbour crystals. Second hits within the integration time of 20 ns in the same crystal or in the a matrix of 25 crystals need to be recognised, so that on the veto level each crystals electronics circuit must be connected with the 24 neighbours. Double hits in the matrix of 25 crystals are vetoed withing the dead time of 20 ns. Pulses closer than 5 ns can not be resolved. The second measure is that no individual event information is stored. Instead, the event information is put into a fast Firstln-FirstOut pipeline which can store at any moment up to 2000 events. From the fast pipeline they are histogrammed with slower speed directly into hardware memory. During a run, data accumulate in the hardware memory which is located in VMEbus based histogramming modules. The histogramming and the VMEbus interface is both realised using PGA'S (Lattice). The analog part is galvanically separated from digital part within the VMEbus
762
~~~XZ"
veto
Figure 2. T h e principle of the electronics circuit is shown.
crates. Due to the high connectivity of the electronics, the topology of the electronics is the same as in the detector, a closed cylinder where neighbouring electronics channels correspond to neighbouring crystals in the detector. Also 7 analogue electronics circuits are combined to a subunit like in the case of the calorimeter modules. For the VMEbus based histogramming cards also 7 histogrammer channels are located on one special size (12HE) custom made VMEbus unit. 4
Calibration
The fact that no individual channel information nor individual event information is available needs a special way how to calibrate the detector channels. The elastic scattering is a unique feature in the measured particle spectrum and is used for the calibration of the detector channels. We know from mea-
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Figure 3. Left: A measured energy spectrum from particles from a 10 cm hydrogen taxget. The right part of the figure shows the peak position of the elastic peak for each detector module.
surements and simulations 14 15 how much each crystal contributes to the amount of charge which corresponds to elastic scattered electrons. This can be described by a linear equation system which connects the ADC-value of each elastic scattering peak position with that of it's neighbours. The knowledge of the calibration state of each crystal is obtained by solving the linear equation system. For this the measurement of the zero point, the sensitivity of the ADC-channels and the measurement of the differential nonlinearities had been necessary for each individual detector channel 12 . The calibration state of each detector module is changed by changing the high voltage at the photo tube. The change of gain by means of high voltage changes also the transit time in the photomultiplier tube. This effect has been minimised by preadjusting the gain of each single phototube in a special test and precalibration bench before it has been incorporated in the detector modules. Figure 3 left shows a measured particle spectrum from a 10 cm liquid hydrogen target. The spectrum has been obtained from the analogue sum of 9 detector modules and no additional analysis has been made to obtain the spectrum (red curve) directly from the histogramming memory. The black curve is corrected for the differential nonlinearities of the ADC, which have been measured before. The peak on the right side of the spectrum shows elastic scattering. The shoulder on the left part of the spectrum is caused by the discriminator threshold. The position of the elastic scattering peak together with the measured zero point has been used to get the energy scale. The expected position of the if0 threshold and the center of the A resonance are indicated in the figure and coincide very well with the observed structures in the spectrum. The data taking time for this spectrum has been 1 minute. The right part of Figure 3 shows the ADC positions of the elastic peak of each installed detector/electronics mod-
764
ule as a function of detector number. There are two kinds of crystals: a) center crystals, which are in the center of a 3x3 matrix and b) boarder crystals, which have only 5 or 3 neighbours. The fact that there are almost only two observed values for the elastic scattering ADC peak position, namely the peak position for a matrix of 9 (center crystals) and the peak position for a matrix of 6 (boarder crystals), clearly demonstrates that the detector is very well understood and under control. With the Mainz lead fluoride calorimeter we have successfully used for the first time PbF2 as detector material in a fast, large scale, homogeneous absorbing electromagnetic shower calorimeter with good energy resolution. With this calorimeter it has been for the first time possible to perform a measurement of a parity violating asymmetry in electron proton scattering by counting each individual scattered particle. Acknowledgments We are deeply indepted to K.H.Kaiser and his whole MAMI crew, which provided us with the excellent MAMI beam. The work presented here has been funded by the state Rheinland-Pfalz and the Deutsche Forschungsgemeinschaft in the framework of the SFB 201 and the SPP 1034. References 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15.
MAMI proposal A4/1-93, Spokesperson D. von Harrach, Mainz, 1993 E. B. Dally and R. Hofstadter, IEEE Trans. Nucl. Sci. 15, 76 (1968). D. F. Anderson et al., Nucl. Instrum. Methods A 290, 385 (1990). C. L. Woody et al., IEEE Trans. Nucl. Sci. 36, 536 (1989). F. E. Maas et al., to be published. P. Achenbach et al., Nucl. Instrum. Methods A 416, 357 (1998) P. Achenbach et al., Nucl. Instrum. Methods A 465, 318 (2001) K. Grimm, Diplomarbeit, Mainz, 1996 P. Achenbach, Dissertation, Mainz, 2001 K. Grimm, Dissertation, Mainz, 2001 S. Koebis, Dissertation, Mainz, 1998 R.Kothe, Diplomarbeit, Mainz, 1999 R.Kothe, Dissertation, Mainz, in preparation S. Baunack, Diplomarbeit, Mainz, 1999 S. Baunack, Dissertation, Mainz, in preparation
Radiation Damage Organizer: S. Baccaro S. Baccaro M. Bruzzi A. Seidman V. Re M. Menichelli
C. Leroy J. J. Velthuis M. Nikl R. M. Montereali AR. Ziegler V. Brunella I. Bolshakova
Convener's Report Radiation Effects in Silicon Detectors: a Short Overview Study of Radiation (Neutron, 7-ray, and Carbon-iron) Effects on NPN Bipolar Transistors Radiation Tolerance of a 0.18 /xm CMOS Process Total Dose Test for Commercial Off-the-shelf Components to be used in a Space Experiment: a Survey on Current Technologies Liquid Argon Pollution Tests of ATLAS Detector Materials at the IBR-2 Reactor in Dubna Irradiation Test of the ZEUS Vertex Detector Frontend Chips, the Helixl28-3.0 Radiation Induced Color Centers in Tb 3+ -doped Phosphate Scintillation Glasses Point Defects in Lithium Fluoride Films induced by Gamma Irradiation In Situ Measurement of Radiation Damage in Scintillating Fibers Irradiation Effects on Poly (Vinyl Chloride) Influence of the Neutron-caused Defects on the Parameters of Magnetic Microsensors and Methods for Improvement of their Radiation Hardness
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RADIATION DAMAGE
(CONVENER'S REPORT)
STEFANIA BACCARO Italian National Agencyfor New Technology, Energy and the Environment, Advanced Physics Technologies, Via Anguillarese 301, 00060 S. Maria di Galeria (Roma), Italy E-mail: stefania. baccaroCd).casaccia. enea. it
The importance of radiation damage effects for many physics experiments is evident in many applications and regards different kind of materials. However most of the attention is devoted to improve electronic components for space or accelerator experiments and materials for detectors in irradiation environment To take into account these two aspects the session has been split in two parts: the first one was devoted to radiation effects in electronic components and the second one to the effects induced by radiation in materials for detectors, like scintillators or new dosimeters. The reports on radiation damage of diamond, polymers or other materials used for special applications (like medical devices) have been inserted into dedicated sessions of the Conference. To introduce the radiation effects on the electronic components, M. Bruzzi gave a large overview of the major changes in the operational parameters due to radiation damage in silicon detectors. Her contribution described the microscopic damage in silicon, macroscopic damage in micro-strip detectors as well as the radiation hardening technologies to meet the goals requested in particular by High Energy Physics Experiments at LHC. The contribution by A. Seidman put in evidence the results obtained in the study of the influence of neutron irradiation on the optical properties of silicon detectors; while the talk presented by V. Re, reported a study of 0.18 nm CMOS process devices under y irradiation, in view of applications to high density mixedsignal front-end systems and the results showed the tolerance to y-ray confirming the intrinsic radiation hardness of these components. Many authors work on the electronic components for spatial applications, in particular for experiments in Low Earth Orbit (LEO) Space Payloads. An extensive survey on current technologies to obtain commercial off-the-shelf components (COTS) to be used in this field, was given by M. Menichelli. Several discrete, analog and digital components have been tested at 0.3 kGy total dose, according the ESA/SSC 22900 specifications with the aim to use COTS in the construction of the
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power supply system of the AMS experiment. The results obtained on 42 different COTS indicate the possibility to use these components in space especially in LEO payloads. C. Leroy reported the behavior under neutron and y irradiation in liquid argon of some materials and equipment to be part of the ATLAS liquid argon calorimeters at LHC. In the hard conditions used for the tests, the results showed that no significant pollution was evident with respect to the outgassing and electrical or mechanical stability of these devices. J.J. Velthius reported the results obtained by the ZEUS collaboration at the HERA accelerator after the installation of a new silicon strip vertex detector (MVD): the Helix 3.0 chip (not designed to be radiation resistant) was exposed to yradiation up to 0.5 kGy and the results put in evidence the possibility by suitable method, to partially compensate the radiation damage. Last contribution of radiation damage session regarding the electronic components, was presented by G. Vitale. It is very important to conclude this session dedicated to electronic components under irradiation with the realization of the power supply systems proposed by CAEN, able to guarantee safe and reliable operation, in particular for LHC experiments. As a matter of fact, a study of radiation and magnetic field tolerance of CAEN HV and LV boards has been performed and the results showed that the boards successfully passed the restrictions requested by LHC experiments. M. Nikl introduced the second part of the session regarding the effects on materials for special applications. The aim of his talk was to compare the optical performances of NaP03-GdP04-based glasses doped with Tb3+ for the detection of X or yrays and neutrons, under ionizing and laser irradiation at room temperature. The investigation seemed necessary to optimize the glass matrix with respect to unwanted energy losses during the scintillation conversion. Also a detailed understanding of the processes of energy storage and of the nature of related color centers was described. A good example of a material that could be proposed as a possible candidate for radiation detectors was given by R.M. Montereali. Starting from the well-known fact that lithium fluoride (LiF) crystals are good dosimeter materials, she underwent an optical characterization of gamma irradiated polycrystalline LiF films. These films were deposited on radiation hard substrate irradiated up to 106 Gy in air and luminescence spectra were measured. Gamma irradiation of LiF induced stable formation of F centers which emit efficient red and green photoluminescence; the trend of luminescence versus absorbed dose results sub-linear. These preliminary results are encouraging and LiF films can be used as sensors and dosimeters for gamma irradiation. Further studies could indicate that LiF films are suitable also for neutrons or other ionizing sources detectors. The following contribution given by A. Ziegler showed interesting results about the in-situ measurements of radiation damage in the new ZEUS luminosity
769 monitoring system at HERA accelerator. Optical properties of scintillating fibers (of the SCSF or BCF type) were measured under irradiation with X-ray, 137Cs and 60Co sources, also as a function of temperature, giving important indications about their radiation resistance. M. Korzhik summarized in the last contribution of this session, the results of R&D PWO program performed by the CMS Collaboration at CERN. The lead tungstate PbW0 4 (PWO) crystals will be used to build the Electromagnetic Calorimeter of CMS and the Photon Detector of Alice experiment at LHC as well as to construct ECAL of BTeV experiment at Fermi National Laboratory. A large overview of the results obtained with PWO about radiation damage, recovery, scintillation and their influence on the calorimeter performance in irradiation environment was discussed. The model of the fast and slow recovery of PWO radiation damage has been also proposed. In conclusion, radiation damage appears to be a crucial point in many experiments and from different points of view, because of the induced modifications in the behavior of material and components, representing often the weak point of the very complex apparatuses. The reports collected in this section are therefore a few significant examples of the many possible problems (or solutions) that scientists meet when their experiments take place in a radiation environment.
R A D I A T I O N EFFECTS I N SILICON D E T E C T O R S : A SHORT OVERVIEW MARA BRUZZI I.N.F.N, and Dipartimento di Energetica, Via S. Marta 3, 50139 Firenze, Italy E-mail: [email protected] Radiation effects in silicon detectors to be used in future high energy physics experiments are discussed. A short overview is given of the major changes in the operational parameters due to radiation damage, and their origin in the radiationinduced microscopic disorder in the silicon bulk. The relevant radiation hardening technologies are described, that have been adopted by the high energy physics community to face the hostile radiation environment where silicon pixel and microstrip detectors will operate in the Large Hadron Collider.
1
Introduction
Silicon-based devices have found since many years application in a wide variety of hostile radiation environments. For this reason, radiation effects in silicon have received extensive attention in the past in order to assess the radiation-induced performance degradation of Si devices. During the last ten years, the increased use of silicon detectors in high energy physics experiments has given a further impulse to this research activity, in an attempt to face the extremely severe radiation environment where silicon devices will operate. This applies in particular to instrumentation at the Large Hadron Collider (LHC) l'2 at CERN, providing p-p collisions with a centre of mass energy of 14TeV and an unprecedented luminosity of up to 1 0 3 4 c m - 2 s _ 1 . CMS (Compact Muon Solenoid) 3 and ATLAS (A Toroidal Lhc Apparatus) 4 experiments at LHC are designed to have a highly advanced central tracking detector around the collision region, where high spatial precision and time resolution will be achieved using pixel and microstrip silicon detectors with a total active area of the order of 230m2 (CMS) and 70m2 (ATLAS). During the 10 years-lifetime of LHC running this area will be exposed to high energy particle ( p, n, pions, e ) fluences up to 10 14 cm~ 2 for microstrips and 10 15 cm
for pixels ". T h e survival of the silicon detectors placed in t h e inner
tracker region of CMS and ATLAS appears therefore as a major experimental constraint, and has motivated in recent years dedicated radiation-damage research programs carried out by the high energy physics (HEP) community 6 . In this paper, a brief overview of the most important features of radiation damage in silicon detectors is presented.
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2
Silicon Microstrip Detectors
Silicon microstrip HEP detectors are usually produced from n-type high resistivity (1-6 kficm) phosphorous doped float zone (FZ) material. Strips are p + boron implants, and the signals from the collected charge is AC coupled to the read-out electronics through integrated capacitors made with thin layers of dielectric. Biasing is accomplished from a p + implant surrounding the active area acting as a bias ring through an array of polysilicon resistors. Typical linear dimensions are: detector thickness d «300 /zm, a single-module length of «10 cm, strip width w wl5 /xm and interstrip pitch p«50-200 /mi. An n + phosphorous layer is implanted on the backside to ensure the ohmic contact, provided by a uniform Al layer. Radiation-damage studies have been carried out in order to investigate the radiation effects in silicon microstrip devices after irradiation simulating 10 years of LHC operation. Tests have been mainly focussed on the radiation-induced defect creation , as well as on the change in the full depletion voltage Ydep, e.g. the reverse voltage required to maximize the detector active volume, the effective doping concentration N e / / ( t h e net concentration of fixed charge in the depleted layer ), the bulk resistivity, the leakage current Idep, the charge collection efficiency CCE and the capacitance contribution to the noise. 3
Microscopic Damage
The study of radiation-induced defects in silicon left a very deep track in literature from the 50's to nowadays 7 . This is due to the continuous improvement of experimental and theoretical capabilities allowing to constantly advance the physical understanding on this subject. A strong improvement in the study of radiation-induced defects came from the 70s thanks to thermal spectroscopic techniques as thermally stimulated currents (TSC) 8 , deep level transient spectroscopy (DLTS) 9 , photo induced current spectroscopy (PICTS) 10 , allowing to determine the activation energy E t , electron/hole capture cross sections a „ iP and concentration N t of deep defects. A data collection of the most important deep defects observed in silicon is given in n . Energy levels lying in the range 0.17-0.40eV are related to defects as vacancy-oxygen (V-O) and divacancy V2 in different charge states (mainly acceptor-like defects) and carbon-related traps as d, CjC s and Q O j ( donor-like defect). The at least partial removal of the shallow levels related to phosphorous is also induced in silicon by radiation 12 , through the creation of phosphorous-vacancy (P-V) complexes introducing an acceptor-like level at about Ec-0.44eV. Midgap defects, characterized by energy levels at « 0.5eV from the valence or conduction
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band edges, become dominant in the high fluence range, which are believed to be associated to the V2O, V3 defects or more generally to extended defects as clusters of divacancies and interstitials. In fact, it is well known that extended disordered regions are created by irradiation with high energy heavy particles 13 . In the HEP community, since 1995 the RD48 CERN collaboration has adopted the strategy to add selected impurities, in particular oxygen, in the silicon bulk in order to affect the microscopic damage induced by radiation 6 . Oxygen is believed to increase the Si radiation hardness through the capture of radiation-generated vacancies and the production of the V-O complex. In this way O, acts as a sink of vacancies, thus reducing the probability of formation of the divacancy-related complexes which are responsible for deeper levels inside the gap. In high purity FZ Si, [Oi]«10 15 cm~ 3 , while in Czochralski (Cz) Si [Oj]«10 17 -10 18 cm -3 . As the Cz silicon is not available in detector grade quality, a proper oxygenation technique was developed at BNL (Brookhaven National Laboratory) to produce diffusion oxygenated FZ (DOFZ) 7silicon 14 . The role of oxygen for increasing the silicon radiation hardness was the subject of intensive studies in the old past. In the case of Co 60 7-photons irradiation, significant radiation hardening effects were found in 1964 by increasing the oxygen concentration in Si 15 . Conversely, neutron-induced degradation of n-type Si was observed to be independent of the oxygen concentration in 1966 16 . In fact, in 7-irradiated Si the lattice damage is mainly due to point defects which are interacting with the native impurities, while in neutron-irradiated Si, where the main lattice damage is related to defect clusters, defect-impurity complexes involving Oi are not playing a significant role. 4 4-1
Macroscopic Damage Neff
and bulk resistivity
Fig.l shows the typical dependence of Vdep versus the fluence after a room temperature irradiation with IMeV neutrons. The data refer to three sets of detectors made with standard n-type FZ Si with different starting resistivity. The change in depletion voltage is related to the change in the effective doping concentration in the space charge N e / / , defined by:
N,„ = 2 * *
(1)
with q electronic charge and e dielectric constant. An exponential decrease of Vdep a n d consequently of N e / / with the fluence / is observed in the low fluence range, a behavior which can be explained in terms of a shallow
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Figure 1. Full depletion voltage measured by CV analysis for three sets of silicon detectors of different starting resistivity after irradiation with lMeV neutrons.
donor removal process. For higher fluences a linear increase of VdeP with / is observed, due to the radiation-induced generation of an acceptor-like state bringing a negative contribution to N e ^/ and leading, for sufficiently high fluences, to the inversion of the sign of the space charge 17 . The fluence at which a minimum in N e /y occurs is called inversion fluence. One way to shift the inversion fluence towards the high range is the lowering of the starting resistivity. Very low resistivity values are nevertheless not convenient as they will mean very high full depletion voltages: a best compromise is p « 1 kHcm. In the very high fluence range ( / >10 14 cm~ 2 ) estimated values of VdeP are 103-104V so that it becomes practically impossible to fully deplete the irradiated diode. After irradiation N e / / is a function of temperature and duration of the storage: this annealing phenomenon is discussed in detail in 18 . The modification of N e / / after irradiation can be described as the combination of different mechanisms. A significant contribution to N e / / which makes it increasing with time at room temperature after the inversion fluence, comes from the reverse annealing process. To minimize the effect of reverse annealing, the silicon detector should be kept at low temperature during operation, typically -10 °C. Under saturation conditions in
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low compensated silicon Neff 2
-1
» \Ndoe~cf
- 0f\
(2)
18
with P= 6.65xl0~ c m for standard material . Of note is the fact that, in the case of DOFZ Si irradiated with 24GeV/c protons, /? resulted a factor circa 3 lower than for standard Si 19 . In irradiated silicon, for fluences high enough to produce inversion, the bulk resistivity (at room temperature) achieves a value close to 100 kficm independently of the starting doping 20 . A change in sign of the Hall Coefficient from negative to positive, clearly indicating an inversion of the conductivity from n- to p-type, is observed in heavily irradiated high resistivity n-type Si. In the high fluence range, the Fermi level is pinned at « Ei,+0.5eV independently of the starting resistivity and material used (FZ or Cz). 4-2
Leakage current
The leakage current per unit volume measured at full depletion is directly proportional to the fluence / through the constant a = (3.99 ± 0.03) 1 0 - 1 7 A/cm (determined at 20 °C after a thermal treatment of 80 min at 60 °C) which is independent of the starting resistivity and silicon material 21 . A beneficial annealing effect is observed after irradiation as the leakage current is seen to decrease during isothermal annealing at 60 °C. The leakage current dependence on T is typically generational: Idep a T2exp(-E/kT) with E « 0.6 eV. Test-diodes with active area of 1cm2 and thickness of 300 ^m achieve room temperature leakage currents up to the order of mA after irradiation with / « 10 1 4 cm - 2 . To correctly operate the device after such irradiation, it is necessary to keep the detector at least at -10 °C to reduce the leakage current of a factor w20. 4-3
Electric field distribution in heavily irradiated Si
Silicon detectors irradiated beyond the inversion fluence can be regarded as a slightly p-type quasi-intrinsic TT material interfaced with two p + and n + layers respectively at the front and rear contact sides. To investigate the electric field distribution in such a structure Transient Current Technique TCT 22 was used. A red light laser (A = 720-830nm and pulse duration circa Ins) illuminates the Si detector: the light penetration is of the order of few microns and laser induced current-pulse shapes are measured to study time-resolved hole and electron transport. It was shown in 2 3 that, for fluences beyond inversion, an irradiated Si detector is sensitive on both sides for Vrev < Vdep and that a field maximum is observed not only on the rear n + contact
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0
100
200
300
X(tun)
Figure 2. Sketch of the energy band bending in an irradiated pad silicon detector at Vrev = 0 and (bottom) calculated electric field profile in a heavily irradiated silicon in full- and over-depletion conditions.
(as expected from type inversion), but also on the front p + contact. The irradiated detector is characterized by a double junction structure: one still placed at the p + contact, with N e / / > 0 , and a second at the n + contact, characterized by N e / / < 0. A sketch of the band bending at equilibrium in the heavily irradiated detector is shown in fig. 2. The two space charge regions originate from the ionization of the deep levels near midgap, mainly due to clusters, divacancy related defects and CjO;. In this picture, donor-like defects are mostly distributed in the lower half of the forbidden gap, while acceptor-like states are lying in the upper half. An estimation of the electric field distribution in a silicon detector irradiated beyond 10 14 c m - 2 is given in the bottom of fig. 2 for V re „=350V ( depletion voltage ) and 550V. The curves, redrawn from 24 , have been determined using a model where two deep levels, with activation energy at 0.52eV respectively above the valence band edge and below the conduction band edge, are supposed to be responsible of the double junction. The depletion region is splitted into two parts which at sufficiently high bias join together ( pinch-off effect ).
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4-4
Charge Collection Efficiency
In non-irradiated devices the CCE is directly proportional to the depletion depth and consequently to the square root of the applied voltage V re „ and saturates to 100 % at full depletion. When operated at room temperature, the silicon detectors suffer a drastic decrease in the charge collection efficiency 25 for fluences higher than 10 14 cm~ 2 . A model to describe the charge collection efficiency in irradiated silicon detectors is given in 26 . For a fast shaping readout as needed for the LHC (25ns) a significant amplitude reduction in the CCE is observed (ballistic deficit) in heavily irradiated, partially depleted detectors: the reduction factor is dependent on the reverse voltage, as it is given by the ratio between the depletion depth and the total thickness: W/d. At full depletion, this factor is no more significant, and the trapping of free carriers is the main cause of charge collection reduction, as discussed in 2 7 . To allow the total depletion after hadron irradiation over 10 14 cm~ 2 it is necessary to operate the device at low temperature: typically -10 °C. As the leakage current strongly contributes to fill the deep traps which are responsible for the high N e / / observed in heavily irradiated silicon, keeping the detectors in a cold environment significantly reduces also the bias required to maximize the CCE 24 . This is the reason why the CCE signal of an heavily irradiated detector is observed to significantly rise at low temperatures ( Lazarus Effect ) 2 7 . If the CCE vs. V retI curve is compared with the C-V characteristic of a heavily irradiated detector, one observes that the depletion voltage obtained from CV corresponds to a CCE value which is approximately 75-80 % its maximum value. To achieve a 95-100 % charge collection it is necessary 28,29 ' 30 to apply a voltage which is almost twice Vdep- ATLAS microstrip detectors with p-strip read-out made with DOFZ Si, irradiated up to 3xl0 1 4 c m - 2 with 24GeV/c protons have been tested to study this effect. The results do not show a major advantage in using DOFZ Si in terms of the required operating voltage to maximise the CCE. The slope of the CCE vs. V retI curve is higher for the oxygenated material, but above the full depletion voltage obtained by C-V, the CCE continues to rise significantly with bias. The voltage required to obtain a 95 % charge collection efficiency with oxygenated Si after this study is only « 50V lower than in standard material. This effect could be related to the peculiar shape of the electric field distribution, characterized by a minimum in the central bulk of the detector. This minimum should be increased over some critical value by further increasing the bias over the full depletion voltage to maximize the charge collection efficiency from the entire detector volume. Of note is the fact that, with the n + -strip detector read-out technology firstly developed by ATLAS, the charge collection efficiency maximum was actually
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achieved at full depletion 2 8 . This suggests that the double peaked electric field distribution should be asymmetrical in shape, allowing a better efficiency in collecting charge through the n + side as compared to the p + side. 4-5
Capacitance contribution to the noise
Irradiated silicon microstrip detectors have been tested to study the signal to noise ratio S/N under the LHC read-out electronic conditions. In deconvoluted mode r=25ns, the noise contribution due to the total input capacitance in CMS is estimated to be ENC«1000 e~~ + 46 e _ / p F . Recently, studies performed in the framework of the CMS collaboration evidenced a significant contribution to the noise after irradiation due to the increase in the interstrip and backplane capacitances in the case Si <111> crystal is used. In microstrip detectors a large part of the surface is covered by oxide, which can lead to a significant radiation-induced surface damage, related to interface traps and oxide charges located at the Si-Si02 system. Close to midgap the interface trap density is almost one order of magnitude higher for <111> crystal orientation than for <100>, due to the higher number of available dangling bonds at the crystal surface in <111>. As a result, inter strip and back plane capacitances (Cj n t, Cback) of microstrip detectors manufactured using <100> Si are less affected by radiation than those produced from <111> oriented Si 31 . This effect is observed on the p-side of inverted detectors for bias voltages below full depletion, whereas comparable Cj n t and Cback values are measured when <100> and <111> Si-based devices are operated in over-depletion conditions. 5
Conclusions
The large scale application of silicon microstrip and pixel detectors to provide precision tracking of charged particles at the future CERN Large Hadron Collider (LHC) experiments has triggered in recent years an extensive research activity focussed on the radiation-induced degradation of such devices in the anticipated environment. The main aspects and results of this work have been discussed in this paper. The requirements for the silicon detectors are a single-strip binary readout threshold of lfC for ATLAS and a signal-tonoise ratio S/N « 10 in de-convolution mode for CMS. Measurements performed on silicon microstrip detectors irradiated up to lMeV neutron fluences of 1014 c m - 2 , corresponding to approximately ten years operation of LHC, proved that silicon detectors can match these performances provided that certain technological improvements are implemented. An efficient cooling system
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must be installed to keep the overall silicon active area at temperatures around -10 °C during operation and, possibly, during almost all the beam-off period. Radiation-hardening technologies have been proposed and are presently under study to control the performance degradation through the introduction of selected impurities in the silicon bulk. A significant lowering of the full depletion voltage Ydep derived by C-V measurements after gamma and proton irradiation has been observed when oxygen enriched FZ silicon is used. Surface damage reduction is observed by using <100> oriented Silicon. However, as over-depletion is required to maximize the charge collection efficiency, the operational advantages of using oxygenated devices and <100> orientation are significantly reduced. More studies are in progress to understand these effects in more depth and to further improve the radiation hardness of silicon microstrip and pixel detectors. References 1. The Large Hadron Collider, conceptual design, The LHC study group, CERN/AC/95-05 (LHC), 20 October 1995. 2. J.Varela, Nucl.Phys.B 37C 121 1995. 3. The Compact Muon Solenoid, Technical Proposal, CERN/LHCC 94-38 LHCC/P1, 1994. 4. ATLAS Technical Proposal, CERN/LHCC/94-43, LHCC/P2,1994. 5. Pertti A. A. Arnio, Mika Huhtinen, Nucl. Istrum. Meth. A 336 98 1993. 6. G.Lindstroem et al. Nucl. Instr. Meth. A 466 308 2001. 7. Radiation Effects in Semiconductors, May 6-9, 1959, Gatlinburg, Tennessee, J. App. Phys. 30 1959. 8. M. G. Buehler, Solid-State Electronics 15 69 1972. 9. D.V. Lang, J. Appl. Phys. 45 3023 1974. 10. A.Blood and J.W.Orton, The electrical characterization of semiconductor: majority carriers and electron states, N.H.March, Ed. Academic Press , London, 1992. 11. Mara Bruzzi, IEEE Trans.Nucl. Sci. 48 960 2001. 12. E.Borchi, M.Bruzzi, Z.Li, S.Pirollo J. Phys. D: App. Phys. 33 299 2000. 13. A.J. van Lint, T.M.Flanagan, R.E.Leadon, J.A.Naber, V.C.Rogers, Mechanisms of Radiation Effects in Electronic Materials, John Wiley Sons, 1980. 14. Z.Li et al., IEEE Trans. Nucl. Sci., NS-39 1730 1992. 15. T.Nakano, Y.Inuishi, J. Phys. Soc. Japan 19 851 1964. 16. A.L.Curtis, Jr., IEEE Trans. Nucl. Sci. NS-13 33 1966. 17. E.Borchi and M.Bruzzi,Lo Rivista del Nuovo Cimento 17 1994.
779 18. G.Lindstrm, M.Moll, E.Fretwurst, Nucl. Instr. Meth. A 426 1 1999. 19. A.Ruzin, G.Casse, M.Glaser, A.Zanet, F.Lemeilleur, S.Watts, IEEE Trans. Nucl. Sci. 46 1310 1999. 20. E.Borchi, M.Bruzzi, B.Dezillie, S.Lazanu, Z.Li, S.Pirollo, IEEE Trans. Nucl. Sci. 46 834 1999. 21. M.Moll, E.Fretwurst, G.Lindstrm, Nucl. Instr. Meth. A 426 87 1999. 22. V.Eremin and Z.Li, IEEE Trans. Nucl. Sci. 41 1907 1994. 23. Z.Li and H.W.Kraner, Nucl. Phys. B 32 398 1993. 24. V.Eremin, E.Verbitskaya, Z.Li, Nucl. Instr. Meth. A 476 537 2002. 25. E. Borchi, M. Bruzzi, C. Leroy, S. Pirollo, S. Sciortino, IEEE Trans.Nucl. Sci. 45 141 1998. 26. V.Eremin, N.Strokan, A.Verbitskaya, Z.Li, Nucl. Instr. Meth. A 372 388 1996. 27. W.H.Bell, L.Casagrande, C.DaVia, V.Granata, V.G.Palmieri, Nucl. Instr. Meth. A 435 187 1999. 28. P.P.Allport, L.Andricek, C.M.Buttar, J.R.Carter, M.J.Costa, L.M. Drage, et al., Nucl. Instr. Meth. A 450 297 2000. 29. S.Marti i Garcia, P.P.Allport et al, Nucl. Instr. Meth.A 426, 24 1999. 30. A.Buffini, S.Busoni, E.Catacchini, C.Civinini, R.D'Alessandro, E.Focardi, M.Lenzi, M.Meschini, C.Minelli, G.Parrini, Nucl. Instr. Meth. A 476 734 2002. 31. G. Calefato et al., Nucl. Instrum. Meth. A 476 744 2002.
STUDY OF RADIATION (NEUTRON, y-RAY, AND CARBON-IRON) EFFECTS ON NPN BIPOLAR TRANSISTORS
A. COLDER 1 , M. LEVALOIS 1 , P. MARIE 1 ' Lermat, Caen, France N. CROITORU 2 ' 3 , P. D'ANGELO 2 , M. DE MARCHI 2 ' 4 , S. MARCOLONGO 2 ,, P.G. RANCOITA 2 AND A. SEIDMAN* 2 ' 3 2 INFN—Istituto Nazionale di Fisica Nucleare, Sezione di Milano, Milan, Italy. 3 Department of Physical Electronics, Tel-Aviv University, Ramat Aviv, Israel G. FALLICA 4 , S. LEONARDI 4 , R. MODICA 4 4 STMicroelectronics, Catania, Italy
Integrated microscopic investigations of bipolar junction damages in silicon detectors following neutron irradiation and studies of the degradation of the performance of bipolar transistors, due to generation of defects in silicon irradiated with neutron and ion carbons, were performed. The integrated microscopic investigations were studied by means of an advanced contact potential difference (CPD) method in atomic force microscopy (AFM). It was shown that gain degradation appears and that the density of generated defects is the same for neutron and carbon irradiation, but the density of created Frenkel pairs (interstitial-vacancy) is smaller for neutrons than for carbon ions. The value of A(l/p) of the transistor was evaluated from the density of Frenkel pairs (CF), for given value of
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1
Introduction
The neutron irradiation influence on various electrical and mechanical characteristics of p-n silicon detectors was studied. Drastic changes in I-V characteristics of p-n silicon junctions were observed following neutron radiation fluences of more than 1014n/cm2. Optical and atomic force microscopy (AFM) along with microhardness studies, have shown morphological degradation in the silicon lattice structure, accompanied by increased fragility for the <5>1014n/cm2. The physical change in the neutron irradiated silicon, was observed to be influenced by the type of defects and their distribution in the bulk material. AFM and EBIC (Electron Beam Induced Current) results were found to be in correlation with defect types. In recent years, intensive investigation of radiation hardness of BJT and MOS devices, integrated in BiCMOS technology, was done1"6 in order to analyse the performance changes of the individual devices and to find better design strategies. Measurements of the radiation effects on the npn and pnp transistors, produced by the process HF2CMOS, are presented. The base current (Ib), the collector current (Ic), and the forward gain (BF) as a function of polarisation, before and after irradiation with neutrons and carbon ions, were measured and analysed. Correlations between the variations of BF and the concentration of defects produced in the silicon bulk by irradiation, were found. 2 Devices And Methods The investigated devices were manufactured by ST-Microelectronics, using an industrial standard high-speed technology, called HF2CMOS. Devices were irradiated by neutrons, carbon ions, or by both of them. The neutron irradiation was performed at the Triga reactor RC:1 of the National Organisation of Alternative Energy (ENEA) at Casaccia, Rome. The flux of the reactor, in the energy range of 24.8keV - lOMeV, was 6.474xlOnn/cm2s, at the reactor power of IMW. The obtained fluences were in the range of 1.0xlO,3n/cm2- 1.0xl015n/cm2 (see Table 1). The carbon ions were made available at the Grand Accelerateur National d'lons Lourds (GANIL), at two different energies: a. 12C accelerated at 95 MeV/a (High Energy, HE), and b. 13C ions at energy of 11.1 MeV/a (Medium Energy, ME). Both npn and pnp devices were characterised, using a modular DC source/monitor (Hewlett-Packard HP4142B), controlled by a work station HP9000/C160. The forward voltage applied to the emitter-base junction (V B E), was in the range 0.2V-1.2V, which allows to measure the value of BF for 10"12
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same setup before and after irradiation. Due to the intrinsic technological spread of the p F values, all the samples were measured before irradiation, in order to correctly evaluate the variations for each sample, due to irradiation. For each fluence, two of the three transistors were irradiated. All the measurements were done at room temperature (T~25°C). The samples, irradiated by medium energy carbon, were measured in a climatic chamber, at a constant temperature value of 24°C. Neutron fluences [n/cm2l 1.2xlOlj 1.2xl014 6.0xl014 1.2xl015
Carbon fluences [C/cm ] HE
5.2xl010 l.OxlO11 5.1xlOn l.OxlO12 5.0xl012 l.OxlO13 Table 1. Fluences used in the irradiation tests.
3
Carbon fluences [C/cm2l ME 1.0x10" 5.0xlO n l.OxlO12 5.0xl012 l.OxlO13 l.OxlO14
Contact Difference Results
In Fig. 1, the contact potential difference characteristic of a neutron irradiated sample of =6xl014n/cm2 for comparison to a non-irradiated n-p detector, is as shown. As can be seen, the irradiation with
4
Defects Calculation
The gain degradation of bipolar junction transistors under neutron irradiation can be considered as a function of the interstitial-vacancy Frenkel pairs . A way of normalising the damage, caused from different spectra to the neutron energy of lMeV and it given in ASTM standards . In a neutron collision in silicon, a primary displacement can be caused. If the incident energy is sufficiently high, the displacement Si ion can generate secondary displacements. Thus, defects Q
are produced in clusters. In literature , the energy dependent neutron displacement cross-section in silicon, is given in kerma, the kinetic energy released in matter [Gy]. Furthermore, it is possible to obtain the energy loss in the lattice, El, due to the creation of defects, as:
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E1=|N
k(E)
(2)
In Eqs.(l) and (2), the value per atom - [J-m2/atom] - is used. Then the density of defects, generated in the lattice can be calculated: Nd=jN <»(E) ad(E)dE. (3)
20
40
60
80
Distance, urn
Fig.l Results of CPD measurements for non-irradiated and neutron irradiated silicon p-n junction detectors, a-non-irradiated, b-
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Carlo simulation program Trim10. Since ions range varies with energy, it is important to evaluate the depth at which the device is realized inside the substrate. The samples are mounted inside a package with removable upper lid. Therefore, it is also possible to irradiate the samples with ions at low energy, at correspondingly higher collision energy losses. The range of carbon ions at medium energy (H.lMeV/a) is between 300 and 350um. Since the production of density of Frenkel pairs varies over this depth, we have investigated only the first lOum thick layer, where the active region is located. Inside this layer, the simulations showed a nearly uniform defectproduction. For carbon ions at high energy, the Frenkel pairs production is uniform for more than 300um, in depth.. In Table 2, the calculated values for each kind of irradiation, are presented. In Table 3, the data are collected and ordered with respect to the Frenkel pairs. Frenkel pairs [cm" ] Radiation n [cm" ] 60.9 CHE [cnTI 1234 10700 CME [cm'z1 Table 2: Frenkel pairs concentration per incident particle/cm for each kind of irradiation, where n is neutrons, CHE-High Energy carbon ions, and CME-Medium Energy carbon ions. Dose/Fluence [cm" 1 Radiation CHE 5.2xl0 lu 1.0x10" CHE CHE 5.1x10" N 1.2xl01J CME 1.0x10" CHE 1.0x10" CME 5.0x10" CHE 5.0x10" N 1.2xl014 CME 1.0x10" CHE l.OxlO13 N 6.0xl014 CME 5.0x10" N 1.2xl015 CME l.OxlO13 CME l.OxlO14 Table 3: Collection of all availabl edata
Frenkel pairs [cm3] 6.4xl013 1.3xl014 6.3xl0' 4 7.3xl014 l.lxlO 15 1.3xl015 5.4x10" 6.2xl015 7.3xl015 l.lxlO 16 1.2xl016 3.7xl016 5.4xl016 7.3xl016 1.1x10" l.lxlO 18
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The vacancy density is not really constant during the slowing down. A simulation performed has shown how the mean, over the slowing down path, moves slowly from a value of about 10,000 at CME to about 30,000 calculated, before the last peak. Since the layer of interest is less than 5 um the detailed simulation was performed, taking into consideration the depth of interest only, (as said before in Table 2).
5 5.1
Results Data analysis
The collected gains before and after irradiation were performed using the collector current Ic as a parameter. All the data at fixed I c , show an almost linear dependence of a A(l/p) on the Frenkel pairs density. In7'8 the same law is presented, for a given particle or spectrum, with a dependence on the fluence. The damage constant k, is known to be inversely roportional to the cut-off frequency. The lateral pnp have a lower cut-off frequency (20MHz versus 2-6 GHz of vertical pnp and npn. If the damage is constant (the slope of the fit) for plotting with the collector current, it is possible to find a regular behaviour of the values, that follows a power law . The 50x50 npn transistor (emitter region 50umx50um) were irradiated with ions only. They still exhibit linearity for a given collector current and the regular behaviour of the slope. The damage effects appear to be higher in these devices than on the ones with smaller area. It should be mentioned that in the n-p junction we have a space-charge and corresponding built-in potential. In transistors, EBIC measurements were not performed, but it can be assumed that the space-charge junctions built-in potentials will show similar behavior at very high fluences (<J>>1014 n/cm2). Vertical pnp transistors were irradiated only with carbon ions at medium energy, but they still exhibited the same behaviour. Lateral pnp were irradiated with neutrons and ions. As expected, because of their lower cut-off frequency, they showed greater damage effects, still observing the linearity with the Frenkel pairs, but the slope dependence with the collector current was different and not regular, descending and then increasing .
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6
Conclusions
The experimental data show that the gain degradation in bipolar transistors depends on the defects density generated in the devices and is independent on the type of irradiation. Thus, it is possible to evaluate A(l/P), once the expected Frenkel pairs density is known. The dependence of the damage constant with collector current, was a power law function, with the exception in Table 3. of the lateral pnp transistors, that shows a higher sensitivity to radiation and a different behaviour. Neutrons give a smaller density of Frenkel pairs (CF) than both sorts of carbon ions (CHE and CME). The smaller energy carbon ions (CME) cause a higher concentration of CF, shown The calculated ratio R = CF/G>, where CF is the Frenkel pair density and <S> fluence (taken from Table 3), does not depend on
References 1.
A.Baschirotto, R.Castello, A.Gola, G.Pessina, M.Rattaggi, P.G.Rancoita, M.Redaelli, A Seidman, Nucl. Instr. and Meth. A 362 (1995) 466. 2. A.Baschirotto, R.Castello, A.Gola, C.Onado, G.Pessina, P.G.Rancoita, M.Redaelli, A.Seidman, Nucl. Instr. and Meth. B 114 (1996) 327. 3. A.Baschirotto, R.Castello, C.Onado, G.Pessina, P.G.Rancoita, A.Seidman, Nucl. Instr. and Meth. B 122 (1997) 73. 4. S.Caruso et al., "RHBIPl Technology Evaluation to Total Dose, Low Dose Rate and Neutrons, for LHC Experiments and Space Applications", presented at RADECS-97. 5. D.M.Fleetwood et al., IEEE Trans. Nucl. Sci. NS-41(6) (1994) 1871. 6. A.H.Johnston, G.M.Swift, B.G.Rax, IEEE Trans. Nucl. Sci. NS-41(6) (1994) 2427. 7. G.C.Messenger and M.S.Ash, "The Effects of Radiation on Electronic Systems", Van Nostrand Reinhold Company, New York, 1986. 8. ASTM E722-85 9. A.Holmes-Siedle, L.Adams, Handbook of Radiation Effects, Oxford University Press, 1993 10. J.F.Ziegler, J.P.Biersack, U.Littmark, "The Stopping and Range of Ions in Solids", Pergamon Press, New York
R A D I A T I O N T O L E R A N C E OF A 0.18 pm CMOS P R O C E S S M. MANGHISONI c - d ([email protected]), L. RATTI°' C ([email protected]), V. RE 6 ' C ([email protected]), V. SPEZIALF' C ([email protected]) " Universita di Pavia, Via Ferrata 1, 27100 Pavia, Italy Universita di Bergamo, Viale Marconi 5, 24044 Dalmine (BG), Italy C INFN, Sezione di Pavia, Via Bassi 6, 21100 Pavia, Italy d Studio di Microelettronica, STMicroelectronics, Via Ferrata 1, 27100 Pavia, Italy b
The effects of ionizing radiation on P and N-channel devices belonging to a CMOS process with a minimum channel feature of 0.18 fj,m have been investigated. The aim is to assess the radiation hardness of recent submicron CMOS technologies in view of applications to high granularity detectors and imaging systems. Static, signal and noise parameters were monitored throughout irradiation steps up to a 100 kGy absorbed dose of 60 Co 7-rays, and compared to the results of the radiation hardness characterization of a 0.35 fim BiCMOS process.
1
Introduction
Modern detection systems for high spatial resolution measurements require that densely integrated electronics be employed in conjunction with microstrip or pixel radiation sensors. Recent deep submicron CMOS and BiCMOS technologies, besides supplying the necessary integration scale, provide the radiation tolerance required for operation in high radiation environments, such as high energy physics experiments. Scaling down of process features brings along a reduction in the gate oxide thickness which is responsible, according to experimental data and theoretical models available in the literature 1'2, for the improved device properties under irradiation. In previous works 3 ' 4 the behavior of 0.35 //m BiCMOS transistors was investigated before and after exposure to 7-radiation. This paper presents the results relevant to the characterization of the CMOS generation with a 0.18 lira minimum channel length. 2 2.1
Experimental details Irradiation procedures and test structures
The dose rate of the 60 Co source used to irradiate the samples is about 0.3 Gy/s. Static and noise parameters were measured at the end of each irradiation step, during which the devices were operated at the same standing current as during the measurements. The transistors were laid out using a
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standard open structure configuration, without implementing any radiation hard technique. 2.2
Measurement results
The devices belonging to the investigated 0.18 /j.m CMOS process, both P and N-channel transistors, exhibited a noticeable radiation resistance. Figure 1 shows the drain current as a function of the gate-to-source voltage for a PMOS and an NMOS, before and after irradiation with a 100 kGy 7-ray dose. Radiation induced changes are apparent only in the leakage current zone for both devices; typical operating regions are not affected in any detectable manner. As shown by figure 2, the threshold voltage features a drop of about 10 mV after the last irradiation step in the case of NMOS devices; the decrease is even smaller when PMOSFETs are considered. The trend towards a smaller sensitivity of the threshold voltage with decreasing gate oxide thickness tox is emphasized by figure 3 which compares two N-channel MOS transistors, fabricated in a 0.35 \im process {tox = 7.2 nm) and in a 0.18 \xm process (tox = 4 nm) respectively. In the first device the change in Vth is significantly larger than in the second one. The noise voltage spectra have been measured by means of purposely developed instrumentation 5 . The noise sensitivity to radiation of the 0.18 /j,m process is shown in figure 4, which compares an N and a P-channel MOS-
Figure 1. Drain current ID as a, function of the gate-to-source voltage VGSI before irradiation and upon absorption of a 100 kGy total dose, for a P and an N-channel M O S F E T belonging to the 0.18 fim process with W/L=2000/0.35, both operated at | V b s | = 0.8 V and VBs = 0 V.
789 0.41
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Dose |kGy] Figure 2. Threshold voltage Vth as a function of the absorbed dose for an N and a P-channel M O S F E T with W=2000 /im belonging to the 0.18 y,m process.
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Figure 3. Threshold voltage as a function of the absorbed dose for two NMOSFETs with W / L = 2 0 0 0 / l . The devices belong to two processes featuring different minimum channel length, 0.18 urn and 0.35 fim respectively.
FET with the same gate geometry. The NMOSFET features a non negligible increase (about 50%) in the 1/f component of the spectrum after irradiation with a 100 kGy 7-ray dose. In the same region the P-channel device is affected to a lesser extent; no evidence of degradation is found in the high frequency portion of the spectrum. This is in agreement with the results presented in a previous work 4 , where the PMOSFET is proposed as the best choice for the
790 100 Before irradiation 100 kGy
1000
10'
105 10' Frequency [Hz]
10'
Figure 4. Noise voltage spectral density ejv, before irradiation and upon absorption of a 100 kGy integrated dose, for an N and a P-channel MOSFET with W/L=2000/0.35 (0.18 firn process), both operated at | V b s | = 0.8 V.
10' lO" Frequency [Hz] Figure 5. Noise voltage spectral density eN for two P M O S F E T s with W/L=2000/0.7 belonging to a 0.35 \im process (Ip = 0.25 ma, VJJS = —1 V) and to a 0.18 /im process (ID = 0.25 ma, VDS = - 0 . 8 V).
input element of low noise radiation hard charge preamplifiers. The reduction of the gate oxide thickness from 7.2 nm (0.35 \xm process) to 4 nm (0.18 fim process) yields a further improvement in the radiation hardness of CMOS transistors. This is shown in figure 5 which compares the noise voltage spectra of two PMOSFETs with equal gate size. The device belonging to the 0.18 nm technology does not show any significant degradation
791 over the entire frequency range. 3
Conclusions
The MOSFET devices studied in this paper, belonging to a 0.18 fim CMOS technology, were irradiated with 7-rays from a 60 Co source up to a total dose of 100 kGy, featuring a very high degree of radiation tolerance. Comparison to the results from the radiation hardness characterization of a 0.35 fim process confirms that reducing the gate oxide thickness leads to a sizeable improvement in the device behavior under irradiation. This demonstrates that commercial deep submicron processes are suitable for the design of radiation hard analog electronics. Acknowledgments The authors wish to thank prof. R. Castello (Universita di Pavia) and STMicroelectronics for providing the samples investigated in this paper and prof. A. Faucitano for kindly making the 60 Co source available for this study. They also acknowledge E. Degliantoni and M. Caldara who carried out a large part of the characterization work. References 1. T. P. Ma, P. V. Dressendorfer, " Ionizing radiation effects in MOS devices and circuits", John Wiley & Sons, 1989. 2. W. Snoeys et al., "Layout techniques to enhance the radiation tolerance of standard CMOS technologies demonstrated on a pixel detector readout chip", Nucl. Inst. Meth. in Phys. Res. A 439 (2000) 349-60. 3. M. Manghisoni, L. Ratti, V. Re, V. Speziali, "Noise behavior under 7 irradiation of 0.35 /xm CMOS transistors", Proceedings of the RADECS 2000 Workshop, Radiation Effects on Components and Systems, Universite catholique de Louvain, Louvain-la-Neuve, Belgium, 11-13 September 2000, pp.126-31. 4. M. Manghisoni, L. Ratti, V. Re, V. Speziali, "Low-noise design criteria for detector readout systems in deep submicron CMOS technology", presented to the 9th Vienna Conference on Instrumentation, Vienna, Austria, 19-23 February 2001, to be published on Nucl. Instr. and Meth. A. 5. M. Manghisoni, V. Re, V. Speziali, F. Svelto, "Experimental studies of the noise properties of a deep submicron CMOS process", Nucl. Instr. and Meth. A 461 (2001) 537-39.
TOTAL D O S E TEST FOR COMMERCIAL OFF-THE-SHELF C O M P O N E N T S TO B E U S E D I N A SPACE E X P E R I M E N T : A SURVEY O N C U R R E N T TECHNOLOGIES M.MENICHELLI, R.BATTISTON, S.BIZZAGLIA, S.BLASKO, L. DI MASSO, A.PAPI AND G.SCOLIERI INFN Sezione di Perugia, via Pascoli 1, Perugia, ITALY G.CASTELLINI, A.GABBANINI AND M.TESI CNR-IROE, Via Panciatichi 64, Firenze ITALY The possibility of the usage of commercial off-the-shelf (COTS) components in Low Earth Orbit (LEO) space payloads is examined in this paper. Several discrete, analog and digital components have been tested for total dose, including diodes BJTs, MOSFETs, etc..The results of these tests are reported and discussed. The radiation source used for this test was the CALLIOPE Cobalt-60 gamma-ray source at ENEA Casaccia (Rome). The maximum radiation dose was 30 krad and the test has been performed according the ESA/SSC 22900 specifications.
1
Introduction
The use of commercial off-the-shelf components (COTS) in space experiment start to become a possible option for payloads flying on low earth orbit where the total absorbed dose for electronic components is below 1 krad/year. The advantage of these components are the lower cost and the higher performance due to recent release compared to space qualified components. However in order to establish the reliability of commercial off-the-shelf components careful tests need to be performed according to space qualification rules. The AMS (Alpha Magnetic Spectrometer) experiment will use radiation tested COTS for most of its electronic data readout and power supply circuits. Details on the AMS experiment can be found on ref.1. This paper reports the total tests performed on COTS to be used in the construction of the power supply system of the AMS experiment. These tests does not include only analog circuits and discrete components which will be employed in the construction of linear regulator and DC-DC converters but also digital components that will be used in the control circuitry of the power supply system. A description of the power supply system used for AMS on STS-91 can be found on reference 2 . Total dose test is performed according to ESA specification 3 at the Casaccia laboratory of the ENEA (Rome, Italy) in a facility called CALLIOPE 4 which will be described in the next section.
792
793 During this total dose test campaign we tested and analyzed: 6 Zener diodes, 5 Schottky diodes, 5 p-n diodes, 3 npn bipolar transistors and 6 pnp BJTs, 9 N-channel MOSFET and 1 P-channel MOSFET, 2 current sensors, 1 CAN controller, 2 CAN tranceivers, 1 EEPROM, 1 PLD. 2
The testing procedure
The total dose of the irradiation is 30 krad at a dose rate of 3.8 krad/h with all components under bias according to ESA/SSC 22900 specifications. The main features of these specifications are: • Total dose test should be made with a Cobalt-60 gamma ray source calibrated with an accuracy of 5%, correction for source decay should be made once per month. The room temperature should be 20 ± 10°C. The temperature has been monitored during measurement stops. During test the components should be under bias. • Three exposures should be made (as a minimum) at a total dose level which is 1/3, 1, 3 times the level of interest for the experiment. For safety we put this level at 10 krad and we made three irradiation steps of 3,10 and 30 krad total dose with two intermediate stops for measurement. • The dose rate should be between 3.6 to 36 krad/h for a maximum of 96 hours. We used 3.8 krad/h dose for a total time of 7.9 hours. The two intermediate stops for measurements have a maximum duration time of 2 hours. • After irradiation the components are tested and then undergo annealing at 25°C under bias for 168 hours (1 week) with intermediate measurements after 12, 24 and 168 hours. • After annealing aging is performed. Components are baked at maximum operating temperature under bias for 168 hours with no stops. At the end final measurement of electrical parameters is performed. The gamma irradiation plant is a pool type irradiation facility equipped with a 60 Co gamma source in a large (7 x 6 x 3.9 m 3 ) shielded room. The storage water pool, that house the source when is not used, has dimentions 2 x 4.5 x 8 m 3 . The emitted radiation has two photons of 1.173 and 1.332 MeV emitted in coincidence (average 1.25 MeV). It is possible to select the dose rate by changing the distance and the location of the device under test from the source starting from few tens of rad/h up to 2 Mrad/h.
794
We performed the annealing and aging phase in two facilities: at CAEN space laboratory in Viareggio (Italy) and at the AMS laboratory for space qualification in Terni (Italy). 3
Results on diodes
Total dose damage in diodes is mostly due to two main causes 5 : bulk damage (atom displacement) and surface effects. Bulk damage reduces the carrier lifetime increasing the reverse and the direct current. Surface effect due to charge accumulation in the passivation oxide also increase leakage current and forward voltage drop. 3.1
Zener diodes
We tested 6 types from 2 different manufacturers: UDZ5.6, UDZ12 and UDZ15 from ROHM and BZX285C5V1, BZX285C12 and BZX285C15 from Philips. We measured the Zener Voltage drop at fixed (5 mA) current. We observed a maximum reduction of the Zener voltage below 2% in the Philips diodes at the end of the aging process and an increase of about 1% in the UDZ5.6 from RHOM for while the other 2 types the Zener Voltage remains stable. No component failed during the whole irradiation/annealing/aging process. 3.2
Schottky diodes
We tested 1N5612, 1N5822, MBR1545, B2515 and MBR3045 from Motorola. We measured reverse current and forward drop. Forward drop has been measured at 1A for MBR1545, B2515 and MBR3045 and at 0.5A for 1N5612 and 1N5822. We notice an increase of about 5% on B2515 at the end of the aging process while the others increase by less than 2%. Reverse currents have been measured at 20V reverse voltage for all types except for B2515 which has maximum reverse voltage at 15V; this diode has been tested at 10V. After 12 hours of annealing, B2515 showed a large and unstable reverse current that was considered a failure in the test. All the other components remained operational during the entire duration of the test. 3.3
pn junction diodes
We tested 5 p-n signal diode: ES2B from Vishay, LL4148 from Philips, 1SS353 from ROHM, BAS16 and BAS21 from Siemens. As for Schottky diodes we measured reverse current and forward drop. All forward drops have been
795 measured at 0.1A input current except for ES2B that has been measured at 0.5A. We noticed a negligeable variation in BAS16 and BAS21 while ES2B and 1SS353 had an increase of 2% at the end of the test. Reverse currents have been measured at 20V for ES2B and LL4148, 30V for 1SS353, 75V for BAS16 and 100V for BAS21. LL4148 failed during this test after 12 hours of annealing. The others show an increase below 10% of the reverse current except 1SS353 that showed a reduction on the reverse current by a factor 0.5. 4
Results on bipolar transistor
The main degradation for irradiated BJT transistor is the degradation in hpE which is the ratio between collector and base current. It derives from the increased recombination of minority carriers in the base 5 . This increase is due to bulk damages that create additional recombination centers, and charge trapped which passivates the emitter-base junction. 4-1
npn bipolar transistor
We tested 3 types of npn transistors from Motorola: MMBTA42, MJD200 and MMBT3904LT1 and we measured HFE at all steps of the irradiation procedure. Unfortunately some data on annealing and aging are missing. From fig. 1 we notice that hpE decreases during irradiation and partially recover during annealing. From this figure we can observe that the gain can go down even a factor 0.4 during irradiation. 4-2 pnp bipolar transistor As pnp transistor we tested: MMBTA92, MJD210, MJD350, 2N5401 and MMBT3904LT1 from Motorola and BD434 from Philips. As in the previous case we measured hpE at the various steps of the test procedure (fig. 2). We notice that the gain degradation is less that for npn transistor and also in this case there is an improvement after some annealing. 5
Results on MOSFETs
Damage on MOS is mostly due to accumulation charge due to ionization in the silicon oxide insulation layer. Such charge accumulation has the effect of lowering the threshold voltage in n-channel MOSFETs and rising it in pchannel. We tested 9 n-channel MOSFETs: MTD20N06HD by Motorola,
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Figure 1. npn transistor hpE during the various steps of the total dose test
FDS9936A, FDS6680A, FDS6612A and FDS6690A by Fairchild, SUP60N06 by Vishay, IR540, IR640 and IR740 by International Rectifier. We also tested one p-channel MOSFET NDP6020P by Motorola. We measured the threshold voltage, the resistence of the drain-source channel in the ON state and the leakage current when the device is OFF. From fig. 3 we can see the variation of the threshold voltage during all steps of the process; after 30 krad irradiation there is a 20% to 65% reduction (or increment for the p-channel device) in the thresold voltage; after aging these values reduce to 18% to 38%. RDS in the ON state is stable within 10% of the initial values, while IDSS in the OFF state changes from an increase of a factor 3 in the FDS6680 to a decrease of a factor 0.5 in the FDS6612.
797 A rel. hFE@100uA MMBTA32 D rel. hFE@100uA BD434 o rel. hFE@100uA MJD210 x rel. hFE@100uA MJE350 + rel. hFE@100uA2N5401 a rel. hFE*M00uAMMBT3906
Figure 2. pnp transistor hpE during the various steps of the total dose test
6
Results on other components
We tested several additional components to be used in power supply control and monitoring system. We tested 2 current sensors LM3812-7.0 and LM38131.0 by National Semiconductors. At the end of the test procedure they are both operational in normal mode while LM3813-1.0 does not work in shutdown mode (It draws 10 times more current than in normal mode). We tested a CAN controller SJA1000 by Philips. After the test it remains operational but it draws about 15 times more current than before irradiation. We tested 2 CAN tranceivers 82C250 and 82C251 they remain operational during test and their current consumption does not change significally. We tested PLD ispLSI2032 from Lattice. After 3 krad the device work without substantial changes, after 10 krad the power consumption increased by a factor 3 and the device was impossible to re-program but the previous firmware still works
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voltage threshold relative variation during the various steps of the
after 30 krad and after all the annealing/aging sequence the device increased an additional factor 3 in power consumption and was impossible to re-program but still the existing firmware works. We tested also an EEPROM Am29F010 from AMD. The behaviour was similar to the PLD, ok after 3 krad, loss of reprogrammability after 10 krad but data still readable until the end of the qualification process. In this case, however, the current increase was much higher (about a factor 500). 7
Conclusions
We tested 42 different commercial off-the-shelf components with total dose up to 30 krad we had only 2 components that failed the test while 4 showed major degradation. The other 36 had minor or no degradation at all, this means that carefully tested COTS can be used in space especially in LEO payloads Acknowledgments This work was funded by INFN as a part of the AMS experiment and by ASIINFN 5% program funds. The authors wish to thank the ENEA-Calliope staff
799
and in particular Dr. Stefania Baccaro for her helpful collaboration. References 1. R.Battiston. The Alpha Magnetic Spectrometer (AMS): search for antimatter and dark matter on the International Space Station. Nuclear Physics B (Proc. Suppl.) Vol. 65, pp. 19-26 (1998). 2. M.Menichelli et al. The power supply system for the tracker detector for the STS-91 flight of the AMS experiment. INFN Internal note INFN/TC/-99/12 (1999). 3. Total dose steady state irradiation test method. ESA/SSC basic specification N.22900. ESA Internal Report. 4. S.Baccaro, A.Festinesi and B.Borgia. Gamma and neutron irradiation facilities at ENEA Casaccia Center (Rome). Rome I Dept. of Physics internal note N.1056. 5. The Radiation Design Handbook. ESA PSS-01-609. Edited by ESA Noorwijk (The Netherlands) pp.445 (1993).
LIQUID A R G O N POLLUTION TESTS OF ATLAS D E T E C T O R MATERIALS AT T H E IBR-2 R E A C T O R IN D U B N A
C. L E R O Y Physics
Department,
University of Montreal, C.P. 6128, Succ. Montreal Qc HSC 3J7 Canada E-mail:[email protected]
Centre-Ville,
A. C H E P L A K O V , S. G O L U B Y H , V . K U K H T I N , L. M E R K U L O V , V. MINASHKIN Laboratory
of Particle Physics, JINR, Joliot Curie 6, 141980 Dubna, E-mail:[email protected],kukhtin@sunse. jinr.ru
Russia
V. GOLIKOV, E. KULAGIN, V. LUSCHIKOV Frank Laboratory
of Neutron
Physics,
JINR
L. G O L O V A N O V , Y U . B O R Z U N O V , V . C H U M A K O V , A . T S V I N E V 1 Laboratory A. Dzhelepov
of High Energies,
JINR
SHALYUGIN
Laboratory
of Nuclear
ATLAS/LARG
Problems,
JINR
Collaboration
A cold irradiation test facility operated at the IBR-2 reactor of JINR, Dubna, is used to investigate the behaviour under neutron and 7 irradiations of samples of materials and equipments to be used in the ATLAS forward (FCAL) and the hadronic end cap (HEC) liquid argon calorimeters. The samples under study are immersed in a liquid argon cryostat and exposed to fast neutron (En > 100 keV) fluences of about 10 n c m - 2 equivalent to the neutron fluence accumulated in FCAL during ten years of LHC operation. An a-cell is used to check for possible outgassing due to irradiation of the samples immersed in liquid argon and to monitor the liquid argon purity. The results of various irradiation tests performed at this facility are reported.
1
Introduction
High-granularity liquid argon calorimetry is a key element of the ATLAS experiment 1 . The choice of liquid argon was largely motivated by the radiation hardness of the technique. The ATLAS Forward Calorimeter (FCAL) and the Hadronic End Cap (HEC) calorimeter, with liquid argon as active medium, will be exposed to high fluences of particles resulting from head-on collisions
800
801 of 7 TeV protons at an expected peak luminosity of 1.0 x 10 3 4 c m - 2 s _ 1 . In particular, the FCAL located at high pseudorapidity will be exposed to fluences equivalent to « 10 1 6 n c m - 2 over ten years. Large irradiation levels can generate pollution of the active layers of the liquid argon calorimeters with oxygen and oxygen-like impurities released from the surface of materials and equipment immersed in liquid argon. Obviously, in case of high pollution one may change polluted liquid argon for cleaner argon. However, such operation is clearly unpractical. It is expected t h a t the ATLAS liquid argon calorimeters will not be opened during their whole lifetime, requiring limited pollution of the liquid argon, below a threshold o f « 1 p p m . Therefore, the possible outgassing of components immersed in liquid argon and exposed to high fluences is investigated since several years at a dedicated cold test station built at the IBR-2 reactor in D u b n a . T h e conditions similar to those encountered in the final liquid argon detectors during LHC operation were reproduced at this facility. The tested materials and equipments are irradiated during a period of 11 days to a fluence which represents the total fluence expected after 10 years of LHC operation.
1.1
Cold test station
at IBR-2
reactor of JINR,
Dubna
The cold test station is located at one beam-line of the IBR-2 pulsed neutron reactor (average power is ~ 2 M W and about 1500 M W in the pulse) of the Frank Laboratory for Neutron Physics with typical fluxes of: 10 1 0 n c m - 2 s e c - 1 (fast neutrons), 2 X 10 9 n c m - 2 s e c - 1 (thermal neutrons) and 10 Gy s e c - 1 for photons. T h e energies of the fast neutrons are close to the energies of neutrons produced in the environment of the ATLAS calorimeters. T h e high dose rates of fast neutrons are uniform over a large beam geometrical acceptance ( ~ 800 cm 2 ) a n d allow one to achieve, within a period of 11 days, the dose level expected after 10 years of LHC operation. T h e cold test station includes a cryostat of 1 litre, a cryogenic t a n k with liquid nitrogen for argon liquefaction and continuous feeding of liquid nitrogen during long periods (23 weeks). The cryostat containing the samples to be irradiated is installed at the head of a 6m long movable platform and can be transported into the irradiated area of the IBR-2 reactor. T h e relative intensities of the primary beam components may be easily varied in the cryostat zone by the insertion of converting or absorbing materials at the head of the test facility. Details about this facility can be found elsewhere 2 .
802
1.2
a-cell and liquid argon purity monitoring
An ionisation chamber (a-cell) installed in the cryostat is used to check for possible outgassing due to the irradiation of samples immersed in liquid argon and to monitor the purity of liquid argon. An 241 Am a-source with an activity of 7.7 kBq/4ir is mounted on the cathode of the a-cell and high voltages of 0 - 2 kV are applied to the anode. The gap between anode and cathode is 0.7 mm. The electron charge created by the passage of alpha particles through liquid argon is transported across the cell gap to be collected at the anode. Details about the a-cell system, the data taking and their analysis can be found elsewhere 3 . During the experiments, ADC spectra are recorded for various values of the electric field in the range (4 - 29) kV/cm. Then, one may determine the a-peak position and obtain the electric field dependence of the charge collected at the anode of the a-cell. The ADC calibration in terms of collected charge allows the conversion of the ADC counts into charge units (fC) for further analysis 3 . The ratio of the charge signals after and before irradiation, as a function of the electric field E (kV/cm), is given by:
Q(irr)/Q(0)=^P(l-«-*fr)
(1)
Q(irr) and Q(0) are the charge signal after and before irradiation, respectively. A(E) is the charge carrier absorption length and d is the a-cell gap. In the case of oxygen pollution with concentration p (ppm), A is given by 4 : X(E) = aE/p
(2)
with a = 14 mm 2 ppm/kV. 1.3
Irradiation study results for the Forward and Hadronic End Cap Calorimeters
Over the years 3 , 5 , 6 , irradiation tests were performed on various FCAL and HEC materials and equipment immersed in liquid argon with respect to their possible outgassing due to irradiation and possible pollution of liquid argon. Running periods have been also devoted to various systematic studies including calibration runs which aimed at checking oxygen pollution concentrations purposely injected in argon by fitting eqs. 1 and 2 to the ratio of the charge measured after injection of oxygen and the charge measured in pure liquid argon, as function of the electric field. An example is shown in Fig. 1. At the same time, the calibration runs confirmed the preamplifier capability to recognize liquid argon pollution at level better than 1 ppm.
803
25
30 E (kV/cm)
Figure 1. The ratio between the charge measured after a purposely injection of 2 ppm of oxygen in liquid argon and the charge measured with pure liquid argon is shown as a function of E. The curve is the result of fitting eqs. 1 and 2 to the data.
The behaviour of PREPREG (epoxy laminate) samples in liquid argon and under irradiation was studied, although it is not intented to use this material in the ATLAS liquid argon calorimeters. PREPREG being known as a source of pollution in liquid argon, the test was performed to check our system real capability to detect pollution. The PREPREG samples (samples total area of 0.22 m 2 ) were immersed in the liquid argon cryostat and exposed to a total fast neutron fluence of (1.0±0.1)xl0 1 6 n c m - 2 during a standard period of irradiation of 11 days. The ratio of collected charge measured after and before irradiation is compared in Fig. 2 to the curves corresponding to an oxygen pollution concentration of 2 ppm (dotted curve) and 4 ppm (dashed lower curve) as obtained from calibration runs. This comparison shows a pollution concentration o f p « 4 ppm, confirming the system capability to detect liquid argon pollution. During the 2000-2001 run campaigns, various FCAL and HEC materials and equipments have been tested for their possible outgassing due to irradiation at a typical fluence of 10 16 n c m - 2 . In particular, FCAL resistors, capacitors, and transformers, parts of a FCAL motherboard and connectors, samples of an HEC electrode and HEC permaglide, PtlOO temperature sensors (cryostat), HEC low voltage (HEC LV) cables and connectors for the connection between power supply and front-end crate (FEC), 3 powered boards with front-end electronics (4 chips per board), tefzel cable ties. As an example, we present the results of irradiation tests performed on FCAL resistors, capacitors, transformers together with capacitors and sintimid disks of the ATLAS purity monitor in liquid argon at a fluence of 10 16 n c m - 2 . No outgassing was found before and after irradiation (charge measurement performed 1,2, 3 days after end of irradiation) as shown in Figs. 3 and 4, demonstrating also the good stability of the system response.
804
Figure 2. The measured charge ratio after/before irradiation for the P R E P R E G samples is shown as a function of E. The ratio varies from 0.90 at 4.7kV/cm up to 0.95 for 10 < E < 28.5 kV/cm, showing the effect of pollution. The measured ratio is compared to the oxygen pollution concentration of 2 p p m (dotted curve) and 4 p p m (dashed lower curve), see text.
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Figure 3. The collected charge measured as a function of E with 72 FCAL resistors, 75 FCAL capacitors, 5 capacitors and 6 sintimid disks of the purity monitor immersed in liquid argon at a fluence of l.OxlO 1 6 n c m - 2 . The charge measured before irradiation is compared to the charge measured one, two and three days after the end of irradiation.
1.4
Conclusions and future irradiation studies
The Dubna cold test facility has proven its capability to detect liquid argon pollution at level better than 1 ppm. All the materials and equipments to be used in FCAL and HEC have shown no sign of significant outgassing.
805
25
30 E (kV/cm)
Figure 4. The ratio as a function of E between the charge measured three days after irradiation at a fluence of l.OxlO 1 6 n c m - 2 and the charge measured before irradiation for the 72 FCAL resistors, 75 FCAL capacitors, 5 capacitors and 6 sintimid disks of the purity monitor.
Future plans at D u b n a include systematic studies of the a-cell response in liquid argon subjected to various conditions with the goal to achieve better measurement of the absolute value of the impurity concentrations and allow recognition of the various types of pollution components. These tests will allow a better definition of the conditions of operation of the final ATLAS calorimeters and their monitoring from the point of view of pollution. Acknowledgements T h e authors wish to acknowledge the financial support from N S E R C / C a n a d a and ATLAS Collaboration. References ATLAS, Advanced Toroidal LHC A p p a r a t u s , C E R N / L H C C / 9 4 - 4 3 , L H C C / P 2 15 December 1994. A. Cheplakov et al., Nucl. Instr. and Meth. A411 (1998) 330. C. Leroy et al., Proceedings of V H I t h International Conference on High Energy Physics, CALOR99, 13-19 J u n e 1999, Lisbon, Portugal, Editors G. Barreira et al., World Scientific, Singapore (2000), 653; C. Leroy et al., Particles and Nuclei Letters No. 51 [102] (2000), 5. W . Hofman et al., Nucl. Instr. and Meth. 135 (1976) 151. C. Leroy et al., Particles and Nuclei Letters No. 51 [102] (2000), 20; C. Leroy et al., Particles and Nuclei Letters No. 51 [102] (2000), 25. C. Leroy et al., Liquid argon pollution tests of PtlOO temperature sensors, ATLAS-LARG Note, in preparation.
I R R A D I A T I O N T E S T OF T H E ZEUS V E R T E X D E T E C T O R F R O N T E N D CHIPS, T H E HELIX128-3.0 J.J. VELTHUIS Nikhef, Kruislaan
409, 1098 SJ Amsterdam, E-mail: [email protected]
The
Netherlands
During the 2000/2001 HERA shutdown a silicon strip vertex detector (MVD) was installed in the ZEUS experiment. The frontend chip, Helixl28-3.0, fabricated in the radiation tolerant 0.8 /jm CMOS technology by AMS, will be exposed to an estimated dose of 20 krad/year. The chips have been irradiated up to an integrated dose of 500 krad using a 60Co source. In a testbeam the effect of the radiation on the S/N and on the position resolution have been investigated. The tests show that the S/N-ratio drops from 22 to 12 after 500 krad. When the operation point of the chip is changed a S/N-ratio of 18 corresponding to a position resolution of 9.7 fim can still be achieved even after 500 krad .
1
Introduction
In the ZEUS experiment protons of 920 GeV are collided with either electrons or positrons of 27.5 GeV with a bunch-crossing frequency of 10.4 MHz. During the 2000/2001 shutdown the HERA accelerator was upgraded with the aim to increase the luminosity by a factor 5. During this shutdown a microvertex detector was installed in the ZEUS experiment to improve tracking and allow for heavy quark tagging. The ZEUS micro vertex detector (MVD) is built of single sided, n-type bulk, AC-coupled silicon strip sensors. The sensors have 512 readout channels with 120 fim pitch. Between two readout strips five intermediate p + -strips are implanted with 20 fim pitch. The intrinsic spatial resolution of the detector as measured in a testbeam is 7.2 /im. The silicon sensors are readout using 4 Helixl28-3.0 chips 1 ' 2 placed on a ceramic hybrid. To minimise the input capacitance to the chips and thereby the noise, the frontend electronics are placed near the sensors and therefore inside the sensitive volume. More details about the MVD can be found in the contribution of A. Polini at this conference3.
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2
Helixl28-3.0
The Helixl28-3.0 is an analog readout chip for silicon microstrip detectors and microstrip gaseous chambers manufactured in the 0.8/xm-CMOS process of AMS. The chip has 128 channels each having its own preamplifier, shaper and analog pipeline capacitor array with a maximum latency of 128 sampling intervals. A pipeline readout amplifier, a fast 40MHz multiplexer and a 40MHz current buffer form the backend stage of the design. The layout is shown schematically in Fig. 1. The chip has a failsafe token ring. The bias settings and various other parameters (17 in total) can be changed during operation using programmable DACs.
3
Irradiation t e s t s
The main sources of radiation in the MVD are reflected synchrotron radiation hitting the beampipe, interactions with remaining nuclei in the vacuum and
808
accidents. Based on Monte Carlo simulation and past experience the estimated dose due to the first two sources is 20 krad/year. To find the optimal settings of the programmable parameters as a function of the dose an irradiation test was performed. Four hybrids each carrying four chips were irradiated using a 60Co source at the Nederlands Meetinstituut (Utrecht, The Netherlands) with a dose rate of approximately 3.6 krad/hour up to an accumulated dose of 500 krad, while the chips were operated. The chips were connected to silicon sensors that were not irradiated. This allows measurements in the testbeam yielding a well defined measurement of the S/N-ratio as well as a measurement of the spatial resolution. Also use was made of the internal testpulse facility of the chip which allows a high event rate and therefore scans over the Helix parameter space. Although both measurements yield different numbers there is a good correspondence between the two.
4
Results
The radiation damage is mostly visible in the shaper. The shaper feedback resistor is implemented as an NMOS transistor operated in strong inversion. The resistance value can be set using the parameter Vf3 which determines the Vgs of the transistor. In the 0.8 /xm technology radiation damage will yield initially a lower threshold voltage 4 (Vr) resulting in lower resistance values using the same programmed value of Vjs. The effects of the radiation will yield a shorter shaping and therefore lower signal while the noise of all components will increase. This is shown in Fig. 2 where the maximum of the signal and the peaktime are plotted versus V/s for different accumulated doses. When Vfs becomes too low, i.e. below Vr, the transistor is not in strong inversion anymore and the obtained values are meaningless. This happens around 0 V depending on the accumulated dose. The decrease in S/N-ratio as measured in the testbeam is shown in Fig. 3a. A worse S/N-ratio will lead to worse position resolution as shown in Fig. 3b. Using the programmable parameters of the Helix it is possible to (partially) compensate for the radiation damage. Since the irradiation will lead to lower values of the feedback resistance at the same value of V/s, the original resistance value can be achieved using a lower value of Vfs. It is important to keep the peak times the same for all channels of the MVD, otherwise different trigger delays for different areas in the MVD have to be implemented. Since the radiation load is not homogeneous throughout the
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MVD, different values of Vfs have to be used. The best S/N-ratio is obtained at the longest shaping,i.e the lowest value of Vfs still yielding strong inversion. However the shaping time should be well within the bunch crossing time (96 ns). Increasing the peakheight also leads to a decrease of the dynamic range. Neglecting these two restraints the S/Nratio can be increased further by lowering V/ s and hence the spatial resolution can be improved. This is shown in Fig. 3 where both the S/N-ratio and spatial resolution are shown as measured in the testbeam as well as the optimal values obtained by decreasing Vfs. 5
Conclusions
In this contribution the sensitivity of the Helixl28-3.0 chip to irradiation has been presented. The irradiation alters the effective operation point of the Helix chip. Here only the feedback of the shaper was discussed, since this is the most important parameter for the S/N-ratio. It has been shown that it is possible to (partially) compensate for these alterations. The Helixl28-3.0 still performs well after an accumulated dose of 500 krad and a spatial resolution less than 10 /im can be achieved.
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Acknowledgements I would like to thank my colleagues of the ZEUS-MVD group, in particular Els Koffeman and Maria Carmela Petrucci. Furthermore, I would like to express my gratitude towards Frans Bader of the Nederlands Meetinstituut. References 1. W. Fallot-Burghardt et.al.: Helixl28-x User Manual V2.1, 1999. 2. W. Fallot-Burghardt, A CMOS Mixed-Signal Readout Chip for the Microstrip Detectors of Hera-B, dissertation, Ruprecht-Karls-University Heidelberg, June 1998. 3. A. Polini, The ZEUS microvertex detector, these proceedings. 4. U. Trunk, Development and Characterisation of the Radiation tolerant HELIX128-2 Readout Chip for the HERA-B Microstrip Detectors, dissertation, Ruprecht-Karls-University Heidelberg, december 2000.
RADIATION INDUCED COLOR CENTERS IN TB3+-DOPED PHOSPHATE SCINTILLATION GLASSES M. NIKL 1 , S. BACCARO 2 , A. CECILIA 2 , P. FABENI 3 , M. MARTINI 4 , E. MIHOKOVA 1 , K. NITSCH 1 , G. P. PAZZI 3 , N. SOLOVIEVA 1 , A. VEDDA 4 1 Institute of Physics, A SCR, Cukrovarnickd 10, 162 53 Prague, Czech Republic 2 ENEA, TEC/IRR, Casaccia, S. Maria di Galeria, 00060 Roma 3 IROE del CNR, Via Panciatichi 64, 50127 Firenze, Italy INFM and Dip. di Scienza dei Materiali, Universita di Milano-Bicocca, Via Cozzi 53, 20125 Milano, Italy Radiation induced optical absorption processes were studied at room temperature for a set of NaP03-GdPC>4 phosphate glasses doped by Tb 3 + ions. Closely similar features were found under X-ray and 7-ray irradiations, while under the intense 308 nm XeCl excimer laser irradiation these effects were further obscured by a possible surface damage. The induced absorption band at 3.3-3.4 eV was ascribed to T b 4 + , while bands at 2.3 eV, 2.9 eV and above 4 eV are related to the host matrix-based color centers.
1
Introduction
In recent years there has been a continuous effort t o develop appropriately doped glass materials for their use as scintillators for the detection of X-rays, 7-rays or neutrons. For the applications in High Energy Physics high density materials like fluoride glasses l are required; however, classical silicate-based matrices have been studied for t h e detection of X-rays or neutrons as well 2 ' 3 and such materials are actually also commercially available. Due t o their amorphous m a t r i x and t o the presence of defects in a high concentration, a typical problem of glass scintillators consists in low efficiency of scintillation conversion and low radiation resistance. Recently a new way of increasing t h e efficiency of C e 3 + and T b 3 + - d o p e d phosphate scintillation glasses has been presented. It is based on a nearly resonant energy migration within a G d 3 + sublattice in the glass m a t r i x followed by a single step energy transfer towards C e 3 + or T b 3 + emission centers 4 ' 5 . In these phosphate glasses systematic studies of radiation damage under 6 0 C o irradiation were performed 6 , while radiation-induced absorption bands related t o rare e a r t h ions with modified valence ( T b 4 + , C e 4 + , E u 2 + ) in similar matrices were recently determined 7 . It was also found t h a t intense laser irradiation at 308 n m (direct excitation of the G d 3 + ions) results in instabilities of t h e emission intensity and in t h e appearance of laser induced absorption bands 8 . Such phenomena indicate the presence of unwanted energy exchange between the energy guiding G d -
811
812 sublattice and point defects of the glass matrix, which lowers the overall scintillation efficiency of such glass materials. Due to the complex interaction between rare earth ions and defects, a systematic study of radiation induced point defects and their thermal stability is demanding in order to optimize the glass matrix with respect to unwanted energy losses during the scintillation conversion. The aim of this contribution is to present an investigation of color centers creation under X-ray and 7-ray irradiations at room temperature by means of optical absorption measurements performed for a set of Tb 3 + -doped NaP0 3 -GdP04 based glasses. A numerical decomposition of the absorption spectra is performed, and the possible nature of the defects responsible for the observed absorption bands
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2
Experimental conditions
Glasses were prepared using N a P 0 3 , G d P 0 4 and T b P 0 4 of 99.9% purity as starting materials (for preparation details see 4 ' 5 ) . In the following, the samples are labeled as NazGdyTbz, where x,y,z denote the molar percentage of the corresponding starting materials in the melt. Polished plates 1 mm thick were used for the induced optical absorption measurements under X-ray (by
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Figure 2. RT optical absorption spectrum of as received (a) and X-ray irradiated (b) Na75Gd25Tbo glass. Empty squares, long dashed line and short dashed line are experimental data, numerical fit and gaussian components, respectively.
a Machlett OEG 50 X-ray tube operated at 30 kV, dose of approx. 1 kGy in air) or UV irradiation one (by a 308 nm XeCl line of an excimer laser, frep = 10 Hz, E pu i se (max) = 8 mJ, power density of the order of 105 W/mm 2 ); for for the 7-ray (by a 60 Co irradiation, dose of 10 Gy in air, at the rate 3.9 Gy/h) induced absorption experiment the bulk polished samples of 10x10x20 mm were prepared. Optical absorption spectra were measured at room temperature (RT) by a Varian Cary 50 and Perkin Elmer spectrophotometers before (index 0) and after (index irr) irradiation. 3
Results and discussion
The effect of X-ray, 7-ray and UV laser irradiations on the optical absorption spectrum of glasses was investigated. In the case of X-ray the results are displayed in Figs. 1-3, where the comparisons between the optical absorption spectra before (a) and after (b) X-ray irradiation are shown for Na 9 7Gd 0 Tb 3 , Na75Gd25Tb0 and Na 7 7Gd 2 oTb 3 samples, respectively. A numerical fit of all the spectra in terms of gaussian components was also performed, and the parameters of the bands are reported in Tables I and II. In the spectra of all the as received glasses, an absorption band peaking at approximately 5 eV can be evidenced; the precision of the fit could be significantly improved if
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a composite structure of this band was assumed in the cases of Nag7Gd0Tb3 and Na 77 Gd 2 oTb3 glasses, as reported in Table I. Moreover, the NagyGdnTbs glass features a weak and very broad absorption peaking at 4 eV, while a band at 5.8 eV is detected only in Na7 5 Gd 2 5Tb 0 . At energies higher than 5.2 eV, a very strong increase of the absorption is evidenced in Tb-doped glasses, which could be satisfactorily fitted by an exponential function. In Tb-free glass, the increase of the absorption is less steep, and it was better approximated by a gaussian peaking at approximately 7-8 eV. However, the experimental limit of the measurement does not allow to determine accurately its position and halfwidth, and for this reason it has not been included in Table I. Upon X-ray irradiation, the intensity of the 5 eV structure (for Nag7GdoTb3 and Na77Gd2oTb3 particularly the higher energy component of the composite structure) is significantly increased, while a slight increase is observed for the highest energy band at 5.8-5.9 eV in Na7sGd25Tbn. Marked differences in the absorption pattern are observed at energies below 4.5 eV: Tb-doped samples display a rather intense band at 3.3-3.4 eV, together with a weaker band at 4.2-4.3 eV. By contrast, Tb-free glass does not display such features, while two bands at 2.3 eV and 2.9 eV are observed instead. Finally, in all the spectra of Gd-containing glasses, the Gd 3 + lines related to the transitions within its 4f shell are also detected. For the sake of brevity these were not included in the
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Tables. In Fig. 4a the 7-ray induced absorption characteristics are shown for Na 6 oGd 3 oTbio and Na7oGd3oTbo samples. In this case the high energy region of the spectrum above 5 eV is obscured by the 4f-5d absorption transition of T b 3 + 9 due to the bigger thickness of the sample. However, induced absorption features below 4.5 eV are qualitatively very similar to those obtained under X-ray irradiation in the samples described above. In the case of excimer laser irradiation by the 308 nm line, transmission was measured within the irradiated spot and well outside it and the induced absorption coefficient was evaluated and in Fig. 4b the spectra of selected samples are reported. Even if the obtained spectra are broad and possibly affected by surface damage effects, sample dependent induced absorption can be clearly noticed around 240-260 nm (~5 eV) and between 300-400 nm (3-4 eV). The nature of the absorption bands detected here can be now briefly discussed, by taking into account the possible role both of point defects of the glass matrix, and of transitions related to Tb dopant. After irradiation a striking feature of the here considered Tb 3 + -doped glass is a presence of an intense band peaking at around 3.4 eV which is completely absent in T b 3 + free samples. The absorption band at exactly the same energy was assigned to a transition within T b 4 + ion in several phosphate-based glasses 7 . So, it is
816 reasonable to suggest that also in our samples an ionizing irradiation gives rise to T b 4 + centers featuring the same absorption. On the other hand, T b 3 + free samples clearly display bands at 2.3 and 2.9 eV. For what concerns the origin of these bands, and of the others detected above 4 eV in all samples, precise assignments cannot be presently given; however, it can be mentioned that several absorption bands in the 2.2-3 eV and in the 4-5 eV regions were detected in 7-irradiated P-doped silicate glasses, and assigned to different variants of phosphorous-related centers by a parallel investigation of the thermal stability of absorption bands and of EPR active centers 10>11. In analogy to such studies, a relation between the here detected 2.3, 2.9, 4.2 and 5 eV (and possibly also the 5.8 eV) bands and point defects of the glass matrix itself can be proposed. It is worth remarking that the 2.3, 2.9 and 4.2 eV bands are created by ionizing irradiation, and so should pertain to radiation induced defects (having possibly also paramagnetic features); on the other hand, according to our fits, the structures at higher energies already exist in as received samples, and are just increased by irradiation. In this respect it cannot be excluded that the true absorption pattern in the 5 eV region is even more complex, including bands of different origin, both pre-existing to the irradiation or the radiation induced, so close in energy that they are hardly distinguished by the fit. Finally, the significant increase of the absorption towards high energies calls for the existence of additional bands, whose presence should be investigated by absorption measurements extended to the VUV region. 4
Conclusions
The effect of ionizing and laser irradiation on NaPC"3-GdP04 -based glasses doped by T b 3 + was investigated by optical absorption measurements. Several radiation induced absorption bands were evidenced and ascribed to the T b 4 + ions or to intrinsic defects based mainly on the phosphorous group of the glass matrices. The results open the way for a better understanding of the origin of defect states in such glassy matrices, and for the optimization of the materials in view of their application as scintillators. Acknowledgments The support of Italian INFN Newlumen project, NATO SfP project no. 973510-Scintillators and of ME462 project of Czech Ministry of Education is gratefully acknowledged.
817 Table 1. Peak energies and full widths at half maximum (FWHM) of the gaussian components obtained by the numerical fit of the optical absorption spectra of as received glasses. The measurements were performed at RT. The error of all the parameters is lower than 0.1 eV. Sample
E(eV) FWHM (eV) 4.0 1.3
NagyGdoTbs Na 7 5Gd 2 5Tb 0 Na 7 7 Gd 2 oTb3
E(eV) FWHM (eV) 4.9 0.2 4.9 0.5 4.9 0.2
E (eV) FWHM (eV) 5.0 0.7
E (eV) FWHM (eV)
5.8 0.3 5.0 0.7
Table 2. Peak energies and full widths at half maximum (FWHM) of the gaussian components obtained by the numerical fit of the optical absorption spectra of X-ray irradiated glasses. The measurements were performed at RT. The error of all the parameters is lower than 0.1 eV.
Sample
E (eV) FWHM (eV)
E (eV) FWHM (eV)
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2.9 0.5
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E(eV) FWHM (eV) 3.4 0.8
3.3 0.7
E (eV) FWHM (eV) 4.2 0.5
4.3 0.7
E(eV) FWHM (eV) 4.9 0.2 4.9 0.6 4.9 0.2
E (eV) FWHM (eV) 5.1 0.8
E (eV) FWHM (eV)
5.9 0.3 5.1 1.0
References 1. 2. 3. 4.
5. 6. 7. 8.
Crystal Clear collaboration, N I M A380 (1996) 524. G. Zanella et al, NIM A 345 (1994) 198. G. Zanella et al, NIM A 359 (1995) 547. S. Baccaro et al, Proc. of 5th Int. Conf. On Inorganic Scintillators and Their Applications, SCINT99, Moscow August (1999), p. 106. Ed. V. V. Mikhailin, Faculty of Physics, M .V. Lomonosov State University, Moscow, Russia 2000. M. Nikl et al, Appl. Phys. Lett. 77 (2000) 2159. S. Baccaro et al, NIM B 185 (2001) 294. H. Ebendorff-Heidepriem, D. Ehrt, Optical Materials 15 (2000) 7. P. Fabeni et al, Rad. Measurements 33 (2001) 721.
818
9. C. K. Jorgensen, R. Pappalardo, E. Rittershaus, Z. Naturforsch. 20a (1965) 54. 10. D. L. Griscom et al, J. Appl. Phys. 54 (1983) 3743. 11. H. A. El Batal, N. A. Ghoneim, NIM B 124 (1997) 81.
POINT D E F E C T S IN LITHIUM FLUORIDE FILMS INDUCED B Y GAMMA IRRADIATION
MARCO MONTECCHI, STEFANIA BACCARO ENEA, Irradiation Technologies Laboratory, C.R. Casaccia, Via Anguillarese Maria di Galeria (Roma), Italy E-mail: montecchi@casaccia. enea. it
301, 00060 S.
ENRICO NICHELATTI ENEA, Applied Physics Div., C.R. Casaccia, Via Anguillarese 301, 00060 S. Maria di Galeria (Roma), Italy E-mail: nichelatti@casaccia. enea. it FRANCESCA BONFIGLI, TIZIANA MAROLO, ROSA MARIA MONTEREALI ENEA, Applied Physics Div., C.R. Frascati, Via E. Fermi 45, 00044 Frascati (Roma), Italy E-mail: [email protected]. it
Pure and doped lithium fluoride (LiF) crystals are well-known dosimeter materials. In this work we report the preliminary results about a careful optical characterisation of polycrystalline LiF films thermally evaporated on fused silica substrates and gammairradiated at several doses up to 106 Gy in air. Gamma irradiation of LiF films gives rise to stable formation of primary and aggregate defects. Among them, F centres give rise to the absorption band peaked at 245 nm, while F2 and F3+ centres are responsible for the absorption in the blue region and for stable and intense green (F3+) and red (F2) photoluminescence at room temperature. Photoluminescence spectra were measured with both a commercial and a laboratory apparatus. A simplified set-up for optically stimulated luminescence reading was tested. The results are encouraging to propose LiF film on fused silica substrate as dosimeter for gamma irradiation.
1
Introduction
Many radiation-sensitive thermoluminescent (TL) and colour-forming solid-state dielectric and transparent compounds are utilised for radiation dosimetry [1]. Among them Lithium Fluoride (LiF) is one of the most used and investigated in different forms. Pure [2] and doped [3] LiF crystals are well-known dosimeter materials. Recently new radiation detectors based on dispersion of microcrystalline LiF in polymer matrix for gamma and electrons high-dose dosimetry have been proposed [4], as well polycrystalline LiF films, directly grown on silicon substrate, as nuclear sensors for neutrons [5]. The great interest for new radiation detectors based on this material prompted us to a careful investigation of the optical properties of gamma irradiated LiF films. In this paper, we report preliminary results of the optical characterisation of
819
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gamma-irradiated polycrystalline LiF films thermally evaporated on fused silica substrates. Gamma irradiation of LiF gives rise to stable formation of primary and aggregate electronic defects, known as colour centres (CCs), consisting in anionic lattice vacancies occupied by electrons [6]. Their formation induces discrete optical absorption bands, generally located in the visible spectral region. Among alkali halides, LiF films are interesting for several applications [7], because this material is practically not-hygroscopic and it can host point defects that are stable at room temperature (RT). Several of them are optically active CCs emitting in a broad wavelength range in the visible and near infrared [8]. The high efficiencies of green and red photoemissions from the F3+ and F 2 defects (two electrons bound to three and two adiacent anion vacancies, respectively), when excited in their almost overlapping absorption bands located around 450 nm allows to utilize Optically Stimulated Luminescence (OSL) as useful method of dosimetry for this inorganic crystalline material [9].
2
Experimental
Polycrystalline LiF films, 3 um thick, have been deposited by thermal evaporation on radiation hard fused silica substrates, kept at 250°C during the growth, in the Solid State Laboratory of ENEA Frascati. Their structural, morphological and optical properties are strongly dependent on the nature of the substrate and on the main deposition parameters, i.e. substrate temperature, thickness and evaporation rate [7]. The films have been exposed to gamma radiation from a 60Co source at the Calliope plant of ENEA-Casaccia (Rome) [10] at several doses ranging from 103 to 106 Gy in air, with the same dose-rate of 2.4 kGy/s. Optical reflectance and transmittance spectra of the films before and after irradiation have been measured at normal incidence with a Perkin-Elmer X-19 spectrophotometer in the spectral range 190 - 850 nm. Photoluminescence spectra of F2 and F3+ centres were measured with both a commercial Jobin Yvon Fluorolog-3 spectrofluorimeter adopting a front-face detecting geometry, and a laboratory set-up, where the luminescence has been excited by the 458 nm line of an Argon laser, spectrally analysed by a monochromator and detected by a photomultiplier with a lock-in technique. A simplified OSL reading set-up has been arranged to measure the integrated red photo-emitted light from LiF films irradiated at different doses. The excitation source was a light emitting diode (LED) King Bright 53 MBD, whose broad emission (Fig.l), peaked at 440 nm, overlaps quite well the F 2 and F3+ centres absorption bands as known from the literature [11] and outlined in Fig. 1 as normalised gaussian bands. The emitted red light was filtered by an open-slit monochromator coupled with a glass band-pass filter Shott RG630.
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3
Results and discussion
Gamma irradiation of LiF induces the stable formation of primary and aggregate CCs, which generally coexist with often overlapping absorption bands. Among them, the F centres gives rise to an absorption band peaked at about 245 nm; the F2 and F3+ centres are responsible for the so called M absorption band at about 450 nm [6]. Their contributions are clearly distinguishable by comparing the transmittance spectra of a LiF film before and after 1.16*105 Gy of gamma irradiation, see Fig. 2. These two main absorption bands are superimposed to the film interference pattern. The transmittance spectra of the bare silica substrate before and after gamma irradiation at the same dose are also reported. Up to now, no luminescence originating unambiguously from the F centre in LiF has been detected. On the other hand the F2 and F3+ centres are responsible for stable and intense green (F3+) and red (F2) photoluminescence at RT when excited in a broad wavelength range around 450 nm, as measured also in thin films irradiated by low-energy electron beams [12]. A typical RT photoluminescence spectrum excited with the 458 nm line of an Argon laser is shown in Fig. 3 for the gamma coloured LiF film of Fig. 2. After instrumental response calibration, it has been resolved into the sum of two gaussian bands ascribed to F2 and F3+ defects with peaks and half-widths in good agreement with the literature [11]. A similar photoemission spectrum of the same irradiated LiF film has been obtained by a commercial spectrofluorometer, as shown in Fig. 4.
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Figure 2. RT transmittance spectra at normal incidence of a 3 urn thick LiF film thermally evaporated on a silica substrate before (solid) and after (dotted) gamma irradiation with a dose of 1.16* 105 Gy. The transmittance spectra of the bare silica substrate before (solid) and after (dotted) gamma irradiation at the same dose are reported for comparison. W av e len gth ( n m . units
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A similar photoemission spectrum of the same irradiated LiF film has been obtained by a commercial spectrofluorometer, as shown in Fig. 4. The excitation wavelength of 458 nm was provided by a xenon lamp filtered by a monochromator. The broad visible emission bands ascribed to F2 and F3+ defects are again observable, although the ratio of their intensities is different from the one of Fig. 3. The complex optical behaviour of the F3+ centres with respect to the F2 ones should be taken into account for the comprehension of the observed results.
823
Figure 4. RT photoluminescence spectrum excited at the wavelength of 458 nm of the gamma coloured LiF film of Fig. 2 as measured by a commercial spectrofluorometer.
As a matter of fact, the ratio between the emission intensities of F3+ and F2 defects depends not only on the defect concentrations, but also on the pumping intensity. Indeed, under continuous optical pumping, the F3+ luminescence increases sublinearly as a function of the exciting power due to the presence of a metastable state, which strongly influences the optical behaviour of this defect [13]. As a consequence an appreciable quenching of the F3+ luminescence is observed even at low pumping power densities. Figure 5 shows the luminescence signal of 4 specimens irradiated at different doses, ranging from 103 to 106 Gy, measured with the simplified OSL set-up. This set-up exhibits a superior signal/noise ratio (also reported in figure): no signal was detected for the sample irradiated at 103 Gy with the other considered equipments. The trend of the signal with the dose results sub-linear. The accurate spectrophotometric characterisation of the not-irradiated [14], and the two more irradiated [15] specimens allows to estimate the defect concentrations, showing that the lack of a linear response at the highest doses seems due to a reduction in the active defects formation mechanisms rather than to concentration quenching phenomena. Further investigations are under way to exploit these aspects. 4
Conclusions
Polycrystalline LiF thin films, only 3 um thick, thermally evaporated on fused silica substrates have been optically characterised before and after gamma irradiation in the 103 - 106 Gy dose range. Gamma irradiation of LiF films gives rise to the stable formation of primary F centres and aggregate F 2 and F3+ centres, which emit efficient red and green photoluminescence, respectively. Their visible emission
824
spectra have been measured at RT by different equipments. The one exhibiting the best signal to noise ratio is a simplified luminescence set-up where the light pumping is performed with a blue LED. The trend of luminescence versus absorbed doses results sub-linear; the film optical characterisation indicates at high doses a reduction in the active defects formation rather than a concentration quenching phenomena. The sensitivity of this simplified set-up will be improved in the next future in order to extend the readout to lower doses.
IOC
L iF film
>
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•
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•
m
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Figure 5. Top: red photoluminescence signal measured by the simplified luminescence set-up for LiF films coloured at different doses; the error is smaller than the symbol. Bottom: signal to noise ratio.
Unlike TL, OSL at RT does not anneal the luminescent defects, and the nondestructive readout by light can be used for archival dosimetry and imaging applications. The thin film geometry supplies either single integrated dose readings or two-dimensional radiographic images. The preliminary results are encouraging to consider LiF films as sensors in compact, cheap and versatile radiation detectors. 5
Acknowledgements
We thank G. Baldacchini and A. Cecilia for useful suggestions, A. Pace for his skilful technical assistance in sample deposition, F. Zarbo for gamma-irradiation, A. Pasquali for dosimetry.
825
References 1. Shulman J.H. and Compton W.D., Color Centers in Solids (Pergamon Press, Oxford, 1963) 2. McLaughlin W. L., Miller A., Ellis S. G, Lucas A. C. and Kapsar B. M., Radiation-induced color centers in LiF for dosimetry at high absorbed dose rates, NIMB, 175 (1980) pp. 17-18. 3. Lakshmanan A. R., Madhusoodanan U., Natarajan A. and Panigrahi B. S., Photoluminescence of F-aggregate centers in thermal neutron irradiated LiF TLD-100 single crystals, p/zys. stat. sol. (a), 153 (1996) pp. 265-273. 4. Kovacs A., Baranyai M., McLaughlin W. L., Miller S. D., Miller A., Fuochi P. G., Lavalle M., Slezsak I., Application of the Sunna dosimeter film in gamma and electron beam radiation processing, Rad. Phys. Chem., 57 (2000) pp. 691— 695. 5. Cosset F., Celerier A., Barelaud B., Vareille J. C , , Thin reactive LiF films for nuclear sensors, Thin Solid Films, 303 (1997) pp. 191-195. 6. Nahum J. and Wiegand D., Optical Properties of some F-aggregate centers in LiF, Phys. Rev., 154 (1966) pp. 817-830. 7. Montereali R.M., Point defects in thin insulating films of lithium fluoride for optical microsystems. In H.S.NALWA (ed.), Handbook of Thin Film Materials, Vol.3 Ferroelectric and Dielectric Thin Films (Academic Press, 2002) Ch.7, pp. 399-431. 8. Nahum J., Optical Properties and mechanism of formation of some F-aggregate centers in LiF, Phys. Rev., 158 (1967) pp. 814-825. 9. McLaughlin W. L., Miller S.D., Saylor M.C., Kovacs A., Wojnarovits L., A preliminary communication on an inexpensive mass-produced high-dose polymeric dosimeter based on optically stimulated luminescence, Radiation Phys. Chem., 55 (1999) pp. 247-253. 10. Baccaro S, Festinesi A. and Borgia B., Gamma and neutron irradiation facilities at ENEA-Casaccia Center (Rome) Internal Note n.1056, Physics Dep., University of Rome "La Sapienza", 1995. 11. Baldacchini G., De Nicola E., Montereali R.M., Scacco A., Kalinov V., Optical bands of F 2 and F3+ centers in LiF, J.Phys. Chem.Solids 61 (2000) pp. 21-26 12. Montereali R.M., Baldacchini G., Scavarda do Carmo L.C., LiF Films: Absorption and luminescence of colour centres, Thin Solid Films 201 (1991) pp. 106-108. 13. Baldacchini G., Cremona M., d'Auria G., Montereali R.M. and Kalinov V., Radiative and nonradiative processes in the optical cycle of the F3+ center in LiF, Phys.Rev.B 54,24 (1996) pp.17508-17514
IN SITU M E A S U R E M E N T OF R A D I A T I O N D A M A G E IN SCINTILLATING FIBERS A R . Z I E G L E R , U. H O L M , N . L A T U S K E , K. W I C K , T . Z O U F A L Institut
fur Experimentalphysik,
Universitat
Hamburg,
Germany
The radiation induced degradation of the optical transmission of the fibers SCSF38M, SCSF-81M (Kuraray), BCF-60 and BCF-98 (Bicron) with polystyrene core (PS) was studied. During and after irradiation with a 100 kV X-ray source, a 1 3 T Cs source and a 6 0 C o source the effects depend on the fiber type: (1) The permanent damage for BCF-98 (clear PS) is smaller than for the scintillators. (2) The BCF-60 is radiation harder than the other two scintillators but very light sensitive. Temperature treatments (up to 68° C) of SCSF-38M, without irradiation showed a transmission loss which clearly rises with the increasing temperature. This accelerated ageing phenomenon does not recover and the fiber is permanently damaged. In an additional experiment it was studied whether the transmission damage can be influenced by short illuminations with visible light during and after irradiation. For SCSF-38M a strong reduction of the permanent induced absorption remaining after the end of the recovery process was observed.
1
Introduction
F o r t h e n e w l u m i n o s i t y m e a s u r e m e n t s y s t e m of Z E U S a f t e r t h e u p g r a d e of
HERA a small W/scintillating fiber spaghetti calorimeter 1 was built. The socalled 6m tagger has to withstand high radiation background and relatively high temperatures (~ 40°C). We therefore have investigated scintillating and clear fibers for their adequate qualities. 2
Measurement procedure
The optical transmission of different fibers (0.5 mm diameter) was measured during and after irradiation at a 137 Cs source with a mean dose rate of 1.1 Gy/h. The fibers were winded around a circular aluminium disk which could be heated by heating foils. A three color LED was used to measure the transmission of the fibers at the wavelengths 470, 535 and 650 nm. In order to investigate whether the illumination with visible light influences the radiation damage process the period between two successive transmission measurements was varied between 5 min and 1 hour. A similar set-up, now with a xenon lamp and a monochromator instead of LEDs, was used for irradiation of fibers with an X-ray souce (100 kV) at dose rates of few ten Gy/h. High dose rate measurements (400 Gy/h) up to doses of 50 kGy were per-
826
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formed at a 60 Co source. The permanent damage after total recovery of the scintillating fibers was measured by exciting them with a radioactive electron source ( 90 Sr ) along their lengths (70 cm). From transmission measurements before irradiation (T un ; rra d), during and after irradiation (T; rra d) the radiation induced absorption coefficient A/i was calculated: ^fJ- — J h i I unirrad / -I- irrad
where I is the length of the irradiated part of the fiber. 3
Results
We have studied four different types of fibers: the clear fiber BCF-98 (Bicron) and three scintillating fibers BCF-60 (Bicron) and SCSF-38, SCSF-81, SCSF38M and SCSF-81M (Kuraray). The last two fibers have double cladding, the others single cladding. All fibers, consisting of a polystyrene (PS) core and different claddings, were irradiated in air. In the case of 137 Cs and X-ray irradiation doses and dose rates were so low that the oxygen dissolved in the fiber was not totally consumed during the irradiations. So the recovery processes observed after irradiation are due to the decay of shortlived absorption centers 2 and not governed by the diffusion of oxygen. 3.1
Irradiation with X-rays
The waveguide fiber BCF-98 (1 mm diameter) was exposed to a dose of 900 Gy within 25 hours. The annealable part of absorption decays within 10 hours after switching off the source. The permanent absorption rises linearly with the dose and rises with decreasing wavelength A.2 The irradiation showed that the permanent damage in the scintillating fibers SCSF-38 and SCSF-81 is larger than the damage in the clear PS fiber BCF-98. This means that the fluorescence dyes contribute to the permanent absorption damage. 2 3.2
Irradiation with 7 rays (60Co)
Three scintillating fibers (BCF-60, SCSF-38M and SCSF-81M) were irradiated up to a dose of 50 kGy with a 60 Co source. Fig. 1 shows the relative light yield and the induced absorption versus dose. Apparently BCF-60 is the most radiation resistant fiber but it is very light sensitive in contrast to SCSF-38M. SCSF-81M also showed damage due to irradiation by sun. 3
828
dose / kGy
dose / kGy
Figure 1. Radiation damage measurements of SCSF-81M, SCSF-38M and BCF-60 with doses D < 50 kGy. Seen are the relative light yield loss and the induced absorption coefficient A/i for the fluorescence light.
So SCSF-38M was chosen for the 6m-tagger and additional measurements have been done with this fiber. 3.3
Irradiation with 7 rays (13T Cs) and heating
The time development for a quadruplicate irradiation of the scintillating fiber SCSF-38M at room temperature is shown in Fig. 2a for a wavelength of A = 470 nm. The fluorescence maximum for this fiber is at A = 430 nm. We see two different types of absorption for a dose of 440 Gy - an annealable part which recovers within 50 hours after the end of irradiatin and a permanent part which rises linearly with the dose. Fig. 2b shows the time development of transmission for a multi heating exposure up to T = 68° C. For T > 40° C we observe a transmission loss which clearly depends on the temperature . At T = 68°C the loss per week is 4% for the heated fiber length oil = 143 cm. This accelerated ageing phenomenon is only seen at high temperatures and it does not recover so that the fibers are permanently damaged. As a result of a triple irradiation at elevated temperatures (up to T = 54° C) we observed a loss of fluorescence light yield of 35% per 740 Gy for a fiber length of I = 143 cm. More detailed results will be presented elsewhere 4
During the transmission measurement the fibers are illuminated with vis-
829
UN)
200
300
400
250
500
lime |h]
500
750
1000
1250
1500
1750
2000
2250
l/k
Figure 2. Damage of SCSF-38M at A — 470 nm: a) Online radiation damage measurement at room temperature (irradiation: hatched sectors) and b) online transmission measurement during heating up to T = 68° C of SCSF-38M without irradiation for I = 143 cm.
ible light (each LED less than 1 s) during and after irradiation. In order to study the influence of light on the damaging process the time interval between two successive LED measurements was varied between 5 minutes and 1 hour. The results presented in fig. 3 show that one observes much more recovery in the blue part of the absorption spectrum at the higher repetition rate Z^LED = 1/(5 min). The permanent damage A/zperm remaining after the recovery process is much lower than at the lower rate I/LED = V U n o u r ) although the absorbed dose D is much higher. A slight increase of illumination reduced the ratio A / i p e r m / D roughly by a factor 4. It will be studied whether this effect can be used to reduce the damaging influence of radiation on a calorimeter. 4
Summary
The transmission T and the absorption coefficient A/i of different optical fibers was measured during and after irradiation. These measurements have been performed with three different set-ups and sources. In the BCF-98 (clear PS) the permanent absorption rises linearly with dose. The scintillating fiber BCF-60 was radiation harder than SCSF-38M and SCSF-81M. But a sun exposure showed that the radiation hardest fiber was also the most light sensitive one. Due to this SCSF-38M was selected for the 6m-tagger and more tests
830 A l l o f S C S F - 3 8 M , L E O : b l u e *. = 4 7 0 i n n
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Figure 3. The illumination of the SCSF-38M fiber with visible light from a LED has strong influence on the recovery process and the remaining permanent transmission damage. The induced absorption per absorbed dose A/iperm/D was reduced by a factor 4 in the present experiment.
were performed with SCSF-38M. A multi heating exposure up to T = 68° C without irradiation led to a transmission loss which clearly rises with increasing temperature. This accelerated ageing phenomenon does not recover and the fiber is permanently damaged. The results obtained for the fiber SCSF38M demonstrate that short illuminations with visible light during and after irradiation allow to reduce the permanent absorption damage significantly. A similar effect (photobleaching) was observed in a fiber (Schott P 928/11) with a pure SiC>2 core 5 . The recovery process was accellerated when the light power was increased from 1/zW to several hundred /j,W. References 1. A. Ziegler et al, A New W/Scintillator Electromagnetic Calorimeter for ZEUS, these Proc. 2. K. Wick and T. Zoufal, Unexpected Behaviour of Polystyrene Based Scintillators During Irradiation at Low Doses and Low Dose Rates, Nucl. Instr. and Meth. B185 (2001) 341. 3. N. Latuske, Diploma thesis, University of Hamburg (2001) 4. Ar. Ziegler, thesis, University of Hamburg (in preparation) 5. H. Henschel, O. Kohn and H. U. Schmidt, Optical Fibers as Radiation Dosimeter, 5th International Symposium on Radiation Physics (1991)
IRRADIATION EFFECTS ON POLY (VINYL CHLORIDE)
L.COSTA, V. BRUNELLA, P. BRACCO Dipartimento di Chimica IFM, Universita di Torino, Italy E-mail: [email protected] We have studied the electron beam effects on Poly (Vinyl Chloride) powders without additives, when the irradiation was conducted in inert atmosphere. Then the powders were stored at room temperature for several months. Our study has evidenced that the PVC interaction with electron beam is not a selective process, because the radiation has sufficient energy to break off all the polymer bonds. So the irradiation process produces a large number of radicals, which unexpectedly carries on the chain reaction also after several months of storage.
1
Introduction
The Poly (Vinyl Chloride) (PVC) has opened up an exciting field of chemistry and materials science with many important applications. Particularly interesting is its employment to produce many vital single-use medical devices, as far as catheters, infusion set, stents and so on. An intriguing aspect of this medical application is the validity of the principal sterilisation methods. Today the biomaterials sterilisation can be performed with steam, ethylene oxide or with high-energy radiation. The employment of high-energy radiation for polymeric materials is spreading more and more, because the steam method cannot be used for polymer; on the other hand ethylene oxide sterilization has become an environmental liability because of the gas involved in the process. With the expression "high energy-radiation" we indicate gamma radiation and electron beam: the differences between the two irradiation methods are the needed time and the presence or absence of radioactive source. In fact, gamma radiation process uses a radioactive source of cobalt and it is longer than electron beam process. Unfortunately, exposure to high-energy radiation has a negative effect on the appearance of PVC: immediately after sterilisation the material tends to darken or yellow. Compound darkening is autocatalytic and continues after sterilisation. The PVC darkening can be attributed to the formation of conjugated double bonds due to dehydrochlorination process. This work describes an investigation whose purpose was to see how long the dehydrochlorination process could continue after irradiation process. In literature, we have found many studies (18) about the degradation of PVC with high-energy radiation, but none based on the analysis of PVC radicals after a long-term storage.
831
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2
Materials and Methods
The material employed in this study is the PVC k 57 (EVC, Porto Marghera, Italy). The powder was packed in polyethylene bags in inert atmosphere and it was irradiated with electron beam at doses of 25, 50, 100 and 150 kGy. The sterilisation dose is normally 25 kGy, so we have increased this dose for six times. Then the powders were stored at room temperature for several months and we have observed the material modifications during this period. For the material characterisation before and after irradiation, we have used FT-IR, EPR and UV-Vis Spectroscopies. EPR Spectra were obtained from a Bruker ESP 300E. We recorded the spectra at 10 mW using quartz cells containing the PVC powder and an impurity of Mn2+ in CaO as an internal standard. UV-Vis Spectra were performed with a Perkin Elmer Lambda 15 Spectrophotometer. The scan rate was fixed at 120 nm/min. 50 mg of PVC powder was dissolved in 6 ml of THF and the THF spectrum was used as background. Infrared spectra were performed with a Perkin Elmer FTIR System 2000 equipped with a DTGS detector. FTIR spectra of PVC were obtained from a cast film on KBr disk in the transmission mode. Each spectrum was based on 32 scans. 3
Results
In figure 1 two EPR spectra of PVC irradiated at different doses are reported. 150 kGy 25 kGy
2000
> c
0
-2000
i 3350
i
i 3400
Gauss Figure 1. EPR spectra of PVC irradiated at 25 and 150 kGy.
.
i 3450
833
Figure 2 shows how the EPR spectra of the PVC irradiated at 150 kGy can be modified after several months at room temperature.
2000
after after after •after
r
3390
irradiation 1 month 2 months 11 months
3400
Gauss
Figure 2. PVC irradiated at 150 kGy after several months at room temperature.
In figure 3 UV-VIS spectra, obtained after different times of storage for the irradiation dose of 150 kGy, are reported.
350 400 WavBlenght (nm)
Figure 3. UV-VIS Spectra of samples examined at different times after irradiation: from bottom to top: non irradiated sample, irradiated at 150 kGy after 2 months, 4 months, 8 months, 10 months and 11 months.
We have only showed the spectra for the sample irradiated at 150 kGy, but the effect is the same for the other doses.
834
For lack of space, FTIR Spectra were not showed; they only showed the increase of the oxidation bands during storage ti me. 4
Discussion
Upon high-energy radiation induced degradation, the PVC macromolecules mainly undergo crosslinking, chain scission and formation of polyenic sequences by dehydrochlorination; the relative extent of these reactions depends on the experimental conditions<3)'(4). The literature, a point of general agreement in PVC degradation is the early appearance of rather long polyenic sequences, explainable by a reaction mechanism in which the elimination of HC1 proceeds rapidly through a macromolecule chain. The prevailing kinetic scheme for dehydrochlorination should be formulated as three steps process: (1) Initiation, by which active centers are forming, (2) Propagation, corresponding to the loss of HC1 produced by such centers, (3) Termination, where their deactivation takes place(3)'(4). The first step of the chain reaction is not a selective process, because the radiation has sufficient energy to break off all the polymer bonds. For the dehydroclorination induced by high-energy radiation, the active centers have been generally recognized as free radicals and hence the propagation has been accepted to proceed via a free-radical mechanism(3). In fact, EPR Spectra have showed that the radicals number increases with irradiation dose (figure 1). It is rather difficult to interpret the spectra shape; some authors(5)'(6) explained the identified singlet by the concurrent presence of different radicals types. We have also showed that the EPR signal is not negligible after 11 months: the radicals number decreases with storage time but it does not totally disappear even after 11 months. UV-Vis Spectra have evidenced an increase of the absorbance with storage time. It is hard to correlate the absorbance to the conjugated double bonds amount, because their bands result overlapped (1)' (7)' (8), but we can evidence that at wavelengths greater than 400 nm, the absorbance enhances with storage time because the conjugated double bonds number increases. At lower wavelengths, we also have to consider the concurrent oxidation process, which breaks off the conjugated double bonds chain.
835
5
Conclusions
Radicals of PVC, produced by high energy-radiation, can survive for long time at room temperature. In fact, we have showed that the dehydrochlorination process goes on for several months after irradiation. Concluding, it is important to stabilise the material by stopping the radicals, since it is not possible to avoid the reaction beginning. References 1. Loy B.R., J. Polym. Sci., L, 245, (1961); 2. Atchinson G. J., J. Appl. Polym. Sci.,1_,1471-1485, (1963); 3. Palma G., M. Carenza, J. Appl. Polym. Sci., \4, 1737, (1970); 4. Winkler D. E., J. Polym. Sc, 35, 3, (1959); 5. Ohnishi S.- I., Y. Ikeda, S.- I. Sugimoto, I. Nitta, J. Polym. Sc, 47, 149, (1960); 6. Lawton E. J., J. S. Balwit, J. Phys. Chem., 65, 815, (1961); 7. Atchinson G. J., J. Polym. Sc, 49, 385, (1961); 8. Daniels V. D., N. H. Rees, J. Polym. Sc, Polymer Chemistry Edition, 12, 2115, (1974).
I N F L U E N C E OF T H E N E U T R O N - C A U S E D D E F E C T S O N T H E P A R A M E T E R S OF M A G N E T I C MICROSENSORS A N D M E T H O D S FOR I M P R O V E M E N T OF THEIR R A D I A T I O N HARDNESS I.BOLSHAKOVA(1), M.BOLSHAKOV(1\ C.LEROY(2), A.MATKOVSKII(1), I.MELNYK(1) ^'Magnetic ^Physics
Sensor Laboratory, Lviv Polytechnic National Univ., 1 Kotliarevsky Str, Lviv 79013, Ukraine, inessa @mail. lviv. ua Department, University of Montreal, C.P.6128, Succ. "Centre-Ville", Montreal (Quebec), H3C 3J7 Canada, claude. leroy@cern. ch
The technology of complex metallurgical doping was developed to improve the radiation hardness of magnetic microsensors (MMS) based on III-V semiconductor microcrystals grown through chemical transport reaction methods. To form drains for radiation-enhanced defects in the semiconductor volume and to localize them, it is proposed to dope InSb and InAs microcrystals with the main donor impurity (Sn), additional doping impurities (Mn, Cr) and special supplements (Au, Al, Yb). The influence of irradiation on the electrophysical properties of III-V microcrystals and parameters of MMS manufactured according to the proposed technology has been investigated for fast neutron fluences from 1 0 1 4 n - c m - 2 up to 1 0 1 6 n - c m - 2 . It was found out that the relative change of carrier concentration in InSb<Sn:Cr> microcrystals under a neutron irradiation fluence of 1 0 1 5 n c m - 2 does not exceed 0.03%, the accuracy level of the measurement bench.
1
Introduction
Up-to-date high-precision magnetometry in irradiation environments (in particle accelerators and in systems for spacecraft control on orbit, for instance) has to meet severe requirements regarding the radiation hardness of magnetic sensors, their dimensions and power consumption. The requirements concerning dimensions and power consumption are fulfilled through magnetic field microsensors based on III-V semiconductor micromonocrystals, obtained through the chemical transport reactions (CTR) method x'2. The technology of vapor-transport reactions allows the production of microcrystals with perfect crystalline structure and surface, with highly stable electrophysical properties. The concept of radiation hardness improvement of Hall magnetic sensors is based on the development of a technology for the production of III-V semiconductor microcrystals with enhanced radiation hardness of their electrophysical parameters. This approach is based on two primary hypotheses: i) there is a possibility to develop radiation hard semiconductor materials by providing optimum concentrations of charge carriers. Based on the theory
836
837
of general electroneutrality of crystals 3 , each material has an optimum level of charge carriers when the Fermi level is fixed. As a consequence, the dependence of the electrophysical parameters on external factors is minimized; ii) there is the possibility to improve the radiation hardness of semiconductor microcrystals by making drains for primary radiation defects in their volume in the form of local fluctuations of the crystalline potential that occur as a result of crystal lattice deformations. Electric fields generated in this way may accumulate primary radiation defects and substantially influence the intensity of defect generation processes in semiconductor crystals during irradiation 4 . Those two hypotheses can be technologically integrated and implemented by complex metallurgical doping of microcrystals with impurity compounds in the process of their growth. The impurity compound is supposed to contain a majority impurity with a donor electric behavior for providing the necessary level of charge carriers concentration, as well as to contain a set of special impurities. Their beneficial influence will show by the improvement of the semiconductor materials radiation hardness. Thus, the purpose of this work was to develop a technology for complex metallurgical doping of III-V semiconductor microcrystals and study the influence of fast neutron irradiation on the parameters of magnetic microsensors manufactured according to this technology. 2 2.1
Experiment Growth of III- V microcrystals
With the prospect of developing Hall magnetic field sensors based on III-V semiconductor microcrystals, first attention was given to the growth of materials with the highest magnetic sensitivity, in particular InSb and InAs. Considering that there is no particular difference in the technological methods of growth and doping of those microcrystals, further discussion of the investigation results will carry on the example of InSb which has been studied in detail. InSb whiskers were grown by the CTR method in a closed ampoule-like reactor 1. The doping material for the microcrystals growth was undoped polycrystalline indium antimonide with a charge carrier concentration of about 3 • 1016 c m - 3 at room temperature. Halogen J 2 /Br2 compound in proportion 2:1 was used as transport agent. The amount of material is calculated according to the reactor capacity and typically was (InSb: J 2 : Br 2 ) = (25: 2.5: 1.2) mg/cm 3 . After the material loading, the ampoule-like reactor was pumped down to the pressure of l x l O - 5 mm Hg. InSb microcrystals growth was per-
838
formed along the characteristic temperature profile with a crystallization zone temperature of 450-=-460°C. The technological growth process took 24 hours.
2.2
Complex doping of microcrystals
The complex doping of InSb microcrystals was performed during the process of their growth. Corrections to the technological conditions for the microcrystals growth (qualitative and quantitative, composition of the compounds, amount of transport halogens, crystallization zone temperature etc.) were brought according to the physical and chemical properties of the impurities infused. The influence of various doping impurities (Sn, Mn, Cr, Au, Al, Yb etc.) on the growth, the structure perfection and the electrophysical parameters of InSb microcrystals was investigated. From these results, an optimum set of impurity compounds for complex metallurgic doping was defined. For example, it was observed that the use of Sn as the main impurity allows an effective production of microcrystals with perfect structure. However, when more than 2.0 mg of Sn per 1 cm 3 of ampoule volume is loaded, a reduction is observed in the growth speed, the amount of microcrystals produced and their structural perfection. The same effect is observed when Cr impurity is used with a content higher than 0.1 mg/cm 3 . Loading special Au impurity achieves increased number of crystallization centers and enlarged productivity of microcrystals growth. However, the use of Au as well as Mn impurity appeared to be unjustified because of their negative influence and the time unstability of the electrophysical parameters of the microcrystals obtained.
2.3
Conditions and experimental methods for the study of MMS radiation hardness
The magnetic microsensors based on III-V complex-doped microcrystals were irradiated at the IBR-2 pulsed neutron reactor of the Joint Institute for Nuclear Research at Dubna, Russia 5 . The fast neutron (E > 0.1 MeV) irradiation was performed in the vertical channels of the active area of the reactor with a typical flux of ~ 5 1 0 1 3 c m - 2 s - 1 , at temperatures not exceeding 70°C. The reactor has a working frequency of 5 Hz and the half-width of the fast neutron pulse is about 245 us. The high dose rate of fast neutrons was uniform over an area of 10x10 cm 2 . The irradiation time was determined to achieve fast neutron fluences from 1014 up to 1016 n c m ~ 2 .
839 3
3.1
Discussion of the results
Influence of complex doping on the electrophysical parameters of the microcrystals
Microcrystals with carriers concentrations in the range from 3-1016 c m - 3 up to 8-1018 c m - 3 are obtained when InSb is doped with Sn as main donor impurity. An increase of Sn content in the growth material from 0.1 to 1.3 mg/cm 3 is accompanied with a proportional growth of free electrons concentration. That demonstrates the necessity to introduce those impurity atoms into the In sublattice and the donor feature of their behavior. The maximum value of the free electrons concentration of the order of (0.7-j-l) x 10 19 c m - 3 is achieved for a Sn impurity concentration in the growth material of about 1.5 mg per 1 cm 3 of the reactor volume. Introduction of additional impurities translates into the improvement of the uniformity of the impurities distribution, higher stability of the electrophysical parameters and increase of the charge carriers mobility in InSb microcrystals. For example, it has been observed that the Cr impurity has small influence on the free charge carriers concentration during monotype doping as well as during doping with Sn: Cr complex. The dependence of the measured charge carriers mobility on the impurity concentration in InSb microcrystals is shown in Fig. 1. This figure also demonstrates the absence of negative influence of the doping with Cr impurity on the charge carrier concentration mobility. However, even with small concentrations of Cr, the influence of this impurity on the stability of the electrophysical parameters of InSb microcrystals is evident. In particular, it has been observed that the spread among the values of the electrophysical parameters within one series of InSb<Sn:Cr> microcrystals is 2-=-2.5 times lower as compared to similar series of InSb<Sn> crystals. Introduction of Al isovalent impurity into the impurity compounds for metallurgical doping increases the charge carriers mobility in InSb microcrystals. This is illustrated by the data in Fig. 1. In spite of considerable spread of the data, the introduction of Al impurity into the gas phase, from which the growth of InSb microcrystals occurs, favors the increase of the electrons mobility in those crystals, especially in the range of carriers concentration lower than 10 18 c m - 3 . Such results can be explained by additional aluminium purification of InSb microcrystals from uncontrolled background impurities, in particular oxygen, in the process of their growth.
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3.2
Radiation hardness of III-V microcrystals and MMS
It has been observed that the electrons concentration grows with the increase of neutron fluence. Probably, this was caused by the presence of disarranging areas in the volume of the semiconductor crystal of electron-type conductivity stimulated by radiation. Disarranging areas act as additional centers for charge carriers dispersion that causes a decrease in sensitivity and leads to a growth in total resistance. An increase in carriers concentration leads to a decrease of the magnetic sensitivity ( ^ [ m V / T ] ) of MMS based on InSb<Sn> microcrystals (Fig. 2). The experimental dependences shown in Fig. 2 allows the statement that MMS based on InSb<Sn> microcrystals with charge carriers concentration = (3-=-4)xl018 c m - 3 have the highest radiation hardness. This conclusion is also illustrated by the dependence of the charge carriers concentration in InSb<Sn> microcrystals on the neutron irradiation fluence (Fig. 3). The extrapolation of the experimental results also confirms that InSb microcrystals doped to the level of (2-^3) x 10 18 c m - 3 undergo minimum
841
Concentration, cm Figure 2. The concentration dependence of the relative change in magnetic sensitivity of MMS based on InSb<Sn> microcrystals after irradiation with various fast neutron fluences.
change in the charge carriers concentration. This is in agreement with measured dose dependences of charge carriers concentrations in In As 6 . The impurity compound with Sn as main impurity, with optimized concentration levels, must contain special impurities. It was found out that metallurgical doping of InSb microcrystals with Sn:Cr impurity compound favors further improvement of their radiation hardness. In this case, under a fast neutron irradiation fluence of 10 15 n.cm - 2 , the relative change of carriers concentration in InSb<Sn:Cr> microcrystals with the initial concentration of (14-3) xlO 1 8 c m - 3 is 0.03% as compared to 0.1% for InSb<Sn> microcrystals with the same initial concentration. The results of the present investigations point towards a wide application of the technology of complex metallurgical doping of III-V microcrystals to serve as a base of highly stable radiation hard MMS for magnetic field monitoring in high radiation environments. Further developments in terms of stability and radiation hardness improvement of complex-doped microcrystals are planned with the application of radiation modification methods to the semiconductor material.
842
10° 10 1 0
10"
10 12
10 13
10"
10 15
10 1 6
10"
10'8
10'9
Irradiation fluence, n«cm'2 Figure 3. The dependence of the charge carriers concentration in MMS based on InSb<Sn> microcrystals on the fast neutrons (1.35 MeV average energy) fluence, experimental results - solid lines (to guide the eye), extrapolation - dashed lines.
References 1. Bolshakova I., Magnetic microsensors: technology, properties, applications, Sensors & Actuators: A. Physical, 68, 282-285 (1998). 2. Bolshakova I., Moskovets T., Krukovsky S., Zayachuk, D. Radiation resistant microcrystals and thin films of III- V semiconductors, Materials Science & Engineering, B 69-70, 441-443 (2000). 3. Brudnyi V.N., Grinyew S.N., Stepanov V.E., Physica B: Cond. Matter., 212, 429 (1995). 4. Bolshakova I., Improvement of radiation resistance of magnetic field microsensors, Sensors & Actuators: A. Physical, 76, 152-155 (1999). 5. A. Cheplakov et al., Large-scale samples irradiation facility at the IBR-2 reactor in Dubna, Nucl. Instr. and Meth. A411 (1998) 330. 6. Kolin N., Osvensky V., Rytova N. et al., Electrical properties of indium arsenide irradiated with fast neutrons, Physics and Chemistry of Material Processing, 6, 3-8 (1986).
843 LIST OF PARTICIPANTS AIROLDI AMAKO AMATI ANDRIAMONJE ANDRONIC BACCARO BARONE BARUCCI BASTIERI BATTISTON BEAN BELCARI BERDERMANN BEYER BIASINI BODRATO BOGAERT BOLSHAKOVA BONARDI BORCHI BOSCH BOURGEOIS BRACCINI BRAUNSCHWEIG BREZ BRUNELLA BRUZZI BUCHMAN BULGHERONI CABRERA CACCIA CAMPI CAPONE CECCHI CECILIA CHECCHIA CLEMENS DAFINEI D'ANGELO DATTILO D'AURIA DAY DELEO DECONINCK DELLA PORTA DICIACCIO DIGIROLAMO DIERLAMM DIMARCQ DJAMA DOLGOSHEIN DONETTI EISENHARDT FABENI FAVALLI FERGUSON
ANTONELLO KATSUYA MATTEO SAMUEL ANTON STEFANIA MICHELE MARCO DENIS ROBERTO ALICE NICOLA ELENI GERD MAURIZIO S. GILLES INESSA MAURO EMILIO LEON F. SAVERIO WOLFGANG ALESSANDRO VALENTINA MARA SAPS ANTONIO SUSANA MASSIMO DOMENICO ANTONIO CLAUDIA ANGELICA PAOLO JEAN-CLAUDE IOAN PASQUALE VINCENZINO SAVERIO DENNIS RAFFAELE FRANK P. ANNA BENIAMINO ALEXANDER NOEL FARES BORIS MARCO STEPHAN PASQUALE ANDREA IAN
UNIV. DELL'INSUBRIA ITALY CERN GENEVE SWITZERLAND INFN MILANO ITALY CEA SACLAY FRANCE GSI DARMSTADT GERMANY ENEA ROMA ITALY INST. DEMOKRITOS ATHENS GREECE INFN FIRENZE ITALY INFN PADOVA ITALY INFN PERUGIA ITALY FERMILAB BATAVIA USA UNrVERSITA' PISA ITALY GSI DARMSTADT GERMANY HOPITAUX UNIVERSITAIRES GENEVE SWITZERLAND INFN PERUGIA ITALY INTRASOFT BRUXELLES BELGIUM LVrV POLYTECH. NAT. UNIV. INFN MILANO ITALY UNW. FIRENZE ITALY
UKRAINE
CERN GENEVE SWITZERLAND INFN FRASCATI - ROMA ITALY RWTH AACHEN GERMANY IFN PISA ITALY UNIVERSITA' TORINO ITALY UNIVERSITA' FIRENZE ITALY STANFORD UNIVERSITY USA INFN MILANO ITALY DUKE UNWERSITY BATAVIA USA UNIV. DELL'INSUBRIA COMO ITALY CERN GENEVE SWITZERLAND UNIV. LA SAPIENZA ROMA ITALY UNW. PERUGIA AND INFN PERUGIA ITALY ENEA TEC ROMA ITALY INFN PADOVA ITALY CPPM MARSEILLE FRANCE INFN ROMA ITALY INFN MILANO ITALY INFN PISA ITALY UNrVERSITY OF GLASGOW U.K.
VUB BRUSSEL BELGIUM CEO UNIV. ROMA TOR VERGATA ITALY CERN GENEVE SWITZERLAND UNIV. KARLSRUHE GERMANY LHA PARIS FRANCE CPPM MARSEILLE FRANCE MEPHI MOSCOW RUSSIAN INFN TORINO ITALY UNIV. OFEDIMBURGH U.K. IROECNR FIRENZE ITALY INFN MILANO ITALY
844 FERRERE FIORI FORT FRAGA FRANK FREUDENREICH FRIESE FROJDH GADDI GAGLIARDI GAMBARINI GEORGOBIANI GERNHAUSER GERVASI GIANI GIORDANO GIORGINI GIRONE GORNUSHKIN GOTTARDI GRANDI GRICHINE GRIGORIEV GROPPI GRUBE GYS HAGOPIAN HAGOPIAN HEALTH HUSTON JONES KAGAN KANE KORJIK KRAUSS KRESLO LAFOUX LANDRAGIN LECOMTE LENZI LEROY LINNEMANN LOCKERBIE LONGO LUBSANDORZHIEV LUND LUSIANI MAAS MAJEWSKI MARIN MARTIN MAZZUCATO MEDIN MEIER MENICHELLI MENK MESCHI MICELOTTA
DIDEER IRENE ADA FRANCISCO T. KLAUS JUERGEN CHRISTER ANDREA F. GRAZIA ANATOLY ROMAN MASSIMO SIMONE FRANCESCO MIRIAM MARIA YURI ELENA DAVIDE VLADIMIR EUGENE FLAVIA BORIS THIERRY SHARON VASKEN HELEN JOEY DAN HARRIS S. MIKHAIL CARSTEN IGOR HERVE ARNAUD ROGER MICHELA CLAUDE JAMES NICHOLAS EGIDIO JINR JENS ALBERTO FRANK PAWEL ALEX ALEX M. GORDANA DIRK MAURO RALF-HENDRIK EMILIO ELISABETTA
UNIV. OF GENEVE SWITZERLAND INFN PADOVA TALY UNIV. SIENA ITALY COIMBRA PORTUGAL MPI MUNICH GERMANY ETH ZURICH SWITZERLAND TECHNISCHE UNIVERSITAT MUNCHEN
GERMANY
CERN GENEVE SWITZERLAND CERN GENEVE SWITZERLAND UNrVERSITA' MILANO ITALY LEBEDEV PHYS. INST. MOSCOW RUSSIA TECHNISCHE UNIVERSITAT MUNCHEN GERMANY INFN MILANO ITALY CERN GENEVE SWITZERLAND INFN BARI ITALY INFN BOLOGNA ITALY INFN BARI ITALY IReS STRASBOURG FRANCE INFN FIRENZE IYALY INFN MILANO ITALY CERN GENEVE SWITZERLAND UNIV. KARLSRUHE GERMANY INFN MILANO ITALY UNIV. MUNICH GERMANY CERN GENEVE SWITZERLAND FLORIDA STATE UNIVERSITY FLORIDA USA FLORIDA STATE UNIVERSITY FLORIDA USA BRISTOL UNIV. UK MICHIGAN STATE UNIV. HASLETT USA NAT. ACCELERATOR CENTER FAURE SOUTH AFRICA THE OHIO STATE UNIV. COLUMBUS OH. USA
UNIV. HEIDELBERG GERMANY CERN GENEVE SWITZERLAND CEA SACLAY GIF SUR YVETTE FRANCE OBSERVATOIRE DE PARIS FRANCE UNIV. DE DHERBROOKE CANADA CERN GENEVE SWITZERLAND UNIV. OF MONTREAL CANADA MICHIGAN STATE UNIVERSITY USA UNIV. OF STRATHCLYDE GLASGOW UK UNIV. ROMA LA SAPIENZA ITALY RUSSIAN SCFAB STOCKHOLM SWEDEN INFN PISA ITALY UNIV. MAINZ NACKENHEIM GERMANY WARSAW UNIVERSITY POLAND HARVARD UNIVERSITY CAMBRIDGE MA. USA BOSTON UNIVERSITY USA JJMFN PADOVA ITALY DESY ZEUTHEN GERMANY UNIVERSITY OF MICHIGAN USA INFN PERUGIA ITALY SINCROTONE TRIESTE ITALY CERN GENEVE SWITZERLAND INFN MILANO ITALY
845 MIYAMOTO MOISSENZ MONTECCHI MONTEREALI MORONI MOVCHAN MUSICO NAPPI NETCHAEVA NIKL NOVOTNY OCARIZ ORR PALMONARI PAOLI PAOLI PAOLONI PAPALEO PAPANESTIS PATWA PAZZI PETTENATI PIETRASZKO PINFOLD POLINI POSPISIL PRICE RAINO' RANCOITA RE REBECCHI RIBONI RIDDELL RODRIGUES ROHE ROUTTI RUCHTI RUTH SANDERS SANTOS SARLO SAUTTER-BIHL SBARRA SCARSI SCHMIDT SCHWERING SEIDMAN SEMPERE ROLDAN SIEGMUND SMION SIMON SOGA SOSSI SPALDIND SPIRITI STARIC STEINBUEGL
JUN PETR MARCO ROSA MARIA LUIGI SERGUEI PAOLO EUGENIO POLINA MARTIN RAINER JOSE ROBERT FRANCESCO NICOLA STEFANO ALESSANDRO RICCARDO ANTONIS ABID GIAN PAOLO CORRADO JERZY JAMES A. STANISLAV LARRY SILVIA PIERGIORGIO VALERIO PIERPAOLO PIERLUIGI CYRILL MANUEL TILMAN J. RANDY THOMAS H. DANIEL LORENZO MARIE-LUISE CRISTINA
PURDUE UNIVERSITY USA JJNR DUBNA RUSSIA ENEA CASACCIA ITALY ENEA FRASCATI ITALY INFN MILANO ITALY JINR DUBNA RUSSIA INFN GENOVA ITALY INFN BARI ITALY INFN GENOVA ITALY ACAD. OF SCIENCES PRAGUE CZECH REPUBLIC UNIV. GIESSEN GERMANY LPHNE PARIS FRANCE UNIVERSITY OF TORONTO CANADA INFN PISA ITALY CAEN SPA VIAREGGIO ITALY CERN GENEVE SWITZERLAND UNW. ROMA TOR VERGATA ITALY INFN CATANIA ITALY RAL DIDCOT UK FERMILAB BATAVIA USA IROECNR FIRENZE ITALY CERN GENEVE SWITZERLAND JAGELLONIAN UNIV. CRACOW POLAND UNIVERSITY OF ALBERTA CANADA DESY HAMBURG GERMANY GROUP PRAHA PRAHA CZECH REPUBLIC ANL USA INFN BARI ITALY INFN MILANO ITALY UNIV. BERGAMO ITALY CERN GENEVE SWITZERLAND CERN GENEVE SWITZERLAND INSERM U494 PARIS FRANCE ONERA CHATILLON FRANCE MPI-HALBLEITERLABOR. MUNCHEN GERMANY UNIV. OF NOTRE DAME USA TRIUMF VANCOUVER CANADA UNIV. CHICAGO USA EUMETSAT DARMSTADT
GERMANY
Lrvio
INFN BOLOGNA CNR PALERMO
HANS RUDOLF GEORG ADY PABLO OSWALD STEFAN FRANK FUMINORI VESNA JEFF ELEUTERIO MARKO FRANZ MIKHAIL
RWTH AACHEN GERMANY TEL-AVIV UNIVERSITY ISRAELE CERN GENEVE SWITZERLAND SPACE SCIENCES BERKELEY USA COLUMBIA UNIVERSITY USA TU MUENCHEN GERMANY NAT. 1ST. RADIOL. SCIENCES CHIBA JAPAN TRIUMFVANCOUVER CANADA FNAL 1ST. SUPERIORE DI SANITA' ROMA ITALY JOZEF STEFAN INSTITUT LJUBLJANA SLOVENIJA MAX PLANCK INST. MUNICH GERMANY
ITALY ITALY
846 TENTINDO REPOND THOMSON TOMASSINI TREMSIN TRINCHERO TSOUSSIS ULIVIERI URCIOLI VAN EIJK VAN NIEUWENHUIZEN VELTHUIS VENTURA VIGNOLI VIGNOLI VITALE VITALE VUKOTIC WALLRAFF WICK WIEMAN WILLIAMS ZALUTSKY ZHUIKOV ZHUKOV ZIEGLER ZIEGLER ZORZI
SILVIA CHRISTOPHER SANDRO ANTON G. L. NICOLA GUIDO MARIA CAREL GERRIT J.J. GUGLIELMO CHIARA VALERIO GIUSEPPE STEFANO ILIJA WOLFGANG KLAUS HOWARD CRISPIN MICHAEL BORIS VALERY ARZU ANDY NICOLA
FLORIDA STATE UNIVERSITY FLORIDA INFN FRASCATI ITALY SPACE SCEINCE LAB. BERKELEY INFN TORINO ITALY
USA
USA
ITALY UNIV. SIENA INFN ROMA ITALY
NIKHEF AMSTERDAM THE NETHERLANDS INFN FIRENZE ITALY INFN PAVIA ITALY UNIV. SIENA ITALY CAEN VIAREGGIO ITALY UNIV. TRENTO ITALY DESY ZEUTHEN GERMANY RWTH AACHEN GERMANY UNIV. OF HAMBURG GERMANY LAWRENCE BERKELEY NAT. LAB. USA CERN GENEVE SWITZERLAND DUKE UNIV. MEDICAL CENTER UNIV. OF ANTWERPEN HAMBURG UNIVERSITY HAMBURG UNIVERSITY ITC MICROSISTEMIPOMO
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Advanced Technology & Particle Physics (ICATPP-7) This book features up-to-date technology applications to radiation detection. It synthesises several techniques of and approaches to radiation detection, covering a wide range of applications and addressing a large audience of experts and students. Many of the talks are in fact reviews of particular topics often not covered in standard books and other conferences, for instance, the medical physics section. To present these medical physics talks is crucial, since a large fraction of the community in medical physics are from the particle physics community. The same feature is true for astroparticle and space physics, which are relatively new fields. This book is unique in its scope. Except for IEEE, there is no other conference in the world that presents such a wide coverage of advanced technology applied to particle physics. However, unlike IEEE, more room is made in the book for reviews and general talks.
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